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“The nuclear danger posed by the potential for state failure in a North Korea or

a Pakistan is one of the most menacing facing the international environment.”

What If a Nuclear-Armed State Collapses?


MICHAEL O’HANLON

F
ew dangers in the twenty-first century can In postulating a collapse of a nuclear-armed
compete with the altogether too plausible state, two key questions arise. First, what can be
scenario in which a nuclear-armed state done about the nuclear weapons and related mate-
collapses, with the custody of its weapons imme- rials and technologies themselves in such a situa-
diately becoming a national security threat of the tion? And second, assuming the answer to the first
highest order to the United States and some of question is not encouraging, what military options
its allies. In fact, there is a strong case that in the exist for a brute-force operation to restore order
post–cold war and post–9-11 world, this danger and stability countrywide in the hope that doing so
represents the single greatest existential threat to will ultimately allow dangerous nuclear capabili-
Western survival. ties to be located and secured?
The chances of nuclear war between the United The recent experience in overthrowing Sad-
States and Russia are now very small, those dam Hussein’s regime, for the purported purpose
between the United States and China nontrivial of eliminating his weapons of mass destruction
but also limited. Also very small are the chances (WMD) capabilities, is a good place to begin this
that Al Qaeda or a related terrorist organization discussion because it shows the capabilities—and
could develop its own nuclear arms. But a terrorist the limitations—of US military power.
group that somehow got its hands on one or more
nuclear arms could pose an extraordinary risk to LESSONS FROM IRAQ
the United States and other prominent Western In the case of Iraq, no breakdown in order pre-
countries with controversial foreign policies, such ceded the coalition’s invasion, and as it turned
as the United Kingdom. It may well be that the out there were no WMD. But US intelligence was
most plausible route to such an eventuality is the incapable of determining an accurate verdict on
collapse of a nuclear-armed country—most likely the WMD issue despite intensive focus on Iraq for
Pakistan or North Korea, given their fragile poli- more than a decade and despite the presence of
tics—and the subsequent purchase or confiscation inspectors for nearly a decade. This fact reflects a
of nuclear weapons by a terrorist group in the anar- broader and rather obvious, but still highly impor-
chical environment that ensued. tant, reality: WMD technologies are sufficiently
North Korea’s October 9 test of a nuclear device compact that they cannot be easily identified by
adds to the urgency of the problem. If North remote reconnaissance.
Korea, perhaps with its difficulties aggravated Nuclear reactors can be seen, to be sure, as
by international sanctions, were to fall apart, can cooling ponds and reprocessing facilities. But
what would happen to its nuclear arms? Might a smaller centrifuge complexes to enrich uranium,
desperate regime use rather than lose them? Or and certainly separated nuclear materials or weap-
might it sell them? Both Pyongyang and some ons themselves, are far too small and give off far
Pakistanis have shown a willingness to trade in too weak a radioactive signature to be detectable
weapons materials. by long-range sensors. (In the case of Iran, much
of the information about its nuclear facilities has
MICHAEL O’HANLON is a senior fellow in foreign policy studies come from internal dissident groups.)
at the Brookings Institution. His recent books include Defense This is not the only aspect of the Iraq War expe-
Strategy for the Post-Saddam Era (Brookings, 2005) and, co-
authored with Kurt Campbell, Hard Power: The New Politics rience that offers lessons for the issue at hand. In
of National Security (Basic Books, 2006). particular, the concept of “shock and awe” and

379
380 • CURRENT HISTORY • November 2006

the role played by special forces in the Iraq inva- in 2001, it generally took weeks to accomplish this
sion are relevant in assessing what capabilities the task.) Moreover, the special forces did not attack
United States and its allies would have for rapid the centers of national military power in the capi-
response elsewhere. And several other character- tal or large military bases.
istics of the war help illuminate issues involved in On balance, it is difficult to assume that a surgi-
brute-force stabilization missions. cal or limited operation could neutralize nuclear
Shock and awe. Striking hard at leadership and weapons in the early hours or days of a state col-
military targets in a war’s early hours is a strat- lapse scenario. It may be useful, therefore, to con-
egy that air power proponents have counseled for sider aspects of the Iraq experience that bear on
decades. Given the degree to which Iraqi forces large-scale operations to impose stability through-
had become accustomed to coalition bombing in out a country.
the preceding decade, the actual extent of shock or Rapid invasion. US ground forces taking part in
awe was probably limited. Things could be differ- the Iraq invasion largely bypassed southeastern
ent in a country that did not expect a US attack. cities while rushing to Baghdad. In the war’s first
But in a situation of state collapse, attacking 10 days, it was not clear that these forces could
military command and control would probably sufficiently protect their flanks in areas that they
have little utility. An effective strike would require preferred not to seize. The ensuing debate was
knowledge of where actual nuclear facilities and somewhat overblown. In the worst case, coalition
materials were located. Thus, it would not be hard forces could have waited a couple of weeks for
to destroy known production infrastructure, but other units to arrive, with only modest harm in all
it would be very difficult likelihood to the broader
to destroy weapons. Suc- strategy.
cess would likely depend Virtually nothing is known, or likely In a stabilization mis-
on whether security forces sion, rapid movement of
in the country in ques- to become known, about the location foreign forces is unlikely
tion shared the US view of North Korean nuclear weapons. to encounter strong, con-
that destruction of these certed resistance. Thus, as
weapons was a top priority. in Iraq, it should be pos-
Otherwise, Washington would probably not gain sible to move large forces fairly quickly. That said,
information about the weapons’ whereabouts. And it should be recalled that a record-setting pace for
even if it did, the weapons might be moved in the ground forces is 50 to 100 miles a day. It will take
few hours (at a minimum) that it would take US time to consolidate control of a country even after
forces to get in position to attack. forces are deployed transcontinentally—a process
Special operations raids. These were impressive that typically takes weeks for substantial numbers
in the Iraq War. Dozens of small special operations of light forces and months for heavy forces.
teams disrupted Iraqi command and control, seized Urban warfare. The coalition did a good job
oil infrastructure, prevented dams from being of establishing control over parts of Iraq’s major
demolished, and controlled airfields in regions cities in days. To try to seize the cities even more
where Scud missiles might have been launched quickly probably would have produced high casu-
at Israel. In some parts of the north and west of alties on all sides. By contrast, to wait patiently for
Iraq, small teams of special forces helped hold off the 4th Mechanized Infantry Division and other
much larger Iraqi main combat formations at key reinforcements would have given Hussein’s forces
moments. These operations were brave, creative, confidence as well as time to regroup and devise
and effective. new tactics. So the middle ground—using increas-
In Iraq, however, the special forces teams were ingly assertive “reconnaissance in force” operations
never far from reinforcement by heavy American to gain information, disrupt Hussein’s forces, and
forces, and they had large amounts of US airpower engage selectively in firefights against elite Iraqi
immediately available to back them up. In addi- units—was just right.
tion, since the United States chose the time to But the topography of Baghdad helped, with
initiate conflict, they could be comfortably pre- wide boulevards. And the disorganized and inef-
positioned, first in the region and then within Iraq, fectual nature of Iraqi fighters helped even more.
before acting. Otherwise, it could have taken sev- Thus, as Anthony Cordesman has underscored,
eral days to move them from facilities in the United one should not assume that future urban opera-
States to where they needed to be. (In Afghanistan tions would be so straightforward. The postinva-
What If a Nuclear-Armed State Collapses? • 381

sion experience in Iraq itself has already taught to have excellent forces—excellent plans for their
that lesson. use are needed too. And in the scenario of a col-
Resources and equipment. In addition to the coali- lapsed nuclear-armed state, there will not be time
tion forces’ high-technology weaponry, also impres- to create them once they are needed. The plans
sive was the global transportation capability used must be developed in advance, despite the politi-
to deploy the forces to the theater quickly. In par- cal sensitivity of doing so.
ticular, C-17 aircraft and fast sealift ships purchased A final point concerns force sizing. Before the
during the Clinton administration performed quite invasion, Army General Eric Shinseki said that
effectively. One is also struck by the competence of stabilizing Iraq could require “several hundred
American and British troops and their commanders, thousand” outside troops. Secretary of Defense
and the excellence of their doctrine and training. Donald Rumsfeld and Deputy Defense Secretary
Old-fashioned equipment such as tanks performed Paul Wolfowitz objected, and deployed roughly
extremely well, the old-fashioned skills of infantry half that, or about 150,000. That number appears
soldiers were very important, and overall combat inadequate, and most analysts were critical of
operations were executed magnificently. them for lowballing requirements. Key missions,
These observations suggest that Western main such as safeguarding ammunition sites and pre-
combat forces are not badly suited to establishing venting postinvasion looting, were not conducted
order in a chaotic country. But they also suggest for lack of troops.
that, even in an era of modernized transport and In any event, whoever was right, Iraq helps pro-
computerized logistics, a deployment time on the vide a benchmark for scaling: somewhere between
order of many weeks or months would be required 150,000 and 300,000 foreign troops, and probably
to move large numbers of forces to a distant place 200,000 to 300,000, are required to stabilize a coun-
requiring stabilization efforts. try of 25 million. When considering operations in
a North Korea of about 25 million, a similar range
PROPER PREPARATION of forces would have to be assumed (though most
Of course, stability was hardly established might be South Korean in that instance). When
throughout all of Iraq’s major cities quickly. Chaos considering Pakistan, with a population of about
reigned in much of the country for many days after 150 million, these numbers would likely have to be
Baghdad fell. The coalition simply was not prepared scaled up by a factor of five or more.
to do the job of pacifying and controlling the coun-
try once organized resistance to its presence ended. THE KOREA SCENARIO
Optimistic assumptions that the conventional Many at the Pentagon have long believed a sur-
military would not resist for long proved largely prise North Korean attack on South Korea could
right. But optimistic assumptions that the Iraqi achieve important successes, quite possibly includ-
military and other elements of the Iraqi security ing the capture of Seoul, before US reinforcements
services would therefore quickly be available to arrived in sufficient numbers to work with surviv-
help stabilize the country proved badly wrong. ing South Korean troops to stop and then reverse
And so, therefore, did administration assumptions the onslaught. But given continued improvements
that US force levels in Iraq could be sharply and in South Korean and US capabilities, together with
quickly reduced, with virtually all troops coming the gradual atrophy of the North Korean military,
home within a year. allied prospects for successfully defending South
It is not defensible to undertake regime change Korean territory appear good today—and are likely
without planning on a difficult postconflict envi- to remain good in the future.
ronment, as many had warned before the war. It is Still, the United States cannot neglect Korea in
hard to assess how much the mistakes made early its war planning and force structure analysis, espe-
on in the post-Hussein period have contributed to cially in light of the recent nuclear weapon test. An
the difficult environment that persists today. But escalating crisis over nuclear weapons could lead to
they undoubtedly played a role, breeding cynicism war if the United States and its allies grew acutely
among the Iraqi people about the commitment of worried that North Korea might sell nuclear materi-
US-led foreign forces to their well-being, and allow- als abroad, or if they decided that Pyongyang must
ing insurgents to regroup and recover. be prevented from developing a large nuclear arse-
This comment is not meant as invective against nal. It could also happen if North Korea miscalcu-
the Bush administration Pentagon, but rather to lated the new leverage its nuclear capabilities afford
underscore an important point. It does not suffice it and pushed brinkmanship too far.
382 • CURRENT HISTORY • November 2006

Finally, it could happen if North Korea began to many in protected locations, that even a massive
fissure. Among the most difficult scenarios would attack could not prevent thousands of explosive
be one in which some fraction of the North Korean rounds launched by artillery tube or missile from
military held together and offered resistance landing in South Korea’s capital.
against allied entrance into their country, while Second, many North Korean military and politi-
other parts of the country (notably, those with the cal headquarters are deep underground, making it
nuclear weapons) began to fall apart, calling the hard to attack them even with a “shock and awe”
security of the nuclear arms into doubt. type of air campaign. Virtually nothing is known,
Pentagon planners have estimated US forces or likely to become known, about the location
needed for the defense and ultimate liberation of of North Korean nuclear weapons—especially if
South Korea at roughly six ground combat divi- they are not deployed on long-range missiles or
sions—including Marine and Army units, ten aircraft—except that they are likely to be kept in
wings of Air Force aircraft, and four to five Navy hardened sites. US special forces would also have
aircraft carrier battle groups—altogether totaling a harder time infiltrating into North Korea and
at least half a million Americans under arms. Are locating such sites for aerial attack than in Iraq,
these estimates still valid? And are they valid for a given the degree to which the country is cut off
case of North Korean regime collapse rather than from outsiders.
aggression? If they are, we can deduce immediately Third, there is no easy axis of approach to
that any war would require months to resolve, Pyongyang similar to the open desert used by coali-
since it would take that long to deploy such a large tion forces to race to Baghdad in March and April
American capa- of 2003. Korea’s
bility. difficult terrain
The interven- Were parts of Pakistan’s nuclear arsenal ever to fall means that the
tion would be enemy harass-
exceedingly diffi-
into the wrong hands, Al Qaeda could conceivably ment of supply
cult. Although US gain access to a nuclear device with terrifying results. lines like that
defense reviews in which coalition
the 1990s lumped forces faced at a
Korea with Southwest Asia conceptually, the pen- few sites in Operation Iraqi Freedom could be a
insula is much more like a cross between the for- much more pervasive problem in any invasion of
mer intra-German border and Bosnia than like North Korea.
Kuwait, Saudi Arabia, or southern Iraq. This anal- Fourth, North Korea’s military is much larger
ogy applies to both the nature of the terrain—hilly than Iraq’s. Moreover, three-fourths of Iraq’s
and complex—and the nature of the fighting forces troops were believed unlikely to fight hard before
deployed in the vicinity. the war began; few make a similar assumption
The Korean peninsula remains the most densely about North Korea’s military. No one can predict
militarized region on earth, its armies more con- how this dynamic would play out in a collapse
centrated than Warsaw Pact and NATO units were in scenario. Perhaps only modest numbers of North
Central Europe during the cold war. North Korean Korean soldiers would fight hard against invading
forces of about 1 million (with a defense budget that forces; perhaps much larger numbers would. But
may exceed 25 percent of GDP and even approach even in a collapse scenario, many North Korean
40 percent) face off against combined allied forces soldiers would probably be more dependable, and
of about 600,000. Tens of thousands of pieces of fiercer in battle, than were most of Hussein’s elite
heavy equipment are deployed as well—some two- units. Finally, there is the matter of North Korea’s
thirds of the total within several tens of kilometers nuclear capability, which may be weaponized
of the De-Militarized Zone (DMZ). before long. If diplomacy fails, this capability will
have to be factored into any scenarios involving
THE MILITARIZED ZONE conflict on the peninsula.
A preemptive use of force by South Korea and It is for these reasons that war simulations,
the United States, even in response to a disinte- even if inexact, predict hundreds of thousands of
grating North Korea, would encounter serious deaths in any future Korean war regardless of how
obstacles even above and beyond the challenge of it might start. The simulations probably exaggerate
deploying US forces to the peninsula quickly. First, likely casualties—but by a factor of two or three,
so many North Korean weapons are near Seoul, not ten or twenty.
What If a Nuclear-Armed State Collapses? • 383

Fortunately for the United States, in Korea any It is very unlikely that “surgical strikes” could be
invasion would be followed by an occupation that conducted to destroy Pakistan’s nuclear weapons
the South Koreans could probably handle largely before extremists could make a grab at them. It is
on their own (unlike the situation in Iraq). But cre- doubtful that the United States would know their
ating the conditions for that occupation to occur location; at a minimum, scores of sites controlled
could take a good deal of time and effort, with great by special forces or elite Army units would have
resulting uncertainty over what would happen to to be candidates for targeting. And it is at least as
North Korea’s nuclear weapons in the meantime. doubtful that any Pakistani government would
Only if North Korean collapse effectively meant countenance such a move, even under duress.
disintegration of the country could South Korea’s The chances of learning the locations would
forces confidently control the situation promptly probably be greater than in the North Korea case,
and without substantial amounts of American help. given the much greater openness of Pakistani soci-
The size of its active ground forces—well over half ety and its far greater ties with the outside world.
a million—is certainly adequate for stabilizing a But US-Pakistani military cooperation, cut off for a
country of fewer than 25 million people, and most decade in the 1990s, is still modest, and the pos-
of the troops are routinely well-positioned near the sibility that Washington would be provided such
DMZ. That said, the mobility of most of these units information or otherwise obtain it would have to
is substantially less than is the case with Ameri- be considered small.
can combat forces. And most of all, the strength If a surgical strike, a series of surgical strikes,
of any residual North Korean opposition cannot or commando-style raids were not possible, the
be easily forecast even in a collapse scenario. For only option might be to try to restore order before
this reason, the details of how the scenario would extremists could seize the weapons and transfer
unfold are crucial—and, unfortunately, unknow- them to terrorists. The United States and other
able in advance. outside powers might, for example, respond to
a request by the Pakistani government to help
THE CASE OF PAKISTAN restore order. But given the embarrassment asso-
Of all the military scenarios that would undoubt- ciated with a plea for outside help, it might not
edly involve the vital interests of the United be made until it was almost too late, complicating
States—short of a direct threat to its territory—a the task of helping Pakistan restore order before
collapsed Pakistan ranks very high on the list. The nuclear arsenals could be threatened.
combination of Islamic radicals and nuclear weap- The international community, if it could act fast
ons in that country is extremely worrisome. Were enough, might help defeat an insurrection. Or it
parts of Pakistan’s nuclear arsenal ever to fall into might help protect Pakistan’s borders, making it
the wrong hands, Al Qaeda could conceivably gain difficult to sneak nuclear weapons out of the coun-
access to a nuclear device with terrifying results. try, while providing technical support to the Paki-
(Another worrisome South Asia scenario could stani armed forces as they tried to put down the
involve an Indo-Pakistani crisis leading to war rebellion. All that is certain is that, given the enor-
between the two nuclear-armed states over Kash- mous stakes, the United States would literally have
mir, perhaps with the potential to cause chaos or to do anything it could to prevent nuclear weapons
destabilization within Pakistan as well.) from getting into the wrong hands.
The Pakistani collapse scenario appears some- India would of course have a strong incentive to
what unlikely given that country’s relatively ensure the security of Pakistan’s nuclear weapons.
pro-Western and secular officer corps. But the And it would have the advantage of proximity; it
intelligence services, which created the Taliban could undoubtedly mount a large response within a
in Afghanistan and have condoned if not abetted week. But its role would clearly be complicated.
Islamic extremists in Kashmir, are less depend- New Delhi would likely show little hesitation
able. And the country as a whole is sufficiently intervening in the context of a dissolved Pakistani
infiltrated by fundamentalist groups—as assassi- state. However, for the more likely scenario in
nation attempts against President Pervez Mush- which Pakistan was fraying, but not yet collapsed,
arraf as well as other evidence make clear—that India’s intervention could increase the chances of
this alarming scenario of civil chaos cannot be nuclear catastrophe. Intervention might unify Pak-
entirely dismissed. istan’s factions against the invader and quite possi-
Were it to occur, it is unclear what the United bly lead to the deliberate use of Pakistani weapons
States and like-minded states would or should do. against India. This scenario, in which Pakistan’s
384 • CURRENT HISTORY • November 2006

territorial integrity and sovereignty might be on ening the situation, a larger mission to secure an
the line—and its weapons put into a “use or lose” entire country would take weeks or months to
state by the approach of the Indian army—is pre- mount under most circumstances, by which time
cisely the sort in which nuclear dangers have long many could have had opportunities to obtain the
been considered to be very high. dangerous arms.
Should the immediate crisis somehow be What if a stabilization force cannot locate
resolved and stabilization efforts then be required, nuclear weapons or materials? One possibility, of
the scale of the undertaking could be breathtaking. course, is the removal of the weapons from the
Pakistan is a very large country with a population country before ground forces could arrive. But
six times Iraq’s. Stabilizing a country of this size just as likely is that the weapons would reside in
could easily require several times as many troops the hands of a rogue element of the military, or a
as the Iraq mission—with a figure of up to a mil- nongovernmental militia, or even a terrorist group
lion being plausible. India has that number of within the country. They might be in the process
ground troops in its military, but they are deployed of exploring means of moving a weapon outside
widely throughout the country, with limited capac- the country, or of selling it to a criminal or terror-
ity for quick movement (even within India)—and ist organization.
as noted, the politics of Indian intervention even in Under such circumstances, stabilization forces
a collapse scenario could be quite complicated. would presumably need to develop intelligence
Of course, any international force would have sources on the possible locations of nuclear mate-
help. Presumably some fraction of Pakistan’s secu- rials, while also safeguarding the nation’s borders
rity forces would remain intact, able, and willing to and frequently checking internal transportation
help defend their country. Pakistan’s military num- systems. This approach would require exquisite
bers 550,000 Army troops, 70,000 uniformed per- homeland security tools with a sweep and a reli-
sonnel in the Air Force and Navy, another 510,000 ability not yet attained in the United States. At a
reservists, and almost 300,000 gendarmes and minimum, radiation detectors would have to be
Interior Ministry troops. deployed at all points of embarkation—including
But if some substantial fraction of the military airports, ports, and land crossings.
broke off from the main body, say a quarter to a Were the nuclear material plutonium or highly
third, and were assisted by extremist militias, it is enriched uranium rather than an assembled
quite possible that the international community nuclear bomb, the danger of its being shipped
would need to deploy 100,000 to 200,000 troops abroad might be slightly less, but the possibility
to ensure a quick restoration of order. Unless much that it would escape notice would be much greater.
of India’s million-man army were available, the pri- Indeed, it could be carried over a border by some-
mary burden would then fall in all likelihood on one on foot—especially in Pakistan, with its long
the United States. Given the presumed need for land borders and proximity to jihadist groups.
rapid response, the US share of this total would Obviously, any operational plan for stabilizing a
probably be a majority fraction, or quite possibly nuclear state would need many thousands of indi-
50,000 to 100,000 ground forces. viduals trained in border and customs monitoring
practices, equipped with suitable technology, and
FACING THE MENACE quickly deployable to remote sites.
The nuclear danger posed by the potential for This analysis does not rule out the desirability
state failure in a North Korea or a Pakistan is one of improving military tools that could be useful
of the most menacing facing the international envi- in a collapsing nuclear-state scenario, including
ronment. Military options in addressing such a sce- a restructured, more flexible US Army; a careful
nario would require considerable good fortune to expansion of special operations; and new units ded-
achieve the critical goal of preventing a loss of cus- icated to stabilization operations, border monitor-
todial control over the country’s nuclear weapons. ing, and nuclear-materials detection. Nor does this
A surgical strike might, with excellent intelligence, analysis rule out efforts to seek help in such opera-
destroy the weapons. But such intelligence is usu- tions from a collapsed state’s neighbors, Western
ally lacking, and the strike would probably have to allies, and international institutions. Overwhelm-
be conducted very quickly. ingly, however, it points to the critical importance
Unless a country’s larger immediate neighbor of doing whatever is possible to prevent a nuclear-
could effectively step into the fray without wors- armed state’s collapse in the first place. N

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