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Active Viral Accommodation:

A New Concept for Crustacean Response to Viral Pathogens


*1T.W. Flegel, 2T. Pasharawipas
1
Dept. Biotechnology, Faculty of Science, Mahidol UniversityRama 6 Road, Bangkok 10400
2
Dept. Microbiology, Faculty of Science, Rangsit Unviersity, Pathumthani 12000, Thailand

ABSTRACT: A radically new concept of active accommodation is proposed to explain the lack of inflammatory
response to viral pathogens in crustaceans. It is proposed that crustaceans have developed a viral binding and
recognition system that is distinct from that involved in binding for infection, and that the function of this system
is to actively accommodate viral pathogens. We propose that active accommodation results from an initial viral
binding step by the host and that this results in specific memory, such that simultaneous or subsequent viral
binding for infection (by different receptors) does not trigger cellular apoptosis that leads to host death. Since
the initial binding and subsequent recognition steps are distinct from the binding required for viral infection,
they may occur in the absence of infection. However, once initiated for a particular virus, the binding and
memory processes enable the host to tolerate its active infection without mortality. As a corollary, absence of
memory due to lack of prior binding in a “naïve” host would result in death by viral triggered apoptosis. This
concept is supported not only by the lack of visible defense reactions against viral pathogens, but also by recent
information from shrimp farming systems indicating that different viral infections in various shrimp species
have rapidly become innocuous after an initial period of catastrophic mortality. Based on shrimp biology, farm-
ing practice and the nature of geographical spread, these innocuous infections could not be explained in terms of
induced or genetically selected resistance on the part of the shrimp, nor in terms of genetically selected, lowered
virulence on the part of the viruses. The innocuous infections could be explained by invoking the concept of
accommodation. The concept is also supported by the fact that high levels of viral replication by some viruses
cause mortality for some species but not other species, or cause mortality for a single species under some
circumstances but not others. We further propose that viral accommodation is a successful, alternative evolu-
tionary development to resistance and that it arose from the interaction of crustacean (and perhaps other arthro-
pod) hosts with their viral pathogens. Accommodation is characterized by the presence of an active mechanism
to tolerate a pathogen and by the absence of an active defense against it. Thus, it contrasts with the crustacean
response (i.e., active defense or resistance) to bacterial and fungal pathogens. From this viewpoint, the crusta-
cean response to pathogens could be described as divided. Active accommodation may have evolutionary
advantages in that the absence of host resistance pressure may slow the development of virulence and accelerate
progression towards mutual host/virus existence.
KEY WORDS: shirimp, crustacean, immunity, defense, tolerance, viral accommodation, apoptosis

INTRODUCTION modified or discarded, but the knowledge gained in the proc-


In an earlier review of the viral diseases of cultivated ess may eventually lead us to the real explanation for phe-
shrimp in Thailand (Flegel 1997), scattered pieces of evi- nomena we are observing. By describing the path that led to
dence were presented which indicated that shrimp had an our concept, we aim to introduce it and persuade the reader
unknown mechanism to adapt to viral pathogens. During to consider it potentially viable. In failing to do this, we
manuscript processing and in the few months following its hope that the ideas generated will lead to new directions in
publication, more scattered evidence came to light and a research on shrimp viral pathogens.
number of exciting discussions took place. Although the
data are still patchy, enough new pieces have fallen into place Lack of “inflammatory” response in crusta-
for us to perceive a startling vision and to resolve it into a cean viral infections
single testable concept for crustacean response to viral patho- In 1988, at a microbiology seminar given by one of us on
gens. This concept could be used to explain curious factual shrimp diseases, a physician commented on the curious fact
phenomena occurring with cultivated shrimp. Although the that there was no inflammatory response in any of the pre-
concept (the forest) is clear and its predictions precise, the sented slides showing viral infected shrimp tissues (Fig. 1).
details of its workings (the trees) are indistinct. This is a This contrasted sharply with the slides of bacterial infec-
weakness, but it should not discourage us from the first task tions and responses to toxins (Fig 2) which were character-
of assessing the worth of the concept by testing its predic- ized by massive haemocytic aggregation, often leading to
tions. Through such tests, the concept may be pursued, encapsulation and granuloma formation (Flegel et al. 1992,

Flegel TW, Pasharawipas T (1998) Active viral accommodation: a new concept for crustacean re-
sponse to viral pathogens. In Flegel TW (ed) Advances in shrimp biotechnology. National Center for
Genetic Engineering and Biotechnology, Bangkok.
*e-mail: sctwf@mahidol.ac.th
246 Flegel & Pasharawipas

Figure 1. Examples of viral infetion in the hepatopancreas of P. monodon. On the left is tissue infected with monodon
baculovirus (MBV) and on the right is tissue infected with hepatopancreatic parvovirus (HPV). Note the lack of host
response in spite of the heavy infections and compare this with the same tissue type infected with bacteria (Fig. 2).

Figure 2. Examples of bacterial infection in the hepatopancreas of P. monodon. In the photomicrograph on the left, note the
aggregation of haemocytes in rings around the infected tissue. On the right, the rings of haematocytes have condensed
into melanized masses. contrast this response to the lack of response to viruses as seen in Fig. 1.

Lightner 1996). The questioner commented that this dif- inappropriate, because it inferred that the viruses were some-
fered from his general experience with mammals, and he how transiently inactive. However, that was not the case.
asked for an explanation. None could be given. Under- They were in the process of active replication. Thus, the
standably, those were early days in the burgeoning shrimp situation with the shrimp was fundamentally different from
industry in Thailand, and knowledge of shrimp defense acquired resistance in vertebrates which involves antigen/
mechanisms was (and still is) relatively poor. Even so, the antibody reactions and normally results in pathogens being
question has remained unanswered over the past ten years. cleared from the host. Also, latent viral infections of verte-
However, experience with recent viral epizootics in culti- brates are usually quiescent, and long-term chronic infec-
vated shrimp has led us to the startling conclusion that crus- tions (persistent, active infections) are the exception rather
taceans may actively accommodate viral pathogens. than the rule. By contrast, active, but innocuous, persistent
infections seem to be the rule rather than the exception in
How we arrived at this conclusion is outlined in the fol-
crustaceans, and we eventually concluded that this predomi-
lowing paragraphs. Basically, it was inspired by incidences
nance of persistent infections might be the manifestation of
in which farmed shrimp rapidly acquired what we initially
a general crustacean mechanism for accommodation of viral
called tolerance to formerly lethal viral infections
pathogens.
(Pasharawipas et al. 1997). We called it acquired tolerance
rather than resistance, because the shrimp had active but in- Acquired “tolerance” to viral infections
nocuous infections. Our initial description of these infec- In 1989 our group (Fegan et al. 1991) first found in Thai-
tions as “latent infections” (Pasharawipas et al. 1997) was land large numbers of polyhedral occlusion bodies of
Active viral accommodation 247
monodon baculovirus (MBV) in the hepatopancreas of post in unison to the presence of the virus, either succumbing
larvae of Penaeus monodon, the major penaeid shrimp cul- with almost total mortality (lethal infections) or giving a good
tivated there and in the rest of Asia (Rosenberry 1997). We harvest (innocuous infections). Thus, it appeared that the re-
were frightened by the discovery of this virus in Thai hatch- sponse of infected shrimp in a pond depended on an un-
eries, since it had been implicated in the crash of the Tai- known shared feature(s) they had acquired, at some time
wanese shrimp culture industry in 1987-1988 (Liao et al. during the rearing process.
1992). However, we soon discovered that although MBV
Considering the possible occurrence of a less virulent
was ubiquitous in our hatcheries, shrimp farm production
form of YHV, we also had difficulty conceiving a reason-
was not negatively affected, so long as cultivation condi-
able selection mechanism. Selection arguments were weak-
tions were ideal (Fegan et al. 1991). Indeed, shrimp larvae
ened by many of the husbandry practices outlined above, by
with very heavy MBV infections (i.e., large numbers of in-
the lack of evidence for a pan-epizootic in wild shrimp and
fected cells with large numbers of occlusion bodies and
by the relatively rapid occurrence of the phenomenon over a
virions) showed no inflammation, were active, were appar-
wide geographical area. We also had evidence that a YHV
ently healthy, and grew normally. We subsequently visited
epizootic had occurred on the southeast coast of the Gulf of
Taiwan in the early 1990’s and found that MBV was com-
Thailand in 1990 where it also dissipated within about 1.5
mon in P. monodon hatcheries there. We assumed that the
years after its first catastrophic appearance (Limsuwan 1991).
Taiwanese had mis-identified MBV as the cause of their
In spite of this dissipation, YHV subsequently spread, as an
shrimp industry crash in 1988. Later, from 1992 to 1994,
extremely virulent agent, to more northerly farms and then
we had the opportunity to work on MBV with Dr. Joan
southwards along the west coast of the Gulf until it reached
Vickers from Australia, and she was surprised that the lar-
the far south in 1992. Each regional outbreak was charac-
vae in Thailand were so unaffected by a virus that was such
terized by an initial period of catastrophic mortality followed
a severe pathogen in Australian shrimp hatcheries. At the
by subsidence.
time, we assumed that this difference was based on differing
virulence for geographical strains of MBV. Failing to come up with any other rational explanation
for what was happening, we proposed that shrimp had a spe-
Our work on MBV in Thailand was interrupted by the
cific “recognition mechanism” by which they could acquire
need to focus attention on a serious viral epizootic caused
“tolerance” to a new viral pathogen during their larval de-
by yellow-head virus (YHV) (reviews, Flegel 1997; Flegel
velopment (Pasharawipas et al. 1997). We called it the “tol-
et al. 1995, 1997). This RNA virus caused losses of ap-
erance hypothesis”, and proposed that acquisition of toler-
proximately 40 million US dollars to Thai shrimp farmers in
ance for a particular virus would lead to innocuous rather
1992. However, in 1994 while preparing positive and nega-
than lethal infections upon subsequent challenge. Accord-
tive YHV samples for work on a cDNA diagnostic probe,
ing to the hypothesis, aquisition of tolerance involved an
we stumbled upon the fact that the “negative control” ponds
initial viral binding step that led to specific memory which
we had sampled were actually populated by high percent-
was required for the subsequent development of innocuous
ages of shrimp with innocuous YHV infections. Such ponds
infections. Also according to the hypothesis, the initial viral
were widespread. In other words, within approximately 1.5
binding was independent of the binding required for viral
years of the catastrophic appearance of YHV in southern
infection and could occur in the absence of infection. Toler-
Thailand, most farmers were obtaining good harvests in spite
ance acquisition for each virus would be specific and not
of the presence of YHV in their ponds (Pasharawipas et al.
extendible to other viruses (i.e., there was no evidence for
1997). We would have overlooked this phenomenon, had
cross tolerance). For example, Thai shrimp were tolerant to
we not sampled the relevant ponds as sources of “negative
MBV, but the tolerance did not extend to YHV when it first
controls” for our probe development program. We stum-
appeared. If the tolerance concept was correct, it would open
bled upon the innocuous infections because we were using
up the possibility for development of “tolerines” that could
the electron microscope to examine healthy shrimp for patho-
be used in the same manner as vaccines. These reagents
gens; a very unusual activity.
would help shrimp farmers avoid catastrophic mortality
Attempting to explain the rather sudden and high inci- caused by viral infections, even though the infections would
dence of innocuous YHV infections (Pasharawipas et al. still occur.
1997), we first considered the obvious possibilities of re-
With regard to the most appropriate interval for tolerine
sistant shrimp and reduced virulence of YHV. We had no
administration, we were/are not certain. However, it may
argument for acquired resistance, because crustaceans do not
be that initial exposure at the first zoeal stage would be most
have antibodies (Mendosa & Faye 1996). The argument for
appropriate. This is the interval when (unpublished obser-
genetically selected resistance was also weak, because the
vation) P. monodon begins to produce haemocytes, and it
generation time of the shrimp was approximately 2 years,
may be that the development of tolerance involves processes
because broodstock for fry production were not recycled from
related to self, non-self recognition. We also leave open the
cultivation ponds but always newly sourced from the wild,
question as to whether booster exposures would be neces-
and because ponds were usually stocked with a mixture of
sary to maintain a tolerant state over very long intervals in
larvae derived from several different captured females. Nor
the absence of infection.
was there any indication of complaints from shrimp fisher-
men that could suggest reduced harvests from a catastrophic Using the hypothesis, we explained the YHV situation in
pan-epizootic underway in the wild shrimp population. In Thailand in the following way. We reasoned that YHV first
spite of all these factors, the shrimp in each pond responded came to Thailand from an external source or as a newly mu-
248 Flegel & Pasharawipas
tated form of a previously innocuous virus. This new virus crustaceans resulted in the absence of defense reactions.
hit the “naïve” Thai shrimp farm population like a storm, Thus, we had no reasonable mechanism to explain how naïve
causing widespread, catastrophic mortality. However, dur- shrimp would be killed by a virus while tolerant ones would
ing this explosive interval, the virus spread widely in the not. Inspiration came during the advent of the next serious
shrimp rearing environment, such that most batches of lar- viral epizootic in Thailand.
vae in shrimp hatcheries were exposed to it during early stages
The white-spot baculovirus (WSBV) epizootic in Thai-
of development (perhaps when their defenses were distin-
land followed soon after the YHV epizootic (reviews, Flegel
guishing self from non-self). Later work showed (Flegel et
1997, Flegel et al. 1997). It caused even more serious losses
al. 1997) that early larval stages were refractory to YHV
for shrimp farmers, and it was largely responsible for a drop
infection, but we reasoned that they had still bound the virus
in production from 225,000 metric tons in 1995 to 160,000
and acquired the memory necessary to develop innocuous
tons in 1996 (Rosenberry 1997). At US$8 per kg, this was
infections during later exposure. By this reasoning, the first
equivalent to approximately 500 million US dollars. The
YHV epizootic occurred on the southeast coast of the Gulf
disease is apparently pan-Asian at this time, and the total
of Thailand and then spread sequentially from there to the
value of lost production may be in the range of 3 billion
naive populations in other geographical locations. Each in-
dollars per year (Lunden, 1997).
troduction started catastrophically but quickly subsided. The
subsidence period of approximately 1.5 years is a puzzle, Again, Thai scientists were drawn away, this time from
but was probably a fuzzy point in a gradual decline in num- YHV, to carry out the more urgently needed work on WSBV.
bers of outbreaks to the point that shrimp farmers no longer It soon became apparent that WSBV was capable of infect-
considered the problem to be “very serious”. ing a large number of different crustaceans, including all the
cultivated penaeid shrimp and many different species of crabs
The concept predicted that any severe viral epizootic of
and lobsters (review, Flegel 1997). It was surprising to dis-
shrimp would lead to tolerance within approximately two
cover that many of the “carrier” species such as the crabs
years of the outbreak. It also provided an explanation for
had active viral infections with many infected cells and large
the history of MBV infections in various locations. In Thai-
numbers of virions but showed no mortality (i.e., they had
land, it could be argued that MBV was ubiquitous and that
active, innocuous infections) (Supamataya et al. 1998;
larvae became exposed and infected early in the hatchery.
Kanchanaphum 1998). In retrospect, this was also true for
Thus, almost all shrimp would be tolerant, and the virus would
some of the carriers of YHV (Flegel et al. 1995). Obvi-
be innocuous there. In Taiwan, it is possible that MBV ar-
ously, high viral production, in itself, did not guarantee death.
rived in 1987 and caused catastrophic mortality to a naïve
This led us to question whether the moribund shrimp might
shrimp population, which subsequently became tolerant as
not be dying from generalized programmed cell death
the virus became ubiquitous, as it was in Thailand. In Aus-
(apoptosis), triggered by viral infection (Flegel 1997).
tralia, it appears that MBV is rarely encountered in geographi-
Apoptosis, in turn, gave us a potential operational mecha-
cally dispersed hatcheries, so that exposed shrimp are usu-
nism for our concept of tolerance. Simply put, shrimp and
ally naïve and outbreaks are disastrous. The concept could
probably other crustaceans, would die from viral infections
also be applied to explain what happened to the stocks of P.
only if those infections induced the innate cellular mecha-
stylirostris that arose in Tahiti with apparent “resistance” to
nism of apoptosis. We could then propose that tolerance
infectious hypodermal and hematopoeitic necrosis virus
developed in situations where an early viral binding step re-
(IHHNV). It could be argued that continuous rearing of P.
sulted in specific memory that supressed apoptosis upon sub-
stylirostris in the presence of IHHNV led to the develop-
sequent or concurrent viral infection.
ment of tolerance, and that the shrimp eventually became
innocuously infected. Indeed, when these stocks were subse- To comply with our concept, the early binding system
quently placed with “naïve” P. stylirostris, the naïve shrimp would have to be capable of specific memory for a wide
died from severe IHHNV infections, indicating that the “re- variety of ever changing viral proteins. As such, it would
sistant” shrimp were actually carriers of a virus that was still probably be complex and sophisticated; perhaps no less so
as virulent as ever (Lightner, personal communication). than the system for variable antibody response in vertebrates.
It would also be largely membrane and membrane transduc-
Control of apoptosis: a mechanism for toler- tion based, so that any role for humoral factors like antibod-
ance ies would be minimal or absent. Perhaps that is why anti-
The tolerance concept was developed to explain field bodies have not been found in crustaceans and insects. On
observations with YHV and it appeared to do this in a way the other hand, membrane bound, evolutionarily related
that was consistent for experience with MBV and IHHNV molecules have been found, and they might be involved
as well. However, finding a rational mechanism by which (Mendosa & Faye 1996). Complex membrane-based rec-
tolerance could arise in shrimp was problematic. In retro- ognition systems involving molecules evolutionarily related
spect, it is unfortunate that we used the word “tolerance” to to antibodies are found in plants (Baker et al. 1997).
describe this phenomenon, because it invited comparison to
The idea of apoptosis involvement was attractive, espe-
an immunological phenomenon in vertebrates that is also
cially because inhibition of apoptosis (IAP) genes are known
described as “tolerance”. In fact, there is little, if anything,
to occur in the baculovirus group to which WSBV probably
in the two situations that can be compared. In the case of
belongs or is related (Clem et al. 1996). It is significant that
mammalian “tolerance”, death sometimes occurs as a result
the existence of these viral genes proves that insect cells can
of host immune defense reactions. By contrast, death in the
Active viral accommodation 249
respond to viral infections by initiating apoptosis, at least sistance. Removing that pressure should slow its develop-
under some circumstances. In addition, the complexity of ment.
the apoptotic pathway would help to explain phenomena that
Let us imagine a population of crustaceans facing a new
are known to occur widely with shrimp viral diseases. For
viral pathogen or a new virulent mutant, but armed with the
example, we know that MBV infections in Thailand are
capability for accommodation. The first appearance of the
mostly innocuous, but can become fatal, if shrimp are ex-
virus could cause widespread mortality. However, the pres-
posed to sufficient stress. We also have unpublished infor-
ence of large quantities of the virus in the environment would
mation that innocuous YHV and WSBV infections can be
quickly lead to exposure of young developing stages whose
induced to full blown lethal infections by application of a
cells would bind and remember it. Widespread innocuous
sufficient level of appropriate stress. In some cases the type
infections would then develop and the incidence of massive
of stress is important. For example, lethal YHV infections
mortality would decrease. At the same time, there would be
can he induced in innocuously infected shrimp by low dis-
no pressure on the virus population for the selection of mu-
solved oxygen or a sudden pH change, but not by salinity
tants with higher virulence. In fact, mutants with increased
shock. These phenomena indicate that the degree of protec-
virulence would actually be at a disadvantage to the existing
tion from death offered by tolerance has limits and that shrimp
strain, since they would tend to limit their own spread by
with innocuous infections are still at risk. They are also con-
causing mortality. The situation would enter a new, long
sistent with the fact that the apoptotic pathway is complex,
term phase of selective host/virus adaptation during which
involving several routes of induction or suppression.
genetic variations in the host and virus would be favored if
Although apoptosis is a key process in tissue and organ they resulted in better mutual accommodation (i.e., reduc-
development for multicellular organisms, this must have been tion in any negative effects of infection on growth and re-
a secondary development in evolution. If apoptosis first arose production, especially when exposed to various stress fac-
in unicellular organisms it must have had advantages in lim- tors). All this would occur without resistance pressure on
iting pathogen spread in a population. However, once it was the pathogen. With time, the host and the pathogen could
recruited for differentiation in multicellular organisms, its reach a point of almost total compatibility. Perhaps the se-
role in defence had to be substantially modified. Indeed, it quence homology between baculovirus IAP genes and host
may be advantageous or detrimental for an individual verte- genes (Clem 1996) is an indication of some aspect of this
brate host during interaction with pathogens (Finlay & mutual interaction. There is some evidence that a high de-
Cossart 1997). In our model, viral induced apoptosis in gree of compatibility has already been achieved with shrimp
widely dispersed, wild crustaceans would be advantageous viruses, like MBV for P. monodon in Thailand.
for the crustacean population and disadvantageous for the
Penaeus monodon in Thailand appears to have an even
inducing viral strain. From this, one might interpret that crus-
higher degree of compatibility with IHHNV than with MBV.
taceans use apoptosis to defend against viruses and that vi-
Lightner et al. (1991) have argued convincingly that IHHNV
ruses develop IAP genes to overcome this host defense
is endemic to P. monodon and that it was imported to the
mechanism. That is certainly the traditional viewpoint, but
western hemisphere with living experimental stocks that were
we now believe not the correct one. Even so, in a wild,
not properly quarantined. It subsequently infected P.
dispersed population, a host that drops on the spot is un-
stylirostris with devastating consequences. In spite of the
likely to spread a pathogen far. In the shrimp farming sys-
endemic nature of IHHNV in P. monodon, it has never been
tem, by contrast, animals are raised at unnaturally high den-
reported as the cause of widespread mortality in shrimp ponds
sities at all stages, and highly virulent viral strains can spread
in Thailand. Indeed, on one occasion when we found clear
rapidly. An advantage for the wild shrimp population is a
lesions in the antennal gland only, the shrimp were normal
disadvantage for the shrimp farmer.
and appeared to suffer no ill effects. However, upon exami-
No viral resistance: nation by in situ hybridization with a DNA diagnostic probe,
an evolutionary alternative these shrimp were found to have very heavy infections of
In attempting to rationalize the phenomenon of accom- IHHNV and in many more tissues than indicated by the few
modation in terms of crustacean survival, we have come to visually apparent lesions (Flegel 1997). Obviously these
the conclusion that it may be the manifestation of a distinct shrimp were able to tolerate a high level of viral production
response to viral pathogens that has arisen in the crustacean with no ill effects.
(and perhaps arthropod) evolutionary line. It appears to be It is not possible, nor is it our intention here to compare
characterized by active viral accommodation rather than vi- the evolutionary merits of viral accommodation versus re-
ral resistance. This is fundamentally different from the re- sistance. We consider them to be alternative developments
sistance response that has developed in the vertebrate line, from a common origin, just as the widely different optical
and even from the response of crustaceans themselves to apparatuses in different animal lines have probably devel-
bacterial and fungal pathogens. All the evidence indicates oped from a common ancestral photoreceptor system. It
that the crustacean response to bacteria and fungi is based would be unwise to suggest that one extant development is
on active cellular resistance similar to that which occurs in “better” or “more primitive” than the other. For the same
vertebrates. On close inspection, a response of viral accom- reasons, we cannot speculate why a divided response to
modation may offer some advantages to a viral host, in terms pathogens might have arisen in the crustaceans. In addition,
of limiting the development of pathogen virulence. Selec- any evolutionary speculation would have to take into account
tion for increased virulence requires the pressure of host re- that shrimp/viral interaction that took place in the natural
250 Flegel & Pasharawipas
environment is radically different from that which takes place tured penaeid shrimp in Asia and the United States, Oceanic
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continued support for our research on shrimp biotechnol- hosts, geographic range and current diagnostic procedures for
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