Professional Documents
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Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
298 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
BASIC ELEMENTS
The main theme of Watson’s theory has been based on her experiences and
philosophical foundation in phenomenological-existential-spiritual di-
mensions of humanness. In the later writings she developed an intellectual
blueprint that was transdisciplinary in nature and, thus, relevant to all
health care professionals (Watson, 1999b). Accordingly, Boyd and Mast
(1989) emphasized the globalization of Watson’s model and its relevance
as a broad conceptual model that guides human care concepts in the de-
velopment of theories.
Boykin and Schoenhofer (1993) identified three caring knowledge
categories as ontological, anthropological, and ethical caring. Subse-
quently, Swanson (1999) and Sherwood (1997) emphasized the ethical as-
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 299
Definition of Nursing
According to Watson (1999a), nursing as a profession is undergoing de-
construction from unreal loyalties and masculine principles prevailing
within the medical paradigm. This reconstructed nursing understanding in-
cludes new definitions and themes. These are unity of mind, body, and
spirit; inner human potential and inner healing processes; healing environ-
ments; expanding consciousness and human-environment-nature-universe
field and energy source; and spirituality and soul care that interconnects
feminine principles with the sacred universe.
In Watson’s (1979) earlier writings, “nursing is concerned with pro-
moting health, preventing illness, caring for the sick, and restoring health”
(p. 7). From this view, she saw nursing focusing on prevention, promotion,
and rehabilitation. Later, nursing science is defined as “a human science
of persons and human health-illness-healing experiences that are mediated
by professional, scientific, esthetic, and ethical human care transactions”
(Watson, 1989, p. 221). Thus, the interaction between nurse and patient is
fundamental. It is through this interaction that the nurse’s goal was to as-
sist the person in exploring the meaning of their health-illness experiences
and assist the nurse and person in obtaining a higher degree of harmony
within self to produce self-knowledge, self-reverence, self-healing, and
self-care (Watson, 1989; George, 2001).
The transformation of the caring model for nursing with new defin-
ing principles emerged in Watson’s more recent publications. The follow-
ing structure emerged from the feminine principles manifested in the
developing caring-healing paradigm: “the result: nursing, both manifest-
ing and simultaneously transcending its caring-healing paradigm; the par-
adox: nursing is no longer nursing, as we have know it within the modern
era; it has become something else, more nursing, not less” (Watson, 1999b,
p. 84). These principles embraced the philosophical and moral foundation
of professional models of caring-healing practices that include:
. . . honoring deeper, subjective meanings and feelings about life, liv-
ing the natural inner processes and choices; considering the relational,
intuitive and receptive rather than the separatist and disconnected ways
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
300 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Definition of Person
An emerging definition of person in a caring-healing paradigm has its foun-
dation in the earlier developments of Watson’s caring model. In 1985, Wat-
son defined person as the “locus of human existence,” which is “dormant
until touched and activated by a rising spiritual power” (Watson, 1999b,
p. 162). A person is a “being-in-the-world” having the capacity for experi-
encing and perceiving (Watson, 1989). Watson focused on the spiritual
essence of the human being that transcends time and space. In recent work,
Watson (1999a; 1999b) describes the transformation of the person from the
body-physical to a metaphysical level based on Campbell’s “kundalini,”
Myss’s “chakra system,” and Grey’s art in “Sacred Mirrors” (Watson,
1999a; 1999b). Within a postmodern paradigm, a person begins with cen-
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 301
tering on self to reach a level in which the body connects with the soul. As
Watson (1999b) stated, “eventually, mind, body and soul are embodied in
one moment of being which is the goal of life and practice within the
transpersonal paradigm. One then becomes more aware of the need for on-
going spiritual, ontological development” (p. 175).
Definition of Health
Watson’s (1979) original definition of health was founded on the World
Health Organization’s definition of health as: “The positive state of phys-
ical, mental and social well-being with the inclusion of three elements:
1. A high level of overall physical, mental, and social functioning.
2. A general adaptive-maintenance level of daily functioning.
3. The absence of illness (or the presence of efforts that lead to its
absence)”
(p. 220).
As her thinking evolved, Watson conceived of health as an experience
of the whole person that included physical, esthetic, and moral domains
(Watson, 1989). Disharmony represented an imbalance within the mind, body,
and soul, and was equivalent to illness. Health then reflected as the unity and
harmony between self and others, and self and nature (Watson, 1989).
Accordingly, Rafael (2000) acknowledged “the centrality of empow-
erment to health promotion as clear in the WHO definition as it is in
Watson’s assertion that caring involves helping a person gain more self-
knowledge, self-control, and readiness for self-healing” (p. 35). Based on
Nightingale’s foundations of health informed by postmodern thought,
Watson viewed health residing in different frameworks than those of con-
ventional medical treatment models (Watson, 1999b). For example Watson
notes that Rogers proposed that more drugs, more technology, and more
hospitals would not provide answers for health (1999a & b). Postmodern
recognition of different theoretical models suggests that health is more
than unity and harmony. In fact, health emerges from transformational ex-
periences that give new meaning to self-actualization as a journey of dis-
covery in search of peace within the spiritual realm.
Definition of Environment
In 1979, Watson stated, “Caring has existed in every society. Every soci-
ety has had some people who have cared for others. A caring attitude is not
transmitted from generation to generation through human genes. It is trans-
mitted by the culture of the profession as a unique way of coping with its
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
302 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 303
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
304 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 305
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
306 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 307
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
308 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Central Components
The major conceptual elements of the original and emergent theory are the
carative factors or the clinical caritas processes, the transpersonal caring
relationship, and the caring moment or caring occasion. Watson (2002b)
viewed the emerging model of transpersonal caring as evolving from car-
ative to caritas processes that transcend conventional models of nursing,
while simultaneously evoking both the past and the future. For example,
the future of nursing is grounded in Nightingale’s sense of “calling”
guided by a deep sense of commitment and an ethic of human service so
that members of the discipline cherish our phenomena, our subject matter,
and those we serve. Thus, it is when we include caring and love in our
work and our life that we discover and affirm that nursing, like teaching,
is more than just a job, but a life-giving and life-receiving career for a life-
time of growth and learning. Maturation of the discipline that includes in-
tegration of past, present, and future leads to transformation of self, those
we serve, and our institutions, including the profession.
As we more publicly and professionally assert these positions for our
theories, our ethics, and our practices, even our science, we also locate our-
selves and our profession and discipline within a new, emerging cosmol-
ogy. Such thinking calls for a sense of reverence and sacredness with
regard to life and all living things. It incorporates both art and science, as
they are redefined, acknowledging a convergence between art, science,
and spirituality. As we enter into the transpersonal caring theory and phi-
losophy, we simultaneously are challenged to relocate ourselves in emerg-
ing ideas and question how caring-healing theory speaks to us. We are
invited into a new relationship with self and beliefs about life, nursing, and
theory. Thus, to engage in unitary caring science, the nurse clinician, nurse
educator, and nurse scientist embraces a philosophy and way of life that is
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 309
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
310 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 311
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
312 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 313
spirit of the person-patient and the spirit of the person-nurse are present to
each other and mutually engage in the caring occasion moment using car-
itas processes. The caring occasion is an intra- and intersubjective experi-
ence that requires the nurse to be fully present and conscious, or awake to
the other (person-patient) and the caring occasion. Thus the intentional
evocation of love and caring by the nurse empowers the caritas processes
and the actual caring occasion as the person-patient transcends to higher
levels of consciousness and actualizes spirit self.
The clinical caritas processes are the core of nursing actions and facil-
itate therapeutic healing processes and the transpersonal relationship
(Rafael, 2000). Both the nurse and person-patient are affected by the caritas
processes. To use Watson’s caring-healing paradigm, the nurse must explore
and embrace the values and principles represented in the caritas processes.
This requires self-exploration and self-knowledge and openness to living the
paradigm both personally and professionally. Thus, the nurse seeks actual-
ization of one’s own spirit through evolving consciousness and self-healing
in preparation for caring for others. Human caring based on human values
such as kindness, concern, and love of self and others (Watson, 1985, 1989).
Human caring values are described in the caritas processes. Three are
fundamental to the nurse’s preparation: humanistic-altruistic systems of
values, faith and hope, and sensitivity to others. For example, the
humanistic-altruistic value system begins early in life and is influenced
through interactions with others, including nurse-educators, and can be
developed through consciousness raising and introspection (Rafael, 2000).
In this sense, altruism is not self-sacrifice but expresses the fullness of be-
ing that allows the nurse to be authentically present with person-patients.
Furthermore, the process of faith-hope interacts with humanistic altruism
to enhance caring-healing.
Influenced by Carl Rogers, Watson asserted that a balanced sensitiv-
ity to one’s self is necessary to empathetic knowing of the other (Rafael,
2000). Self-exploration and knowing is a life-long process that includes
value clarification, self-reflection, self-acceptance and love, and spiritual
actualization. Such self-knowing is the foundation for loving and accept-
ing the human experience of others. As one’s consciousness is raised and
one recognizes a unitary ontology, the nurse, or person, becomes aware of
the interconnectedness of all beings and experiences, thus transforming the
nurse’s practice and vision of what is possible.
Four caritas processes are reflected in the transpersonal caring rela-
tionship. These processes focus on interpersonal communication between
nurse and the person-patient that is the basis of what is known as the ther-
apeutic relationship (Rafael, 2000). Again Watson’s thinking has been in-
formed by Carl Rogers’ discussion of the helping relationship that
emphasizes the necessity for the care provider to be congruent, empathetic,
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
314 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 315
Analysis of Consistency
Reflections on theory contribute to understanding how it relates to prac-
tice, research, and education. Chinn and Kramer (1999) established these
questions for critical reflection: “How clear is this theory? How simple is
this theory? How general is this theory? How accessible is this theory?
How important is this theory?” (p. 100).
Fawcett (1993) connected internal consistency with congruency of the
philosophical claims and elements with the conceptual model. Watson’s the-
oretical conceptualization of the human caring model has been criticized for
the incongruent use of abstract terminology in defining the components and
relationships within the original human caring theory and the postmodern
transpersonal caring-healing paradigm (Mitchell & Cody, 1992; Paley, 2001).
Accordingly, Chinn and Kramer (1999) reflected the clarity of a the-
ory by focusing on semantic clarity, semantic consistency, structural clar-
ity, and structural consistency. Semantic clarity and consistency refer to the
understandability of theoretical meaning as it relates to concepts and con-
nectedness between concepts within the theory. Watson has taken the orig-
inal components and progressively transformed them into transdisciplinary
concepts. Because of the complexity of her conceptualizations through
borrowing concepts from the philosophical, phenomenological, existen-
tial, and spiritual realms, clarity has become obscure. Clarity is affected by
excessive narration and verbiage found within Watson’s publication on
postmodern nursing.
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
316 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 317
theory and how attainable the projected outcomes of the theory are. If a
theory is to be used for explaining some aspect of the practice world, its
theoretic concepts must be linked to empiric indicators available in prac-
tice” (p. 106). In Watson’s (2002) publication on assessing and measuring
caring, a variety of tools are available to operationalize indicators of car-
ing to determine outcomes in a practice. To avoid conceptual inconsisten-
cies with the context of theories, clearly defined components of each tool
are given. Empirical accessibility is important if a theory is to be used to
guide research and shape nursing practice (Chinn & Kramer, 1999).
Watson’s caring model has been used in research (Rafael, 2000; Maeve &
Vaughn, 2001; Lagana, 2000; Dorsey, Phillips, & Williams, 2001; Updike,
Cleaveland, & Nyberg, 2000; Touhy, 2001; Griffith, 1999; Mullaney,
2000) and in shaping nursing practice found in the daily practices at the
Center for Human Caring in Colorado and through the Nursing Doctorate
curriculum at the University of Colorado.
Analysis of Adequacy
In assessing the adequacy of a theory, Walker and Avant (1995) consider:
“Is there a system whereby predictions can be made from the theory inde-
pendent of its content? Can scientists in the discipline in which the theory
is developed agree on those predictions? Does the actual content make
sense? And are there obvious logical fallacies?” (p. 141). Hardy (1974)
bases the adequacy of a theory on two criteria: meaning and logical ade-
quacy, and operational and empirical adequacy.
Accordingly, Watson (1985) presented an extensive, well-organized
argument for the philosophical assumptions and premises for the human
caring model. With the transformation and reconstructing of the postmod-
ern model into the transpersonal caring-healing paradigm, Watson (1999b)
expanded her assumptions and premises to embrace an ontological shift
and to broaden the scope of the model to one that is a multidisciplinary in
nature. The content is complex and eludes the knowledge of those lacking
a background grounded in the sciences and philosophies, as well as the
mystical and spiritual realms. The realm of the transpersonal relationship
and actual caring occasion, no longer exclusive to nursing, was expanded
to include other disciplines and practitioners. The nurse becomes a practi-
tioner of caring-healing processes within a unitary caring science. The per-
son is empowered to become an active participant in the healing force. The
environment is a sacred realm of spiritual, mystical energetic fields in
which caring-healing processes occur.
Concerns continue to be expressed about the extant and emerging
caring conceptualizations within the discipline regarding the various
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
318 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
EXTERNAL ANALYSIS
Nursing Research
The Center for Human Caring at the University of Colorado School of
Nursing has emphasized the development of knowledge in human caring
and healing across the life span. Research activities at the Center include
the development and testing of practice modalities to facilitate and pro-
mote human integrity and health. The human care model also has been
used to guide studies by nurse-scientists who are not connected to the Cen-
ter for Human Care, and by students in the master’s and doctoral programs
within and outside the United States. In addition, the Center for Human
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 319
Care offers a summer visiting fellowship program for academics who want
to be mentored in caring-healing theory and research methods.
It is important to note that Watson (1985) thinks that traditional re-
search methods are not adequate for knowledge development in the human
care model. Given the focus on knowledge of caring-healing for the human
spirit, human phenomenal fields, and meanings related to health-illness ex-
periences, Watson suggests qualitative-naturalistic-phenomenological
methods. Descriptive phenomenological approaches are proposed as the
best methods for understanding the human predicament and the meaning
attached to health-illness given current knowledge of scientific methods. It
also may be appropriate to consider the usefulness of feminist theory and
constructivism, which engage the “subject/stakeholder” as a coparticipant
in the research process.
Nursing Education
Watson has suggested that the nursing discipline needs to develop new par-
adigms for educational preparation (Watson & Phillips, 1992). To this end
the human care model has been used as the basis for curricula in the nurs-
ing doctoral (ND) program at the University of Colorado and other nurs-
ing education programs in the United States and Canada. An advanced
postgraduate program of study is available through the Center for Human
Care that includes mentored study of caring-healing for educators.
An educational process based on the human care model requires
knowledge of the humanities, art, basic sciences, ethics, and discipline-
specific caring-healing (Watson & Phillips, 1992). An academic program
guided by the philosophy and ethics of the human care model has the po-
tential to develop a nursing professional who is self-aware and spiritually
aware. As noted by Boyd and Mast (1989), “the emphasis on art, discov-
ery, esthetics, wholeness, and spirituality offers a refreshing alternative”
for academic preparation in nursing.
Nursing Practice
The human care model and the postmodern transpersonal caring-healing
paradigm are being used as clinical practice models in the United States
and Canada in acute, community, and long-term care settings. Dissemina-
tion and implementation of a human care practice model is supported by
direct consultation with Watson and colleagues at the Center for Human
Care and indirectly through videotapes and electronic bulletin boards.
Clinicians also can study caring praxis at the Center and obtain a certificate
in caring skills.
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
320 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
WATSON’S MODEL OF CARING 321
SUMMARY
The transpersonal caring-healing paradigm is considered a philosophical and
moral/ethical foundation for professional nursing and part of the central fo-
cus for practitioners in multidisciplinary levels. Watson (2002a) believes that
A model of caring includes a call for both art and science; it offers a
framework that embraces and intersects with art, science, humanities,
spirituality, and new dimensions of mind-body-spirit medicine and
nursing evolving openly as central to human phenomena of nursing
practice. This work posits a value’s explicit moral foundation and takes
a specific position with respect to the centrality of human caring, “car-
itas” and love as now an ethic and ontology, as well as a critical start-
ing point for nursing’s existence, broad societal mission, and the basis
for further advancement for caring-healing practices. The ideas as orig-
inally developed, as well as in the current evolving phase provide a
chance to assess, critique and see where or how, or if, one may locate
self within the framework or the emerging ideas in relation to their own
“theories and philosophies of professional nursing and/or caring prac-
tice.” (p. 8)
Watson’s work, in both its original and evolving forms, seeks to de-
velop caring as an ontological and theoretical-philosophical-ethical
framework for the profession and discipline of nursing, and clarify its
mature relationship and distinct intersection with other health sciences.
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
322 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
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Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.
324 CONCEPTUAL MODELS OF NURSING: ANALYSIS & APPLICATION
ISBN: 0-536-26229-2
Conceptual Models of Nursing: Analysis and Application, by Joyce J. Fitzpatrick and Ann Whall. Published by Prentice-Hall. Copyright © 2005 by Pearson Education, Inc.