You are on page 1of 11

Authors:

1 2
Dr Barry Park and Dr Patricia Martin
1
Oxonica, 7 Begbroke Science Park, Sandy Lane, Yarnton, Oxon, OX5 1PF, UK
2
Product Assessment and Regulatory Compliance, 37 Sydney Road, West
Midlands, B64 5BA, UK

Correspondence to:
Dr Barry Park
gbarrypark@googlemail.com
Dr Patricia Martin
parc.pamartin@talktalk.net

Nanotechnology: applying the 3Rs to risk assessment


Available at www.nc3rs.org.uk

Abstract

Nanotechnology is the science used to manipulate atoms Keywords nanotechnology, cerium oxide, 3Rs, risk

and molecules on a nanometre scale to create new assessment, nanoparticle, in vitro screening assays, inhalation
toxicity, airborne particulate matter (PM10), EnviroxTM.
materials, structures and devices which often have novel
properties. The range of nanoparticulate material is Introduction
extensive. However there are currently few publicly
All living organisms and man-made materials are
available data relating to the potential short- and long-
comprised of atoms and molecules. The way in which
term effects of some nanomaterials on human health
these atoms and molecules are brought together
and the environment.
determines their form and complexity and also endows
Scientists, legislators, industry and public interest groups the organisms and materials with particular properties.
agree that there is a need to assess the safety of the
One nanometre is one billionth [10-9] of a metre, about
nanoparticulate forms of chemicals to identify any
one hundred thousandth of the width of a single human
potential risks at all stages from manufacture, through
hair. Nanotechnology is the science used to manipulate
downstream use to ultimate disposal. The risk
atoms and molecules on a nanometre scale to create
assessment for novel nanoproducts may therefore offer
new materials, structures and devices which have
new scientific and regulatory challenges and this in turn
varying and often novel properties and can be thought of
may have consequences for animal use and the 3Rs.
as “engineering on a very small scale” (1).
This article describes the scientifically robust risk
Nanoparticulate material is defined as solid particles or
assessment of EnviroxTM, a nanoparticulate cerium oxide
fibres in which at least one dimension is less than 100
diesel fuel additive. The risk characterisation took a 3Rs
nanometres (nm). The range of nanoparticulate material
approach using in vitro hazard data combined with
is extensive and includes various metals and their oxides,
exposure monitoring data and computer modelling
carbon black (similar to soot), and novel carbon entities
studies.
such as nanotubes and fullerenes – structures similar to
The authors believe that this is the first time a 3Rs graphite. The resulting applications of these
approach has been taken in the risk assessment of a nanomaterials are wide-ranging with the potential to
nanoparticulate material and as such may be viewed as bring benefits to many areas as diverse as information
a model for evaluating new materials or new forms of and communication technologies, medicine and personal
existing materials.

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 1


care products, materials engineering, electronics, and
energy sources.

Currently, there are few publicly available data relating


to the potential short- and long-term effects of some
nanomaterials on human health and the environment.
Companies wishing to place their nanoproducts on the
market are required to conduct an appropriate risk
assessment based upon robust safety testing. The risk
assessment for novel nanoproducts may therefore offer
both new scientific and regulatory challenges – this in
turn may have consequences for both animal use and Figure 2. Non-nanoparticulate cerium oxide.

the 3Rs. Numerous epidemiological studies have demonstrated


One nanoproduct which has been developed and an association between exposure to CDNP and adverse
undergone toxicological testing applying the 3Rs is a health effects (3-7); it therefore follows that there could
new environmentally-friendly, nanoparticulate fuel be significant benefits to health from new products
TM
additive called Envirox , manufactured by Oxonica, a which can reduce harmful environmental emissions.
company which specialises in the design and application However, because EnviroxTM contains nanoparticulate
of nanomaterials (see www.oxonica.com). cerium oxide, it was also necessary to demonstrate that
there was no increase in the intrinsic toxicity of any
EnviroxTM, consisting of nanoparticulate cerium oxide
CDNP in the emissions from the exhaust of vehicles
(CeO2; 2% w/v in a hydrocarbon carrier solution; see
using diesel fuel containing EnviroxTM compared with the
Figures 1 and 2), is added to diesel fuel (5mg/L) where
existing and known adverse effects associated with
it acts as a catalyst in the vehicle combustion chamber.
emissions from unadditised diesel fuel.
Studies have shown (2) that adding EnviroxTM to diesel
fuel decreased fuel consumption by 5–8%, and reduced Oxonica, which has a company policy of not testing any
the harmful exhaust emissions of combustion-derived of its products on live animals unless this is mandated by
nanoparticles (CDNP) and unburnt hydrocarbons by up to law, conducted an extensive safety testing programme
15%. Decreasing fuel consumption by using EnviroxTM as using an in vitro approach that addressed those
a diesel additive means that carbon dioxide (CO2) endpoints of concern described for the hazard
emissions would potentially be reduced by 3 tonnes of identification of new chemicals in the current European
TM
CO2 for every tonne of Envirox -containing (additised) Union (EU) legislation (8).
fuel used. Current regulatory controls in Europe and North America
(Notification of New Substances for the EU; Toxic
Substances Control Act [TSCA] for USA) do not require
specific safety testing and risk assessment of chemicals
based on particle size. However, a Royal Society
publication on nanoscience and nanotechnologies (9)
recommended that additional hazard characterisation of
nanoparticulate products is necessary since they may
have different properties and a robust safety assessment
could not be made based upon the properties of the
non-nanoparticulate form of a particular chemical alone.

Figure 1. Nanoparticulate cerium oxide.

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 2


Safety testing overview – the 3Rs approach nanoparticulate cerium oxide to induce biological signs of
oxidative stress and inflammation, both of which are
Oxonica’s safety testing strategy employed the classic
linked mechanistically to adverse health effects (11-14).
risk calculation paradigm:
Environmental exposure assessment assays used data
Risk = ƒ Hazard x Exposure from computer modelling studies as well as in situ
The hazard assessment was initially informed by a monitoring of ambient air samples from roadside sites in
literature search for all available data in the public the United Kingdom (UK) where vehicles using EnviroxTM-
domain, which indicated that non-nanoparticulate cerium additised diesel fuel operate.
oxide was of low toxicity (10). This information was used The final risk characterisation involved comparing the
to develop a comprehensive testing programme to information gained from all the in vitro safety assays
assess the toxicity of nanoparticulate cerium oxide, as (the hazard characterisation) with that of the exposure
well as CDNP emitted from engines. The test materials – assessment, i.e. the actual measured environmental data
both nanoparticulate and non-nanoparticulate cerium from the monitoring studies and the computer
oxide had undergone a series of chemical analyses so modelling.
that any potential hazardous effects might be attributed
As far as the authors are aware, this is the first time that
to the test material itself and not to any ‘impurity’.
this multi-disciplinary approach employing the 3Rs has
The safety testing programme involved a range of been used for the risk assessment of a commercial
approaches and was carried out in a number of nanoparticulate product (15). This test case could
laboratories with the appropriate expertise (see Figure therefore provide a model for safety testing other similar
3). In vitro tissue culture and biochemical assays were metal oxide nanomaterials.
used to investigate the capacity, if any, of inhaled

Literature
Review

Toxicity Lung Inflammatory Exposure Exposure


Studies Slice Response Monitoring & Modelling
Assays Assays and RTLF
RTLF Assays Assays

Hazard characterisation Exposure assessment


X

Risk characterisation

Figure 3. Schematic representation of the in vitro safety testing approach used for EnviroxTM. (RTLF = Respiratory Tract Lining Fluid).

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 3


A. Hazard assessment indication of the potential effects of exposure to EnviroxTM
emissions. Using slices of lung tissue possibly represents
1. Toxicity studies a ‘worst case’ scenario in terms of the potential effects
following exposure since the lung tissue is not whole, i.e.
Tests to investigate the potential intrinsic toxicity of
the organ is ‘damaged’ and may have increased pro-
cerium oxide, in both nanoparticulate and non-
inflammatory reactions and antioxidant enzyme activity
nanoparticulate forms were conducted and included:
due to this process.
(i) an initial in vitro screening assay to assess the
3. The respiratory tract lining fluid (RTLF) model
potential for any cytotoxic effects using mouse L929
fibroblast cells in culture (16) The respiratory tract epithelial lining fluid (RTLF) is the
first interface encountered by any atmospheric pollutants
(ii) evaluating localised acute toxicity indicated by skin
inhaled into the lungs. As such, inhaled particles are a
irritation using a reconstructed human epidermal tissue
potential source of oxidative stress to respiratory tract
model (Epiderm; 17-19)
epithelial cells. Human RTLF contains a wide range of
(iii) assessing any potential to cause adverse effects on antioxidants including reduced glutathione [GSH], uric
the genetic material of cells using a bacterial cell assay acid and ascorbic acid as well as antioxidant enzymes
(the Ames test) involving genetically altered strains of (e.g. SOD and catalase), which essentially form a first
Salmonella typhimurium. The assay acts as a crude defence against environmental toxins. The antioxidants
assessment of the carcinogenic potential of chemical in the lining fluid react with the inhaled particles,
compounds (20-22). reducing their toxicity, thereby protecting underlying
lung epithelial cells from oxidative injury (26).
2. Lung slice assays
The synthetic RTLF in vitro model contains the major
Slices of rat lung (23-25) were used to examine the
water-soluble antioxidants present at the air-water
effects of exposure to a nanoparticulate cerium oxide
interface, such as ascorbate, urate and glutathione, at
aerosol and subsequently, to emissions from vehicles
concentrations known to occur physiologically. It has
using diesel either with or without EnviroxTM. A range of
been shown that these antioxidants are oxidised in the
biological markers was examined to assess potential
presence of redox active metals, such as iron and
lung damage, including changes in cell viability
copper, as well as by quinone compounds associated
(indicated by adenosine triphosphate [ATP] and
with ambient particulate matter (PM10; see Glossary and
intracellular glutathione [GSH] levels; see Glossary), pro-
Figure 4); and is designed to reproduce the events
inflammatory reactions (indicated by tumour necrosis
occurring in vivo at the air-lung interface following
factor-alpha [TNF-α] induction) and antioxidant enzyme
inhalation of particulate matter (27,28). The model was
activity (indicated by total glutathione peroxidase [GPx],
used to examine any potentially harmful oxidative
manganese-dependent superoxide dismutase [SOD] and
changes or cytotoxicity induced by exposure to
catalase levels; see Glossary).
nanoparticulate cerium oxide associated with other

The lung slice assay uses a precision-cut slice of lung airborne particulate matter. Effects on the lung tissue

tissue which is maintained in a culture solution, which were quantified based on the rate of depletion of

can be challenged with test compounds (e.g. ascorbate or glutathione which indicate antioxidant

nanoparticulate cerium oxide or exhaust emissions from activity.

diesel containing EnviroxTM) applied to the solution. The


The test materials included nanoparticulate cerium oxide,
tissue slice maintains its original cell-cell interactions to
a range of ‘standard’ particle controls including residual
allow both biochemical and pathological investigations of
oil fly ash (ROFA), carbon black and ambient diesel
the test compounds to be carried out, and give an
particles, and oxides of two redox active metals, copper

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 4


and iron. Samples of ambient PM were collected from 4. Inflammatory response
sites alongside routes used by vehicles employing
The final step in the hazard characterisation programme
EnviroxTM-additised diesel fuel. The ambient PM samples
involved examining the effects, if any, of cerium oxide
were collected routinely at three sites, two in London
(both nanoparticulate and non-nanoparticulate) and soot
and one in Newcastle, both prior to and after
samples (following combustion of diesel alone and
introduction of EnviroxTM into the diesel fuel used by a
diesel additised with EnviroxTM) on the inflammatory
national bus company.
process - the key process underlying adverse health
Cytotoxicity was investigated by incubating a human effects following exposure to inhaled particles (see
lung epithelial cell line (A549 cells) with a range of Figure 4; 29).
concentrations of nanoparticulate cerium oxide for 12
hours. A spectrophotometric assay using a coloured Inflammation is mediated by a variety of soluble factors,
formazan product (see Glossary) was used as a rapid test including a group of secreted molecules known as
of cell viability. Changes in colour (and therefore light cytokines (see Glossary). Interleukin-8 (IL-8) is a cytokine
absorbance) were measured and found to correlate with which draws inflammatory cells to the site of 'damage'
the number of viable cells when compared to a standard in a cell and is routinely used as a general measure of
concentration-response curve. the inflammatory process (30). Cultured A549 human
lung epithelial cells were again used to measure IL-8 and
lactate dehydrogenase (LDH) release from the cell
cytoplasm as biochemical indicators of cell membrane
damage and cytotoxicity.

Figure 4. Proposed pathogenic sequence – from exposure to effects – indicating the institutions where the studies were conducted.
(Figure reproduced with kind permission of Professor Ken Donaldson, Professor of Respiratory Toxicology, MRC/University of Edinburgh
Centre for Inflammation Research, ELEGI Colt Laboratory, Queen's Medical Research Institute).

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 5


B. Environmental exposure assessment high traffic scenarios – a highway (see Glossary) or a
street canyon (see Glossary) – over a range of varying
Environmental monitoring and computer modelling
driving conditions.
studies were both used to estimate the potential for
airborne exposure to EnviroxTM as a result of adding it to 3. Risk characterisation
diesel fuel and any subsequent release as a composite in Risk characterisation compares the hazard
vehicle exhaust emissions as measured with PM10 characterisation test data, specifically the dose-response
particles. relationship in terms of the No Observed Effect Level
1. Monitoring (NOEL; see Glossary), with the potential environmental
exposure, in order to assess the safety of the test
Information from the London Air Quality Network (LAQN)
material – in this case nanoparticulate cerium oxide. The
was used to identify two relevant monitoring locations
Multiple Path Particle Dosimetry model (MPPD2; see
which had archived samples of air quality and
Glossary; 33) was used to assess the risk of pulmonary
monitoring data from before the introduction of
inflammation due to the long-term (chronic) inhalation
EnviroxTM-additised diesel fuel for public service vehicles
of nanoparticulate cerium oxide and to simulate the build
(i.e. buses). A third site in Newcastle was added to the
up of cerium oxide in the lungs over a 20 year period at
study, since this had a much larger number of buses
levels that might be found in the environment if
fuelled with EnviroxTM which passed within 100 metres of
EnviroxTM was widely used as a diesel fuel additive.
the monitoring location daily. Ambient PM10 samples
were obtained from all three sites. The RTLF model was Results
used to assess the effect of exposure due to inhalation of
A. Hazard assessment
the ambient PM10 samples compared with 0 and 4 hour
particle-free antioxidant controls, as well as positive 1. Toxicity studies
(ROFA; 10-80nm diameter) and negative control particles
The general toxicity studies found no difference in
(inert carbon black: 50nm diameter).
intrinsic toxicity between nanoparticulate cerium oxide
Note: For further information on the monitoring and non-nanoparticulate cerium oxide (34). No
methods, filter archive and particle extraction, analysis cytotoxicity was observed in mouse L929 fibroblast cells.
and measurement see Annex 1, and references 27 and The human skin model (Epiderm) did not indicate any
28. potential for the tested materials to be in vivo skin

2. Computer modelling irritants. The bacterial gene cell mutation assay (Ames
test) was negative at dose levels up to the maximum of
Two computer models – COPERT (COmputer Programme
5000µg per plate, thereby suggesting that there is no
to calculate Emissions from Road Traffic) and TRENDS
potential for genotoxic carcinogenic response following
(Transport and Environmental Database System; 31,32) –
exposure to the tested materials.
were used to calculate cerium oxide emissions from both
passenger cars and also light- and heavy-duty vehicles 2. Lung slice assays

using EnviroxTM–containing diesel following average There was no effect on lung slice viability following a 3
mileage over a full year. A ‘best’ and ‘worst’ case hour exposure to a range of different concentrations
approach was employed, where ‘best’ equated to (2%, 10% and 20% by mass) of nano-cerium oxide
vehicles fitted with diesel particulate filters which aerosol (as measured by ATP and intracellular GSH),
retained 100% of cerium oxide emissions and ‘worst’ antioxidant enzyme activity (indicated by SOD, catalase1
assumed that all cerium oxide in additised diesel is and total GPx levels), or pro-inflammatory factors (TNF-
present in the atmospheric emissions. The two computer α) – all indicators of oxidative stress (24). Catalase
models were also used to estimate cerium oxide activity was slightly increased but this was not
emissions and potential for soil contamination in two associated with a concomitant loss in cell viability. In

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 6


addition, vehicle exhaust emissions from EnviroxTM the samples (at µg/m3 levels; 15,35). This was based on
additised diesel did not cause any increase in adverse correlating the oxidative activity of the PM10 samples
biological effects when compared with those from against the concentrations of these metal oxides found
exposure to emissions from unadditised diesel fuel. in the PM10 samples

3. The respiratory tract lining fluid (RTLF) model 2. Computer modelling

Results of the RTLF assay found that there was no Modelling data for a typical highway and along a street
increase in antioxidant activity (based on ascorbate canyon showed that no major soil contamination would
depletion) of PM10 samples from the Newcastle be expected and that soil levels of cerium oxide would
monitoring site, even though there was a statistically be similar to those found naturally. According to
significant increase in the cerium oxide content of information in the public domain (10) the amount of
ambient PM10 compared with air samples prior to the use naturally occurring cerium in the earth’s crust is 20–60
TM
of Envirox -additised fuel. Test samples from the two ppm (see Glossary). The worst case exposure figure for
London monitoring sites (15,35) showed no increase in nanoparticulate cerium oxide in air from this study was
the cerium oxide content of ambient PM10 compared 0.08µg/m3 in a street canyon (15).
with air samples taken before EnviroxTM use and no
3. Risk characterisation
increase in oxidative activity (based on ascorbate
depletion). The formazan colorimetric assay with A549 Utilising the MPPD2 model, it was concluded that it is

cells did not show any cytotoxicity following exposure to highly unlikely that nanoparticulate cerium oxide inhaled

nanoparticulate cerium oxide at concentrations up to from the atmosphere would elicit pulmonary

1000µM. inflammation in humans, at the exposure levels


estimated based on use of EnviroxTM as a diesel fuel
4. Inflammatory response
additive (15). It should be noted that this assessment
IL-8 levels (indicating inflammatory response) did not assumes that the in vitro exposure and toxicity data can
increase following exposure of A549 cells to either be accurately projected to the in vivo situation. This
nanoparticulate or non-nanoparticulate cerium oxide at a conclusion is based on the following calculations:
range of concentrations (6.25-100µg/ml). Soot from
The maximum inhaled dose estimate of 30µg was
cerium oxide-additised diesel produced an IL-8 response
calculated based on the exposure modelling assessments
that was no different from that produced by soot from
in a worst-case, long-term cerium oxide exposure
non-additised diesel fuel. Neither soot test material
situation and was converted into surface area units (cm2)
caused stimulation of IL-8 release above that of the
using the specific surface area value for cerium oxide.
control. There was also no detectable cytotoxicity
This surface area dose was then ‘normalised’ by
observed, based on the LDH leakage assay (15) in
calculating the surface area of the proximal alveolar
human A549 lung epithelial cells when tested at
region of the human lung (the area potentially affected
concentrations between 6.25-100µg/ml.
by particulates) to obtain a surface area dose per unit of
B. Environmental exposure assessment affected lung area; this was calculated to be 27cm2/cm2.
This figure is the highest NOEL – i.e. the highest dose
1. Monitoring
tested that resulted in no changes compared with
Nanoparticulate-cerium oxide content in ambient PM10 controls (see Glossary), and was calculated using the in
samples from three UK locations over time (measured in vitro data.
3
pg/m ambient air), was not associated with oxidative
Using the exposure modelling assessment and the above
activity using the RTLF model. However, the PM10
approach, the maximum internal dose of nanoparticulate
antioxidant depletion activity that was observed during
cerium oxide that could potentially be inhaled from the
these monitoring studies was associated with copper
atmosphere was calculated to be 4x10-7cm2/cm2. The
(Cu) and iron (Fe), both redox active metals, present in

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 7


estimated internal lung dose in humans is therefore Based on the finding that the environmental
7 TM
7x10 times lower than the highest dose resulting in no concentrations of Envirox do not elicit pulmonary
effects in vitro (NOEL). Similarly, the highest theoretical inflammation in rat lung tissue or cause adverse effects
internal dose calculated from the computer modelling in mouse fibroblasts or human lung epithelial cells, the
-4 2 2 4
study is 1x10 cm /cm , which is 21x10 times lower study concluded that – under the conditions pertaining to
than the in vitro NOEL and also negligible in comparison. the use of diesel fuel containing EnviroxTM –
environmental exposure to nanoparticulate cerium oxide,
Conclusions
does not pose a human health risk.
The risk characterisation for EnviroxTM described in this
Applying the 3Rs is consonant with sound science and it
article did not involve tests on live animals at any point.
is hoped that the steps involved in safety testing and risk
Instead the risk assessment applied the 3Rs and
assessment outlined in this article may also be useful for
encompassed novel approaches to safety evaluation.
future risk assessments of other nanoparticulate
The robust testing strategy was underpinned by both materials.
literature data on the toxicology of cerium oxide
(nanoparticulate and non-nanoparticulate), and
epidemiological studies on the association between Acknowledgements
particulate matter and adverse health effects. Testing We would like to acknowledge the following
also involved in vitro assays using relevant human and organisations for their expertise: Harlan Laboratories
animal tissues and cell lines, as well as models which (formerly SafePharm Laboratories); Derby (intrinsic
are widely used in academia, industry, government and general toxicity tests); INSERM, France (studies using
other research organisations, and explored the perfused rat lung slices); University of Edinburgh, (lung
underlying mechanisms by which potential biological cytotoxicity assessments and IL-8 release); Kings College
effects might be induced in humans following London, KCL (RTLF and environmental monitoring
nanoparticulate material inhalation. information); University of Thessaloniki, Greece (for the
Toxicity studies compared the intrinsic toxicity potential environmental modelling data developed under contract
of nanoparticulate cerium oxide with non- for the European Commission).
nanoparticulate cerium oxide and demonstrated no
difference between the chemicals with respect to Glossary
cytotoxicity, skin irritation and mutagenicity. Other ATP: Adenosine triphosphate.
hazard characterisation studies examined the toxicity of
Ames test: A bacterial gene cell mutation assay used as a
vehicle engine emissions following combustion of pre-screen to indicate potential for carcinogenic activity of
EnviroxTM-additised diesel and targeted the primary route certain chemical compounds.

of exposure for humans – inhalation. Studies using rat CDNP: Combustion derived nanoparticles – one form of
lung slices, and a range of biological endpoints for cell which is found in the exhaust emissions from vehicles.

viability, pro-inflammatory reaction and antioxidant Catalase: An enzyme which rapidly converts hydrogen
peroxide – a potentially harmful by-product of many
activity, clearly demonstrated that adding
normal metabolic processes in the cell – into harmless
nanoparticulate cerium oxide to fuel did not increase the oxygen and water molecules.
toxicity of the emissions compared with non-additised Epiderm: The commercial name of an in vitro product used
diesel. Nanoparticulate cerium oxide did not cause an to assess the skin irritation potential of applied materials.

increase in oxidative activity, cytotoxicity or pro- Formazan dyes: Are artificial coloured (chromogenic)
inflammatory changes in human lung epithelial cells, products formed when tetrazolium salts undergo a
chemical reaction and are reduced by dehydrogenase and
despite a significant increase in cerium content of reductase enzymes. The dyes, which only stain living cells,
atmospheric PM10. can have a variety of colours from dark blue to deep red or
orange depending on the original tetrazolium salt substrate
used for the reaction.

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 8


Annex 1 – Methods
Glossary
Environmental PM sampling method: Ambient PM10
Glutathione peroxidase (GPx): An enzyme in the body with
the primary function of cell defence; acts to prevent oxidative samples (from all three sites) were obtained using a
damage. Tapered Element Oscillating Microbalance (TEOM)
GSH: Glutathione (reduced form) is an antioxidant which is a connected to a sampling pump which passed heated air
defence material found in cells; it is converted to oxidised
(500C) over the microbalance containing a pre-weighed
glutathione (GSSH) in the presence of free radicals.
filter. Filters were collected over a specified time period.
Highway: Typically a road with four lanes and an overall
width of about 32m and no buildings on either side.
Particulates were extracted from the filter matrix and
analysed for metal content and separate aliquots of each
ICP-AES: Inductively coupled plasma atomic emission
spectroscopy; an analytical tool. particle suspension were assessed for oxidative activity
of ambient PM10 using the RTLF model after a 4 hour
Interleukin-8 (IL-8): Is a protein (a chemokine) secreted by
cells in response to pro-inflammatory effects typically to incubation at 370C. Assays were done in triplicate and
promote immune cells to the site. compared against 0 and 4 hour particle-free antioxidant
L929 cells: Mouse fibroblast derived cell line used to test controls as well as positive (ROFA; 10-80nm diameter)
cytotoxicity of various solid test materials.
and negative control particles (inert carbon black: 50nm
Lactate dehydrogenase (LDH): Tests for lactate diameter). Metal analyses of ambient PM10 samples was
dehydrogenase are typically used to indicate adverse effects
i.e. LDH is released following cell membrane disruption.
undertaken via acid extraction of the filters followed by
using Inductively Coupled Plasma Atomic Emission
MPPD2 model: The Multiple Path Particle Dosimetry model
allows calculation of PM deposition fractions and exposure Spectroscopy (ICP-AES) for copper, zinc and iron and ICP-
doses for humans. Mass Spectrometry (ICP-MS) for cerium. Further
Monodisperse: All particles have approximately uniform size, information on the monitoring methods, filter archive
shape and mass. and particle extractions and measurement can be found
No Observed Effect Level (NOEL): The largest amount of a in references 24 and 36.
substance which causes no adverse changes in morphology,
functional capacity, growth, development, or life span of the References
test organisms compared with those observed in control
organisms under the same conditions. See
www.inchem.org/documents/ehc/ehc/ehc104.htm. 1. Institute of Nanotechnology (2007) What is
nanotechnology? See www.nano.org.uk/whatis.
PPM: Parts per million.

Particulate matter (PM10): Particulate matter with an 2. Oxonica Technical information. See
aerodynamic diameter less than 10µm; this particulate size
www.oxonica.com/energy/energy_home.
can be inhaled by humans.

Respiratory tract lung fluid (RTLF) model: Synthetic model 3. Dockery DW, Luttmann-Gibson H, Rich DQ, Link MS,
constituted to resemble the human respiratory tract lining fluid
Mittleman MA, Gold DR et al. (2005) Association of
which contains physiological concentrations of a range of
antioxidants. air pollution with increased incidence of ventricular

Street Canyon: Typically an urban city street bordered on tachyarrhythmias recorded by implanted
both sides by multi-story buildings which causes the wind to cardioverter defibrillators 2. Environmental Health
blow in turbulent eddies which partially trap airborne
pollutants within the ‘canyon’ preventing their dispersion and Perspectives 113: 670-674.
often leading to high airborne concentrations of the pollutants.
4. Ibald-Mulli A, Wichmann HE, Kreyling W, Peters A
Superoxide dismutase (SOD): An enzyme which catalyses
(2002) Epidemiological evidence on health effects of
the breakdown of the superoxide radical (O2−) into oxygen
and hydrogen; an important antioxidant defence mechanism ultrafine particles. Journal of Aerosol Medicine 15:
found in cells.
189-201.
TNF-alpha (TNF-α): Tumour necrosis factor alpha is a
cytokine involved in immune cell regulation and systemic 5. Peters A, von Klot S, Heier M, Trentinaglia I,
inflammatory processes.
Hormann A, Wichmann HE et al. (2004) Exposure to

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 9


traffic and the onset of myocardial infarction. New transcription factors and kinases in human airways.
England Journal of Medicine 351: 1721-1730. American Journal of Physiology. Lung Cell Molecular
Physiology 289(5): L724-30.
6. Pope CA, Dockery DW (1999) Epidemiology of
particle effects. In: Air Pollution and Health. Holgate 15. Park B, Martin PA, Harris C, Guest R, Whittingham A,
ST, Samet JM, Koren HS, Maynard RL (Eds), pp. 673- Jenkinson P, Handley J (2007) In vitro screening
705. Academic Press, San Diego. approach to investigate the potential health hazards
of EnviroxTM. Particle and Fibre Toxicology 4(12): 1-
7. Schwartz J (2000) Daily deaths are associated with
10.
combustion particles rather than SO2 in Philadelphia
[In Process Citation]. Occupational and 16. British Standard EN ISO 10993-5 (1999) Biological
Environmental Medicine 57: 692-697. evaluation of medical devices. Tests for in vitro
cytotoxicity.
8. Council Directive 92/32/EEC amending Directive
67/548/EEC on the approximation of the laws, 17. Fallerl C, Barcher M, Dami N, Roguet R (2002)
regulations and administrative provisions relating to Predictive ability of reconstructed human epidermis
the classification, packaging and labelling of equivalents for the assessment of skin irritation of
dangerous substances (June 1992). Official Journal cosmetics. Toxicology in Vitro 16: 557-572.
No. L154, p.1.
18. Fentem J H, Briggs D, Chesne C, Elliot G R, Harbell J
9. Royal Society and Royal Academy of Engineering W, Heylings J R, Portes P, Roguet R, van de Sandt J J
(2004) Nanoscience and nanotechnologies – M, Botham P (2001) A prevalidation study on in vitro
opportunities and uncertainties. ISBN 0 854036059. tests for acute skin irritation results and evaluation
by the Management Team. Toxicology in Vitro 15:
10. Health Effects Institute (2001) Evaluation of human
57-93.
health risk from cerium added to diesel fuel. Health
Effects Institute, Communication 9. 19. Hartung T (April 2007) Statement on the validity of
in vitro tests for skin irritation. ECVAM.
11. Aust AE, Ball JC, Hu AA, Lighty JS, Smith KR, Straccia
AM et al. (2002) Particle characteristics responsible 20. Kirkland DJ (1989) Statistical evaluation of
for effects on human lung epithelial cells. Health mutagenicity test data UKEMS sub-committee on
Effects Institute, Research Report, pp 1-65. Guidelines for Mutagenicity testing. Report Part III,
Cambridge University Press.
12. Brown DM, Wilson MR, MacNee W et al. (2001) Size
dependent proinflammatory effects of ultrafine 21. Maron DM, Ames BN (1983) Revised methods for
polystyrene particles: a role for surface area and the Salmonella mutagenicity test. Mutation Research
oxidative stress in the enhanced activity of 113:173-215.
ultrafines. Toxicology and Applied Pharmacology
22. Organisation for Economic Co-operation and
175:191-199.
Development (OECD) Enviroment Directorate (July
13. Driscoll KE (2000) TNF alpha and MIP-2: role in 1997) Chemicals Testing Guidelines on Genetic
particle-induced inflammation and regulation by Toxicology. Bacterial Reverse Mutation Test. No. 471.
oxidative stress. Toxicology Letters 112-113: 117-
23. Bion A, Fall M, Gouriou F, Le Prier E, Dionnet F and
183.
Morin J-P (2002) Biphasic culture of rat lung slices
14. Pourazar J, Mudway IS, Samet JM, Helleday R, for pharmacotoxicological evaluation of complex
Bloomberg A, Wilson SJ, Frew AJ, Kelly FJ, Sandstrom atmospheres. Cell Biology and Toxicology 18: 301-
T (2005) Diesel exhaust activates redox-sensitive 314.

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 10


24. Fall M, Guerbet B, Park B, Gouriou F, Dionnet F, 32. Ntziachristos L and Samaras Z (2000) COPERT III:
Morin JP (2007) Evaluation of cerium oxide and Computer programme to calculate emissions from
cerium oxide based fuel additive safety on road transport. Methodology and emission factors
organotypic cultures of lung slices. Nanotoxicology (Version 2.1). Technical report No. 49. See
1(3): 227-234. http://vergina.end.auth.gr/mech/lat/copert/copert
.htm.
25. Morin J-P, Fouquet F, Monteil C, Le Prier E, Vaz E and
Dionnet F (1999) Development of a new in vitro 33. MPPD V2.0, 2002-2006. A model for human and rat
system for continuous in vitro exposure of lung airway particle dosimetry. Developed by CIIT, USA in
tissue to complex atmospheres: Application to diesel collaboration with RIVM, Netherlands, and
exhaust toxicology. Cell Biology and Toxicology Department for Housing, Spatial Planning and
15:143-152. Environment, Netherlands.

26. Cross CE, van der Vliet A, O’Neil C (1994) Reactive 34. Park B, Donaldson K, Duffin R, Tran L, Kelly F,
oxygen species and the lung. Lancet 344: 930-933. Mudway I, Morin J-P, Guest R, Jenkinson P, Samaras
Z, Giannouli M, Kouridis H, Martin P (2008) Hazard
27. Mudway IS, Stenfors N, Duggan ST, Roxborough H,
and risk assessment of a nanoparticulate cerium
Zielinski H, Marklund SL, Blomberg A, Frew AJ,
oxide-based diesel fuel additive – A Case Study.
Sanstrom T and Kelly FJ (2004) An in vitro and in
Inhalation Toxicology 20: 547-566.
vivo investigation of the effects of diesel exhaust on
human airway lining fluid antioxidants. Archives of 35. Seiffert J, Duggan ST, Hill H, Green D, Mudway IS,
Biochemistry and Biophysics 423(1): 200-212. Kelly FJ (2009) Assessing the impact of
nanoparticulate CeO2 emissions from diesel engines
28. Zielinski H, Mudway IS, Berube KA, Murphy S,
on the toxicity of ambient PM10. In preparation.
Richards R, Kelly FJ (1999) Modelling the interactions
of particulates with epithelial lining fluid
antioxidants. American Journal of Physiology 277 (4
Pt.1): L719-26.
All views or opinions expressed in this article are those
29. Donaldson K, Tran L, Jimenez L, Duffin R, Newby DE,
of the author and do not necessarily reflect the views
Mills N et al. (2005) Combustion-derived
and opinions of the NC3Rs.
nanoparticles: A review of their toxicology following
inhalation exposure 1. Particle and Fibre Toxicology
2: 10.

30. Fubini B, Aust A, Bolton R, Borm P, Bruch J, Ciapetti


G, Donaldson K, Elias Z, Gold J, Jaurand M, Kane A,
Lison D, Muhle H (1998) Non-animal tests for
evaluating the toxicity of solid xenobiotics. ATLA
(Alternatives to Laboratory Animals) 26: 579-617.

31. Giannouli M, Samaras Z, Keller M, deHaan P,


Kalivoda M, Sorenson S, and Georgakaki A (2006)
Development of a Database System for the
Calculation of Indicators of Environmental Pressure
Caused by Transport. Science of the Total
Environment 357/1-3: 247-270.

NC3Rs #17 Nanotechnology: applying the 3Rs June 2009 11

You might also like