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Hamlet and Freud

Author(s): Marshall W. Stearns


Source: College English, Vol. 10, No. 5 (Feb., 1949), pp. 265-272
Published by: National Council of Teachers of English
Stable URL: http://www.jstor.org/stable/371685 .
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TRAINING FOR TEACHING OR RESEARCH 265

bined with supervisedclass work, should clude among unsatisfactorydissertations


do the job. Institutions without teaching those which are simply descriptivein na-
assistants will have to provide other ture-bibliographies, frequency counts,
forms of instruction; but they cannot source data, analogues, word lists, edit-
avoid the responsibility. ing, and similar factual collections. This
8. The dissertation.-The dissertation is not to condemn such investigations.
ideally ought to be the exercisein which They have their place and purpose.But
the diverse scholarlyattainments of col- these are the means, not the ends, of
lege and graduateyears are brought to- scholarship.To accept them as the final
gether in one grand demonstration. If task, as the culminatingeffort in a long
this is impossible, the question may be program of training, is to mislabel and
raised whether the dissertation is justi- distort.
fied and whether it should not be aban- Among obviously acceptable kinds of
doned or whether a series of lesser, more dissertation subjects would be biogra-
satisfactory final exercisesshould not be phy, imaginative literature, critical
substituted in its stead. This question I studies, evaluations, interpretations.
do not proposeto answer,but I raiseit as Less weight would be attached in the
one deservingreflection. final judgment of the job to the factor of
If graduatetrainingis informedby the "contributionto knowledge"than to per-
educationalideals I have suggested,then ceptiveness,creativeness,and originality.
the dissertation, or whatever takes its Well, there is my program.I leave it
place, should exemplify the high level of to your mercieswith only one concluding
original, creative effort for which the remark. I will not insist upon a single
trainingstands. Some dissertationsbeing item among my formal specificationsso
produced today no doubt meet this re- long as the spirit is observed.For it is the
quirement. Others do not. I would in- spirit, not the law, which giveth life.

Hamlet and Freud


MARSHALL W. STEARNSI

THE time is passing when a critic of lit- are virtually united in ignoring Freud's
erature in general or of Hamlet in par- forty-nine-year-oldcomments on Hamlet
ticular can win the respect of an intelli- as well as the more recent developments
gent audience by refusing to deal with in the field of psychoanalysis.
Freudian thought. As Herbert Muller There have been at least four typical
observes, Freud's "basic contributionis attitudes toward the Freudianinterpre-
as originalas it is incontestable,and be- tation of Hamlet among Shakespearean
yond the power of criticism to destroy." scholars.The most generalis to ignoreit,
With this opinion both Kenneth Burke as did Kittredge and CarolineSpurgeon.
and Lionel Trilling, for example, concur; The more modern attitude is to label it
yet the large group of critics who are "demolished," as does Draper, or an
loosely termed"Shakespeareanscholars" "obvious brainstorm,"as does Hankins.
' Cornell University, Ithaca, N.Y. A third attitude-a combinationof the
266 COLLEGE ENGLISH
first two-is to attack it obliquely, de- Above all in Timon of Athens, which breathes a
ducing generously from Shakespeare's hatred of mankind which rivals Swift's, nearly a
whole act is devoted to the unsavoury topic.
works (as does Schuicking)the poet's "in- Collect these passages together, face them as
domitable courage, self-sacrificinglove they should be faced, and the defiled imagina-
and magnanimity, with above all, a tion of which Shakespeare writes so often, and
respect for human dignity"; or more depicts in metaphor so nakedly material, must
pointedly (as does Stoll) stating flatly be his own.
that Shakespeare's"imaginationis nor-
mal . . . he knows little of perversion
Wilson mentions Freud, however, only
to dismiss him and proceeds to add his
or degeneration."
The fourthattitude, whichby implica- own explanation: Shakespeare's sex-
nausea is caused by some unidentified
tion recognizesthe existence of a prob-
lem, consists of suggesting a happier al- "personaljealousy."
ternative. Thus, Campbellcontendsthat Smith and Wilson are practically
Hamlet's "sex-nausea"is the "properat- unique among Shakespeareanscholarsin
titude for an [Elizabethan]satirist to as- assumingthat these passages contain an
sume towards the sins of sex"; while autobiographicalelement. There may be
some irony in the fact that this assump-
Bundy, and others, fall back on Eliza-
bethan psychology, claiming that Ham- tion might not have occurred to either
let's referencesto sex provide a "typical critic if he had not lived in an age per-
example of the 'humour' of a melan- meated by Freudian thought. In more
cholic." recent times, the psychoanalytic inter-
Two critics have faced the problem pretation of Hamlethas received quali-
which Freud attempted to solve. Citing fied approval in the passing remarks
an impressiveamountof evidence,Logan of nonacademic critics. Lionel Trilling
PearsallSmith writes that "if any deduc- says, for example, that "there is, I
tions are to be made from Shakespeare's think, nothing to be quarrelledwith in
writings about his nature, an excessive the statement that there is an Oedipus
and almost morbidsensuality must have complex situation in Hamlet";and Her-
been part of his endowment." Dover bert Muller observes further that the
Wilson goes further. Speaking of "the Freudianstrategy may have penetrated
strain of sex-nausea" in Shakespeare, "the secret of Shakespeare'sunconscious
Wilson concludes: intention."
That it was not a mere trick found useful to a The fact is that the psychoanalytic
practicing dramatist is, I think, proved by its interpretationof literaturein generaland
presence in the ravings of Lear, where there is of Hamlet in particular does have a
no dramatic reason for it at all... that "couch limited value. Any opinion on this ques-
for luxury and damned incest," which, unseen,
is ever present to the mind of Hamlet and of the tion, however, would be inadequate
audience, is, I think, symbolic. Far more than without a critical understandingof the
the murder, it is this which transforms the origin and development of Freudian
Prince's imagination into something "as foul as thought on the subject.
Vulcan's stithy." The imagination of Othello is
as foul and more explicit. Even Lear, as I have
just said, broods "over the nasty sty" and begs I
"an ounce of civet to sweeten his imagination,"
while to Posthumus and Leontes is given utter- In a footnote to Die Traumdeutung
ance scarcely less outspoken than Othello's. (1900), Freud suggests that "Shake-
HAMLET AND FREUD 267

speare'sHamlet is rooted in the same soil and even require such hyper-interpretation be-
as Oedipus Rex." Freud attributes the fore they become perfectly intelligible, so every
genuine poetical creation must have proceeded
fact that the Oedipus pattern is openly from more than one motive, more than one im-
workedout in OedipusRex and disguised pulse in the mind of the poet, and must admit
in Hamletto the growth of repressionin of more than one interpretation. I have here
the history of civilization. Remarking attempted to interpret only the deepest stra-
that no satisfactoryexplanationhas been tum of impulses in the mind of the creative
offered for the basic problem in Hamlet, poet.
namely, "Hamlet's hesitation to accom- Thus, in the process of disclaiming any
plish the avenging task which has been complete explanation of the creative
assigned to him," Freud observes that genius, Freud makes the statement that
the correct explanation may be found he has discovered the most important,
in the "peculiar nature" of Hamlet's underlying cause.
task:
Hamlet can do everything but take ven- II
geance upon the man who has put his father out
of the way, and has taken his father's place with In I911, Ernest Jones developed
his mother-upon the man who shows him the Freud's footnote into a brilliant mono-
realization of his repressed childhood wishes. graph of ninety-eight pages, an effort
The loathing which ought to drive him to re- which received Freud's
venge is thus replaced in him by self-reproaches,
explicit approval
by conscientious scruples, which represent to in the third edition of Die Traumdeutung.
him that he himself is no better than the mur- As the most authoritative and extensive
derer whom he is to punish. presentationof the strict Freudianinter-
pretation of Hamlet,Jones's monograph
Reasoningfrom evidence in the play and deserves close consideration.
elsewhere, Freud concludesthat Hamlet At the outset, Jones, who shows an
is unawareof this conflict within himself excellent grasp of the Shakespearean
and that this conflict is the product of a scholarship of the day, assembles com-
similar state of mind in Shakespeare ments to the effect that Hamlet is the
himself. poet's most autobiographicalplay. How
Freud then points to the external evi- central this literary judgment is to the
dence that Hamlet was written soon Freudian hypothesis becomes clear, I
after the death of Shakespeare'sfather, think, when it is rememberedthat the
that Shakespeare'sshort-lived son was analysis of a work of art can be based
named "Hamnet," and that an almost only upon the pattern of psychoanalytic
contemporaryplay of the poet's, Mac- thought, not on the scientificapplication
beth,deals with the allied theme of child- of the psychoanalytictechniqueto a liv-
lessness.PerhapsI shouldnote in passing ing patient. Thus, Jones can apply only
the circularlogic involved in establishing the technique of dream analysis to
an interpretation by an appeal to the Shakespeare's symbols; he must work
facts of the poet's life, and then at- without the analysand'sfree association
tempting to cast light on the poet's life with the details of the dream,an element
by applying this interpretation. Freud of the psychoanalytic strategy which
concludes with the qualifying remarks: Freud generally emphasized. This limi-
Just as all neurotic symptoms, like dreams tation is real but not necessarily fatal.
themselves, are capable of hyper-interpretation, As Kenneth Burke observes:
268 COLLEGE ENGLISH
The critic should adopt a variant of the free- reasonswhich Hamlet gives for his delay,
association method. One obviously cannot invite
an author, especially a dead author, to oblige
labeling them all false pretexts and add-
him by telling what the author thinks of when ing that "the more intense and the more
the critic isolates some detail or other for im- obscure is a given case of deep mental
provisation. But what he can do is to note the conflict, the more certainly will it be
context of imagery and ideas in which an image found on adequate analysis to centre
takes its place. . . until finally . . . one grasps about a sexual problem."
its significance as motivation.
Among those unacquainted with the
Burke, I suppose, is suggesting a more development of Freudian thought, such
modest approach than that attempted flat assertions are perhaps the cause of
by Jones, but the end results may well more antagonism, conscious and uncon-
be similar. It is one of the limita- scious, than any other single factor. It is
tions of Caroline Spurgeon's book on extremely doubtful, however, whether a
Shakespeare'simagery that, while ably first-rate modern analyst would make
adoptingthis approach,she resolutelyre- such a statement today. Freud'sempha-
fuses to have anything to do with the sis upon sexuality has been greatly exag-
poet's referencesto sex. gerated in the lay mind, while he himself
Jones proceeds to the numerous ex- has been knownto deny vehemently that
planations of Hamlet's vacillation as ex- his psychology is pan-sexual.In point of
pounded by various groups of critics, fact, Freud's libido theory was never
rejecting persuasively the theoriesthat finally defined by its inventor, although
Hamlet is incapableof action, that exter- he gradually broadened it from the
nal difficultiesare too great for Hamlet, sexual "instinct" (a clearly inadequate
and that Hamlet has doubts about the concept) to what Karen Homey terms
legitimacy of his revenge. To rebut the the "total non-specificsexual energy" (a
explanation that the play as it stands is concept dangerouslyclose to tautology).
imperfectand incoherent,however,Jones Recent analysts, who subscribe to the
points to the play's "lastingpopularity," principle of psychobiological totality,
forgettingfor the moment that, for what- have successfullyreadaptedFreud'scon-
ever the cause, there was a time when cept in a less prominent role. Working
Hamlet was not popular. Nevertheless, from a principlefirst established by em-
the point seems to be well taken. "The bryology-that in all phases of develop-
task was a possible one," says Jones, ment total integration precedesindi-
"and was regardedas such by Hamlet." viduation-they have concludedlogical-
Resurrecting the view of Baumgart ly that the most fundamental force is
and Kohler, namely, that Hamlet's ethi- integrative and that the sexual pattern
cal objection to revenge was not fully is only part of a more fundamental life
conscious, Jones observes that this view pattern. Hence Jones's assumption ap-
points in the right directionand, turning plies only to a part, although a very im-
immediately to Bradley's remark that portant part, of the total personality
Hamlet's unconsciousdetestation of his problem; he may be dealing with an ef-
task is so great that it "enableshim ac- fect rather than a cause.
tually to forget it for periods," he de- Turningto the problemof what Ham-
scribesthis comment as a penetratingin- let is repressing,Jones notes that Hamlet
sight along psychoanalytic lines. Subse- is moreupset by his mother'smisconduct
quently, Jones enumerates the changing than by his father's murder; in fact,
IHAMLET AND FREUD2 269

Hamlet's soliloquy, in which he contem- burst against Ophelia and his physical
plates suicide (Act I, Scene 2), occurs disgust in the bedroom scene with his
before Hamlet is aware of his father's mother. Here is a specific answer to the
murder but after he knows of his moth- query Dover Wilson raises. Further, the
er's hasty remarriage. This point had more vigorously Hamlet denounces his
been stressed by Furnivaland developed uncle, the more powerfullyhe stimulates
by Bradley to explain Hamlet's delay in his own repressedcomplexes. "Hamlet's
terms of the "moralshock of the sudden moral fate," concludesJones, "is bound
ghastly disclosure of his mother's true up with his uncle's for good or ill."
nature"-an insight which most Shake- At this point I think the readermight
spearean scholars(with the exception of well question the double-edged logic with
Granville-Barker)ignore. If we accept which Jones interprets Hamlet's attitude
unquestioninglythe conventional stand- toward the other characters. For ex-
ardsof the causesof deep emotions,Jones ample: when Hamlet is rude to Gertrude,
observes, this interpretation would be Jones would describe it as a reaction
adequate;but Jones does not believe that caused by his repressed love for her;
such circumstanceswould turn a healthy when Hamlet is polite to Gertrude, it is
mind to thoughts of suicide. his unconscious love for her asserting it-
Accordingly, Jones delivers his own self. This objection would be well taken
hypothesis-"the deepest source of the but of doubtful importance. As Kenneth
world-old conflict between father and Burke remarks in another connection:
son, between the younger and the older You may demurat that, pointingout that
generation, the favorite theme of so Freudhas developeda "headsI win, tails you
many poets and writers, the central lose" mode of discoursehere. But I maintain
motif of most mythologies and religions" that, in doingso, you have contributednothing
-namely, the Oedipuscomplex: . . . nothing but an alternativeexplanationis
worth the effort of discussionhere. Freud's
How if, in fact, Hamlethad in yearsgoneby, terminologyis a dictionary,a lexiconfor chart-
as a child,bitterlyresentedhavinghad to share ing a vastly complexand hithertolargely un-
his mothers affectionevenwith his ownfather, charted field. You can't refute a dictionary.
had regardedhim as a rival, and had secretly The only profitableanswerto a dictionaryis
wishedhim out of the way so that he mighten- anotherone.
joy undisputedand undisturbedthe monopoly
of that affection?If such thoughts had been The validity of Jones's hypothesis de-
presentin his mindin childhooddays they evi- pends upon much more fundamental
dently would have been "repressed,"and all considerations.
traces of them obliterated,by filial piety and For instance, how valid is the theory
other educativeinfluences.The actual realiza-
tion of his earlywishin the deathof hisfatherat of the Oedipus complex, the concept
the hands of a jealousrival, would then have upon which the Freudian interpretation
stimulatedintoactivitythese"repressed" memo- of Hamlet and many other literary com-
ries,whichwouldhave producedin the formof positions depends?The Oedipuscomplex
depressionand othersuffering,an obscureafter-
is based largely upon Freud's theory of
math of his childhood'sconflict.
the libido which, as I have noted, is in-
In support of this hypothesis, Jones ex- adequate. Specifically,the strict Freudi-
amines Hamlet's attitude toward the ans regard the Oedipus complex as a
other characters in the play, concluding basic psychological determinant which
that the intensity of Hamlet's repression tends to be biologicalin originand there-
is the guide to the bitterness of his out- fore ubiquitous. This is in accord with
270 COLLEGE ENGLISH

the static concepts and instinct theories theory to a literary composition, while
of Freud's day. But more recently an- the most noticeable variation in treat-
thropologists have demonstrated that ment consists in the amount of detail
fixations of this nature may be culturally from the work discussed which the in-
determined, and many modern analysts genuity of the analyst can fit into the
have concluded that the Oedipus com- Freudian framework.
plex is occasionally more of a symptom Since the Freud-Jones interpretation,
than a cause of environmental maladjust- two typical articles have appeared in the
ment. I do not mean to deny the frequent psychoanalytic journals on Hamlet. In
existence of the Oedipus pattern but 1928, Norman J. Symonds subjected the
rather to classify it as one factor among graveyard scene of the play to the most
others of equal and often greater impor- minute analysis, corroborating Freud's
tance, such as the emotional forces which hypothesis in great detail. In 1929, Ella
Karen Homey lumps together under the Sharpe analyzed Hamlet as a "tragedy of
phrase "basic anxiety." impatience," arriving at similar conclu-
Jones concludes his monograph with a sions. Miss Sharpe does, however, raise
study of Shakespeare's sources, a history the problem of the process of artistic
of the play, a survey of the Oedipus com- creation:
plex in the other plays of Shakespeare, One needs to think in terms of the creator,
and a lengthy study of the Oedipus leg- not in terms of Hamlet . . . the poet is not Ham-
end in literature and folklore. Remarking let. Hamlet is what he might have been if he
that it is beside the point to inquire into had not written the play of Hamlet. ... So
Shakespeare,having externalizedand elaborated
the poet's conscious intention, Jones de- the inner conflict on his father's death, kept the
livers his main hypothesis (stated earlier course of sanity. It is perhaps the range and
in the monograph): The play's great depth of this power to dramatize the inner forces
merit is due to the fact that "the hero, of the soul that made him at once the world's
the poet, and the audience are all pro- greatest playwright and a simple normal man.
foundly moved by feelings due to a con- Whatever relief the reader may feel in
flict of the source of which they are un- hearing a psychoanalyst refer to Shake-
aware." speare as a "simple normal man" must
III be tempered immediately. Miss Sharpe
Although the medical practitioners^ feels that the poet kept from going insane
like the Shakespearean scholars, will have only by writing Hamlet. The simpleness
nothing to do with Freud, the psycho- and normality of this alternative is
analysts have written papers on every doubtful, while the implication that
possible literary composition, from Hamlet is insane is incorrect. The cause
Chaucer's Book of the Duchess and Dun- of this fundamentally Freudian confu-
bar's Tretis of the Twa Marit Wemen and sion, however, lies deeper and will be
the Wedo to the works of Ibsen, Strind- mentioned in connection with Freud's
berg, D. H. Lawrence, and Kafka. Some theory of art.
of these articles are interesting, but most One of the more recent (1944) psycho-
of them, since they fail to take into ac- analytic interpretations of Hamlet occurs
count the developments in the field since in the passing remarks of Edmund
Freud, are monotonously similar. Fre- Bergler, who has been successful in treat-
quently they present a more or less ing living authors. Bergler adds a sub-
mechanical application of strict Freudian basement to the Freudian structure. Ac-
HAMLET AND FREUD 27I

cepting the theory that art is the expres- fully proved or disproved, has wide im-
sion of unconscious phantasies, he raises plications however, for, if it is acceptable,
a logical query concerning Stendhal, the Freudians can then suggest an addi-
Diderot, and others who were conscious- tional reason for Hamlet's delay and the
ly explicit in the description of their own play's popularity, as well as an insight
Oedipal symptoms. To the possible dis- into the character of Shakespeare as a
may of the older psychoanalysts, who private citizen.
discovered such passages with a shock of I have reserved for mention at this
confirmation when the Oedipus complex point one of the most fundamental in-
was still on trial, Bergler concludes that adequacies of the Freudian interpreta-
these conscious manifestations are sim- tion of art, namely, the version of the
ply a defense mechanism against the creative process. Freud regarded litera-
other horn of the Freudian dilemma- ture with great respect, since, among
homosexuality. Thus, the obvious Oedi- other things, it frequently anticipated
pus complex in Hamlet "originated as a his own insights into character and per-
means of defense against a more deeply sonality; but he gave it an ignominious
imbedded conflict." The reader is justi- position in his rather arbitrary episte-
fied in concluding that, at least in the mology. At best, Freud felt that art re-
case of Hamlet, those disciples of Freud duced mental tensions; that it worked as
who limit themselves to embroidering a "substitute gratification," rewarding
upon the fundamentals of the master are artists for their contribution to culture;
gilding an already overdecorated lily. that it aided in the common experiencing
of worth-while emotions; and that it kept
IV alive man's cultural heritage. This is the
What can Freudian thought be said to bright side of the coin.
contribute to the study of Hamlet? Mis- In practice, Freud concluded that art
understandings on this point have been was a "technique for evading infantile
as numerous as they have been violent. guilt while expressing, more or less elab-
Freud himself said that his analytic orately and unconsciously, phantasies of
method "can do nothing toward elucidat- a universal nature." It is impossible to
ing the nature of the artistic gift nor can escape the conclusion that Freud consid-
it explain the means by which the artist ered art an illusion, harmless because it
works-artistic technique." In other did not attempt to be anything more
words, the Freudians would not pretend than an illusion. He also apeaks of art
to judge whether or not Shakespeare is a as a beneficial narcotic, implying that the
great poet or Hamlet a great play; on the artist differs from the neurotic only in the
subject of what constitutes genius, and fact that the artist can return cheerfully
the problems of form, tone, feeling, and to reality after he has completed his crea-
style-the technical factors which make tive activity. Freud does, however, make
much of the difference between a great an exception for a "few people who are,
and an inferior play-they have nothing one might say, obsessed by art," and
to say. They are concerned with content who make an "attack on the realm of re-
alone, and from the content of Hamlet ality." This exception, it seems, would
they would deduce only Shakespeare's have to apply to all the great artists of
unconscious intention. This apparently all time.
simple deduction, which can never be The flaws in Freud's theory of artistic
272 COLLEGE ENGLISH

creation are manifest. If adopted, the eliminate the importance of the psychoanalyst's
theory leads to the conclusion of Miss search for universal patterns of biography . . .
and we can eliminate biography as a relevant
Sharpe, mentioned earlier, that Shake- fact about poetic organization only if we con-
speare kept from going insane only by sider the work of art as if it were written neither
writing Hamlet. Actually, although it is by people nor for people, involving neither in-
true that art sharessome of the qualities ducements nor resistances.
of neurosisfor, since it cannot exist in a Further, there is no virtue in ignoring
vacuum it has certain dream elements Freud's interpretation of Hamlet, and
and is a mode of self-expression,art is there is some value in adding his admit-
also, in the words of Kenneth Burke, tedly marginaltheories to our total pic-
"conscious graph and communication." ture of what the play may "mean." To
A great artist is in commandof his illu- ignore Freud'sinterpretationamong the
sions, making them serve the purposeof many critical theories to which the play
a more concreterelation to reality, while has given birth is neither broad-minded
the neurotic is frequently possessed by nor scholarly.
his. Freud'sview, which is based upon a Specifically, although it is impossible
narrow, hedonistic concept of artistic to accept it in every detail or as the only
creation, fits the rest of his theories ex- explanation of the problem of Hamlet,
cellently but constitutes another point the Freudianhypothesisis the only inter-
at which the Freudianinterpretationof pretation which attempts a logical ex-
Hamlet must be qualified. planation of Shakespeare'ssex-nausea,a
In the course of this sketch I have at- characteristicof the poet's work which
tempted to indicate some of the limita- Dover Wilson and others have fully rec-
tions to the strict Freudian interpreta- ognized, as well as the bitterness and in-
tion of literaturein general and to Ham- tensity of Hamlet's remarksto Ophelia
let in particular, from incidental aberra- and Gertrude. In so doing, Freudian
tions in logic, through the difficultiesof thought has shed some light upon a sadly
dealing with a manuscriptrather than a neglectedproblemof Shakespeareancriti-
living author, to the varying and some- cism.
times unimportant inadequacies of As Lionel Trilling says, "the Freudian
Freud's libido theory, the Oedipuscom- psychology is. . . the only systematic
plex, and his concept of artistic creation. account of human nature which, in point
None of these limitations, however, con- of subtlety and complexity, of interest
stitutes a refutationof the entire Freudi- and tragic power, deserves to stand be-
an hypothesis, although each tends to side the chaotic accumulationof insights
narrow the comprehensivenessand ap- which literature has made over the cen-
plicability of the theory as a whole. On turies." Perhaps Freud's greatest con-
many fundamentalpoints modernanaly- tribution to literary criticism is in the
sis has affirmed the essential truth of province of imagery and symbolism,
Freud's conclusions. which he and later authors have estab-
As is the case with all biographical lished as the source of unconsciousreve-
material, Freud'sinterpretationcontrib- lations of the author's mind and charac-
utes, however slightly, to a fullerunder- ter. "In the depths of his imagery,"says
standing of the artist's work. Kenneth Burke, "an artist cannot lie," and in this
Burke remarks: direction the future contribution of
Only if we eliminate biography entirely as a Freudian thought to literary criticism
relevant fact about poetic organization can we may well be found.

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