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Question 3. The communicative language program is now a popular model for
teaching ESL. The justification for this model is often attributed to Hymes's
notion of communicative competence first put forth in the 1960s. Answer BOTH
of the following:
a) To what extent do recent trends in language teaching and materials
development reflect the original notion of communicative competence as used by
Hymes?
b) In what specific ways has the term "communicative competence" been
reinterpreted?
In you answer please cite the work of FIVE (5) different scholars on this topic.
0. Introduction
Recent trends in teaching English as a second language have been centered around the
notion of communicative language teaching. Ellis (1994) states that one of the main goals
of Second Language Acquisition (SLA) is the description and explanation of the learner's
linguistic or communicative competence.
Chomsky (1965)
Linguistic theory is concerned primarily with an ideal speaker-listener, in a
completely homogeneous speech-community, who knows its language perfectly
and is unaffected by such grammatically irrelevant conditions as memory
limitations, distractions, shifts of attention and interest, and errors (random or
characteristic) in applying his knowledge of the language in actual performance.
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However, Hymes (1971) pointed out that this concept showed restrictions in the sense
that it was totally independent of sociocultural factors. What Hymes discovered was that
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On first glance, it may seem that the communicative aspect of language is related to
Chomsky's notion of performance rather than competence (Hymes, 1971). However,
although performance is an explicit entity, social aspects are said to not only affect
outward performance but inner competence itself (Hymes, 1971). In this respect, Hymes
claimed the following prerequisite to a theory of communicative competence.
Hymes (1971)
... a theory is required that can deal with a heterogeneous speech community,
differential competence, the consitutive role of sociocultural features that can take
into account socio-economic differences, multilingual mastery, relativity of
competence, expressive values, socially determined preception, contextual styles
and shared norms for the evaluation of variables.
Thus, with the emergence of the notion of communicative competence came the
reinterpretation of Chomsky's notion of competence as 'linguistic competence.'
1 Hymes (1971) cites Bloomfield (1927) as stating "... differential competence within a heterogeneous
speech community shaped by acculturation."
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3) whether (and to what degree) something is appropriate (adequate, happy
successful) in relation to a context in which it is used and evaluated
4) whether (and to what degree) something is in fact done, actually performed,
and what its doing entails
Therefore, Hymes was fully aware of the abstractness in attempting to offer a definition
of competence. Hymes's insight is found in the fact that his standpoint was "of the person
not the communicative system" and that communicative competence is " by definition
variable within individuals, across individuals, and across speech communities, and
includes rules of use as well as rules of grammar."
2 A distinction is made between the sociology of language and sociolinguistics. The former interpreted as
the use of language as a means in reaching an analysis of social phenomenon. The latter intrepreted as the
use of social factors as a means in reaching an analysis of linguistic phenomenon.
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communicative competence) is in the child's "ability to participate in its society as not
only a speaking but communicating member. What children acquire, an integrated of
sociolinguistic description must be able to describe (Hymes, 1974)."
The various social aspects affecting language as well as reinterpretation of the speech
community is seen in the research of Gumperz (1972). Here Gumperz mentions that
verbal interaction is a social process in which utterances are selected in accordance with
socially recognized norms and expectation and that speech is not constrained by
grammatical rules alone (1972). In addition, the concept of variation is introduced in
Gumperz's definition of speech community in that the "speech community is a field of
action where the distribution of linguistic variants is a reflection of social facts (Gumperz,
1972)." In this light, Hymes also offers an alternative description of the "completely
homogenous speech community" of Chomsky's by stating that the speech community is "
a necessary term that postulates the basis of description as a social rather than a linguistic
entity (Hymes, 1972)."
Another aspect that social influences entails is the notion of appropriateness and the
pragmatics of language use. Knowledge of grammatical rules does not necessarily entail
the knowledge of pragmatics. Therefore, language is seen to be a social process as seen in
the aforementioned description of the child by Hymes. Therefore, Hymes's notion of
communicative competence is the combination of linguistic + pragmatic knowledge
(Hymes, 1971 cited in Ellis, 1994). The following are definitions of communicative
competence and communicative performance (Hymes, 1971; Canale and Swain, 1980
cited in Ellis, 1994).
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sense that language learning is seen to encompass a wide array of perspectives that are
theoretical and empirical that focus not only on language itself but language target and
language competence (Pica, 1995). Thus, the social ramifications of interactive
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As the 'real' use for language in 'real' situations arose, the communicative language
program focused on the communicative competence of the learner. In this light, major
modifications of past teaching methodology seem to have exploded all at once in
communicative language teaching. Nunan (1991; cited in Brown, 1994) cites the
following characteristics of communicative language teaching:
An appendix to this list is found in Finocchario and Brumfit (1983; cited in Brown,
1994). The following are some further characteristics of communicative language
learning:
As can be seen from the last characteristic of the aforementioned list, an explicit cry out
for communicative competence is shown. Another communicative view of language is
3 Note the use of wording "language" competence and not "linguistic" competence.
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given in Richards and Roger (1986). They state the characteristics of communicative
language teaching as follows:
As can been seen in this view, Richards and Rogers (1986) not only incorporate the basic
notion of acquisition of communicative competence but also a functional view of
language and the discourse functions language entails.
In learner-centered teaching the emphasis has been shifter from the teacher to the learner.
In communicative terms this implies that techniques which enhance a student's sense of
competence and self-worth are valued (Brown, 1994). In Cooperative Learning, the basic
notions are somewhat similar to Community Language Learning in that learning arises
through cooperative and collaborative efforts. The former implies that students should
help one another reach a common goal, while the latter implies that students have an
obligation to work together (Pica, 1995). As for Interactive Learning, the goal is to
enhance and promote opportunities for interaction among learners (Brown, 1994). Here,
real language is advocated and the emphasis is on negotiation. In Whole Language
Education, a holistic approach to teaching language is taken (Brown, 1994). Although a
rather comprehensive title which could mean almost anything, Whole Language
Education basically looks at a balanced view of the four skills involved in language
learning. Content-centered Education is "the integration of content learning with
language teaching (Brinton, Snow, and Wesche, 1989: cited in Brown, 1994). This
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approach appears to focus on a wide array of language content which not only provides
language learning but acquisition of general knowledge as well. Lastly, in Task-based
Learning, communicative tasks are introduced to the learner to enhance real-life language
use (Brown, 1994). For instance, tasks are accomplished in pairs or groups which in turn
focuses on interactive communication.
Pica (1995)
1. interaction/task oriented: jig-saw, information-gap, problem solving, decision-
making, opinion-exchange/discussion
2. non-interaction: matching, information-transfer, skimming and scanning
Pica also provides guidelines in choosing and using communication tasks (Pica, 1995).
She states that communication tasks 1) contribute comprehensible input for language
learning; 2) provide a context for feedback to learner to judge their comprehensibility and
modify their output; and 3) help learners restructure their internal grammar.
In addition, Richards and Rogers (1986) state the following communication principles
which should be incorporated into communicative language teaching materials.
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2. the task principle: Activities in which language is used for carrying out
meaningful tasks promote learning.
3. the meaningfulness principle: Language that is meaningful to their learner
supports the learning process
The first criticism is found in Shaw (1982). Shaw interpretation of Hymes's notion is that
its stress is on socio-linguistic knowledge. This is said to lead to "the drawback of
omitting the skills and strategies we require." In this light, Shaw turns to the notion of
"communicative potential (Trim, 1973; cited in Shaw, 1982). She cites Trim as follows:
In this light, Shaw attempts to focus on distinguishing knowledge and skills and
strategies. She also states that an integrated approach which takes into account specific
communicative aims.
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classrooms. However, she advocates the approach of Canale and Swain (1980) who 4
More importantly, Savignon (1983) devotes a whole section on the area of testing which
is vital in providing an assessment of how much communicative competence a learner
has acquired. For instance, she evaluates tests which attempt to measure "the integration
of components of communicative competence in different specified contexts of language
use" with such tests being cloze tests, dictation tests, and oral interviews. This aspect was
foreseen by Gumperz (1970) in that "a systematic study of communicative competence
requires special elicitation techniques capable of capturing the speaker's skill in
responding appropriately to significantly different social stimuli."
In addition, Savignon supplies the following outline of the difficulties the notion
communicative competence entails.
1) communicative competence is a dynamic rather that a static concept. It depends
on the negotiation of meaning between two or more persons who share to some
degree the same symbolic system. In this sense, the, communicative competence
can be said to be an interpersonal rather than an intrapersonal trait.
2) communicative competence applies to both written and spoken language, as
well as to many other symbolic systems
3) communicative competence is context specific. Communication takes place in
an infinite variety of situations, and success in a particular role depends on one's
understanding of the context and on prior experience of a similar kind. It requires
making appropriate choices of register and style in terms of the situation and the
other participants.
4) There is a theoretical difference between competence and performance.
Competence is defined as a presumed underlying ability, and performance as the
overt manifestation of that ability. Competence is what one knows. Performance
4Elaboration of Canale and Swain (1980) will be taken up later in the anlaysis of reinterpreation of
Hymes's notion of communicative competence.
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is what one does. Only performance is observable, however, it is only through
performance that competence can be developed, maintained, and evaluated.
5) Communicative competence is relative, not absolute, and depends on the
cooperation of all the participants involved. It makes sense, then, to speak of
degrees of communicative competence.
One notion which must be kept in mind in assessing the application of Hymes's
communicative competence is the very word 'competence.' The difficulties of eliciting
learners' linguistic competence has been seen in various studies using grammaticality
judgment tasks. In this sense, not only the elicitation of competence in a general sense but
the teaching and learning of competence appears to be considerably abstract. As
competence in any sense is not a tangible element at all. In addition, the socio-cultural
aspect emphasized by Hymes is susceptible to an infinite array of variables and
possibilities. To elaborate further on this point, one can attempt to imagine all the
possible situations (in a social as well as cultural context) that any language usage is 5
To further abstract away from the notion of communicative competence, the acquisition
of socio-cultural factors seems rather difficult in a formal instruction setting. A
distinction concerning whether the language is learned in a second language classroom or
a foreign language classroom can be made in accordance. For instance, if the only
interaction or chances of communication are only in the classroom as in foreign language
acquisition, the chances of authentic as well as motivated acquisition of communicative
competence appears to be substantially low. In addition, the learners together form their
own speech community and thus engage in unique social interactions and develop their
own social norms within the society of the classroom. This is a synthetic environment
which is different from the incredibly heterogeneous speech community found in the
world outside the classroom.
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aware of these limitations and are continuously seeking to provide more reality integrated
methods of teaching. In addition, Hymes's original conceptualization of communicative
competence seems to be a thread which is holding all the various approaches found in the
communicative language program together. If seen in a fundamental sense, Hymes's
notion is an extension of 'linguistic competence' which has been applied to second
language learning. Although various extensions of this basic notion and even different
terminology such as 'communicative potential (Trim, 1973 as cited above) have been
introduced they are all just descendants of Hymes's communicative competence.
1.1 Canale & Swain (1980), Canale (1983); cited in Savignon (1983)
Canale and Swain distinguished four components of communicative competence. They
are as follows:
Canale and Swain (1980); as cited in Savignon (1983)
1) grammatical competence: the mastery of linguistic code, the ability to
recognize the lexical, morphological, syntactic, and phonological features of a
language and to manipulate these features to form words and sentences
2) sociolinguistic competence: requires an understanding of the social context in
which language is used; the rules of the participants, the information they share,
and the functions of the interaction
3) discourse competence: concerned not only with the interpretation of isolated
sentence but with the connection of a series of sentences or utterances to form a
meaningful whole
4) strategic competence: strategies that one uses to compensate for imperfect
knowledge of rules, or limiting factors in their application such as fatigue,
distraction, and inattention
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1.2 Kachru and Nelson (1996)
Kachru and Nelson (1996) offer a 'distinct' view of communicative competence in
compliance to new Englishes which are developing all over the world at the present time.
They assert that rules of speaking change with time and place and therefore have adopted
a functional approach to reinterpreting communicative competence. Their research has
foundations in the work of M.A.K. Halliday. Halliday (1983; cited in Kachru and Nelson,
1996) asserts that "language function is that every text created by a language user
involves interpersonal, ideational, and textural functions" functions here having to do
with "social relationships, individual identity, meaning potential, and the ability to
construct recognizable and situationally appropriate discourse."
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appropriate choice from among the alternatives and the rules for appropriate choice from
among the alternatives or for switching between them." In this light, communicative
competence is said to involve the speakers' cultural as well as social knowledge.
the ability not only to apply the grammatical rules of a language in order to form
grammatically correct sentences but also to know when and where to use these
sentences and to whom.
Communicative competence includes:
a) knowledge of the grammar and vocabulary of the LANGUAGE
b) knowledge of rules of speaking
c) knowing how to use and respond to different types of SPEECH ACTS, such as
requests, apologies, thanks, and invitations
d) knowing how to use language appropriately
When someone wishes to communicate with others, they must recognize the
social setting, their relationship to the other person, and the types of language that can be
used for a particular occasion. They must also be able to interpret written or
spoken sentences within the total context in which they are used.
V. Revisiting Hymes
Lastly are presented Hornberger's (1989) personal communications with Hymes. The first
one entails the conception of communicative competence.
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Hymes (1985; personal communication with Hornberger (cited in Hornberger,
1989)
"The argument for a conception of communicative competence was that there is
more in competence itself, underlying knowledge, ability, than Chomsky granted.
The slogan "rules of use" as well as "rules of grammar" expressed that view."
References
Chomsky, Noam. (1965). Aspects of the theory of syntax. Cambridge; MIT Press.
Ellis, Rod. (1994). The Study of Second Language Acquisition. London: Oxford
University Press.
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Gumprez, John J. & Dell Hymes, eds. (1972). Directions in Sociolinguistics. New York:
Holt, Rinehart and Winston
Hymes, Dell H. (1971). On communicative competence. In Pride, J.B. & Janet Holmes.
(1972). Sociolinguistics: Selected Readings. Great Britain: Penguin.
McKay, Sandra Lee & Nancy Hornberger, eds. (1996). Sociolinguistics and Language
Teaching. New York: Cambridge University Press.
Nunan, David. (1991). Language Teaching Methodology. Great Britain: Prentice Hall
International.
Pica, Teresa. (1995; fall). Course materials for EDU 527/627. Department of Educational
Linguistics. University of Pennsylvania.
Pride, J.B. & Janet Holmes. (1972). Sociolinguistics: Selected Readings. Great Britain:
Penguin.
Richards, Jack, John Platt, & Heidi Weber. (1985). Longman Dictionary of Applied
Linguistics. London: Longman.
Wolfson, Nessa. (1989). Perspectives: Sociolinguistics and TESOL. New York: Newbury
House.
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