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The Iconic Text and the Theory
of Enunciation:
Luca Signorelli at Loreto (Circa 1479-1484)*
Louis Marin
I. Introduction
Around this center, then, this fading and originating point, "swirl"
the filets of the cupola, defining the architectonic planes, intended to
serve as material support for the image-bearing surfaces. When we
say that the whole arrangement is involved in a rotating movement,
we are not just using a metaphor or impressionistic perception.
Rather, we intend to interpret that movement as the concrete, easily
traceable imprintor wake left bya set of transformationaloperationsthat can
be isolated on a theoreticalplane. It is our contention that these opera-
tions form an organic whole, due precisely to the fact that the move-
ment is circular and, whatever the point of departure, will reproduce
the system at the end of its cycle.25It is then the architectonic principle
governing the structure of the building as represented space or de-
terminate geometrical volume which constitutes the organizational
scheme of the whole iconic text inscribed in represented space-its
deep structure, we might say, or its theoretical structure as text.
Conversely, all the figures represented in that space will specify this
theoretical structure historically and ideologically, even pinpointing
in return one of its historical and ideological crises and making its
elements and relations problematical.26
The determinate group of transformations which characterizes the
theoretical structure of the text serves as a basis to integrate the ver-
tical slices of the planes that are rigorously and precisely set apart by
the filets of the cupola and the series of dual pilasters set with regu-
larity in the fictitious depth of the painted scenes on the walls: those
planes will be identified in strict conformity with the surfaces of the
represented figures and scenes. Yet the principle involved is no
longer architectonic but representative: it governs the setting painted
in the represented space rather than the structure of the building as
represented space. This setting will introduce a quality of space pecu-
liar to its functions; it will illustrate a principle which is none other
than the inscriptionscheme of the iconic text. While the architectonic
principle governs the deep structure of the text, the representative
principle governs its surface paradigmatics. We are not concerned
with the theoretical structure of the text but rather with the rules of
utterability as rhetorical, historical, ideological discourse. This in-
scription scheme, set in hierarchic order, receives positive emphasis
through a higher or lower positioning in a succession of three planes:
the celestial empyrean, the mediating zone, and the terrestrial zone,
each with its appropriate spatial characteristics: for the celestial zone,
luminous rays from the radiant nimbi surrounding the instrument-
playing angels and dancers, each poised on its individual cloud, stand
out against a dark bluish-grey background interspersed with golden
wisps of flame; for the intermediate zone, a similarly radiant niche
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 563
against the same dark background streaked with luminous rays be-
hind which the winged faces of little angels are faintly outlined, flit-
ting about the evangelists and doctors, each sitting squarely with his
feet planted on a rock-textured bank of clouds; finally, for the terres-
trial space, a succession of narrow scenes, set against a background of
landscape and sky, each framed, on either side, by a couple of cable-
molded pilasters, under an arched canopy decorated with grotesques.
Each of those scenes features a pair of apostles, with the exception of
three panels -one facing the front door of the sacristy, taken up by a
window which lights up the entire room; another, a smaller one,
above the door, featuring Paul's conversion; the third one, against a
dull beige background, representing Christ in a yellow mandorla with
doubting Thomas.
The hierarchical scheme which articulates the cupola and the walls
from top to bottom encompasses two types of space: an "abstract"and
symbolic one-a theophanic space-and a "realist" one, based on a
double illusion, since it is prolonged by vedute and scanned by the
rhythms of a "fake" portico. The intermediate level displays some of
the characteristics of both -of the former, the golden rays set against
the dark background that assumes here and there the form of angels;
of the second, the massive solidity of the niche and the density built
into the monumental figures of the apostles and doctors in their sit-
ting posture, creating the amazing illusion of a concave volume by
their excessive relief (relievo).27All in all, this level mediates the hier-
archical opposition between Heaven and Earth, through the ar-
chitecture of the cupola and walls as well as through the theology that
bestows on them their logical and religious significance.
However, the inscription scheme of the hierarchically ordered fig-
ures is broken in two locations. The first is at the keystone of the
cupola, where the signature of the sponsor supersedes the theophany,
that is, where the framing members of the cupola both originate and
terminate, marking off the planes of hierarchized representations.28
The other discrepancy of the inscription scheme is to be found in the
terrestrial zone, where the theophanic mandorla reappears behind
the risen Christ in the episode with doubting Thomas, as if, in this
scenic site-which, unlike the others, is devoid of veduta, yet like the
others is set in make-believe architecture-the representative princi-
ple, with its hierarchically ordered scheme, came to be dissolved: How
are we to recognize with self-evident certainty the divinity of Jesus
Christ in the rebounding vision of an infinite universe? Or, to put it
differently, under what conditions is a discourse of/on God (a theol-
ogy) possible? Where can one find (in 1479) the rules governing the
utterability of discourse in general?
564 NEW LITERARY HISTORY
We have found out that two schemes help constitute the work un-
der study: one, an organizational scheme defining the theoretical
structure of the iconic text; the other, the inscription scheme of this
text that sets forth the surface paradigmatics. The former defines a
structure, that is, a specific group of transformations; the other sets
forth the figures that will effect, each in its proper space, the historical
and ideological investment of that structure. The historic reading and
the theoretical interpretation of the iconic text must therefore take
place at the zone of articulation between those two schemes, with
special focus on the historical figures of this articulation where the
iconic text, as previously suggested, mirrors itself showing the repre-
sentations. Those representations, at the end of quattrocento,29 con-
cern the linguistic conditions underlying the enunciation of discourse
in general, and the enunciation of discourse as written text in partic-
ular. Such an articulation of the two schemes implies the necessity of
studying each figure or group of figures simultaneously as an indi-
vidual phase within the general group of circular transformations
structuring the entire work, and as a representation linked with those
positioned either higher or lower in the vertical hierarchy.
Let us first consider the round of angels (see fig. 1): being at the
shortest distance from the theophanic point, the music-making angels
and dancers provide one possible figuration of that point among
others, since music livens up the eternal wisdom of God and also
regulates the order and movement of celestial bodies. But in order to
manifest in visible terms-that is, to show itself showing-the divine
music of infinite intelligence and celestial universe, the iconic text, by
the nature of its definition and in recognition of historical and
ideological constraints, must resort not only to figures but figures
through which God as music30can be displayed and made accessible to
sensuous viewing. Now there is a twofold human imitation of divine
music, the more lofty one being that of verse and meter, and the more
lowly one that of voices and instruments; such is the double mimetic
analogy offered to our contemplation by the first figurative crown of
the cupola, with its eight figures of instrumentalist angels (the lowly
imitation), and by the proportions of their rhythmic disposition set to
the metrics of the architectonic framing members that scan the
rhythms of this arrangement (the lofty imitation). However, the intel-
ligible music of God, like the cosmic music of the celestial spheres, is
locked in everlasting silence as far as the visible world is concerned;
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 565
m3
Sequence
Starting Point
the concave volume within the cupola, relief through flat surfaces. By
showing representations of what is no longer shown, perhaps because
it has become inaudible, Luca Signorelli's sophisticated pictorial art is
fully revealed:34 it mirrors within itself and through its own means the
typical conditions of its enunciation; it represents the theory of its
practice, while implicitly pointing to its transcendent metaphysics and
theology, and through this theology to the historical, ideological, and
cultural investments attendant upon the theory.
St. Mark's lion also on the left, as well as St. Matthew's angel, whereas
St. Luke's bull stands on his right: those attributes can be considered
as essential predicates identifying each of the figures, usual elements
that help enunciate their proper names.37 On the other hand, the
doctors are marked by signs of an ecclesiastical function-St. Augus-
tine and St. Ambrose, who was his master, by a bishop's mitre, St.
Gregory by the pontifical tiara, and St. Jerome draped in the full,
dark red cloak he is often seen with. Closely related, as I see it, to this
"functional" definition by the signs of their high office is one of those
distinctive features of the doctors of the Church as compared with the
apostles, namely, the fact that they are wearing shoes-even St.
Jerome. However, in addition to these differentials (the presence of
ecclesiastical functions vs. their absence), a far more significant con-
notation must be taken into account: all indications lead to the as-
sumption that the absence of shoes or ecclesiastical functional signs in
conjunction with the presence of identificatory allegorical figures sets
the evangelists back toward a more remote history than that of the
doctors, to the primeval time of the origins. Its remoteness is recog-
nizable through the signs or symbols of tradition, a tradition notable
for its stories told in texts and books where the evangelists feature
both as characters and inspired writers. In other words, through this
marked opposition between traditional symbols and the functional
signs, some of which pinpoint identification by naming, others by
"social" placing, we would be in a position to sense the opposition
between myth and history or, more precisely, between the symbolics
of the origin and the marks of history, with the added advantage that
history would recover tradition as one of the "parts" of its text,38
during and through the writing process.
Such a reading could be seen as wildly interpretive were it not for
the fact that the eight figures are linked together by persistently re-
curring differential traits that set up, in subtle yet forceful ways, the
whole problematics of writing and reading, of the enunciated histor-
ical text and its written enunciation. In attempting to isolate those
traits, we shall, along with the painter, bring to the foreground of the
iconic text and its reading such strongly specified enunciatory
characters as the quill, the book, and the scroll that feature promi-
nently in all eight representations. The following diagram spells out
their complex combinatory scheme involving only those three
elementary terms:
John Gregory Mark Ambrose Matthew Jerome Luke Augustine
Quill - + + ++ ++
Book + + - + -
Scroll - - + - + - +
! , 1 I i
572 NEW LITERARY HISTORY
scroll and quill are components (or actors) of the figure of a scriptor
whose action is actualized into the durative aspect. However, if we
take a closer look at the evangelist, we must consider that, as he listens
to an inner voice presumably dictating a text, he is pictured on the
verge of writing. St. Augustine, trimming his quill, is setting himself
up for the physical act of writing, while St. Luke, his neighbor,
wrapped up in the listening process, is about to write, and what we
had taken to be a durative as opposed to an inchoative is actually a
particularized form of inchoative, a near approximate to the punctual
mode. The figure of St. Luke is the aspectual modal transformation
of the St. Augustine figure.
The next evangelist, St. Matthew, is going to be, in turn, the
"transformation" of St. Luke. The latter's profile presentation has
become the front view presentation of the former. The latter's inner
voice which was presupposed in order to account for the gesture and
attitude of the previous evangelist has become externalized in the
form of an angel who, rather than a mere identificatory attribute, has
become the oral source of the text being written under his dictation,
as signaled by the left hand with its raised index finger. However, with
his mouth closed, the angel seems more likely to be overseeing the
evangelical writ. The listening has already taken place: the imperative
voice has fallen silent, but what has been said is now in the process of
being written. The writing act is most clearly marked with the dura-
tive mood: with his left hand the evangelist delicately unrolls the
scroll, its reverse alone visible to the spectator. A text is taking shape,
yet only the writer and his divine inspirator are in a position to read it,
the former because he is the one who writes, the other because he
controls its correct transcription. Coincidentally, a subtle narrative
temporal dimension is inscribed in the representation, making it clear
that the dictating and listening have already taken place, that the live
act of verbal communication is now past in relation to the present of
the recording act through which the word acquires its permanent
status as text.
As we move to the third evangelist, St. Mark, the front view figure
pivots another quarter of a circle into yet another in-profile posture,
but in the other direction from St. Luke. St. Matthew's scroll has
become a page resting on the left knee of the saint, the major part of
which has already been filled with black, even lines which St. Mark is
in the process of completing.43 It is worth mentioning, however, that if
the viewer, contrary to what happened with the preceding figure, is
able to see the text whose scription is being completed, he cannot read
it: a handwriting, yet undecipherable, such as St. Mark's gospel. With
St. John, the fourth evangelist-appropriately so since he completes
574 NEW LITERARY HISTORY
the spatial cycle-we are back to a front view representation as was the
case with St. Matthew, but both scroll and quill have disappeared. The
right hand of the saint props up a wide-open book while his left hand
skims along a line (invisible to us) with an extended index finger. St.
John is reading. The whole cycle of the enunciation of the written text
has been completed in four stages: someone is going to write, is busy
writing, has completed the writing, is reading what has been written.
As one moves from the first to the fourth stage, from St. Luke's to St.
John's gospel, one has moved from the quill of the scriptor and its
manuscript scroll to the "reading" index finger and printed book, but
also from past history, from the inscription of the religious text, to the
present of its reading (as represented). The fact that this present of
the book being read-a state of legibility invisible to the viewer yet no
longer illegible as was the case with St. Mark-should be assigned
exclusively to the fourth gospel, that of St. John, the gospel of the
Spirit in St. John's sacristy, is not too much of a surprise in the twilight
years of the quattrocento, coming from an artist who was to paint the
Last Judgment scene44 of the St. Brizio Chapel in Orvieto twenty years
later. Yet the fact that the moment of the live word, that of the semi-
nal word, of the speaking of the inspired Sacred Word, should be
absent from the figural representation-this absence occurring in the
very act of "monstration"-seems to be, in view of the theoretical
problematics of the written discourse-as-text, strongly indicative of a
crisis, namely, the withdrawal of that meaning which used to radiate
from the Divine Word, instantly reaching into the most secret recesses
of a saint's inner hearing. In the figurative representation, the listen-
ing has always taken place already, and the angel who has done the
speaking is satisfied to cast a glance at the written text, the sole intent
being to control the accuracy of the transcription. More to the point
still, when the written text is visible, it is illegible to the viewer, and
when St. John reads the book attentively, nothing but the book is
visible. The meaning is mediated by the written signs which are pre-
served and enclosed in the book, which must be opened and under-
stood. The monstrating of the theory of written enunciation comes to
be invested in the representation of a crisis concerning the apprehen-
sion of meaning.
So we must consider anew the figure of St. Augustine trimming his
quill and getting ready to write: the still-unsharpened point of the
Augustinian quill has its counterpart in the point of St. John's index
finger tracing a line in the book, which partially conceals it, the in-
strument required for writing vs. the bodily instrument used in read-
ing;45 and the fact that the writer of the fourth gospel should be
satisfied with reading what he has written (or what writing has been
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 575
laid down in his book) while the doctor of the Church is absorbed in
the task of trimming his quill in order to write is somewhat ironical.
But if we focus again our attention on St. Augustine as the starting
point of a new cycle around the cupola, it is for the purpose of "mesh-
ing" the series of the doctors of the Church with that of the recently
analyzed evangelists. St. Augustine is not getting ready to write St.
Luke's gospel. Rather, he is getting ready to read-quill in hand-the
book whose hand-turned pages are being offered to public view by
Jerome opposite him. But these are blankpages. St. Augustine's quill
and the blank pages of St. Jerome's book formulate the most chal-
lenging paradox, that of a reading that qualifies as a potential hand-
writing or that of a "blank" handwriting that qualifies as potential
reading. The very book St. John is reading with eye and index finger
while holding it away from view, St. Jerome shows to us, but there is
nothing to be read there unless the manuscript intended to be pre-
served in the book be written. St. Matthew is absorbed in that very
task: we see the lines he is writing but we cannot see what he is writing
on the scroll that lies on his right knee. St. Ambrose, the next figure
around, sitting in an almost identical posture, is holding, half-open on
his left knee, a book whose printed lines are visible and which he
reads while getting ready to jot down notes, quill in hand: such a read-
ing is in fact the writing (annotation) of a reading of a writing. Thus
the open-ended cycle of interpretation of the book is set in motion.
None of the doctors of the Church is writing: the first one trims his
quill, the second reads a book with blank pages, the third reads a
printed book he is about to annotate, and the fourth has been inter-
rupted in his reading of the book he is holding ajar on his knee, its
back alone being visible; the upturned quill in his right hand, he has
finished "writing" his reading. Gregory listens to the voice of the Spirit
symbolized in concrete terms by the dove dipping toward his ear. It
is this voice he is going to write in the margins of his book, a book whose
manuscript St. Mark, who precedes him in the series, is writing, a
voice which St. Matthew is writing under the supervision of the angel
and whose transcription-the first signs of it-is being initiated on his
scroll. The incipient reading and writing processes are being inter-
rupted, and St. Gregory, like St. Augustine, neither reads nor writes,
but, unlike the bishop from Hippo (who is getting ready to write in
order to read), he does neither of the two because he is listening to the
Divine Word. There again, it is not the least instance of irony in this
figurative cycle-an irony that is perhaps an imitation of a hidden
anguish-that the most recent among the doctors of the Latin Church
be the only one who benefits from hearing the Divine Voice. He does
so, however, in a "blank" of the inscription scheme, in a suspended
576 NEW LITERARY HISTORY
reads a book, following the lines with his index finger. Now, as it
happens, above the first one an angel dances, twisting on himself;
above the second an angel is tuning his lute, an ear close to the strings,
a hand on the pegs; above the third a half-naked angel dances to the
rhythm of a tambourine, with a beat and a flourish; and above the
fourth a motionless angel pauses, his hands joined. On closer exami-
nation, the two angels who dominate the two architecturally opposed
apostles, St. John and St. Matthew, exhibit the same remarkable fea-
ture: both seem to read what is written in the book held by the hermit
from Patmos or on the scroll of the evangelist. The former is getting
ready to sing the words inscribed in the volume; the other is about to
start playing the melody, transposing into music what the identifi-
catory angel had said and was checking for accuracy. On the other
hand, between St. Luke and St. Mark and their "appropriate" angels,
another relationship seems to emerge: St. Luke's angel seems to turn
away from the evangelist in a twisting motion from left to right com-
bined with a front-to-back leaning motion, while St. Mark's angel
moves in the direction of the scriptor, also with a turning motion, this
time a back-to-front one, as if to try to read, between his two extended
arms, the text St. Mark has just finished writing. Again the traditional
hierarchy is inverted: within the celestial sphere and the intermediate
heavens of the cupola, all indications are that the sacred writers and
the doctors-readers with their quills are writing in their books and
scrolls, using signs from the human language, musical scores and
choreographies which the divine angels are deciphering in order to
play or dance them. Indeed, the dazzling and infinite point of the
empyrean marking the keystone of the cupola had been preempted
by the signature of the sponsor who was having the building painted.
As it turns out, the Divine Discourse, albeit a transcendent one, can
only be enunciated through the channel of this intermediate zone
occupied by the double set of figures, the scriptors of the gospels and
their learned readers and commentators, by their texts and written
words: that which is enunciated, theology, is a discourse on God that
endows God with a spoken word, as opposed to a discourse of God
(from God) that would give man's spoken word its underpinning of
truth and justice. Using more general terms, we can say that this
reversal, or rather this challenging of the traditional hierarchy, estab-
lishes the fundamental primacy of writing and reading (itself
mediated through writing) over the voice and the live spoken word,
even over the unmediated expression of a meaning whose articulation
would remain ineffable but whose certainty and truth God would
warrant and authenticate.
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 579
The space in this last tier is then truly a sensuous one, be it illusory
because painting is the medium used, or real because it is inscribed
within the architecture of the building; whatever the impact of the
break that the window turns out to be in the decorative ordering of
the sacristy, we should nonetheless count it as the eighth or the first
panel of the room, final or initial, first seen for whoever enters, last
seen for whoever leaves, the site of an opening, the opening where
light, the material, physical condition of all visibility, real or natural,
becomes manifest. So an essential architectonic axis running from
door to window regulates the viewer's movement within the space
represented by the building and its concave volume, and also reg-
ulates the viewing of the orderly series of representations on the
surfaces of this multifaceted volume. The viewer marks the rep-
resentation of St. Paul's conversion above the door; he views the rep-
resentations near the sculptured stone fountain intended for purifica-
tion ablutions below the window.
All we need is to stress the iconographical value assumed by the
viewer of St. Paul's conversion represented above the door, where the
well-known narrative from the Acts of the Apostles (Acts 1:1-19)
combines and transforms all the elements whose relevance we have
tried to show with regard to the iconic text as a whole and the building
where it is displayed. The conversion scene is also significant in rela-
tion to the "real" architectonic door-to-window axis: first the light shed
from on high enwraps; the voice, which is heard but whose source is
not yet visible, though identified by its name; the blinding or impaired
vision that follows; last the movementof descent to the tomb (three days
of continuous night, with no food or drink, in imitation of Jesus), of
transit through death, previous to the Resurrection, that is, the return
of eyesight and the advent of the Holy Spirit. In other words, what is
taking place between door and window within the terrestrial space-
between St. Paul's conversion, featured prominently above the door,
and the natural light of day passing through its architectural instru-
ment (the window); between the "real" condition of the viewer's
movement (entry into and visit around the building) and the similarly
"real" condition of his viewing (decorated wall surfaces)-is a sort of
repeat performance of what occurred at the apex or keystone of the
cupola, between the transcendent (implex-complex) point of infinity
and the circular crown of dancing and playing angels, except that now
it spans the major diameter of the octagonal construction plane.
The architectonic diametrical axis articulates the meaning of rep-
resentations even as it exhibits the thinking processes through which
that meaning is produced: the "conversion" of St. Paul-that is, the
582 NEW LITERARY HISTORY
complete with its figurative decor, which sets forth the general prob-
lematics of the conditions underlying written enunciation and dis-
course-made-text.
What are we to think of the book, the written page, and the writing
act in general? What is the status, in relation to Truth, of what lies
inscribed within the book's volume? Does it qualify as an event: a
unique referent lost in the past, yet having taken place, incontrovert-
ibly, since "it is written," and on this very wall represented? Or as a
quotation from a text, itself enclosed within the volume of a book and
taking on the semblance of living reality through the deceptive pres-
tige and magic, mesmerizing power of imagery? Could it be that an
ever-renewed presence is being felt through a form of representation
that, of itself, establishes its truth and authenticity-as with a fantasy
or even a simulacrum? The gesture of Thomas or the blinding of
Paul, because they are enclosed within the book through the imma-
nent self-reflectivity of the text, are none other than the sequential
steps of a narrative written in the books held by their companions; or,
alternatively, they are part of a structural transformational process in
which the conversions of Thomas and Paul are pivotal "repre-
sentations" because they show, in and through the book and by the
gesture of a hand aimed at a marked body, that the book's validity is at
an end, and also, in and through imagery and by the dimmed light of
an eye open on its inner visions (Acts 26:15-16),54 that there is an end
to imagery.
What in the end is the meaning of this confrontation between pairs
of apostles on, about, or with regard to books? What close reader of
the Sacred Book is going to find in these pages the corresponding
referential episode? What strange regressive or progressive meta-
morphosis is going to turn those disciples into doctors of The Law or
leaders of The School, or talmudic rabbis or scholastic theologians?
Time has now come to approach the reading of the five panels where
the apostles confront each other in pairs. For indeed their postures,
attitudes, and gestures are those of a confrontation: whatever their
location on the wall surfaces of the building, the ten characters are
obviously linked together through the transformation of the same
fundamental figure, that of Thomas in the encounter with Jesus, so
that such an encounter would figuratively or figurally55 constitute the
general principle of the syntagmatic transformation. The five groups
can indeed be classified as to whether they have two, one, or no book
at all; whether the books are open or closed; whether one, both, or
none of the characters speak; whether they face each other or face the
viewer, as a pair, or singly, or whatever; also, according to what they
are pointing at with their finger, if at all, and so forth. Before going
into a detailed combinatory diagram featuring, as will be noticed,
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 585
selective relevant traits that differ very little from those selected on
account of their "obstinate" recurrence at the beginning of our study,
it is most significant that two pairs stand rigorously opposed: in A, the
two characters, in profile, each holding an open book, face each other,
one of them speaking and pointing to a line in the book, while in E,
the other panel, the two characters are represented in profile, without
any books: one of the characters is silent, his back turned to the other,
his right hand over his eye, visorlike, his left hand holding on to the
tail of his cloak; the other, partly opening a hand in the direction of
his departing companion, the other arm folded over his breast in a
speechless, questioning gesture, confirmed by the expression on his
face.
Each of those two scenes with dual characters stands opposed to the
other by the following features: face-to-face profile vs. face-to-back
profile; two open books vs. no books; one character speaking vs. two
silent characters; two signaling gestures vs. no signaling gesture. If
one were to sum up these contrasts with a title, one could say that
communication challenged (over the two books)-A-stands opposed
to communication refused by the two characters-E.
As far as the presence vs. absence of books is concerned, one will
bear in mind the following variants, which, in the five panels, spell out
a specific transformation. Let us consider A, B, C, D, and E as the five
panels, F being the sixth (with Thomas and Jesus). The distribution of
books among the different panels is as follows:
A B C D E F
two books + +
one book - - + -
no books - - - - + +
A B C D E F
spoken word 1 + - - - - +
2 - + - - +
gesture 1 + - - - +
2 + - + + - +
586 NEW LITERARY HISTORY
It will be useful here to point out that the narrative of the encounter
between Thomas and Jesus is frozen by the painter at verse twenty-
eight of chapter twenty in St. John's gospel, which registers simulta-
neously Thomas's enunciated faith-"My Lord and my God"-at the
very instant he extends his hand toward Jesus' side and gets ready to
kneel down, and the commentary of the standing Jesus: "Because you
see me, you believe. Blessed be those who believe without seeing,"
with his right hand pointing toward Heaven. The representation reg-
isters two utterances and two gestures. In that sense there is a total
contrast between F and E, and if the latter scene pictures a com-
munication refused between two characters, then F will picture total
communication between the two figures of Thomas and the risen
Christ, and its spiritual name would be communion in Faith, instant
conversion of the heart.
With regard to posture and attitude, transformational relations set
themselves up in the following manner, with an "intermediary" posi-
tion showing as a separate rubric, "profile-face":
A B C D E F
face 1 - +
2 - - + +- +
profile 1 + - + + + +
2 + - - - + -
face-to-face + -
side-by-side - +
face-to-back - - - - +
profile-face - - + + - +
longer to be read out of the half-open book held by the second figure,
but to be shown outside the represented picture, in a place lying outside
both text and icon.
In frame B, the left-hand character, shown in front view, reads a
book he is holding wide open, while his companion on the right,
holding a closed book in his left hand, verbally asserts an enunciate,
with lips parted, reinforcing the assertion with a clenched-fist hand
gesture. A silent reading from an open book on the one hand, a verbal
pronouncement with book closed on the other: the presumption is
that the first figure is verifying in the book read the assertion enun-
ciated by the second, all bookshaving been read.
In frame C, the right-hand character, facing the viewer in whose
direction he is looking-as in frame A, the reference lies outside the
frame, only this time a gaze has replaced the pointing gesture-shows
an open book to the viewer, while talking and pointing to it (or to one
of its pages). This very page or passage is about to be read by the
character on the left, who shows a keen interest in it as evidenced by
his half-open left hand and the inclination of his head toward the
book. Yet with his closed right hand he is pounding his chest; he shows
himself, he designateshimself. "Am I really the one referred to in the
passage of the book which you are showing me/us? Can anyone find
himself involved in the book he reads?" The question asked is no
longer about the enunciate and its potential truth as substantiated by
the reading of the book, as was the case in the preceding frame; it
involves rather the enunciated ego, inscribed-written in the book,
which the person saying "I" reads as "myself." Even if that myself-
in-the-book may be that of the wondering apostle, it may just as well
be that of the viewer to whom the viewing process is addressed-
however illegible the book, through the designation of that passage,
seemingly intended for him. Who is that "I" already written and
shown-written in the indecipherable book? Could it be me?
Frame D is the argumentative variant of frame B. One of the two
books, the open book read as evidence in the verification process, is
no longer there, and the other book, open and held out for inspection
to both the apostle and the viewer in frame C, is now closed as was the
case in B. Only its trimmed edge is visible. The figure carrying it
designates the index finger of his companion, or more precisely, in-
tercepts the gesture he is making. By seizing the latter's left index
finger between the thumb and index finger of his own right hand, he
indeed accomplishes the coded gesture which, a second ago, accom-
panied the enunciation of the first of his arguments in the disputatio
which pits him against the other character. The latter is getting ready
to answer it by pinning down with a quasi-anaphoric gesture of his
588 NEW LITERARY HISTORY
index finger the point of the debate which the apostle had not quite
finished explaining. All books being closed, we are left with an oral
dispute in which the painter managed to freeze his characters at the
joint between two arguments, one already enunciated, the other on
the verge of enunciation, so that they come to be shown to us only
through the gestural imprint which one of them has just left behind
and the other anticipates. If in B and D we were presented with
variants of verified or argumentative "enunciates," with or without
help from the book, when it comes to C and E problems encountered
in the enunciation itself are being dramatized, either in the interroga-
tive mood with regard to the book (in C) or in the negative mood with
regard to speech (in E, just analyzed).
It is now time to bring the examination back full circle to panel A
and to the double pointing gesture performed by its two figures in
their face-to-face confrontation of speech, looks, and open books.
One of the figures shows the written book; the other, bypassing book
and text and breaking outside its own represented space, points to
another picture, that of the seventh panel, where the aporia of textual
and philological eruditio as well as the paradoxes of the philosophical
and theological disputatio and all problems involving enunciate or
enunciating process are finally resolved: doubting Thomas with the
risen Christ. Thomas leaning forward, totally absorbed yet already
bending his knee, is pointing not to a certain passage in the text (as in
A), not to the page of a book (as in C), not even to the argumentative
gesture (as in D); in brief, he is not pointing to any written signs of
knowledge in books, or to gestures involving them, but to a unique
mark on the unique body of the risen Christ, a mark whose "inscrip-
tion" on Jesus' side he verifies like the apostle in B who verified his
companion's assertion in the book-a mark that carries its own evi-
dence, not within the sphere of eruditio or disputatiobut within that of
fides; instantly, within range of a finger, a faith is born that knows not
abstractly through general concepts or propositions, but identifies an
individual, a unique being, by immediate contact: "My Lord and my
God!" "Because you see me you believe." Thomas, seeing him as
Jesus, believes because indeed he has touched; for his part, Jesus, thus
recognized, raises his right hand toward Heaven, with three fingers
extended (thumb, index finger, major finger) and two folded in. He
shows, he does not assert with clenched fist, as in B; he does not
argue, scoring his first proof as in D; he does not show himself,
pounding his own chest as in C. He shows the elsewhereof infinity,
whose bodily emanation he is and into which he is to ascend in all his
glory, that is to say, into the cupola of the sacristy, into that upward
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 589
VII. Conclusion
a truth) but belief. But here again, as in the paradigm of the value-
enhancing hierarchy, the structural scheme we have outlined per-
petually hesitates between the reference to an episode of the
Scriptures-a referential "rock" based on truth and reality, bestowing
upon the representation of disciple confrontation a sense of finality
and establishing as well a pattern of meaningful interaction between
those confrontations-and, on the other hand, a reference to an
image illustrating both texts subject to disciple controversy, possibly
lending one more argument in the arsenal of glosser's and commen-
tator's disputatio and eruditio, but, more significantly, presenting an
"argument" which, unlike those put forward by scholars, would turn
the written or read page into a painted image subject to contempla-
tion. In this perspective, we have an illustration or, to put it more
aptly, an iconic quotation, escaped from the volume of a book, from
the drab confusion of written signs, to stand as an autonomous, fully
significant painting. As a result, while reflecting, through the content
of its enunciates, the enunciating conditions of discourse-text in
general-representation, enunciation, and monstration being simul-
taneously perceived-such a painting signals the spectacular advent
of a cardinal mode of painting that makes it possible, thanks to its
miraculous power to conjure up the dead which Alberti once com-
mented upon,57 for "those who have not seen" nevertheless "to be-
lieve." Because it works at the substantial level,58 this pictorial art
asserts (through monstration) the enunciating acts of discourse-
made-written-text; it sets forth the latter's theoretical problematics in
the structural scheme which organizes and regulates the arrangement
of its figures. The theory of such an arrangement is probed through
means peculiar to the pictorial mode, and underscores the essential
characteristics of the historical and ideological crisis of humanistic
discourse at the end of the quattrocento, even as it voices criticism of
the last nominalism,59 whose essential themes seem to be developed by
Luca Signorelli's cupola between the instrument-playing angels and
dancers and the conversion scenes of Paul and Thomas. But in the
process, as it unfolds the text of its icons-that is to say, the set of its
syntactical transformations-and the paradigmatic order of its rep-
resentations in a building whose architectural structure is rigorously
organized, this pictorial art upholds its forceful autonomy, its potent
questioning ability, and the glory of its images.
NOTES
1 For a summary of discussions involving the notion of Renaissance and its historical
and theoretical relevance, see among others: Paul Oskar Kristeller, Renaissance Thought
(New York, 1965); Erwin Panofsky, Renaissance and Renascencesin WesternArt (Stock-
holm, 1960); Joseph Anthony Mazzeo, Renaissance and Revolution: The Remaking of
European Thought (London, 1965), together with its bibliographical notes.
2 See Andre Lalande, Vocabulairetechniqueet critiquede la philosophie (Paris, 1926).
3 This approach was adopted, for instance, by Michel Serres, who applied certain
models of thermodynamic theory to the work of Zola (e.g., Feux et signaux de brume,Zola
[Paris, 1975]), or information theory to Carpaccio's painting (Esthetiquessur Carpaccio
(Paris, 1979), pp. 335-46.
4 On this double historical and epistemological definition of semiology, see Emile
Benveniste, Problemesde linguistiquegenerale, I (Paris, 1966), 3-45, and II (Paris, 1974),
11-40, 43-66. For a possible distinction between semiotics and semiology, see A.J.
Greimas and Joseph Courtes, Semiotique,dictionnaire raisonne de la theorie du langage
(Paris, 1979), pp. 335-46.
5 For a position germane to the one suggested here, see Noam Chomsky, Cartesian
Linguistics:A Chapterin the Historyof Rationalist Thought (New York, 1966), although the
objects of study, Grammairegenerale et raisonnee and I'Artde penser (1662-1685), are on
the same epistemological "level" as contemporary theory of generative and transfor-
mational grammar, which finds its way into the previously mentioned work, at least as
far as its general philosophical assumptions are concerned.
6 This objection has been raised mostly in connection with history. See Karl Popper,
The Open Societyand Its Enemies, rev. 5th ed. (Princeton, 1966); ObjectiveKnowledge:An
EvolutionaryApproach(Oxford, 1972); and, going back further, The Povertyof Historicism,
2nd ed. (London, 1960); see also Raymond Aron, Introductiond la philosophiede l'histoire:
essai sur les limites de l'objectivitehistorique (Paris, 1948) (Introductionto the Philosophyof
History:An Essay on the Limitsof Historical Objectivity,tr. George J. Irwin [Boston, 1961]).
For a slightly different approach, yet germane to ours, see Michel Foucault, L'Ar-
cheologiedu savoir (Paris, 1969) (The Archaeologyof Knowledge, tr. A. M. Sheridan Smith
[New York, 1972]), and Les Mots et les choses(Paris, 1968) (TheOrderof Things [New York,
1970]).
7 On this notion of "work" as applied to a text, see, among others, my Critique du
discours (Paris, 1975), and more recently, Antoine Compagnon, La Secondemain: ou, Le
travail de la citation (Paris, 1979), pp. 38-39, and my article "Ecrire-repeter ou le livre en
souffrance," Critique, 36, No. 395 (April 1980), 355-69.
8 See, on this question, the problematics set forth by Eugene Vance in his "Mervelous
Signals: Poetics, Sign Theory, and Politics in Chaucer's Troilus,"New LiteraryHistory, 10
(Winter 1979), 293-337.
9 Theoretical literature on the subject is abundant. Let us mention in particular:
Benveniste, Problemes,I, 227-57, and II, 67-88; Francois Recanati, La Transparenceet
l'econciation (Paris, 1979); Oswald Ducrot, Dire et ne pas dire: principes de semantique
linguistique (Paris, 1972); Ducrot et al., Les Mots du discours (Paris, 1980); and finally,
Ducrot, "L'argumentation par autorite," in L'Argumentation(Lyon, 1981), pp. 9-11.
10 Ducrot, "L'argumentation," pp. 11-12.
11 Recanati, Transparence,pp. 20 ff.
12 In the theoretical subject-object we are trying to define in relation to a theory of
enunciation and the semantic-pragmatic possibilities of the language, we can readily
recognize certain features of Jakobson's phatic dimension with its emphasis on the
code, but only at a higher level of generality, since the enunciates involving the code
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 593
cover only a fraction of the enunciative range which is coextensive with any and all uses
of language, and also because the enunciates involving the fact of enunciation that help
constitute the theoretical object cover a lot more factors than are included under the
designation of code in communication theory.
13 On the paradoxes inherent in the theory of enunciation as set forth by Benveniste,
see my "Remarques critiques sur l'enonciation: la question du present dans le discours,"
Modern Language Notes, 91, No. 5 (1976), 939-51.
14 On the distinction between locutor and enunciator, see Ducrot, "L'argumenta-
tion," p. 12.
15 On "deixis" and deictic as characteristics of the enunciative process in language,
see Benveniste, Problemes,I, 251-57, 262. See also, inL'Arc, No. 64 (1976), 28-41, my
article "Parler, montrer, manger." On the relation between "saying" and "showing" in
the Indo-European "language," see Emile Benveniste, Le Vocabulaire des institutions
indo-europ&ennes,Vol. II: Pouvoir, droit, religion (Paris, 1969); more specifically, pp.
107-10, on Greek deiknumi and Latin dico.
16 Presumably to elude the metaphor effect implicit in any deixis, Ducrot substitutes
the term (dire)2for montrerand monstration.
17 In the sense Hjelmslev gives to the term substance.
18 On the innumerable variations of Horace's Ut pictura poesis, painting as dumb
poetry, and poetry as painting with spoken words, see in particular Robert J. Clements,
Picta poesis (Rome, 1960), pp. 173 ff.
19 Giorgio Vasari, The Lives of the Painters, Sculptors,and Architects,ed. Ernest Rhys, tr.
A. B. Hinds (New York, 1927), Vol. II, pt. 2, p. 147.
20 On this question, see Adolfo Venturi, Luca Signorelli (Florence, 1922). Going back
further, Maud Cruttwell, Luca Signorelli (1899; rpt. St. Clair Shores, Mich., 1972), and,
more important, Robert Vischer, Luca Signorelli und die italienischeRenaissance (Leipzig,
1879). Recent scholarship shows Pietro Scarpellini, Luca Signorelli (Milan, 1964), and
M. G. la Coste-Messeliere, Luca Signorelli (Brussels, 1975).
21 The proposed analysis is mostly a blueprint for a study to be pursued further,
especially since we select only those segments of the iconic text that mirror themselves,
and since we conduct our description only at the level where the iconic text is consti-
tuted as a theoretical object and theory assumes the form of a historical event and
ideological and cultural monument.
22 See Giulio Carlo Argan, Brunelleschi, tr. Macula (Paris, 1981), pp. 55 ff., 145-46,
148. For the distinction between geometrical plane (projective) and the (material) sub-
surface, see pp. 71-72. A comparison with the cupola of St. John's sacristy, painted at
approximately the same time by Melozzo da Forli (1477-1493), would be highly
suggestive by the striking differences it would reveal.
23 On this particular point, see my own observations in Detruire la peinture (Paris,
1977); see also Hubert Damisch, "L'origine de la perspective," Macula, No. 5-6 (1979).
24 On this question, see E. H. Gombrich, "The Early Medici as Patrons of Art,"
Italian Renaissance Studies (1960), rpt. in Norm and Form: Studies in the Art of the Renais-
sance (London, 1966), pp. 35-57.
25 On the notion of structure as a group of transformations, see in particular Claude
Levi-Strauss, Anthropologiestructurale (Paris, 1958) (Structural Anthropology, tr. Claire
Jacobson, Brooke Grundfest Schoepf, and M. Layton, 2 vols. [New York, 1963-76]),
and his article "Le Temps et le mythe," in Histoire et Structure (AnnalesE.S.C., No. 3-4
[May-August 1971]).
26 On the crisis of Humanism toward the end of the quattrocento, among many texts
let us mention Hans Baron, The Crisis of the Early Renaissance, 2 vols. (Princeton, 1955);
Eugenio Garin, Der ItaliensicheHumanismus (Bern, 1947), and its English translation by
594 NEW LITERARY HISTORY
Peter Munz (Oxford, 1965), pp. 78 ff.; Andre Chastel, "L'Apocalypse en 1500:lr
fresque del'antechrist a la chapelle St.-Brice d'Orvieto," Bibliothequede l'Humanisme et de
la Renaissance, 14 (1952), 124-40, rpt. in Convivium, 33 (1964), 24-40.
27 On the semantic value of this "category," see Michael Baxandall, Painting and
Experience in Fifteenth-CenturyItaly (Oxford, 1972), pp. 121 ff.; also bibliographical
references, pp. 159-60.
28 For instance, the dove that stands for the Holy Spirit has deserted the "point" of
infinite implication-complication of the building whose breathing symbol it might have
been, to appear, at least on the face of it, plunging toward St. Gregory's ear, as a mere
identification predicate of the doctor of the Church, not to mention the role it is about
to play in the great historical and ideological questioning that surfaces in the prob-
lematics of discursive enunciation.
29 See Michael Baxandall on the subject.
30 Consult on the subject St. Augustine De musica libri sex, ed. and tr. (in French) Guy
Finaert and F.-J. Thonnard (Paris, 1947), specifically 6.12.34, later used by Marsilio
Ficino in Theologia Platonica, Opera (Basileae, 1576), I, 278 ff. See also Kristeller, Re-
naissance Thought, II, 142 -62, and Rudolf Wittkower, ArchitecturalPrinciplesin theAge of
Humanism, 3rd rev. ed. (London, 1962), esp. pp. 117-26, 132-42. The key role of
Dante's reading in this matter cannot be ignored. Consult in particular Mario Apollonio
and Pasquale Rotondi, Temi danteschiad Orvieto (Milan, 1965), or P. Scarpellino, "L'is-
pirazione dantesca a orvieto," B.Ist. Stor. Art. Orvietano,21 (1965). Paradise, rather than
Hell or Purgatory, would seem to offer the main references. As H. Longnon wrote in
the preface to his translation of The Divine Comedy(Paris, 1966), pp. 356-57: "While
Inferno's poetic visions were ... essentially carnal and Purgatorio abounded in scenes
and pictures modeled on beauties from the plastic Arts, in Paradisio light, music, and
dance feature prominently."
31 On the subject, consult Emanuel Winternitz, Musical Instrumentsand Their Symbolism
in WesternArt, 2nd ed. (New Haven, 1979), ch. 11, "On Angel Concerts in the 15th
Century: A Critical Approach to Realism and Symbolism in Sacred Paintings," pp.
137-49. Also Reinhold Hammerstein, Die Musik der Engel, Untersuchungen zur
Musikanshauungdes Mittelalters(Munich, 1962).
32 On coincidentia oppositorum, see Nicholas of Cusa De docta ignorantia 1.21-22.
33 On "soft" and "strong" music, see Winternitz, pp. 145 ff.
34 This expressivity through opposites is one of the characteristics Vasari underscores
in his biography of Signorelli, together with the credit he gives him for inventing how to
paint the nude: Lives, II, 145 ff.; consult also Baxandall, pp. 17 ff.
35 Those features single out their postures and attitudes, their attributes or iden-
tificatory predicates, even their behavioral patterns or the activity they are engaged in
and the instruments through which those activities are carried out.
36 The scope of this analysis does not allow for a full treatment of this aspect.
37 Yet such attributes may play all sorts of roles in the representation of the figure.
For instance, St. Matthew's angel, with his raised index finger, inspires the text the
evangelist is writing, while St. Mark's lion or St. Luke's bull seem to serve rather as a seat
or arm rest.
38 On history and tradition, see Michel de Certeau, L'Ecriturede l'histoire(Paris, 1978),
pp. 18-30. For history and historiography in the Renaissance and more particularly in
Humanism, see Myron P. Gilmore, Humanists and Jurists: Six Studies in the Renaissance
(Cambridge, Mass., 1963), and Nancy E. Struever, The Language of Historyin the Renais-
sance (Princeton, 1970).
39 See Ernst R. Curtius, "Le Symbolisme du livre," in La Literatureeuropeenneet le
THE ICONIC TEXT AND THE THEORY OF ENUNCIATION 595
Moyen Age latin (Paris, 1956), ch. 16, pp. 368-428, esp. the section on Dante. See also
Lucien Febvre and Henri J. Martin, L'Apparitiondu livre, 2nd ed. (Paris, 1970), more
particularly pp. 41 ff., 349-78.
40 On the notion of modality, see, among others: Benveniste, Problkmes,II, 187-92;
Langages, No. 43 (1976), a special issue on "Modalites: logique, linguistique et
semiotique."
41 See Venturi, who gives only these two figures as the work of Signorelli, the others
resulting from a cooperation between G. Genga and Pier d'Ancona.
42 Provided one reads the circle of figures clockwise, or left to right.
43 He has just started a line that will develop from right to left. Could he be writing in
Hebrew?
44 On the "historic" relations between Signorelli and Michelangelo, see Vasari, p. 147,
and Chastel.
45 On this reading process, consult St. Augustine, Confessions,tr. R. S. Pine-Coffin
(Harmondsworth, 1961), Bk. VI, ch. 3: "When [Ambrose] read, his eyes scanned the
page and his heart explored the meaning, but his voice was silent and his tongue was
still.... Perhaps he was afraid that, if he read aloud, some obscure passage in the
author he was reading might raise a question in the mind of an attentive listener, and he
would then have to explain the meaning or even discuss some of the more difficult
points. If he spent his time in this way, he would not manage to read as much as he
wished" (p. 114).
46 These new developments, as is well known, are fundamental to the Humanist
movement of the Renaissance, particularly in Italy. Consult on the matter, Kristeller,
Renaissance Thought, II, 5-8; Garin, pp. 5-7; and Garin, Die Kultur der Renaissance
(Berlin, 1964), in its French translation by Marc Baudoux, La Renaissance (Paris, 1970),
pp. 21-77.
47 See Ann Banfield, "Where Epistemology, Style, and Grammar Meet Literary His-
tory," New LiteraryHistory, 9 (Spring 1978), 415-54.
48 Consult Benveniste, Problemes,II, 43-66.
49 See Plato Letter VII 342a-343d, in which the definition of theory is at the same
time proposed as the very object of knowledge in its ontological truth, identified with
knowledge itself, yet tends to be disqualified in its verbal expression, and even more in
its written transcription.
50 See E. Wind, "Michelangelo's Prophets and Sybils," Proceedings of the British
Academy,51 (Oxford and London, 1960), in which the author proves the importance of
combining a "vertical" and a "horizontal" reading of the prophets, sybils, and angels, or
the ignudi assigned to them. Now the historic and aesthetic function of Luca Signorelli's
work in the case of Michelangelo is well known.
51 It is interesting to note at this point that Maud Cruttwell supposes that Jesus is also
present in panel E. According to her, he would be addressing reproaches to St. Peter.
52 The count of eleven rather than twelve apostles does not come as a surprise since
Matthias, the substitute for Judas Iscariot the traitor, was called upon to join them only
after Jesus' ascension (Acts 1:15-26). Through this reference, we were able to correct
Cruttwell's error of interpretation concerning Jesus' presence not only in the doubting
Thomas episode, but also in the fairly improbable "scene" of Jesus addressing re-
proaches to St. Peter.
53 On the dichotomy fides-eruditio, see Myron P. Gilmore, ch. 4, pp. 87-114.
54 A closer reading will justify this concept of an "inner vision" in the conversion
panel with Paul. Simply stated, the image of Christ in the upper right-hand corner
appears in an intense, bright light, his finger pointed at Saul who, sprawled on the
596 NEW LITERARY HISTORY
ground, after surrendering the grip of his half-drawn sword, shields his open,
rolled-up eyes with his hand as if to protect them. Noteworthy also is the narrative, even
anecdotic integration of the sword, that identificatory attribute of St. Paul.
55 In the sense Jean Francois Lyotard gives to this term in Discours, Figure (Paris,
1971).
56 See Levi-Strauss, Anthropologiestructurale, "La voie et les masques," a chapter al-
ready mentioned, for an exemplary application of this method.
57 Leon Battista Alberti, On Painting, tr. John R. Spencer (New Haven, 1956), p. 63
(end of the second book).
58 See n. 17 above.
59 As is broadly recognized, William of Ockham considers intuitive knowledge, as
rooted in contingent existence, to be the model of all immediate certainty, as opposed to
knowledge based on prerequisite essences. He wrote in Sentent. Prol. qu. 1: "Intuitive
knowledge of a thing is knowledge that puts one in a position to know whether that
thing exists or not. ... In general, it is any noncomplex knowledge of one or several
terms, of one or several things, through which one can gain access, with certainty, to a
contingent truth pertaining particularly to the present." Knowledge deals essentially
with the particular, and understanding grasps intuitively the thing perceived so that
certainty is achieved. It focuses directly on the object. With the added consideration
that, to Ockham, a term can only be universal through the signifying process or as a
sign or symbol, and that it is to be defined as a function rather than an object, one may
conclude that the encounter between doubting Thomas and the risen Christ, as repre-
sented within the circular dialectic of the book and the text, is a rigorous illustration of
Ockham's theses. On the importance of nominalism and, more particularly, of Ock-
ham's philosophy of knowledge in the humanistic crisis of the Renaissance, consult
Antoine Compagnon's fine book, Nous, Michel de Montaigne (Paris, 1980).