Professional Documents
Culture Documents
Rafael D. Pangilinan*
Some Perspectives on Humanism
T
he earliest gist on humanism can be traced from the Old
Testament. From it we are given the idea that no man can
claim superiority against anybody simply based on the fact that
his ancestors were, for instance, warriors or patricians who had been
celebrated for the achievements that they had wreaked. The first book,
Genesis, states that man is created in the image and likeness of God,
and therefore all men are equal and same in dignity despite the obvious
variances in physical appearance, material wealth, power, etc.
The idea of humanism also has its roots in the Greek and Roman
tradition. Fromm relates that in Sophocles’ drama Antigone, the heroine
was fighting against a fascist emperor, Creon, because she insisted that the
law of nature, which is the law of compassion for men, has precedence
over the law of the state; she is willing to die in order to fulfill the law
of humanity when this law is contradicted by that of the state.
During the Renaissance Period man was viewed as a universal man,
the many-sided all-rounded realization of humanity in each individual.
* The author is currently pursuing his masterate in Philosophy at the UST Graduate School.
Humanity, the focal point of humanism, is taken from the Latin word hunanitas. Humanism
is contrary to tribalism where one has confidence only in the members of one’s own tribe while the
stranger is considered with suspicions and is not experienced as a full human being.
Erich Fromm, On Being Human, ed. Rainer Funk (New York: Continuum, 1994).
r. d. pangilinan
For Fromm man’s nature leads to existential dichotomies. It is said that man is a freak of
nature in that man is a part of nature yet through a gradual process of individuation he transcends the
rest of nature. He is thrown in this world, most radically at birth, beyond his own choosing, and yet as
with the natural cyclical process of growth and decay he must face the inevitable fate of sickness and
death. His reason is also considered to be a blessing and a curse; reason has provided man with limitless
possibilities for pushing the frontiers of knowledge, but it has also resulted in the factuality that man is
the only animal for whom his own existence is a problem which he must solve. Tormented by a lack of
meaning, he struggles to discover his reason for being, and so, to fill that great chasm in his existence. But
this search is thwarted as soon as he makes an appeal to deceiving ideologies that only ensue in a brief
respite from his feeling of meaninglessness (e.g. Christian concept of immortality, which by postulating
an immortal soul denies the tragic fate that man’s life ends with death). [Fromm, The Revolution of Hope:
Toward a Humanized Technology, 1st ed. (New York: Perennial Library–Harper & Row, 1974), 62; cf.
Florentino T. Timbreza, Alternative to a Dead God (Manila: DLSU Press, 2001), 1-3]
Fromm, On Being Human, 67ff.
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fromm’s search for a humanistic alternative
Karl Marx, “Economic and Philosophical Manuscripts,” qtd. in Fromm, Marx’s Concept of
Man, trans. T.B. Bottomore, Milestones of Thoughts in the History of Ideas (New York: Frederick
Unger Publishing Co., 1961), 138.
In To Have or to Be? Fromm distinguishes two fundamental modes of existence: having and
being (1976). The nature of having mode follows from the nature of private property. In such mode
all that matters for the person is acquisition of property and his incontrovertible right to keep what he
has acquired; in this sense, we may conjecture that it is a synergy of symbiosis and withdrawal insofar
as one has the tendency to amass things irrespective of his/her actual need and declines in proffering
what he has taken and collected. It is expressed by the formula “I [subject] have X [object]” and ‘I am
= what I have and what I consume”: the subject and the object have become insoluble and fused into a
single identity, so that the ‘I’ cannot be known disjointedly but must always be attached and attributed
with something. ‘It’ and ‘I’ have become things; one has it because he has the force to make it his.
Conversely, the ‘it’ has the ‘I’ because his [I’s] sense of identity rests upon his having it.
On the other hand, the mode of being has as its requirements independence, freedom and
presence of critical reason. It involves the productive use of one’s human powers freed from the decoy
of dominating/subjugating others and compulsive acquisition. [See Fromm, To Have or To Be?, World
Perspectives 50 (New York: Harper & Row Publishers, 1976)].
See also Fromm, Marx’s Concept of Man, ch. 4. His most enthusiastic interpretation of Marx’s
view of human essence and its alienation comes in a paper delivered in Paris in May 1968, “Marx’s
Contribution to the Knowledge of Man,” published in The Crisis of Psychoanalysis (New York: Fawcett,
1970), Ch. 3.
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Fromm, Man for himself: An inquiry into the psychology of ethics (London: Routledge, 2003),
40.This view that human essence lies in the contradiction between being simultaneously in nature
while transcending it is restated in Fromm, “The Application of Psychoanalysis to Marx’s Theory,” On
disobedience and other essays (New York: Seabury Press, 1982), 39.
Fromm, Man for Himself, 45.
10
Id., Marx’s Concept of Man, 60, 76.
11
This suggests that we return to nature, to make man again into a pre-human animal and
to eliminate in man that which is specifically human, i.e. his reason. This elimination strikes with
the employment of drugs, orgies and with man’s identification with ancestors (totemism) and nature
(animism). More generally, it is achieved when man ceases to be human and regresses into a state in
which man was still part of nature and in which he might become an animal.
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fromm’s search for a humanistic alternative
and dictators in various regions who shall pare down the rights of those
they have outranked through force, and hence, far from ushering in
“freedom to” and humanization they will stifle man’s creativity and
encourage conformism and orthodoxy instead of realizing his own
12 13
identity. As the foregoing are unsatisfactory this calls us to consider
the humanist-activist alternative. This entails the humanization of the
system in such a way that it could serve the purpose of man’s well-being
and growth through revolutionary changes brought about gradually
by united people’s movements which are motivated by a love of live
(biophilia).
Three general conditions must be complied with if such alternative
is to be efficacious in altering our present lot. First, a development of
14
non-productive orientation must occur which conflicts with the
requirements of human nature. Second, there must be awareness of the
presence of suffering and repression, that is, that which is shut out and
dissociated from our conscious personality which includes among others,
repressed rational passions, repressed feelings of aloneness and futility and
15
repressed longing for love and productivity. Awareness means waking
up to something that one has felt or sensed without forceful thinking;
it is an active process stemming from the recesses of one’s mind, i.e.
from a self-referential knowledge of one’s psychic processes, and not a
passive process of listening, agreeing and contradicting. With particular
reference to social organization awareness must embrace knowledge
not of isolated and fractionated features but of the whole system; all
features that we discern are merely parts of the entire system and are as
it were merely symptoms of the very root cause of the problem of social
12
Cf. Fromm, Escape from Freedom, 4th ed. (New York: Avon Books, 1966).
13
Related to this, Fromm mentions that there are deceptive alternatives which have been offered
by numerous social theorists: 1) the suggestion of returning to the pre-industrial age or accepting the
society of the megamachine; 2) expropriation of all property or accepting the totalitarian managerial
society; 3) choosing between a theistic religion such as Christianity or idolatric materialism; and 4)
choosing between realism (which means automation uncontrolled by decisions based on human values)
and utopianism (which banks on unreal and unreliable goals insofar as they have not and cannot be
realized). Real alternative must spring from the syndrome thought-knowledge-imagination-hope which
enables man to see the real possibilities.
14
In humanistic psychoanalysis this orientation results in the development of irrational passions,
especially of incestuous, destructive and exploitative strivings. There are four types of non-productive
orientation for Fromm, viz. receptive, exploitative, hoarding, and marketing, the first two of which is
marked by symbiosis whilst the last two by withdrawal. Cf. Fromm, Man for Himself, 45-60.
15
Fromm, The Sane Society (New York: Holt, Rinehart and Winston), 244.
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16
Cf. Sane Society, 238-9.
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fromm’s search for a humanistic alternative
Everyday Life
For Fromm, as for Marx, to produce was part of the human essence,
although in modern society work was normally a stultifying experience.
For the manual worker, de-skilling has destroyed interest in the process
of work, engendering a socially patterned syndrome of pathology
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manifested in apathy, boredom, lack of joy and a vague feeling that life
17
is meaningless. The majority of workers suffer from the dictatorial
authority structures of major corporations, in which managerial elites
display virtually unlimited power. It is, according to Fromm, the very
opposite of the democratic process, a situation of “power without control
18
by those submitted to it.” But even when authoritarian managerial
methods are not dominant, employees or the self-employed are obliged
to sell themselves, their personalities, in order to survive and progress.
This concept of the marketing orientation is extremely useful in
understanding the mediocrity of modern management in organizations
which judge merit by arbitrarily imposed and unaccountable criteria.
“Only in exceptional cases,” he writes, “is success predominantly the
result of skill and certain other human qualities like honesty, decency,
19
and integrity.” In addition to direct managerial pressure, the insecurity
of the labor market means that those in work live in fear of offending
management or feel obliged to adjust their behavior to conform to the
organizational culture. Those who want to move into new occupations
in mid-life have little opportunity to do so and become ‘trapped’ for
decades in work which holds no interest for them.
Fromm is quite clear that these problems will not be adequately
resolved before the realization of the final goal of socialism, democratic
control of all economic activities, free co-operation of all citizens and the
20
reduction of central state activity to a minimum. But he was acutely
aware of the need to present ‘intermediate’ socialist goals which could
be pursued meaningfully by broad sections of working people. These
intermediate goals include support for a Basic Income scheme, reduction in
work-time, workers’ participation in management, and stronger trade union
21
activity on working conditions. The idea of a “Guaranteed Income For
All” was first supported by Fromm in The Sane Society, where he argues
that lifting the economic threat of starvation would make it very difficult
to impose unacceptable working conditions. He sees it as a means to
17
Ibid., 295.
18
Fromm, “Let Man Prevail,” Disobedience and Other Essays, 62.
19
Id., Man for Himself, 69.
20
Id., See Fromm, “Humanist Socialism,” Disobedience and Other Essays, 78-9; Sane Society,
95.
21
Id., Sane Society, 335; cf. To Have or To Be?, 185-6.
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fromm’s search for a humanistic alternative
22
Id., “The Psychological Aspects of the Guaranteed Income,” Disobedience and Other Essays,
91.
23
Ibid., 96.
24
Ibid., 93; see also his discussion of the “universal subsistence guarantee” in Sane Society,
35-38.
25
Fromm, Sane Society, 302-5.
26
Id., “Humanist Socialism,” Disobedience and Other Essays, 89.
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27
social purpose. His suggestion of face-to-face groups in the workplace
to decide on conditions and working practices appears to have been
inspired by the autogestion movement in France and the workers’ self-
28
management system in Yugoslavia. Interestingly, despite the difficulties
faced by the workers’ movements since Fromm made these appeals,
trade unions have tended to broaden their endeavors to tackle sexism,
racism, bullying, environmental damage, and health and safety issues.
The weakening of collective bargaining which has accompanied post-
Fordism has nevertheless raised issues about the treatment of individuals
and particular groups of workers which have provided unions with new
opportunities to oppose the power of autocratic management. In the
fifties Fromm had anticipated the development of ‘super capitalism’
with an extension of competition into the workplace itself through the
widespread introduction of incentives such as performance-relate pay
29
and bonuses. But he continues to see enduring significance of trade
union activity in responding to the changing work environment and
defending the dignity of labor.
A second issue of everyday life which interested Fromm was the
social effect of the consumption process. In the world of advertising
and marketing he saw the manipulation of needs and the imposition
of conformity, but he also saw the possibility of contesting the power
of the major corporations. With great foresight he supported the work
of consumer movements. “The consumer movement has attempted to
restore the customer’s critical ability, dignity, and sense of significance,
30
and thus operates in a direction similar to the trade union movements.”
Although the development of capitalism brings with it an impulse to
meet whatever desires are present in society, Fromm points out that
there has always been regulation or prohibition of certain products,
sometimes from concern with bodily harm but often on the basis of
31
“vestigial remnants of the Puritan morality.” What Fromm would like
to see is the advancement of life-furthering rather than life-denying
27
Id., Revolution of Hope, 111-2.
28
Ibid., 111; see also Sane Society, 306-21. In the foreword he comments that the Yugoslav
model offered possibilities for widespread adoption (Fromm, Sane Society, xiii).
29
Fromm, Revolution of Hope, 240-6.
30
Id., The Fear of Freedom (London: Routledge, 1997), 111.
31
Id., Revolution of Hope, 117.
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fromm’s search for a humanistic alternative
32
Ibid., 120.
33
Ibid., 122.
34
Fromm, Sane Society, 175.
35
Ibid., 177.
36
Fromm, Crisis of Psychoanalysis, 39-41.
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Democratic Institutions
Moving onto the second level of social participation considered by
Fromm, his work on renewing political democracy is more significant in
principle than in the practical detail of his suggestions and interventions.
However, it is important to note that he was prepared to engage in
mainstream political activity even if it fell well short of his ideal of
democratic socialism. Here the contrast with Herbert Marcuse could not
be clearer, for the latter disapproved of any involvement with established
politics, prompting Fromm to accuse him of a lack of concern with
politics. Fromm’s ideas for renewing democratic politics first appear
briefly in The Sane Society. He largely accepts the gloomy conclusions of
Joseph Schumpeter in Capitalism, Socialism, and Democracy that most
citizens in modern western democracies were passive, apathetic and
possessed little power over decision-making. To counter this, Fromm
37
Ibid., 90.
38
Ibid., 108.
39
Ibid., 80. Fromm makes it clear that he favors a fruitful synthesis between matriarchal and
patriarchal principles rather than simply the elimination of the latter.
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fromm’s search for a humanistic alternative
suggests something like a return to the old Town Meetings of the early
USA, in face-to-face groups which are well-informed and are capable
of directly influencing the decisions made by the centrally elected
parliamentary executive. Such groups might meet monthly and comprise
say, 500 citizens, based on areas or workplaces and hopefully composed of
40
people from a variety of social backgrounds. These ideas are developed
further and in greater detail in The Revolution of Hope, in which he
suggests that the equivalent of the Town Meetings could become an
official part of the decision-making process at state and federal level. With
particular attention to USA, he also suggests a National Council called
the Voice of American Conscience comprising 50 ‘good’ Americans to
discuss the major issues of the day and issue recommendations. These
major issues could be discussed at a lower level by Clubs of between 100
41
and 300 people, and by small Groups of about 25 people. The general
idea was for a more participatory polity in which forums would serve as
an educative as well as a deliberative function, in order to counter the
power of vested interests. The chief problem is how such an initiative
could get off the ground, and there is no obvious answer: Fromm tried
to take the idea forward by having a card inserted in each copy of The
Revolution of Hope which asked readers who they would nominate for
the National Council and whether they would be prepared to participate
42
in a Club or a Group. However, democratic forums historically have
tended to flourish only in revolutionary moments, and the recurring
aspiration towards greater participation needs to look for new forms. One
such development would be through more proportional representation
and the involvement of non-party organizations in the political process.
Another would be participation through on-line personal computers, i.e.,
Internet, and it is to Fromm’s credit that he identified the democratic
43
potential of computerization as early as 1968.
40
Fromm, Sane Society, 341-2.
41
In To Have or To Be? he suggests a Supreme Cultural Council (see page 189). See also Revolution
of Hope, 151-62.
42
Fromm did not enclose a pre-paid envelope on the grounds that “even the first small step
requires the initiative at least to address to address the envelope yourself and spend the money for a
stamp.” The response is not known.
43
Fromm, Escape from Freedom, 96, 108, 113.
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44
Id., “A New Humanism as a Condition for the One World,” On Being Human, 61.
45
Cf. Id., “The Case for Unilateral Disarmament,” Disobedience and Other Essays, ch. 8.
46
Id., Escape from Freedom, 185; Sane Society, 333-4.
47
Id., Beyond the Chains of Illusions: My Encounter with Freud and Marx, ed. Ruth Nanda Anshen,
Credo Perspective Series (New York: Simon & Schuster, 1962), 178.
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fromm’s search for a humanistic alternative
Conclusion
Fromm’s combination of social psychology, humanistic ethics and
democratic socialist politics offers a powerful alternative to and protest
against the postmodernist rejection of essentialism. Fromm is, without
doubt, an essentialist, operating with a strong adherence to socialism, but
his work on the productive character and the goal of the ‘being mode’
conveys a sense of liberated expression which is wholly consonant with
the widest variety of cultural identities. Indeed, it is one of the strengths
of his work that he draws from ethical sources from ancient times to the
present century and from a variety of religions and civilizations in order
to demonstrate the remarkable endurance of the common attachment
to freedom, justice, and solidarity.
Fromm outlines a progressive political strategy which promotes a
radical change of values away from instrumentality, possessiveness and
acquisitiveness and towards social responsibility and respect for people.
The social action which aids this change includes both old and new social
48
Id., Sane Society, 60.
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movements, the struggle for reforms as well as direct protest. For example,
Fromm endorsed the significance of trade union activity in struggling
for worker participation in management and the reduction of working
hours, as well as day-to-day struggles on issues such as discrimination and
bullying. He was one of the first social theorists to identify the radical
potential of new social movements, particularly those concerned with
environmentalism and feminism. He lent support to reforms which, in
the case of the basic income scheme, eradicate the causes of insecurity
which too often push people to reactionary responses or to despair. He
identified the emergence of the ‘One World’ in an era of globalization
which begs for global political solutions to the problems of war and peace,
production and distribution, and sustainability. Ultimately, Fromm held
fast to the idea that socialism is the only political movement which has
the capacity to retain the hope of human liberation, the establishment
of new moral values, and the realization of human solidarity. But he
recognized the weaknesses of previous forms of socialism, particularly
in neglecting the visualization of a better world. In calling for the
proliferation of designs, studies and experiments to bridge the gap
between what is necessary and what is possible, he insisted that the
model of the new society be determined by the requirements of the un-
alienated, being-oriented individual. In raising this ‘big’ questions of
why we live the way we do and how we might live differently and better,
Fromm’s work resolutely opposes the creeping fatalism of contemporary
social and political life.
References
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introduced by Peter Dews. London and New York: Verso, 1992.
Fromm, Erich. The Art of Being. London: Continuum, 1993.
———. Beyond the Chains of Illusion: My Encounter with Freud and Marx. Credo Perspective
Series. Planned and edited by Ruth Nanda Anshen. New York: Simon & Schuster,
1962.
———. The Crisis of Psychoanalysis. New York: Fawcett, 1970.
———. Escape from freedom. 4th ed. New York: Avon Books, 1966.
———. The Fear of Freedom. London: Routledge, 1997.
———. Man for Himself: An Inquiry into the Psychology of Ethics. With a new introduction by
Dr Rainer Funk. London: Routledge, 2003.
———. Marx’s Concept of Man. With a translation of Marx’s Economic and Philosophic
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[482]
fromm’s search for a humanistic alternative
———. On Being Human. Edited by Rainer Funk. New York: Continuum, 1994.
———. On Disobedience and Other Essays. New York: Seabury Press, 1982.
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