Professional Documents
Culture Documents
a v a i l a b l e a t w w w. s c i e n c e d i r e c t . c o m
w w w. e l s e v i e r. c o m / l o c a t e / s c i t o t e n v
Jorge P. Arenas⁎
Institute of Acoustics, Univ. Austral of Chile, PO Box 567, Campus Miraflores, Valdivia, Chile
Article history: The public, increasingly well-informed about the problem of excessive noise, is taking
Received 5 February 2008 actions for the development of new transport infrastructure projects and improvement of
Received in revised form 23 June 2008 existing infrastructure. In addition, many countries have implemented mandatory
Accepted 25 June 2008 Environmental Impact Assessment procedures. As a result, the construction of sound
Available online 3 August 2008 barriers has become a common measure, which can be used by an agency to mitigate
potentially significant noise impacts. A sound barrier, eventually, will become part of the
Keywords: surrounding landscape and could be a cause of impact for ecosystems, the road users and
Noise those who live alongside the road. Basically, this article discusses these potential effects in
Sound barriers the context of environmental assessment procedures. In addition, results of a pilot survey
Environmental assessment conducted at a residential area affected by the construction of a barrier are presented.
Noise impact Although most residents felt that sleeping conditions improved after the barrier was built,
Mitigation measures most important negative reactions are the loss of sunlight and visual impact.
© 2008 Elsevier B.V. All rights reserved.
0048-9697/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.scitotenv.2008.06.049
174 SC IE N CE OF T H E TOT AL E N V I RO N ME N T 4 0 5 ( 2 00 8 ) 1 7 3–1 79
expanded during the last few decades throughout the world. In the particular case of Chile, the General Environmental
The construction of a highway, however, is a very complex Law of 1994,1 mandated that these EIA be completed before
process, often disruptive and environmentally controversial, major development projects could begin. This law has created
which produces impacts such as noise pollution on natural a situation where decisions on major activities can only be
and social environment. In fact, it has been well documented taken with the foreknowledge of their likely environmental
that surface transportation noise caused by highway vehicles consequences. Since its inception 10 years ago, more than
is the major contributor to community noise (Hickling, 1998; 7000 projects have been assessed through the national
Zannin et al., 2006), which might produce a variety of adverse system. The system is administered by the National Environ-
health effects (Zannin et al., 2002; Ohrstrom, 2004). In addition, mental Commission (CONAMA) and efforts have been made to
noise appears to cause the greatest indoor traffic-related implement the environmental assessment process through an
annoyance (Williams and McCrae, 1995). Therefore, modern electronic web-based platform.
societies that are concerned with environment preservation The Chilean law states that those highways, planned to
and balanced economic development require a mandatory operate with traffic flows larger than 8000 vehicles/day,
assessment of these impacts by using adopted tools for having more than four lanes and designed for flow speeds
environmental management. over 80 km/h, are likely to harm the environment significantly.
There is a distinction between the terms Environmental Consequently, the construction of a highway involves a
Impact Assessment (EIA) and Environmental Impact State- mandatory environmental assessment, which follows a
ment (EIS). EIA can be defined as a procedure for considering process outlined by the law regulations. Thus, the EIA is
all the environmental consequences of a decision to endorse designed to ensure that (1) reasonable transportation alter-
legislation, putting into practice policies and plans, or to natives are considered, (2) community input plays a key role,
initiate transportation infrastructure projects. An EIS corre- and (3) the environmental and community impacts are fully
sponds to the final step of an environmental assessment disclosed. In the absence of its own environmental criterion to
exercise where the conclusions of the assessment are put out perform the EIA, the Chilean legislation accepts the use of
in a communicable form to the concerned developers, well-established standards from a listing of other countries.2
authorities, and the general public. Thus, EIA does not make So far, the most used criterion to assess the environmental
decisions, but is essential for those who do. noise impact of highways in Chile has been the one approved
When planning the construction of a highway, an EIA by the Swiss Confederation (OPB, 1986).
should report the analysis of the impact of the proposed
development on both the natural and social environment. It
includes assessment of long- and short-term effects on the 3. Community involvement
physical environment, such as air, water, and noise pollution,
as well as effects on employment, living standards, local It is well known that, in some cases, litigation arises from
services, and aesthetics (Wathern, 1998). environmental groups who want to block a transportation
In general, there is typically a two- to five-year decision- project or from parties who feel that the assessment
making process required before any major transportation exaggerates the threat to environment to the detriment of
project can be built. The authors of an EIA usually represent economic interests. This happens because transportation
many areas of expertise and possibly will include biologists, systems are always of massive significance to the shape,
sociologists, economists, and engineers. form, and livability of communities. Therefore, a challenge for
Since its origin 30 years ago, EIA has become a widely transportation practitioners will be to recognize that a
accepted tool in environmental management for both collaborative planning process with the community does not
planning and decision-making. EIA has been adopted in have to begin only after claims and conflicts occur. In addition,
several countries with different degrees of enthusiasm, initiating a collaborative planning process does not require
where it has evolved to varying levels of sophistication extraordinary resources or leadership at the very highest
(Wathern, 1998). levels of government.
Since 1969, the National Environmental Policy Act (NEPA) Public acceptance of an EIA procedure is clearly supported by
has put into practice the EIA procedures in the US. Other community participation. A community involvement process
industrialized countries have also implemented EIA proce- warrants that residents, businesses, and others have an
dures. For example, Canada adopted the legislation in 1973 opportunity to participate. The Chilean law establishes that
while Australia approved it in 1974. The Netherlands and after the first EIS is submitted, comments from the community
Japan approved the legislation in 1981 and 1984, respectively.
In 1985, after nearly a decade of deliberation, the European
Community adopted a directive making EIA mandatory for
1
certain categories of projects (Wathern, 1998). The Resource The Chilean General Environmental Law (No 19300) was
Management Act (RMA), passed in 1991, is New Zealand's signed into law on March 1, 1994, although formally implemented
main legislation for environmental assessment. In 1974 in 1997 by the Regulation of the System of Environmental
Assessment (SEIA). To date, the only change in the General Law
Colombia became the first Latin American country in estab-
occurred on March 27, 2007. The SEIA regulation was amended on
lishing procedures of EIA. In addition, EIA procedures have
December 7, 2002.
been endorsed by law in many other countries and these 2
Germany, Argentine, Australia, Brazil, Canada, Spain, Mexico,
procedures are normally conducted by local and government USA, New Zealand, The Netherlands, Italy, Japan, Sweden, and
agencies (Horstmann et al., 1985; Wathern, 1998). Switzerland.
S CIE N CE OF T H E TOT AL E N V I RO N ME N T 4 0 5 ( 2 00 8 ) 1 7 3–1 79 175
will be received during a period of 60 days. The public can noise, dust, and fumes caused by traffic, the road may restrict
participate in the EIA process by attending public meetings and access to local facilities and obstruct views of the surroundings.
by submitting comments or concerns about the social, environ- Then, the design of a new road involves achieving a balance
mental, and economic impacts of the project directly to the between meeting the needs of traffic and minimizing its
Environmental Commission. The commission must consider all intrusion on the local environment. Routes, which pass close
comments received from the public and other parties on the EIS to residential property, need to be assessed for the effects of road
during the comment period. The responses to public and traffic noise and visual intrusion.
environmental-related agencies are incorporated as an adden- Several alternatives to mitigate road traffic noise impact
dum to the final EIS. After the final EIS is prepared and during its have been reported (Environmental Agency, 2002). The mitiga-
resolution, the Environmental Commission will issue a public tion measures that are incorporated in an EIS are usually
document of its decision addressing how the findings of the EIA, restricted by social, economic, and engineering factors. The
including the public contributions, were incorporated into the first alternative to mitigate the noise impact could be locating
commission's decision-making process. the road far away so that the noise perceived at residential
Although the community has an opportunity to participate in the areas is negligible. However, the alignment of the road is
process after the first EIS is issued, it is significant when the project determined by many factors which may make it impossible to
developer involves the public during the early stages of the process. accomplish noise reduction by distance only. Another alter-
This is particularly important during scoping to incorporate new native could be placing the road in cutting, although engineer-
ideas from the community that will serve as the basis for alternative ing factors or vertical alignment may rule out cuttings in
development, screening, and environmental evaluation. certain locations. Constructing the road in a tunnel is an option
to provide both containment of the source and highest noise
level reduction but this alternative is often too expensive to be
4. Mitigation and enhancement plans a realistic option. A different choice is to reduce noise at the
reception point by provision of secondary glazing. This
As mentioned above, if the EIA determines that the environ- alternative does not screen occupants from adverse visual
mental consequences of a proposed project may be significant, effects or from noise when they are outside the house.
an EIS is prepared. An EIS is a more detailed evaluation of the The use of noise-reducing road surfaces to mitigate traffic
proposed action and alternatives. Then, the EIS may address noise impact has received much attention over the past few
measures, which may be used by a project developer to reduce years (Sandberg and Ejsmont, 2002; Crocker et al., 2005;
(mitigate) potentially significant impacts such as noise. It is Morgan, 2006). A porous road surface reduces both the amount
important that key participants sign a carefully worded, of noise generated by tires and the energy of sound waves as
detailed, and precise plan to mitigate community impacts, they spread across it. Although there are some practical
which defines commitments, roles, and responsibilities. examples in the world, noise-reducing road surfaces are at
The EIS should consider all the environmental, social, and present relatively expensive to construct and maintain. In
economic impacts of a proposed development. For example, addition, traffic light control has been used as an option to
there have been instances in the world that considered certain reduce traffic noise levels.
impacts of highway construction and operation that are related Note that the road traffic mitigation measures mentioned
to cultural heritage. There is the case of the Queensland above are not a comprehensive list of all methods available
Government in Australia (Queensland Government, 2004) but just a selection of the most commonly-used examples.
which has been very conscious of the significance of land to Constructing a noise barrier is probably the most mentioned
the descendents of local indigenous people. This has resulted in mitigation measure in EISs that are developed when the
the development of cultural heritage studies of the proposed construction of a highway is planned. A noise barrier impedes
routes in order to include this information in the EIS. Other the transmission of traffic noise resulting in low noise levels at
examples can be found in South and North America, where the receiving point. Earth mounds, fences, or walls are common
some aboriginal cultural heritage acts must be consulted when ways to implement a noise barrier. The rest of this paper will
proposing a new project, which can result in special mitigation focus on this particular traffic noise mitigation measure.
and enhancement measures to ensure respect, preservation,
and maintenance of aboriginal cultural heritage. 4.2. Use of environmental sound barriers
The occupier of a property may also claim monetary
compensation for any loss in value of the property caused by An environmental sound barrier combines the functions of a
the presence of the road, as in the UK where this is ruled by the visual screen and a noise barrier to protect residential,
Land Compensation Act (Willis et al., 1998). In extreme cases, recreational, and other vulnerable areas alongside a road. A
properties affected by the new roads may be acquired at the large body of research work dealing with the modeling and
discretion of the highway authority where mitigation cannot engineering design of noise barriers can be found in technical
prevent living conditions becoming unbearable either during literature (Maekawa, 1968; Kurze and Anderson, 1971; Simon
construction or after the road is opened (Highways Agency, 1994). et al., 1998; Menge et al., 1998; Pamanikabud and Tansatcha,
2003; Li and Wong, 2005a; Arenas, 2007a). In addition, many
4.1. Road traffic noise mitigation measures researchers have specifically aimed their work to predict the
performance of noise barriers and to develop more efficient
As discussed previously, a new road can have a profound effect barrier designs (Arenas and Monsalve, 2001; Ishizuka and
on the quality of life for residents in its vicinity. In addition to Fujiwara, 2004; Li and Wong 2005b).
176 SC IE N CE OF T H E TOT AL E N V I RO N ME N T 4 0 5 ( 2 00 8 ) 1 7 3–1 79
to barriers. High barriers substantially hide the view of existing highway noise barriers appears to be positive, specific reac-
landmarks from the road, but they also hide visual clutter, tions vary widely (Nilsson and Berglund, 2006; USDT, 2001).
which might otherwise distract the attention of drivers. It is Only a few examples of community involvement during
recommended that the appearance of barriers should be the process of designing an aesthetically pleasing sound
designed to avoid monotony (the need to provide drivers with barrier have been reported (Billera et al. 1996; Bailey and
visual relief street furniture). The lack of varied stimulants on Grossardt, 2006). One of them, developed by the New Jersey
wide, endless highways is a factor causing sleepiness in drivers. Department of Transportation in the US, led to the design of a
It has been shown that falling asleep while driving accounts for sound barrier with gateways and a unifying corridor theme. As
a considerable proportion of vehicle accidents under mono- a consequence, the sound barrier became a representation of
tonous driving conditions (Horne and Reyner, 1999). the community and gave the community a unique quality
Surveys of drivers in the Netherlands have indicated that a with which to identify (Billera et al., 1996; Klingner et al., 2003).
view, which remains unchanged for 30 s, is monotonous As an exercise to identify some of the effects from
(Highways Agency, 1994). This suggests that changes in design residents' point of view, a pilot social survey was planned in
of barrier face every 800 m are desirable for long barriers which residents of an area, affected by the construction of a
adjacent to a high-speed road. Varying the form and materials, barrier, gave spontaneous answers to a couple of questions. In
alternating solid and transparent panels, and using color this case residents did not get involved during the sound
variations will add visual interest and avoid the monotony of a barrier design process.
uniform barrier solution. From design point of view, the The pilot survey was conducted at a site where a barrier
appearance of barriers has to be aimed in terms of aesthetic was located between a heavily traveled main road and a
concepts well known in architecture, such as proportion, middle-class residential area. The residential area and the
order, rhythm, harmony, and contrast. In addition, a barrier noise barrier were separated by a low-traffic service road
which alludes to the locality hidden behind it will help drivers running parallel to the barrier. There were several speed
to avoid boredom or disorientation. reduction humps in the service road. The barrier was a
On the other hand, barriers will generally be set back from conventional reflective noise barrier, made of prefabricated
the road edge by the need of clearances. Although this reduces concrete panels, having a length of 350 m, an average height of
their acoustic efficiency, it also avoids the visually oppressive 3 m, and located with S–N orientation.
canyon effect on either side of the road. Questionnaire data were collected from an area of detached
Research has also been conducted to establish the poten- houses situated along the road adjacent to where the barrier
tial mitigating influence of roadside environments on drivers. was built. The survey was conducted approximately 9 months
In one of such studies, Parsons et al. (1998) concluded that after the barrier was erected. The study only included those
stress associated with driving may possibly be mitigated by houses where the distance between the barrier and facade was
aesthetically preferred, stress-reducing roadside environ- less than 100 m. The area involved a total of 81 households.
ments dominated by nature. Subsequent studies have also The study population included all the 218 adult residents
suggested that highways designed with a lot of vegetation (18 years or older) living in the respective houses. The
may reduce driver frustration, which is a source of unsafe population only considered those residents that lived in the
driving (Cackowski and Nasar, 2003). Mok et al. (2006) have same household before the barrier was built. The question-
indicated that the landscape along a roadside has a positive naire given to the residents included only two queries that had
effect on driver behavior and perception, thus reducing crash no preset answers: (a) Please make a list of all the positive
rates. On the other hand, the assessment of the impact of effects you have noticed after the barrier was built, and
green space on urban environmental quality and social well- (b) Please make a list of all the corresponding negative effects.
being has been the subject of an EU research project (De Ridder The residents were asked to answer the queries indepen-
et al., 2004). dently of other members of the household. The questionnaires
Sometimes, the use of transparent barriers is indicated as a were collected 1 week later. In the study, the residents'
measure to reduce visual impact. However, a low sun shining participation rate was 58% (n = 126). Ambiguous answers
through transparent barriers can also distract drivers by such as “less noise” or “barrier too ugly” were not included
causing a flickering light. In some countries, the long shadows as effects. Table 1 summarizes the results of the pilot survey.
created by barriers in winter may cause ice and snow to Table 1 shows that most residents felt that sleeping
remain in patches, which will have implications for safety and conditions improved after the barrier was built. Better sleep
maintenance costs (Highways Agency, 1994). quality, not being awakened too early in the morning, ability to
take naps, better mood, more alert next day, and no problem
5.3. Effects on residents falling asleep were some of the most frequent answers. We
observe that better sleeping conditions, easier indoor conversa-
Experience in several countries has indicated that residents tions, and windows opened more often are all direct benefits of
living behind a high noise barrier quickly forget the previous the noise reduction provided by the barrier. In addition,
high noise levels, and instead become dissatisfied with the residents perceived indirect benefits such as increased privacy,
loss of view which was once enjoyed (Bendtsen, 1994). feeling of safety, cleaner air, and reduced dust. Other positive
Most of the residents near a barrier seem to feel that effects reported by the residents that were not classified
highway noise barriers effectively reduce traffic noise and that included the feeling that the present environment is more
the benefits of barriers far outweigh their disadvantages. Even relaxing, conversations outdoors are easier, greener lawns, and
though some studies have shown that public reaction to the fact that gardens and yards are used more often.
178 SC IE N CE OF T H E TOT AL E N V I RO N ME N T 4 0 5 ( 2 00 8 ) 1 7 3–1 79
Table 1 – Results of the pilot survey barriers, appreciation of visual impact is a subjective topic not
Effects No. of respondents % properly mentioned in current national laws. A methodology to
assess the visual impact of wind farms in Spain, based on a
Positive
Visual Impact Evaluation Matrix (VIEM), has been presented by
Better sleeping conditions 78 62
Hurtado et al. (2003). This method appears to be concise and
Conversations in household are easier 54 43
Windows are opened more often 51 40 clear to evaluate, before its construction, the visual impact that a
Increased privacy/feeling of safety 47 37 wind farm can have. Comparable objective assessment meth-
Cleaner air/reduced dust 34 27 ods have not been reported for sound barriers.
Reduced volume when listening TV/radio 29 23 Some countries have developed design guides for highway
Others 39 31 sound barriers (Highways Agency, 1994; Klingner et al., 2003).
These guides include not only technical specifications but also
Negative
Loss of sunlight and lighting 83 66
recommendations to avoid visual impact. However, there is a
Restriction of view/visual impact 72 57 need to develop similar guides in new industrial countries,
Poor maintenance of the barrier 71 56 which may be based on each country's characteristics.
Restricted access to the other side 51 41 It is very significant to note that issues on the public
Loss of air circulation 36 29 acceptance of noise barriers are usually not mentioned in EIS.
Others 21 17
In addition, comments or concerns from the community about
negative impacts of barriers are generally not received during
the community involvement process.
It can be seen that most important negative reactions from
residents include the loss of sunlight and lighting (which is
caused by the orientation and material choice of the barrier), 6. Conclusions
the restriction of view and visual impact, and the poor
maintenance of the barrier (caused by graffiti, fly posters It is reconfirmed that the construction of an environmental
and vandalism). A significant number of respondents com- sound barrier can have several positive and negative conse-
plain about the restricted access to the other side of the main quences for most of the residents near the barrier. It appears that
road. Provision of a pedestrian bridge could mitigate this the benefits of barriers prevail over their disadvantages if they
effect. Other negative effects reported include a feeling of achieve a balance between meeting the needs of noise reduction
imprisonment, damage to gardens (probably associated to the and minimizing their intrusion on the local environment. Based
loss of sunlight), criticisms about the choice of barrier material on the findings of the pilot study, we can conclude that
(plain concrete instead of more natural or recycled material), improvement in sleeping conditions was the most appreciated
and lack of planting near the barrier. positive effect of the environmental barrier. On the other hand,
As expected, some of the residents complained about the the loss of sunlight and visual dominance were the most negative
use of a vertical wall instead of a barrier made of plantings, impacts reported by the community. Although the responses
shrubs or rows of trees. There is a prevalent popular belief that were given in a pilot survey, some tendencies can be observed. In
rows of big trees produce a significant reduction in road traffic addition, the pilot survey is very useful in giving an estimate of
noise. However, it is well known that noise reductions are the non-response rate and also acts as a guide to carry out a larger
irrelevant unless the vegetation is very dense and wide. scale survey. The results also encourage additional longitudinal
Although some authors have suggested that vegetation studies, i.e., repeated studies on the same population.
produces beneficial effects in improving public perception of Several other negative impacts were reported and many of
the noise due to visual and psychological relief, other studies them could have simply been addressed in the project
have shown the opposite (Watts et al., 1999). planning stage. Therefore, it becomes necessary that project
Based on the results, 57% of the respondents reported designers and managers address some of these problems in
negative visual dominance of the barrier. It is widely accepted order to avoid or minimize potential impacts produced by the
that noise barriers should reflect the character of their use of barriers to reduce road traffic noise.
surroundings or the local neighborhood as much as possible Clearly, further work could be orientated toward studying
to be acceptable to local residents. In this case, the option of similar trends for drivers and road users.
using an earth mound was ruled out since there was no While several articles have been published recently
sufficient land area available for their construction. However, regarding the ecological effects of roads none of them has
the visual character of the sound barrier, in relationship with studied the potential effects of sound barriers and mitigation
their environmental setting, was not carefully considered. strategies of their impact on sensible ecosystems. It may
In general, it is recommended to locate a noise barrier as far reasonably be assumed that the potential impacts of sound
as possible from residential facades and to provide land- barriers on the ecosystems are similar with those described in
scaping near the barrier to avoid visual dominance and reduce the literature for roads. This is evidently a crucially important
the visual impact (USDT, 2001). However, there will be a large subject that needs further research.
element of site-specificity in whatever action is taken. Since the Chilean experience in constructing environmen-
Landscape and visual assessment are essential components tal sound barriers is limited, these studies could help as a
of EIA (Wilson, 2002). In addition to noise pollution, the visual guide to avoid adverse effects and produce better public
landscape modification has been the subject of some recent acceptance of sound barriers when used as a mitigation
research, particularly for wind farms. As in the case of sound measure in environmental impact statements.
S CIE N CE OF T H E TOT AL E N V I RO N ME N T 4 0 5 ( 2 00 8 ) 1 7 3–1 79 179