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ANATOMY
Study Design. In vivo 3-dimensional (3D) morphometric analysis Conclusion. This study described foraminal geometry in vivo in an
of the lumbar foramen by using 3D computed tomographic models asymptomatic cohort measured in 3D. Age-related foraminal height
in normal subjects. decrease was noticeable in males and in the lower lumbar levels.
Objective. To describe foraminal geometry in an asymptomatic Age-related foraminal width decrease was shown in both sexes and
cohort measured in 3D. in all lumbar levels. Such information can be used as baseline data
Summary of Background Data. Appropriate assessment of for diagnosis of foraminal stenosis and treatment modality planning.
the complex 3D lumbar foraminal geometry is key to correct Key words: lumbar spine, lumbar foramen, lumbar stenosis,
radiculopathy diagnosis and treatment planning. To the best of our 3D model, CT-based analyses, validation, foraminal dimensions,
knowledge, there is no other study that quantifies the normal lumbar foraminal height, foraminal width, foraminal geometry.
foramen 3D geometry considering sex, age groups, and spinal levels Level of Evidence: N/A
in vivo. Spine 2014;39:E929–E935
Methods. Subject-based 3D computed tomographic lumbar
L
models were created in 59 asymptomatic volunteers and foraminal
umbar foraminal stenosis is known as one of the many
height and width were measured on the basis of the model by
causes for low back pain. Patients with foraminal ste-
custom software. The foraminal height and width were compared by
nosis initially may show variable degrees of leg pain
sex, age, and lumbar level.
and back pain.1 In general, 5% to 10% of the patients with
Results. Overall, the foraminal height decreased with age.
low-back pain are estimated to have radiculopathy. Radicu-
However, although the foraminal height in males decreased with
lopathy is a relatively common problem that affects approxi-
age at all spinal levels, the foraminal heights in females did not.
mately 5 to 22 of every 1000 people on an annual basis.2,3
The foraminal height was significantly larger in the upper lumbar
Surgical treatment of radiculopathy due to foraminal steno-
levels in both sexes. The foraminal width in males was significantly
sis has become more prevalent, including lumbar fusion and
smaller than in females for all age groups. The foraminal width in
correction of lumbar spinal alignment with lumbar forami-
both sexes also decreased similarly with age. The foraminal widths
nal decompression. Spivak et al4 and Kaneko et al5 reported
at the lower lumbar levels were significantly smaller than those at
relationships between the foraminal geometry and radicular
the upper levels. Age-related foraminal width decreases were seen
pain in their spondylolisthesis and degenerative scoliosis stud-
in all lumbar levels as well.
ies, respectively, highlighting the importance of accurate and
proper knowledge of the foraminal geometry to improve the
diagnosis and planning of the treatment in radiculopathy
From the *Department of Orthopedic Surgery, Rush University Medical
cases.
Center, Chicago, IL; †Department of Orthopedic Surgery, William Beaumont The geometry of the lumbar foramen has been described
School of Medicine, Oakland University, Rochester, MI; and ‡Canadian as an oval, round, or inverted teardrop-shaped “window” in
Memorial Chiropractic College, Toronto, Ontario, Canada.
the lateral aspect of the lumbar spine.6 The anatomic bound-
Acknowledgment date: October 31, 2013. Revision date: March 10, 2014.
Acceptance date: April 15, 2014.
aries of the foramen consist of the adjacent vertebral pedicles
The manuscript submitted does not contain information about medical
superiorly and inferiorly, the posteroinferior margin of the
device(s)/drug(s). superior vertebral body, the intervertebral disc, the postero-
NIH grant funds were received in support of this work: NIAMS 5P01 AR48152- superior vertebral notch of the inferior vertebral body ante-
10 and NCCAM R01 AT006692-01A1. riorly, and the ligamentum flavum and superior and inferior
Relevant financial activities outside the submitted work: board membership, articular facets posteriorly.7 Although foraminal morphology,
consultancy, employment, expert testimony, grants, royalties, stocks.
especially with regard to stenotic changes of the foramen, has
Address correspondence and reprint requests to Nozomu Inoue, MD, PhD,
Department of Orthopedic Surgery, Rush University Medical Center, 1611
been investigated in the literature,8–12 there is no agreement as
W Harrison St, Ste 201 Orthopedic Building, Chicago, IL 60612; E-mail: to what constitutes a normal lumbar foramen, and much less
Nozomu_Inoue@rush.edu how the foraminal dimensions vary with spinal level, sex, or
DOI: 10.1097/BRS.0000000000000399 age. One of the reasons for such variability in measurements
Spine www.spinejournal.com E929
Copyright © 2014 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Statistical Analysis
The foraminal height and foraminal width were compared
between sexes using unpaired t tests. The parameters among
different age groups and lumbar levels were compared by
using analysis of variance with the Fischer post hoc test. Sig-
nificance level was set at P < 0.05. All data were reported as
mean ± standard error of the mean.
RESULTS
Figure 2. The foramen contour including the intervertebral disc gap There were no significant age differences between sexes either
shown at several rotation positions about the vertical axis to show its in the whole sample (P = 0.69) or when the data were seg-
nonplanar shape. The normal vector of the foramen contour is shown regated by decades (20s, P = 0.87; 30s, P = 0.09; 40s, P =
as a white arrow for illustration purposes only. 0.44; 50s, P = 0.27).
Spine www.spinejournal.com E931
Copyright © 2014 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Validation Results of 3D CT Model-Based Foraminal Table 2). The foraminal height for males in their 20s was sig-
Geometry Measurements by Using Cadaveric Lumbar nificantly greater than in their female peers, but differences
Specimens between sexes disappeared after the third decade. Overall, the
Strong correlation was demonstrated between 3D CT-based foraminal height decreased with age (20s > 40s, P = 0.008;
measurement and caliper measurement of the cadaveric spine 20s > 50s, P < 0.001; 30s > 50s, P < 0.001; 40s > 50s, P =
in the foraminal height (r = 0.94, P < 0.001) and in the 0.004). However, when the data were split by sex, although
foraminal width (r = 0.92, P < 0.001). The root mean square the foraminal height in males decreased with age at all spi-
error values between these measurements were 1.03 mm in nal levels (Figure 4A), the foraminal height in females did
the foraminal height and 0.72 mm in the foraminal width, not (Figure 4B). When considering spinal level, the foraminal
respectively. The correlation between 3D CT-based measure- height was significantly smaller in the lower lumbar levels in
ment and caliper measurement of the silicon rubber model both sexes (Figure 5A, B). The foraminal height in the lower
was also strong in the foraminal height (r = 0.96, P < 0.001) lumbar levels decreased more with age compared with that in
and in the foraminal width (r = 0.92, P < 0.001). The root the upper levels. Sex and age also had influence on the forami-
mean square error values between these measurements were nal height and spinal level: males in their 30s saw a decrease
0.74 mm in the foraminal height and 0.77 mm in the forami- in foraminal height, but females did not show differences at
nal width, respectively. any lumbar level, with the exception of a decrease in 50s at
L5–S1.
Foraminal Height
The foraminal height decreased in the lower lumbar levels Foraminal Width
(L1–L2 > L3–L4, P = 0.001; L1–L2 > L4–L5, L5–S1, P < The foraminal width decreased in the lower lumbar levels
0.0001; L2–L3 > L3–L4, L4–L5, L5–S1, P < 0.0001; L3–L4 (L1–L2 > L3–L4, P = 0.0014; L1–L2 > L4–L5, L5–S1,
> L4–L5, L5–S1, P < 0.0001; L4–L5 > L5–S1, P < 0.0001; P < 0.0001; L2–L3 > L4–L5, L5–S1, P < 0.0001; L3–L4
A Males Age Effects: * P < 0.05, † P < 0.01 A Males Age Effects: * P < 0.05, † P < 0.01
30
14
25 † †
12
Foraminal Height (mm)
† *
2
0
L1–L2 L2–L3 L3–L4 L4–L5 L5–S1
0
B Females Age Effects: * P < 0.05 L1–L2 L2–L3 L3–L4 L4–L5 L5–S1
30
B Females Age Effects: * P < 0.05, † P < 0.01
25
Foraminal Height (mm)
14
20 † † †
* 12
Data are shown as mean ± SEM. Significance is defined by *P < 0.05 Figure 6. Influence of age on foraminal height when the data are
and †P < 0.01. SEM indicates standard error of the mean. grouped by lumbar level. Separate plots for males (A) and females (B).
Data are shown as mean ± SEM. Significance is defined by *P < 0.05
and †P < 0.01. SEM indicates standard error of the mean.
> L4–L5, L5–S1, P < 0.0001; L4–L5 > L5–S1, P = 0.037;
Table 2). Table 2 also shows the foraminal width at different
levels only in the fifth-decade subjects for the comparison with foraminal height, the foraminal width in both sexes decreased
the previously published results. The foraminal width in males similarly with age (Figure 6A, B). The foraminal width at the
was significantly smaller than in females in all age groups. lower lumbar levels was significantly smaller than those at
Overall, the foraminal width decreased with age. Unlike the
A Males Level Effects: * P < 0.05, † P < 0.01
14
A Males Level Effects: * P < 0.05, † P < 0.01
†
35 12 †
† †
* † †
Foraminal Width (mm)
30 † † †
† † † 10 † * L1–L2
† † †
† † † † *
25 † * † † † L2–L3
Foraminal Height (mm)
† † † * 8 † *
† † † † L1–L2
† * † * L3–L4
20 †
† † † † L2–L3 6
* L4–L5
L3–L4
15 4 L5–S1
L4–L5
10 L5–S1 2
5 0
20s 30s 40s 50s
0
20s 30s 40s 50s
B Females Level Effects: * P < 0.05, † P < 0.01
B Females Level Effects: * P < 0.05, † P < 0.01
14 †
35 †
†
30 † 12 † †
† † †
Foraminal Width (mm)
† † *
† † 10 † †
25 † † L1–L2
Foraminal Height (mm)
† † † †
* † L1–L2 † † † *
* † † † L2–L3
† † † † 8 *
20 † † L2–L3 *
† † † L3–L4
L3–L4 6
15 L4–L5
L4–L5
10 4 L5–S1
L5–S1
5 2
0 0
20s 30s 40s 50s 20s 30s 40s 50s
Figure 5. Influence of level on foraminal height when the data are Figure 7. Influence of level on foraminal width when the data are
grouped by age group. Separate plots for males (A) and females (B). grouped by age group. Separate plots for males (A) and females (B).
Data are shown as mean ± SEM. Significance is defined by *P < 0.05 Data are shown as mean ± SEM. Significance is defined by *P < 0.05
and †P < 0.01. SEM indicates standard error of the mean. and †P < 0.01. SEM indicates standard error of the mean.
Spine www.spinejournal.com E933
Copyright © 2014 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
the upper levels (Figure 7A, B). Age-related foraminal width soft tissue that might confound the final result obtained
decreases were shown in all lumbar levels as well. through this method.
An improvement in the robustness of this measurement
DISCUSSION concept was achieved by replicating it computationally by
This study measured the foraminal height and width in vivo using the subject-based 3D CT model presented here. How-
by using subject-based 3D CT models to characterize the com- ever, the absolute values of the foraminal height measured in
plex 3D structure of the lumbar foramen. The method used this study in vivo were evenly smaller than in the previous
in this study allowed the measurement of foraminal dimen- cadaver study results, although our validation study showed
sions without considering specific obliquity of individual high accuracy of the CT-based measurement by comparing
foramen due to lumbar lordosis and/or functional scoliosis, the direct measurements on the same cadaveric specimens
which may cause measurement errors.5 The results presented used for CT scanning. This discrepancy may be explained by
here showed a decrease in the foraminal height with age even lack of physiological compressive forces in the cadaveric spine
in asymptomatic male young adults. However, such finding that increases disc height.24 Decrease in this lumbar lordosis
was not observed in females. Cinotti et al9 and Schlegel et al17 in the cadaveric lumbar spine may be another possible reason
reported that foraminal height and disc height change were for the increased foraminal height in the cadaveric studies.
closely related to each other. Therefore, it is assumed that disc One of the important limitations of this study is that soft
height decrease begins earlier in males resulting in a decline tissues were not taken into account for the geometrical analy-
in foraminal heights. Miller et al18 noted that lumbar inter- sis of the foramen due to the imaging modality used to create
vertebral disc degeneration first appears in 11- to 19-year-old the models. The anatomic boundaries of the foramen include
males and approximately 10 years later in females, in their not only bony structures but also the intervertebral disc and
autopsy study. There is also evidence of sex difference in the the ligamentum flavum. In addition, transforaminal and intra-
degeneration progression rates. A study using magnetic res- foraminal ligaments are present in the inferior aspect of the
onance imaging19 and a surgical study20 reported that male foramen.1,25,26 These soft-tissue components are considered
discs were more degenerated than female discs at most ages. as important for the pathogenesis of radiculopathy; none-
In addition, the prevalence of the lumbar disc degenerative theless, the bony structure is still important because they are
change has been reported to be significantly higher among attached to them. The bony structure of the foramen might
young male adults.21 be also important for preoperative planning and postopera-
But changes were not limited to the craniocaudal direc- tive evaluation of the decompression surgery for the forami-
tion. The foraminal width also decreased with age in both nal stenosis. Recent advances in minimally invasive surgery
sexes and in all lumbar levels. Foraminal stenosis can be have allowed bone resection with trasforaminal approaches
attributed, among other factors, to the presence of bony and, therefore, information on 3D bony geometry could be
spurs arising from the posterolateral vertebral body or artic- used to determine location and degree of the bone resection.27
ular facet and extending into the foramen.1 In a large-scale Transforaminal approaches include endoscopic techniques
population-based cohort study, Yoshimura22 reported that in to perform foraminotomy or discectomy and transforaminal
subjects from both sexes older than 40 years, the prevalence lumbar interbody fusion techniques. The preoperative 3D
of lumbar spondylosis was 81.5% and 65.5%. O’Neill et al23 assessment of the intervertebral foramen might help choos-
explored osteophytosis within a United Kingdom adult pop- ing appropriate size tubes or endoscopic instruments and help
ulation segment aged more than 50 years, finding that 84% planning for the location and amount of facet joint resection
of males and 74% of females showed osteophyte formation. for the procedure.28
Although the authors did not investigate early young adult Another limitation of this study is that the measurements
osteophyte formation, they postulated that minor osteophyte of the foraminal geometry were conducted by using CT
growth could have been initiated before the fourth decade of images obtained in the supine position without axial loading.
life in both sexes. Iwata et al29 demonstrated effects of axial loading on the lum-
Previous reports in the literature contributed with initial bar foraminal geometry in vivo. Although the data shown in
data on foraminal height and width evaluated in cadaveric this study may be compared with the patient foraminal geom-
studies (Table 2).9,11 Although differences exist with respect to etry measured by CT images obtained in the current clinical
analysis methods and sample sizes, both our cadaveric and in setting, possible differences of the foraminal geometry in the
vivo results agree with these earlier descriptions of the forami- non–weight-bearing supine position and in standing position
nal dimensions, especially with respect to the finding that the under physiological loading should be considered to under-
upper lumbar levels have larger foraminal sizes than the lower stand patient symptoms caused by foraminal stenosis.
levels. For practical reasons, the most common method used Magnetic resonance images of the subjects would have
to measure the foramen dimensions in cadaver spines is the evaluated the status or grades of disc degeneration more pre-
use of a pair of calipers. This hand-held tool has the advan- cisely than CT scans. The purpose of this study was to obtain
tage of mechanically locating the largest dimensions, but there an initial benchmark reference on the lumbar intervertebral
is uncertainty about its location: is this dimension a width or foramen, not necessarily to correlate between disc degenera-
a height, or is it within a margin of error? The measurement is tion, symptoms, and intervertebral foramen, but also because
also subject to operator variability and presence of compliant to the best of the authors’ knowledge the literature does not
E934 www.spinejournal.com July 2014
Copyright © 2014 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
include a true 3D description of the foramen. Further studies 11. Hasegawa T, An HS, Haughton VM, et al. Lumbar foraminal ste-
are needed to evaluate the effect of disc degeneration on the nosis: critical heights of the intervertebral discs and foramina. A
cryomicrotome study in cadavera. J Bone Joint Surg Am 1995;77:
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