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Seminars in Colon and Rectal Surgery 24 (2013) 125–131

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Seminars in Colon and Rectal Surgery


journal homepage: www.elsevier.com/locate/yscrs

Modern rectal cancer surgery—Total mesorectal excision—The standard of care


Leander Grimm Jr., MD, and James W. Fleshman, MD, FACS, FASCRSn
Department of Surgery, Baylor University Medical Center at Dallas, 3500 Gaston Ave, 1st Floor, Roberts Hospital, Dallas, TX

a b s t r a c t

The literature has repeatedly shown the superiority of total mesorectal excision (TME) for rectal cancer in
reducing the incidence of local recurrence (LR) and improving long-term survival compared to conven-
tional blunt rectal dissection. This article reviews the history of surgery for rectal cancer, supports TME as
the standard of care in obtaining a negative circumferential margin (CRM) for mid- and lower-third rectal
cancers, discusses the drawbacks of TME, the role of tumor-specific mesorectal excision for upper-third
rectal cancers and laparoscopic TME, and emphasizes the need for a selective role of chemoradiation
with TME for rectal cancer. The need for standardizing TME in the United States with pathological
specimen quality analysis and reporting of the completeness of the TME specimen is also emphasized.
& 2013 Elsevier Inc. All rights reserved.

1. History of surgery for rectal cancer an impressive decrease in LR to only 29.5% while causing a 31%
operative mortality, primarily due to blood loss and infection.5,6
In the early 19th century, rectal cancer was not considered a Despite the superior oncologic outcomes compared to the perineal
surgically curable disease; therefore, the surgical treatment of approach, the associated mortality prevented the APR from
rectal cancer was primarily via palliative defunctioning colostomy, becoming the standard of care until advances in anesthesia and
as described by the French surgeon Jean Zulema Amussat in 1839.1 blood transfusions helped lower the mortality rate to less than 20%
Jacques Lisfranc is credited with performing the first actual in the 1940s.6,7
resection of rectal cancer in 1826, when he removed only a few Lloyd-Davies at St. Mark's Hospital in 1939 described a two-
centimeters of the very distal rectum via a perineal approach.2 For team approach to APR with the patient in lithotomy-
the rest of the 19th century and up through the 1930s, most Trendelenburg position.8 Cuthbert Dukes reported downward
surgeons thus adopted a 2-stage approach to rectal cancer, with a and lateral spread to be much less important than Miles believed,
first-stage defunctioning colostomy followed by a perineal rectal and documented the majority of lymphatic spread to be proximal
resection in symptomatic patients. The large perineal wound was or cephalad to the primary site.9 This knowledge led surgeons to
left open and allowed to heal by secondary intent. Not surprisingly, begin advocating anterior resection of mid- and upper-rectal
rectal resections using the perineal-only approach carried a 480% cancers without removing the distal rectum, provided a 5-cm
local recurrence (LR) rate and a 8%–20% operative mortality.3,7 distal margin was obtained. These advances eliminated the peri-
Dissatisfied with an outcome of LR of 95% and the lack of a neal proctectomy and the APR-associated morbidity and mortality
possible surgical cure with the perineal approach, Sir Ernest Miles for mid- and upper-rectal tumors.10
in 1908 published his seminal paper from St. Mark's Hospital in The dogmatic belief that a 5-cm distal margin was necessary
London in which he described a radical combined abdominoper- from an oncologic standpoint also began to be challenged, provid-
ineal (APR) approach to rectal cancer.4 Miles postulated that LR ing greater opportunity for restorative operations.11 The develop-
could be prevented and rectal cancer resected with intent to cure ment and adoption of circular staplers for colorectal anastomosis
by removing as much of the pelvic lymphatics as possible. He in the late 1970s and recognition that a distal margin of 2 cm
identified 3 zones of potential spread of rectal cancer along the rather than 5 cm was oncologically safe allowed more frequent
pelvic lymphatics: upward, downward, and lateral. He considered restorative low anterior resections to be performed.12,13 Great
removal of the upward zone most vital. This was only technically emphasis was placed on a negative distal margin as vital to good
feasible from an anterior abdominal approach that included oncologic outcomes for rectal cancer, as less importance was given
primarily blunt dissection of the rectum and its associated lym- to the radial or circumferential margin (CRM). A small case series
phatics followed by the perineal resection.4 Miles was able to show report in 1976 by Quirke et al. from Leeds University highlighted
the importance of positive CRM after rectal resection. Pelvic
recurrence occurred in 3 out of 4 patients reported with cancer
n
Corresponding author. Tel.: þ 1 214 820 2468; fax: þ 1 214 820 4538. at CRM in the specimen. Over time, the presence of tumor at the
E-mail address: James.Fleshman@baylorhealth.edu (J.W. Fleshman). lateral surgical margin became a clear indication of poor outcome.

1043-1489/$ - see front matter & 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1053/j.scrs.2013.03.004
126 L. Grimm Jr., J.W. Fleshman / Seminars in Colon and Rectal Surgery 24 (2013) 125–131

2. Total Mesorectal Excision (TME)

In the 1980s, an educational effort in Europe and Scandanavia


led by Professor Richard (Bill) Heald facilitated the adoption of
total mesorectal excision (TME) and recognition of the importance
of a negative CRM. In 1986, Quirke et al. reported a positive CRM in
27% of rectal specimens (14/52) resected by conventional blunt
techniques. This resulted in an 86% (12/14) LR, suggesting that a
positive CRM is the major predictor of LR.14 Adam et al. prospec-
tively showed that patients with a positive CRM are 12 times more
likely to have LR and 3 times more likely to die from rectal cancer
than patients with a negative CRM after a curative resection of
rectal cancer.15
Heald first described a total mesorectal excision (TME) in 1979
and the “holy plane” in 1988.16,17 TME can very simply be defined
as sharp dissection and “complete removal of the lymph node-
bearing mesorectum along with its intact enveloping fascia.”18 In
1982, Heald reported 5 instances of tumor deposits in the
mesorectum distal to the primary tumor.19 Additionally, his report
of a prospective series of patients treated with TME for mid- to
lower-rectal cancer showed a LR of 3.7%.20
The operative steps of TME are en bloc rectal excision includ-
ing (1) ligation of the Inferior Mesenteric Artery (IMA) at its
origin, (2) mobilization of the splenic flexure, (3) transection of
the left colon at the descending-sigmoid junction, (4) sharp
dissection in the avascular plane into the pelvis—anterior to the
presacral fascia-parietal fascia and outside the fascia propria or
enveloping visceral fascia (Fig. 1), (5) division of lymphatics and
middle hemorrhoidal vessels anterolaterally at the level of the
pelvic floor, and (6) inclusion of all pelvic fat and lymphatic
material to the level of the anorectal ring (puborectalis bundle of
the levator ani pelvic floor).
Several retrospective studies without adjuvant therapy com-
paring TME to intramesorectal dissection support the superiority
of TME. Arbman et al. reported a LR of 14% prior to TME and 6%
with TME. They showed an improvement in 4-year survival from
50% prior to TME to 70% with TME in 262 patients in the United
Kingdom with rectal cancer treated with curative intent.21 Kock-
erling et al., in Germany, reported a retrospective review of 1581
patients treated for rectal cancer with curative intent, which
showed improvement in LR from 39.4% to 9.8% and a 5-year
survival from 50% to 71% with the use of TME rather than
conventional blunt techniques.22
An audit of a prospective series of 135 patients with Dukes
B2 or C rectal cancer in Basingstoke treated with TME without
adjuvant therapy showed a LR of 5% and 5-year survival of 78%.
Fig. 1. The correct planes in total mesorectal excision. Reprinted with permission
MacFarlane et al. conclude “most carcinomas that recur ini- from Lin AY.66
tially within the pelvis could probably have been cured by
better surgery.” 23 In a prospective series of 118 patients in TME, rather, portends a worse overall prognosis, with increased
Norway treated with TME for rectal cancer, Bjerkeset et al. development of distant recurrence (DR) and decreased 5-year
achieved a 5-year LR of 14% overall, 7% in the “resectable” survival (TME and þCRM ¼ 35% DR and 48% 5-year survival;
group, and 4% in the “curable” group. This resulted in a 5-year TME and −CRM ¼ 22% DR and 70% 5-year survival). They
cancer-specific survival of 90% and overall 5-year survival of concluded that “when a mesorectal excision is performed, circum-
67%. 24 Arenas et al. prospectively studied 65 patients with ferential margin involvement is more an indicator of advanced
rectal cancer who were treated with TME þ /− adjuvant disease than inadequate local surgery” and argued that it should
therapy (depending on stage) at the University of Chicago. A play a role in staging.26
LR of 6.2% overall and 3.1% if the tumor was “curable” corre- Nagtegaal et al. retrospectively performed a pathological anal-
lated well with a 5-year survival of 88% for Stage I/II cancers ysis of the TME-only arm of the Dutch randomized controlled trial
and 65% in Stage III cancers. The overall LR was 8.3% in patients of TME þ /− preoperative radiotherapy for rectal cancer, using a
who underwent TME without adjuvant therapy, and 0% in the “bread loaf slicing” protocol developed by Quirke at the University
“curable” group, further supporting the effectiveness of TME in of Leeds in order to better define involvement of the CRM at the
decreasing LR. 25 outer extent of the mesorectal fat along the fascial envelope.14,27
Hall et al. showed in a prospective study of 152 patients that a They concluded that invasion of the tumor to within 2 mm of the
positive CRM in the setting of a proper TME does not increase the CRM should be considered positive or involved. They reported a
risk of LR as it does in intramesorectal resection (TME and þ CRM ¼ significantly higher LR (16%) than in patients with CRM 4 2 mm
15% LR; TME and −CRM ¼ 14% LR). A positive CRM after complete (5.8%). They also concluded that a CRM o 1 mm carries with it
L. Grimm Jr., J.W. Fleshman / Seminars in Colon and Rectal Surgery 24 (2013) 125–131 127

an increased risk of distant recurrence (37.6% vs. 12.7%) and 4. Non-oncologic advantages of TME
decreased survival, suggesting that CRM is an important prognos-
tic indicator.28 Other non-oncologic yet still important advantages of TME
A large meta-analysis of all reports from 1982 to 1992 that include less blood loss through sharp dissection in avascular
included at least 50 patients with “curable” rectal cancer with TME planes, as well as less sexual and urinary dysfunction. Conven-
or intramesorectal resection alone showed an overall LR of 18.5%: tional intramesorectal resection yields an incidence of impotence
23% with conventional resection (7%–50%), 12.4% with extended and/or retrograde ejaculation after surgery varying from 25% to
pelvic lymphadenectomy (includes en bloc resection of the inter- 75% while reports after TME place the incidence at 10%–29%. This
nal iliac nodes), and 7.1% with TME. McCall et al. concluded that improvement is felt to be due to the precise, sharp, nerve-sparing
“the wide range of LR rates with surgery alone indicate that rectal dissection in the correct avascular plane.31,32
cancer should be treated by surgeons with a special interest and
training in the management of this disease.”29
5. Disadvantages of TME

5.1. Anastomotic leak


3. Adjuvant therapy and TME
Despite all of the reported oncologic benefits, TME carries some
It has been postulated that the use of TME would potentially important drawbacks. Some may argue that TME is associated with
obviate the need for adjuvant radiotherapy, arguing that radio- longer operative time, but TME's major disadvantage is its associ-
therapy compensated for poor surgery before TME. However, ation with an increased rate of anastomotic leak. Increased
radiotherapy may still play an important role in reducing LR anastomotic leak rates have been associated with an anastomosis,
even with TME. The Dutch multicenter randomized trial with or without TME, close to the anal verge.33-36 A recent single-
randomized 1805 patients with potentially curable rectal institution retrospective review of 1014 patients undergoing
cancer to receive TME with or without preoperative radio- resection and stapled colorectal anastomosis for any indication
therapy. Kapiteijn et al. reported an overall LR of 5.3% at 2 years revealed an overall clinically apparent anastomotic leak rate of
but no change in overall survival in the 1748 patients that 2.9%, which increased to 7.7% for anastomoses within 7 cm of the
underwent a macroscopically complete TME. Interestingly, the anal verge.35 By definition, restorative TME requires a low pelvic
TME-alone group had a LR of 8.2%, while the TME þ radio- anastomosis near the pelvic floor in order to remove the entire
therapy group had a LR of 2.4%, thus supporting the role of mesorectum. Attempts to leave distal rectum without mesorectum
radiotherapy combined with TME. 30 The question remains on after resection of high rectal tumors have led to devascularized
how to select those individuals who would benefit most from and ischemic rectal stumps. In a prospective study of 219 patients
radiotherapy. undergoing TME for rectal cancer, Karanjia and Heald et al.

Fig. 2. Complete/Mesorectal Plane: intact mesorectum with only minor irregularities of a smooth mesorectal surface. No defect is deeper than 5 mm, and there is no coning
toward the distal margin of the specimen. There is a smooth circumferential resection margin on slicing.38 Personal communication with Quirke P, University of Leeds.
128 L. Grimm Jr., J.W. Fleshman / Seminars in Colon and Rectal Surgery 24 (2013) 125–131

reported an overall anastomotic leak rate of 17% (11% major or


clinically apparent). They concluded that a colorectal anastomosis
within 6 cm of the anal verge and use of sigmoid colon were
significant positive predictors of an anastomotic leak.36 This study
and similar ones have led many centers to routinely fashion a
protective diverting ostomy to reduce the clinical significance of
a leak.

5.2. Variability of TME quality

Variability of the quality of the TME in past randomized trials


focusing on adjuvant therapy may have resulted in false conclu-
sions regarding the benefit of the adjuvant therapy in the treat-
ment of rectal cancer. The original Swedish randomized trials
studying the value of radiotherapy utilized intramesorectal sur-
gery for rectal cancer (Stockholm I and II) and showed a reduction
in LR in the radiation groups. However, the LR and rate of APR
performed were very high in the treatment group. The Swedish
TME project utilized extensive training workshops and seminars
on correct TME technique. Martling et al. then reported a series of
381 consecutive patients undergoing curative TME, with an APR
rate of 27% and LR of 6% compared to 55%–60% and 15%,
respectively, in the Stockholm trials. They also reported a reduced
cancer-related death rate of 9% in the TME project compared to
15%–16% in the radiation group of the Stockholm trials. They
concluded that “improved TME technique as a result of a surgical
teaching initiative had a major effect on cancer outcomes.”37
Using the data from the Dutch randomized TME þ /− radio-
therapy trial, Nagtegaal et al. reported on 180 non-irradiated,
“curable” rectal cancer patients that underwent TME. Even with
vigorous surgical training and proctoring of TME technique, only Fig. 4. Nearly Complete/Intramesorectal Plane: moderate bulk to the mesorectum,
57% of specimens examined with Quirke’s “bread-loafing” protocol but irregularity of the mesorectal surface. Moderate coning of the specimen is
allowed. At no site is the muscularis propria visible, with the exception of the
insertion of the levator muscles.38 Personal communication with Quirke P,
University of Leeds.

were considered “complete” mesorectal excisions (Fig. 2), and 24%


of the specimens were judged to be “incomplete” (Fig. 3). While
there were no significant differences in local and distant recur-
rence between “complete” and “nearly complete” (Fig. 4) resec-
tions, there was a significantly increased risk in overall recurrence
(local and distant) in “incomplete” resections vs. “complete” ones
(36.1% vs. 20.3%).38,30

5.3. Functional effects

Removal of the entire rectal vault and the mesorectum has


functional effects, which impact quality of life. The “low anterior
resection syndrome” includes frequent, fractured, urgent stools,
which may be uncontrolled by the sphincter because of a lack of
reservoir and a shortened distal rectal sensory zone. The poorly
functioning anal sphincter complex multiplies the decrease in
quality of life. Temple et al. at Memorial Sloan–Kettering have
developed a scoring system that has helped grade the outcomes
and compare the function in trial settings.39

6. Tumor-specific mesorectal excision

The original description of TME, even for high rectal cancers,


required a very low rectal anastomosis because a complete TME
resulted in a high anastomotic leak rate if the ischemic distal
Fig. 3. Incomplete/Muscularis Propria Plane: little bulk to mesorectum with defects rectum was not removed. In a prospective series of 45 consecutive
down onto muscularis propria and/or very irregular circumferential resection patients undergoing curative TME for rectal and rectosigmoid
margin.38 Personal communication with Quirke P, University of Leeds. cancer, Hainsworth et al. reported a 2-year LR of 11% and an
L. Grimm Jr., J.W. Fleshman / Seminars in Colon and Rectal Surgery 24 (2013) 125–131 129

anastomotic leak rate of 16%. They concluded that TME is not between patients who underwent APR or sphincter-preserving
indicated for upper and rectosigmoid cancers.40 resection with a distal margin r 1 cm. They concluded that distal
Tumor-specific mesorectal excision has been shown to be margin r 1 cm is an oncologically sound margin after neoadjuvant
oncologically acceptable for upper rectal and rectosigmoid cancers. chemoradiation.48 A recent literature review by Park and Kim also
A review of 415 patients undergoing curative surgery alone for concluded that a distal resection margin of r1 cm is adequate in
rectal cancer in the Department of Colorectal Surgery at the Mayo patients undergoing curative resection after neoadjuvant chemo-
Clinic from 1982 to 1989 showed acceptable outcomes for tumor- radiotherapy.49 The American Society of Colon and Rectal Surgeons
specific TME. For tumors of the middle or lower rectum, patients recommends a 2-cm distal margin in its most recent Practice
underwent complete TME with either coloanal anastomosis (CAA) Parameters for the Management of Rectal Cancer. They do state
or APR, as necessary. Patients with upper rectal cancers underwent that smaller margins can be acceptable in certain circumstances, as
anterior resection (AR) with tumor-specific mesorectal excision by the “principle objective of surgical treatment is to obtain clear
performing a mesorectal excision to 5 cm below the tumor and surgical margins.”50
transecting the mesorectum and rectum at this point at a right
angle, avoiding “coning-in” on the rectum (Fig. 5). They reported
LR and 5-year disease-free survival rates of 7% and 78%, respec- 7. Laparoscopic TME
tively, after AR, 6% and 83% after CAA, and 4% and 80% after APR.
They concluded that “appropriate ‘tumor-specific’ mesorectal The multicenter, randomized, prospective North American
excision during AR when the tumor is high in the rectum is Clinical Outcomes of Surgical Therapy (COST) Study Group and
likewise consistent with a low rate of local recurrence and good United Kingdom Medical Research Council Conventional vs.
long-term survival.”41 Laparoscopic-Assisted Surgery in Colorectal Cancer (CLASICC) trials
reported that laparoscopic surgery for colon and colorectal sur-
6.1. Distal margin gery, respectively, are oncologically equivalent to open resec-
tion.51,52 Similarly, several multicenter randomized trials looking
Tumor-specific mesorectal excision is further supported by the at laparoscopic vs. open resection for rectal cancer are currently
shortening of the necessary distal margin. Multiple studies have underway, such as the European COLOR II Trial, the Japanese JCOG
shown that any distal intramural spread of rectal cancer is almost study 0404, and the American College of Surgeons Oncology Group
always within 1.5 cm of the primary tumor, and that when there is (ACOSOG) trial Z6051.53–55 The endpoints of the European and
distal spread beyond 1.5 cm, these instances are highly associated Japanese trials are survival and LR. The primary endpoint of the
with high grade or widely metastatic tumors, rendering prognosis ACOSOG Z6051 trial is the quality of the surgical specimen
poor and resection largely palliative in nature.42–47 The random- measured by clear circumferential and distal margins and a
ized prospective clinical trial by the National Surgical Adjuvant complete TME resection.55 In a single-center randomized prospec-
Breast and Bowel Project (NSABP) R03 evaluating adjuvant therapy tive trial from Hong Kong looking at laparoscopic vs. open
in Dukes B and C rectal cancer showed no significant difference in resection of 403 patients with cancer of the rectosigmoid junction,
LR or survival in 181 patients undergoing sphincter-preserving Leung et al. showed that laparoscopic resection of rectosigmoid
rectal resections, whether the distal margin was o2 cm, 2–2.9 cm, cancers was technically possible and oncologically safe.56 Separate
or Z 3 cm.47 prospective studies in England and France both concluded that
In the era of neoadjuvant chemoradiotherapy, distal margins laparoscopic TME was technically feasible and oncologically safe in
even r 1 cm appear sufficient. In a prospective study of 36 the treatment of rectal cancer.57–58
patients with rectal cancer r 8 cm from the anal verge who Zhou et al. prospectively randomized 171 patients with curable
underwent chemoradiotherapy prior to resection, Kushinoff et al. low rectal cancers in a single Chinese institution to either laparo-
reported no significant difference in LR or disease-free survival scopic or open TME with anal sphincter preservation and anasto-
mosis Z2 cm, o 2 cm, or 0 cm above the dentate line. They
reported no significant difference between the laparoscopic and
open groups in operative time, days requiring parenteral analgesia,
start of a diet, LR, and operative mortality (0 in both); however,
there were significant differences in the open vs. laparoscopic
groups in operative blood loss (92 mL vs. 20 mL, respectively), days
to first bowel movement (2.7 d vs. 1.5 d), hospitalization (13.3 d vs.
8.1 d), and overall complications (12.4% vs. 6.1%). They concluded
that laparoscopic TME is an oncologically feasible operation with
significant short-term postoperative benefits.59 In Milan, Braga
et al. randomized 168 patients with rectal cancer to either
laparoscopic or open resection and reported that laparoscopic
resection significantly reduced the length of hospital stay from
13.6 to 4.9 days, improved the first-year quality of life after
surgery, and increased the total hospital cost by $351. There were
no significant differences between LR and 5-year survival.60

8. Near future: Quality analysis and grading of the TME


specimen

With the evidence showing the value of TME and the CRM,
pathologists, led by Quirke and Nagtegaal, have standardized the
Fig. 5. Tumor-specific mesorectal excision. The distal mesorectum and rectum are reporting of the macroscopic quality of the TME and the micro-
transected at a right angle. Reprinted with permission from Lin AY.66 scopic CRM.38,61–64 With supporting photo-documented evidence,
130 L. Grimm Jr., J.W. Fleshman / Seminars in Colon and Rectal Surgery 24 (2013) 125–131

Table 1 articles in colonic and rectal surgery. Jean Zulema Amussat 1796–1855. Dis
The effect of quality of TME and preoperative short-course radiotherapy (PRE) on Colon Rectum 26: 483–487, 1983].
3-year LR and disease-free survival (DFS). POST ¼ selective postoperative chemor- 2. Lisfranc J. Memoire sur l'excision de la partie inferieure du rectum devenue
adiotherapy if involved CRM; HR ¼ Hazard Ratio.65 carcinomateuse. Mem Ac R Chir. 1833;3:291–302 [Reprinted in Corman ML ed.
Classic articles in colonic and rectal surgery. Jacques Lisfranc 1790–1847. Dis
Plane of surgery LR at 3 years DFS at 3 years Colon Rectum 26: 694–695, 1983].
3. Graney MJ, Graney CM. Colorectal surgery from antiguity to the modern era. Dis
N PRE POST HR PRE POST HR Colon Rectum. 1980;23:432–441.
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of the rectum and of the terminal portion of the pelvic colon. Lancet.
1908;2:1812–1813.
Mesorectal plane/Complete 596 1 6 4.47 87 80 1.53
5. Miles WE. Cancer of the rectum (Lettsomian lectures). Trans Med Soc Lond.
Intramesorectal plane/Nearly 382 6 12 2.02 78 75 1.13
1923;46(127): [Reprinted in Miles WE. Cancer of the rectum: being the
Complete
Lettsomian lectures delivered before the medical society of London on February
Muscularis propria plane/ 141 9 29 2.76 79 65 1.75
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