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Case: 19-1068 Document: 00117426823 Page: 1 Date Filed: 04/16/2019 Entry ID: 6246967

No. 19-1068

IN THE UNITED STATES COURT OF APPEALS


FOR THE FIRST CIRCUIT

AUSTIN TROUT

PLAINTIFF-APPELLANT

v.

ORGANIZACIÓN MUNDIAL DE BOXEO, INC.

DEFENDANT-APPELLEE

ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE


DISTRICT OF PUERTO RICO

BRIEF OF PLAINTIFF-APPELLANT

MIGUEL J. ORTEGA NUÑEZ


USCA No. 94262
CANCIO, NADAL, RIVERA & DIAZ, P.S.C.
PO BOX 364966
San Juan, Puerto Rico 00936-4966
Tel: (787) 622-2222
Fax: (787) 622-2238
mortega@cnrd.com
Attorneys for Plaintiff-Appellant Austin Trout
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TABLE OF CONTENTS

I. JURISDICTIONAL STATEMENT ...................................................................2

II. STATEMENT OF THE ISSUES PRESENTED FOR REVIEW ………….3

Whether the Honorable Court Erred when it ruled that the Contract
Venue Clause contained in Section 35(d) of the WBO’s Championship
Regulations is not controlling over the instant controversy.

Whether the Honorable District Court erred when it ruled that


Defendant WBO did not waive any and all rights with respect to the
enforcement of an arbitration clause.

Whether the Honorable District Court erred when it did not rule: 1)
that the arbitration forum intended by the WBO is unreasonable and
unjust; or 2) that hearing the case in said forum would constitute a
clear and patent inequity or would be unreasonable or unjust; or 3)
that enforcement of said clause would defeat the State's public policy.

Whether the Honorable Court erred when it ruled that the claims
under the Muhammad Ali boxing Reform Act are bound by the
purported arbitration agreement.

III. STATEMENT OF THE CASE ........................................................................4

IV. STATEMENT OF FACTS ...............................................................................6

V. SUMMARY OF ARGUMENT ........................................................................12

VI. ARGUMENT ...................................................................................................12

A. The Honorable Court Erred when it ruled that the Contract Venue
Clause contained in Section 35(d) of the WBO’s Championship
Regulations is not controlling over the instant controversy.
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B. The Honorable District Court erred when it ruled that Defendant


WBO did not waive any and all rights with respect to the enforcement
of an arbitration clause.

C. The Honorable District Court erred when it did not rule: 1) that the
arbitration forum intended by the WBO is unreasonable and unjust;
or 2) that hearing the case in said forum would constitute a clear and
patent inequity or would be unreasonable or unjust; or 3) that
enforcement of said clause would defeat the State's public policy.

D. The Honorable Court erred when it ruled that the claims under the
Muhammad Ali boxing Reform Act are bound by the purported
arbitration agreement.

VII. CONCLUSION AND PRAYER ...................................................................31

VIII. CERTIFICATE OF COMPLIANCE WITH RULE 32(A)......................34

IX. CERTIFICATE OF SERVICE ......................................................................35


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TABLE OF AUTHORITIES

Statutes

28 U.S.C. § 1331 ........................................................................................................2

28 U.S.C. § 1332(a)(l) ..........................................................................................2, 18

28 U.S.C. § 1367 ........................................................................................................2

28 U.S.C. § 1391 ........................................................................................................2

28 U.S.C. §2071 .........................................................................................................3

28 U.S.C. §2072 .........................................................................................................2

28 U.S.C.A. §1291 and §41 .......................................................................................2

Fed. R. Civ. P. 12(b)(3)..............................................................................................6

FRAP 3 (a) (1) and 4 (a) (1) (A) ................................................................................3

Muhammad Ali Boxing Reform Act,


15 U.S.C. § 6309(d) (hereinafter the “Muhammad Ali Act”) ...................................2

Muhammad Ali Boxing Reform Act, 15 USCS §§ 6301 et seq ................................5

Section 2 of the Muhammad Ali Act .......................................................................29

Section 35(d) of Appellee Organización Mundial


de Boxeo, Inc’s ........................................... 3, 4, 6, 12, 14, 15, 18, 19, 20, 27, 28, 31

Section 6309(d) of the Muhammad Ali Boxing Reform Act,


15 USCS §§ 6301 et seq ..........................................................................................28
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Cases

Britto v. Prospect Chartercare SJHSRI, LLC,


909 F. 3d 506, 511 (1st Cir. 2018) ...........................................................................13

Cabinetree of Wis., Inc. v. Kraftmaid Cabinetry, Inc.,


50 F.3d 388, 390 (7th Cir. 1995). ............................................................................17

Collazo-Rosado v. Univ. of P.R., 765 F.3d 86, 91 (1st Cir. 2014)) ........................13

Cullinane v. Uber Techs., Inc., 893 F.3d 53, 60 (1st Cir. 2018) .............................13

Extradition of Howard, 996 F.2d 1320, 1327 (1st Cir. 1993). ................................13

FPE Found. v. Cohen, 801 F.3d 25 ................................................................... 17, 23

In re Crysen/Montenay Energy Co., 226 F.3d 160, 163 (2d Cir. 2002) ..................17

Joca-Roca Real Estate, LLC v. Brennan, 772 F.3d 945 (1st Cir. 2014) ..................22

Lang v. Wal-Mart Stores E., L.P., 813 F.3d 447, 454 (1st Cir. 2016) ....................13

Marie v. Allied Home Mortgage Corp., 402 F.3d 1, 15(1st Cir. 2005) ...................17

Paine Webber, Inc. v. Elahi, 87 F.3d 589, 593 (1st Cir. 1996) ................................23

Pelletier v. Yellow Transp., Inc., 549 F.3d 578, 580 (1st Cir. 2008) ......................13

Rafael Rodriguez Barril, Inc. v. Conbraco Industries, Inc.,


619 F.3d 90, 93 (1st Cir. 2010). ...............................................................................15

Rankin v. Allstate Ins. Co., 336 F.3d 8, 12 (1st Cir. 2003) .....................................17

Restoration Preservation Masonry v. Grove Eur. Ltd.,


325 F.3d 54, 60-61 (1st Cir. 2003) ................................................................... 17, 23

Rivera Colón v. AT & T Mobility, PR, Inc., 913 f.3d 200 (1st Cir. 2019) ..............13
Case: 19-1068 Document: 00117426823 Page: 6 Date Filed: 04/16/2019 Entry ID: 6246967

Tyco Int'l (U.S.) Ltd. v. Swartz (In re Tyco Int'l Ltd. Sec. Litig.),
422 F.3d 41 (1st Cir. 2005) ............................................................................... 22, 23

Unisys P.R., Inc. v. Ramallo Bros. Printing,


128 P.R. Dec. 842, 1991 Juris P.R. 69 (P.R. 1991) .................................................23
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No. 19-1068

IN THE UNITED STATES COURT OF APPEALS


FOR THE FIRST CIRCUIT

AUSTIN TROUT

PLAINTIFF-APPELLANT

v.

ORGANIZACIÓN MUNDIAL DE BOXEO, INC.

DEFENDANT-APPELLEE

ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE


DISTRICT OF PUERTO RICO

BRIEF OF PLAINTIFF-APPELLANT AUSTIN TROUT

TO THE HONORABLE COURT:

The herein above-named appearing party, Austin Trout (hereinafter referred

to as the “Plaintiff-Appellant” and/or Austin Trout), hereby presents his Appellant’s

Brief pursuant to Rule 28(a) of the Federal Rules of Appellate Procedure

(“Fed.R.App.P.”).
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I. JURISDICTIONAL STATEMENT

(A) The United States District Court for the District of Puerto Rico Court has

federal question subject matter jurisdiction pursuant to 28 U.S.C. § 1331 and the

Muhammad Ali Boxing Reform Act, 15 U.S.C. § 6309(d) (hereinafter the

“Muhammad Ali Act”). This Court has supplemental jurisdiction over the state law

claims pursuant to 28 U.S.C. § 1367. The Court also has diversity jurisdiction

pursuant to 28 U.S.C. § 1332(a)(l) because the matter in controversy exceeds

$75,000, exclusive of interest and costs, and is between citizens of different states.

There is complete diversity of citizenship.

This District Court has personal jurisdiction over the defendant. The contract

at issue in this case provides for disputes to be resolved in the Puerto Rico federal

judicial district. The forum selection clause in the contract demonstrates that Puerto

Rico is a convenient forum for the defendants and that they consent to personal

jurisdiction herein. Also, there is no forum more convenient or more centrally

located for all of the parties than the United States District Court for the District of

Puerto Rico. Accordingly, venue is proper in the District Court pursuant to 28 U.S.C.

§ 1391.

(B) The Honorable Court of Appeals for the First Circuit has jurisdiction over

this appeal under 28 U.S.C.A. §1291 and §41; the Federal Rules of Appellate

Procedure, drawn under the authority of 28 U.S.C. §2072; and the rules promulgated

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by this Honorable Circuit of Appeals for the First Circuit under the authority of 28

U.S.C. §2071.

This is an appeal from a final decision of the District Court for the District of

Puerto Rico, granting Defendant’s Motion to Compel Arbitration and dismissing the

Complaint in its entirety

(C) On September 30, 2019, the Honorable District Court entered and notified

the Parties a Judgment dismissing the Complaint on the basis of the terms and

conditions of an Opinion and Order issued and entered on that same date.

Addendum 1-13. On October 29, 2018, Plaintiff-Appellant filed a motion for

Reconsideration, which was denied on November 26, 2018. On December 19, 2018,

Plaintiff Appellant Notice of Appeal with the district clerk in accordance with FRAP

3 (a) (1) and 4 (a) (1) (A). Addendum 14-15.

(D) This appeal is from a final judgment that disposes of all parties’ claims.

Addendum 13.

II. STATEMENT OF THE ISSUES PRESENTED FOR REVIEW

A. Whether the Honorable Court Erred when it ruled that the


Contract Venue Clause contained in Section 35(d) of the WBO’s
Championship Regulations is not controlling over the instant
controversy.

B. Whether the Honorable District Court erred when it ruled that


Defendant WBO did not waive any and all rights with respect to the
enforcement of an arbitration clause.

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C. Whether the Honorable District Court erred when it did not rule:
1) that the arbitration forum intended by the WBO is unreasonable and
unjust; or 2) that hearing the case in said forum would constitute a
clear and patent inequity or would be unreasonable or unjust; or 3)
that enforcement of said clause would defeat the State's public policy.

D. Whether the Honorable Court erred when it ruled that the claims
under the Muhammad Ali boxing Reform Act are bound by the
purported arbitration agreement.

III. STATEMENT OF THE CASE

The instant appeal is not about the merits of the allegations contained in the

Complaint nor the Amended Complaint. Rather, the appeal requires the revision of

the decision of the District Court to dismiss in its entirety a three year old case and

send it to arbitration. Therefore, the crux of the appeal lies in the procedural track of

the case. A revision of the procedural track of the case reveals several realities that

cannot be overlooked nor taken lightly.

First, the procedural track of the case will establish that Section 35(d) of

Appellee Organización Mundial de Boxeo, Inc’s. (hereinafter the “WBO”) Rules

and Regulations specifically establish that in any case in which the WBO is made a

party, said case can only be litigated in the state or federal courts of the

Commonwealth of Puerto Rico. Furthermore, the procedural track of the case will

establish as well that the WBO spent 21 months arguing in the state and federal

courts of New Mexico that Section 35(d) of the WBO Rules and Regulations

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unequivocally required the parties to litigate the instant claim in the United States

District Court for the District of Puerto Rico.

Said averments, for such an extended period of time, constitute a waiver of

any arbitration rights. Moreover, the WBO further waived any rights to arbitration

when it engaged in actions totally inconsistent with an arbitration demand, such as

actively engaging in discovery, to the point of requesting an extension of the

discovery deadline on two different occasions.

Additionally, the evidence on the record clearly establishes that: 1) the

arbitration forum intended by the WBO is unreasonable and unjust; or 2) that hearing

the case in said forum would constitute a clear and patent inequity or would be

unreasonable or unjust; or 3) that enforcement of said clause would defeat the State's

public policy.

Finally, the appeal deals with the Muhammad Ali Boxing Reform Act, 15

USCS §§ 6301 et seq, and how the claims under this legislation are not subject to

arbitration, as the Act provides jurisdiction to state and federal courts and given the

fact that allowing the claims under this statute to go to arbitration will defeat the

whole purpose of the Act, which is to regulate and penalize wrongful acts by

sanctioning organizations in boxing such a Defendant/Appellee WBO.

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IV. STATEMENT OF FACTS

1. Plaintiff filed the Complaint on November 16, 2015. Plaintiff originally filed

his complaint in the New Mexico State Court. Appendix 5-88.

2. On February, 9, 2016, Defendant WBO filed a Notice of Removal in the

United States District Court for the District of New Mexico. See, Docket No.

1.

3. Once the instant case was removed to federal court, as per Defendant WBO’s

express request, the WBO then moved the Court to dismiss the case for

improper venue under Fed. R. Civ. P. 12(b)(3). The WBO filed its motion to

dismiss on February 12, 2016, this is, three (3) days after filing its notice of

removal. Appendix 89-96.

4. In said request for dismissal for improper venue, Defendant WBO

unambiguously averred that “The WBO Regulations of World Championship

Contests governing the parties contain a valid, unambiguous venue selection

clause that requires the parties to litigate this action in the

Commonwealth of Puerto Rico”. Appendix 89.

5. Furthermore, in its request for dismissal, Defendant WBO specifically cites

Section 35(d) in support of its request for dismissal for improper venue.

Appendix 90.

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6. On February 29, 2016, Plaintiff filed its opposition to the WBO’s request for

dismissal. Appendix 120-127.

7. On March 11, 2016, Defendant WBO filed a reply to Plaintiff’s opposition

contained in Docket No.6. Appendix 128-136.

8. On August 3, 2016, the Honorable Court denied Defendant WBO’s motion to

dismiss. Appendix 137-148.

9. On August 23, 2016, Defendant WBO filed a Motion for Transfer of Venue to

the District of Puerto Rico. Appendix 149-163.

10.On August 23, 2016, Defendant WBO filed Defendant Organización Mundial

de Boxeo, Inc.’s Amended Motion for Transfer of Venue to the District of

Puerto Rico. Appendix 193-207.

11.In the very first paragraph of the referenced motion, Defendant WBO

unambiguously establishes its request for this claim to be litigated in the

United States District Court for the District of Puerto Rico:

Defendant Organización Mundial de Boxeo, Inc. (“WBO”) moves


the Court pursuant to 28 U.S.C. § 1404(a) for an order transferring
this action to the United States District Court for the District of
Puerto Rico. The Court should transfer this action to the District
of Puerto Rico because the WBO Regulations of World
Championship Contests that govern this dispute contain a valid
and mandatory forum-selection provision that requires Plaintiff to
litigate his claims in the state or federal courts of the
Commonwealth of Puerto Rico…Accordingly, WBO requests that
the Court enforce the forum-selection clause and transfer this
action to the District of Puerto Rico.

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Appendix 193.

12.On July 5, 2017, the Honorable Court rendered an Opinion and Order,

transferring the instant case to the United States District Court for the District

of Puerto Rico. Appendix 244-261.

13.On August 28, 2017, Defendant WBO answered the original Complaint. Said

answer to the Complaint also contained a request for the instant case to be sent

to arbitration. Appendix 265-279.

14.The request for arbitration contained in Docket No. 27 constitutes the first

request for arbitration in the instant case.

15.On September 15, 2017 Plaintiff Austin Trout filed an Amended Complaint.

Appendix 280-305.

16.On October 31, 2017, Defendant WBO filed its answer to the Amended

Complaint. Said answer to the Complaint also contained a request for the

instant case to be sent to arbitration. Appendix 336-361.

17. On November 13, 2017, Appellant Trout filed a Response in Opposition to

Motion to Compel arbitration. Appendix 362-392.

18. On November 24, 2018, the WBO filed its reply to the opposition to the

motion to compel arbitration. Appendix 393-401.

19.On November 30, 2017, Appellant Trout filed his sur-reply to the motion to

compel arbitration. Appendix 404-418.

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20.On February 19, 2018, the appearing party served Defendant WBO with its

Second Set of Interrogatories and Request for Production of Documents1.

Appendix 505.

21.On February 20, 2019, plaintiff served three notices of deposition to

individual executives of the WBO. Appendix 506.

22.On March 7, 2018, the parties jointly requested an extension of the discovery

deadline until July 16, 2018. Appendix 419-424.

23.On April 3, 2018, counsel for the WBO sent a letter to the undersigned in

which it requested an extension of the agreed upon term for the production of

the outstanding discovery. Appendix 507-508.

24.On April 11, 2018, Defendant WBO produced its answers to the outstanding

discovery. Appendix 509.

25.On May 1, 2018, the appearing party served Defendant WBO with his

objections to Defendant WBO’s answers to the outstanding discovery.

Appendix 510.

26.Also on May 1, 2018, Defendant WBO served Plaintiff with its First Request

for Production of Documents. Appendix 511.

1Appellant Trout served his Frist Set of Interrogatories and Request for Production of Documents on
February, 2016, while the case was still at the United States District Court for the District of New Mexico.

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27.On June 1, 2018, Plaintiff produced to Defendant WBO its initial expert

witness disclosures, consisting of the retained expert’s curriculum vitae, the

engagement letter, and the expert’s case list. Appendix 430.

28.On June 8, 2018, Defendant WBO served Plaintiff with its First Request for

Admissions and its First Set of Interrogatories. Appendix 467.

29.On June 13, 2018, Defendant WBO filed its Motion to Strike Plaintiff’s Expert

Witness. Appendix 425-429.

30.On June 13, 2018, the 30(b)(6) deposition of the WBO was taken. Appendix

1.

31.On June 14, 2018, the deposition of Diana Meléndez was taken. Appendix 2.

32.On June 27, 2018, the Parties, jointly, requested a second extension of the

discovery deadline. In it, the parties submitted a proposed discovery schedule

with a discovery deadline of October 16 2018, including expert discovery.

Appendix 439-447.

33.On June 29, 2018, the Honorable Court partially granted the joint motion for

extension of time. The Honorable Court extended the discovery deadline for

September 30, 2018. Such extension included expert discovery. See, Docket

No. 68.

34.On July 31, 2018, Plaintiff’s expert produced his report. Appendix 513.

35.On August 15, 2018, Plaintiff’s deposition was taken. Appendix 3.

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36.On August 16, 2018, the deposition of Mr. Bob Spagnola was taken.

37.On August 17, 2018, the deposition of Mr. Luis Batista Salas was taken.

38.On August 30, 2018, the WBO produced its expert witness report, which

consisted of 70 pages, excluding exhibits. Appendix 514.

39.On September 18, 2018, the WBO’s expert witness deposition was taken in

Chicago, Illinois. Appendix 4.

40.On September 21, 2018, the deposition of Mr. Louis Bourke was taken in Las

Cruces, New Mexico.

41.On September 24, 2018, the deposition of Plaintiff’s expert witness, Alberto

Fernandez Pelegrina was taken.

42.On September 30, 2019, the Honorable District Court granted the WBO’s

request for arbitration and dismissed the case in its entirety. Appendix 468-

480.

43.On October 29, 2018, Appellant Trout filed a Motion for Reconsideration.

Appendix 481-502.

44.On November 6, 2018, the WBO filed its opposition to Appellant Trout’s

motion for reconsideration. Appendix 515-523.

45.On November 20, 2018, Appellant Trout filed a reply to Appellee’s opposition

to the motion for reconsideration. Appendix 524-532.

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46.On November 26, 2018 the Honorable District Court denied Appellant’s

motion for reconsideration. See, Docket No. 81.

47.On December 19, 2018, Appellant Trout filed his Notice of Appeal.

Appendix 533-534.

V. SUMMARY OF ARGUMENT

The appearing party, Plaintiff/Appellant Austin Trout respectfully

requests from the Honorable Court to reverse the judgment entered by the

Honorable District Court on September 30, 2018 and November 26, 2018 and

to remand the case to the District Court for the continuance of the Proceedings.

The referenced motion should be denied because: 1) Section 35(d) of

the WBO’s Championship Regulations govern the forum selection for and

dispute between Plaintiff and the WBO; 2) the WBO waived any and all rights

to invoke an arbitration clause; 3) the arbitration clause is unreasonable and

unjust and/or because hearing the case in said forum would constitute a clear

and patent inequity or would be unreasonable or unjust and; 4) Plaintiff’s

claims are derived from federal legislation rather than from the WBO Rules

and Regulations.

VI. ARGUMENT

STANDARD OF REVIEW

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Generally, the Court of Appeals will review an order compelling arbitration

on a spectrum of interwoven standards. At one end, when the appeal raises "solely

legal issues as to the enforceability of an arbitration clause," the appeal court will

look at it with a clean slate, or de novo. Rivera Colón v. AT & T Mobility, PR, Inc.,

913 f.3d 200 (1st Cir. 2019); Pelletier v. Yellow Transp., Inc., 549 F.3d 578, 580

(1st Cir. 2008); see also Britto v. Prospect Chartercare SJHSRI, LLC, 909 F. 3d 506,

511 (1st Cir. 2018) (explaining de novo review in this context). The same de novo

review applies when the facts surrounding the agreement are undisputed and the only

question is whether they contractually bound themselves to arbitration on those

undisputed facts. See Cullinane v. Uber Techs., Inc., 893 F.3d 53, 60 (1st Cir. 2018).

Therefore, the Court should review the determination of the district court in the

instant appeal de novo. See Cullinane, 893 F.3d at 60. That means that the appeals

court will not provide any deference to the district court's conclusion and look at the

legal issues with clear eyes. See In re Extradition of Howard, 996 F.2d 1320, 1327

(1st Cir. 1993). And it also means that the Honorable Court "can affirm on any

ground appearing in the record--including one that the [district] judge did not rely

on." See Lang v. Wal-Mart Stores E., L.P., 813 F.3d 447, 454 (1st Cir. 2016) (citing

Collazo-Rosado v. Univ. of P.R., 765 F.3d 86, 91 (1st Cir. 2014)).

Under the referenced scope of review, let us discuss the previously identified

errors from the Honorable District Court.

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A. The Honorable District Court Erred when it ruled that the


Contract Venue Clause contained in Section 35(d) of the WBO’s
Championship Regulations is not controlling over the instant
controversy.

Section 35(d) of the WBO Championship Regulations states:

These Regulations are to be interpreted in conformity with the Laws of


the Commonwealth of Puerto Rico. All WBO Participants agree and
consent that the exclusive venue for any or all action in which the
WBO is made a party, whether it is to enforce, interpret or declare
the application of these Regulations or to appeal from any
determination of the WBO, including, but not limited to a
determination of the Complaints and Grievance Committee, may
be maintained only in the Superior Court of the Commonwealth of
Puerto Rico, or, if applicable, in the U.S. District Court for the
Commonwealth of Puerto Rico.

Appendix 117.

Several matters established in the above referenced section are of particular

importance to the controversy at hand. First, the referenced section establishes that

the WBO’s Regulations are to be interpreted in conformity with the Laws of the

Commonwealth of Puerto Rico. Second, any and all action in which the WBO is

made a party (as in the present case) may be brought only in the state or federal

courts of the Commonwealth of Puerto Rico.

Since the courts of the Commonwealth of Puerto Rico are the only forum

where a claim against the WBO can be filed, and since some of the claims in the

instant case arise from the WBO’s transgression of its very own championship

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regulations, the only forum in which this case can be litigated is in the courts of the

Commonwealth of Puerto Rico, and not in an arbitration forum.

Defendant WBO cannot establish that Section 35(d), contained in its own,

self-drafted Regulations: (1) was the product of fraud or overreaching; (2) its

enforcement would be unreasonable and unjust;(3) the proceedings in the United

States District Court for the District of Puerto Rico will be so gravely difficult and

inconvenient that the WBO will for all practical purposes be deprived of his day in

court; or(4) enforcement would contravene a strong public policy of the forum in

which suit is brought, whether declared by statute or by judicial decision. Rafael

Rodriguez Barril, Inc. v. Conbraco Industries, Inc., 619 F.3d 90, 93 (1st Cir. 2010).

To the very contrary, Defendant WBO has unambiguously moved the

Honorable Court, all through the docket, to litigate this case in the federal forum,

specifically the United States District Court for the District of Puerto Rico. Not only

did it moved the court to litigate this case in this District, but it prevailed in its intent.

Appendix 244-261. Defendant WBO’s request for removal to this District was

granted, on the unequivocal grounds that Section 35(d) was controlling, and no party

requested a reconsideration of said order. Appendix 251.

Section 35(d) of the WBO Championship Regulations is clear in its terms: the

only venue in which a claim against the WBO can be brought is the Commonwealth

of Puerto Rico. The WBO is the only defendant in this case. The WBO has

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consistently request from the Honorable Court to litigate this case in the District

Court of Puerto Rico. Defendant WBO prevailed in its request to litigate this case in

the District of Puerto Rico. There is simply no legal reason, or procedural window,

to try the present case elsewhere. Defendant WBO’s request for this case to be sent

to arbitration must be denied.

B. The Honorable District Court erred when it ruled that Defendant WBO
did not waive any and all rights with respect to the enforcement of an
arbitration clause.

In order to determine whether the WBO waived any right to arbitration the

Honorable Court must evaluate: [1] whether the party has actually participated in the

lawsuit or has taken other action inconsistent with his right, . . . [2] whether the

litigation machinery has been substantially invoked and the parties were well into

preparation of a lawsuit by the time an intention to arbitrate was communicated by

the defendant to the plaintiff, . . . [3] whether there has been a long delay in

seeking the stay or whether enforcement of arbitration was brought up when

trial was near at hand. . . . Other relevant factors are [4] whether the defendants

have invoked the jurisdiction of the court by filing a counterclaim without

asking for a stay of the proceedings,. . . [5] whether important intervening steps

(e.g. taking advantage of judicial discovery procedures not available in

arbitration . . .) had taken place, . . . and [6] whether the other party was

affected, misled, or prejudiced by the delay. Tyco Int'l (U.S.) Ltd. v. Swartz (In

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re Tyco Int'l Ltd. Sec. Litig.), 422 F.3d 41 (1st Cir. 2005); FPE Found. v. Cohen,

801 F.3d 25; Restoration Preservation Masonry v. Grove Eur. Ltd., 325 F.3d 54, 60-

61 (1st Cir. 2003) (our emphasis).

As federal policy strongly favors arbitration of disputes, a "waiver is not to be

lightly inferred," thus reasonable doubts as to whether a party has waived the right

to arbitrate should be resolved in favor of arbitration. Restoration Pres. Masonry,

Inc. v. Grove Eur. Ltd., 325 F.3d 54, 61 (1st Cir. 2003). However, "an arbitration

provision has to be invoked in a timely manner or the option is lost." Rankin v.

Allstate Ins. Co., 336 F.3d 8, 12 (1st Cir. 2003); see Marie v. Allied Home Mortgage

Corp., 402 F.3d 1, 15(1st Cir. 2005) ("Undue delay in bringing arbitration . . . is

inconsistent with the desire to arbitrate.") (emphasis added).

Waivers of arbitral rights need not be express, but may be implied from the

particular circumstances. See, Restoration Pres., 325 F.3d at 61 (noting that "there

are no per se rules," and that belated assertions of a right to arbitrate must be assessed

in "context"); In re Crysen/Montenay Energy Co., 226 F.3d 160, 163 (2d Cir. 2002)

(noting that there is no "bright line" rule as to waiver); Cabinetree of Wis., Inc. v.

Kraftmaid Cabinetry, Inc., 50 F.3d 388, 390 (7th Cir. 1995).

1. Defendant WBO waived any and all rights to invoke an arbitration


clause.

The one and only reason the Honorable Court has Case Civil No. 17-1953 was

filed in the District of Puerto Rico is because the WBO invoked the District of Puerto
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Rico’s jurisdiction. The WBO did not invoke the Honorable Court’s jurisdiction in

implicit terms. Rather, the WBO did so explicitly:

This action is a civil action in which this court has original jurisdiction
under 28 U.S.C. §1332, and is one which may be removed to this Court
by WBO pursuant to the provisions of 28 U.S.C. §1332(a)(1), in that
the matter in controversy exceeds the sum of $75,000.00, exclusive of
interests and costs, and is between citizens of different states. Thus, this
action may properly be removed to this Court under 28 U.S.C.
§§1441(b) and 1446.

See, Docket 1, page 2.

Not only did the WBO invoke the Honorable Court’s jurisdiction, it did so by

arguing that the article within the WBO Regulations that governed the jurisdictional

controversy was, precisely, Section 35(d) of said regulations.

“The WBO Regulations of World Championship Contests governing


the parties contain a valid, unambiguous venue selection clause that
requires the parties to litigate this action in the Commonwealth of
Puerto Rico”.

Appendix 89.

The Contract Venue Provision here is mandatory. In clear language,


it provides that “exclusive venue… may be maintained only in” the
Commonwealth of Puerto Rico for actions concerning enforcement
or interpretation of the WBO Regulations. See WBO’s Exhibit A,
Section 35(d)(emphasis added). This provision does not merely
permits the parties to litigate in the Commonwealth of Puerto Rico,
it requires it. K & V Scientific, 314 F.3d at 500 (explaining that the
use of the term ‘only’ is evidence that the parties intended to limit
jurisdiction to a particular forum.) This lawsuit clearly arises out of the
Regulations because Plaintiff contends that the WBO violated certain
provisions of the Regulations. See Compl. ¶¶ 33, 36, 37, 41, 42.

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Therefore the Contract Venue Provision governs this dispute, and it


must be enforced.
Appendix 146-197.

The Contract Venue Provision unequivocally mandates that the


parties litigate this matter in the state or federal courts of the
Commonwealth of Puerto Rico for any actions that arise under the
WBO Regulations (“…exclusive venue for any or all action in
which the WBO is made a party, whether it is to enforce, interpret
or declare the application of these Regulations…”).Plaintiff attached
the Regulations to his Complaint and relies upon them as the
substantive base for every single one of his claims. Compl., at Exhibit
B. Plaintiff must not be permitted to defy the Contract Venue
Provision by seeking to litigate his claims elsewhere.

Appendix 200.

The previous docket references were all drafted and submitted by the

WBO. In the previously referenced paragraphs, the WBO unequivocally: 1. invokes

the jurisdiction of the Honorable Court; 2. represents that the parties are required to

litigate this matter in the state or federal courts of the Commonwealth of Puerto Rico

and; 3. states that Section 35(d)is controlling.

Again, these are all WBO representations and averments, which are

subject to the precepts of FRCP 11(b). All of these averments and requests were

filed within the Honorable Federal District Court of New Mexico before any

request for arbitration was sought.

Ever since the instant claim was filed in the New Mexico state court in

November, 2015, the WBO could have requested the arbitration. It did not. Instead,

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the WBO requested the case to be removed to federal court, expressly invoking the

federal jurisdiction of the court. When the case was at the federal district court in

New Mexico, the WBO could have requested the case to be sent to arbitration. It did

not. To the contrary, the WBO invoked the jurisdiction of the Puerto Rico District

Court, arguing that Section 35(d) is controlling and that the parties have a legal

requirement to litigate the case in Puerto Rico’s state or federal courts.

There is no bright-line rule for a waiver of arbitral rights, and each case is to

be judged on its particular facts. Tyco Int'l (U.S.) Ltd. v. Swartz (In re Tyco Int'l Ltd.

Sec. Litig.), 422 F.3d 41 (1st Cir. 2005); Rankin,336 F.3d at 12.

In the instant case, the complaint was originally filed on November 16, 2015.

See, Docket No. 1. Defendants request for arbitration was filed on August 28, 2017.

See, Docket No. 27. As stated, the WBO could have requested arbitration since

November 2015. Instead, the WBO spent 21 months invoking the jurisdiction of the

federal court, and wholly and specifically arguing said petition under Section 35(d)of

the WBO World Championship Regulations.

By the explicitly invoking the Honorable Court’s jurisdiction, by

unequivocally invoking the controlling nature of Section 35(d), and by requesting

the case to be litigated in this district, the WBO effectively waived any right to

arbitration.

2. The WBO has taken action inconsistent with arbitration.

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This controversy (whether the instant claim should be sent to arbitration) was

fully briefed for the Honorable District Court’s ruling by November 30, 2017.

Appendix 404-418. Since then, both parties actively engaged in discovery,

including factual and expert discovery in Puerto Rico and the mainland, and have

jointly requested the Honorable Court for an extension of the discovery deadline on

two different occasions. Item 20 through 41 of the Statement of Facts summarizes

the discovery activity between the parties in the instant claim.

In all, the parties have exchanged written discovery in excess of 800 pages,

have taken 8 depositions and have exchanged expert reports. Discovery was all but

finished. As a matter of fact, the Honorable Court’s opinion and order sending the

case for arbitration was issued on the very last day of discovery, to which a 10 day

period for the filing of dispositive motions was to follow, as per the latest extension

of the discovery deadline. See, Docket No. 68.

Therefore, after the controversy was fully briefed, the parties engaged in

discovery at a rather fast pace. Not only that, when faced with an expiring discovery

deadline, the WBO requested the Honorable Court for an extension of time, twice.

Written discovery, depositions, expert discovery were performed, at a cost of tens of

thousands of dollars to the Plaintiff who, after been taken by the WBO to federal

court almost 3 years ago, now sees his case going back again to square one.

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The WBO has taken other action inconsistent with any arbitration right, and

important intervening steps (e.g. taking advantage of judicial discovery procedures

not available in arbitration . . .) have taken place. Tyco Int'l (U.S.) Ltd. v. Swartz (In

re Tyco Int'l Ltd. Sec. Litig.). Therefore, the WBO has waived any right to

arbitration.

3. Plaintiff will suffer prejudice from the stay.

To be sure, prejudice is essential for a waiver, but the required showing is

"tame at best." Joca-Roca Real Estate, LLC v. Brennan, 772 F.3d 945 (1st Cir. 2014).

In the controversy at hand, Plaintiff is required to demonstrate a "modicum of

prejudice". Tyco Int'l (U.S.) Ltd. v. Swartz (In re Tyco Int'l Ltd. Sec. Litig.).

The WBO took Appellant Trout on a 21 month ride on federal court, just to

ask for arbitration once the case was brought to the District of Puerto Rico. The 21

month ride turned into little less than 36 months. This was, clearly, a dilatory practice

on part of the WBO. We must not forget that arbitration is "not meant to be another

weapon in the arsenal for imposing delay and costs in the dispute resolution

process”. Tyco Int'l (U.S.) Ltd. v. Swartz (In re Tyco Int'l Ltd. Sec. Litig.).

Plaintiff performed the intended discovery, at extraordinary costs, which

included 8 depositions, written discovery and expert reports. As per the order

contained in Docket No. 68, discovery was to end on September 30, 2018 and

dispositive motions were to be filed on or before October 10, 2018.

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This delay of 3 years has been extremely prejudicial to Plaintiff, and it is not

attributable to him. Therefore, Plaintiff was affected, misled, or prejudiced by the

delay. Tyco Int'l (U.S.) Ltd. v. Swartz (In re Tyco Int'l Ltd. Sec. Litig.), 422 F.3d 41

(1st Cir. 2005); FPE Found. v. Cohen, 801 F.3d 25; Restoration Preservation

Masonry v. Grove Eur. Ltd., 325 F.3d 54, 60-61 (1st Cir. 2003).

C. The arbitration clause cannot be applied in the instant claim because the
forum chosen is unreasonable and unjust and/or because hearing the case in
said forum would constitute a clear and patent inequity or would be
unreasonable or unjust.

Given that the parties have selected Puerto Rico law in the agreement at issue

(Appendix 45), and the fact that there is a cause of action under Article 1802 of the

Puerto Rico Civil Code, the Court must rely on Puerto Rico contract law to interpret

the agreement. See, Paine Webber, Inc. v. Elahi, 87 F.3d 589, 593 (1st Cir. 1996).

In Unisys P.R., Inc. v. Ramallo Bros. Printing, 128 P.R. Dec. 842, 1991 Juris

P.R. 69 (P.R. 1991) the Puerto Rico Supreme Court found a solution to the issues

that previous case law left unsolved, guiding its analysis to United States precedent.

[T]he current federal doctrine favors [choice-of-law] clauses. The opposing party

has the burden of proving the clause's inapplicability.

A series of guidelines have been established through case law for determining

non-applicability of the forum selection clause. Among them, we find: 1) that the

forum chosen is unreasonable and unjust; or 2) that hearing the case in said

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forum would constitute a clear and patent inequity or would be unreasonable

or unjust; or 3) that the clause is invalid because it was negotiated under fraud

or deceit; or 4) that enforcement of said clause would defeat the State's public

policy. Id.

1. The arbitration clause cannot be applied in the instant claim


because the forum chosen is unreasonable and unjust and/or because
hearing the case in said forum would constitute a clear and patent
inequity or would be unreasonable or unjust.

In essence, what Defendant WBO intends is to send the present case to an

arbitration proceeding in which the WBO would be both a party and a judge.

Section 34 of the WBO Championship Regulations states:

SECTION 34. COMPLAINTS AND GRIEVANCES

Any WBO Participant, including, but not limited to a Boxer, Manager,


or Promoter who is or could be affected by a determination of the World
Championship Committee who wishes to contest such a determination
must, as his or her sole and exclusive remedy, file a Complaint pursuant
to the WBO Appeal Regulations. In all cases the complaint shall be
referred to the WBO President, who may attempt for a reasonable
period to resolve the complaint amicably. The WBO President may
reject a complaint or he may refer it to the Complaints and Grievance
Committee which shall determine the complaint or grievance in
accordance with the WBO Appeals Regulations.

Appendix 44.

Therefore, as per the WBO’s regulation, this claim will be referred by the

President of the WBO (against whom very serious allegations are averred in the

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Amended Complaint, See, Appendix 295, 297, 301, 302) will originally receive the

complaint and later submit it to the Grievance Committee within the WBO.

Article 1 of the Appeals Regulations of the WBO states as follows:

ARTICLE: 1
Three persons designated by the President will
constitute the WBO Grievance Committee. They
shall not be members of the Executive Committee.
The Members of the Grievance Committee shall be
nominated by the President and confirmed by the
Executive Committee.

See, Docket No 34-3.

Once again, the members of the Grievance Committee are designated by

Defendant WBO’s President. Not only that, but the members of the Grievance

Committee can be replaced by the WBO’s President and Executive Committee at

will:

ARTICLE: 2
Of the three members of the Committee, one
designated by the President will exercise the function
of Chairman. The Chairman and all other members of
the Committee have indeterminate terms and, and are
subject to replacement by the nomination of the
President of the WBO and confirmation of their
replacement by the Executive Committee.

See, Docket No 34-3.

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Therefore, pursuant to the process by which Defendant WBO wishes the

present case to be tried, the entity presiding over Plaintiff’s claim are subject to

removal by the Defendant in the instant case.

Finally, pursuant to the WBO’s purported arbitration agreement, whatever this

WBO controlled entity decides would constitute a binding arbitration:

ARTICLE: 7
The decision of the Grievance Committee is a final
Arbitrations within the contemplation of 32 LPRA
Section 3201 et. seq. and the US Arbitration Act, Title
9 of the United States Code, and the Inter-American
Convention on International Commercial Arbitration
of July 30, 1975 and the Convention on the
Recognition and Enforcement of Foreign Arbitration
Awards of June 10, 1958. All WBO participants
stipulate and agree that the nature of the sport requires
a prompt, final and uniform resolution of all disputes
concerning application of these Regulations by a
tribunal experienced with the application of these
Regulations and with special knowledge and
experience in world championship professional
boxing.

See, Docket No 34-3.

SECTION 35. MISCELLANEOUS

(e) All WBO participants acknowledge and agree that the mandatory
resort to the WBO Appeals Regulation is the sole and exclusive remedy
for any claim, appeal
or contest that arises from any right or status that is or could be subject
to these Regulations or which results or could result from or relate to
the interpretation or

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application of these Regulations. These WBO Appeals and Grievance


Committee determinations are Arbitrations within the contemplation of
the Arbitration Law of
Puerto Rico, 32 LPRA Section 3201 et. seq. and the US Arbitration Act,
Title 9 of the United States Code and the Inter-American Convention
on International
Commercial Arbitration of July 30, 1975 and the Convention on the
Recognition and Enforcement of Foreign Arbitration Awards of June
10, 1958. All WBO participants stipulate and agree that the nature of
the sport requires a prompt, final and uniform resolution of all disputes
concerning application of these
Regulations by a tribunal experienced with the application of these
Regulations and with special knowledge and experience in world
championship professional boxing.

Appendix 117.

In a claim in which, apart from the obvious fact that it is a defendant, it is

alleged that Defendant WBO engaged in a pattern of corruption by illegally

manipulating its ranking system, allegations that could carry criminal charges under

the Muhammad Ali Act to the WBO and its President personally, defendant WBO

pretends to be party and judge.

There is simply no way the arbitration forum would provide a fair opportunity

to plaintiff to pursue his claim. There can be no presumption of fairness, to the

contrary. This is not a claim between to boxers or between a boxer and a manager.

This is a claim between a boxer and the WBO.

This is precisely why Section 35(d) of the WBO Championship Regulations,

and not Section 35(e), governs. Section 35(d) provides the precise forum for claims

in which the WBO is a party.


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The existence of the referenced clause makes perfect sense. Cases in which

the WBO is a party cannot undergo an arbitration process in which the WBO is the

presiding judge. Section 35(d) is the only section within the WBO championship

Regulations that governs the present claim in terms of forum selection.

The arbitration clause Defendant WBO intends to compel constitutes an

unreasonable forum and trying the case in said forum would constitute a clear and

patent inequity or would be unreasonable or unjust.

D. The claims under the Muhammad Ali boxing Reform Act cannot be
bound by the purported arbitration agreement.

Plaintiff’s causes of action do not derive solely from the WBO’s rules and

regulations. Plaintiff’s Amended Complaint (Appendix 280-305) contains causes of

action that emanate from federal legislation. Such is the case of the claims brought

under the Muhammad Ali Act. Appendix 295-298.

Jurisdiction for private claims under the Muhammad Ali Act is clearly vested

upon the courts of law, be it state court or federal court. Therefore, at a minimum,

the claims under the Muhammad Ali Act cannot be subject of an arbitration

proceeding, much less when the Defendant party would preside over it:

In its pertinent part, Section 6309(d) of the Muhammad Ali Boxing Reform

Act, 15 USCS §§ 6301 et seq., states:

(d) Private right of action. Any boxer who suffers economic injury as a
result of a violation of any provision of this Act [15 USCS §§ 6301 et
seq.] may bring an action in the appropriate Federal or State court and
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recover the damages suffered, court costs, and reasonable attorney’s


fees and expenses.

If allowed, compelling the arbitration of the claims under the Muhammad Ali

Act will defeat the purpose of the Act. Leaving Sanctioning Bodies, as the term is

defined in the statue which includes the WBO, free to circumvent the muster of

courts of law over claims alleging the WBO is violating the Muhammad Ali Act,

and will be able to ventilate such claims in arbitration before a panel designated by

the President of the WBO, who can dismiss any member of said panel at will. The

findings of Congress in Section 2 of the Muhammad Ali Act clearly show an intent

of Congress to regulate the actions of Sanctioning Bodies (such as the WBO) by way

of establishing uniform national procedures:

SEC. 2. FINDINGS.
The Congress makes the following findings:

(1) Professional boxing differs from other major, interstate


professional sports industries in the United States in that it operates
without any private sector association, league, or centralized industry
organization to establish uniform and appropriate business practices
and ethical standards. This has led to repeated occurrences of
disreputable and coercive business practices in the boxing industry, to
the detriment of professional boxers nationwide.

(2) State officials are the proper regulators of professional boxing


events, and must protect the welfare of professional boxers and serve
the public interest by closely supervising boxing activity in their
jurisdiction. State boxing commissions do not currently receive
adequate information to determine whether boxers competing in their
jurisdiction are being subjected to contract terms and business practices
which may violate State regulations, or are onerous and confiscatory.
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(3) Promoters who engage in illegal, coercive, or unethical


business practices can take advantage of the lack of equitable business
standards in the sport by holding boxing events in States with weaker
regulatory oversight.

(4) The sanctioning organizations which have proliferated in


the boxing industry have not established credible and objective
criteria to rate professional boxers, and operate with virtually no
industry or public oversight. Their ratings are susceptible to
manipulation, have deprived boxers of fair opportunities for
advancement, and have undermined public confidence in the
integrity of the sport.

(5) Open competition in the professional boxing industry has


been significantly interfered with by restrictive and anticompetitive
business practices of certain promoters and sanctioning bodies, to the
detriment of the athletes and the ticket-buying public. Common
practices of promoters and sanctioning organizations represent
restraints of interstate trade in the United States.

(6) It is necessary and appropriate to establish national


contracting reforms to protect professional boxers and prevent
exploitive business practices, and to require enhanced financial
disclosures to State athletic commissions to improve the public
oversight of the sport.

Allowing the WBO to have original and exclusive jurisdiction over the

Muhammad Ali Claims through arbitration will be contrary to the spirit of the Act

and will severely dilute a boxer’s ability to claim relief under the Act, as well as it

will deprive courts of the ability to enforce compliance with the Act. The claims

under the Muhammad Ali Act cannot be sent to an arbitration proceeding.

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VII. CONCLUSION AND PRAYER

The instant case should not have been dismissed by the Honorable District

Court, for various reasons.

First, the clear and unambiguous language of Section 35(d) demands that, in

any case in which the WBO is made a party, the only venue in which said case can

be filed is the state or federal courts of the Commonwealth of Puerto Rico:

These Regulations are to be interpreted in conformity with the Laws of


the Commonwealth of Puerto Rico. All WBO Participants agree and
consent that the exclusive venue for any or all action in which the
WBO is made a party, whether it is to enforce, interpret or declare
the application of these Regulations or to appeal from any
determination of the WBO, including, but not limited to a
determination of the Complaints and Grievance Committee, may
be maintained only in the Superior Court of the Commonwealth of
Puerto Rico, or, if applicable, in the U.S. District Court for the
Commonwealth of Puerto Rico.

Appendix 117.

In addition, the WBO waived any and all rights to invoke a arbitration clause.

This waiver is two-folded. First, for 21 months the WBO requested the case to be

transferred from the courts of New Mexico to the Federal District Court for the

District of Puerto Rico. The WBO request was exclusively made under Section 35(d)

of the WBO Rules and Regulations. The WBO’s request for transfer of venue under

Section 35(d) was granted and was not appealed. Furthermore, the WBO engaged in

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a rather extensive and costly discovery for the Plaintiff, which also amounts to a

waiver of any arbitration claim.

The WBO would be party and judge in a case in which serious allegations,

that could carry criminal consequences to the WBO and its officials, are being

averred against it. This makes the WBO arbitration forum unreasonable and unjust

because hearing the case in said forum would constitute a clear and patent inequity

or would be unreasonable or unjust.

Finally, any and all claims under the Muhammad Ali Act cannot be sent to

arbitration, since the Act allocates jurisdiction in the state and federal courts of law

for private actions of boxers. Simply put, to allow the WBO to ventilate claims

against it under the Muhammad Ali Act under its purported arbitration forum will

effectively allow the WBO to never face a court of law for claims against it under

the Muhammad Ali Act, defeating the purpose and spirit of such a novel, and noble,

Act.

Mr. Austin Trout has spent the last 41 months trying to pursue his claims in a

court of law. Through all these years, Mr. Trout has employed an enormous amount

of time and hundreds of thousands of dollars in defending his case. To send this case

to arbitration would amount to a failure of justice. Mr. Trout came forward 41

months ago. It is time for him to be heard. The judgment of the Honorable District

Court should be reversed.

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The appearing party, Plaintiff/Appellant Austin Trout respectfully requests

from the Honorable Court to reverse the judgment entered by the Honorable District

Court on September 30, 2018 and November 26, 2018 and to remand the case to the

District Court for the continuance of any and all further proceedings.

RESPECTFULLY SUBMITTED.

In San Juan, Puerto Rico, this 16th day of April of the year 2019.

CANCIO, NADAL, RIVERA & DIAZ, P.S.C.


PO BOX 364966
San Juan, Puerto Rico 00936-4966
403 Ave. Muñoz Rivera
Hato Rey, P.R. 00918-3345
Tel: (787) 767-9625
Fax: (787) 622-2238
s/ MIGUEL J. ORTEGA NUÑEZ
USCA No. 94262
mortega@cnrd.com

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VIII CERTIFICATE OF COMPLIANCE WITH RULE 32(A)


Certificate of Compliance with Type-Volume Limitation,
Typeface Requirements and Type Style Requirements.

1. This brief complies with the type-volume limitation of Fed. R. App. P.

32(a)(7)(B) because this brief contains 7,413 words excluding the parts of the brief

exempted by Fed. R. App. P. 32(a)(7)(B)(iii).

2. This brief complies with the typeface requirements of Fed. R. App. P.

32(a)(5) and the type style requirements of Fed. R. App. P. 32(a)(6) because this

brief has been prepared in a proportionally spaced typeface using Word, in “Times

New Roman” 14 point font.

CANCIO, NADAL, RIVERA & DIAZ, P.S.C.


PO BOX 364966
San Juan, Puerto Rico 00936-4966
403 Ave. Muñoz Rivera
Hato Rey, P.R. 00918-3345
Tel: (787) 767-9625
Fax: (787) 622-2238
s/ MIGUEL J. ORTEGA NUÑEZ
USCA No. 94262
mortega@cnrd.com

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IX CERTIFICATE OF SERVICE

I HEREBY CERTIFY that on this same date I electronically filed the

foregoing with the Clerk of the Court using the CM/ECF system which will send

notification of such filing to the attorneys of record: David P. Lutz, Esq.,

dplutz@qwestoffice.net; David W. Bunting, Esq., dbunting@rodey.com; Andrew

W. Horn, Esq., lawofficehorn@msn.com; Joseph C. Laws, Esq.,

lawofficesofjosephlaws@gmail.com; Edward Ricco, Esq., ericco@rodey.com.

In San Juan, Puerto Rico, this 16th day of April, 2019.

CANCIO, NADAL, RIVERA & DÍAZ, PSC


PO Box 364966
San Juan, PR 00936-4966
403 Ave. Muñoz Rivera
Hato Rey, PR 00918-3345
Tel. (787) 767-9625
Fax (787) 622-3461
S/ MIGUEL J. ORTEGA NÚNEZ
Miguel J. Ortega Núñez
USDC 220609
Court of Appeals Bar No. 94262
mortega@cnrd.com

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