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Abstract
Three provenances and 23 open-pollinated families of Sterculia apetala (Jacq.) Karst were established in a genetic ®eld test in
Zambrano, (Bolivar) northern Colombia (108 N lat.), where average annual rainfall is 920 mm. The provenances were
Tiquisate, Guatemala, Cofradia, Honduras, and northern (Atlantico and Bolivar), Colombia. Growth and quality traits were
measured over an 8-year period, and leaf initiation and wood speci®c gravity were assessed at age 10. The average height of S.
apetala was 7.6 m at 8 years of age. The local Colombian provenance had 11% better survival, produced 28% more volume,
and had better stem straightness than the best Central American provenance. Leaf initiation and leaf fall occurred in the
introduced Central American sources earlier than in the local Colombian provenance and their timing appeared partly out of
phase with the onset of the wet and dry seasons. Wood speci®c gravity averaged 0.208 at 10 years of age. The local Colombian
source had signi®cantly higher speci®c gravity than the introduced Central American sources, 0.216 vs. 0.204, respectively.
There was a weak positive phenotypic correlation (r0.21) between height growth and wood speci®c gravity. Individual tree
heritability for growth traits and quality traits ranged between 0.10 and 0.23. Individual tree heritability for leaf initiation was
0.05 and for speci®c gravity 0.44. Conservation and breeding efforts for S. apetala will continue to be minimal until new
markets develop to utilize wood with low density. # 1998 Elsevier Science B.V.
Table 1
Common names used for Sterculia apetala in various countries
not tolerate soils that are constantly saturated with through March) in most locations in tropical America.
water. In its native environment in evergreen forests, S.
Through most of its range, Sterculia apetala is apetala trees produce their ®rst seed crops when trees
usually a medium-sized tree that grows to 24±30 m are 20±30-years old or 15±25 m tall (Janzen, 1971).
height. However, the tree has been reported to reach It appears to take 1 year from the onset of open
50 m height and 2 m diameter on fertile soils in old- pollination to the time that the seed is ready to harvest
growth evergreen forests in west central Venezuela (Janzen, 1971, GutieÂrrez per. comm.). The quantity of
where rainfall averages 1900 mm per year (Lam- seeds produced may vary greatly from year to year.
precht, 1955). Mature S. apetala has a smooth green- The seeds of S. apetala have high starch content
ish-white bark, a wide spreading crown when grown relative to many other tropical broadleaf species in
free, and a ¯uted stem near the base of the tree. When Middle America (TrivinÄo et al., 1990).
cut, mature trees do not produce coppice shoots Seed eating insects attack the pods as the seeds are
(Lamprecht, 1955). However, trees <5 years of age about to mature and also after the pods fall to the
have been observed to produce basal sprouts after ground, destroying most of the crop (Janzen, 1971;
being felled. Derr, 1980). Seeds have also been known to be eaten
Sterculia apetala is monecious. The seeds of S. by deer, squirrels, parrots, monkeys and other animals
apetala trees ripen during the dry season (February (Janzen, 1971). In several locations in tropical Amer-
W.S. Dvorak et al. / Forest Ecology and Management 111 (1998) 127±135 129
ica and the Caribbean, S. apetala seeds are collected destroyed, usually to plant agricultural crops or clear
by farmers and either eaten raw or roasted (Herrera- land for pastures. In efforts to better determine the
Isla, 1993; Perez-ArbelaÂez, 1978). In Cuba, the ¯ow- potential of S. apetala as a plantation species and
ers are sometimes cooked and used as a decongestant encourage its use locally, the Central America and
(Herrera-Isla, 1993). Mexico Coniferous Resources Cooperative (CAM-
Sterculia apetala is only planted occasionally in CORE), North Carolina State University, the National
tropical America, usually in gardens as ornamentals or Forest Seed Bank, (BANSEFOR), Guatemala, and the
along the sides of roads (Herrera-Isla, 1993; Martorell, National School of Forest Science (ESNACIFOR),
1940). Farmers in Guatemala and Honduras some- Honduras, in collaboration with Pizano/Monterrey
times leave large S. apetala trees in pastures as shade S.A., a forest company in Colombia, established a
for cattle. However, farmers in Costa Rica actively genetic ®eld test of the species in Colombia (Dvorak
remove trees when these are near to cotton ®elds and Donahue, 1992). Provenance and family variation
because of the cotton stainer (Dysdercus spp. ) insect in growth and quality traits were studied over an 8-
problems associated with the trees and the resulting year period and wood speci®c gravity was assessed at
damage that the insects can in¯ict on the crops (Jan- age 10. This paper reports on the results from this
zen, 1971). However, the primary reason S. apetala study, and makes recommendations about the breed-
has not generated much local interest as a species for ing and conservation strategies that should be imple-
afforestation or reforestation is that its yellow-brown mented. The potential of S. apetala as a plantation
wood is generally described as spongy and soft, and is species in the tropics is also discussed.
not very durable. When planed, it produces a fuzzy
grain. It has been utilized locally for bed boards,
interior molding, ceiling boards, wood boxes, and 2. Materials and methods
canoes. Wood from mature trees has also been used
for doors, window frames, door frames, forms for Seeds of Sterculia apetala were collected by CAM-
cement walls, crude furniture, plywood and particle CORE and its honorary members BANSEFOR and
board. Generally, however, the wood is mostly used ESNACIFOR in Guatemala and Honduras, respec-
for indoor purposes (molding) where weathering is not tively, in March, 1986. The collection in Guatemala
a concern. There is also interest to use it as cores in was near Tiquisate, in the southwestern part of the
plywood to produce light weight boards. country (Table 2). The area had once been a semi-
Sterculia apetala is not in danger of extinction deciduous forest but most of the high value trees in the
because of its widespread distribution. However, many area were cut long ago for the development of agri-
small populations throughout its range are being culture. A relatively large stand of S. apetala occurs in
Table 2
Location information for the provenance collection sites of Sterculia apetala in Guatemala, Honduras, and Colombia, and the test
establishment site at Zambrano, Colombia
the area with a density of approximately three trees per during the dry season. Sorghum (Sorghum vulgare)
km2 and 19 mother trees were sampled. In Honduras, was previously planted on the site followed by Car-
seed collections were made at Valle de Sula (Cofradia) ibbean pine (Pinus caribaea var. hondurensis) which
in a semi-deciduous forest. The Cofradia forest was failed to survive. Most likely, this area along the
comprised of small stands of widely scattered trees. Magdalena River had been under cultivation periodi-
Much of the forest area in the region had been con- cally for hundreds of years because of the high fertility
verted to pasture land. Seeds were collected from 20 of alluvial soils for growing crops and the importance
trees. During the same period, Pizano/Monterrey of the river as the primary mode of transportation for
Forestal S.A. made a collection of 11 S. apetala trees indigenous people in the region.
across a 200 km transect in the departments of Atlan- The 23 open-pollinated families (10 from Guate-
tico and Bolivar in the dry-zone deciduous forests of mala, 2 from Honduras and 11 from Colombia) were
northern Colombia. The terrain of the collection area planted in a compact family design, with 9 replications
ranged from ¯at to rolling hills. The annual precipita- and 6 tree family row plots. In this test design, families
tion in Atlantico is 1400 mm but falls to <1000 mm are grouped together by provenance, and their position
in Bolivar (Table 2). The stands sampled were com- within the block is randomized from one replication to
prised of small patches of relatively intact forests of S. the other (Table 2). The 1242 trees were outplanted in
apetala with 3±5 trees per km2. Three of the 11 trees April, 1987 when seedlings were 40±50 cm tall. The
selected were in Atlantico and the rest were in Bolivar. trial spacing was 33 m.
Because of the small sample size and the fact that the The test was measured at 1, 3, 5, and 8 years for a
trees were chosen over a large area, no attempt was number of adaptability, growth and quality traits.
made to separate the collection into an `Atlantico' and Speci®cally, survival was assessed at all four measure-
`Bolivar' provenance. Instead, the 11 tree collections ment periods. Height and diameter at breast height
from Atlantico and Bolivar were grouped together (DBH) was measured at ages 3, 5, and 8 years.
and called the `Northern Colombian' provenance in Individual tree volume (outside bark) was calculated
this paper. The provenances selected for the study at ages 5 and 8 years using a general formula for
represented moderate-to-low rainfall areas in semi- juvenile trees derived by Ladrach and Mazuera (1978)
deciduous and deciduous forest where Sterculia and had the form:
apetala occurs naturally (Table 2).
The seeds from the 38 open-pollinated families Volume 0:00003 height DBH2 (1)
collected in Guatemala and Honduras were sent where height was recorded in m and DBH is measured
directly to Colombia and were germinated with the in cm. Stem straightness and branch diameter were
11 Colombian S. apetala families. However, only 10 assessed at 5 and 8 years of age using a subjective 1±3
of the Guatemalan families and two of the Honduran scale. The lowest score (1) was considered the poorest
families produced enough seedlings to be included in and the highest score (3) was considered the best.
the provenance/progeny trial which was established During a visit to the ®eld site after the 8th-year
near Zambrano, (Bolivar) in the northern part of the assessment, it was noticed that there were great dif-
country. The test site was located on a small ridge ferences between provenances with regards to degree
above the Magdalena River in an area with 920 mm of leaf initiation at the onset of the rainy season. Since
of annual precipitation. This represents the extreme timing of leaf initiation was thought to be related
lowest rainfall limit where S. apetala naturally occurs to degree of adaptability, this trait was assessed
(Table 2). In years of drought, annual precipitation on February 13, 1996, when the study was nearly
may be only 600 mm. The soil at the test site was a 10-years old. A subjective grading scale (1±4) was
well-drained sandy clay loam derived from ¯uvial used:
sediments and is classi®ed as an aridic haplustalf.
The A (top) horizon was 34 cm in depth with soil 1. no new leaves initiated
pH 7.5, the B horizon was 63 cm in depth with soil pH 2. some new leaves initiated
7.7. A plow pan was present in the soil at 20 cm depth 3. many new leaves initiated
that limited root growth and development especially 4. all new leaves initiated
W.S. Dvorak et al. / Forest Ecology and Management 111 (1998) 127±135 131
Table 4
Provenance least squares means for the traits assessed in the S. apetala field trial at Zambrano, Colombia from 1 to 10 years of age
Provenance Sur1 Sur3 Sur5 Sur8 Ht3 Ht5 Ht8 DBH3 DBH5 DBH8
(%) (%) (%) (%) (m) (m) (m) (cm) (cm) (cm)
Cofradia, Honduras 75 66 61 50 4.5 5.4 7.6 9.1 11.0 13.7
Tiquisate, Guatemala 89 87 86 84 4.2 5.0 6.7 9.2 11.4 13.3
Northern Colombia 97 97 97 95 5.2 6.2 8.3 10.5 12.8 15.2
Test mean 92 90 90 87 4.8 5.6 7.6 9.9 12.1 14.3
attributed to the fact that trees from Colombia were ni®cantly higher speci®c gravity (0.216) than the
also the largest in the test. Family differences for stem Central American sources (0.204). Family differences
straightness and branch diameter at 5 and 8 years of in speci®c gravity were also found to be signi®cant.
age were signi®cant. At 8 years of age, family stem Values for the 10 families from Tiquisate, Guatemala
straightness scores ranged from 1.9 to 2.6 and branch ranged from 0.191 to 0.219 and for the 11 families
diameter scores varied from 1.6 to 2.5. from northern Colombia from 0.204 to 0.235. The
trees with the highest wood speci®c gravity in the test
3.4. Leaf initiation had values that ranged between 0.250 and 0.262.
There were weak positive phenotypic correlations
There were signi®cant differences in leaf initiation between height at 8 years and speci®c gravity at 10
prior to the onset of the rainy season between the years (r0.21) as well as volume at 8 years and
northern Colombia provenance and the Central Amer- speci®c gravity at 10 years (r0.13).
ican sources in 1996 (Table 4). Only 10% of the trees
from the northern Colombia provenance had either 3.6. Individual tree heritability (h2i )
initiated most or all of their leaf growth by mid-
February compared with 78% of the trees from the Individual tree h2i for the growth and quality traits
Tiquisate, Guatemala and 65% of the trees from did not change much from 3 to 8 years of age
Cofradia, Honduras. Fifty-three percent of all the (Table 5). Individual tree h2i for height and volume
variation in this trait was at the provenance level. were 0.11 and 0.15, respectively, at age 8 and were
There were signi®cant family differences under moderate additive genetic control. The h2i for
(Pr>F0.04) for leaf initiation as expected but within height was always lower than that for DBH at ages 3,
provenance values were relatively consistent. For the 5, and 8 years of age. The h2i for branch diameter
10 open-pollinated families from Guatemala, most of (0.21) was higher than that for stem straightness (0.11)
the trees had already completely leafed-out (scores at 8 years of age. The individual tree h2i for leaf
from 2.4 to 3.0) by mid-February while trees from the initiation at 10 years of age was 0.05 and not under
11 families from northern Colombia were just begin- strong additive control. The h2i for wood speci®c
ning leaf initiation (scores from 1.0 to 1.9). gravity at 10 years of age was 0.44.
The average speci®c gravity for S. apetala at age 10 The magnitude of provenance and family variation
was 0.208. The northern Colombia source had sig- exhibited by S. apetala were quite large and not
W.S. Dvorak et al. / Forest Ecology and Management 111 (1998) 127±135 133
Table 5
Individual tree heritability (h2i ) for growth and quality traits, leaf fall and specific gravity for S. apetala from 3 to 10 years of age
Age (years) Height DBH Volume Stem form Branch diameter Leaf init Specific gravity
3 0.10 0.19 Ð Ð Ð Ð Ð
5 0.15 0.20 0.13 0.13 0.18 Ð Ð
8 0.11 0.23 0.15 0.11 0.21 Ð Ð
10 Ð Ð Ð Ð Ð 0.05 0.44
noticeably different from a number of other tropical Dvorak, 1998a, b). If inbreeding depression is a
forest species that have been studied. The local land problem in S. apetala, then the heritability values
race material from Atlantico and Bolivar, Colombia, presented in this paper are over estimated. Based on
were more competitive in survival and growth than the individual tree heritability results and the family
introduced sources from Central America. The poor rankings across ages in this study, early selection of
performance of the Central American sources com- trees at age 5 appears to be about as ef®cient as
pared to the Colombian provenance may be partially selection at age 8.
explained by examination of differences in timing of The advantages of planting S. apetala in northern
leaf initiation and leaf fall. The majority of trees from Colombia are its rapid early growth, its excellent
Guatemala and Honduras initiated their new leaf adaptability to dry sites (if the right provenance is
growth in February, 1996 during a month where chosen), and its ability to produce a 3±4 m clear basal
average rainfall was only 22 mm and 2 months before log even in climates that are marginal for tree growth
the heavy rains begin in May. In 1996, the majority of of most forest species. However, it also has several
trees from northern Colombia did not initiate new leaf disadvantages. First, its volume productivity is poor in
growth until mid-March. In years when rainfalls in late the dry zones of northern Colombia. The average
January and February are atypically above normal, productivity of the best source from northern Colom-
like those in 1997 where 92 mm fell in a 2-week bia was only 8 m3/ha/year at 8 years of age. Exotic
period, the Central American and Colombia sources species like Gmelina arborea Roxb., even when
initiated their new leaf growth at the same time (data planted on sandy loams like those at Zambrano, will
not shown). Furthermore, our ®eld observation indi- out compete it. Second, the wood speci®c gravity of S.
cate that the Central American sources drop their apetala is low relative to other tree species at the same
leaves earlier than do the Colombian sources. There- age and its wood will have dif®culty in being accepted
fore, it appears that leaf initiation and leaf fall for the by local markets on a large scale. This market situation
introduced Central American sources are slightly out may change somewhat if the local plywood industry
of phase with the timing of the wet and dry seasons at expands and the demand for core wood increases.
Zambrano. Possibly as a result of this only one open- Even though the wood speci®c gravity of S. apetala
pollinated family from the Central American prove- will increase with age, the tree does not appear to
nances ranked in the top 50 percentile in volume at 8 produce reasonably dense wood (0.400) before the
years of age. age of 40 years. A small sample of 40-year-old S.
The heritability values derived for the traits apetala trees from a natural stand in Costa Rica had an
assessed in this study suggest that S. apetala does average speci®c gravity of 0.370 (Weinmann and
not differ much from other tropical species in terms of Williamson, 1989). Escobar and RodrõÂguez (1994)
the magnitude of additive genetic variance. Heritabil- report wood speci®c gravity of the species to be
ity estimates for growth traits in S. apetala established 0.430 but do not report at what age. Third, as men-
in Colombia were similar to those found for Cordia tioned previously, S. apetala carries with it a long
alliodora (R. & P.) Oken planted in Costa Rica by list of numerous insect problems. In addition to pod
Boshier and Henson (1997) and for several of the and seed insects, it is often attacked by a host of
tropical pines like P. caribaea var. hondurensis and P. leaf miners and stem borers. For example, in this trial,
tecunumanii (Schwd.) Eguiluz and Perry (Hodge and the trees were attacked by a defoliator, Arohips sp.
134 W.S. Dvorak et al. / Forest Ecology and Management 111 (1998) 127±135
(Oletereutride) and by a stem borer Steirastroma morphologically similar to it. More provenance col-
historionica (Cerambycidae). Other researchers in lections should be made and the material tested. One
Cuba and Puerto Rico also report on insect and fungal question that needs to be addressed is, ``Is there
infestations on the leaves of S. apetala (Herrera-Isla, provenance, family or tree-to-tree variation in insect
1993; Martorell, 1940). resistance in S. apetala?'' Most important for the long
Pizano/Monterrey Forestal has continued to term conservation of S. apetala is the need for better
develop its breeding activities for S. apetala at a understanding of the medicinal uses of the species.
low level even though the company mainly plants Furthermore, the development of new markets for its
Gmelina arborea and Bombacopsis quinata (Jacq.) soft wood of low durability is needed if small local tree
Dugand. The best trees of S. apetala have now been growers or the private sector are ever to become
selected by Pizano/CAMCORE using a best linear interested in its establishment as a plantation species.
predictor (BLP) selection index and the best 40 trees
(1.6%) will go into a ®rst-generation clonal production
orchard. Our observations of the S. apetala ®eld trial 5. Conclusion
indicate seed pods are formed as early as age 5 years in
northern Colombia, much earlier than Janzen (1971) Sterculia apetala has a geographic distribution of
observed in a natural stand in a riparian evergreen 5000 km from southern Mexico to northern Bolivia.
forest in Costa Rica. Work by Pizano/Monterrey A local provenance from northern Colombia was
Forestal also indicates that 9-year-old trees of S. superior in growth and stem form and had higher
apetala are easy to clone by simply cutting the top wood speci®c gravity than introduced sources from
portion of the main stem, or branches from the top Central America when grown in a genetic test near
portion of main stem, and placing these in a rooting Zambrano, Colombia. The magnitude of heritability
bed in the nursery. Rooting percent is between 80 and exhibited by S. apetala for growth and wood quality
90. However, more research is needed to better study traits at 8±10 years of age was very similar to that of
the importance of plagiotropic effects in S. apetala. several other tropical broadleaf and coniferous species
Therefore, once the seed orchard material is crossed, native to the region. The main advantage of planting
either naturally or arti®cially, and the most productive S. apetala is its ability to survive in sandy clay soils
progeny is selected for growth and wood speci®c in areas with annual rainfall amounts below 1000 mm.
gravity, it may be possible to clonally mass produce Its disadvantages are its slow growth, low wood
the best genotypes of S. apetala. Pizano/Monterrey density, and its propensity to be attacked by insects.
Forestal has also established a 20-ha pilot planting of
the species on its property with seeds from a local
collection. Acknowledgements
Slow growing species like S. apetala that have little
apparent use seem destined to be forgotten by the The authors would like to thank Ing. Ernesto Ponce,
international forest community unless reasons for formerly with ESNACIFOR, Honduras, and Forest
actively conserving them are either intensi®ed and/ Technician Elmer GutieÂrrez, CAMCORE, Guatemala,
or new markets are developed (Dvorak, 1996). One of for their assistance in the seed collections in Central
the ®rst priorities for better conservation of S. apetala America. Furthermore, the authors would like to thank
is to more accurately de®ne the geographic extent of the Pizano/Monterey research staff for their assistance
its natural range and the conditions of the stands that in the establishment, maintenance, and measurement
remain. Some reports of its natural distribution prob- of the trial over the last 10 years. This includes Paul
ably include introduced material planted for ornamen- and Sheryl Bolstad, Mike Kane, Gabriel Castellar and
tal purposes or shade. Furthermore, published Alvaro Vallejo. The seed collections of S. apetala
information describes the range of S. apetala in only were partially funded by the Of®ce of the Science
broad general terms by country or by region and one is Advisor, Agency for International Development
never sure if S. apetala is being confused with the (AID) USA. Their ®nancial support is greatly appre-
many other species in the genus Sterculia that are ciated. Finally, we would like to thank Gary Hodge,
W.S. Dvorak et al. / Forest Ecology and Management 111 (1998) 127±135 135
Jose Luis Romero, and Bruce Zobel for their editorial Hodge, G.R., Dvorak, W.S., 1998b. Genetic of Pinus tecunumanii,
comments on the manuscript. in preparation.
Janzen, D.H., 1971. Escape in space by Sterculia apetala seeds
from the bug Dysdercus fasciatus in a Costa Rican deciduous
rainforest. Ecology 53(2), 350±361.
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