Pulp and Paper 86 126

Specific Energy Consumption Calculation
S. Newsprint Units Base Line Assessment

No Year (BY) Year (AY)
1 Specific Steam Consumption -MP kcal/Tonne 0 0
2 Specific Steam Consumption -LP kcal/Tonne 1921850 1995000
3 Specific Power Consumption kcal/Tonne 1423329.57 1028949.235
4 Total Specific Energy Consumption kcal/Tonne 3345179.57 3023949.235

(Newsprint)
 Specific Steam Consumption – MP (kcal/ = Electrical Energy Consumption (kWh/Tonne)

Tonne) (BY) * Heat Rate (kcal/kWh)
= Steam – MP (kcal/Tonne) * Enthalpy of MP = 543.38 * 2619.40
steam (kcal/kg) * 1000 = 1423329.57 kcal/Tonne
= 0 * 686 * 1000
= 0 kcal/Tonne  Specific Power Consumption (kcal/
Tonne) (AY)
Tonne) (AY) * Heat Rate (kcal/kWh)
= 0 * 686 * 1000
= 0 kcal/Tonne  Total Specific Energy Consumption –
Newsprint (kcal/Tonne) (BY)
 Specific Steam Consumption – LP (kcal/
= Specific Steam Consumption –MP (kcal/
Tonne) (BY)
Tonne) + Specific Steam Consumption –LP
= Steam – LP (kcal/Tonne) * Enthalpy of LP
(kcal/Tonne) + Specific Power Consumption
steam (kcal/kg) * 1000
(kcal/Tonne)
= 2.89 * 665 * 1000
= 1921850 kcal/Tonne = 0+1921850+1423329.57
= 3345179.57 kcal/Tonne
Tonne) (AY)  Total Specific Energy Consumption –
= Steam – LP (kcal/Tonne) * Enthalpy of LP Newsprint (kcal/Tonne) (AY)
steam (kcal/kg) * 1000 = Specific Steam Consumption –MP (kcal/
= 3.0 * 665 * 1000 Tonne) + Specific Steam Consumption –LP
= 1995000 kcal/Tonne (kcal/Tonne) + Specific Power Consumption
(kcal/Tonne)
 Specific Power Consumption (kcal/ = 0+1995000+1028949.235
Tonne) (BY) = 3023949.235 kcal/Tonne
72 Normalisation Methodology for Pulp & Paper Sector

Production and Energy Consumption Details of Coated Board
S. Writing Printing Grades Units Base Line Assessment

1 Production Tonne 4587.0 4122.0
2 Steam Consumption-MP Tonne-MP 926 1145
3 Steam Consumption-LP Tonne-LP 17847 16598
4 Power Consumption kWh 1689756 1688972
5 Steam-MP T/Tonne 0.201 0.277
6 Steam-LP T/Tonne 3.890 4.026
7 Power kWh/Tonne 368.379 409.745
 Steam – MP (T-MP/Tonne) (BY)  Steam – LP (T-LP/Tonne) (AY)
Steam Consumption (Tonne-MP) Steam Consumption (Tonne-LP)

= =
Production (Tonne) Production (Tonne)
= (926/4587) = (16598/4122)
= 0.201 = 4.026
 Steam Consumption (Tonne-MP)  Power (kWh/Tonne) (BY)
Steam Consumption (Tonne-MP) Electrical Energy Consumption (kWh)

= =
= (1145/4122) = (1689756/4587)
= 0.277 = 368.379
 Steam – LP (T-LP/Tonne) (BY)  Power (kWh/Tonne) (AY)
Steam Consumption (Tonne-LP) Electrical Energy Consumption (kWh)

= =
= (17847/4587) = (1688972/4122)
= 3.89 = 409.745
S. Coated Board Units Base Line Assessment

1 Specific Steam Consumption -MP kcal/Tonne 137886 190022
2 Specific Steam Consumption -LP kcal/Tonne 2586850 2677290
3 Specific Power Consumption kcal/Tonne 964931.952 710637.143
4 Total Specific Energy Consumption (Coated kcal/Tonne 3689667.953 3577949.143
Board)
Normalisation Methodology for Pulp & Paper Sector 73

Tonne) (BY) * Heat Rate (kcal/kWh)
= 0.201 * 686 * 1000
= 137886 kcal/Tonne
 Total Specific Energy Consumption –
 Specific Steam Consumption – MP (kcal/ Coated Board (kcal/Tonne) (BY)
Tonne) (AY) = Specific Steam Consumption –MP (kcal/
= Steam – MP (kcal/Tonne) * Enthalpy of MP Tonne) + Specific Steam Consumption –LP
steam (kcal/kg) * 1000 (kcal/Tonne) + Specific Power Consumption
= 0.277 * 686 * 1000 (kcal/Tonne)
= 190022 kcal/Tonne = 137886 + 2586850 + 964931.952
= 3689667.953 kcal/Tonne
Tonne) (BY)
= Steam – LP (kcal/Tonne) * Enthalpy of LP  Total Specific Energy Consumption –
steam (kcal/kg) * 1000 Coated Board (kcal/Tonne) (AY)
= 3.89 * 665 * 1000 = Specific Steam Consumption –MP (kcal/
= 2586850 kcal/Tonne Tonne) + Specific Steam Consumption –LP
(kcal/Tonne) + Specific Power Consumption
 Specific Steam Consumption – LP (kcal/ (kcal/Tonne)
Tonne) (AY)
= 190022 + 2677290 + 710637.143
= Steam – LP (kcal/Tonne) * Enthalpy of LP
= 4.026 * 665 * 1000
= 2677290 kcal/Tonne The major product is the product with highest
production in the baseline year. There may be
 Specific Power Consumption (kcal/ conditions when the major product remains the
Tonne) (BY) same in assessment year as that of the baseline
= Electrical Energy Consumption (kWh/Tonne) year, but there is variation in the other products
* Heat Rate (kcal/kWh)
(i.e., production quantities change for all the
= 368.379 * 2619.40
= 964931.9526 kcal/Tonne products) due to market demand. In this case any
change in the quantities of the other products
 Specific Power Consumption (kcal/ will be converted into equivalent product w.r.t
Tonne) (AY) the baseline year production.
S. Description Units Base Line Assessment

1 Major Product Writing Tonne 42134.0
Printing
2 SEC of Major Product Writing kcal/T 3534198.26
Printing

Specific Energy Consumption

1 Total Specific Energy Consumption (Writing kcal/Tonne 3534198.26 3261280.66
Printing )
2 Total Specific Energy Consumption (Paper kcal/Tonne 3028398.973 3002746.136
Board)
(Speciality)
(Newsprint)
5 Total Specific Energy Consumption (Writing kcal/Tonne 0 0
Printing Coated Paper)
6 Total Specific Energy Consumption (Coated kcal/Tonne 3689667.953 3577949.143
Board)
The conversion factors for writing & printing will be calculated based on the product mix
paper, paperboard, specialty grades and variation.
newsprint in Baseline and Assessment Year
Conversion Factors

1 Writing Paper to Final Product Factor 1 1
2 Paper Board to Final Product Factor 0.8568 0.8568
3 Speciality Paper to Final Product Factor 0 1.751
4 Newsprint to Final Product Factor 0.946 0.946
5 Writing Printing Coating to Final Product Factor 0 0
6 Board Coating and Converting to Final Factor 1.043 1.043
Product
Writing Paper to Final Product  Conversion Factor for Writing Paper to
 Conversion Factor for Writing Paper to Final Product (AY)
Final Product (BY)
SEC for Writing Paper (BY)
=
SEC for Writing Paper (BY) SEC of Major Product (BY)
=
SEC of Major Product (BY)
= (3534198.26/3534198.26)
= (3534198.26/3534198.26) =1
=1

Paper Board to Final Product Newsprint to Final Product
 Conversion Factor for Paper Board to  Conversion Factor for Newsprint to Final
Final Product (BY) Product (BY)
SEC for Paper Board (BY) SEC for Newsprint Paper (BY)
= =
SEC of Major Product (BY) SEC of Major Product (BY)
= (3028398.973/3534198.26) = (3345179.57/3534198.26)
= 0.8568 = 0.9465
 Conversion Factor for Paper Board to  Conversion Factor for Newsprint to Final
Final Product (AY) Product (BY)
SEC for Paper Board (BY) SEC for Newsprint Paper (BY)
= =
= (3028398.973/3534198.26) = (3345179.57/3534198.26)
= 0.8568 = 0.9465
Speciality Paper to Final Product Coated Board to Final Product

 Conversion Factor for Speciality Paper to  Conversion Factor for Newsprint to Final
Final Product (BY) Product (BY)
SEC for Speciality Paper (BY) SEC for Coated Board (BY)
= =
= (0/3534198.26) = (3689667.953/3534198.26)
=0 = 1.043
As the production in the base line year is 0.The  Conversion Factor for Newsprint to Final
conversion factor for specialty paper is as under Product (BY)
 Conversion Factor for Speciality Paper to
Final Product (AY) SEC for Coated Board (BY)
=
SEC of Major Product (BY)
SEC for Specility Paper (AY)
=
SEC of Major Product (BY) = (3689667.953/3534198.26)
= 1.043
= (6189884.888/3534198.26)
= 1.751

Equivalent Product Calculation
Production Details

1 Total Writing & Printing Paper Production Tonne 42134.0 44233.0
2 Total Paper Board & Kraft paper Production Tonne 12436.0 15698.0
3 Total Speciality paper Board Production Tonne 0.0 9968.0
4 Total Newsprint Production Tonne 9236.0 9528.0
5 Writing Printing Coated Paper Tonne 0.0 0.0
6 Coated Board Tonne 4587.0 4122.0
 Writing Paper to Final Product (Tonne)

(BY)  Speciality Paper Board to Final Product
= Conversion Factor for Writing paper to Final (Tonne) (BY)
Product (BY) * Production of Writing Paper (BY) = Conversion Factor for Specialty Paper Board
= 1 * 42134.0 to Main Product (BY) * Production of Specialty
= 42134.0 Tonne Paper in (BY) (Tonne)
=0*0
= 0 Tonne
 Writing Paper to Final Product (Tonne)
(AY)  Speciality Paper Board to Final Product
(Tonne) (AY)
= Conversion Factor for Writing paper to Final
= Conversion Factor for Specialty Paper Board
Product (BY) * Production of Writing Paper (AY)
= 1 * 44233.0 to Main Product (BY) * Production of Specialty
= 44233.0 Tonne Paper in (AY) (Tonne)
= 1.751 * 9968
 Paper Board to Final Product (Tonne) = 17453.968Tonne
(BY)
= Conversion Factor for Paper Board to Final
 Newsprint to Final Product (Tonne) (BY)
= Conversion Factor for Newsprint to Main
Product (BY) * Production of Paper Board (AY)
= 0.8568 * 12436.0 Product (BY) * Production of Newsprint in (BY)
= 10655.1648 Tonne (Tonne)
= 0.946 * 9236
 Paper Board to Main Product (Tonne) = 8737.256 Tonne
(AY)
= Conversion Factor for Paper Board to Final  Newsprint to Final Product (Tonne) (AY)
Product (BY) * Production of Paper Board (AY) = Conversion Factor for Newsprint to Main
= 0.8568 * 15698.0 Product (BY) * Production of Newsprint in (AY)
= 13450.046 Tonne (Tonne)

= 0.946 * 9528 = Conversion Factor for Coated board to Main
= 9013.488Tonne Product (BY) * Production of Coated board in
(AY) (Tonne)
 Writing Printing Coated to Final Product = 1.043 * 4122.0
(Tonne) (BY) = 4299.246Tonne
= Conversion Factor for Writing Printing Coated
to Main Product (BY) * Production of Writing  Total Equivalent Product Paper (Tonne)
Printing Coated in (BY) (Tonne) (BY)
=0*0 = Writing Paper to Final Product (BY) + Paper
= 0Tonne Board to Final Product (BY) + Specialty Paper to
Final Product (BY) + Newsprint to Final Product
 Writing Printing Coated to Final Product (BY) + Writing Printing Coating to Final Product
(Tonne) (BY)
(BY) + Board Coating and Converting to Final
= Conversion Factor for Writing Printing Coated
Product (BY)
to Main Product (BY) * Production of Writing
= 42134 + 10655.164 + 0 + 8737.256 + 0 + 4784.241
Printing Coated in (AY) (Tonne)
= 66310.66 Tonne
=0*0
= 0Tonne
 Total Equivalent Product Paper (Tonne)
 Coated board to Final Product (Tonne) (AY)
(BY) = Writing Paper to Final Product (AY) + Paper
= Conversion Factor for Coated board to Main Board to Final Product (AY) + Specialty Paper to
Product (BY) * Production of Coated board in Final Product (AY) + Newsprint to Final Product
(BY) (Tonne) (AY) + Writing Printing Coating to Final Product
= 1.043 * 4587.0 (AY) + Board Coating and Converting to Final
= 4784.241Tonne Product (AY)
= 44233 + 13450.046 + 17453.968 + 9013.488 + 0
 Coated board to Final Product (Tonne) + 4299.246
(BY) = 88449.748 Tonne

1 Writing Paper to Final Product Tonne 42134.0 44233.0
2 Paper Board to Final Product Tonne 10655.164 13450.046
3 Specialty Paper to Final Product Tonne 0 17453.968
4 Newsprint to Final Product Tonne 8737.256 9013.488
5 Writing Printing Coating to Final Product Tonne 0 0
6 Board Coating and Converting to Final Tonne 4784.241 4299.246

Product
7 Total Equivalent Product Paper Tonne 66310.661 88449.748

9.7 Normalization Others
9.7.1 Environmental Concern
Table: Additional Electrical Energy requirement for Environmental Equipment
Sr Item Date of Unit Baseline Year Assessment
No Installation Year
1 Eqp 1 15-May-14 Lakh Unit NA 20
2 Eqp 2 05-Oct-14 Lakh Unit NA 5
3 Eqp 3 10-Nov-14 Lakh Unit NA 10
4 Energy Consumed Lakh Unit 35
5 Weighted Heat Rate kcal/kwh 3200 3100
 Additional Electrical Energy Consumed Environmental concern in Lakh kWH x

due to installation of Environmental Weighted Heat Rate of the Power Sources in
Equipment kcal/kWh/10
=Total Electrical Energy Consumed for =35 x 3100/10
additional Equipment Installed due to =10850 million kcal
Table: Additional Thermal Energy requirement for Environmental Equipment
1 Eqp 4 15-Apr-14 Million kcal NA 1200
2 Eqp 5 12-Sep-14 Million kcal NA 5000
3 Eqp 6 15-Jan-15 Million kcal NA 3500
4 Energy Consumed Million kcal 9700
 Additional Thermal Energy Consumed = Additional Electrical Energy Consumed due

due to installation of Environmental to installation of Environmental Equipment +
Equipment Additional Thermal Energy Consumed due to
installation of Environmental Equipment
=Total Thermal Energy Consumed for additional
Equipment Installed due to Environmental =10850 Million kcal +9700 Million kcal
concern in Million kcal =20550 Million kcal
=9700 Million kcal
9.7.2 Biomass /Alternate Fuel Unavailability
 Additional Total Energy Consumed due w.r.t. Baseline year (Replacement due to
to installation of Environmental Equipment to external factor)
be subtracted in the Assessment Year

Table: Fossil Fuel Replacement
Sr Item Unit Baseline Assessment

No Year Year
1 Biomass replacement with Fossil fuel due to Tonne NA 20
Biomass un-availability (used in the process)
2 Alternate Solid Fuel replacement with Fossil Tonne NA 15
fuel due to Alternate Solid Fuel un-availability
(used in the process)
3 Alternate Liquid Fuel replacement with Tonne NA 5
Fossil fuel due to Alternate Liquid Fuel un-
availability (used in the process)
4 Biomass Goss Calorific Value kcal/kg 2100
6 Alternate Solid Fuel Goss Calorific Value kcal/kg 2800
7 Alternate Liquid Fuel Goss Calorific Value kcal/kg 6000
 Thermal Energy used due to Biomass the assessment year due to unavailability
replacement by Fossil Fuel in the assessment (Replacement due to external factor)
year due to unavailability (Replacement due to
external factor) = Alternate Liquid Fuel replacement with Fossil
fuel due to Biomass un-availability (used in the
= Biomass replacement with Fossil fuel due to
process) in Tonne x Alternate Liquid Fuel Gross
Biomass un-availability (used in the process)
Heat Rate (kcal/kg)/10^3
in Tonne x Biomass Gross Heat Rate (kcal/
kg)/10^3 =5 x 6000/1000
=20 x 2100/1000 =30 Million kcal
=42 Million kcal
 Total Thermal Energy to be deducted
 Thermal Energy used due to Alternate for Biomass/ Alternate Solid or Liquid Fuel
Solid Fuel replacement by Fossil Fuel in replacement by Fossil Fuel in the assessment
the assessment year due to unavailability
year due to unavailability
(Replacement due to external factor)
= Thermal Energy used due to Biomass +
= Alternate Solid Fuel replacement with Fossil
fuel due to Biomass un-availability (used in the Alternate Solid Fuel +Alternate Liquid Fuel
process) in Tonne x Alternate Solid Fuel Gross replacement by Fossil Fuel in the assessment
Heat Rate (kcal/kg)/10^3 year due to unavailability (Replacement due to
external factor)
=15 x 2800/1000
=42 Million kcal =42 + 42 +30 Million kcal
=112 Million kcal

 Thermal Energy used due to Alternate
Liquid Fuel replacement by Fossil Fuel in 9.7.3 Construction Phase or Project Activities
Table: Additional Electrical Energy requirement during
Construction Phase or Project Activities

1 Eqp No 7 5-May-14 Lakh Unit NA 2
2 Eqp No 8 18-Aug-14 Lakh Unit NA 5
3 Eqp No 9 10-Feb-15 Lakh Unit NA 1
4 Electrical Energy Lakh Unit 8

Consumed
 Additional Electrical Energy Consumed or Project Activities in Lakh kWH x Weighted

during Construction Phase or Project Activities Heat Rate of the Power Sources in kcal/kWh/10
=Total Electrical Energy Consumed for additional =8 x 3100/10

Equipment Installed during Construction Phase =2480 Million kcal
Table: Additional Thermal Energy requirement during Construction Phase or Project Activities

1 Eqp No 10 15-June-14 Million kcal NA 1000
2 Eqp No 11 12-Oct-14 Million kcal NA 1400
3 Eqp No 12 15-Jan-15 Million kcal NA 900
 Additional Thermal Energy Consumed = Additional Electrical Energy Consumed

during Construction Phase or Project Activities during Construction Phase or Project Activities
+ Additional Thermal Energy Consumed during
=Total Thermal Energy Consumed for additional Construction Phase or Project Activities
Equipment Installed during Construction Phase
or Project Activities in Million kcal =2480 Million kcal +3200 Million kcal
=3200 Million kcal =5680 Million kcal
 Additional Total Energy Consumed 9.7.4 Addition of New Unit/Line (In Process
during Construction Phase or Project Activities and Power generation)
to be subtracted in the Assessment Year

Table: Energy consumption due to commissioning of new line up to 70%
Capacity Utilisation in Process

No Year Year
1 Electrical Energy Consumed due to Lakh kWh NA 50
commissioning of New process Line/Unit till
it attains 70% of Capacity Utilisation
2 Thermal Energy Consumed due to Million kcal NA 1400
commissioning of New Process Line/Unit till
it attains 70% of Capacity Utilisation
3 Pulp Production till new line attains 70% of Tonne NA 15000
Capacity utilisatiion
4 Date of Commissioning (70% Capacity Date 16-Aug-14
Utilisation)
 Electrical Energy Consumed due to Energy consumed due to commissioning of

commissioning of new line new line in Process
=Total Electrical Energy Consumed Lakh kWh =Electrical Energy Consumed due to
x Weighted Heat Rate of the Power Sources in
commissioning of new line + Thermal Energy
kcal/kWh/10
Consumed due to commissioning of new line
=50 x 3100/10
=15500 Million kcal + 1400 Million kcal
=15500 Million kcal
=16900 Million kcal
 Thermal Energy Consumed due to
commissioning of new line Pulp Produced (15000 Tonne) till new line attains
=Total Thermal Energy Consumed due to 70% of capacity utilization will be subtracted
commissioning of new line from the total Pulp production and added in
=1400 Million kcal the Pulp import; so that the energy added for
this amount of produced Pulp will be equal to
 Total Energy to be deducted in the the normal energy consumption required to
assessment year for Electrical and Thermal produce the same amount.
Table: Energy consumption due to commissioning of new line up to 70%
Capacity Utilisation in Process
No Year Year
1 Electrical Energy Consumed from external Lakh kWh NA 5
source due to commissioning of New Line/
Unit till it attains 70% of Capacity Utilization
in Power generation

2 Thermal Energy Consumed due to Million kcal NA 15000
commissioning of New Line/Unit till it
attains 70% of Capacity Utilization in Power
generation
3 Net Electricity Generation till new Line/Unit Lakh kWh NA 40
attains 70% Capacity Utilization
4 Date of Commissioning (70% Capacity Date
Utilization) Power Generation
5 Weighted Heat Rate Kcal/kWh 3200 3100
 Electrical Energy Consumed due to =16550 Million kcal

commissioning of new unit from external
source Electricity generated (40 Lakh kWh @ higher
heat rate than Plant’s power source heat rate )
=Total Electrical Energy Consumed Lakh kWh
till new unit attains 70% of capacity utilization
x Weighted Heat Rate of the Power Sources in
will be added in the total energy consumption
kcal/kWh/10
of the plant at weighted heat rate of the plant ‘s
=5 x 3100/10 power sources.
=1550 Million kcal
 Electrical Energy to be added for the
 Thermal Energy Consumed due to generated Electricity at Power sources heat rate
commissioning of new unit (for generation at =Total Electrical generated by new unit till it
higher heat rate of electricity) attain 70 of CU in Lakh kWh x Weighted Heat
=Total Thermal Energy Consumed due to Rate of the Power Sources in kcal/kWh/10
commissioning of new unit =40 x 3100/10
=15000 Million kcal =12400 Million kcal
 Total Energy to be deducted in the Since the unit is generating electricity at higher
assessment year for Electrical and Thermal heat rate due to initial commissioning phase,
Energy consumed due to commissioning of thus, higher amount of Energy is deducted than
new line in Process the addition in the total energy consumption of
=Electrical Energy Consumed due to the plant.
commissioning of new line + Thermal Energy
Consumed due to commissioning of new line 9.7.5 Unforeseen Circumstances (External
Factor)
=1550 Million kcal + 15000 Million kcal
Table: Additional Electrical Energy requirement due to
Unforeseen Circumstances (External Factor)
No Year Year
1 Condition 1 Lakh Unit NA 5

4 Energy Consumed Lakh Unit 20
 Additional Electrical Energy Consumed Weighted Heat Rate of the Power Sources in
due to Unforeseen Circumstance (External kcal/kWh/10
Factor)
=20 x 3100/10
=Total Electrical Energy Consumed due to
=6200 million kcal
Unforeseen Circumstances in Lakh kWH x
Table: Additional Thermal Energy requirement due to
Unforeseen Circumstances (External Factor)
No Year Year
1 Condition 1 Million kcal NA 2000
 Additional Thermal Energy Consumed Circumstances

due to Unforeseen Circumstances (External
=6200 Million kcal +5800 Million kcal
Factor)
=12000 Million kcal
=Total Thermal Energy Consumed due to
Unforeseen Circumstances in Million kcal
9.7.6 Renewable Energy
=5800 Million kcal
Case I: Under Achievement of PAT Obligation
 Additional Total Energy Consumed due with REC gain
to installation of Environmental Equipment to
Case II: Equal Achievement of PAT Obligation
be subtracted in the Assessment Year
with REC gain
= Additional Electrical Energy Consumed due
Case III: Over Achievement of PAT Obligation
to Unforeseen Circumstances + Additional
with REC gain
Thermal Energy Consumed due to Unforeseen
Table: REC and PAT obligation
Sr Descriptions Basis/ Unit Baseline Year Assessment

No Calculations [BY] Year [AY]
1 Steam Turbine Net Heat Form I kcal/kwh 3900 3800

Rate

2 Quantum of Renewable Annual MWh 1000
Energy Certificates
(REC) obtained as
a Renewal Energy
Generator (Solar &
Non-Solar)
3 Quantum of Energy Annual MWh 500

sold under preferential
tariff
4 Saving Target in TOE/ Toe/Tonne 0.040

Tonne of product
as per PAT scheme
Notification
5 Equivalent Major Tonne 50000

Product Output in
Tonne as per PAT
scheme Notification
6 Baseline Specific Toe/Tonne 0.861

Energy Consumption
as Per PAT Notification
7 SEC Target to be 0.861-0.040 Toe/Tonne 0.821

achieved
Case I: Under Achievement of PAT Obligation tune of 1500 MWh.

with REC gain • The thermal Energy conversion of REC and
The target SEC for a DC is 0.821 Toe/Tonne Energy sold under preferential tariff stands at
of equivalent Paperagainst the baseline SEC of 5700 Million kcal. The plant has already taken
0.861Toe/Tonne of equivalent Paper. the benefit of exported power in power mix
• The DC achieves 0.822 Toe/Tonne in the normalization by subtracting 5700 Million
assessment year and also obtained REC and kcal from the total energy consumption of
Energy sold under preferential tariff to the plant
Sr. Descriptions Basis/ Unit Baseline Current Year

No Calculations Year [BY] 2013-14
1 Normalized Gate to Annual Toe/Tonne 0.861 0.822

Gate Specific Energy
Consumption

In this case, the Energy shall not be normalized w.r.t. REC mechanism, since the DC is not being
benefited in duel terms for Renewable Power generated as per following calculation table
Sr Descriptions Basis Unit Baseline Assessment

No Year [BY] Year [AY]
Renewable Energy Certificate Normalisation
1 Target Saving to be achieved Toe/Tonne 0.04
(PAT obligation) equivalent Paper
2 Target Saving to be achieved Toe 2000
(PAT obligation)
3 Target Saving Achieved Toe/Tonne 0.039
equivalent Paper
4 Target Saving Achieved Toe 1950
5 Additional Saving achieved Toe/Tonne -0.001
(After PAT obligation) equivalent Paper
6 Additional Saving achieved Toe -50.00
(After PAT obligation)
7 Thermal energy conversion Toe 570.0
for REC and Preferential tariff
8 Thermal Energy to be Annual Million kcal 0.00
Normalised for REC and
preferential tariff power sell
under REC mechanism
Case II: Equal Achievement of PAT Obligation assessment year and also obtained REC
with REC gain and Energy sold under preferential tariff
The target SEC for a DC is 0.821Toe/Tonne of to the tune of 1500 MWh.
equivalent Paper against the baseline SEC of • The thermal Energy conversion of REC
0.861Toe/Tonne of equivalent Paper. and Energy sold under preferential tariff
• The DC achieves 0.821Toe/Tonne in the stands at 5700 Million kcal.
Sr Descriptions Basis/ Unit Baseline Current Year


Consumption
The plant has already taken the benefit of by subtracting 5700 Million kcal from the total
exported power in power mix normalization energy consumption of plant

In this case also, the Energy shall not be normalized w.r.t. REC mechanism, since the DC is not
being benefited in duel terms for Renewable Power generated as per following calculation table

2 Tiiiarget Saving to be Toe 2000
achieved (PAT obligation)
equivalent Paper
5 Additional Saving achieved Toe/Tonne 0.0
6 Additional Saving achieved Toe 0.0
for REC and Preferential
tariff
8 Thermal Energy to be Annual Toe 0.00
under REC mechanism
Case III: Over Achievement of PAT Obligation assessment year and also obtained REC
with REC gain and Energy sold under preferential tariff
The target SEC for a DC is 0.821Toe/Tonne of to the tune of 1500 MWh.
equivalent Paper against the baseline SEC of • The Thermal Energy conversion of REC
0.861Toe/Tonne of equivalent Paper. and Energy sold under preferential tariff
• The DC achieves 0.820Toe/Tonne in the stands at 5700 Million kcal.
Sr Descriptions Basis/ Unit Baseline Current Year
Consumption
In this case, the DC is getting benefit of earn ESCerts. The Energy shall be normalized
Renewable Power exported in duel terms i.e., w.r.t. REC mechanism gain, since, the plant has
by gaining REC or selling it @ preferential already taken the benefit of exported power in
tariff and also overachieved PAT obligation to power mix normalization by subtracting 5700

Million kcal from the total energy consumption energy will be normalized as per concluding
of plant, hence the additional gain after PAT calculation table. The DC still gains from
obligation in terms of energy to be added in the Renewable Power generated i.e., 5200 Million
total energy consumption of the plant. Here, kcal (5700-500 Million kcal) to achieve PAT
the additional gain after PAT obligation stands obligation apart from getting gain from REC
at 500 Million kcal, thus only the said thermal mechanism.

2 Target Saving to be achieved Toe 2000
(PAT obligation)
equivalent Paper
5 Additional Saving achieved Toe/Tonne 0.001
6 Additional Saving achieved Toe 50
for REC and Preferential tariff
8 Thermal Energy to be Annual Toe 50.00
under REC mechanism
As per Renewable Energy Certificate Mechanism, The quantity of exported (Deemed Injection or
any plant after meeting Renewable Purchase injection to the grid) power (partially or fully) on
Obligations (RPOs) can export (Injection to the which Renewable Energy Certificates have been
grid or deemed injection) renewable energy in earned by Designated Consumer in the assessment
the form of electrical energy and earn Renewable year under REC mechanism shall be treated as
Energy Certificates (REC) and/ or can opt for Exported power and normalization will apply.
preferential tariff for the exported electricity, as However, the normalized power export will not
the case may be. qualify for issue of Energy Saving Certificates under
PAT Scheme.
However, double benefit being accrued or
claimed by a DC from PAT as well as REC Thus keeping the above normalisation in view,
mechanism could not be allowed. Keeping the the DCs were asked in the Form I to submit the
above in view, the proposed normalization data pertaining to gain of REC in the baseline as
clauses are proposed below: well as for the current year.

To avoid duel benefit from REC and PAT, a
normalisation is proposed The DC has achieved the target and about to
gain 459 EScerts, the normalisation will take
Elaborate Example for REC Compliance- place and the SEC will be made to 0.0810. Hence
there is no gain of ESCerts
For the year 2014-15,
REC received by DC: 10000 REC = 2717 toe The DC will not gain any ESCerts but can avail
(EScerts) the benefit of REC
PAT Target (SEC): 0.0810 toe/Te
Baseline Production: 4591973 Te ► Case IV: SEC achieved: 0.0800 toe/Te
Gain of 0.0810-0.0800 = 0.0010 x 4591973 = 4591
► Case I: SEC achieved: 0.0811 toe/Te Escerts
The DC can avail the benefit of REC since it has
not achieved the PAT target The DC has achieved the target and about to
gain 4591 EScerts, the normalisation will take
► Case II: SEC achieved: 0.0810 toe/Te place.
The DC can avail the benefit of REC since it has
equaled the PAT target Here the DC stands to gain 4591-2717 =1874
ESCerts
► Case III: SEC achieved: 0.0809 toe/Te
Gain of 0.0810-0.0809 = 0.0001 x 4591973 = 459 The DC will gain 1874 ESCerts and also can
Escerts avail the benefit of 10000 REC

Part-II
MONITORING & VERIFICATION GUIDELINES
1. Introduction (n) of section 14 of the Energy conservation
Act 2001 (Amended in 2010) for the Designated
1.1. Background Consumers vide S.O. 687 (E) [Energy
Conservation (Energy Consumption Norms and
Ministry of Power and Bureau of Energy Standards for Designated Consumers, Form,
Efficiency (BEE) have been implementing Time within which, and Manner of Preparation
several programs for efficient use of energy and and Implementation of Scheme, Procedure for
its conservation. This is further supplemented Issue of Energy Savings Certificates and Value
by the National Mission for Enhanced Energy of per Metric Ton of Oil Equivalent of Energy
Efficiency (NMEEE), which is one of the missions Consumed) Rules, 2012] dated 30/03/2012
under the National Action Plan on Climate (Containing Baseline Specific Energy
Change (NAPCC), launched by Hon’ble Prime Consumption, Product Output and Target
Minister on 30th June 2008 to ensure increase in Specific Energy consumption for the Designated
the living standards of the vast majority of people Consumers). The said S.O. Notification is based
while addressing climate change concerns. on the Rules notified under G.S.R. 269 (E) [Energy
Conservation (Energy Consumption Norms and
The Perform Achieve and Trade (PAT) Scheme Standards for Designated Consumers, Form,
is one of the initiatives under the NMEEE Time within which, and Manner of Preparation
program,which was notified on 30th March 2012. and Implementation of Scheme, Procedure for
PAT scheme is a market assisted compliance Issue of Energy Savings Certificates and Value
mechanism to accelerate implementation of cost of per Metric Ton of Oil Equivalent of Energy
effective improvements in energy efficiency Consumed) Rules, 2012] dated 30th March,
in large energy-intensive industries, through 2012, herein referred as PAT Rules, 2012
certification of energy savings that could be
traded. The genesis of the PAT mechanism flows The scheme covers 478 Units, known as
out of the provision of the Energy Conservation Designated Consumer (DC) in 8 sectors
Act, 2001 (Amended in 2010). (Thermal Power Stations, Iron and Steel Plants,
Cement, Fertiliser, Textile, Pulp and Paper,
The key goal of the PAT scheme is to mandate Chlor Alkali & Aluminium sector) in the cycle
specific energy efficiency improvements for the I. Together these designated consumers used
most energy intensive industries. The scheme about 36% of the fossil fuel consumed in India
builds on the large variation in energy intensities in 2010. Each designated consumer has been
of different units in almost each notified sector, mandated to achieve a specific reduction in
ranging from amongst the best in the world and its specific energy consumption. Percentage
some of the most inefficient units. The scheme reduction targets were notified in March, 2012,
envisages improvements in the energy intensity and the percentage reduction target is less for
of each unit covered under it. The energy a designated consumer that is already efficient,
intensity reduction target, mandated for each and more for one that is less efficient. Overall,
unit is dependent on its current efficiency: the all the plants together are to achieve a 4.05%
reduction target is lesser for those who are more reduction in the average energy consumption by
efficient, and is higher for less-efficient units. the year 2014-15. This would imply a reduction
of about 6.686 million tons-of-oil-equivalent
Ministry of Power, in consultation with Bureau in their annual energy consumption, and a
of Energy Efficiency has prescribed the energy reduction of about 23 million tons of carbon
consumption norms and standards, in exercise dioxide annually.
of the power conferred under clause (g) and
Monitoring & Verification Guidelines 93
A robust monitoring, reporting and verification report, verified annual Form 1, Sector SpecificPro-
process will ensure effective and credible forma, EmAEA’s verification report along with
assessment of energy performance, achieved by authentic supporting documents shall be done
industries covered under PAT. by the DC to the concern State Designated
Agency (SDA) and Bureau of Energy Efficiency
1.2. Purpose before 30th June.
A reliable monitoring, reporting and
verification (M&V) system forms the backbone The document:
of assessment process of the PAT scheme. The  Provides Designated Consumers and
objective of the M&V system is to streamline EmAEAaset of guidelines to establish
the activities to be carried out for verifying the methods for assessment ofspecific energy
energy performanceachieved by the Designated consumption.
Consumer in the target year.  Defines broad techniques for assessing/
determining factors that effects the
The documents sets out the requisite performance of establishment.
guidelines forM&V in the Monitoring and  Provides general terms, which are
Verification phase under thePAT Rules. It applicable to all sectors and also includes
provides practical guidance and proceduresto specific sector term.
Designated Consumers (DCs) and Empanelled  Will be guided as per the provisions
Accredited Energy Auditors (EmAEA) conferred under Rule 3 of PAT Rules 2012.
on verification requirements, and aims to  Provides support to the Designated
establisha verification process consistent with Consumer to meet its obligation specified
relevant rules and regulation. in Rule 7 and Rule 15 of the PAT Rules.
The Assessment of performance verification 1.3. Definition of M&V
involves an independent evaluation of each
activity undertaken by the DCs for compliance M&V is the process to verify the Specific Energy
under PAT rules. Verification plays a crucial Consumption through verifiable means of each
role in maintaining the integrity of the scheme Designated Consumer in the baseline year
and ensuring transparent validation. and in the assessment year by an empanelled
accredited energy auditor.
The verification process will ensure that the
information and data in Form 1and Pro- The underlying principles for Monitoring and
forma are free from material omissions, Verification include:
misrepresentations and errors.
► Consistency: By applying uniform criteria
to meet the requirements of the sector
The process requires EmAEA to verify
specific methodology throughout the
the monitoring and verification of energy
assessment period.
performance of DCsin accordance
with PAT rules while taking into the ► Transparency: Information in the
consideration,Normalization factors and any verification reports shall be presented in an
other relevant conditions as defined PAT Rules open, clear, factual, neutral and coherent
manner based on documentary evidence
The verification must be completed between ► Acceptability: The Empanelled Accredited
1st April to 30th June of the year, following the Energy Auditors shall base their findings
assessment year.Submission of final verification and conclusions upon objective evidence,
94 Monitoring & Verification Guidelines

conduct all activities in connection with ► Traceability: The documents presented
the validation and verification processes in for substantiating the reduction in specific
accordance with the rules and procedures energy consumption or savings from ECM
laid down by BEE, and state their validation should be verifiable and visible.
or verification activities, findings, and ► Verifiability: The validation of filled in
conclusions in their reports truthfully and data in the Pro-formaand savings from
accurately. Energy Conservation Measures through
► Measurability: Measurement is a proper authentic documentation are to be
fundamental starting point for any kind carried out by the EmAEA.
of data captured for Energy Performance
Index. 1.4. Empanelled Accredited Energy Auditor
i. Measurement in energy saving or Verifier
projects: The energy saving from any
project is determined by comparing Accredited Energy Auditor firm empanelled
measured parameters before and after with BEE under PAT rules will be the verifier of
implementation of a project, making PAT M&V process
appropriate adjustments for changes
in conditions. “verification” means a thorough and
ii. Measurement of parameters for data independent evaluation by the accredited
captured in Pro-forma: The parameters energy auditor of the activities undertaken by
entered in the pro-forma shall be the designated consumer for compliance with
taken from the measured logs with the energy consumption norms and standards
supporting documentation through in the target year compared to the energy
consumption norms and standards in the
iii. Computational documentation from baseline year and consequent entitlement or
basic measurement at field requirement of energy savings certificate.
iv. Measurement activities in the baseline
and assessment year consist of the “certification” means the process of certifying
following: the verification report or check-verification
• meter installation, calibration and report by the accredited energy auditor to
maintenance the effect that the entitlement or requirement
• data gathering and screening, of energy savings certificateis quantified
• development of a computation accurately in relation to compliance of energy
method and acceptable estimates consumption norms and standards by the
from the basic measurement at designated consumer during the target year;
field,
“check-verification” means an independent
• computations with measured data,
review and ex-post determination by the Bureau
and
through the accredited energy auditor, of the
• reporting, quality assurance energy consumption norms and standards
achieved in any year of the three year cycle
A measurement boundary is a notional border which have resulted from activities undertaken
drawn around equipment and/or systems by the designated consumer with regard to
that are relevant for determining the savings compliance of the energy consumption norms
achieved through implementation of Energy and standards;
saving projects.

1.4.1. Qualification of Empanelled Accredited Provided that a person who was in the
Energy Auditor (EmAEA)for Verification and employment of a designated consumer within
Check-Verification the previous four years,shall not be eligible
to perform the work of verification or check-
A firm registered under the Indian Partnership verification for such designated consumer;
Act, 1932 (9 of 1932) or a company incorporated (1) Provided further that any person or firm
under the Companies Act, 1956 (1 of 1956) or or company or other legal entity, who was
any other legal entity competent to sue or to be involved in undertaking energy audit in
sued or enter into contracts shall be entitled to any of the designated consumer within the
undertake verification and check-verification previous four years,shall not be eligible to
regarding compliance with the energy perform the work of verification or check-
consumption norms and standards and issue or verification for such designated consumer.
purchase of energy savings certificate if it,-
(2) The accredited energy auditor shall ensure
(a) has at least one accredited energy auditor that persons selected as team head and
whose name is included in the list of the team members must be independent,
accredited energy auditors maintained impartial and free of potential conflict of
by the Bureau under regulation 7 of the interest in relation to activities likely to be
Bureau of Energy Efficiency (Qualifications assigned to them for verification or check-
for Accredited Energy Auditors and verification.
Maintenance of their List) Regulations,
2010; (3) The accredited energy auditor shall have
formal contractual conditions to ensure
(b) has at least three energy auditors; that each team member of verification and
(c) has adequate expertise of field studies check-verification teams and technical
including observations, probing skills, experts act in an impartial and independent
collection and generation of data, depth manner and free of potential conflict of
of technical knowledge and analytical interest.
abilities for undertaking verification and (4) The accredited energy auditor shall ensure
check-verification; that the team head, team members and
(d) has a minimum turnover of ten lakhs experts prior to accepting the assignment
rupees per annum in at least one of the inform him about any known, existing,
previous three years or in case of a newly former or envisaged link to the activities
formed organisation, a net worth of ten likely to be undertaken by them regarding
lakhs rupees. verification and check verification.
(5) The accredited energy auditor must have
The application shall be accompanied by a documented system for determining the
certificate of registration or incorporationas the technical or financial competence needed
case may be. to carry out the functions of verification
and check –verification and in determining
1.4.2. Obligation of Empanelled Accreditor the capability of the persons, the accredited
Energy Auditor energy auditor shall consider and
record among other things the following
For the work of verification or check verification, aspects,namely:-
the accredited energy auditor shall constitute
a team comprising of a team head and other (a) complexity of the activities likely to be
members including Process Experts: undertaken;

(b) risks associated with each project and shall form an independent opinion
activity; and give necessary directions to the said
(c) technological and regulatory aspects; team if required.
(d) size and location of the designated (11) In preparing the verification and check-
consumer; verification reports, the accredited
(e) type and amount of field work energy auditor shall ensure transparency,
necessary for the verification or check- independence and safeguard against
verification. conflict of interest.
(6) The accredited energy auditor shall have (12) The accredited energy auditor shall ensure
documented system for preparing the the confidentiality of all information
plan for verification or check-verification and data obtained or created during the
functions and the said plan shall contain verification or check verification report.
all the tasks required to be carried out in (13) In assessing the compliance with the
each type of activity, in terms of man days energy consumption norms and standards
in respect of designated consumers for and issue of energy savings certificates, the
the purpose of verification and check – accredited energy auditor shall follow the
verification. provisions of the Act, rules and regulations
made thereunder.
(7) The names of the verification or check-
verification team members and their bio- (14) After completion of the verification or
data shall be provided by the accredited check-verification, the accredited energy
energy auditor to the concerned designated auditor shall submit the verification (in
consumer in advance. Form- “B”) or check-verification report,
together with the certificate in Form-‘C’, to
(8) The verification or check-verification the Bureau.
team shall be provided by the accredited
energy auditor with the concerned 1.5. Important Documents required for
working documents indicating their full M&V process
responsibilities with intimation to the
concerned designated consumer. I. Accepted Baseline Audit Report (Available
with BEE and DC)1
(9) The accredited energy auditor shall have
documented procedure-
(i) to integrate all aspects of verification
or check-verification functions;
(ii) for dealing with the situations in
which an activity undertaken for the
purpose of compliance with the energy
consumption norms and standards or
issue of energy savings certificate shall
not be acceptable as an activity for the
said purposes.
(10) The accredited energy auditor shall
conduct independent review of the opinion
Figure 1: M&V Documents
of verification or check-verification team
1
Baseline Report: Available with BEE and respective DCs. EmAEA to verify the consistency of Report

II. Form 1& Sector Specific Pro-forma available with BEE
III. Form A,B,C,D as covered in PAT rules VI. Check List to be used by all stakeholders
IV. Normalisation Factors Document available VII. Reporting Format for EmAEA
with BEE VIII. ESCerts Management Registry
V. Normalisation Guidelines Document
Figure 2: Stakeholders
State Nodal Trading

Regulator Administrator Implementer Agency / Verifier Regulator,
Adjudicator Registry
State Empanelled
Bureau of
Designated Designated Accredited CERC/
MoP Energy
Consumer Agency/ Energy POSOCO
Efficiency
SERC Auditor
2. Broad Roles and Responsibilities Adjudicator and Ministry of Power (MoP) can
be summed up as under
The various roles assessed to be performed in
the verification process include administration, The Designated Consumer shall fill the data in
regulation and services delivery. The key the Sector Specific Pro-formaand Form 1 stating
stakeholders are Ministry of Power, Bureau of source of data in the Form, of its installation as
Energy Efficiency, State Designated Agencies, per GtG boundary concept manually in Excel
Adjudicator, Designated Consumers and Sheet Pro-forma and in PATNET. The filled in
Empanelled Accredited Energy Auditor. Forms with the authentic source of data in terms
of hard copy document shall have to be kept
2.1. General ready by Designated Consumer for verification.
The designated consumer in consultation with
The roles and responsibilities of individuals
the EmAEA, shall put in place transparent,
and designated consumer are set out in Energy
independent and credible monitoring and
Conservation Rules 2012 2
verification arrangement. The verifier shall
ensure transparency, independence and
The roles and responsibilities of the Designated
safeguard against conflict of interest.
Consumer (DC), Empanelled Accredited Energy
Auditor (EmAEA), Bureau of Energy Efficiency
As part of verification process, the EmAEA shall
(BEE), State Designated Agencies (SDA),
2
Energy Conservation Rules 2012: Energy Consumption Norms and Standards for Designated Consumers, Form, Time within which, and Manner
of Preparation and Implementation of Scheme,Procedure for Issue of Energy Savings Certificate and Value of Per Metric Ton of Oil Equivalent of
Energy Consumed) as per Notification G.S.R.269 (E ) dated 30th march 2012

carry out a strategic and statistical Analysis, Specific Supporting Pro-forma for Form 1,
checking of relevant and authentic document, Normalization formulae
Quarterly, Yearly and End of Cycle internal 3. M&V arrangements for energy
data audit reports, Performance Assessment consumption and production by
Documents (Form A), Form I and sector specific Designated Consumer
pro-forma from DCs, the actual verification
produce an internal verification report, Form B 4. Without prejudice to the monitoring plan
from EmAEA. These verified Forms, documents approved by the BEE, DC must comply
and reports will then be submitted to the SDA with on-going obligations imposed under
with a copy to the Bureau. The SDA, in turn PAT Rules 2012
after proper verification of Form A sent by DC 5. The monitoring methodology or the
may send comment to BEE for final verification Input Data Entry with Normalisation
based on the SDA Check List. factors shall be changed if this improves
the accuracy of the reported data and for
If the accredited energy auditor records a taking out any errors reported by DC in
positive opinion in his verification report, the the Sector Specific Pro-forma (Linking
Bureau shall consider that all the requirements formulae, error formulae or wrong data
with regard to the compliance with energy entry)
consumption norms and standards, entitlement 6. The designated consumer in consultation
about issue or liability to purchase energy with the accredited energy auditor, shall
savings certificate have been met. put in place transparent,independent
and credible monitoring and verification
BEE on satisfying itself about the correctness arrangements for energy consumption
of verification report, and check-verification and production based on the Bureau of
report,wherever sought by it, send its Energy Efficiency (Manner and Intervals
recommendation under clause (aa) of sub-section of Time for Conduct of Energy Audit)
(2) of section 13 to the Central Government, based Regulations, 2010 for compliance with the
on the claim raised by the designated consumer energy consumption norms and standard,
in Form À’, within ten working days from the and the said arrangements shall include,-
last date of submission of said Form À’ by the i) Preparation and Maintenance of
concerned state designated agency, for issuance Quarterly Data Reports to be prepared
of energy savings certificates under section 14A by DCs from 2012 onwards up to
Guidance on these responsibilities are presented assessment year
in the Energy Conservation Rules 2012.
a. On the performance of plant and
production process
2.2. Designated Consumer
b. Internal Field Audit Report on
The Designated Consumers have the following Energy and Process
responsibilities with respect to EOC or mid ii) Preparation and Maintenance of
cycle verification as per guidelines in Energy Yearly Data Reports to be prepared
Conservation Rules 2012: by DCs from 2012 onwards up to
1. To monitor and report in accordance with assessment year
the monitoring plan approved by the BEE.
a. On the performance of plant and
2. Establish data and information production process
management system as per Sector

b. Outcome of Internal Field Audit with the Sectoral Normalisation factor
c. Measures to reduce energy guidelines prepared by BEE
consumption and improve energy 9. The data to be filled in the latest version of
efficiency MS Office Excel sheet and PATNET
d. Measures taken to improve the 10. Designated Consumers shall facilitate
efficiency of the production verification and check-verification work
processes during each year by the EmAEA and SDA.
iii) Preparation and Maintenance of 11. The designated consumers shall,-
Yearly Data Reports to be prepared (a) for assessment of their performance
by DCs from 2012 onwards up to for compliance with the energy
assessment year consumption norms and standards,
a. Report on production achieved, get the work of verification done
energy consumed through accredited energy auditors;
b. specific energy consumption (b) take all measures including
achieved, specific energy implementation of energy efficiency
consumption projects recommended by the
c. reduction achieved, measures accredited energy auditor and good
adopted for energy conservation practices prevalent or in use in the
and quantity of energy saved; concerned industrial sector so as to
achieve the optimum use of energy in
iv) Preparation and Maintenance of their plant :
Consolidated End of Cycle (EOC)
Data Reports to be prepared by DCs I furnish the full and complete
from 2012 onwards up to assessment data, provide necessary documents
year and other facilities required by the
accredited energy auditor for the
a. Report on production achieved, purpose of performing the function of
energy consumed verification and check-verification.
b. specific energy consumption 12. The designated consumer for the purpose
achieved, specific energy of achieving the compliance with the
consumption energy consumption norms and standards
c. reduction achieved, measures during the target year, in the relevant
adopted for energy conservation cycle shall take the following action and
and quantity of energy saved; after completing the said action, furnish
the status of compliance to the concerned
state designated agency with a copy to
7. The DC has to maintain in set tabulated
the Bureau in Form D’ by the end of five
format and set reports template as per
months from the last date of submission of
above guidelines for submission to
Form À’-
EmAEA
(a) by implementation of energy
8. The DC has to fill the data in the
conservation and energy efficiency
Sector Specific Pro-forma for the
improvement measures or;
Normalisationfactors including M&V
protocol for its facility in conformity (b) where the measures implemented
in terms of clause (a) are found

inadequate for achieving compliance requirement of energy savings certificate,
with the energy consumption norms to ensure that they meet with the
and standards, the designated requirements of these rules.
consumer shall purchase the energy (A) The accredited energy auditor, in
savings certificates equivalent in order to assess the correctness of
full satisfaction of the shortfall in the information provided by the
the energy consumption norms and designated consumer regarding the
standards worked out in terms of compliance with energy consumption
metric ton of oil equivalent. norms and standards shall-
(a) Apply standard auditing
2.3. Empanelled Accredited Energy Auditor techniques;
(EmAEA)
(b) Follow the rules and regulation
The EmAEA is responsible for verification of framed under the Act;
Energy Consumption Norms and Standards for (c) Integrate all aspects of verification,
Designated Consumers, Gate to Gate Specific and certification functions;
Energy Consumption of baseline and assessment (d) Make independent technical
year as per guidelines of PAT Rules 2012 with review of the opinion and decision
subsequent attributes: of the verification team; also take
13. To ensure that the verification is carried into consideration, a situation
out by properly trained and competent where a particular activity may or
staff as per Section 1.4.2 may not form part of the activities
related to the compliance with the
14. The EmAEA is responsible for ensuring energy consumption norms and
that the systems and processes adopted standards, and the procedure for
by the DC for determination of GtG SEC the assessment shall include,-
from the data in Sector Specific Pro-
forma along with Normalisation sheets (B) Document review, involving
and information protocol have been (i) Review of data and its source,
maintained in conformity with the various and information to verify the
notifications and information provided by correctness, credibility and
BEE/SDA from time to time interpretation of presented
15. EmAEA is required to perform different information;
roles such as technical review of (ii) Cross checks between information
manufacturing processes & energy provided in the audit report and,
consumption patterns, system variabilities if comparable information is
and their impact on energy consumption, available from sources other than
and on issues including application of those used in the audit report,
statistical methods and finally performance the information from those
of verifications including integrity of data other sources and independent
16. The accredited energy auditor shall background investigation;
independently evaluate each activity (C) Follow up action, involving-
undertaken by the designated consumer for
(iii) Site visits, interviews with
compliance with the energy consumption
personnel responsible in the
norms and standards and entitlement or
designated consumers’ plant;

(iv) Cross-check of information 19. EmAEA to resolve calculation errors in the
provided by interviewed Sector Specific Pro-formain consultation
personnel to ensure that no with the BEE prior to completing the
relevant information has been verification
omitted or, over or under valued;
(v) Review of the application of 2.4. State Designated Agencies (SDA)
formulae and calculations, and
reporting of the findings in the All the documents like verified Sector Specific
verification report. Pro-forma, Form 1, Verification report of
(D) The accredited energy auditor shall EmAEA and related documents will be routed
report the results of his assessment to BEE via SDA.
in a verification report and the said
report shall contain, 20. The technical role of SDA are
(a) The summary of the verification i. Inspection & enforcement for M&V
process, results of assessment related systems
and his opinion along with the ii. Assist BEE in information management
supporting documents; process
(b) The details of verification iii. Review and validation of Sector Specific
activities carried out in order Pro-forma, Form 1, Verification report
to arrive at the conclusion and of EmAEA and related documents
opinion, including the details before sending it to BEE
captured during the verification
process and conclusion relating iv. After submission of duly verified Form
to compliance with energy ‘A’ by designated consumer, SDA may
consumption norms and convey its comments, if any, on Form
standards, increase or decrease in ‘A’ to the Bureau within fifteen days
specific energy consumption with of the last date of submission of Form
reference to the specific energy ‘A’.
consumption in the baseline year; v. BEE, in consultation with SDA may
(c) the record of interaction, if any, decide to undertake review on Check
between the accredited energy verification
auditor and the designated vi. The EmAEA in-charge of check-
consumer as well as any change verification shall submit the report
made in his assessment because with due certification Form C to the
ofthe clarifications, if any, given BEE and the concerned SDA
by the designated consumer.
vii. The State designated agency may
17. EmAEA to prepare a verification report as furnish its comments on the report
per Reporting template to be provided by within ten days from the receipt of the
BEE report from the said EmAEA. In case
18. EmAEA to resolve errors, omissions or no comments are received from the
misrepresentations in the data/records/ concerned state designed agency, it
calculations in consultation with the DCs shall be presumed that they have no
prior to completing the verification report comments to offer in the matter

viii. The State designated agency within used for any activity and may require
two months from the date of the any proprietor, employee, director,
receipt of the report referred to in sub- manager or secretary or any other
rule (9) shall initiate- person who may be attending in any
(a) action to recover from the manner to or helping in, carrying on
designated consumer the loss to any activity with the help of energy
the Central Government by way to afford him necessary facility to
of unfair gain to the designated inspect–
consumer;
(b) penalty proceedings against the (A) any equipment or appliance as he
persons mentioned in the said may require and which may be
report,under intimation to the available at such place;
Bureau; (B) any production process to
(c) register complaint for such ascertain the energy consumption
fraudulent unfair gain if norms and standards
designated consumer does not pay
penalty and loss to the exchequer 2.5. Adjudicator
in the specified time mentioned in
the penalty proceedings. Section 17 and Section 28 of EC Act 2001 shall be
referred for power to adjudicate
21. The administrative role of SDA are
2.6. Bureau of Energy Efficiency
The designated agency may appoint, after
the expiry of five years from the date BEE shall co-ordinate with the Designated
of commencement of this Act, as many Consumers, SDA, Sectoral technical committee
inspecting officers as may be necessary and other agencies to administer and monitor
for the purpose of ensuring compliance the Scheme as per PAT Rules and EC Act 2001.
with energy consumption standard
specified under clause (a) of section 14 or 22. BEE recommend to the Central
ensure display of particulars on label on Government the norms for processes and
equipment or appliances specified under energy consumption standards required to
clause (b) of section 14 or for the purpose be notified under clause (a) of section 14 of
of performing such other functions as may Energy Conservation Act 2001
be assigned to them. 23. Preparation and Finalization of Sector
Subject to any rules made under this Act, Specific Pro-forma for annual data entry in
an inspecting officer shall have power to – consultation with the Technical Committee
(a) inspect any operation carried on or set up by BEE
in connection with the equipment or 24. Preparation and finalization of Sector
appliance specified under clause (b) Specific Normalization Factors applicable
of section 14 or in respect of which in Assessment year in consultation with
energy standards under clause (a) of Technical Committee set up by BEE
section 14 have been specified;
25. Empanelment of Accredited Energy
(b) enter any place of designated Auditor Firm as Verifier for M&V
consumer at which the energy is

26. Capacity building of SDA, EmAEA, 2.8. Institutional Framework for PAT
Energy Manager of DCs
Transparency, flexibility and Industry
27. The Bureau on satisfying itself about the engagement in program design help ensure
correctness of verification report, and effective industrial energy efficiency policy with
check-verification report, wherever sought adequate buy-in from the covered facilities.
by it, send its recommendation under PAT’s design phase involved extensive
clause (aa) of sub-section (2) of section 13 consultations with the DCs. Consultations
to the Central Government, based on the ensured the design phase was transparent and
claim raised by the designated consumer allowed industry to engage in the process.
in Form À’, within ten working days from
the last date of submission of said Form À’ Since, PAT being largely a federal government
by the concerned state designated agency, scheme, hence involvement of State Designated
for issuance of energy savings certificates Agencies as an extended arm of enforcement
under section 14A agency ushers outcome in the right direction.
An institutional frame work consisting of State

2.7. Ministry of Power Designated Agencies, Designated Consumers,
Accredited Energy Auditors, Trading
28. Roles and Responsibilities of Central Exchanges and Financing facilities has been
3
Government have been covered under established to implement the scheme. Bureau
Energy Conservation Act 2001 and notified of Energy Efficiency is leading the process with
PAT Rules 2012 state level capacity supported by AEA and
Sectoral Technical committee constituted for
rationalizing the process.
Figure 3: Institutional Framework
3
Trading Exchanges: IEX & PXIL

3. Process & Timelines program by the Administrator, through
parameters like total ESCerts issued & traded,
3.1. Activities and Responsibilities complying sectors or participants, market
liquidity etc., will be carried out. Delays at any
The Energy Conservation Rules, 2012 point of the process-chain will be identified and
clearly defines the timelines of activities timely action be taken by the Administrator/
and responsibilities to be carried out for Regulator.
accomplishment of PAT scheme. Timely
submission of action plan from DC to trading of Automation of processes wherever feasible will
ESCerts needs to be done in a definite time zone. be carried out for seamless implementation of
Constant performance monitoring of the the PAT scheme.
Table 1: Activities and Responsibilities for PAT Cycle I
S. No Name of Form Submitted by Time of Submission Submission

authorities
1. Form A DCs Three months from SDA & BEE
conclusion of target year
(end of first, second or
third year of relevant
cycle) 30th June, 2015
2. Form B (Certificate of DCs Three months from SDA & BEE
verification by AEE) conclusion of target year
(end of first, second or
third year of relevant
cycle) 30th June, 2015
3. BEE’s Recommendation BEE 10 working days from Ministry of
to MoP for issuance of receipt of forms A & B Power
ESCerts
4. Issuance of ESCerts Central Within 15 days BEE
Government from receipt of
(MoP) recommendations by
BEE
5. Form D (status of DC End of 5 months from the SDA & BEE
Compliance) last date of submission
of Form A
6. Form C (check verification AEA Within 6 months BEE
report and certificate) (Accredited after issuance of
Energy Auditor) ESCerts or within 1
year of submission of
compliance report

3.2. Process Interlinking targets to issuing Escerts are interlinked among
different stakeholders complying a definite time
The complete process from notifying the frame as defined below
Figure 4: Stakeholders Interlinking
(A) (G)
Central Depository/
Government (H) Registry
Designated
(D) (E)
Consumer
(B)
BEE (F)
SDA(s)
(Administrator)
(C)
(A) Targets from Central Government to DCs (E) ESCerts Issuance Instruction from Central
Government to BEE
(B) Performance Assessment Document (Form
A) from DC to SDA (F) Electronic ESCerts Issuance Instruction
from BEE to Depository
(C) PAD (Form-A) with recommendation for
issuance, if overachieved from SDA to (G) DC Interaction with Depository A/c
BEE
(H) ESCerts credit to DC’s A/c
(D) Recommendation of ESCerts Issuance by
BEE to Central Government

Forms and Document [Form I, Proforma, FORM 1 filling in
Form A, Form B] duly verified by EmAEA PATNET by DC on
Submission by DC to SDA with a copy to BEE achieved SEC in AY
Forms and Document submission by SDA

to BEE
Verification of Forms and Documents

submitted by DC & SDA by BEE
SEC after Check- Change in SEC Yes SEC value to be rectified

Verification value after in PATNET by BEE with
assessment
information to DC
No
Final SEC of BY/ AY Under achiever

Final SEC of AY
Under Achiever
Over achiever
Over achiever
DC to purchase the
ESCerts from Exchange
- up to November
Recommendation of EScerts by BEE to the Central Government if a DC

overachieves the target
ISSUANCE OF ESCERTS BY CENTRAL GOVERNMENT (For Over Achievers)
Trading of ESCerts at Trading Platform
Submission of Form D by Designated Consumer
Penalty Proceedings to start by SDA on recommendation of BEE for the DCs

not complying the Norms and Standards as per Notification
Figure 5: Flow Chart of ESCerts issuance
29. Penalty for Non-Achievement of Target certificates issued to designated

i. Compliance as per Form D of Energy consumer or enter –ve value in
Conservation Rules 2012 case recommended for purchase
of energy savings certificates
(a) Energy savings certificates: Enter
+ve value if energy savings (b) Energy savings certificates

submitted for compliance: energy saving target and if balance is –ve
If designated consumer is than DC will be recommended for penalty.
recommended for purchase ii. For Penalty and Power to adjudicate,
of energy savings certificates, refer section 26 and 27 of the EC Act
then enter value of energy 2001
savings certificates submitted
by designated consumer for iii. As per EC Act, 2001, section 26, Fixed
compliance ofenergy consumption penalty is maximum 10 Lakh and
norms and standards- saving variable penalty is price of 1 TOE as
target of designatedconsumer. specified in Energy Conservation
Rules 2012. Any amount payable
(c) Balance energy savings certificates:- under this section, if not paid, will
Numbers of energy savings be recovered as if it were an arrear of
certificatesbalance. If balance is ZERO land revenue.
than DC is in accordance for compliance of
3.3. Flow Chart showing verification process (Rules and Act required dates in bold Italics)
Responsibility Date Action and Stages of verification process
DC By June 30 each Year Submission of Energy Return Form I and Sector Specific Supporting Pro-forma for
Form 1
DC By June 30 [First Year of PAT Cycle] Submission of Action Plan
DC Before M&V phase of PAT Cycle Hiring of Empanelled Accredited energy Auditor
DC/EmAEA April 1-June 30 [After completion of Monitoring and Verification

relevant PAT cycle]
DC By June 30 [M&V phase of PAT Cycle] Submission of Verified Form I and Sector Specific Pro-forma, Form A,
Form B and Other Document to SDA & BEE
st nd
DC By June 30 [After end of 1 and 2 Year Submission of Verified Form I and Sector Specific Pro-forma, Form A,
PAT Cycle]For Advance ESCerts Form B and Other Document to SDA & BEE
SDA [15 days of the last date of sub. of Form A] Submission of Comments on Verified Form I and Sector Specific Pro-forma, Form
A, Form B and Other Document to BEE
[10 working days from last date of submission of Recommendation of Energy Saving Certificates to Central Government
BEE Form A by SDA][M&V phase of PAT Cycle]
[10 working days from last date of submission of Form A by SDA]
Central [15 working days from date of receipt of Issue of Energy Saving Certificates[15 working days from date of receipt of
recommendation by BEE][M&V phase of PAT Cycle]
Government recommendation by BEE]
[5 months from date of submission of Form Submission of Form D to SDA and BEE[5 months from date of submission of
DC
A by DC to SDA][M&V phase of PAT Cycle] Form A by DC to SDA]
BEE/Power [M&V phase of PAT Cycle] ESCerts Trading period

Exchange
Figure 6: Time Line Flow Chart

4. Verification requirement verification for such designated
consumer.
4.1. Guidelines for Selection Criteria of
EmAEA by Designated Consumer 35. EmAEA is required to submit the
documentation on determining the
30. The EmAEA will be selected only from capability of the team on Technical and
the List of EmAEA as available in the BEE financial competence after getting the
official website formal order from Designated Consumer
31. The procedure for selection of EmAEA 36. EmAEA is required to submit the Name
should be followed from guidelines of and detailed Bio-data on Energy Audit or
PAT Rules 2012 Verification experiences of the team head,
team members and experts to the DC prior
32. The Designated Consumer may select to selection
EmAEA based on their experience in
Energy Auditing Field and in the related 37. The Designated Consumer to ensure
sector as per information in Form III and that the EmAEA must have documented
Form IV (REGISTER CONTAINING LIST system on preparing plan for verification
OF ACCREDITED ENERGY AUDITORS) or check-verification along with activities
Submitted by the Accredited Energy chart defining task in man-days for the
Auditor (www.bee-india.nic.in) DC.
33. The EmAEA preferably have attended at 38. The selection process of EmAEA needs to
least one Training Programs organized by be completed before 31st March of the end
Bureau of Energy Efficiency on Monitoring of PAT Cycle
and Verification Guidelines.
39. The scope of workmay cover the time
34. The Designated Consumer needs to verify period till the check verification.
following during selection of AEA
(a) Provided that a person who was in the 4.2. Guidelines for Empanelled Accredited
employment of a designated consumer Energy Auditor
within the previous four years, shall
not be eligible to perform the work of 40. For the Work of verification, EmAEA shall
verification or check-verification for constitute a team in accordance to section
such designated consumer; 10 of Energy Conservation Rules, 2012;
comprising following team members
(b) Provided further that any person or
firm or company or other legal entity, 41. Where ever necessary, EmAEA must state
who was involved in undertaking any discrepancies in their final verification
energy audit in any of the designated reports. Potential improvements to achieve
consumer within the previous four more accurate reporting in line with the
years, shall not be eligible to perform PAT Rules and EC Act.
the work of verification or check

Table 2: Team Details (Minimum Team Composition)
Sr No Designation Qualification Experience

1 Team Head Accredited Energy Auditor In the Field of Energy Auditing of PAT
Sectors 4
2 Team Member Graduate Engineer Process or Technical Expert related to
[Expert] the specific sector, where verification
will take place having experience of
more than 10 years
3 Team Member Certified Energy Auditor In the Field of Energy Auditing
4 Team Member Graduate/ Diploma Engineer
42. The EmAEA may constitute any nos of the DCs Energy Manager and Competent
team for verification or check-verification Authority
purpose to carry out the verification 50. EmAEA to submit an undertaking along
process for nos of Designated Consumer. with Form B indicating that there is no
43. The EmAEA shall ensure that it has formal conflict of interest in the team assigned
contractual conditions of team members and PAT Rules 2012 and its amendments
including technical experts for verification have been complied.
and check-verification so as to act in an
impartial and independent manner and 4.3. Guidelines for Verification process
free of potential conflict of interest.
44. The EmAEA, has the sole responsibility 4.3.1. Sector Specific Pro-forma
and signing authority on Form B, Form C
The Sector Specific Pro-forma is made with the
45. The verification by EmAEA should be purpose of capturing the data for Production,
completed for onward submission to Energy and Normalization factors under
SDA and BEE before 30th June in the year equivalent condition for the baseline and
following the assessment year. assessment year. The filled in Pro-forma is
46. The EmAEA should furnish a time plan used to calculate the Notional Energy for
and activities chart to DC after receiving Normalization. Once complete data is filled
valid order from the respective designated in the Pro-forma, the SEC after Normalization
Consumer automatically comes out in the summary sheet
enabling the DC to see the actual performance
47. The Designated Consumer shall inform of the plant
Bureau of Energy Efficiency about the date
of start of verification by EmAEA. 51. The Energy Conservation (Form and
48. The verification shall not be carried out by Manner for submission of Report on the
two different EmAEA for the particular Status of Energy Consumption by the
DC in a single PAT cycle. Designated Consumers) Rules, 2007 directs
every designated consumers to submit the
49. The audit report shall be certified by the status of energy consumption in electronic
EmAEA and shall be counter signed by form as well as hard copy, within three
4
PAT Sectors: Thermal Power Stations, Steel, Cement, Aluminium, Fertiliser, Pulp & Paper, Textile, Chlor-Alkali

months, to the designated agency with sheets are locked to ensure data security,
a copy to Bureau of Energy Efficiency at reliability etc.
the end of the previous financial year in 55. There are five columns in the Sector
Form-1. Specific Pro-forma. Three columns are
52. The Sector Specific Pro-forma have many used for Baseline years i.e., Year 1, Year
sections to cover all the aspects of GtG 5
2 and Year 3, the fourth column will be
methodology as follows: used for computing the average data of
► Instruction for Form 1 filling the baseline years and the fifth one for
entering the data in Year 4 i.e. Assessment
► General Information Sheet year/Target year/Current year.
► Form 1 56. The Sector Specific Pro-forma will be
► Sector Specific Pro-forma used for mandatory submission of annual
Energy return. The data will be filled in the
o Production and Capacity
year 3 column as previous year and year
Utilization Details
4 as current year after making the others
o Section wise details of different column cells empty.
products
57. Average of the three baseline years is taken
o Electricity and Renewable Energy as baseline data for Normalisation
Consumption
58. For the purpose of taking average of
o Power Generation (DG/GG/GT/ baseline year, other columns are not to
STG/Co-Gen/WHR) be kept blank. However, if plant’s data
o Fuel Consumption (Solid/ contains only one or two year operation,
Liquid/Gas/Biomass & Others) then the third year column should be kept
as blank.
o Heat Rate of different power
sources and Coal Quality 59. Cells have been Colour coded and locked
for data security purpose in the Pro-forma.
o Miscellaneous Data for
Normalisation
4.3.2. Reporting in Sector Specific Pro-forma
► Additional Equipment installation
due to Environmental Concern 60. Baseline parameter and Plant boundary in
► Project Activities details Gate to Gate Concept means
► Summary Sheet ► Plant Boundary for Energy and
Product
► Normalization calculation sheets
 Input Raw material
53. The Form 1 will be automatically generated  Output product
after filling the Pro-forma, which is
required to be filled in the PATNET as  CPP installed within premises or
input for final assessment of GtG SEC for outside the plant demographic
the baseline and assessment year. boundary
54. Formulae cells in Pro-forma,Summary  Energy inputs and Outputs

sheet and Normalisation calculation (Electricity/Gas/Steam etc)
5
GtG: Gate to Gate

► Defining Input Energy in Sector baseline and assessment year data field
Specific Pro-forma with source of data
 Fuel Input to the Captive Power 63. The entered baseline data in the Excel
Plants Sheets will be locked for data security by
 Fuel Input to the Process BEE. The DC can enter data in all the fields
 Bifurcation of Input Energy for other than locked Cells.
Renewables/Alternate source/ 64. The Locked-in Sector Specific Pro-forma is
Biomass etc in Captive Power to be sent to DCs for data entry.
Plants
65. The primary and secondary source of data
 Not connected with Grid- should be kept ready in hard copies for
The energy used from the verification by EmAEA as per guidelines
Renewables/Alternate source/ in the instruction sheet.
Biomass will not be added in the
total input energy 66. The DCs are advised to fill the data in
 Connected with Grid-The energy Excel Sheets only and return the same in
used from the Renewables/ Excel form to SDAs with a copy to BEE
Alternate source/Biomass will be along with hard copies of Form 1, Sector
added in the total input energy Specific Pro-forma, Summary and all
Normalisation sheets duly signed.
 Waste Heat Recovery
 Co-generation
4.3.3. Verification Process
 Accounting of Energy generation
and Energy used inside the plant As part of the verification process, the EmAEA
boundary shall carry out the following steps:
► Raw material input and Product
output 67. The EmAEA after receiving the work order
 Intermediary semi-finished is advised to get the final Baseline report
Product output for market (Accepted by BEE) from the DC.
sale- the energy for making 68. The EmAEAshall conduct a site visit on
the intermediary product to be mutually agreed dates with Designated
deducted from the total energy Consumer, to inspect the monitoring
consumption systems, conduct interviews, and collect
 Intermediary semi-finished sufficient information and supporting
Product input as raw material in documentary evidencevide Sector Specific
between the process- the energy Pro-forma.
for making up to the semi-finished 69. Prior to visiting the site, the EmAEA is
intermediate product to be added advised to study the Baseline reports,
in the total energy consumption. Sector Specific Pro-forma and Sector
61. The baseline Production and Energy related specific Normalisation document
data to be entered in Sector Specific Pro- 70. For computing SEC in Gate-to-Gate
forma as per Baseline Report byindividual concept,the plant boundary was
DCs. The same will be verified by EmAEA. established such that the total energy input
62. The DCs are required to fill the data as and the defined product output is fully
per instruction sheets in all the relevant captured. Typically, it is the entire plant

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Specific Energy Consumption Calculation

S. Newsprint Units Base Line Assessment

1 Specific Steam Consumption -MP kcal/Tonne 0 0

2 Specific Steam Consumption -LP kcal/Tonne 1921850 1995000

3 Specific Power Consumption kcal/Tonne 1423329.57 1028949.235

4 Total Specific Energy Consumption kcal/Tonne 3345179.57 3023949.235

 Specific Steam Consumption – MP (kcal/ = Electrical Energy Consumption (kWh/Tonne)

72 Normalisation Methodology for Pulp & Paper Sector

S. Writing Printing Grades Units Base Line Assessment

 Steam – MP (T-MP/Tonne) (BY)  Steam – LP (T-LP/Tonne) (AY)

Steam Consumption (Tonne-MP) Steam Consumption (Tonne-LP)

 Steam Consumption (Tonne-MP)  Power (kWh/Tonne) (BY)

Steam Consumption (Tonne-MP) Electrical Energy Consumption (kWh)

 Steam – LP (T-LP/Tonne) (BY)  Power (kWh/Tonne) (AY)

Steam Consumption (Tonne-LP) Electrical Energy Consumption (kWh)

S. Coated Board Units Base Line Assessment

Normalisation Methodology for Pulp & Paper Sector 73

Specific Energy Consumption Calculation

S. Description Units Base Line Assessment

74 Normalisation Methodology for Pulp & Paper Sector

S. Description Units Base Line Assessment

S. Description Units Base Line Assessment

Normalisation Methodology for Pulp & Paper Sector 75

Speciality Paper to Final Product Coated Board to Final Product

76 Normalisation Methodology for Pulp & Paper Sector

S. Description Units Base Line Assessment

1 Total Writing & Printing Paper Production Tonne 42134.0 44233.0

3 Total Speciality paper Board Production Tonne 0.0 9968.0

4 Total Newsprint Production Tonne 9236.0 9528.0

5 Writing Printing Coated Paper Tonne 0.0 0.0

6 Coated Board Tonne 4587.0 4122.0

 Writing Paper to Final Product (Tonne)

Normalisation Methodology for Pulp & Paper Sector 77

S. Description Units Base Line Assessment

1 Writing Paper to Final Product Tonne 42134.0 44233.0

2 Paper Board to Final Product Tonne 10655.164 13450.046

3 Specialty Paper to Final Product Tonne 0 17453.968

4 Newsprint to Final Product Tonne 8737.256 9013.488

5 Writing Printing Coating to Final Product Tonne 0 0

6 Board Coating and Converting to Final Tonne 4784.241 4299.246

7 Total Equivalent Product Paper Tonne 66310.661 88449.748

78 Normalisation Methodology for Pulp & Paper Sector

 Additional Electrical Energy Consumed Environmental concern in Lakh kWH x

 Additional Thermal Energy Consumed = Additional Electrical Energy Consumed due

Normalisation Methodology for Pulp & Paper Sector 79

Sr Item Unit Baseline Assessment

=112 Million kcal

Sr Item Date of Unit Baseline Year Assessment

1 Eqp No 7 5-May-14 Lakh Unit NA 2

2 Eqp No 8 18-Aug-14 Lakh Unit NA 5

3 Eqp No 9 10-Feb-15 Lakh Unit NA 1

4 Electrical Energy Lakh Unit 8

5 Weighted Heat Rate kcal/kwh 3200 3100

 Additional Electrical Energy Consumed or Project Activities in Lakh kWH x Weighted

=Total Electrical Energy Consumed for additional =8 x 3100/10

Sr Item Date of Unit Baseline Year Assessment

1 Eqp No 10 15-June-14 Million kcal NA 1000

2 Eqp No 11 12-Oct-14 Million kcal NA 1400

3 Eqp No 12 15-Jan-15 Million kcal NA 900

4 Energy Consumed Million kcal 3200

 Additional Thermal Energy Consumed = Additional Electrical Energy Consumed

Normalisation Methodology for Pulp & Paper Sector 81

Sr Item Unit Baseline Assessment

 Electrical Energy Consumed due to Energy consumed due to commissioning of