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Archives of Gerontology and Geriatrics 73 (2017) 294–299

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Archives of Gerontology and Geriatrics


journal homepage: www.elsevier.com/locate/archger

Fall prevalence, time trend and its related risk factors among elderly people MARK
in China

Hong Wua, Peng Ouyangb,
a
School of Medicine and Health Management, Tongji Medical College, Huazhong University of Science and Technology, Wuhan, China
b
School of Management, Harbin Institute of Technology, Harbin, China

A R T I C L E I N F O A B S T R A C T

Keywords: Objectives: To study the fall prevalence, time trends and related risk factors among elderly people in the Chinese
Fall prevalence mainland from 2011 to 2013.
Time trends Methods: Our data were from China Health and Retirement Longitudinal Study in 2011 and 2013. The popu-
Elderly people lation sample included people aged 60 years and over. Whether the person had experienced fall accident in the
Risk factors
last two years was used to measure fall incidence. The time trend and age groups were investigated through the
chi-square test. The related risk factors were examined based on the binary logistic regression model.
Results: In 2011, 19.64% (95% CI, 18.66%, 20.67%) of elderly people experienced fall incidents and in 2013,
19.28% (95% CI, 18.46%, 20.13%) of elderly people experienced fall incidents. However, no significant dif-
ference was seen in the fall prevalence between 2011 and 2013. The fall prevalence among elderly people aged
66–70 declined significantly while that among people aged over 80 showed an increasing time trend. The fall
prevalence was affected significantly by factors including age (66–70), gender, marital status, self-rated health,
quantity of chronic diseases, quantity of disability items, activities of daily living and physical functioning.
Conclusions: It is revealed the fall prevalence showed no increment from 2011 to 2013 but at a high level. More
efforts should be made to reduce the fall prevalence, and special attention should be paid to the elderly people
aged over 80 and older.

1. Introduction for elderly people since it happens more regularly to them because of
their aging frailty.
A fall is an accidental event that occurs when a person loses his China is challenged on a rapid aging speed. As indicated by 2010
balance and his center of gravity causes him to descend to the floor or censuses, the number of people aged 60 years and over exceeds 177
other lower surface (Ungar et al., 2013). According to the World Health million (National Bureau of Statistics, 2010). It’s expected that by 2050
Organization’s estimation, there are nearly 424,000 fatal fall incidents the aging population of China will achieve an incredible level as many
each year, which has become a common, challenging and dangerous developed countries nowadays (Zhao, Smith, & Strauss, 2014). Fall and
public health problem. Falls can cause many severe consequences such its affiliated injuries place high pressures on both the national health
as mobility restriction (Kosorok, Omenn, Diehr, Koepsell, & Patrick, care and medical cost (Wang, Chen, & Song, 2010). Prior studies about
1992), the ability decline in conducting activities such as dressing, fall research in China mainly concentrate on the circumstances (Pi, Hu,
bathing, shopping or housekeeping (Tinetti & Williams, 1998) and loss Zhang, Peng, & Nie, 2015), the incidence and prevalence (Jiang et al.,
of confidence (Sherrington & Tiedemann, 2015). Furthermore, falls can 2015), epidemiology, risk factors and clinical strategies for fall or its
cause serious injuries including head trauma, laceration affiliated injuries (Wang et al., 2010). However, previous studies don’t
(Rubenstein & Josephson, 2002), fractures of the hip, spine, upper arm, provide comprehensive depiction of demographic and health char-
forearm and bones of the pelvis, hand and ankle (Stevens & Olson, acteristics about fall due to absence of representative national data.
2000). Falls deliver high burden to health care utilization, long-term Meanwhile, nearly all of these studies exclude time trend. Time trend is
pain and functional impairment (Hartholt et al., 2011). In the USA, critical because it provides dynamic information about fall prevalence
estimates demonstrate that falls result in $19 billion annual cost to enable present better preventive project help design care policies on
(Stevens, Corso, Finkelstein, & Miller, 2006). Fall is somewhat delicate elderly people and allocate the health resources to fall prevention.

Abbreviations: BMI, body mass index; ADL, activities of daily living; IADL, instrumental activities of daily living; PF, physical function

Corresponding author at: Harbin Institute of Technology, 92 West Dazhi Street, Nan Gang District, Harbin, China.
E-mail address: ouyp@hit.edu.cn (P. Ouyang).

http://dx.doi.org/10.1016/j.archger.2017.08.009
Received 4 October 2016; Received in revised form 21 August 2017; Accepted 26 August 2017
Available online 01 September 2017
0167-4943/ © 2017 Elsevier B.V. All rights reserved.
H. Wu, P. Ouyang Archives of Gerontology and Geriatrics 73 (2017) 294–299

Considering the serious health outcomes of fall, the intensive health chronic diseases diagnosed by a doctor for each respondent. The
care, limited financial budget, enormous number of elderly population question was: have you been diagnosed with [disease listed below, read
and the rapid aging speed in China, more comprehensive researches one by one] by a doctor? There were 14 sorts of chronic disease in the
about fall are necessary and urgent, especially on time trend. In this answer list: (1) hypertension, (2) dyslipidemia, (3) diabetes or high
research we aim to: (1) estimate the time trend of fall prevalence over blood sugar, (4) cancer or malignant tumor, (5) chronic lung diseases,
the period 2011–2013; (2) examine the fall incidence among the elderly (6) liver disease, (7) heart disease, (8) stroke, (9) kidney disease, (10)
in the Chinese mainland based on different age groups; (3) distinguish stomach or other digestive disease, (11) emotional, nervous, or psy-
the risk factors of fall incidence. chiatric problems, (12) memory-related disease, (13) arthritis or rheu-
matism and (14) asthma. Once the respondent had one type of above
2. Methods chronic diseases, the variable value would plus one. The maximum
value for chronic status was 14, and the base was 0. The disability
2.1. Study design and population coding guideline was similar to the chronic disease status. We com-
puted the disability variable based on this question: do you have one of
Data in this study originated from the China Health and Retirement the following disabilities? Five answers: (1) physical disabilities; (2)
Longitudinal Study (CHARLS) 2011 (n = 17,500) (Zhao et al., 2012) brain damage/mental retardation; (3) vision problem; (4) hearing
and 2013 (n = 18605) (Chen, Smith, Strauss, Wang, & Zhao, 2015). problem and (5) speech impediment were provided. The maximum
CHARLS adopts a multi-stage stratified PPS sampling, which provides a value of the disability variable was 5 with the minimum one as 0.
representative sample of national population. The individuals in Activity of daily living (ADL) was surveyed by these questions: because
CHARLS will be followed up every two years. CHARLS aims to gather of health and memory problems, do you have any difficulty with
high-quality data on demographic, family structure or transfer, health dressing, bathing or showering, eating such as cutting up your food,
status and functioning, biomarkers, health care and insurance, retire- getting into or out of bed, using the toilet, including getting up and
ment and pension, income and consumption, assets, and community- down, controlling urination and defecation? If the answer was “no, I
level information. More details of CHARLS information can be found on don’t have any difficulty”, at that point we would consider he had no
the official website. For our study and concerning the Chinese aging difficulty and coded it as “0”, otherwise if the answer was the following
policies, we included people who were 60 years and older. ones: “I have difficulty but can still do it”, “yes, I have difficulty and
The variables used in this paper were coded according to a series of need help” or “I can’t do it”, it would be coded as “0” as for such answer
questions. Fall was assessed from the following question: have you we considered he had difficulty regardless of what the difficulty level
fallen down in the last two years? If the answer is “no”, the value of the was. We computed the aggregate of the above each item as the value of
variable is coded as “0” following the answer is “yes” with the variable ADL. Instrumental activity of daily living (IADL) was similar to ADL
set as “1”. with the difference existing in the inquiry items. The inquiry items for
Socio-demographic characteristics include age, gender, marital IADL were: doing household chores, preparing hot meals, shopping for
status, registered residence, educational level, annual household in- groceries, making phone calls, taking medications, managing money.
come, insurance. We classified age into five groups: 60–65 years, 66–70 Physical functioning’s (PF) count complied with the same rule as ADL
years, 71–75 years, 76–80 years and over 80. For marital status, we had or IADL but had more items. The items were used to assess PF including
two levels: married or unmarried. We considered the marital status running or jogging about 1 km, walking 1 km, walking 100 m, getting
answer “separated”, “divorced”, “widowed” or “never married” as un- up from a chair after sitting for a long time, climbing several flights of
married. And we treated “cohabit” as married. Registered residence stairs without rest, stooping, kneeling or crouching, reaching or ex-
implied whether a man lived in rural or urban areas. Registered re- tending your arms above the shoulders, lifting or carrying over 5 kg
sidence could be changed only if a person completed a series of official such as a heavy bag of groceries, picking up a small coin from a table.
transfer procedures. Here we focused on the individual’s current re-
gistered residence status: rural or urban. Concerning the educational 2.2. Statistical analysis
level, we sorted the individual who did not complete primary school to
illiteracy group. We assigned the older-style private school to primary All of our work was performed through R language programming (R
school. Annual household income was figured based on the summary of Core Team, 2016). First, we conducted the descriptive statistics analysis
the following six sections: (1) wage and salary income, (2) individual of the variables in 2011 and 2013 survey data. Then we compared the
transfer income, (3) agricultural income, (4) self-employment income, fall incident prevalence and time trend through the chi-square test for
(5) governmental transfer income, and (6) capital income. China mainly the period 2011–2013 according to the classified age groups. The an-
had nine types of insurance: (1) urban employ medical insurance; (2) nual fall incident prevalence was also calculated and compared with
urban resident medical insurance; (3) new cooperative medical in- this period. A binary logistic regression model was used to identify the
surance; (4) urban and rural resident medical insurance; (5) govern- related risk factors. We estimated the coefficients and odds ratios with
ment medical insurance; (6) medical aid; (7) private medical insurance 95% confidence interval for the logistic regression model.
bought by respondent’s union; (8) private medical insurance bought by
individual and (9) other medical insurance. When the respondent said 3. Results
he held any one of the insurance above, we coded the insurance vari-
able as “1”, otherwise it would be set as “0”. Table 1 demonstrated the variable distribution according to study of
We evaluated self-rated health from the accompanying two ques- the elderly in this research. In 2011, there were 6114 elderly people in
tions: (1) how would you rate your health status? Would you say your the study, and in 2013, 8683 elderly people were incorporated. Over
health is very good, good, fair, poor or very poor? (2) Would you say the period 2011–2013, the mean age increased a little but notably
your health is excellent, very good, good, fair or poor? All respondents (2011: 68.2 ± 6.7; 2013: 68.5 ± 7.12; p < 0.01). More in detail for
would be solicited to answer one of the two questions as indicated by age groups, we found the number of elderly people in age group 66–70
the predefined rule. The answer: very good, good, or excellent was and over 80 increased significantly while other age groups did not. The
assigned with “1” while fair, poor or very poor was set as “0”. We gender proportion kept stable in this period and so did the marital
figured the BMI index based on the body weight and height of the status. There was a little higher proportion of female elderly people
physical examination data. We sorted the BMI into three levels: (1) than male and for the marital status, married elderly people were three
BMI < 25, (2) BMI > = 25 and BMI < = 30, and (3) BMI > 30. times more than unmarried elderly people. However, the registered
Regarding the chronic disease status, we ascertained quantity of the residence percentage changed significantly. We found that elderly

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Table 1
Distribution according to study of elderly people included in the China Health and Retirement Longitudinal Study in 2011 and 2013.

Variables Categories China Health and Retirement Longitudinal Study p value

2011 N = 6114 2013 N = 8683

N % N %

Age (mean) [SD] (68.2) [6.7] (68.5) [7.12] < 0.01


Age group (years) 60–65 2697 44.11 3735 43.02 0.19
66–70 1484 24.27 1997 23.00 0.08
71–75 974 15.93 1393 16.04 0.87
76–80 617 10.09 914 10.53 0.41
81+ 342 5.59 644 7.42 < 0.01
Gender Female 3060 50.05 4350 50.10 0.97
Male 3054 49.95 4333 49.90 0.97
Marital status Married 4787 78.30 6839 78.76 0.51
Unmarried 1327 21.70 1844 21.24 0.51
Registered residence Rural 4822 78.87 6613 76.16 < 0.01
Urban 1292 21.13 2070 23.84 < 0.01
Education level Illiteracy 5050 82.60 6957 80.12 < 0.01
Primary school 712 11.65 1091 12.56 0.10
Middle school 245 4.01 469 5.40 < 0.01
High school and above 105 1.72 162 1.87 0.55
Annual household income (RMB) < 780 721 11.79 1809 20.83 < 0.01
780–5000 1461 23.90 2075 23.90 1.00
5001–25000 2301 37.63 1879 21.64 < 0.01
> 25000 1631 26.68 1848 21.28 < 0.01
Insurance No 395 6.46 339 3.90 < 0.01
Yes 5694 93.13 8252 95.04 < 0.01
Self-rated health Very good/good 1157 18.92 1810 20.85 < 0.01
Fair/bad/very bad 4955 81.04 6848 78.87 < 0.01
BMI (kg/m2) < 25 4354 71.21 4398 50.65 < 0.01
25–30 1312 21.46 1589 18.30 < 0.01
> 30 273 4.47 319 3.67 < 0.01
Quantity of chronic diseases (mean) [SD] (1.63) [1.47] (2.11) [1.70] < 0.01
Quantity of disability items (mean) [SD] (0.30) [0.60] (0.48) [0.77] < 0.01
ADL (mean) [SD] (0.66) [1.28] (0.68) [1.30] 0.56
IADL (mean) [SD] (0.65) [1.24] (0.94) [1.51] < 0.01
PF (mean) [SD] (2.48) [2.19] (2.62) [2.39] < 0.01

people who held rural registered residence decreased significantly Table 2


(2011: 78.87%; 2013: 76.16%; p < 0.01). On the contrary, the elderly Prevalence of fall by age group, in 2011 and 2013.
people who owned urban registered residence increased significantly
Age Prevalence of fall Trend (p value)
(2011: 21.13%; 2013: 23.84%; p < 0.01). Meanwhile the rate of el-
derly people with a higher education level improved. This may be due 2011 N = 6114 2013 N = 8683
to elderly people who had no studies decreased significantly and who
had completed their middle school study increased significantly. N %(95% CI) N %(95% CI)

However, elderly people had a lower annual household income in 2013 60–65 479 7.83 (7.18, 8.54) 635 7.31 (6.78, 7.89) 0.25
as the proportion of elderly people who earned less than 780 increased 66–70 315 5.15 (4.62, 5.74) 367 4.23 (3.82, 4.68) < 0.01***
significantly (2011: 11.79%; 2013: 20.83%; p < 0.01) and the extent 71–75 191 3.12 (2.71, 3.60) 305 3.51 (3.14, 3.93) 0.21
earning between 5001 and 25000 or above decreased significantly. At 76–80 142 2.32 (1.97, 2.74) 193 2.22 (1.93, 2.56) 0.73
81+ 74 1.21 (0.96, 1.53) 174 2.00 (1.72, 2.33) < 0.01***
the same time, elderly people enjoyed more basic health medical in-
Total 1201 19.64 (18.66, 1674 19.28 (18.46, 0.60
surance as the basic health medical insurance coverage expanded sig- 20.67) 20.13)
nificantly in this period.
The self-rated health and BMI exhibited a significantly worse con- Note: *p < 0.1; **p < 0.05; ***p < 0.01.
dition in 2011 than in 2013. Most functional variables about elder
people’s activity abilities became worse from 2011 to 2013 except for showed a significant reduction in 2013 compared with that in
ADL. The quantity of chronic diseases diagnosed by doctors and dis- 2011(2011: 5.15%; 2013, 4.23%; p < 0.01), while for elderly people
ability items increased significantly. IADL and PF varied similarly as aged over 80 the prevalence of fall incidents displayed a significant
chronic disease and disability items. Only the ADL variable kept stable. increment (2011: 1.21%; 2013: 2.00%; p < 0.01).
In general, elder people’s activity abilities were becoming worse during Table 3 shows the associated factors with fall incidents among elder
this period. people, with odds ratio and corresponding 95% confidence interval.
The prevalence of fall incidents was shown in Table 2. The fall in- Given the upper 95% CI of OR was 0.98, the 2013 cohorts were at lower
cident prevalence declined overall but not significantly (2011: 19.64%; risk of falling than those of 2011 after adjustment for a wide range of
2013: 19.28%; p = 0.60). In detail, the fall prevalence for elderly socio-demographic and health variables (OR 0.87, 95% CI 0.78–0.98).
people aged 60–65 (2011: 7.83%; 2013, 7.31%; p = 0.25), 71–75 Registered residence, educational level, annual household income, in-
(2011: 3.12%; 2013: 3.51%; p = 0.21) and 76–80 (2011: 2.32%; 2013: surance, BMI and IADL were not significantly associated with fall in-
2.22%; p = 73) stayed stable. The prevalence of fall incidents among cidents. Self-rated health was the only risk factor that was negatively
elderly people aged 66–70 and over 80 showed a controversial varia- related to fall event. Compared with an individual in fair/bad/very bad
tion. The prevalence of fall incidents among elderly people aged 66–70 health status, when elderly people rated his health as very good/good,

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Table 3
Binary logistic regression model for fall among Chinese elderly people in China Health and Retirement Longitudinal Study in 2011 and 2013.

Variable Categories Fall

Coefficients OR (95%CI)

Age group (years) 60–65 1


66–70 0.123* 1.13 (0.99, 1.29)
71–75 0.046 1.05 (0.90, 1.22)
76–80 0.043 1.04 (0.87, 1.25)
81+ 0.141 1.15 (0.91, 1.45)
Gender Male 1
Female 0.359*** 1.43 (1.28, 1.60)
Marital status Unmarried 1
Married 0.105* 1.11 (0.97, 1.27)
Registered residence Rural 1
Urban −0.033 0.97 (0.83, 1.12)
Education level Illiteracy 1
Primary school 0.078 1.08 (0.90, 1.29)
Middle school −0.081 0.92 (0.67, 1.25)
High school and above −0.202 0.82 (0.47, 1.36)
Annual household income (RMB) < 780 1
780–5000 −0.032 0.97 (0.83, 1.13)
5001–25000 −0.067 0.94 (0.80, 1.09)
> 25000 −0.026 0.97 (0.82, 1.16)
Insurance No 1
Yes 0.112 1.12 (0.88, 1.44)
Self-rated health Fair/bad/very bad 1
Very good/good −0.268*** 0.76 (0.64, 0.90)
BMI (kg/m2) < 25 1
25–30 0.010 1.01 (0.89, 1.14)
> 30 −0.136 0.87 (0.69, 1.10)
Quantity of chronic diseases 0.081*** 1.08 (1.05, 1.12)
Quantity of disability items 0.162*** 1.18 (1.09, 1.27)
ADL 0.131*** 1.14 (1.08, 1.20)
IADL 0.025 1.03 (0.98, 1.08)
PF 0.091*** 1.09 (1.06, 1.13)
CHARLS 2011 1
2013 −0.142** 0.87 (0.78, 0.98)

Note: *p < 0.1; **p < 0.05; ***p < 0.01.

he was less likely to fall (OR 0.76, 95% CI 0.64–0.89). Female elderly between our research and other studies may be due to the difference in
people had a higher chance of fall (OR 1.44, 95% CI 1.28–1.61). In place and the target population. Additionally, the fall prevalence in our
terms of age groups, only elderly people aged between 66 and 70 had study is lower than that in Nottingham (UK) (Bath & Morgan, 1999)
significantly higher likelihood of fall (OR 1.13, 95% CI 0.99–1.29). with fall prevalence of 52.5% or US with 43.8% (Alamgir,
Elderly people who are married were also more prone to experience fall Muazzam, & Nasrullah, 2012). This difference may be associated with
incidents (OR 1.12, 95% CI 0.98–1.27). More chronic diseases (OR different elderly people incorporation age, while in their studies in-
1.08, 95% CI 1.04–1.11) and disability items (OR 1.17, 95% CI dividuals aged 65 years and older were included. The fall prevalence
1.08–1.25) would bring about more fall incidents significantly. More varies with age groups. Our results distinguished from others by ex-
ADL difficulties (OR 1.15, 95% CI 1.09–1.21) and more physical func- amining the time trend among different age groups while most fall-
tion impairments (OR 1.10, 95% CI 1.06–1.13) would likewise cause related studies concentrated on the fall-related injury or fall-related cost
higher chance of fall event. The highest OR was found among elderly and cause. We found that time trend fluctuated significantly among
people with more disability items who had 1.15 greater likelihood of elderly people as the prevalence of people aged 66–70 experienced a
fall. decline while the prevalence of elderly people aged over 80 showed an
increasing trend. This suggests that more attention should be paid to
elderly people of specific age group for fall prevention in light of the
4. Discussion
fact that an advanced age was associated with morbidity, mortality and
injury pattern as a result of ground level fall (Bhattacharya, Maung,
Although China’s aging population increase quickly, fall has not
Schuster, & Davis, 2016). The potential explanation for why the total
been completely studied in such a tremendous aging population, and
prevalence did not increase may be credited to the expansion of basic
the dynamic research is absent. We fill a major gap by using the
insurance coverage or people’s registered residence transfers which
CHARLS national longitudinal data to investigate the dynamic variation
help them easily gain access to better health care. This needs to be
in fall prevalence among China’s elderly people, which has never been
further studied.
studied before. No obvious increment of fall incidents is found in our
Risk factors of fall included age, functional abilities, chronic con-
research and elderly people aged over 80 are found to be at higher risk
ditions (Stevens, 2005). Elderly people in China were becoming older
of fall. The prevalence of fall incidents of our study is high, but different
over the period 2011–2013 as their mean age increased 0.3 year while
from other researches in China (Pi et al., 2015). Pi et al. reported that
careful consideration is needed to give to fall prevention since studies
the fall incidents rate is 41.5% among elderly people in Beijing, which
showed that older age was associated with increasing fall risk
is twice higher than ours (Pi et al., 2015). Xu et al. reported higher fall
(Verghese, Holtzer, Lipton, & Wang, 2009) and elderly people may fall
prevalence among Chinese veterans with 34.2% (Xu et al., 2015),
harder when they were older (Bhattacharya et al., 2016). It seemed that
however Yu et al. reported a lower fall incidence prevalence with only
female people were more likely to fall than male people as some studies
18.0% in Beijing (Yu et al., 2009). The distinction in fall prevalence

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H. Wu, P. Ouyang Archives of Gerontology and Geriatrics 73 (2017) 294–299

concentrated on the fall incidents or fall related injuries to women Funding


(Bergland & Wyller, 2004;; Hu, Xia, Jiang, Zhou, & Li, 2015;
Stevens & Olson, 2000). Verghese et al. showed that women’s fall risk This research did not receive any specific grant from funding
was higher (Verghese et al., 2009). Our results are in line with their agencies in the public, commercial, or not-for-profit sectors.
results. Elderly people’s physical conditions in China were deteriorating
due to the more and more chronic diseases, the disability items and the Declarations of interest
troubles in IADL and physical functioning identifying and treating
symptoms of chronic diseases may help reduce the risk of falling None of the authors have any conflicts of interest to this paper.
(Society, Society, Prevention, & Panel, 2001). Our results demonstrated
that more diagnosed chronic diseases were related to higher falling risk. Acknowledgements
De Rekeneire et al. provided similar results to ours that people who fall
were more likely to have more chronic diseases (De Rekeneire et al., We thank John M Starr for his hard and efficient work and his
2003). These results are of vital implications for fall prevention. The constructive comments to this paper. We are grateful for the reviewer’s
quantity of chronic diseases in our study was a significant risk factor of hard and critical work.We also would like to thank the China Center for
fall, so it can be used as a feasible and effective signal for screening Economic Research, the National School of Development of Peking
elderly people with higher risk of fall. It is found that elderly people University for providing the CHARLS data.
who were in better self-rated health were less inclined to fall. This
might be because self-rated health status was significantly associated References
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