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CAN-P-1579:2014
2014-03-11
CAN-P-1579:2014
2014-03-11
All rights reserved. No part of this publication may be reproduced, stored in a retrieval
system, or transmitted, in any form or by any means, electronic, mechanical or
otherwise, without the prior written permission of the Standards Council of Canada.
Table of Contents
Foreword
The Standards Council of Canada (SCC) is a Crown corporation within the Industry
Canada portfolio. With the goal of enhancing Canada's economic competitiveness and
social well-being, SCC leads and facilitates the development and use of national and
international standards, and provides accreditation services to over 500 customers,
including product certifiers, testing laboratories, and standards development
organizations. SCC represents Canada at the International Organization for
Standardization (ISO) and oversees the Canadian National Committee of the
International Electrotechnical Commission (IEC).
Please be aware of the following directives used within this document: “shall” is used to
express a requirement that the user must satisfy to be in compliance with the CAN-P;
“should” is used to express a recommendation, or that which is advised but not required;
and “may” is used to express an optional, permissible, action that the user may
undertake within the limits of this CAN-P. Be advised that notes do not contain
requirements. The purpose of a note is to simply provide additional information.
A list of all SCC programs and accredited bodies is publicly available at www.scc.ca.
Context
The Program Specialty Area - Mineral Analysis (PSA-MA) program is operated and
managed by the SCC through its Program for Accreditation of Laboratories - Canada
(PALCAN). The assurance that a mineral analysis laboratory adheres to recognized
practices and standards can be achieved through accreditation in this program.
Accreditation under the PSA-MA program is the formal recognition by the Standards
Council of Canada of the competence of a mineral analysis laboratory to perform this
type of activity. It is not a guarantee that test results will conform to standards or
agreements between a testing laboratory and its customer’s business. Transactions
between an accredited testing laboratory and its customers are legal matters between
the two parties.
The specific requirements for mineral analysis testing were developed through the
Mineral Analysis Working Group (MAWG) that is constituted by and reports to the SCC
Working Group Secretariat. The technical basis is drawn from published principles,
practices and procedures used or promoted by national/international organizations.
Introduction to CAN-P-1579:2014
The general requirements for the competence of testing and calibration laboratories are
described in CAN-P-4E (ISO/IEC 17025:2005). These requirements are designed to
apply to all types of calibration and objective testing and therefore need to be interpreted
with respect to the type of calibration and testing concerned and the techniques
involved. The SCC policy CAN-P documents also apply.
The program is designed to ensure mineral analysis testing laboratories meet minimum
quality and reliability standards and to ensure a demonstrated uniform level of
proficiency among these mineral analysis testing laboratories. This document identifies
the minimum requirements for accreditation of laboratories supplying mineral analysis
testing services.
This document does not re-state all the provisions of CAN-P-4E and laboratories are
reminded of the need to comply with all of the relevant criteria detailed in CAN-P-4E and
the current edition of the CAN-P-1570 “PALCAN Handbook”. The main clause numbers
in this document generally follow those of CAN-P-4E, but since not all clauses require
interpretation, the numbering of clauses may not be continuous. Clauses 6 and 7 are
unique to this document.
To obtain initial accreditation by SCC under the PSA-MA program, a laboratory shall
successfully complete both a proficiency testing regimen and an on-site assessment by
technical specialists. The assessments will be conducted using standard SCC
assessment protocols such that:
• a comprehensive on-site assessment of the program will occur every two years;
and
• surveillance questionnaires, including monitoring of proficiency testing results,
will be conducted in the intervening years.
Laboratories are also reminded of the need to comply with any and all relevant statutory
or legislative requirements applicable to the jurisdiction in which they operate. With
respect to health and safety legislation, this normally requires the establishment of a
health and safety committee, or if the laboratory is small, an employee with responsibility
for overall safety, as per Section 1.5 of CAN-P-4E.
This document has been developed by a working group of interested parties in SCC’s
Mineral Analysis Laboratory Accreditation Program. It was reviewed by all interested
parties, and all comments were disseminated. SCC’s Accreditation Advisory Panel
reviewed the process for impartiality, and the document was approved by the Vice
President, Accreditation Services.
1. Scope
The PSA-MA program for mineral analysis testing laboratories applies to tests
associated with the measurement of all media used in mining exploration and
processing. This includes, but is not limited to, sediments, rocks, ores, metal
products, tailings, other mineral samples, water and vegetation. However, it cannot
cover all aspects of mineral analysis testing and shall be regarded as being
representative of this area of activity. The specific scope described below was
selected because of the market demand. This scope may be modified, depending on
market and regulatory requirements.
The Laboratory shall participate in the PTP MAL program for all accredited tests that
are included in the PTP MAL scope.
2. Normative References
The following referenced documents are essential for the application of this
document. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any
amendments) applies.
b. CAN-P-15, Policy for the Suspension and Withdrawal of Accreditation and the
Resolution of Complaints, Disputes and Appeals Standards Council of
Canada, Ottawa, Ontario, Canada (2012).
3. Definitions
All definitions in CAN-P-4E and VIM 3rd ed. and those applicable from ISO 17043
and ISO 9000 apply.
Scientists from different sectors often use different words for the same concept;
however, consistent definitions are essential if analysts and auditors are to
understand each other. Also, words can have several meanings and be used in
different ways. An example of this is the word “replicate” which has a generic
meaning and is used in general conversation; while, “replicate” has a specific
meaning in mining laboratories. For these terms, laboratories should clearly define
and use these terms consistently. The Eurachem Guide “Terminology in Analytical
Measurement - Introduction to VIM 3”, First Edition 2011 and the Analytical Methods
Committee Technical Briefs on terminology are good sources for these definitions.
For the purposes of this document the following definitions will be used:
Sample, prepared from the laboratory sample, from which the test portions are
removed for testing or for analysis.
NOTE: the test sample is the end result of physical preparation operations,
including all comminution, splitting, blending, and handling operations. The analyst
withdraws a test portion from the test sample.
4. Management Requirements
4.2 Quality system
• Test methods
• Standard operating procedures
• Work instructions, forms, spreadsheets, databases
• Protocols for method development and validation
• Internal laboratory control programs and
• Any Inter-laboratory comparisons or testing schemes as applied to each
scope of testing
4.4.6 Laboratories that, as part of their accredited test(s), report test result(s) with
respect to the parent sample from “representative” prepared samples or sub-
samples received from an off-site physical sample preparation facility shall in
contracts with their customers specify the crushed top particle size and
pulverized pass criteria as required by section 6.
4.6.2.1 When applicable, before being placed into use, reagents and standards shall be
verified against valid ones or verified by other means (ex. CRM, analytical QC
etc), and records of the verification be maintained.
4.13.2.1
c) The record of calculations and data transfers shall include when such
checks were carried out and by whom.
5. Technical Requirements
5.2 Personnel
5.2.4 The job descriptions shall be dated and signed by each incumbent to
demonstrate their agreement and comprehension of the job description.
5.3.1 Accommodations and environmental conditions will depend on the type and
volume of work being performed, and may include (as required):
5.3.2 The laboratory shall have procedures for monitoring, controlling and recording
environmental conditions where applicable, such as:
5.3.3 Special care is needed in mineral analysis testing laboratories involved in the
analysis or determination of trace levels of minerals, especially in the physical
preparation areas. Physical separation of high-level and low-level work is
required. Where special areas are set aside for this trace level work, access to
these areas shall be restricted and the work undertaken carefully controlled.
Appropriate records shall be kept to demonstrate this control. It may also be
5.3.4 A record shall be retained of all visitors to the operational areas of the laboratory.
5.3.5 Procedures shall be in place to ensure that the use of materials used in cleaning
and/or pest control do not cause interference with testing.
Method verification is the confirmation that the laboratory can properly operate a
standard method. Method verification can be achieved by following the process
set out in ISO/IEC 21748 and the AOAC Guide “How to Meet ISO 17025
Requirements for Method Verification” available from the AOAC website:
http://www.aoac.org/accreditation/accreditation.htm
NOTE: see also CAN-P-1629 PALCAN Guidance for Validation of Test Methods
a. The purpose of the method must be established. This will include the
analyte, the matrix, concentration range, the measurement uncertainty, and
whether the method is qualitative or quantitative.
b. The method validation requirements must be established. This will include
as appropriate the following analytical parameters to be validated:
• Limit of detection
• Limit of quantitation
• Selectivity
• Concentration Range
• Bias (Accuracy, Recoveries)
• Precision (Repeatability, Intermediate Precision)
• Ruggedness
• Measurement Uncertainty (see section “Estimation of uncertainty
of measurement”)
e. The experiments are performed to collect the objective evidence that the
acceptance criteria have been met.
f. The raw data, calculations, and supporting evidence, for example, spectra,
shall be documented and kept in a validation file. This can be accomplished
in different ways with LIMS being the most common storage location for
data and the specific LIMS location is referenced in the validation file.
g. A check that the method meets the acceptance criteria shall be made
based on the validation experiments performed.
h. The validation shall include a statement that the method is fit for purpose
and must be approved by the authorized personnel.
A table, such as follows, can illustrate these data sources and the uncertainty
components they cover.
Duplicates
X X X X X X X X X
from Field
Duplicates*
X X X X X X X X
at Crushing
Replicates
X X X X X X X
at Weighing
CRM short
X X X X X X
term
CRM long
X X X X X X
term
CRM u X X
PT studies
X X X X X X
(long term)
The table quickly reveals that the data sources include multiple uncertainty
components, and that there is overlap. The uncertainty estimates for each data
source can be compared to determine if this overlap is significant (ideally less
than 1/3 of the largest uncertainty component). Finally, the uncertainty from the
uncertainty components can be combined to estimate the overall uncertainty. The
data may be accumulated and manipulated in a spreadsheet format.
http://www.eurachem.org/index.php/publications/guides/quam
http://www.bipm.org/en/publications/guides/gum.html
5.4.7 It is not necessary or reasonable to check the calculation and or transfer of every
test result. Evidence that a representative sampling of test results is taken, and
only those, are checked for calculation and or data transfer, will be required for
review of compliance to this requirement by the technical assessor.
5.6.2.2 Testing
or standards are not certified, the laboratory will develop procedures for verifying
their suitability as outlined in CAN-P-1627.
For reagents and for reference and calibration materials or standards the
following information must be readily available.
5.7 Sampling
The laboratory shall monitor the reliability of its sampling and sub sampling to
ensure any sub-sample taken (e.g. from a crushed rock split) is reliably and
demonstrably representative of the original sample submitted.
The records referenced on test sample containers must be retained for the life of
the test sample and must be readily available.
Test sample container labels must uniquely identify the sample unambiguously
such that the audit trail may be maintained.
Containers used for holding test samples must be reasonably robust to withstand
normal laboratory handling and storage to minimize material loss, cross
contamination and alteration.
Containers used for holding test samples should not be made of materials that
could contaminate the test sample material or promote chemical reactions on the
test sample.
Containers used for holding test samples should be of construction that minimizes
the risk of segregating and / or selectively retaining in a non-random manner
substances that make up the test sample.
5.9.1 Appropriate quality control procedures shall include, but not be limited to:
5.9.2 The range of quality control activities to be incorporated into mineral analysis
testing protocols on a routine basis may include, but is not limited to, the use of:
The following requirements are for tests and analytes in the scope of
accreditation only.
For some specialized tests the CanmetMining (CMIN) proficiency testing scheme
does not provide samples, does not include all analytes, or there is no proficiency
testing program. Therefore, other mechanisms, listed below in decreasing
preference, shall be used to evaluate the laboratory performance.
The lab must be able to demonstrate they attempted to meet these requirements
by actively looking for a round robin, and then tried to contact other laboratories
to see if they would participate in interlaboratory comparison, etc. down the list of
preferences.
The frequency for these mechanisms is ideally twice annually. All analytes should
be covered by the program over a two year period.
In all cases the reference materials used in the studies must match the matrix
and behavior of actual samples as much as possible.
5.10.2 Certificates of Analysis are often used for legal purposes. As such, information
contained in these reports is directed by the appropriate laws of the land.
j. The actual signature of the person authorizing the report need not be on
the report, but shall be maintained on file. An electronic signature is
sufficient, provided that the laboratory has procedures in place to guard
against improper use of the electronic signature.
k. The test report shall contain a clear statement to the effect that the test
results relate only to the items tested as received by the laboratory
(Section 5.10.2 in ISO/IEC 17025 includes the provision “where relevant”
but for CAN P 1579 there shall be no exceptions.)
5.10.6 Test reports shall identify tests that were subcontracted but laboratories are not
required to identify the subcontractor on the test report.
This section contains the specific requirements for the evaluation of mineral
analysis laboratory performance by proficiency testing (PT); it describes the
Proficiency Testing Program Program-Mineral Analysis Laboratories (PTP-MAL)
program; and also describes requirements for participating in other PT programs.
The Laboratory reports to the SCC prior to each assessment all the Proficiency
testing programs to which they subscribe.
If no proficiency testing program exists, the laboratory shall follow the requirements
in CAN-P 4E 5.9 and section 5.9 in this document. During the assessment, the
technical assessor will:
The SCC MAWG, in consultation with SCC, has designated CanmetMining (CMIN)
to manage the CAN-P-1579 Proficiency Testing Scheme (PTP-MAL) in
accordance with SCC CAN-P-4E requirements, ISO/IEC 17043, and these
requirements.
A method may be used to determine more than one measurand. The proficiency
testing program needs to cover all measurands included in the scope of
accreditation. For example, if the method uses ICP to determine 30 elements, PT
is needed for each of the 30 elements.
All procedures associated with the handling and testing of proficiency testing items
by the laboratory shall be carried out to the greatest extent possible in a manner
identical to routine method(s) of testing used for testing customer samples.
Laboratories shall analyze the proficiency testing items using the test method listed
in their Scope of Accreditation. If their scope contains more than one accredited
test method or analytical technique for the same measurand (e.g. zinc in sediment
If the proficiency testing sample concentration for any measurand falls below the
test method detection limit the laboratory shall clearly indicate that to the
proficiency testing coordinator. This result will be considered to meet the
requirement for having participated in the PT round.
In the case where the concentration is outside the range for the accredited
method, the laboratory will not be required to analyze the PT item. The Lab should
report to the PTP Coordinator that the item is outside the accredited method range.
For example, a mineral concentrate sample will not be done using an exploration
test method.
Laboratories shall keep all proficiency testing provider final reports documents
relating to their scope under this PSA-MA for a minimum of 3 years. They shall
provide copies of any preliminary reports or final reports to the SCC when
requested by the SCC.
6.4 PTP-MAL
6.4.1 General
For any unsatisfactory measurand result, laboratories shall provide to the SCC
MAWG Secretariat, evidence the corrective action report (CAR) has been
initiated. This shall be submitted within 10 working days from the first date of
receiving the preliminary report from the proficiency testing provider.
The SCC arranges a formal agreement with the PTP-MAL provider. This could
take the form of a Memorandum of Understanding, or any such agreement
acceptable to both parties.
The corrective action report (however named) will be assessed by the Secretariat
using the same criteria as applies at an on-site assessment. If the content of the
report is not acceptable the Secretariat will follow-up with the laboratory.
The SCC tracks laboratories that have unsatisfactory performance to ensure that
they file CARs in a timely way.
6.4.10 Suspension
If a Laboratory fails two consecutive rounds the laboratory may choose voluntary
withdrawal or the SCC may take actions to suspend following CAN-P-15. SCC
will consider several factors in determining whether the suspension of a test from
the scope of an accredited laboratory is necessary:
http://www.nrcan.gc.ca/minerals-metals/technology/proficiency-testing-
program/3185#desc
NOTE:
• The Canadian Certified Reference Material Project (CCRMP) –
CanmetMining (CMIN) is the currently designated Proficiency Testing
Provider for this proficiency testing scheme.
• This list of minerals and normal target concentration ranges may change
from time to time by agreement between CanmetMining (CMIN) and the SCC
MAWG. Amendments may be obtained, on request, from either the SCC
MAWG or from the documentation provided by CanmetMining (CMIN)
concerning the current proficiency testing program.
• This list is the normal target concentration range for the measurands within
each sample. However, in order to prepare representative samples generally
within these ranges, the proficiency testing coordinator may, at their sole
discretion, exceed (higher or lower) these limits on an individual
measurand(s) in an individual sample. Hence it may happen that not all
measurands in all 4 samples within a specific proficiency testing cycle will fall
within these exact target concentration ranges.
If this frequency is not attainable, then the SCC should be consulted to determine
an acceptable approach.
Physical sample preparation refers to the process in which bulk or other samples
have undergone any size reduction processes to provide an appropriate,
representative sub-sample. The reduction process may take place on-site or off-
site.
7.1.1 The record of the laboratory sample mass on receipt and the test sample mass
after physical preparation must be maintained.
7.1.2 The assessment of the size reduction processes shall include the laboratory
demonstrating to the Technical Assessor the following:
a. The sample is crushed to the appropriate top particle size as specified in
the contract (e.g. 90% <10 mesh).
b. The pulp material is pulverized to pass the criteria specified in the
contract (e.g. 90% <150 mesh).
c. Items a) and b) may be documented by keeping a log book of regular
screen tests of the crushed and pulverized material on a regular basis.
7.1.3 There is a clear demonstration that all routinely used sieves employed have been
certified, are properly maintained, checked and cleaned at appropriate intervals.
7.1.4 Sieves are critical pieces of equipment and must meet the general requirements
of CAN-P-1627. The laboratory shall periodically confirm the sieves are suitable
for use. This may be done a few ways:
7.2.2 The laboratory records “date the sieve was put into use”. (This information could
be recorded directly on the certificate.)
7.2.3 The laboratory records "date the sieve was removed from use". (This information
could be recorded directly on the certificate.)
7.2.4 The laboratory has developed and implemented a procedure(s) for use and
maintenance of sieves in the physical sample preparation area that meets the
following requirement:
7.2.5 Sieves are cleaned, usually via air hose, in between each sample and further
cleaning by other means if air cleaning fails to remove sample.
7.2.6 The sieves are regularly inspected for damage, for example, tears.
7.2.7 Proper maintenance can be demonstrated by recording cleanings in the log book
and recording observations that the sieve is not damaged.
The data from the duplicates is used to estimate the precision of the operation
being duplicated. This can be done through use of standard deviation, range,
relative standard deviation, etc. For this discussion the standard deviation is used.
For samples reduced off-site, the accredited test method must contain a clear
statement that the “physical preparation of samples” encompasses all processes
including those sample reduction processes from off-site physical sample
preparation facilities.
The assessment of the off-site preparation of samples for these specific accredited
test methods shall include the laboratory demonstrating to the Technical Assessor
the following requirements in addition to those mentioned above:
7.4.1 The log book of regular screen tests of the crushed and pulverized material shall
be accessible to the accredited laboratory, either electronically or by hard copy.
7.4.2 The off-site physical sample preparation facility has developed and implemented
a procedure for use and maintenance of sieves in the sample reduction area and
this procedure shall be accessible to the accredited lab.
If the laboratory is unable to demonstrate during the assessment that all the
requirements for off-site facilities are met, the Laboratory will be required to
provide this evidence in response to the assessment finding. The laboratory may
elect to have SCC conduct an assessment at all or representative off-site physical
sample preparation facilities at the full cost to the laboratory.
For mineral analysis laboratories that choose to include off-site physical sample
preparation, then the use of off-site physical sample preparation shall be clearly
identified on their Scope of Accreditation. In the "Notes" section of the Scope there
shall be a statement similar to the following:
Informative References
The following is an extensive list of recommended references: