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Static Conditions
A. Ghanbari1,* and M. Ahmadabadi1
Received: May 2009 Accepted: April 2010
Abstract: Inclined retaining walls with slopes less than perpendicular are appropriate candidates in several
engineering problems. Yet, to the knowledge of authors, only a few analytical solution for calculation of active earth
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pressure on such walls, which will be usually smaller than the same pressure on vertical ones, has been presented
neither in research papers nor in design codes. Considering limit equilibrium concept in current research, a new
formulation is proposed for determination of active earth pressure, angle of failure wedge and application point of
resultant force for inclined walls. Necessary parameters are extracted assuming the pseudo-static seismic coefficient
to be valid in earthquake conditions. Moreover, based on Horizontal Slices Method (HSM) a new formulation is
obtained for determining the characteristics of inclined walls in granular and or frictional cohesive soils. Findings of
present analysis are then compared with results from other available methods in similar conditions and this way, the
validity of proposed methods has been proved. Finally according to the results of this research, a simplified relation
for considering the effect of slope in reduction of active earth pressure and change in failure wedge in inclined
retaining walls has been proposed.
Keywords: Active earth pressure, inclined retaining wall, Horizontal Slices Method, Limit equilibrium, Pseudo-static
seismic coefficient
2. Limit equilibrium method for cohesionless ∑ F y = 0 ⇒ P ae sin δ cos θ − P ae cos δ sin θ + (2)
soils
F v − W + F sin ϕ sin β + F cos ϕ cos β = 0
In order to find analytical relations for
calculating the active earth pressure acting on an Horizontal and vertical forces as well as the
inclined wall, applied forces on failure wedge are weight of failure wedge can be calculated with
assumed as illustrated in Fig. 1. When being equations (3), (4) and (5):
considered for a granular soil, there will be three αv
unknowns in depicted system which can be F h = K hW , Kv = (3)
g
determined by solving two equilibrium equations
of forces, in horizontal and vertical directions, in αh
addition of an extra relation. The further equation F v = K vW , Kh = (4)
g
is constructed based on the fact that maximum
active earth pressure is caused within the failure
1 cos( θ + α ) cos( θ + β )
wedge and thus makes the value of ∂ β ∂ P being W = γH 2
2 cos 2 (θ ) sin( β − α )
(5)
ae
Pae 1 ∑F x =0 1
W sin( β − ϕ )
F 1 ∑F y =0 1 cos( θ − δ − ϕ + β )
β 1
∂β =0 1
∂ Pae
Equation (6) is consisted of three terms. First
Kh
+ (1 − K v )
Neglecting the vertical component of
) tan( β − ϕ ) earthquake’s force, critical angle of wedge can be
calculated with equation (11):
cos( θ + α ) cos( θ + β ) sin( β − ϕ )
K (β ) = (8)
(θ ) sin( β − α ) cos( θ − δ − ϕ + β )
ae 2
cos − C ( K h ) + AB ± (1 + CK h )( A − K h )( 1 + AB )( B − C )
β = φ + Arc tan
C + ABC − B − BC ( K h ) (11)
Kh
+ (1 − K v )
) tan( β − ϕ ) where coefficients of A, B and C are defined as
follows:
1
P ae = γH 2 K ae (9) A = tan(φ − α )
2
Fig. 2. Angle of failure wedge versus angle of inclination for different internal friction angles
Fig. 3. Active earth pressure against angle of inclination for different internal friction angles
0.4
0.35
0.3
0.25
0.2
0.15
0.1
0.05
0
0 5 10 15 20 25 30 35 40 45
Fig. 4. Seismic active earth pressure versus angle of inclination for different pseudo-static acceleration coefficients
0.45 o
θ=10 , α=0, δ=2φ/3
0.4
0.35
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0.3
0.25
0.2
0.15
kh=.05 kh=0.1 kh=0.15 kh=0.2
0.1
25 27 29 31 33 35 37 39 41
the reduction of active earth pressure coefficient Ratio of pseudo-static acceleration coefficient
in static conditions. Fig. 4 also shows seismic belonging to vertical and horizontal direction for
active earth pressure versus slope of the wall for a wall with 20 degree of inclination is plotted in
different internal friction angles. Since these Fig. 7. This figure shows that with increase in
charts demonstrate the linear variation of mentioned ratio the value of Kae increases so that
mentioned parameters, following relations are in a constant ratio for all accelerations ration.
suggested for calculating Ka and Kae as functions The influence of vertical and horizontal
of inclination angle of wall ( θ ). acceleration coefficients on active earth pressure
of an inclined wall is shown in Fig. 8, in all of
K ae = ( K ae ) V {1 − θ / λ } (14) which linear increase of pressure by increase in
depth of wall can be observed. This linear
response is caused by limit equilibrium
K ae = ( K ae ) V {1 − θ / λ e } (15) assumptions. Non-linear trend in the same
condition will be shown further when Horizontal
where (Ka )v and (Kae )v are active earth Slices Method is employed as a new approach for
pressures for a vertical wall in static and seismic calculation of active earth pressure.
conditions, respectively. Also, λ and λ e are
angles of backfill soil at natural stability in static 3. Horizontal Slices Method (HSM) for Cohesive
and seismic conditions. Frictional Backfills
Variation of Kae versus internal friction angle
for a wall with 10 degrees of inclination is plotted The slices method was originally employed for
in Fig. 5 which shows that by increase in the estimation of slope stability. The most
slope of wall active earth pressure reduces with conventional technique for such estimation is
approximate linear trend. Fig. 6 shows the vertical slices method. Another solution has also
increase in Kae with increase in horizontal been introduced by Shahgholi et al. [18].
pseudo-static acceleration coefficient. As can be Complete formulation of HSM has been
observed in this figure, the general trend of developed by Nouri et al. [19,21]. Seismic
variations can be assumed as linear with high acceleration coefficient at different elevations in
degree of accuracy in practical applications. a structure can be addressed by this method. Azad
Fig. 7. Variation of Kae versus horizontal seismic coefficient (Kh) for different Kv/Kh ratio
et al. [22], Shekarian et al. [20], and Shekarian based on Horizontal Slices Method, for studying
and Ghanbari [23] contributed the concept of the applied pressure on inclined walls.
HSM within the framework of pseudo-dynamic Comparison of results obtained from this
and pseudo-static methods to calculate seismic formulation with the method explained in
active earth pressure on retaining walls. previous section and also with other formulas
Distribution of seismic active earth pressure and reported in literature has been carried out. For
the application point of resultant force can both this purpose, an inclined retaining wall is
be handled by HSM. considered as illustrated in Fig. 9. The backfill
This section deals with a new formulation, soil has been divided into n horizontal slices for
Fig. 8. Pressure distribution along an inclined wall for different horizontal acceleration coefficients
H
hi = (16)
n
Considering geometrical principles, the
distances shown in Fig. 10 will be determined as
follows:
n
∑ hj
X 1i = j =1 (17)
tan (B )
n
X 2i = ∑ hj tan (θ ) (18)
j = i
n
Fig. 9. Division of failure wedge into horizontal slices for ∑ hj
an inclined retaining wall X 1 i +1 =
j = i +1
(19)
tan (β )
h (i )
all of which the free diagram is plotted as can be X 3i = (20)
tan β
observed in Fig. 10.
Having n slices, it can be written:
Fig. 10. Diagram of forces in ith slice and their distance from the point of rotation
Si
n ∑M o =0
n
Shear forces at base of each slice For each slice
Pi Si=Ni(tanφ+cli)
n n
Net force on wall For each slice
X 4i = h (i ) tan θ (21)
2
π
sin( − θ − ϕ )
K = 2
b
π (28)
=
x1 i
+
x2
−
x3i
−
x4 cos( θ ) + cos( θ ) cos( − θ − ϕ ) sin ϕ
X G i
2 2
i
4 4
i
(22) 2
ϕ
Weight of each slice can be calculated with K a = tan 2
( 45 − ) (29)
equation (23): 2
The following assumptions have been made:
W i = {( X 1 i − X 2i − X 3i ) + 0 .5 ( X 3i + X 4 i ) }h i γ i (23)
• Application point of vertical inter-slice
In order to determine Vi and Vi+1, the relation force is the center of pressure in stress
proposed by Segrestin [24] has been applied: distribution pattern of that slice.
• Failure surface is considered to be plane.
V i = γ z i ⋅ tanh( au + b ) (24) • Analysis is done on the basis of limit
equilibrium concept.
Above equation yields more accurate results • Proposed method will be applicable only
for inclined masses than the general relation of for homogeneous soils.
σv= γh. In the Fig. 11, X and Z are the horizontal • Failure surface is assumed to pass through
distance from the coordinate center and depth of the heel of wall.
the point considered, respectively. Parameters a, • Horizontal inter-slice force is ignored
b and u can be determined with following (Hi=Hi-1) in all of formulas.
equations: • Ni force acts on the midpoint of each slice’s
base.
π 2K a
a = 2 tan( − θ ) ⋅ log( ) (25) • Pi force acts on the midpoint along the
2 K a+ K b
height of each slice.
There are 4n equations and 4n unknowns,
K + Kα
b = (log a
)/2 (26) shown in Table 2, which solving them determines
K a − Kα
the active earth pressure on an inclined retaining
xj wall.
ui = (27) Equilibrium equations are as follows:
zi
∑ F = 0 → H − H − F + S cos β − (30)
x i i +1 h i
∑ F y → − V i + V i + + F v − W i + S i sin β +
= 0 (31)
Pi cosδ n hi n n
l i = h i / sin β (34)
− × ∑hj + + Hi+1 ∑hj − Hi ∑hj = 0
i cosθ j=i+1 2 j=i+1 j=i
Fig. 13. Stress distribution for different horizontal pseudo-static acceleration coefficients
According to stress distribution along the wall, Slices Method for different angles of inclination.
application point of resultant force can be Nonlinear pressure distribution due to increase in
determined as follows: slope of the wall is obvious in this figure. Also,
n n
the point of application of the pressure always
hi
∑i =1
{ p i cos( δ + θ ) × [ ∑ h
j=i
j +
2
]} = p a cos( (31) shifts to the lower two-thirds of the wall height.
According to the proposed method, the
s( δ + θ ) × z c pressure on the wall and angle of failure wedge
have been calculated based on the difference in
n n
hi inclination angle of wall and seismic coefficient
∑ { p i × [∑ h j + ]}
z c =
i=1 j=i 2 (37) (Kh) in Figs. 15 and 16.
p a
Fig. 16. Change in angle of failure wedge by inclination angle of wall for different Kh
Fig. 17. Comparison of proposed method with Zarabi-Kashani (1979) method for calculating the angle of failure wedge in
seismic conditions
rotation of axis for solving slip line equations to approach based on Horizontal Slices Method for
determine lateral earth pressure under general cohesive-frictional soils with techniques of Das
conditions. Liu at al. [27] proposed a general and Puri [25] and Cheng [13]. Results indicate
tangential stress coefficient to replace the Haar that different methods have been in good
and Von Karman hypothesis in calculating active agreement and therefore suggested formulation
earth pressures. Their results showed that for any provides reliable predictions for vertical walls.
value of this coefficient, the active earth pressure
converges to Rankine’s solution when the radius 5. CONCLUSION
is sufficiently large compared to the depth of
wall. For cohesive frictional soils, the critical Active earth pressure on inclined walls is
value of this coincidental coefficient is smaller smaller in comparison with vertical ones and thus
than active earth pressure coefficient owing to the designing an inclined retaining wall will not be
effect of the cohesive strength of the soil. economical by methods originally developed for
Table 6 compares the results of suggested vertical walls. Lack of analytical solution for
Table 6. Comparison of results obtained from present method and solutions of Das and Puri (1996) and Chang (2003)
HSM: Proposed Method (Horizontal slice method)
Chang : Chang (2003)
D-P: Das and Puri (1996)
α = 0 o , K v = 0.05 K h , δ = 2 3 φ ,θ = 0, φ = 20, H = 10m, γ = 20 KN / m 2
2
C (kN/m ) K h = 0.0 K h = 0.05 K h = 0.1 K h = 0.15 K h = 0.2
D-P Chang HSM D-P Chang HSM D-P Chang HSM D-P Chang HSM D-P Chang HSM
523 513 521 577 580 580 643 632 638
Pa 443 440 446 447 446 460
0 42.8 43 43.9 38.4 40.3 40.3 33.1 34 36.1
β 50 51 51 46.6 47 47
validity of relations, comparison of results has (2008) "Effects of Random Fiber Inclusion on
been performed between previous methods for Consolidation, Hydraulic Conductivity,
vertical walls and suggested approach in this Swelling, Shrinkage Limit and Desiccation
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