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2017 IEEE 30th Canadian Conference on Electrical and Computer Engineering (CCECE)

Energy and Spectral Efficiency in Cellular Networks


Considering Fading, Path Loss, and Interference
Abdulbaset M. Hamed∗§ and Raveendra K. Rao∗
∗ Faculty of Engineering, Department of Electrical and Computer Engineering
University of Western Ontario, London, Ontario, N6A 5B9. Canada
§ Faculty of Engineering, University of Tripoli, Tripoli, Libya
Email: {ahamed6, rrao}@uwo.ca

Abstract—Due to the increase of energy consumption in wireless SE trade-off problem was studied in [7] with iterative power
systems, energy-efficient cellular planning concept has become an allocation algorithm; also, further analysis has been done for
important concern in designing cellular networks. In this paper, the same problem considering the shadowing and frequency
energy efficiency (EE) and spectral efficiency (SE) analysis for reuse factor effects in [8]. The average SE and EE between two
single and multi-cell cellular systems are presented and investigated. user equipments in cellular network have been obtained under
The efficiency analysis is studied under the influence of Nakagami-
Rayleigh fading channel; moreover, the optimal transmission
m multi-path fading superimposed on path loss, and co-channel
interference for three base station (BS) antenna configurations power was also derived in [9]. These metrics have been also
which are omni, and 120o and 60o directive antennas. The downlink investigated in [10] for wireless body sensor network considering
SE and EE are derived and simulated concerning the random the interference effect and distance power control strategy was
users’ location, normalized reuse distance, cell radius, and random also implemented to improve the spatial energy efficiency. D.
channel gain. Theoretical and simulation results show that, as Tsilimantos et al. have introduced a simple theoretical framework
expected, single cell scenario provides higher efficiency than multi for analyzing the SE-EE trade-off problem in cellular networks.
cell; however, antenna directivity improves both efficiency metrics. In their paper [11], an optimal resource allocation approach and
The analysis provides insight contribution for the SE-EE trade- traffic repartition scheme have been presented to reduce the
off issue in cellular networks for which most of the network and complexity trade-off problem. To the best of our knowledge,
propagation parameters are included in the analysis.
the aforementioned efficiency metrics are not extensively inves-
Keywords—Cellular Networks, Energy Efficiency, Spectral Effi- tigated when the transmission environment are fully considered.
ciency, Fading Channel, Co-channel Interference. In this paper, a thorough efficiency study for a cellular network
is done under the effect of wireless channel, path loss, and
I. INTRODUCTION co-channel interference. The study includes investigation and
evaluation of spectral efficiency and energy efficiency for single
With the massive deployment of mobile cellular networks, and multi cells wireless networks. The remainder of this paper
corresponding energy consumption is also escalated. Wireless is organized as follows. The statistical models for system and
base station (BS) is regarded as a huge contributer in the total channel are presented in Section II. The signal to interference
energy consumption of the cellular networks. D. Lister has plus noise is also introduced. Section III addresses definitions
reported [1] that energy bill of BS accounts for about 18% and derivations of spectral and energy efficiency for single and
of the Operation Expenditure in European cellular market. This multi-cell systems. Numerical results based on system simulation
rise of energy consumption leads to an increase in greenhouse and theoretical derivations are then presented and discussed in
gas emission that ultimately contributes to the global CO2 Section IV. Finally, the work is concluded in Section V.
emissions [2]. Studies in [3] and [4] have shown that power-per-
user in mobile networks is rapidly increasing and the demand II. C ELLULAR N ETWORK AND C HANNEL M ODELS
for electrical energy in wireless communication has annually
increased by 20%. In this sense, energy efficiency (EE) and The negative effects of interference and channel impairments
spectral efficiency (SE) have recently gained considerable at- are manifested as the multi-cell network becomes huge. A large
tention from government, academia, and industry not only to scale cellular network is considered here which consists of
reduce the energy bills, but also to minimize the effect of global homogeneous macro-cells with hexagonal tessellation as shown
warming and increase sustainable development. Optimizing SE in Fig.1a. The base stations (BSs) are located on the center
was the main concern for most of the research efforts and EE was of each cell and the users are assumed to be served by the
not regarded as a significant performance metric until recently. closest BS. The system resources such as power and bandwidth
However, these efficiency metrics must be considered jointly are equally assigned to the all cells, which makes the SE-EE
instead of separately in the efficient design of mobile cellular analysis valid for the whole cellular network. The downlink, BS
systems. Maximizing one metric (EE or SE) contradicts with to users, analysis is our interest in this work. Three different
other one and hence, balance between them is necessary for BS antenna configurations are implemented in our analysis:
designing future wireless networks. In [5], fundamental trade-off omni, and 120o and 60o directional antenna. Fig.1 shows an
between SE and EE was introduced for green wireless networks example of the hexagonal cellular network with the main network
in AWGN without considering the fading channel effects. Power parameters included in our analysis and simulation which are
versus bandwidth efficiency analysis has been done for a simple the cell radius (R), the frequency reused distance (D), and the
interference model and considering Rayleigh fading channel interfering distance (Dj,i ). As we can see, the same frequency is
in [6]. For interference-limited wireless network, the EE and reused for more than one cell and hence, the network experiences

978-1-5090-5538-8/17/$31.00 ©2017 IEEE


2017 IEEE 30th Canadian Conference on Electrical and Computer Engineering (CCECE)

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(a) Omni antenna (b) 120o directivity (c) 60o directivity (d) Single cell

Fig. 1: Single cell and Multi-cell hexagonal tessellation with network parameters for omni and directional antennas
co-channel interference problem and its effect on the SE and EE where r is the user’s distance away from the BS and θ is its
is one of our concerns in this paper. angle with respect to a certain reference. These two variables
are uniformly distributed and their commonly used probability
A. Propagation and Interference Models density function are given by
For the cellular network shown in Fig.1a, the transmission 2r
fr (r) =,0  r  R
power of j th BS is Pj . This Lets mobile user i be served by the R2
closet BS. The power received by the ith mobile user at distance 1
rj,i away from the j th BS can be written as fθ (θ) = , 0  θ  2π (5)

Using this model the user’s distance can be estimated and hence
−α 2
Pj,i = Pj rj,i hj,i , (1) the path-loss part in (1) and (2) can be directly calculated.

where rj,i is a random distance between the j th BS and ith


C. Channel Model
served user, α is the path-loss exponent, and hj,i is a random
variable representing the channel fading effects of the user and Wireless channel introduces various impairments and effects
BS path. The interference received power that aggregated by the including small-scale fading, which is due to multi-path, that
same frequency BSs of the user ith can be expressed as cause serious degradation of signal to noise ratio (SNR) leading
to poor wireless communication system performance. Several

NI
statistical models are available to describe these effects. The
−α 2
Ii = Pk Dk,i hk,i , (2)
received power mentioned in (1) and (2) are randomly scaled by
k=1
a factor h2 which represents the multi-path channel effect. Many
where Dk,i is the k th BS and ith user interference distance, distributions have been derived to model the multi-path fading
and NI the number of co-channel interfering cells. The generic factor, h2 . In this paper, Nakagami-m fading channel model is
expression for the instantaneous signal to interference plus noise used to model h and the probability density function (pdf) of
(SINR) of the ith user is expressed as h2 ∼ Gamma (m, h) is given as
m−1  
−α 2
mm γj,i mγj,i
Pj rj,i hj,i fγj,i (γj,i ) = m exp − , γj,i  0 (6)
I
γj,i = N I , (3) γ j,i Γ(m) γ j,i
−α 2
No B + k=1 Pk Dk,i hk,i
k=j Pj,i h2j,i
where m is the distribution parameter, γj,i = No B is the
where No stands for power spectral density of AWGN, and B Pj,i h2 j,i
is the user’s bandwidth. instantaneous SNR, γ j,i = is the average SNR, and
No B
−α
Pj,i = Pj rj,i is the i user’s path loss received power at certain
th

B. User’s Location Model distance rj,i for the j th BS and hence the actual average SNR
is γ j,i r−α .
It is assumed that the users are randomly distributed across
the cell; hence, it is important to model the user’s location. III. SE AND EE FOR S INGLE AND M ULTI -C ELL S CENARIOS
Here, the BS coverage area is approximated as a circle shape
with radius R. The user’s location is defined using the polar Bandwidth and power are the two main concern resources in
coordinates system as cellular planning. Since the demand on high data rate has been
rapidly increasing, spectral efficiency oriented cellular network
L (r, θ) = rejθ (4) design causes a huge increase in energy consumption. Next
2017 IEEE 30th Canadian Conference on Electrical and Computer Engineering (CCECE)

generation cellular networks should be planned not only in 2) Energy Efficiency: The energy efficiency for a system is
terms of spectral efficiency but also energy efficiency metric. generally described as a ratio between what the system delivers to
In this section, the downlink energy and spectral efficiencies are what it consumes. Thus, the efficiency function can be defined
studied considering multi-path fading, co-channel interference, as f (x)/x where x ∈ [0, X] indicates the system’s resources
and frequency reuse factor for single and multi cells scenarios. constrained by X [14]. In our analysis for a cellular system, f (x)
represents the downlink data rate, which is the main out come of
A. Analysis of Single Cell Scenario the BS, and x denotes the signal to noise ratio, which constitutes
In this part, our analysis is based on single cell scenario where the BS’s transmission power, noise and channel effects. For a
the BS is located at the cell center. The cell coverage area is single cell, the downlink energy efficiency can be thus formulated
assumed a circle with radius R. The BS serves a set of K users as [11]
and its resources are equally shared among all the users. Thus,
each user occupies B bandwidth and receives Pi power. The ⎡

users are randomly located according to model (5). Pipl h2i 

 ⎢ log2 1 + No B  2 ⎥
K

1) Spectral Efficiency: The downlink spectral efficiency


d
ηE = E⎣ hi ⎦ , [bit/J] (11)
Pipl h2i 
quantifies the amount of BS delivered data rate to the users i=1 No B
over the assigned bandwidth. In case of fading channel where
the random fading coefficients are independent, the aggregated The expectation operation in (10) can be done by taking the
downlink spectral efficiency can be obtained as [7] average using the pdf of the channel assuming that the set of h2i
are i.i.d random variables. Hence, with aid of [12, eq. (8.4.6/5),
K    
Pi h2i −α eq. (8.4.3/1), eq. (2.24.3/1)], the downlink energy efficiency of a
ηs =
d
E log2 1 + ri |h2i , (bit/s/Hz) (7) single cell system over Nakagami-m fading channel is obtained
N o B
i=1 in closed form as function of downlink average SNR, users’
where K is the total users’ number and the expectation, E, is distance, and fading parameter as
taken over the channel gain, h2j,i . In this scenario, there is only
one BS; hence, the j notation is not used in the analysis. The
downlink received power is Pipl = Pi ri−α and then γipl = γi ri−α .
Spectral efficiency can also be obtained using the averaging (m)
mr K α(m+1)

concept over the fading channel distribution as


d
ηE (ri , α) = i
×
Γ(m) log 2 i=1 γ m+1
i
 ∞   
mriα  −m, 1 − m
K
ηsd = [log2 (1 + γi ) |γi ] fγi (γi )dγi (8) 3,1
G2,3  (12)
0 i=1 γ i  0, −m, −m
By substituting the pdf of γi , (6), in (8) and using [12, where G[.] is the Meijer’s G-function [12]. Since ri is a random
eq. (3.383.10), eq. (3.326.2)], we have variable as modelled in (5), energy efficiency as function of cell
radius can be obtained by averaging (12) over the pdf of ri .
1   γm riα
K m
Using [13, eq.(07.34.21.0003.01)], it is derived in closed form
ηsd (ri , α) = e i ×
log 2 i=1 as
k=1
  k−m
(m) Rα(m+1)−1  1
m K
m α γ i −α
Γ −m + k, ri r (9) d
ηE (R, α) = ×
γi m i αΓ(m) log 2 i=1 γ m+1
i
+∞ β−1 −t   
mRα 
1
where Γ (β, x) = Γ(β) x
t e dt is the complementary 3,2 −(m + 1/α), −m, −m
incomplete gamma function.The spectral efficiency is a function G3,4  (13)
γ i  0, −m, −m, −(m + 1 + 1/α)
of average SNR, users’ distance, fading parameter m, and
the path loss. Since the user’s distance R is modelled in (5),
ri can be eliminated from (9) using 0 ηsd (ri )fri (ri ) dri . By B. Analysis of Multi Cell Scenarios
substituting (9) and (5) in to the above integration, the downlink
spectral efficiency is obtained in closed

form by expressing
the
incomplete gamma function term Γ −m + k, γ ri using [13,
m α The coverage of single BS is constrained by the power
j,i limitations and hence multiple BSs are required for covering
eq.(06.06.03.0009.01)] as given a large area. In this part, we consider a regular hexagonal
topology as shown in Fig.1 which is a very useful choice among
2    (m − k)!
K m m−k
ηsd (R, α) = × other network configurations due to its well known properties.
α log 2 i=1 l! However, this system experiences several issues such as co-
k=1 l=1
 k−m−l channel interference which is our concern. Furthermore, our
γi interest is still focused on the downlink spectral and energy
Rα(m−k+l) (10)
m efficiency analysis considering the cellular system and signal
It is clear that the downlink spectral efficiency is a function of propagation issues. The instantaneous SINR is given by (3)
Pj,i h2
cell’s radius, path loss exponent, and signal to noise ratio. which No Bj,i is the instantaneous SNR. Correspondingly, the
2017 IEEE 30th Canadian Conference on Electrical and Computer Engineering (CCECE)

average SINR can be expressed as 1) The user’s position is randomly picked according to (5).
h2
Pj j,i −α
2) The distance of co-channel interference is obtained
No B rj,i from Fig.1.
γ Ij,i = NI , (14) 3) The interference term Ξ and γ Ij,i are calculated by
Pk h2 k,i −α
1+ k=1 No B Dk,i (15), (16), (17) and (18) according to the BS antenna
k=j
configuration and directivity.
Assuming all BSs have the same power transmission, and h2k,i 4) The SE and EE are calculated using (9) and (13).
Pj h2 j,i P h2
and h2j,i ∼ Gamma (m, h), this implies that N oB
and kNo Bk,i 5) Assuming that the all BSs transmit the same amount of
−α −α power.
are equivalent. Also, it is clear that γ j,i ∝ rj,i and γ k,i ∝ Dk,i
and then the average SINR can be then rewritten as [6] The following system parameters are used in the evaluation:
−α
γ j,i rj,i
γ Ij,i = , (15) TABLE I: Simulation Parameters
1 + γ j,i Ξ(NI , Dk , ri , α) Symbol Description Valua
NI
Dk,i −α R Cell radius 1 Km
where Ξ = k=1 rj,i is the interference term which α Path loss exponent 4
k=j γ Signal to noise ratio 0 − 20 dB
depends only on the network geometry. Our investigations are
based on the highest co-channel interference power where the Rd Normalized reuse distance 2−6
users are located on the cell boundary; i.e., rj,i = R. For the NI Number of interfering cells 6
three proposed cases of cell antenna configuration, the average θ User’s angle 0 − 2π, 2π π
3 , 3
SINR is modelled as a function of normalized reuse distance, For single and multi cells networks, the SE and EE are plotted as
Rd = D/R. As shown in Fig.1a where omni directional antenna a function of SNR for omni antenna, and 120o and 60o directivity
is implemented, six cells in the first tire create co-channel antenna systems over several Nakagami fading channels in Fig.2
interference, and hence the interference, Ξ, is then presented and Fig.3, respectively.
as


NI /3
π −α 
P 2PQLPXOWL

Ξ (θ, Rd , α) =
o
{ Rd − sin(θ + (−1)n ) P R PXOWL
3n  P  R PXOWL
6SHFWUDO(IILFLHQF\ ELWV+]

n=1

π −α 
P 2PQLPXOWL
P R PXOWL
−α
+ Rd + sin(θ + (−1)n + (Rd + (−1)n sin(θ)) }  P  R PXOWL
3n P VLQJOH
(16)  P VLQJOH

where θ is the user’s angle which takes values 0 < θ < 2π.

For directional antenna on the BS, two cell sectorization are
considered: three-sector where 120o directivity is used and six- 

sector with 60o directivity as shown in Figs.1b and 1c. The 

interference term for both cases is expressed as 


    
o

π −α 615 G%
Ξ120 (θ, Rd , α) = Rd + sin(θ + ) +
6 Fig. 2: SE of single and multi cells networks with different
−α 2π antenna directivities over fading channel as a function of SNR
(Rd + sin θ) ,0 < θ < (17)
3 


o

π −α
Ξ60 (θ, Rd , α) = Rd + sin(θ + )
4
(QHUJ\(IILFLHQF\ ELW-

π
,0 < θ <
(18)
3 R P PXOWL
By knowing the average SINR for each antenna case, the spectral  R P PXOWL
2PQLP PXOWL
and energy efficiencies of multi-cellular system can be obtained R P PXOWL
using (9) and (12) where the users are randomly located on the  R P PXOWL
2PQLP PXOWL
cell’s boundary. P VLQJOH
 P VLQJOH

IV. S IMULATION AND N UMERICAL R ESULTS


    
In this part, we present several numerical and simulation 615 G%
results to evaluate the SE and EE of the single and multi-cellular Fig. 3: EE of single and multi cells networks with different
networks. For single cell the SE and EE are evaluated using (10) antenna directivities over fading channel as a function of SNR
and (13). Also, the investigation is done for multi-cellular by
simulating (9) and (12). Our simulation algorithm is composed It is shown that SE is an increasing function of SNR whereas the
of the following steps: EE decreases monotonically as SNR increases. We also observe
2017 IEEE 30th Canadian Conference on Electrical and Computer Engineering (CCECE)

that single cell is superior in terms of SE and EE than multi cells V. CONCLUSION
network which is referred to the negative effect of co-channel
This paper has presented a general framework for investigat-
interference. However, directional antenna technique improves
ing the SE and EE in the cellular networks. An evaluation based
the efficiency metrics. For instance, 60o directivity approaches
on theoretical derivations and simulation has been done for both
to the single cell performance, and 120o is far better than the
single a multi-cell systems where omni and sectorized antenna
omni antenna particularly at high SNR range. In contrast, the
systems are implemented on the BSs. Our study has considered
overall SE of multi cells is greater than single cell when it is
multi path fading, signal propagation path loss, and co-channel
calculated for the whole network; however, our investigation
interference. The downlink SE and EE have been derived and
concerns the effect of fading channel and co-channel interfer-
analyzed in terms of cell radius, reused frequency distance, path
ence. As aforementioned in (16), the interference Ξ is mainly
loss exponent, users’ location, fading parameter, and signal to
the function of Rd ; therefore, the introduced efficiency indexes
noise ratio. The results have shown that, based on the worst
are also examined in terms of Rd for fixed SNR value and
interference case, single cell achieves higher SE and EE than
different antenna configuration. Fig.4 illustrates the SE of multi
the multi-cell. BS antenna sectorization technique improves the
cells system for different Nakagami-m channels and antenna
overall efficiencies of cellular system; however, more BS antenna
directivities as a function of Rd . It is clear that SE improves as
system complexity is expected.

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6SHFWUDO(IILFLHQF\ ELWV+]

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(QHUJ\(IILFLHQF\ ELW-

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