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2017-4892
10-12 July 2017, Atlanta, GA
53rd AIAA/SAE/ASEE Joint Propulsion Conference
Sudeepta Mondal1 , Chandrachur Bhattacharya1, Pritthi Chattopadhyay1, Achintya Mukhopadhyay2 and Asok Ray1a
1
Department of Mechanical & Nuclear Engineering, Pennsylvania State University, University Park, PA 16802, USA
2
Department of Mechanical Engineering, Jadavpur University, Kolkata 700 032, India
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The classification of a combustion process into stable and unstable regimes is essential for the design of
combustor systems, which include their monitoring and control mechanisms; an unsupervised method for
monitoring of combustion instabilities is essential from these perspectives. The traditional methods of
combustion stability assessment are often computationally intensive and thus may not be suitable for real-time
monitoring and control. This paper proposes a fast Fourier transform (FFT)-based method for dynamic
characterization of combustion instabilities. The proposed method has been tested on experimental data of
pressure time-series from a lean-premixed swirl-stabilized combustor, and the results have been compared with
the well-known method of visibility graph.
I.Introduction
Instabilities in combustion systems are usually related to the spontaneous excitation of one or more natural acoustic
modes of the combustor [1]. These phenomena are typically manifested by large amplitude self-sustained oscillations
in the combustion chamber, which results from a feedback loop established between the heat release rate from the
flame and the combustion chamber acoustics [2]. The detrimental effects of combustion instabilities include
generation of externally audible tones at intolerable levels, and (possibly) resonance leading to failure in the
mechanical structures if the pressure oscillations match the natural frequency of the system [3, 4].
Various control strategies for suppression of combustion instabilities have been proposed by researchers over the
years, which include various open loop [5-7] and closed loop active control techniques [8]. The review articles by
Candel [9] and Culick [10] list several such techniques. Timely identification of unstable combustion phenomena is
important from the perspectives of monitoring and control, more so in a closed loop active control system. This paper
proposes to develop metrics for dynamic data-driven application systems (DDDAS) [11], which can be used for online
monitoring and control of combustion processes. Time series of pressure dynamics from a laboratory-scale swirl-
1a
Professor, Department of Mechanical Engineering, Pennsylvania State University
1
Research Assistant, Department of Mechanical Engineering, Pennsylvania State University
1,2
Corresponding author email: axr2@psu.edu; achintya.mukho@gmail.com;
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Copyright © 2017 by the American Institute of Aeronautics and Astronautics, Inc. All rights reserved.
stabilized combustor have been used to validate the instability prediction algorithms that are developed based on
frequency domain analysis of limit-cycle oscillations. The frequency spectrum of combustion pressure and
chemiluminescence time-series data has been commonly used in the combustion literature for instability
characterization, based on visible identification of sharp excitations at harmonics of excited acoustic modes. Several
researchers have recently proposed dynamic data-driven methods of instability prediction. For example, Gotoda et al.
[12] have used nonlinear time series analysis to characterize combustion instabilities close to lean blowout conditions.
Nair et al. [13] have proposed a method of predicting the onset of instabilities by identifying regions of intermittent
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and randomly occurring high-amplitude periodic oscillations, which are interceded with regions of low-amplitude
oscillations. Sarkar et al. [14] have proposed a dynamic data-driven method of detecting early onsets of combustion
instabilities by using the spatio-temporal co-dependence among data obtained from heterogeneous sensors, in the
framework of symbolic time series analysis via generalized D-Markov machine construction [15,16]. A comparison
of several state-of-the-art data-driven techniques in terms of computational complexity have been also reported by
Sarkar et al. [14]. Apparently, a structured framework of training an instability classifier has not been reported in
This paper proposes a fast Fourier transform (FFT)-based method for dynamic characterization of combustion
instabilities; the performance of the proposed FFT-based classifiers has also been compared with a well-known
visibility graph method that has been used by other researchers to predict combustion instabilities based on dynamic
data-driven time series analysis of pressure oscillations. The proposed method has been tested on experimental data
of pressure time-series from a partially premixed combustor, and the results have been compared with the visibility
graph algorithm.
Complex networks have been used by many researches to study the dynamic nature of a time series, by extraction
of features underlying in the time-series data [17, 18]. There are several methods to convert a time-series into a
corresponding complex network, one of which is the visibility graph method given by Lacasa et. al. [19]. The first
attempt to study combustion instability and thermoacoustics using a complex network approach was done by
Murugesan et. al [20], where they showed that combustion noise is scale invariant, and that this invariance vanishes
when thermoacoustic instability sets in and the nature of the oscillations begins to follow a more ordered pattern; a
standard measure was introduced to classify the stability of a combustion system. Along this line, this paper proposes
to establish FFT-based metrics for classification of pressure time-series data into stable and unstable regimes, where
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the underlying algorithms are significantly computationally efficient than the aforementioned data-driven tools. Thus,
the proposed FFT-based metrics are suited for real-time combustion instability identification and control. The
following section describes the experimental apparatus and data acquisition details.
A. Experimental Apparatus
A swirl-stabilized, lean-premixed, laboratory-scale combustor has been used for validation of the FFT-based
algorithms with experimental data. Figure 1 depicts a schematic diagram of the variable-length combustor apparatus
that consists of an inlet section, an injector, a combustion chamber, and an exhaust section. There is an optically-
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High pressure air is delivered to the apparatus from a compressor system after passing through filters to remove
any liquid or particles that might be present. The air supply pressure is set to 180 psig using a dome pressure regulator.
The air is pre-heated to a maximum temperature of 250◦C by an 88kW electric heater. The fuel for this study is natural
gas (approximately 95% methane) which is supplied to the system at a pressure of 200 psig. The flow rates of the air
and natural gas are measured by thermal mass flow meters. The desired equivalence ratio and mean inlet velocity is
set by adjusting these flow rates with needle valves. Tests are conducted at a nominal combustor pressure of 1 atm
over a range of operating conditions, as listed in Table 1. There are 780 such operating conditions using combinations
of the parameter values. Under each operating condition, 8 seconds pressure time series are collected at a sampling
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Table 1. Parameters of Experimental Apparatus under Different operating conditions
Parameters Values
Equivalence Ratio 0.525, 0.55, 0.60, 0.65
Inlet Velocity 25-30 m/s with increments of 5m/s
Combustor Length 25-59 inch in 1 inch increments
C. Experimental Observations
Figure 2 shows time series plots of the pressure samples which had the greatest (1.5424 Psi) and the least
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𝑃𝑟𝑚𝑠 (0.0243 Psi). It can be easily seen that the unstable pressure signature has significantly high amplitudes over the
recorded period of time. It had been observed experimentally that the combustor becomes unstable above a threshold
𝑃𝑟𝑚𝑠 of 0.07 Psi. Thus 𝑃𝑟𝑚𝑠 =0.07 Psi has been used as the ground truth for training the proposed classifiers.
Fig. 2: Pressure time series over 8 seconds for the most stable and most unstable cases
This section is dedicated to analysis of experimental data of pressure dynamics and consists of the following three
subsections: (A) Stability metrics based on FFT, (B) Description of the visibility algorithm, and (C) Decision
Power spectra of pressure and heat release oscillations have been commonly used for investigating phenomena of
thermoacoustic instabilities [5]. The excitation of unstable modes can be verified by analyzing the power spectrum of
the pressure and chemiluminescence signals [21]. Two FFT-based metrics, namely, Metrics A and B, have been
proposed in this paper for instability characterization. These FFT-based techniques have been used over various
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lengths of sampling time ranging from 1 s to 8 s, and the results have been compared with the ground-truth provided
by root mean square of pressure fluctuations (𝑃𝑟𝑚𝑠 ) over the entire duration of the 8 s interval, which allows
observation of frequency response for a typical stable and an unstable signal as depicted in Fig. 3. Out of the 780
operating conditions, the pressure time series having the greatest (1.5424 Psi) and the least 𝑃𝑟𝑚𝑠 (0.0243 Psi) were
picked for the FFT analysis. It is seen in Fig. 3 that the power spectrum of the unstable pressure series (marked in red)
shows strong excitations of the harmonics of the unstable mode, while that of the stable case (marked in blue) lacks
such a behavior due to the absence of an excited mode. It is also worth noting that the maximum amplitude of the
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power spectrum of the stable signal is about thousand-order smaller than that of the unstable signal.
integrable function with respect to Lebesgue measure). By Parseval’s theorem, an analogous expression is obtained
∞ ∞
for the signal energy in the frequency domain, which states that = ∫−∞|𝑥(𝑡)|2 𝑑𝑡 = ∫−∞|𝑥̂(𝑓)|2 𝑑𝑓, where 𝑥̂(𝑓) is the
∞
Fourier transform of 𝑥(𝑡), i.e. 𝑥̂(𝑓)=∫−∞ 𝑒 −2𝜋𝑖𝑓𝑡 𝑥(𝑡) 𝑑𝑡, where 𝑓 denoted the frequency in Hz [22]. Therefore, the
area under magnitude-squared power spectrum amplitude over a compact support of the frequency range would
indicate the energy content in chosen bandwidth. This idea is utilized in the selection of the following two metrics
Metric A calculates the ratio of the energy content of the dominant frequency (i.e., the frequency
corresponding to the maximum amplitude in the power spectrum) to the energy content of the second most
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dominant frequency that is a non-harmonic of the dominant frequency. Since combustion instability causes
excitation of harmonics of the unstable mode, as seen in Fig. 3, most of the signal energy would be
concentrated in the unstable mode and its harmonics. So, for a stable signal, the ratio is expected to be
considerably higher than that of an unstable signal, because a stable combustion system would most likely
resemble a near-uniform distribution of energy over the entire spectrum without any significant excitation of
a mode, as seen in the blue profile of Fig.3. In this setting, Metric A classifies a signal as stable if the ratio
is greater than a threshold value. The area under the squared amplitude corresponding to the dominant
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frequency has been calculated over a bandwidth support of 2 Hz, centered at the dominant frequency, which
Metric B calculates the ratio of the energy content of the dominant frequency to the total energy content of
the signal. An unstable signal would have a significant energy content in the excited dominant frequency in
contrast to a stable signal. Thus, Metric B classifies a signal as unstable if the ratio is greater than a threshold
value. Similar to Metric A, a 2Hz bandwidth support has been used to calculate the energy content of the
dominant frequency.
1
It is noted that 𝑃𝑟𝑚𝑠 ≜ √ ∑𝑁 ̅ 2 ̅ 1 𝑁
𝑖=1[(𝑃𝑖 − 𝑃 ) ] is dependent on the computed mean, 𝑃 ≜ ∑𝑖=1 𝑃𝑖 , of the sampled
𝑁 𝑁
pressure data, which is not available until the Nth sample [23]. Furthermore, for a non-stationary process, 𝑃𝑟𝑚𝑠 (which
is approximately the standard deviation) is expected to be a function of time as demonstrated in Fig. 4 that shows the
RMS values of a stable pressure time series calculated at time intervals of 0.5 sec. Therefore, a threshold based only
on 𝑃𝑟𝑚𝑠 may not be a suitable measure for online prediction in a non-stationarity process.
0.08
Rms value
0.075
0.07
Pressure (psi)
0.065
0.06
0.055
0.05
1 2 3 4 5 6 7 8
Time (seconds)
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It is seen in Fig. 4 that the threshold of 0.07 psi is exceeded at 1.5, 2 and 4.5 sec marks, while 𝑃𝑟𝑚𝑠 for the entire 8
sec long data is 0.065 Psi. Since the stability label would depend on the duration of sampling if the criterion of 𝑃𝑟𝑚𝑠
only is used as the threshold, it is possible that an actually stable system could be erroneously identified as unstable.
Furthermore, the computed 𝑃𝑟𝑚𝑠 is dependent on the combustor geometry and its operating conditions, which is
specific to a particular combustor. Therefore, FFT-based techniques are proposed as an alternative for pattern
classification, which is shown later in the paper to yield satisfactory results over varying time windows.
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The visibility graph, presented by Lacasa et. al. [19], has been used to convert the pressure time-series signal
generated by the experimental apparatus into a complex network. To do this, only the positive peaks of the time-series
p(t) are considered and they are represented as vertical bars. The tip of each bar corresponds to a node, denoted as pi,
in the complex network that is formed between each point and all the other points it can ‘see’. So, if nodes i and j are
connected by a straight line without intersecting any intermediate node, Ai,j =1, else it is 0. To avoid self-connections,
it is mandated that Ai,i=0 for all i. Thus, the visibility matrix contains information about the nodes and their
interconnections.
Nunez et. al. [24] introduced the concept of a threshold ‘ε’ to better visualize the results when the signal is noisy.
This threshold is defined as a product of a multiplying factor ‘e’ and the mean of all the positive peak values of the
time series. The threshold accounts for the cycle-to-cycle variation of the time series data. It is thus necessary to choose
the value of ‘e’ appropriately to obtain a good classification, as explained later in the paper.
𝑡𝑘 − 𝑡𝑖
1, 𝑖𝑓, 𝑝𝑘 + 𝜀 < 𝑝𝑖 + (𝑝𝑗 − 𝑝𝑖 )
𝐴𝑖,𝑗 = { 𝑡𝑗 − 𝑡𝑖 (𝑖 < 𝑘 < 𝑗)
0, 𝑜𝑡ℎ𝑒𝑟𝑤𝑖𝑠𝑒, 𝑤ℎ𝑒𝑟𝑒 𝜀 = 𝑒 × 𝑚𝑒𝑎𝑛(𝑝)
Now a degree of a node is defined as the number of other nodes it is connected to, and a distribution P(k) denotes
the percentage of nodes of degree k. Then, the degree distribution graph is plotted as log(P(k)) vs log(k). As shown by
Murugesan and Sujith [25], the degree distribution can be used for classification among combustion noise,
intermittency, and combustion instability. It has been seen that, during instability (for a suitable threshold), the degree
distribution shows approximately as a single point, while the number of such points exceeds one for other cases. This
paper classifies a given pressure time-series of a combustor run for a binary classification of either stable or unstable.
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It follows from the degree distribution plot that the time-series is unstable if it shows or a single point and stable if it
Here again, in order to choose the appropriate value of the threshold, the visibility algorithm is used to classify
each of the 780 time-series data for different experimental conditions as either stable or unstable. Upon comparison
of the observations with the ground truth, the minimum average Bayes’ cost criterion is used to find the optimum
threshold [26]. A plot of total cost versus the multiplying factor ‘e’ is computed and the optimal value of ‘e’
As discussed above, Metrics A and B as well as the visibility algorithm (discussed in Section B) leads to
identification of an optimal threshold. The results presented in this paper have been based on this optimal threshold
(𝜆∗ ) selected by using Bayes’ criterion of minimum average cost [26], as explained below.
Let us consider a detection problem, where the proposed algorithms make a decision 𝐷𝑖 (𝑖 = 1 𝑜𝑟 0) that exactly
one of the two hypotheses 𝐻1 (unstable case) or 𝐻0 (stable case) has occurred, where i=j corresponds to a correct
decision and incorrect otherwise. Bayes’ criterion assigns “costs” to the decision outcomes as explained in Table 2.
Since incorrect decisions generally cost more than correct decisions, false alarm and missed detection would have
greater costs associated with them as compared to the correctly detected cases. Considering the individual costs, the
𝐶 = 𝑃0 [𝐶00 𝑃(𝐷0 |𝐻0 ) + 𝐶10 𝑃(𝐷1 |𝐻0 )] + 𝑃1 [𝐶01 𝑃(𝐷0 |𝐻1 ) + 𝐶11 𝑃(𝐷1 |𝐻1 )] (1)
where 𝑃0 and 𝑃1 are the prior probabilities of the two hypotheses; 𝑃(𝐷1 |𝐻0 ) is the false alarm probability and
𝑃(𝐷0 |𝐻1 ) is the probability of missed detection, while 𝑃(𝐷0 |𝐻0 ) and 𝑃(𝐷1 |𝐻1 ) are the corresponding probabilities of
correct decisions. They are related as: 𝑃(𝐷0 |𝐻0 ) + 𝑃(𝐷1 |𝐻0 ) = 1 and 𝑃(𝐷0 |𝐻1 ) + 𝑃(𝐷1 |𝐻1 ) = 1. The probabilities
are generally functions of the selected threshold such that the optimal threshold minimizes total average cost of the
1
decision. Uniform costs and equal priors are chosen in this paper: (𝐶00 = 𝐶11 = 0, 𝐶01 = 𝐶11 = 1, 𝑃1 = 𝑃0 = ),
2
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1
that, in the absence of any additional information, yields the average cost in Eq. (1) as 𝐶 = (𝑃(𝐷1 |𝐻0 ) + 𝑃(𝐷0 |𝐻1 )).
2
The optimal threshold is the one that has a minimum sum of the false alarm probability and the missed detection
arg 𝑚𝑖𝑛 1
probability, 𝑖. 𝑒., (𝜆∗ = 𝜆𝐶 ). Neglecting the factor , the sum 𝑃(𝐷1 |𝐻0 ) + 𝑃(𝐷0 |𝐻1 ) is taken as the total cost,
2
for which the optimal threshold 𝜆∗ is determined. It is to be noted that usually missed detection for an unstable system
may incur greater penalties, and thus the framework could be modified to use a higher value of 𝐶01 relative to 𝐶10 ,
This section presents comparisons of the results of different classification performances using the proposed FFT-
The stability maps, provided by Metrics A and B, are presented here and the results are compared for various sizes of
Metric A: Table 3 lists the total cost, false alarm and missed detection probabilities for time windows of 1s,
2s, 4s, and 8s, respectively, for a sample space of the 780 pressure series data. It is seen in Table 3 that Metric
A yields comparable results across all time windows, and is thus suitable for classifying stability labels by
processing over a short interval of pressure time series. It is noted that the percentage of total
Figure 5 shows that the Bayes’ cost is minimized at an optimal threshold of 0.1, which is used for identifying the
stability criterion over a 1 s length of time series. As the threshold is increased, the false alarm rate increases while
the missed detection rate decreases. Figure 6 shows the stability map predicted by using the optimal threshold criterion
on the same 1 s long time series. The horizontal line indicates the Prms threshold of 0.07 psi that has been used as a
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standard for comparing the results of different classification methods. The plot thus gives a map of the classification
obtained from our analysis with respect to the ground truth. Thus, any time series predicted stable but with a Prms
greater than 0.07 Psi is considered to be a missed detection; and a time series predicted unstable but with a Prms less
than or equal to 0.07 Psi is considered to be a false alarm. The circles above the horizontal line are the missed detection
cases, and the crosses below the horizontal line are the false alarm cases. The run-time required for the algorithm
under Metric A for classifying one time-series data has been clocked at 15 milliseconds for Matlab R2014a executed
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Fig. 5. Average Cost, Missed Detection and False Alarm at different thresholds for window size=1 sec
Fig. 6: Stability Map using Metric A on a 1 second long time series data
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Metric B: Similar results are presented for stability characterization using Metric B in Table 4 for different
window sizes for the frequency based analysis. The different performance parameters show similar trends as
The results in Tables 3 and 4 clearly show that both FFT-based metrics are able to generate stability labels by
analyzing a pressure signature of the combustor quickly and with considerable accuracy. Even the classification
performance is considerably good for very short time windows of acquired data. The performance parameters of the
algorithms are dependent on the relative weightage of false alarm and missed detection probabilities, as preset by the
user. So it is possible to obtain a very small missed detection rate, if needed, at the expense of a higher false alarm
rate, if the user decides to weigh the missed detected cases with a higher cost. The algorithm offers flexibility in this
regard for the end user to decide on an optimal classifier based on the performance requirements.
For comparison of Metrics A and B in Tables 3 and 4, respectively, it appears that Metric B performs slightly
better than Metric A with the total misclassification error being less for each of the four cases. Furthermore, the run-
time clocked by using Metric B on a single time series data is about 8 milliseconds, which is about half the time
required by Metric A for classifying a time series data. This can be a result of the lesser computational cost involved
in the algorithm proposed by Metric B. Thus, both these data-driven metrics can be used for a very quick
It was observed that the optimal threshold varied by a very slight amount depending on the window size of the
pressure time-series data. Hence, similar to the previous cases in Section III.A, a total cost analysis is done on 4
windows sizes ranging from 1s to the total data length of 8 s. Table 5 lists the optimal threshold for each case along
with the misdetection and false alarm rates for each. In order to have a common threshold irrespective of window
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length, an average value of the optimal thresholds is chosen as a common threshold which leads to a slight change in
Table 5: Various Performance parameters for the Visibility Graph at different window lengths
Figure 7 presents a plot of average minimum cost, missed detection and false alarm at different thresholds for
window size of 1 s, where the average execution time of the visibility algorithm is 70 milliseconds to classify one time
series data.
Fig.7. Average Cost, Missed Detection and False Alarm at different thresholds for window size of 1 s
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IV.Summary, Conclusions and Future Work
This paper has developed two fast Fourier transform (FFT)-based methods and associated metrics for classification
of combustion pressure time series data into stable and unstable cases. Both methods have been validated using a
ground-truth knowledge based on the 𝑃𝑟𝑚𝑠 data from a lean-premixed swirl-stabilized combustor, and the results have
been compared with the well-known method of visibility matrix that has been used by researchers for a similar
classification problem. The results generated by the proposed FFT-based methods are comparable to those of the
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visibility algorithm, and the processing time is faster due to its computational simplicity. Thus, both of these FFT-
based methods are well-suited for online instability detection. It has also been shown that although a single 𝑃𝑟𝑚𝑠
provides a very simple threshold criterion for instability characterization, it might not be a suitable measure for online
A topic of future research is extension of the underlying algorithms for online monitoring and active control of
combustion instabilities. Also, Wavelet transform based analysis would be helpful to track the non-stationarity of the
combustion process. For an online detection problem, wavelet analysis would be helpful to detect the magnitude and
Acknowledgments
This work has been supported in part by the U.S. Air Force Office of Scientific Research (AFOSR) under Grant
No. FA9550-15-1-0400. Any opinions, findings and conclusions or recommendations expressed in this publication
are those of the authors and do not necessarily reflect the views of the sponsoring agencies. The authors are thankful
to Professor Domenic Santavica at Penn State, who has kindly provided the experimental data.
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