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18. PAERA VS.

PEOPLE (SUPRA) This resolves the petition for review1 of the ruling2 of the Regional Trial Court of
G.R. No. 181626. May 30, 2011.* Dumaguete City3 (RTC) finding petitioner Santiago Paera guilty of three counts of Grave
SANTIAGO PAERA, petitioner, vs. PEOPLE OF THE PHILIPPINES, respondent. Threats, in violation of Article 282 of the Revised Penal Code (RPC).
Criminal Procedure; Grave Threats; Witnesses; No law requires the presentation of the The Facts
private complainant as condition for finding guilt for Grave Threats, especially if there were As punong barangay of Mampas, Bacong, Negros Oriental, petitioner Santiago Paera
other victims and witnesses who attested to its commission against the non-testifying (petitioner) allocated his constituents’ use of communal water coming from a communal
complainant.—Petitioner’s claim of denial of his constitutional right to confront witnesses tank by limiting distribution to the residents of Mampas, Bacong. The tank sits on a land
is untenable as he had every opportunity to cross-examine the four prosecution witnesses. located in the neighboring barangay of
No law requires the presentation of the private complainant as condition for finding guilt
for Grave Threats, especially if, as here, there were other victims and witnesses who _______________
attested to its commission against the non-testifying complainant.
Criminal Law; Justifying Circumstances; Defense of Stranger; The defense of stranger 1 Under Rule 45 of the 1997 Rules of Civil Procedure.
rule under paragraph 3, Article 11 of the Revised Penal Code (RPC) requires proof of: (1) 2 Dated 28 November 2007, penned by Judge Arlene Catherine A. Dato.
unlawful aggression on the part of the victim; (2) reasonable necessity of the means 3 Branch 39.
employed to prevent or repel it; and (3) absence of evil motives such as revenge and 386
resentment.—The defense of stranger rule under paragraph 3, Article 11 of the RPC, which 386 SUPREME COURT REPORTS ANNOTATED
negates criminal liability of—[a]nyone who acts in the defense of the person or rights of a Paera vs. People
stranger, provided that the first and second requisites mentioned in the first circumstance Mampas, Valencia and owned by complainant Vicente Darong (Vicente), father of
of this article are present and that the person defending be not induced by revenge, complainant Indalecio Darong (Indalecio). Despite petitioner’s scheme, Indalecio
resentment or other evil motive.—requires proof of (1) unlawful aggression on the part of continued drawing water from the tank. On 7 April 1999, petitioner reminded Indalecio of
the victim; (2) reasonable necessity of the means employed to prevent or repel it; and (3) the water distribution scheme and cut Indalecio’s access.
absence of evil motives such as revenge and resentment. None of these requisites obtain The following day, petitioner inspected the tank after constituents complained of
here. water supply interruption. Petitioner discovered a tap from the main line which he
Same; Same; The justifying circumstance of fulfillment of duty or exercise of office promptly disconnected. To stem the flow of water from the ensuing leak, petitioner, using
under the 5th paragraph of Article 11 of the Revised Penal Code (RPC) lies upon proof that a borrowed bolo, fashioned a wooden plug. It was at this point when Indalecio arrived.
the offense committed was the necessary consequence of the due performance of duty or the What happened next is contested by the parties.
lawful exercise of office.—The justifying circumstance of fulfillment According to the prosecution, petitioner, without any warning, picked-up his bolo and
charged towards Indalecio, shouting “Patyon tikaw!” (I will kill you!). Indalecio ran for
_______________ safety, passing along the way his wife, Diosetea Darong (Diosetea) who had followed him
to the water tank. Upon seeing petitioner, Diosetea inquired what was the matter. Instead
* SECOND DIVISION. of replying, petitioner shouted “Wala koy gipili, bisag babaye ka, patyon tikaw!” (“I don’t
385 spare anyone, even if you are a woman, I will kill you!”). Diosetea similarly scampered and
VOL. 649, MAY 30, 2011 385 sought refuge in the nearby house of a relative. Unable to pursue Diosetea, petitioner
Paera vs. People turned his attention back to Indalecio. As petitioner chased Indalecio, he passed Vicente,
of duty or exercise of office under the 5th paragraph of Article 11 of the RPC lies and, recognizing the latter, repeatedly thrust his bolo towards him, shouting “Bisag gulang
upon proof that the offense committed was the necessary consequence of ka, buk-on nako imo ulo!” (“Even if you are old, I will crack open your skull!”).
the due performance of duty or the lawful exercise of office. Arguably, petitioner acted in According to petitioner, however, it was Indalecio who threatened him with a bolo,
the performance of his duty to “ensure delivery of basic services” when he barred the angrily inquiring why petitioner had severed his water connection. This left petitioner
Darongs’ access to the communal water tank. Nevertheless, petitioner exceeded the with no choice but to take a defensive stance using the borrowed bolo, prompting
bounds of his office when he successively chased the Darongs with a bladed weapon, Indalecio to scamper.
threatening harm on their persons, for violating his order. Except for Vicente, who was seriously ill, the Darongs testified during trial. Petitioner
PETITION for review on certiorari of a decision of the Regional Trial Court of Dumaguete was the defense’s lone witness.387
City, Br. 39. VOL. 649, MAY 30, 2011 387
The facts are stated in the opinion of the Court. Paera vs. People
Obar Partners & Associates for petitioner. The Ruling of the Municipal Circuit Trial Court
Office of the Solicitor General for respondent. The 7th Municipal Circuit Trial Court of Valencia-Bacong, Negros Oriental (MCTC)
CARPIO, J.: found petitioner guilty as charged, ordering petitioner to serve time and pay fine for each
of the three counts.4 The MCTC found the prosecution evidence sufficient to prove the
The Case elements of Grave Threats under Article 282, noting that the Darongs’ persistent water
tapping contrary to petitioner’s directive “must have angered” petitioner, triggering his
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criminal behavior.5 The MCTC rejected petitioner’s defense of denial as “self-serving and 8 Id., at pp. 21-28.
uncorroborated.”6 9 Id., at pp. 190-200.
Petitioner appealed to the RTC, reiterating his defense of denial. 389
VOL. 649, MAY 30, 2011 389
Ruling of the Regional Trial Court Paera vs. People
Due Process Mischief in Raising
The RTC affirmed the MCTC, sustaining the latter’s finding on petitioner’s motive. The New Issues on Appeal
RTC similarly found unconvincing petitioner’s denial in light of the “clear, direct, and Although uncommented, petitioner’s adoption of new theories for the first time before
consistent” testimonies of the Darongs and other prosecution witnesses.7 this Court has not escaped our attention. Elementary principles of due process forbid this
Hence, this appeal. pernicious procedural strategy—it not only catches off-guard the opposing party, it also
denies judges the analytical benefit uniform theorizing affords. Thus, courts generally
_______________ refuse to pass upon freshly raised theories.10 We would have applied this rule here were
it not for the fact that petitioner’s liberty is at stake and the OSG partially views his cause
4 The dispositive portion of the MCTC’s ruling provides (Rollo, p. 171): with favor.
WHEREFORE, judgment is hereby rendered finding accused Santiago Paera GUILTY
beyond reasonable doubt of the crime of Grave Threats under paragraph 2, Article 282 of Petitioner Liable for Three Counts of Grave Threats
the Revised Penal Code, as amended, in all the above-entitled cases, and the Court hereby
sentences him the penalty of two (2) months and one (1) day to four (4) months of arresto To limit his liability to one count of Grave Threats, petitioner tries to fit the facts of the
mayor and FINE of Five Hundred Pesos (P500.00) for each case. case to the concept of “continued crime” (delito continuado) which envisages a single crime
5 Id., at p. 170. committed through a series of acts arising from one criminal intent or resolution.11 To fix
6 Id., at p. 171. the penalty for his supposed single continued crime, petitioner invokes the rule for
7 Id., at p. 39. complex crime under Article 48 of the RPC imposing the penalty for the most serious
388 crime, applied in its maximum period.
388 SUPREME COURT REPORTS ANNOTATED The nature of the crime of Grave Threats and the proper application of the concepts of
Paera vs. People continued and complex crimes preclude the adoption of petitioner’s theory.
Abandoning his theory below, petitioner now concedes his liability but only for a Article 282 of the RPC holds liable for Grave Threats “any person who shall threaten
single count of the “continued complex crime” of Grave Threats. Further, petitioner prays another with the infliction upon the person x x x of the latter or his family of any wrong
for the dismissal of the case filed by Vicente as the latter’s failure to testify allegedly amounting to a crime[.]” This felony is consummated “as soon
deprived him of his constitutional right to confront witnesses. Alternatively, petitioner
claims he is innocent of the charges for having acted in defense of the property of strangers _______________
and in lawful performance of duty, justifying circumstances under paragraphs 3 and 5,
Article 11 of the RPC.8In its Comment, the Office of the Solicitor General (OSG) finds merit 10 Heirs of Lorenzo and Carmen Vidad v. Land Bank of the Philippines, G.R. No. 166461,
in petitioner’s concession of liability for the single count of the “continued complex crime” 30 April 2010, 619 SCRA 609.
of Grave Threats. The OSG, however, rejects petitioner’s prayer for the dismissal of 11 Santiago v. Garchitorena, G.R. No. 109266, 2 December 1993, 228 SCRA 214,
Vicente’s complaint, arguing that petitioner’s guilt was amply proven by the prosecution 224, citing Padilla, Criminal Law 53-54 (1988).
evidence, not to mention that petitioner failed to raise this issue during trial. Further, the 390
OSG finds the claim of defense of stranger unavailing for lack of unlawful aggression on 390 SUPREME COURT REPORTS ANNOTATED
the part of the Darongs. Lastly, the OSG notes the absence of regularity in petitioner’s Paera vs. People
performance of duty to justify his conduct.9 as the threats come to the knowledge of the person threatened.”12
Applying these parameters, it is clear that petitioner’s threat to kill Indalecio and
The Issue Diosetea and crack open Vicente’s skull are wrongs on the person amounting to (at the
very least) homicide and serious physical injuries as penalized under the RPC. These
The question is whether petitioner is guilty of three counts of Grave Threats. threats were consummated as soon as Indalecio, Diosetea, and Vicente heard petitioner
utter his threatening remarks. Having spoken the threats at different points in time to
The Ruling of the Court these three individuals, albeit in rapid succession, petitioner incurred three separate
criminal liabilities.
We rule in the affirmative, deny the petition and affirm the RTC. Petitioner’s theory fusing his liability to one count of Grave Threats because he only
had “a single mental resolution, a single impulse, and single intent”13 to threaten the
Darongs assumes a vital fact: that he had foreknowledge of Indalecio, Diosetea, and
_______________
Vicente’s presence near the water tank in the morning of 8 April 1999. The records,
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however, belie this assumption. Thus, in the case of Indalecio, petitioner was as much 17 People v. Tumlos, 67 Phil. 320 (1939).
surprised to see Indalecio as the latter was in seeing petitioner when they chanced upon 392
each other near the water tank. Similarly, petitioner came across Diosetea as he was 392 SUPREME COURT REPORTS ANNOTATED
chasing Indalecio who had scampered for safety. Lastly, petitioner crossed paths with Paera vs. People
Vicente while running after Indalecio. Indeed, petitioner went to the water tank not to occasion cannot give rise to two crimes having an independent existence of their own,
execute his “single intent” to threaten Indalecio, Diosetea, and Vicente but to investigate a because there are not two distinct appropriations nor two intentions that characterize two
suspected water tap. Not having known in advance of the Darongs’ presence near the separate crimes.”18 (Emphasis in the original)
water tank at the time in question, petitioner could not have formed any intent to threaten Having disposed of petitioner’s theory on the nature of his offense, we see no reason
any of them until shortly before he inadvertently came across each of them.The to extensively pass upon his use of the notion of complex crime to avail of its liberal penalty
importance of foreknowledge of a vital fact to sustain a claim of “continued crime” scheme. It suffices to state that under Article 48 of the RPC, complex crimes encompass
undergirded our ruling in Gamboa either (1) an act which constitutes two or more grave or less grave offenses; or (2) an
offense which is a necessary means for committing another19 and petitioner neither
_______________ performed a single act resulting in less or less grave crimes nor committed an offense as a
means of consummating another.
12 People v. Villanueva, Nos. 3133-3144-R, 27 February 1950, 48 O.G. 1376 (No. 4),
1381. The Prosecution Proved the Commission
13 Rollo, p. 22.
391 of Grave Threats Against Vicente
VOL. 649, MAY 30, 2011 391 We find no reversible error in the RTC’s affirmance of the MCTC’s ruling, holding
Paera vs. People petitioner liable for Grave Threats against Vicente. The prosecution’s evidence, consisting
v. Court of Appeals.14 There, the accused, as here, conceded liability to a lesser crime—one of the testimonies of Indalecio, Diosetea and two other corroborating
count of estafa, and not 124 as charged—theorizing that his conduct was animated by a witnesses,20 indisputably show petitioner threatening Vicente with death.21 Vicente’s
single fraudulent intent to divert deposits over a period of several months. We rejected inability to take the stand, for documented medical reason,22 does not detract from the
the claim— veracity
“[f]or the simple reason that [the accused] was not possessed of any foreknowledge of any
deposit by any customer on any day or occasion and which would pass on to his possession _______________
and control. At most, his intent to misappropriate may arise only when he comes in
possession of the deposits on each business day but not in futuro, since petitioner company 18 Gamboa v. Court of Appeals, supra note 14 at p. 970; p. 315 (internal citations
operates only on a day-to-day transaction. As a result, there could be as many acts of omitted).
misappropriation as there are times the private respondent abstracted and/or diverted 19 Article 48 provides: “Penalty for complex crimes.—When a single act constitutes
the deposits to his own personal use and benefit.”15 x x x x (Emphasis supplied) two or more grave or less grave felonies, or when an offense is a necessary means for
Similarly, petitioner’s intent to threaten Indalecio, Diosetea, and Vicente with bodily committing the other, the penalty for the most serious crime shall be imposed, the same
harm arose only when he chanced upon each of his victims. to be applied in its maximum period.”
Indeed, petitioner’s theory holds water only if the facts are altered—that is, he 20 Pedro Salvoro and Roberto Pontonilla.
threatened Indalecio, Diosetea, and Vicente at the same place and at the same time. Had 21 Rollo, p. 169.
this been true, then petitioner’s liability for one count of Grave Threats would have rested 22 The prosecution presented in evidence the certification of Dr. Fe V. Tagimacruz,
on the same basis grounding our rulings that the taking of six roosters16 or 13 cows17found municipal health officer of Valencia, Negros Oriental, attesting that Vicente suffered from
at the same place and taken at the same time results in the commission of only one count Alzheimer’s disease (id.).
of theft because— 393
“[t]here is no series of acts committed for the accomplishment of different purposes, but VOL. 649, MAY 30, 2011 393
only of one which was consummated, and which determines the existence of only one Paera vs. People
crime. The act of taking the roosters [and heads of cattle] in the same place and on the same and strength of the prosecution evidence. Petitioner’s claim of denial of his constitutional
right to confront witnesses is untenable as he had every opportunity to cross-examine the
_______________ four prosecution witnesses. No law requires the presentation of the private complainant
as condition for finding guilt for Grave Threats, especially if, as here, there were other
14 160-A Phil. 962; 68 SCRA 308 (1975). victims and witnesses who attested to its commission against the non-testifying
15 Id., at p. 971; p. 316. complainant. Significantly, petitioner did not raise Vicente’s non-appearance as an issue
16 People v. Jaranilla, 154 Phil. 516; 55 SCRA 563 (1974). See also People v. De Leon, during the trial, indicating that he saw nothing significant in the latter’s absence.
49 Phil. 437 (1926) (involving conviction for one count of theft for the taking of two
roosters). No Justifying Circumstances Attended Petitioner’s
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Commission of Grave Threats 27 Among others, petitioner could have given the Darongs a final warning or,
There is likewise no merit in petitioner’s claim of having acted to “defend[] and dispensing with such, immediately sought injunctive relief from the courts.
protect[] the water rights of his constituents” in the lawful exercise of his office as punong 395
barangay.23 The defense of stranger rule under paragraph 3, Article 11 of the RPC, which VOL. 649, MAY 30, 2011 395
negates criminal liability of— Paera vs. People
“[a]nyone who acts in the defense of the person or rights of a stranger, provided that the SO ORDERED.
first and second requisites mentioned in the first circumstance of this article are present Nachura, Peralta, Abad and Mendoza, JJ., concur.
and that the person defending be not induced by revenge, resentment or other evil Petition denied, judgment affirmed.
motive.” Note.—Where an accused charged with the killing of a person admits having caused
requires proof of (1) unlawful aggression on the part of the victim; (2) reasonable that death but invokes self-defense to escape criminal liability, it becomes incumbent upon
necessity of the means employed to prevent or repel it; and (3) absence of evil motives him to prove by clear and convincing evidence the positiveness of that justifying
such as revenge and resentment.24 None of these requisites obtain here. Not one of the circumstance; otherwise, having admitted the killing, conviction is inescapable. (People vs.
Darongs committed acts of aggression against third parties’ rights when petitioner Aburque, 604 SCRA 384 (2009)]
successively threatened them with bodily harm. Indeed, all of them were
——o0o——
_______________

23 Rollo, pp. 24-25.


24 The first two requisites correspond to the first two requirements under the first
paragraph of the provision.
394
394 SUPREME COURT REPORTS ANNOTATED
Paera vs. People
performing ordinary, peaceful acts—Indalecio was standing near the water tank, Diosetea
was walking towards Indalecio and Vicente was standing in the vegetable garden a few
meters away. With the element of unlawful aggression absent, inquiry on the
reasonableness of the means petitioner used to prevent or repel it is rendered irrelevant.
As for the third requisite, the records more than support the conclusion that petitioner
acted with resentment, borne out of the Darongs’ repeated refusal to follow his water
distribution scheme, causing him to lose perspective and angrily threaten the Darongs
with bodily harm.
Lastly, the justifying circumstance of fulfillment of duty or exercise of office under the
5th paragraph of Article 11 of the RPC lies upon proof that the offense committed was the
necessary consequence of the due performance of duty or the lawful exercise of
office.25 Arguably, petitioner acted in the performance of his duty to “ensure delivery of
basic services”26 when he barred the Darongs’ access to the communal water tank.
Nevertheless, petitioner exceeded the bounds of his office when he successively chased
the Darongs with a bladed weapon, threatening harm on their persons, for violating his
order. A number of options constituting lawful and due discharge of his office lay before
petitioner27 and his resort to any of them would have spared him from criminal liability.
His failure to do so places his actions outside of the ambit of criminally immune official
conduct. Petitioner ought to know that no amount of concern for the delivery of services
justifies use by local elective officials of violence or threats of violence.
WHEREFORE, we DENY the petition. We AFFIRM the Decision dated 28 November
2007 of the Regional Trial Court of Dumaguete City, Branch 39.

_______________

25 People v. Pajenado, 161 Phil. 234; 69 SCRA 172 (1976).


26 Republic Act No. 7160, Section 389(b)(12).
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