Professional Documents
Culture Documents
19
GROUNDED THEORY
Kathy Charmaz
ognize and account for complexity beyond one categories shape our developing analytic
meaning of a property or phenomenon. Strauss frameworks. Categories often subsume several
and Corbin (1990) build on his notion by urging codes. For example, my category of "significant
researchers to divide properties into dimensions events" included positive events and relived
that lie along a continuum. In turn, we can de- negative events (Charmaz, 1991). Categories
velop a "dimensional profile" of the properties of turn description into conceptual analysis by
a category. Strauss and Corbin further pro pose specifying properties analyti cally, as in the fol-
techniques for reassembling data in new ways lowing example:
through what they call "axial coding." This type
of coding is aimed at making connec tions A significant event stands out in memory be -
between a category and its subcategories. These cause it has boundaries, intensity, and emo -
include conditions that give rise to the category, tional force ... The emotional reverberations
its context, the social interactions through which of a single event echo through the present
it is handled, and its consequences. and future and therefore, however subtly ,
Selective or focused coding uses initial shade thoughts.
codes that reappear frequen tly to sort large
amounts of data. Thus this coding is more In their discussion of selective coding,
directed and, typically, more conceptual than Strauss and Corbin (1990) introduce the
line-by-line coding (Charmaz, 1983, 1995c; "conditional matrix," an analytic diagram that
Glaser, 1978). These codes account for the most maps the range of conditions and consequences
data and categorize them most precisely. Making related to the phenomenon or category. They
explicit decisions about selecting codes gives us describe this matrix as a series of circles in
a check on the fit between the emerging which the outer rings represent those conditions
theoretical framework and the empirical reality it most distant from actions and interactions and
explains. Of the initial codes shown in Table the inner rings represent those closest to actions
19.1, "identity trade-offs" was the only one I and interactions. Strauss and Corbin propose that
treated analytically in the published article. researchers create matrices to sensitize
When comparing respondents', interviews, I themselves to the range of conditions
found similar statements and concerns about conceivably affecting the phenomena of interest
identity. and to the range of hypo thetical consequences.
Our categories for synthesizing and explain - Such matrices can sharpen researchers'
ing data arise from our focused codes. In turn, explanations of and predictions about the studied
phenomena.
517
Memo Writing tus-they also rather easily sink into self -blame
when the monitoring doesn't work).
Memo writing is the intermediate step be - With Sara S. we see definite conversations
held between the physical and monitoring self.
tween coding and the first draft of the com pleted Through her learning time or body education,
analysis. This step helps to spark our thinking self-taught and self-validated she has not only de-
and encourages us to look at our data and codes veloped a sense of what her body " needs" she has
in new ways. It can help us to define leads for developed a finely honed sense of timing about
collecting data-both for further initial coding and how to handle those needs.
later theoretical sampling. Through memo With the dual self, the monitoring self
writing, we elaborate processes, assumptions, externalizes the internal messages from the
physical self and makes them concrete. It is as if
and actions that are subsumed under our codes. dialogue and negotiation with ultimate validation
Memo writing leads us to explore our codes; we of the physical self take place between the two
expand upon the processes they identify or dimensions of the dual self. Consequently, the
suggest. Thus our codes take on substance as competent monitoring self must be able to attend
well as a structure for sorting data. to the messages given by the physical self. The
Action codes (e.g., as illustrated above) spur learning time is the necessary amount of
the writing of useful memos because they help us concentration, trial and error to become an
effective monitoring self.
to see interrelated processes rather than static Mark R., for example, illustrates the kind
isolated topics. As we detail the properties of our of dialogue that takes place between the
action codes in memos, we connect categories monitoring and physical selves when he talks
and define how they fit into larger processes. By about person to kidney talks and what is needed
discussing these connections and defining to sustain that new transplanted kidney in his
processes in memos early in our re search, we body.
reduce the likelihood that we wil l get lost in The dual self in many ways is analogous to
the dialogue that Mead describes between the I
mountains of data-memo writing keeps us and the me. The me monitors and attends to the I
focused on our analyses and involved in our which is creating, experiencing,' feeling. The
research. monitoring me defines those feelings, impulses
Memo writing aids us in linking analytic in - and sensations. It evaluates them and develops a
terpretation with empirical reality. We bring raw line of action so that what is defined as needed is
data right into our memos so that we main tain taken care of. The physical self here is then taken
those connections and examine them di rectly. as an object held up to view which can be com -
pared with past physical (or for that matter, psy -
Raw data from different sources pro vide the grist chological selves), with perceived statuses of oth-
for making precise comparisons, fleshing out ers, with a defined level of health or well -being,
ideas, analyzing properties of categories, and with signals of potential crises etc.
seeing patterns. The first ex cerpt below is the A consequence of the monitoring self is
first section of an early memo. I wrote this memo that it may be encouraged by practitioners (after
quickly in 1983 after comparing data from a all, taking responsibility for one's body is the
series of recent interviews.¹² message these days, isn't it?) when it seems to
"work," yet it may be condemned when the per -
son's tactics for monitoring conflict with practi -
Developing a Dual Self tioners' notions of reasonable action or are un -
successful.
The dual self in this case is the contrast between
the sick self and the monitoring self (actually The following passage shows how the memo
physical self might be a better term [than sick
self] since some of these people try to see them -
appeared in the published version of the research
selves as "well" but still feel they must con stantly (Charmaz, 1991). The combination of analytic
monitor in order to maintain that sta - clarity and empirical grounding makes the memo
above remarkably congruent with the published
excerpt. Memos record researchers' stages of an -
alytic development. Memo writing h elps re-
searchers (a) to grapple with ideas about the data,
(b) to set an analytic course, (c) to refine
518
categories, (d) to define the relationships among competent monitoring self attends to messages
various categories, and (e) to gain a sense of con - from the physical self and over time, as Sara
fidence and competence in their ability to ana - Shaw's comment suggests, monitoring becomes
taken for granted.
lyze data. In many ways, the dialectical self is analo -
gous to the dialogue that Mead (1934) describes
Developing a Dialectical Self between the "I" and the "me." The "me" moni tors
and attends to the "I" that creates, experi ences,
The dialectical self is the contrast between the and feels. The monitoring "me" defines the 'Ts"
sick or physical self and the monitoring self. behaviors, feelings, impulses, and sen sations. It
Keeping illness contained by impeding progres - evaluates them and plans action to meet defined
sion of illness, rather than merely hiding it, leads needs. Here, an ill person takes his or her
to developing a monitoring self. Developing a physical self as an object, appraises it and
dialectical self means gaining a heightened compares it with past physical selves, wi th per-
awareness of one's body. People who do so be - ceived health statuses of others, with ideals of
lieve that they perceive nuances of physical physical or mental well-being, with signals of
changes. By his second transplant, for example, potential crises and so forth (d. Gadow 1982).
Mark Reinertsen felt that he had learned to p er- The dialectical self is one of ill people's
ceive the first signs of organ rejection. multiple selves emerging in the face of
When people no longer view themselves as uncertainty. Whether or not ill people give the
"sick," they still monitor their physical selves to dialectical self validity significantly affects their
save themselves from further illness. To illus - actions. For someone like Sara Shaw, the
trate, Sara Shaw explained that she spent months dialectical self provided guidelines for organizing
of "learning time" to be able to discover what her time, for taking jobs, and for developing
body "needed" and how to handle those needs. relationships with others. With jobs, she believed
She commented, "I got to know it [her ill body]; I that she had to guard herself from the stress of
got to understand it, and it was just me and mixed too many demands. With friends, she felt she had
connective tissue disease [her diagnosis to place her needs first. With physicians, she
changed], you know, and I got to re spect it and I resisted their control since she trusted her
got to know-to have a real good feeling for time knowledge about her condition more than theirs.
elements and for what my body was doing, how Practitioners may encourage a monitoring
my body was feeling." When I asked her what self when it seems to "work," yet condemn it
she meant by "time elements," she replied: when unsuccessful, or when monitoring tactics
conflict with their advice (cf. Kleinman 1988).
There's times during the month, during the The development of the dialectical self illumi -
course of a month, when I'm much more nates the active stance that so me people take to-
susceptible, and I can feel it. I can wake up ward their illnesses and their lives. In short, the
in the morning and I can feel it ... So I dialectical self helps people to keep illness in the
really learned what I was capable of and background of their lives. (Charmaz, 1991,
when I had to stop, when I had to slow pp.70-72)
down. And I learned to like-give and take
with that. And I think t hat's all Note the change in the title of the category
programmed in my mind now, and I don't in the published version. This ch ange reflects my
even have to think about it now, you
attempt to choose terms that best portrayed the
know; I'll know. I'll know when, no matter
what's going on, I've gotta go sit down ... empirical descriptions that the category sub -
and take it easy, ... that's a require ment of sumed. I was trying to address the liminal rela -
that day. And so consequently, I re ally tionship certain respondents described with their
don't get sick. bodies in which they gained a heightened
awareness of cues that other people disavow,
In the dialectical self, the monitoring self disregard, or do not discern. The term dialectical
externalizes the internal messages from the self denotes a more dynamic process than does
physical self and makes them concrete. It is as if
dialogue and negotiation with ultimate valida tion the term dual self.
of the physical self take place. For examp le, Although many grounded theorists concen -
Mark Reinertsen engaged in "person to kidney" trate on overt actions and statements, I also look
talks to encourage the new kidney to remain with for subjects' unstated assumptions and implicit
him (see also McGuire and Kantor 1987). A
519
meanings.¹³ Then I ask myself how these as - to maintain some control over their uncertain
sumptions and meanings relate to conditions in lives. Only by going back to selected respondents
which a category emerges. For example, some did I learn that this strategy also had conse -
people with chronic illnesses assumed that their quences for how they viewed the future when
bodies had become alien and hos tile they later allowed themselves to think of it. The
battlegrounds where they warred with illness. passage of time and the events that had filled it
Their assumptions about having alien bodies and allowed them to give up earlier cherished plans
being at war with illness affected if and how they and anticipated futures without being devastated
adapted to their situations. When I developed the by loss.
category "surrendering to the sick body," I asked Theoretical sampling is a pivotal part of the
what conditions fostered surrendering (Charmaz, development of formal theory. Here, the level of
1995b). I identified three: (a) "relinquishing the abstraction of the emerging theory has explana -
quest for control over one's body," (b) "giving up tory power across substantive areas because the
notions of victory over illness," and (c) processes and concepts within it are abstract and
"affirming, however implicitly, that one's self is generic (Prus, 1987). Thus we would seek com-
tied to the sick body" (p. 672). parative data in substantive areas through theo -
retical sampling to help us tease out less visible
Theoretical Sampling properties of our concepts and the conditions and
limits of their applicability. For example, I
As we grounded theorists refine our catego - address identity loss in several analyses of the
ries and develop them as theoretical constructs, experience of illness. I could refine my concepts
we likely find gaps in our data and holes in our by looking at identity loss in other situations,
theories. Then we go back to the field and col lect such as bereavement and involuntary
delimited data to fill those conceptual gaps and unemployment. Comparative analysis of people
holes-we conduct theoretical sampling. At this who .experience unanticipated identity gains,
point, we choose to sample specific is sues only; such as unexpected job promotions, c ould also
we look for precise information to shed light on net conceptual refinements.
the emerging theory. The necessity of engaging in theoretical
Theoretical sampling represents a defining sampling means that we researchers cannot
property of grounded theory and relies on the produce a solid grounded theory through one -
comparative methods within grounded theory. shot interviewing in a single data collection
We use theoretical sampling to develop our phase. Instead, theoretical sampling dema nds
emerging categories and to make them more that we have completed the work of comparing
definitive and useful. Thus the aim of this sam - data with data and have developed a provisional
pling is to refine ideas, not to increase the size of set of relevant categories for explaining our data.
the original sample. Theoretical sampling helps In turn, our categories take us back to the field to
us to identify conceptual boundaries and pinpoint gain more insight about when, how, and to what
the fit and relevance of our categories. extent they are pertinent and useful.
Although we often sample people, we may Theoretical sampling helps us to define the
sample scenes, events, or documents, depend ing properties of our categories; to identify the con -
on the study and where the theory leads us. We texts in which they are relevant; to specify the
may return to the same settings or individu als to conditions under which they arise, are main -
gain further information. I filled out my initial tained, and vary; and to discover their conse-
analysis of one category, "living one day at a quences. Our emphasis on studying process com -
time," by going back to respondents with whom I bined with theoretical sampling to delineate the
had conducted earlier interviews. I had already limits of our categories also helps us to define
found that people with chronic ill nesses took gaps between categories. Through using com -
living one day at time as a strategy parative methods, we specify the conditions un -
der which they are linked to other categories. Af -
520
ter we decide which categories best explain what management. Amanda Coffey, Beverly Hol -
is happening in our study, we treat them as brook, and Paul Atkinson (1996) point out that
concepts. In this sense, these concepts are useful other advantages of computer coding include the
for helping us to understand many incidents or ability to do multiple searches using more than
issues in the data (Strauss & Corbin, 1990). one code word simultaneously and the fact that it
Strauss (personal communication, February 1, enables researchers to place memos at points in
1993) advocates theoretical sampling early in the the text. Data analysis programs are also
research. I recommend conducting it later in effective for mapping relationships visually
order that relevant data and analytic directions onscreen. They do not, however, think for the
emerge without being forced. Otherwise, ear ly analyst-perhaps to chagrin of some students (see
theoretical sampling may bring premature clo - also Seidel, 1991). Nonetheless, Thomas J.
sure to the analysis. Richards and Lyn Richards (1994) argue that the
Grounded theory researchers take the usual code-and-retrieve method supports the
criteria of "saturation" (i.e., new data fit into the emergence of theory by searching the data for
categories already devised) of their catego ries for codes and assembling ideas. Further, Renata
ending the research (Morse, 1995). But what Tesch (1991) notes that conceptual operations
does saturation mean? In practice, satura tion follow or accompany mechanical data manage -
seems elastic (see also Flick, 1998; Morse, ment.
1995). Grounded theory approaches are seduc - Qualitative analysis software programs do
tive because they allow us to gain a handle on not escape controversy. Coffey et al. (1996) and
our material quickly. Is the handle we gain the Lonkila (1995) express concern about qualita tive
best or most complete one? Does it encourage us programs based on conceptions of grounded
to look deeply enough? The data in works theory methods and their uncritical adoption by
claiming to be grounded theory pieces range users. They fear that these programs overem -
from a handful of cases to sustained field re - phasize coding and promote a superficial view of
search. The latter more likely fulfills the crite rion grounded theory; they also note that mechan ical
of saturation and, moreover, has the re sonance of operations are no substitute for nuanced in -
intimate familiarity with the studied world. terpretive analysis. However, Nigel G. Fielding
As we define our categories as saturated and Raymond M. Lee (1998) do not find sub -
(and some of us never do), we rewrite our stantial empirical evidence for such concerns in
memos in expanded, more analytic form. We put their systematic field study of users' experiences
these memos to work for lectures, presentations, with computer-assisted qualitative data analysis
papers, and chapters. The analytic work programs. 15 I still have some reservations about
continues as we sort and order memos, for we these programs for four reasons: (a) Grounded
may discover gaps or new relationships. theory methods are often poorly understood; (b)
these methods have long been used to legiti mate,
Computer-Assisted Analysis rather than to conduct, studies; (c) these software
packages appear more suited f or objectivist
Computer-assisted techniques offer some grounded theory than constructivist approaches;
shortcuts for coding, sorting, and integrating the and (d) the programs may uninten tionally foster
data. Several programs, inc luding NUDIST and an illusion that interpretive work can be reduced
the Ethnograph, are explicitly aimed at as sisting to a set of procedures. Yvonna Lincoln (personal
in grounded theory analyses. Hyper -Research, a communication, August 21, 1998) asks her
program designed to retrieve and group data, students, "Why would you want to engage in
serves qualitative sociologists across a broad work that connects you to the deep est part of
range of analytic applications. 14 Such programs human existence and then turn it over to a
can prove enormously helpful with the problem machine to 'mediate'?" Part of interpretive work
of mountains of data-that is, data is gaining a sense of the whole -the whole
interview, the whole story, the whol e body of
521
data. No matter how helpful computer pro grams grounded theory methods gloss over meanings
may prove for managing the parts, we can see within respondents' stories. 17 Conrad (1990) and
only their fragments on the screen. 16 And these Riessman (1990b) suggest that "fracturing the
fragments may seem to take on an existence of data" in grounded theory research might limit
their own, as if objective and re moved from their understanding because grounded theorists aim
contextual origins and from our constructions for analysis rather than the portrayal of sub jects'
and interpretations. Because objectivist grounded experience in its fullness. From a gro unded
theory echoes positivism, computer -assisted theory perspective, fracturing the data means
programs based on it may promote widespread creating codes and categories as the researcher
acceptance not just of the software, but of a one - defines themes within the data. Glaser and
dimensional view of qualitati ve research. Strauss (1967) propose this strategy for several
reasons: (a) to help the researcher avoid
remaining immersed in anecdotes and stories,
Critical Challenges to and subsequently unconsciously adopting
Grounded Theory subjects' perspectives; (b) to prevent the
____________________________________________________________________ researcher's becoming immobilized and
overwhelmed by voluminous data; and (c) to
create a way for the researcher to organize and
As is evident from the discussion above, recent interpret data. However, criticisms of fracturing
debates have resulted in reassessments of the data imply that grounded theory methods
grounded theory. Objectivist grounded theory lead to separating the experience from the
has shaped views of what the method is and experiencing subject, the meaning from the story,
where it can take qualitative research. Over the and the viewer from the viewed. 18 In short, the
years, a perception of how leading proponents criticisms assume that the grounded t heory
have used grounded theory has become melded method (a) limits entry into subjects' worlds, and
with the methods themselves. Subsequently, thus reduces understanding of their experience;
critics make assumptions about the nature of the (b) curtails representation of both the social
method and its limitations (see, e.g., Con rad, world and subjective experience; (c) relies upon
1990; Riessman, 1990a, 1990b). Riess man the viewer's authority as expert observer; and (d)
(1990a) states that grounded theory methods posits a set of objectivist proce dures on which
were insufficient to respect her inter viewees and the analysis rests. 19
to portray their stories. Richard son (1993) found Researchers can use grounded theory meth -
prospects of completing a grounded theory ods to further their knowledge of subjective ex -
analysis to be alienating and turned to literary perience and to expand its representation while
forms. Richardson (1994) also has observed that neither remaining external from it nor accepting
qualitative research re ports are not so objectivist assumptions and procedures. A con -
straightforward as their authors represent them to structivist grounded theory assumes that people
be. Authors choose evidence selectively, clean create and maintain meaningful worlds through
up subjects' statements, unconsciously adopt dialectical processes of conferring meaning on
value-laden metaphors, assume omniscience, and their realities and acting within them (Bury,
bore readers. 1986; Mishler, 1981). Thu s social reality does
These criticisms challenge authors' repre - not exist independent of human action. Cer tainly,
sentations of their subjects, their authority to my approach contrasts with a number of
interpret subjects' lives, and their writer's voice, grounded theory studies, methodological state -
criticisms ethnographers have answered (see, ments, and research texts (see, e.g., Chenitz &
e.g., Best, 1995; Dawson & Prus, 1995; Swanson, 1986; Glaser, 1992; Martin & Turner,
Kleinman, 1993; Sanders, 1995; Snow & 1986; Strauss & Corbin, 1990; Turner, 1981). By
Morrill, 1993). These criticisms imply that adopting a constructivist grounded theory ap -
proach, the researcher can move grounded the ory
methods further into the realm of interpre -
522
tive social science consistent with a Blumerian Grounded theory provides a systematic ana-
(1969) emphasis on meani ng, without assuming lytic approach to qualitative analysis of ethno -
the existence of a unidimensional external real - graphic materials because it consists of a set of
ity. A constructivist grounded theory recognizes explicit strategies. Any reasonably well -trained
the interactive nature of both data collection and researcher can employ these strategies and de -
analysis, resolves recent criticisms of the velop an analysis. The strengths of grounded
method, and reconciles positivist assumptio ns theory methods lie in (a) strategies that guide the
and postmodernist critiques. Moreover, a researcher step by step through an analytic
constructivist grounded theory fosters the de - process, (b) the self-correcting nature of the data
velopment of qualitative traditions through the collection process, (c) the methods' inher ent bent
study of experience from the standpoint of those toward theory and the simultaneous turning away
who live it. from acontextual description, and (d) the
emphasis on comparative methods. Yet, like
The Place of Grounded Theory other qualitative approaches, grounded theory
in Qualitative Research research is an emergent process rather than the
product of a single research problem logically
Grounded theory research fits into the and deductively sequenced into a study -or even
broader traditions of fieldwork and qualitative one logically and inductively se quenced. The
analysis. Most grounded theory studies rely on initial research questions may be concrete and
detailed qualitative materials collected through descriptive, but the researcher can develop
field, or ethnographic, research, but they are not deeper analytic questions by studying his or her
ethnographies in the sense of total immersion data. Like wondrous gifts waiting to be opened,
into specific communities. Nor do grounded early grounded theory texts imply that categories
theorists attempt to study the social structures of and concepts inhere within the data, awaiting the
whole communities. Instead, we tend to look at researcher's discovery (Charmaz, 1990, 1995c).
slices of social life. Like other forms of Not so. Glaser (1978, 1992) assumes that we can
qualitative research, grounded theories can only gather our data unfettered by bias or biography.
portray moments in time. However, the grounded Instead, a constructivist approach recognizes that
theory quest for the study of basic social the categories, concepts, and theoretical level of
processes fosters the identification of an analysis emerge from the researcher's interac -
connections between events. The social world is tions within the field and questions about the
always in process, and the lives of the research data. In short, the narrowing of research ques -
subjects shift and change as their circumstances tions, the creation of concepts and categories,
and they themselves change. Hence a grounded and the integration of the constructed theoreti cal
theorist-or, more broadly, a qualita tive framework reflect what and how the re searcher
researcher-constructs a picture that draws from, thinks and does about shaping and col lecting the
reassembles, and renders subjects' lives. The data.
product is more like a painting than a pho tograph The grounded theorist's analysis tells a story
(Charmaz, 1995a). I come close to Atkinson's about people, social processes, and situa tions.
(1990, p. 2) depiction of ethnogra phy as an The researcher composes the story; it does not
"artful product" of objectivist descrip tion, careful simply unfold before the eyes of an objective
organization, and interpretive commentary. The viewer. This story reflects the viewer as well as
tendency to reify the findings and the picture of the viewed. Grounded theory studies typically lie
reality may result more from interpreters of the between traditional research methodology and
work than from its author. 20 Significantly, the recent postmodernist turn. Radical
however, many researchers who adopt grounded empiricists shudder at grounded theorists' con -
theory strategies do so pre cisely to construct tamination of the story because we shape the data
objectivist-that is, positivist-qualitative studies. collection and redirect our analyses as new
523
issues emerge. Now postmodernists and post - cal relations among what we do, think, and feel.
structuralists castigate the story as well . They The constructivist approach assumes that what
argue that we compose our stories uncon - we take as real, as objective knowledge and
sciously, deny the oedipal logic of authorial de - truth, is based upon our perspective (Schwandt,
sire (Clough, 1992), and deconstruct the sub ject. 1994). The pragmatist underpinnings in sym bolic
In addition, Denzin (1992a) states that even the interactionism emerge here. W. I. Thomas and
new interpretive approaches "privi lege the Dorothy Swaine Thomas (1928) proclaim, "If
researcher over the subject, method over subject human beings define their situations as real, they
matter, and maintain commit ments to outmoded are real in their consequences" (p. 572). Fol -
conceptions of validity, truth, and lowing their theorem, we must try to f ind what
generalizability" (p. 20). These criti cisms apply research participants define as real and where
to much grounded theory research. Yet we can their definitions of reality take them. The
use them to make our empirical re search more constructivist approach also fosters our self -
reflexive and our completed stud ies more consciousness about what we attribute to our
contextually situated. We can claim only to have subjects and how, when, and why researchers
interpreted a reality, as we under stood both our portray these definitions as real. Thus the re -
own experience and our sub jects' portrayals of search products do not constitute the reality of
theirs. the respondents' reality. Rather, each is a render -
A re-visioned grounded theory must take ing, one interpretation among multiple interpre -
epistemological questions into account. tations, of a shared or individual reality. That in -
Grounded theory can provide a path for re - terpretation is objectivist o nly to the extent that it
searchers who want to continue to develop seeks to construct analyses that show how re -
qualitative traditions without adopting the spondents and the social scientists who study
positivistic trappings of objectivism and uni - them construct those realities -without viewing
versality. Hence the further development of a those realities as unidimensional, universal, and
constructivist grounded theory can bridge past immutable. Researchers' attention to detai l in the
positivism and a revised future form of inter - constructivist approach sensitizes them to
pretive inquiry. A revised grounded theory pre - multiple realities and the multiple viewpoints
serves realism through gritty, empirical inquiry within them; it does not represent a quest to cap -
and sheds positivistic proclivities by becoming ture a single reality.
increasingly interpretive. Thus we can recast the obdurate character of
In contradistinction to Clough's (1992) cri - social life that Blumer (1969) talks a bout. In do-
tique, ethnographies can refer to a feminist vi sion ing so, we change our conception of it from a
to construct narratives that do not claim to be real world to be discovered, tracked, and
literal representations of the real. A feminist categorized to a world made real in the minds
vision allows emotions to surface, doubts to be and through the words and actions of its
expressed, and relationships with subjects to members. Thus the grounded theorist constructs
grow. Data collection becomes less formal, more an image of a reality, not the reality-that is,
immediate, and subjects' concerns take objective, true, and external.
precedence over researchers' questions.
A constructivist grounded theory distin -
guishes between the real and the true. The Objectivist Versus Constructivist
constructivist approach does not seek truth- Grounded Theory
single, universal, and lasting. Still, it remains ____________________________________________________________________
realist because it addresses human realities and
assumes the existence of real worlds. However,
neither human realities nor real worlds are A constructivist grounded theory recognizes that
unidimensional. We act within and upon our the viewer creates the data and ensuing analysis
realities and worlds and thus develop dialecti - through interaction with the viewed. Data do not
provide a window on reality. Rather, the
524
"discovered" reality arises from the interactive grounded theory leads to confirmation or
process and its temporal, cultural, and struc tural disconfirmation of the emerging theory; and (c)
contexts. Researcher and subjects fram e that grounded theory methods allow for the exer tion
interaction and confer meaning upon it. The of controls, and therefore make changing the
viewer then is part of what is viewed rather than studied reality possible.
separate from it. What a viewer sees shapes what Objectivist grounded theory accepts the
he or she will define, measure, and ana lyze. positivistic assumption of an external world that
Because objectivist (i.e., the majority of) can be described, analyzed, explained, and
grounded theorists depart from this position, this predicted: truth, but with a small t. That is,
crucial difference reflects the positivist leanings objectivist grounded theory is modifiable as
in their studies. 21 conditions change. It assumes that different ob -
Causality is suggestive, incomplete, and in - servers will discover this world and describe it in
determinate in a constructivist grounded the ory. similar ways. That's correct -to the extent that
Therefore, a grounded theory remains open to subjects have comparable experiences (e.g.,
refinement. It looks at how "variables" are people with different chronic illnesses may ex -
grounded-given meaning and played out in perience uncertainty, intrusive regimens, medical
subjects' lives (Dawson & Prus, 1995; Prus, dominance) and viewers bring similar ques tions,
1996). Their meanings and actions take priority perspectives, methods, and, subsequently,
over researchers' analytic interests and method - concepts to analyze those experiences. Objec -
ological technology. A constructivist gro unded tivist grounded theorists often share assump tions
theory seeks to define conditional statements that with their research participants -particularly the
interpret how subjects construct their reali ties. professional participants. Perhaps more likely,
Nonetheless, these conditional statements do not they assume that respondents share their
approach some level of generalizable truth. meanings. For example, Strauss and Corbin's
Rather, they constitute a set of hypotheses and (1990) discussion of independence and
concepts that other researchers can trans port to dependence assumes that these terms hold the
similar research problems and to other same meanings for patients as fo r researchers.
substantive fields. As such, they answer Prus's Guidelines such as those offered by Strauss
(1987) call for the development and study of ge - and Corbin (1990) structure objectivist groun ded
neric concepts. Thus the grounded theorist's hy - theorists' work. These guidelines are didac tic and
potheses and concepts offer bo th explanation and prescriptive rather than emergent and interactive.
understanding and fulfill the pragmatist cri terion Clinton Sanders (1995) refers to grounded theory
of usefulness. procedures as "more rigorous than thou
In contrast, objectivist grounded theorists instructions about how information should be
adhere more closely to positivistic canons of tra - pressed into a mold" (p. 92). Strauss and Corbin
ditional science (see Glaser, 1978, 1992; Glaser categorize steps in the process with scientific
& Strauss, 1967; Strauss & Corbin, 1990, 1994; terms such as axial coding and conditional
Wilson & Hutchinson, 1991).²² They as sume that matrix (Strauss, 1987; Strauss & Corbin, 1990,
following a systematic set of methods leads them 1993). As grounded theory methods become
to discover reality and to construct a more articulated, categorized, and elaborated,
provisionally true, testable, and ultimately veri - they seem to take on a life of their own.
fiable "theory" of it (Strauss, 1995; Strauss & Guidelines turn into procedures and are reified
Corbin, 1990, 1994).²³ This theory provides not into immutable rules, unlike Glaser and Strauss's
only understanding but prediction. Three (1967) original flexible strategies. By taking
extensions of this position follow: (a) System atic grounded theory methods as prescriptive
application of grounded theory strategies scientific rules, proponents fur ther the positivist
answers the positivist call for reliability and va - cast to objectivist grounded theory.
lidity, because specifying procedures permits
reproducibility; 24 (b) hypothesis testing in
525
Given the positivist bent in objectivist ever, researchers frame their questions in ways
grounded theory, where might a constructi vist that cloak raw experience and mute feelings. In
approach take us? How might it reconcile both studies that tap suffering, we may unwittingly
positivist leanings and postmodernist critiques in give off cues that we do not welcome respon -
grounded theory? A constructivist grounded dents' going too deep. Furthermore, one -shot in-
theory lies between postmodernist (Denzin, terviewing lends itself to a partial, sanitized view
1991; Krieger, 1991; Marcus & Fischer, 1986; of experience, cleaned up for public discourse.
Tyler, 1986) and postpositivist approaches to The very structure of an interview may preclude
qualitative research (Rennie, Phillips, & Quar - private thoughts and feelings from emerging.
taro, 1988; Turner, 1981). Researchers no longer Such a structure reinforces whatever proclivities
provide a solitary voice rendering the dialogue a respondent has to tell only the public version of
only from their standpoints. Con structivists aim the story. Researchers' sustained involvement
to include multiple voices, views, and visions in with research participants lessens these prob -
their rendering of lived experience. How does lems.
one accomplish this? The conceptual level of coding, writing
memos, and developing categories likely differ
in objectivist and constructivist grounded the ory.
Constructing For example, Strauss and Corbin (1990, 1998)
Constructivism stick close to their depiction of overt data. I aim
____________________________________________________________________ to understand the assumptions underlying the
data by piecing them together. For example,
"living one day at a time" is a taken -for-granted
What helps researchers develop a construc tivist explanation of how one manages troubles. Ev -
grounded theory? How might they shape the data eryone knows what living one day at a time is.
collection and analysis phases? Gaining depth But what does it assume? Ill people report living
and understanding in their work means that they one day at a time or having good days and bad
can fulfill Blumer's (1969) call for "intimate days as self-evident facts. Not until they are
familiarity" with respondents and their worlds asked what these terms mean experientially -that
(see also Lofland & Lofland, 1984, 1995). In is, how they affect their relating to time, what
short, constructing constructivism means seeking feelings these experiences elicit, and so on -do
meanings-both respondents' meanings and they start to define a form and content for "living
researchers' meanings. one day at a time" or "good" and "bad" da ys.
To seek respondents' meanings, we must go Objectivist grounded theory studies may of -
further than surface meanings or presumed fer rich description and make conditional state -
meanings. We must look for views and values as ments, but they may remain outside of the expe -
well as for acts and facts. We need to look for rience. Furthermore, objectivist grounded theory
beliefs and ideologies as well as situations and methods foster externality by invoking proce -
structures. By studying tacit meanings, we clar - dures that increase complexity at the expense of
ify, rather than challenge, respondents' views experience. Axial coding can lead to awkward
about reality. 25 scientistic terms and clumsy categories. Terms
A constructivist approach necessitates a re - and categories take center stage and distance
lationship with respondents in which they can readers from the experience, rather than concen -
cast their stories in their terms. It means listen ing trate their attention upon it. Processua l diagrams
to their stories with openness to feeling and and conceptual maps can result in an overly
experience. In my studies of chronic illness, complex architecture that obscures expe rience.
several people mentioned that they saw me as Any form of grounded theory can gener ate
someone to whom they could expre ss their pri- jargon. Objectivist grounded theory espe cially
vate thoughts and feelings. Sometimes, how - risks cloaking analytic power in jargon.
526
Making our categories consistent with stud- searchers can code and recode data numerous
ied life helps to keep that life in the foreground. times (see also Glaser & Strauss, 1967). Posing
Active codes and subsequent categories preserve new questions to the data results in new analytic
images of experience. For example, in my dis - points. I go back and forth between data and the
cussion of immersion in illness, my categories drafts of chapters or papers many times. I take
were "Recasting Life," "Facing Dependenc y," explicit findings in certain interviews and see if
"Pulling In," "Slipping Into Illness Routines," they remain implicit in other interviews. Then I
and "Weathering a Serious Episode." 26 go back to respondents and ask specific ques -
Coding and categorizing processes sharpen tions around the new category. For example,
the researcher's ability to ask questions about the when I returned to a young woman with colitis to
data. Different questions can flow from ask how the slow, monotonous time of conva -
objectivist and constructivist starting points. lescence might seem in memory, she understood
These questions can be concrete, as described by my line of questioning immediately and cut in
Strauss and Corbin (1990, 1998), or more ab - without skipping a beat: "It seems like a wink"
stract. Concrete questions are revealed in their (Charmaz, 1991, p. 92).
discussion of two categories -pain experience and Every qualitative researcher makes multiple
pain relief: "Who gives pain relief to people wi th analytic decisions. Foremost among these is how
arthritis?" "What gives relief?" "How is the pain much complexity to introduce. How much is
experienced and handled?" "How much relief is necessary to convey the story with depth and
needed?" "When does the pain occur and when clarity? How much seems like hairsplitting that
does she institute relief?" "Why is pain relief will irritate or confuse the reader? At what point
important?" (1990, pp. 78 -79). Here the does collapsing categories result in conceptual
categories take on an obj ective, external muddiness and oversimplification? To achieve
character-objective because these ques tions the right level of complexity, we must know the
assume answers that reflect "facts"; objec tive potential audience and sense the appropriate style
because the answers assume that the researcher and level at which to write for it.
discovers what being in pain "really is all about";
objective because the topic of pain now takes on
an external character that can be identified, Rendering Through Writing
addressed, and managed. ____________________________________________________________________
Existing from day to day occurs when a Questions help tie main ideas together or re -
person plummets into continued crises that direct the reader. Sometimes I adopt the role of a
rip life apart. (Charmaz, 1991, p. 185) chronically ill person and ask questions as she
would.
Others wait to map a future. And wait. They
monitor their bodies and their lives. They Is it cancer? Could it be angina? Pangs of
look for signs to indicate what steps to take uncertainty spring up when current, frequently
next. They map a future or move to the ne xt undiagnosed, symptoms could mean a serious
point on the map only when they feel assured chronic illness. (Charmaz, 1991, p. 32)
that the worst of their illness is over. These
people map a future or move to the next Immediacy draws the reader into the story.
point when they feel distant enough from A story occurring in the present as if now
illness to release their emotions from it. (p. unfolding draws the reader in. I sacrificed
191) immediacy for accuracy by writing about
respondents in the past because the events
Analogies and metaphors ca n explicate tacit described took place in the past. 27 Where authors
meanings and feelings subsumed within a cate - place their stories and how they frame them can
gory (see also Charmaz & Mitchell, 1996; bring experience to life or wholly obscure it.
Richardson, 1994): A mix of concrete detail with analytic
categories connects the familiar with the
Such men and women feel coerced into
unfamiliar or even esoteric. Thus I kept material
living one day at a time. They force it upon
in Good Days, Bad Days (Charmaz, 1991) that
themselves, almost with clenched teeth.
had been covered before, such as the chapter on
Here, living one day at a time resembles
learning an unfamiliar, disagreeable lesson in living with chronic illness. I took the reader
grammar school; it is an unwelcome through messy houses, jumbled schedules,
prerequisite to staying alive. (Charmaz, pressures to simplify life, fragile pacing, and
1991, p. 179) enormous efforts to function to the relief when
remission occurs. This de tail gave readers
Drifting time, in contrast [to dragging time], imagery on which to build when I moved into a
spreads out. Like a fan, drifting ti me unfolds more elusive analysis of time.
and expands during a serious immersion in Writers use a linear logic to organize their
illness. (p. 91) analyses and make experience understandable.
Yet experience is not necessarily linear, nor is it
Simple language and straightforward ideas always readily drawn with clear boundaries. For
make theory readable. Theory remains embed ded example, experiencing illness, much less all its
in the narrative, in its many stories. The theory spiraling consequences, does not fit neatly into
becomes more accessible but less identi fiable as one general process. The grou nded theory
theory. Several strategies foster mak ing the method emphasizes the analysis of a basic pro -
writing accessible. Catching experi - cess the researcher discovers in the data. Al -
528
though I pondered over organizing the book tales are often embedded in realist accounts. I try
around one process, I could not identify an to pull readers in so they might sense and sit uate
overarching theme. Experiencing illness con sists the feeling of the speaker in the story. Here, what
of many processes, not a single process that Van Maanen (1988) calls impressionist tales
subsumes others. Further, illness ebbs and flows. sounds exactly what Cl ough (1992) calls
Chronically ill people define periods of relative "emotional realism." Perhaps, however, por -
"health" as well as spells of sickness. Thus I traying moods, feelings, and views evokes an
chose to collapse time and experience to cover aesthetic verisimilitude of them.
illness.
Written images portray the tone the writer
takes toward the topic and reflect the writer's
relationships with his or her respondents. I aim Summary and Conclusion
for curiosity without condescension, openness ____________________________________________________________________