Professional Documents
Culture Documents
CRAFT
'0y Ma,rc Bloch'
may be either true or false. However that may be, it is fications, a word whose form or use reveals a custom,.a rìïr:
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undeniable that it is an induction of the most classic narrative written by the witness of some scene, ancient :l.ii
type; it is founded upon the observation of a fact and or modern, what do we really mean by documenf,"If. it r:ìl
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the word of another Person has absolutely nothing to is not a "tÍack," as it were-the mark, perceptible to
do with it. But physiËt objects are far from being the the senses, which some pheno*"rrorr, irr-itsetf inacces-
only ones which can be thus readily apprehended at sibie, has left behind?
firsthand. A linguistic characteristic, a point of law It matters little whether the original object is by its
'.,
embodied in a text, a rite, as defined by a book of very nature inaccessible to the senses, like an atom
ceremonial or rePtesented on a stele, are realities just l whose trajectory is rendered visible in a Crookes tube,
as much as the flint, hewn of yore by the artisan of the ;, or whether through the effect of time it has only be_
stone age-realities which we ourselves apprehend and i come so in the present, like the fern, rotting for thou_
elaborate by a strictly personal effort of the intelli" sands of years, whose imprint is left upon a lump of
> gence. There is no need to appeal
to any other human coal, or like those long-abandoned ceremonials which
mind as an interpreter. To revert to our analogy of a are painted and explained upon the walls of Egyptian
moment ago, it is not true that the historian can see temples. In either case, the process of reconstruction ,
what goes on in his laboratory only through the eyes is the same, and every science ofiers a variety of ex_..
of another pemon. To be sure, he never arrives until amples of it.
after the experiment has been concluded. But, under & However, the fact that many explorers in every field
favorable circumstances, the experiment leaves behind .ì are able to understand certain central phenomena only
certain residues which he can see with his own eyes. by means of other phenomena derived from them in
this manner by no means signifies that they all share
It is therefore advisable to define the indisputable a perfect equality of methods. Like the physicists, they
peculiarities of historical observation in terms which may themselves be able to produce the appearance of
are both less ambiguous and more comPrehensive- these "tracks." On the other hand, they mãy be com_
Its primary characteristic is the fact that knowledge pelled to wait upon the caprice of forces over which
of all human activities in the past, as weli as of the they have no influence whatsoever. Depending on
58 The Hi,storiads Craft Hßtorical Obseraation 59
lern of method. Still, the difierence is important, and All this is certain. All of it ofiers us the most el:ten-
it is only proper to examine the consequences. sive hopes, but they are not unlimited hopes.'iThis
sense of virtually unlimited progress, granted to a sci-
The past is, by definition, a datum which nothing ence like chemistry, which is capable of_ creating even
in the future will change. But the knowledge of the its own subject matter, is refused to us. Ex-plorers of
past is something progressive which is constantly trans- thq'pa¡tare19.y9rquitefr.ee.Thep.4stiqtheirtyrant.
forming and perfecting itself. Anyone who doubts this It f orbi ds th em to kn ow .agy!h1¡¡ g. w-hich..it.has..not, iL,
need only recall how much it has improved under our seli consció"ity -òi otherwise, yielded to rhem. We
very eyes in little more than a century. Vast areas of shail never establish a statistical table of prices for the
^.
mankind have emerged from the shadows. Egypt and Merovingian epoch, for there are no documents which
Chaldea have shaken ofi their shrouds. The lost cities record these prices in sufficient number. We shall
of central Asia have disclosed their now-unspoken lan- never be able to get inside the minds of the men of
guages and long-extinct religions. A civilization, all eleventh-century Europe, for example, as well as 'we
unsuspected, has but lately risen from its grave upon can those of the contemporaries of Pascal or Voltaire,
the banks of the Indus. That is not all, and the in- because, in place of their private letters or confessions, '
genuity of the scholars in further ransacking the li- we have only a few bad biographies, written in a con-
braries or in opening new excavations on ancient sites ventional style, Owing to this gap, one entire segment
is neither the sole nor, perhaps, even the most effective of our history necessarily assumes the rather anemic r
means of enriching our picture of the past. Hitherto- aspect of a world without individuals. Bu.t we must
unknown techniques of investigation have also come not grumble too much. We poor adepts of the yòung'
to light. We are more skillful than our predecessors in sciences of man are often laughed at, but, in our strict
examining languages for the evidence of customs and submission to an inflexible fate, we are no worse off
tools for the evidence of techniques. Above all, we than many of our confreres in the older and safer disci-
have learned how to probe more deeply in the analy- plines. Such is the common lot of ali studies calling for
sis of social developments. The study of popular rites the examination of past phenomena. The prehistorian
ìi:.'rl and beliefs is barely sketching its first outlines. Eco- who lacks written records is no more incapable of re-
íÌiliì
nomic history, which, not so long ago, Cournot did constructing the rituals of the stone age than is the
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not even think to incl.ude in his listing of the various paleontologist (I suppose) of reconstructing the glands
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aspects of historical research, is only beginning to es- of internal secretion of the plesiosaurus whose skele-
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tablish itself. ton alone still remains. It is always disagreeable to
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62 The Historian's Craft Hßtorical Obseraation
even that of Niebuhr with any of those short sum_
ists would accordbut a trivial significance to commu-
maries we read today. The former draw the heart of
nal development, under the pretext that the writers
their matter from Livy, Suetonius, or Florus. The lat-
of the Middle Ages did not discuss it freely with their
ter are constructed in large measure out of inscriptions,
public, or would disregard the mighty force of religious
papyú, and coins. Only in this way could whole sec_ å-.r'
life for the good reason that it occupied a much less
tions of the past have been reconstructed. This is true important place in contemporary narrative iiterature
of all prehistory, as well as of aknost ail economic his- than the wars of the barons. In a word, to resort to a
tory and almost all history of social structures. Even in favorite figure of Michelet's, history would become
the present, who among us would not prefer to get hold
less the ever-daring explorer of the ages past than the
of a few secret chancellery papers or some confidential eternally unmoving pupii of their "chronicles."
military reports, to having all the newspapers of r93g Moreover, even when most anxious to bear witness,
or 1939?
that which the text tells us expressly has ceased to be
It is not that this sort of document is any less sub_ ,the primary object of our attention today. Ordinarily,
jwe prick up our ears far more eagerly when 'ffe âre
ject to errors or falsehoods than the others. There are
plenty of fraudulent bulls, and neither all ambassa- i\", permitted to overhear what vvas never intended to be
said. What do we find most instructive in the works
dorial accounts nor all business letters tell the truth.
of Saint-Simon? Is it their frequently fictitious news of
But this kind of distortion, if it exists, at least, has not
the events of the reign, or the remarkable light which
been especially designed to deceive posterity. More_
the Memoirs throw upon the mentality of a great
over, these tracks which the past unwittingly leaves
noble at the court of the Sun King? At least three
all along its trail do more than simply permit us to fill fourths of the lives of the saints of the high Middle
in the narrative where it is missing and to check it Ages can teach us nothing concrete about those pious
where its truthfulness is suspected. They protect our
personages whose careers they pretend to describe. If,
studies from a peril more deadly then eithei ignorance
on the other hand, we consult them as to the way of
or inaccuracy: that of an incurable sclerosis. Indeed, lif9 o.r- th o,u g¡ !,p"ç"ç.q1!ef g*gpo ch in wh ich th ey ,..,
without their aid, every time the historian turned his . -_tg, "tþ
ry¡1e written (all thing.¡ wþich th-e bio.gi'âþfi'ði-öf the
attention to the generations gone by, he would be_ saint had not the least intention of revealing), we
come the inevitable prey of the same prejudices, false
shall find them invaluabie. Despite our inevitable sub-
inhibitions, and myopias which had plagued the vision
oidination to the past, we have freed ourselves at
of those same generations. For example, the medieval_ treast to the extent that, eternally condemned to know
66 The Historian's Craft H ìst ori.c al Ob s ens atio n
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iii
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70 The Historiarís Craft H istorical Ob seraati,on 7L
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are certainly lacking in romantic glamor. Let us sup- preserved the mentality of the oxcart in the age of the
pose that I have become duly interested in the history automobile..
of the cult of the saints, but that I am ignorant of the Such guides, however well made, however abundant,
Bibtíotheca Hagiagaþhica Latina of the Bollandist would be of little aid to the worker who had no pre_
Fathers. It would be difficult for anyone who is not an liminary idea of the terrain to be explored. Desiite
expert to imagine the amount of stupidly useless effort what the beginners sometimes seem to imagine, dåcu-
which this gap in my mental equipment would inevit- ments do not suddenly materialize, in one plr.. o, nrr-
ably cost me. What is truly regrettable is not that we as if by some mysterious decree oÌ the gods.
'*olh.., presence
¡""Their
must stock our iibraries with a considerable quantity or absence in the depths of this ar-
of those tools, whose very enumeration, subject by sub- chive or that library are due to human causes which
iect, belongs to special books of orientation- It is "''.by no means elude analysis. The.pro-_blems
posed by
rather that there are still not enough of them, especially thqi¡ -transrnission, far from having impóitance onty
for the most recent periods; that their composition, for the techlicâl eiþèrts, *oit iniimately con_
particularly in France, has conformed only by excep- nected with the life of the"r. past, for what is here at
tíon to a rational and comprehensive plan; and, finally, stake is nothing less than the passing down of memory
that the task of keeping them up to date has been too from one generation to another. In historical works oi
often abandoned either to the caprice of individuals a serious nâture, the author generally lists the files
of
or to the ill-advised parsimony of a few publishing ,, archives he has examined and the printed collections
houses. The first volume of Émile Molinier's admirable hr t_ us ed. That,.i-s-..
,. .l: 4!!. .v,e-¡y,we. J1,, ^Uu-¡- 11 ;s not enough.
Sources de l'Histoire de Franc¿ has not been revised i Every historical book worthy of the ôught tol¡, .
since its first appearance in r9or. That simple fact is in a_chapter, "aäê
or if one préf.rr, a series of paragraphs
t|;j:trd.
itself a severe indictment. Granted that instruments inse,rted at turning points in the developmãnt,
- might almost ïnìcn
'"ão not create science, nevertheless a society which pre- be entitled: ..Ho\ry can I know what I
tends to respect the sciences ought not to neglect their it"am about to say?" I am persuaded that even the lay
.-instruments. Nor would it be wise to rely entirely upon :''t reader would experience an actual intellectual pleasrrre
academic bodies for these instruments, for their meth' ,:' in examining these "confessions.', The sight of an in-
ods of recruiting, favoring seniority and orthodox '.r
vestigation, with its successes and reverses, is seldom
scholarship, do not particularly incline them to a
. boring. It is the ready-made article which is cold and ,
, spirit of enterprise.
Our War College and General i:¡dull.
lstrf are not the only institutions in France which have
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'rì:líi;l
docur,nents:whieh:you'can:hope,to ,user wiil ibe of , seir rÈl Since they were never confiscated by the state, the
gneurialrorigin.,,The, resùlt is'that ;the,fi rstr question you iüit papers we are seeking, in this third case, met the corn-
will have to ranswel,' and,upon which almost everything
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:illll mon fate of all family papers. Even if they have not
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hinges; is thiSl,Who'was the seigneur.,of the'rtor¡¡n'in been iost, eaten by rats, or scattered by the caprice of
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t' 78g?.t l',( hctua,1ly,,it is not at all'irnpròbable ;tha't there sale or inheritance through the attics of three or four
were, sevéral, seigúeurs, aL the' saÍne r timer,sþaringl,thè houses on different estates, there is nothing to oblige
viltrage between thern;, :but.wê;shall discard thisrsup- their present owners to let you see them.',
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positioii in ,the interest ;of ;brevity.' ): ,ri'Three eventùali.
r , i I have cited this example, because it seems to me
ì:irôul
ties.' are'conceivable. I The, seigneury :, could''have i bei entirely typical of the conditions which frequentlv de-
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longed to:a, church;, to a layman'who'emigratedldtrini :$trl:: termine and limit documentation. A closer analysis
r..]*..:';t
the, Revolution; I or,, . to:,-â..rlayrta''. i who'did',not', emi' will not be without interest.
grate; The firstr instance is'by'all :odds' the mostr' favor:
able j The,chairces .are,t'hat the recordsi are',both older We have just witnessed the revoÌutionary confisca-
and, better,'.kept.r -They, were, certainly','confis cated' rin tions playing the role of a deity who often favors the rti l
ing on the particular case. The forrner have a more ,t knowledge. Similarly, it has been many a day since ):ta
tangible grasp of life; but the latter in their investiga- : men first took it into their heads not to accept all his_ ta\
tions command means which are often denied to the ' torical evidence blindly. An experience almost as old
first. Thus, the dissection of a cadaver discloses to the
,-l as mankind has taught us that more than one manu-
biologist many secrets which the study of a living sub- :ii;
.,,, script has falsified its date or origin, that all the ac-
ject would fail to reveal, but is mute about many others :r counts are not true, and that even the physical evi_
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-. dences can be faked. In the Middle ages, in
which are evident only in the iiving body. But, to _ the face
whatever age of mankind the scholar turns, the meth- ,., ì of an abundance of forgeries, doubt was frequently a
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ods of observation remain almost unifonnly dependent .', l¡atural defensive reflex. "With ink, anyone can write
upon "tracks," and are, therefore, fundamentaily the anything." Thus exclaimed an eleventh-centurv coun-
" same. So, too, as we shall see, are those critical rules try squrre of Lorraihé in feféfeñóC tö Some monks who
:at.:,a-/tl
,, had armed themselves in a lawsuit against him with
which observation must obey if it is to be fruitfutr.
documentary proofs. The Donation of Constantine_
l,r that extraordinary literary concoction which a Roman
.li':* ,,,, cleric of the eighth century ascribed to the first Chris-
* r. tian emperor-was contested, three centuries later, in
iì.,l..;
,'; the circle of the eminently pious Otto III. False relics
* have been hunted down almost from the first.
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However, skepticism on principle is neither a more
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