Professional Documents
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B EHAVIORAL
DETERMINANTS OF HAND
HYGIENE COMPLIANCE IN
INTENSIVE CARE UNITS
By David De Wandel, RN, MSc, Lea Maes, PhD, Sonia Labeau, RN, MNSc, Carine
Vereecken, PhD, and Stijn Blot, PhD
C E 1.0 Hour
intensive care unit nurses by means of a questionnaire.
Methods A questionnaire based on a behavioral theory model
was filled out by 148 nurses working on a 40-bed intensive
care unit in a university hospital. Subjects were asked to fill
Notice to CE enrollees: out the 56-item questionnaire twice within a 2- to 6-week
A closed-book, multiple-choice examination period. During this period, no interventions to enforce hand
following this article tests your understanding of hygiene occurred on the unit.
the following objectives: Results Response rate for the test was 73% (108/148); response
rate for the retest was 53% (57/108). The mean self-reported
1. Recognize the impact of behavioral determi- compliance rate was 84%. Factor analysis revealed 8 elemen-
nants on compliance with hand hygiene rec- tary factors potentially associated with compliance. Internal
ommendations. consistency of the scales was acceptable. Intraclass correla-
2. Describe determinants of noncompliance
tion was low (<0.60) for 2 subscales but acceptable (>0.60) for
with hand hygiene prescriptions among
6 subscales. A low self-efficacy was independently associated
nurses in a general intensive care unit.
with noncompliance (β = .379; P = .001). After exclusion of this
3. Understand how a low self-efficacy and a
negative attitude toward time-related barriers variable, a negative attitude toward time-related barriers was
are predictors of poor compliance with hand associated with noncompliance (β = -.147; P < .001).
hygiene recommendations. Conclusions Neither having good theoretical knowledge of
hand hygiene guidelines nor social influence or moral per-
ceptions had any predictive value relative to hand hygiene
To read this article and take the CE test online,
visit www.ajcconline.org and click “CE Articles practice. A valid questionnaire to identify predictors and
in This Issue.” No CE test fee for AACN members. determinants of noncompliance with hand hygiene has been
designed. Nurses reporting a poor self-efficacy or a poor atti-
©2010 American Association of Critical-Care Nurses tude toward time-related barriers appear to be less compliant.
doi: 10.4037/ajcc2010892 (American Journal of Critical Care. 2010;19:230-240)
230 AJCC AMERICAN JOURNAL OF CRITICAL CARE, May 2010, Volume 19, No. 3 www.ajcconline.org
In accordance with the attitude–social influence– Self-efficacy indicates one’s belief in one’s ability
self-efficacy model,12 which combines Fishbein and to behave as desired and to overcome certain barriers.
Ajzen’s theory of reasoned action13 and Bandura’s In other words, self-efficacy is a person’s belief in
social learning theory,14 attitude, social influence, his or her ability to succeed in a particular situation.
and self-efficacy are valid concepts in predicting one’s Bandura17 described these beliefs as
intention to change one’s behavior or even one’s determinants of how people think, Even in settings
actual change in behavior.15,16 behave, and feel. Behavior that proves
Attitude is primordially based on earlier experi- to be less successful or unsuccessful with optimal
ences: behavior that has led to success will be rein- will be attributed to certain causes.
forced and vice versa. Although one’s general attitude Such attributions negatively influence
conditions for
toward a certain behavior is often the result of suc- self-efficacy. hand hygiene,
cess and failure (or perceived advantage and disad- The first objective of this study
vantage), not all attitudes are based on reason and was to develop and validate a ques- compliance
logical sense. Some attitudes can be very rigid and tionnaire by which determinants of ranges from
based on highly irrational beliefs. noncompliance with hand hygiene
A compliment by a colleague or staff member can be identified in ICU nurses. The 50% to 60%.
as a reaction on adequate hand hygiene practice second objective was to identify and
would be an example of social support on the inten- analyze determinants of noncompliance with hand
sive care unit (ICU). Although less interactive, being hygiene prescriptions among nurses in a general ICU.
among high-compliance colleagues (ie, “role models”)
is also a common example of a positive and valuable Methods
social influence. Questionnaire Development
Based on the literature, a questionnaire about
hand hygiene was developed, including a self-reported
About the Authors compliance scale (12 items, based on the guidelines
David De Wandel and Sonia Labeau are doctoral students from the Centers for Disease Control and Prevention
in the Faculty of Health Care at University College Ghent
and Ghent University Faculty of Medicine and Health [CDC]18) and questions about attitudes toward hand
Sciences, Ghent, Belgium. Lea Maes is a professor in hygiene (12 items), social influence (10 items),
the Department of Public Health, Faculty of Medicine self-efficacy (10 items), and knowledge about hand
and Health Sciences, Ghent University. Carine Vereecken is
a research collaborator in the Department of Public Health, hygiene (12 items).
Faculty of Medicine and Health Sciences, Ghent Univer- Knowledge. The items on the knowledge scale
sity and for Research Foundation Flanders. Stijn Blot is were selected from a validated CDC questionnaire
a research professor in the Department of General Inter-
nal Medicine and Infectious Diseases, Ghent University on hand hygiene.18 The remaining items were con-
Hospital and in the Faculty of Medicine and Health Sci- structed on the basis of the literature. For each item,
ences at Ghent University. the respondent had to select 1 response from 4 alter-
Corresponding author: David De Wandel, University natives. All 12 items were reviewed by an expert
College Ghent, Faculty of Health Care, Ghent University, panel (n = 8) that consisted of 1 microbiologist, 2
Faculty of Medicine and Health Sciences, Keramiekstraat
80, B-9000 Ghent, Belgium (e-mail: david.dewandel@ infectiologists, 3 infection control nurses, 1 inten-
hogent.be). sivist, and 1 researcher. As a result, some of the
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Compliance
ComTOT Total compliance The self-reported total 8 82.0% — 0.78 “How often do you wash or
compliance (mean) (15.1%) disinfect hands in the fol-
lowing situations: skin
contact”
Attitude
AttTime Time-related attitude Attitude toward hand 5 2.14 0.74 0.86 “Washing hands whenever
items hygiene: taking the (0.8) recommended would
“time” aspect into mean precious loss of time
account to me”
AttMoral Morality-related Attitude toward hand 3 2.09 0.52 0.68 “Washing hands saves lives”
attitude items hygiene: taking the (0.8) “I feel bad when not
“moral” aspect into being able to wash
account hands sufficiently”
AttUse Usefulness-related Attitude toward hand 1 1.33 — 0.30 “I am not completely con-
attitude items hygiene: taking the (0.6) vinced of the usefulness
“usefulness” aspect and importance of hand
into account hygiene”
Social influence
SocNorm Normative behavior Social influence on the 1 4.16 — 0.48 “Most of my colleagues think
social influence items work floor: ruling norm (0.8) that hand hygiene prescrip-
tions should be adhered to
as well as possible”
SocSupp Support-related social Social influence on the 1 3.80 — 0.63 “Good hand hygiene prac-
influence items work floor: positive (1.0) tice is appreciated by my
feedback on good professional environment”
behavior
SocPress Pressure-related social Social influence on the 1 2.34 — 0.73 “I receive remarks from
influence items work floor: negative (1.1) colleagues or superiors if
feedback on poor noncompliant”
behavior
SocRole Role model–related Social influence on the 3.71 0.66 0.64 “Most of my colleagues are
4
social influence items work floor: presence (0.62) +50% compliant with
of role models hand hygiene”
Self-efficacy
EffTOT Total self-efficacy Self-efficacy: perception 10 3.55 0.66 0.65 “I would wash hands more
of being able to (1.01) often when more sinks and
behave as desired dispensers were available”
Knowledge
KnowTOT Total knowledge Total knowledge 12 6.5 — 0.53 “Hand disinfection by
(mean score for the (1.7) means of an alcohol-based
12 knowledge items) hand rub is appropriate in
the following situations
except for…”
a Dashes indicate data not reported.
www.ajcconline.org AJCC AMERICAN JOURNAL OF CRITICAL CARE, May 2010, Volume 19, No. 3 235
Predictora AttTime AttMoral AttUse SocNorm SocSupp SocPress SocRole EffTOT KnowTOT
ComTOT -0.410b -0.259c 0.075 0.181 0.065 0.131 -0.010 0.507b 0.054
EffTOT 1 0.144
KnowTOT 1
a See Table 1 for an explanation of abbreviations.
b Correlation significant up to .001 level.
c Correlation significant up to .01 level.
d Correlation significant up to .05 level.
Table 3
Linear regression analysis demonstrating adjusted
relationships with total hand hygiene compliance
Nonstandardized Standardized
coefficients coefficients
Independent variable B Standard error Beta t P P after exclusion EffTOT
Attitude toward hand hygiene: taking the -.111 .082 -.147 -1.352 .18 <.001
“time” aspect into account (AttTime)
Attitude toward hand hygiene: taking the -.120 .069 -.151 -1.737 .09 .02
“moral” aspect into account (AttMoral)
Self-efficacy: perception of being able to .412 .121 .379 3.414 .001
behave as desired (EffTOT)
method (the “gold standard”) or indirect measure- related to hand hygiene. A small improvement in
ment of hand hygiene compliance, self-reported hand hygiene knowledge can therefore be attributed
compliance has appeared to have poor validity in to the time frame of our study. In any event, general
several studies.29 Unfortunately, no standardized knowledge about hand hygiene practice appears to
method for measuring compliance is available.29 be rather low. An identical observation has been
The compliance was to be scored from 0% to made previously in more specific areas of infection
100% for 12 specific situations. One may question prevention, such as infections related to central venous
if these situations represent all possible situations catheters and ventilator-associated pneumonia.31-35
in which hand hygiene is indicated. Hand hygiene Also, one’s attitude toward the usefulness of hand
prescriptions show great variations between differ- hygiene or even the ruling social norm (what others
ent countries and therefore also between hospitals.30 think should be done) may not be insensitive to the
Recalculation of the scores with adjustment for occur- effects of the interval period, which would explain
rence rate certainly contributed to diminishing the the rather poor intraclass correlation coefficients.
response bias to which our results were prone. The initial questionnaire was found too extensive
It can be assumed that the time interval between and therefore somewhat boring to fill out. Our inves-
test and retest has led to communication and even tigation allowed us to significantly reduce the number
discussion between the respondents on subjects of items as well as the total length of the questionnaire.
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1. The questionnaire was based on which of the following models? 7. Which of the following was identif ied as one of the strongest
a. Quality management model predictors of hand-hygiene behavior?
b. Stages of change model a. Self-efficacy
c. Consumer information processing model b. Social influence
d. Behavioral theory model c. Moral perceptions
d. Knowledge of hand hygiene guidelines
2. Which of the following is the most effective measure to
prevent cross-contamination? 8. What did researchers f ind related to attitude and hand
a. Transmission-based precautions hygiene?
b. Hand hygiene a. Increased work pressure had a highly negative influence on hand
c. Personal protective equipment hygiene.
d. Appropriate disinfection of reusable equipment b. Hand hygiene compliance was associated with a certain part of the
day.
3. Which of the following is the reported compliance with c. No barriers to proper hand hygiene were identified.
appropriate hand hygiene practices? d. Respondents’ overall attitude toward hand hygiene was rather
a. 10% to 20% c. 50% to 60% positive.
b. 30% to 40% d. 70% to 80%
9. Which of the following was a study f inding about social
4. Which of the following refers to the belief in one’s ability to inf luence and hand hygiene behavior?
behave as desired and to overcome certain barriers? a. Social pressure was high among respondents.
a. Self-determination b. Social influence was a strong predictor of compliance.
b. Self-efficacy c. Answers indicated an overall neutral to positive ruling social norm.
c. Self-concept d. Noncompliance easily led to negative feedback.
d. Self-actualization
10. “Washing hands saves lives” is an item example of which
5. The items on the knowledge scale were selected from a validated variable?
questionnaire on hand hygiene from which of the following a. Morality-related attitude
organizations? b. Total compliance
a. Centers for Disease Control and Prevention c. Time-related attitude
b. World Health Organization d. Usefulness-related attitude
c. The Joint Commission
d. Institute for Healthcare Improvement 11. Which of the following social inf luence variables is explained
as the ruling norm?
6. What was the recalculated overall self-reported compliance rate? a. Support-related
a. 79.2% c. 92.7% b. Pressure-related
b. 82.0% d. 98.8% c. Normative behavior
d. Role model-related
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