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Retaining Wall Technical Guidance
Retaining Walls
After determining lateral earth pressures, retaining wall analysis and design also includes: Geotechnical
Societies and
Sliding Institutes
Overturning Teaching
Bearing capacity and settlement Resources
Structural design of wall Services and
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Average
Basically, lateral earth pressures are derived from the summation of all individual pressure (stress)
Salaries
areas behind the retaining wall. These pressure areas are triangular in shape with the base of the
triangle at the base of the wall for the soil component and pore water component. Pressure areas for
surcharges are rectangular in shape, and earthquake pressures are usually analyzed with a nearly
'upside-down' triangle. See the RANKINE ANALYSIS link for an excellent presentation of
determining lateral earth pressures using the Rankine Analysis.
horizontal backfill
vertical wall with respect to the retaining soil
smooth wall (no friction)
The resultant lateral earth pressure, R, is the summation of all individual lateral earth pressure
components.
R = Ps + Pw + Pq + Pe kN/m2 (lb/ft2)
Where,
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Pq = qKH kN/m2 (lb/ft2) earth pressure due to surcharge (i.e. building, vehicle
load)
Pe = 3 KhgH2 kN/m2 (lb/ft2) earth pressure due to earthquakes
8
and,
Kh = 3 K earthquake coefficient
4
g = effective unit weight of soil medium kN/m2 (lb/ft2)
gw = 9.1 kN/m2 (62.4 lb/ft2) = unit weight of water
f = angle of internal friction degrees
H = height of retaining wall m (ft)
q = surcharge on soil, if any kN/m2 (lb/ft2)
water table
Engineering judgment should allow for some pore water pressure behind a retaining wall due to
stormwater or other water source. For a water table behind the wall, why would you analyze a
partially submerged backfill? You could reasonably expect for almost every situation that a partially
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submerged backfill will become fully inundated during the life of the wall. The following lateral
earth pressure equation is for a water table at the top of the wall. This equation is composed of a soil
component plus a pore water component. Add the above surcharge and earthquake components if
necessary.
See the following link for an excellent presentation of determining lateral earth pressures using the
Rankine Analysis
RANKINE ANALYSIS
Coulomb Method
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where,
KA = sin2 (q + f) cos d
sin q (sin q - d)[1 + SQRT[(sin (f + d) sin (f - b))/(sin (q - d) sin (q + b))]]2
KP = cos2 f
[1 - SQRT[(sin f sin (f - b))/(cos b)]]2
Graphical Methods
Graphical methods are more in-depth than the Rankine or Coulomb Analysis. Until some examples
are presented on this website, look for more information in the following downloadable publication:
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NAVFAC 7.02 - Foundations and Earth Structures. This publication has a graphical solution for
lateral earth pressure analysis. Other publications with Coulomb solutions may be found in the
publications section of this website.
Since a planar slip surface, as assumed for both Rankine and Coulomb Methods, is reasonable for
active earth pressure conditions, this assumption may yield unreasonable results for passive earth
pressure conditions. The Log Spiral Method assumes a curved slip surface, and therefore should be
used for all passive earth pressure conditions.
Horizontal backfill is required for this method. If backfill is not horizontal, then it may be
reasonable to use engineering judgment and include the sloping portion of the backfill as a
surcharge.
Geotechnical Info .Com does not currently have procedures and examples for the Log Spiral
Method. Please check the retaining wall publications section of this website for additional resources
that may have information on the Log Spiral Method.
Sliding
Sliding failure is a result of excessive lateral earth pressures with relation to retaining wall
resistance thereby causing the retaining wall system to move away (slide) from the soil it retains.
See a depiction for calculating the factor of safety for retaining wall sliding from the following link:
SLIDING ANALYSIS
The following factors of safety (F.S.) are typically used for analyzing sliding:
F.S. = 1.5 for active earth pressure conditions.
F.S. = 2.0 for passive earth pressure conditions.
RH = R cos d
= horizontal component of resultant lateral earth pressure (kN/m2) (lb/ft2)
RV = R sin d
= vertical component of resultant lateral earth pressure (kN/m2) (lb/ft2)
R = Ps + Pw + Pq + Pe (see Rankine Analysis above)
PP = Ps (use Rankine where K is passive)
= Soil pressure exerted on key using passive earth pressures
See a depiction for calculating the factor of safety for retaining wall sliding from the following link:
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SLIDING ANALYSIS
Overturning
Overturning failure is a result of excessive lateral earth pressures with relation to retaining wall
resistance thereby causing the retaining wall system to topple or rotate (overturn). Sliding governs
the design of retaining walls most of the time, especially for walls less than 8 feet in height.
However, overturning must be analyzed.
See a depiction for calculating the factor of safety for retaining wall overturning from the following
link:
OVERTURNING ANALYSIS
where:
SWixi = summation of moments about the retaining wall toe. (see this link), that includes:
weight of footing
weight of wall
weight of soil directly above the entire width of the footing
distance between toe of wall and centroid of specific weight
Wi = Ag = weight of individual soil or concrete component (see this link) (kN) (lb)
xi = distance from toe of the retaining wall system to the centroid of
each individual weight in the x-axis direction (horizontal) (m) (ft)
RV = R sin d
= vertical component of resultant lateral earth pressure (kN/m2) (lb/ft2)
xV = distance from toe of the retaining wall system to the centroid of
the resultant vertical earth pressure (RV) in the x-axis (horizontal) direction (ft)
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See a depiction for calculating the factor of safety for retaining wall sliding from the following link:
OVERTURNING ANALYSIS
Bearing capacity and settlement for wall foundations can be determined in the same manner as
building foundations. Technical guidance for these analyses can be found on this website under the
following headings:
Bearing Capacity
Settlement Analysis
Example #1: Using the Rankine analysis, determine the individual lateral earth pressures,
and resultant lateral earth pressure on a 2.1 m (7 ft) rigid concrete retaining wall. The free
draining gravel backfill has a soil unit weight, g, of 21.2 kN/m3 (135 lb/ft3), and an angle of
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internal friction, f, of 36 degrees. There will be vehicle surcharges of 14.4 kN/m2 (300 lb/ft2).
The retaining wall will be constructed for passive conditions.
Given
unit weight of soil backfill, g = 21.2 kN/m3 (135 lbs/ft3) *see typical g values
vehicular surcharge, q = 14.4 kN/m2 (300 lbs/ft2) *from wall use determination
angle of Internal Friction, f = 36 degrees *see typical f values
wall height, H = 2.1 m (7 ft)
passive case (wall moves toward retained soil)
Solution
Soil parameters, g and f, are determined from laboratory testing. Engineering soil properties from a
known granular material source is sometimes used. Some engineers use conservative soil
parameters based on the soil classification without laboratory testing. It is good practice to avoid
cohesive soils, and use gravel type materials for retaining wall backfill.
From the Rankine Analysis equation provided above, the resultant (total) pressure exerted on a
retaining wall is:
R = Ps + Pw + Pq + Pe kN/m2 (lb/ft2)
Ps = 1 KgH2
2
= 1 3.85(21.2 kN/m3)(2.1 m)2 = 180.0 kN/m metric
2
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The soil pressure component is triangular behind the retaining wall. This means that the theoretical
lateral earth pressure due to soil is minimum (zero) at the top of the wall, and maximum (KgH) at
the bottom of the wall. The resultant soil pressure, area of the triangle = 0.5KgH2, acts at the bottom
1/3 of the wall (i.e. centroid of the triangle). In this case, the resultant location is H/3, or 0.7 m (2.3
ft) from the bottom of the wall.
The pore water pressure component is also triangular, similar to the soil component. The resultant
location is H/3 from the bottom of the wall.
Pq = qKH
= 14.4 kN/m2 (3.85)(2.1 m) = 116.4 kN/m metric
= 300 lb/ft2 (3.85)(7 ft) = 8085 lb/ft standard
The surcharge pressure component is rectangular behind the retaining wall. This means that the
theoretical lateral earth pressure due to the surcharge (qK) is the same at both the top of the wall,
and bottom of the wall. The resultant surcharge pressure, area of the rectangle = HqK, acts in the
middle of the wall (i.e. centroid of the rectangle). In this case, the resultant location is H/2, or 1.05
m (3.5 ft) from the bottom of the wall.
Pe = 3 KhgH2
8
Kh = 3 K = 3 (3.85) = 2.89 earthquake coefficient
4 4
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Pe = 3 KhgH2
8
= 3 (2.89)(21.2 kN/m3)(2.1 m)2 = 101.3 kN/m metric
8
= 3 (2.89)(135 lb/ft3)(7 ft)2 = 7169 lb/ft standard
8
The earthquake pressure component is nearly an upside down triangle behind the retaining wall.
The resultant earthquake pressure, area of the triangle = 3/8(Kh)gH2, acts at the upper 1/3 of the
wall (i.e. centroid of the triangle). In this case, the resultant location is H/3, or 0.7 m (2.3 ft) from
the top of the wall.
R = Ps + Pw + Pq + Pe
The position of the resultant pressure, y, is determined by taking the moments of each individual
pressure about the base of the wall:
Conclusion
The resultant pressure behind the retaining wall is 398 kN/m (28 kips/ft) at a distance of 0.98 m (3.2
ft) from the bottom of the wall.
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Example #2: Using the results from the Rankine analysis in example problem #1, determine
the factor of safety for the concrete retaining wall to resist sliding due to lateral earth
pressures exerted on the wall. The wall foundation is on soils with a cohesion of 23.9 kN/m2
(500 lb/ft2). The retaining wall is not threatened by earthquakes, so omit the dynamic
component. The retaining wall dimensions are provided below.
Given
unit weight of soil backfill, g = 21.2 kN/m3 (135 lbs/ft3) *see typical g values
vehicular surcharge, q = 14.4 kN/m2 (300 lbs/ft2) *from wall use determination
angle of Internal Friction, f = 36 degrees *see typical f values
d = (f)2/3 = 24 degrees
c = 23.9 kN/m2 (500 lb/ft2) = cohesion
wall height, H = 2.1 m (7 ft)
wall thickness, h = 0.30 m (1 ft)
footing thickness, t = 0.30 m (1 ft)
footing width, B = 2.1 m (7 ft)
distance from the footing edge (toe) to face of wall in front of wall, 0.46 m (1.5 ft)
Solution
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RH = R cos d
= (398 kN/m)cos 24 = 364 kN/m metric
= (27,990 lb/ft)cos 24 = 25,570 lb/ft standard
RV = R sin d
= (398 kN/m)sin 24 = 162 kN/m metric
= (27,990 lb/ft)sin 24 = 11,385 lb/ft standard
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Conclusion
The factor of safety with relation to retaining wall sliding is 0.6. This factor of safety is
unacceptable. In order to increase the F.S., we can design a number of combinations including
adding a key beneath the footing, increasing the footing width, and using tie-backs. Also, note that
soil above the footing in front of the wall was not accounted for in this problem. Depending on the
footing depth, this soil aids in the sliding resistance.
***********************************
Example #3: Using the results from the Rankine analysis in example problems #1 and #2,
determine the factor of safety for the concrete retaining wall to resist overturning due to
lateral earth pressures exerted on the wall. The retaining wall dimensions are provided below.
Given
unit weight of soil backfill, g = 21.2 kN/m3 (135 lbs/ft3) *see typical g values
vehicular surcharge, q = 14.4 kN/m2 (300 lbs/ft2) *from wall use determination
angle of Internal Friction, f = 36 degrees *see typical f values
d = (f)2/3 = 24 degrees
c = 23.9 kN/m2 (500 lb/ft2) = cohesion
wall height, H = 2.1 m (7 ft)
wall thickness, h = 0.30 m (1 ft)
footing thickness, t = 0.30 m (1 ft)
footing width, B = 2.1 m (7 ft)
distance from the footing edge (toe) to face of wall in front of wall, 0.46 m (1.5 ft)
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Solution
x1 = (width of footing in front of wall) + (width of wall) + (1/2 of width of soil block above
footing)
= 0.457 m + 0.253 m + 0.5(1.676 m) = 1.55 m metric
= 1.5 ft + 0.83 ft + 0.5(5.5 ft) = 5.1 ft standard
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RV = R sin d
= (398 kN/m)sin 24 = 162 kN/m metric
= (27,990 lb/ft)sin 24 = 11,385 lb/ft standard
RH = R cos d
= (398 kN/m)cos 24 = 364 kN/m metric
= (27,990 lb/ft)cos 24 = 25,570 lb/ft standard
Conclusion
The factor of safety with relation to retaining wall overturning is 0.7. This factor of safety is
unacceptable. In order to increase the F.S., we can design a number of combinations including
moving the wall further from the footing toe, increasing the footing width, decreasing the wall
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height, and using tie-backs. Also, note that soil above the footing in front of the wall was not
accounted for in this problem. Depending on the footing depth, this soil aids in the overturning
resistance.
***********************************
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