Professional Documents
Culture Documents
The concept of equal employment opportunity is equal access to the procedure under
which some office or benefit not available to all is allocated, with stipulations about the
fairness of the procedure in view of its purposes. Equal opportunity is the absence of
discrimination, as in the workplace, based on race, minority status, color, age, gender,
national origin, religion, or mental or physical disability. The three dimensions of equal
opportunity correspond to three aspects of fairness i.e., procedural fairness, background
fairness and stakes fairness in competitions for social goods. Procedural fairness reflects a
concern with the basic rules of procedure that govern a competition. Background fairness
reflects a concern that there is a level playing field for all competitors. Stakes fairness
focuses on the rewards to winners and losers in the competition. The applicants are
considered for employment solely on the basis of their qualifications and competencies,
without regard to their race, color, religion, national origin, citizenship, age, sex, marital
status, ancestry, physical or mental disability, medical condition, socio-economic background
or sexual orientation.
UK Equal pay act 1976, Sex Discrimination Act 1975, Race Relations Act 1976 and
2000, Equal Pay Acts 1970 and 1983, Disability Discrimination Act 1995, Human
Rights Act 1998, Equality act 2006.
USA Fair employment Act 1941, Civil rights act 1964, 1968 and 1991, Age
Discrimination Act 1965, Employment Discrimination Act,
Australia Racial Discrimination Act 1975, Disability Discrimination Act 1992, Anti-
Discrimination Act 1977 (NSW), Racial and Religious Tolerance Act 2001 (Victoria)
Canada Canadian Charter of Rights and Freedoms, Canadian Employment Equity Act,
Canadian Human Rights Act, Ontarians with Disabilities Act, Quebec Charter of
Human Rights and Freedoms
Law in UK
The Sex Discrimination Act 1975 (SDA) makes it unlawful to discriminate on grounds of sex or
moral status in recruitment, promotion and training
Direct sex discrimination occurs when a person of one sex is treated less favourably on
grounds of sex than a person of the other sex would have been treated in the same
circumstances
Indirect sex discrimination can occur where a requirement or condition is applied
equally to men and women, but the proportion of one sex that can satisfy the
condition is much smaller than the proportion of the other sex.
The third type of discrimination covered by the Act is victimization. This occurs when
an individual is discriminated against because they have exercised their rights under
the Act
2. Race Relations Act 1976
The Race Relations Act 1976 (RRA) makes it unlawful to discriminate on grounds of
race, colour, nationality or ethnic or national origin. This Act covers recruitment, promotion
and training. The Act covers direct discrimination, indirect discrimination and victimization.
Examples of indirect discrimination would include recruiting from sources, which exclude
areas of high settlement of minority ethnic groups or insisting on British qualifications. Word
of mouth recruitment in an organization where people from ethnic minority communities are
under-represented would also constitute indirect discrimination.
Section 8 of the Asylum and Immigration Act 1996, deals with the issue of illegal
working and makes it a criminal offence to employ a person who is not entitled to live or work
in the United Kingdom.
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The Equal Pay Act (1970), amended in 1983 was to eliminate discrimination in pay
between men and women and work of equal value. The Act allows an individual to claim pay
equal to that received by members of the opposite sex on the grounds that they are doing.
The employment sections of the Disability Discrimination Act came into effect on 2nd
December 1996. This Act operates in a similar way to the Race Relations Act and the Sex
Discrimination Act, but also places a duty on an employer to make 'reasonable adjustments' to
premises or working practices to allow a disabled person to be employed. The definition of
disability is wide and includes physical disabilities, sensory disabilities (visual or hearing
impairment), learning difficulties, mental health problems as well as progressive conditions
such as Multiple Sclerosis and Aids.
The Human Rights Act was incorporated into UK law on 1st October 2000 and is
intended to implement the European Convention on Human Rights in the UK. ‘The enjoyment
of the rights and freedoms… shall be secured without discrimination on any ground such as
sex, race, colour, language, religion, political or other opinion, national or social origin,
association with a national minority, property, birth or other status.’
Laws in India
Article 14 provide that States shall not deny any person equality before law or the equal
protection of laws within the territory of India. Article 15 operationalises the concept of
equality in a manner which specifically touches upon the conditions of the Scheduled Castes
and Scheduled Tribes. It says:
1. The State shall not discriminate against any citizen on grounds only of religion, race,
caste, sex, and place of birth or any of them.
2. No citizen shall, on grounds only of religion, race, caste, sex, place of birth or any of
them, be subjected to any disability, liability, restriction or condition with regard to -
(a) access to shops, public restaurants, hotels and places of public entertainment;
or
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(b) the use of wells, tanks, bathing places, roads and places of public resort
maintained wholly or partly out of State funds or dedicated to the use of the
general public.
3. Nothing in this article shall prevent the State from making any special provision for
women and children.
4. Nothing in this article or in clause (2) of article 29 shall prevent the State from making
any special provision for the advancement of any socially and educationally backward
classes of citizens or for the Scheduled Castes and the Scheduled Tribes.
There are various legislations that have been passed in India with a view to curb the
imbalance in gender hierarchy and aid in women’s empowerment. The constitution of India
guarantees various rights for women in this regard in Part III of the Constitution
(fundamental rights) and Part IV (Directives Principles of State Policy).
Article 14 states that there shall be equal protection of the law and equality before
the law which means that the Courts or any Law enforcement agency should not discriminate
between a man and a woman.
Article 15 guarantees the right against discrimination. The prejudice and bias against
women is rampant an issue to be countered by the right to equality, hence the right against
discrimination. Article 15(3) talks about the special protection for women.
Article 21 guarantees the right to life, the interpretation which has been broadened to
include the right to live with dignity.
Article 38 empowers the state to secure a social order for the promotion of welfare of
the people. It also states that the state shall strive to eliminate the inequalities to secure
justice- social, economic, political.
Article 39 talks about the certain principles of policy that need to be followed by the
state which are securing adequate means of livelihood equally for men and women, equal
pay for equal work among men and women, and the health and strength of workers, men and
women are not abused.
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Affirmative Action
The concept of affirmative action is defined as the steps taken by the government of
any country, in an attempt to create equal opportunities for all minority communities. In
other words, affirmative action aims to increase ethnic or other forms of diversity in the
social sphere of the society. Minorities are provided with benefits in the educational system,
job and health programs. The concept of affirmative action has more or less same meaning in
different countries, however, they are addressed by different terms. In countries like India,
affirmative action is called as reservation while in the countries like UK it is called as positive
discrimination. Every country has its own sets of rules and regulations, regarding the
implementation of the affirmative actions.
In the United States, affirmative action refers to policies that take gender, race, or
ethnicity into account in an attempt to promote equal opportunity and increase ethnic
diversity in workplaces and schools. The focus of such policies ranges from employment and
public contracting goals, to educational outreach and health programs. The purpose of
affirmative action is to achieve equal opportunity in the workplace. Affirmative action is a
program of positive efforts to identify and remove all barriers to equal employment
opportunity. The impetus towards affirmative action is twofold: to maximize diversity and its
presumed benefits in all levels of society, and to redress perceived disadvantages due to
overt, institutional, or involuntary discrimination. Affirmative action programs thus seek to
even the playing field by actively removing historic preferences and barriers to true equal
opportunity.
These are applied to less privileged class in USA like American Indian or Alaskan
Native, Asian, Black or African American, Hispanic or Latino, Native Hawaiian or Other Pacific
Islander, Women, Persons with Disabilities, Special disabled veterans and Vietnam era
veterans. There are different actions undertaken by USA for affirmative action. Some of these
are :
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Reservation for priority categories
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As shown by Gujjar agitations, increasing reservations is also essential for peacekeeping in
India.
Although Reservation schemes do undermine the quality of education but still they are
needed to provide social justice to the most marginalized and underprivileged is our duty
and their human right. Reservation will really help these marginalized people to lead
successful lives, thus eliminating caste-based discrimination which is still widely prevalent
in India especially in the rural areas. (about 60% of Indian population stays in Villages)
There concerns among anti-reservationists about meritrocracy and aptly so. But
meritrocracy is meaningless without equality. First all people must be brought to the same
level, whether it elevates a section or delevels another, regardless of merit. After that,
we can talk about merit. Forward people have never known to go backward due to
reservations or lack of "meritrocracy". Reservations have only slowed down the process of
"Forward becoming more richer and backward becoming more poorer". In China, people
are equal by birth. In Japan, everyone is highly qualified, so a qualified man finishes his
work fast and comes for labour work for which one gets paid more. So, instead of whining
about reservation, the forward people must be at least happy with the fact that they are
white-collared throughout their life.
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Caste Based Reservation only perpetuates the notion of caste in society, rather than
weakening it as a factor of social consideration, as envisaged by the constitution.
Reservation is a tool to meet narrow political ends.
The policy of reservation has never been subject to a widespread social or political
audit. Before extending reservation to more groups, the entire policy needs to be properly
examined, and its benefits over a span of nearly 60 years have to be gauged.
Poor people from "forward castes" do not have any social or economical advantage
over rich people from backward caste.
Many cite the Mandal Commission report while supporting the idea of reservations.
According to the Mandal commission, 52% of the Indians belong to OBC category, while
according to National Sample Survey 1999-2000, this figure is only 36% (32% excluding
Muslim OBCs).
This policy of the government has already caused increase in brain drain and may
aggravate further. Under graduates and graduates will start moving to foreign universities
for higher education.
Recruitment
Once candidates are identified, an organization can begin the selection process.
Selection then consists of the processes involved in choosing from applicants a suitable
candidate to fill a post. This includes collecting, measuring, and evaluating information about
candidates’ qualifications for specified positions. Organizations use these processes to
increase the likelihood of hiring individuals who possess the right skills and abilities to be
successful at their jobs. Recruiting individuals to fill particular posts within a business can be
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done either internally by recruitment within the firm, or externally by recruiting people from
outside. Better recruitment and selection strategies result in improved organizational
outcomes. The more effectively organizations recruit and select candidates, the more likely
they are to hire and retain satisfied employees.
Objectives
1. To attract people with multi dimensional skills and experiences that suits the
present and future organizational strategies.
2. To induct outsiders with a new perspective to lead the company.
3. To infuse fresh blood at all levels of organizations
4. To develop an organisation culture that attracts competent people to the
company.
5. To search appropriate persons whose skill fits the organisation values.
6. To devise methodologies for assessing psychological traits
7. To seek out non conventional development grounds for talent.
8. To search for talent globally and not just within the country.
9. To design entry pay that competes on quality and not on quantum.
10. To anticipate and find people for positions that does not exist yet.
Process of Recruitment
The process of recruitment aims at increasing the number of applicants and selecting
the suitable candidate, in which the process of recruitment will automatically eliminate the
unsuitable candidate. So process of recruitment consists of three sub systems in recruitment.
Those are :
(1) Source of recruitment : This is to find out and develop the sources where the
required number and kind of employees are/will be available.
(2) Techniques of recruitment to attract candidates : This is to develop suitable
techniques to attract the suitable candidates and employing the techniques to
attract candidates.
(3) Stimulating the conditions to apply : This is to stimulate as many candidates as
possible for the jobs irrespective of the number of candidates required.
Recruitment affects by both internal as well as external factors. Below table presents the
important factors which affect recruitment.
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9. Company’s growth rate
10. Role of trade unions
11. Cost of recruitment
12. Company’s name and fame.
The first activity of recruitment i.e., searching for perspective employees are affected
by following factors :
1. Organizational policy, regarding internal recruitment.
2. Local conditions (sons of the soil).
3. Influence of trade unions.
4. Government regulations
5. Influence of recommendations, nepotism etc.
Sources of recruitment
The source of recruitment is divided into internal sources and external sources.
Internal sources i.e., internal recruitment is within the organizational pursuits. The external
sources or external recruitment is outside organizational pursuits.
Internal sources of recruitment suffer from certain demerits. These are as follows.
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It creates frustration among the unselected employees.
There is risk attached with an outsider who may only be a success 'on paper.
There will be replacement of the person who has been promoted
(2)External recruitment
The external sources for recruitment lie outside of the organisation & include the following :
(a) Advertisement
Internal advertising can be drawn for the nascent talent within your own
organisation.
Advertise externally through the press or local radio, news paper, trade
journals, magazines.
Put a card up in the local newsagents or put a jobs page on the WWW.
Put a poster up in the workplace to be seen by the public.
(d) References
An interviewing team may make trips to towns and cities which are known to
contain the kind of employees required.
We may attend employment fairs.
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External recruitment makes it possible to draw upon a wider range of talent, and
provides the opportunity to bring new experience and ideas in to the business. The external
sources of recruitment have the following merits :
There are potential advantages and disadvantages of internal and external recruitment
There are different modern methods of recruitment process used by various corporate
houses in addition to the traditional sources of techniques. These sources are :
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1. Walk – in
2. Consult – in
3. Head hunting
4. Body shopping
5. Business alliances
6. E-recruitment
Overview of the Recruitment and Selection process
Step 1: Ensure an up-to-date job description which contains information related to:
• Specific tasks and activities required for a job
• The knowledge, skills and abilities required for effective performance by
the job incumbent.
Step 2: Develop an effective recruitment strategy which considers:
• Appropriate sources of recruitment (i.e., advertisements, personal
referrals, employment agencies, direct applications)
• Appropriate recruiters (e.g., supervisor or co-worker).
Step 3: Evaluate the recruitment strategy to determine its efficacy. For example:
• Conduct a cost-benefit analysis in terms of the number of applicants
referred, interviewed, selected, and hired
• Compare the effectiveness of applicants hired from various sources.
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• Lack of qualified applicants
• Inadequate salary packages
• Lack of resources (including funds)
• Limited scope for advancement and promotion
• Lack of job security
• Remoteness of services
• Stigma attached to working in the field.
Poor recruitment choices (i.e., poor person-job fit) can have a range of undesirable
consequences for the organisation and the worker including:
• Higher rates of turnover
• Reduced performance effectiveness
• Lowered job satisfaction
• Reduced work motivation.
The sources for recruiting is dependent upon the type of skills needed and the levels
of the jobs. The table shows recruiting sources used by skills and levels.
Selection
Selection is a process of hiring the best from the options available. Selection is a
deliberate effort of organizations to select a fixed number of personnel from a large number
of applications. So the primary aim of the selection is to choose those persons who are most
likely to perform their jobs with maximum effectiveness and to remain with the company.
Hence, there is always an attempt to find the best candidate for the job.
Selection is defined (by Yoder) as “candidates are screened by the employer and the
short listed applicants go on to the next hurdles, while the unqualified ones are eliminated.
The selection process is of one or many ‘go-no-go’ gauges”.
Selection Procedure
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The selection procedure is the system of functions and devices adopted in a company
to ascertain whether the candidates specifications are matched with the job specifications
and requirements or not. The selection procedure is focused on discovering knowledge,
experience, skills, abilities and personal characteristics of the candidates. During the
selection procedures the candidates are interviewed, tested and submitted to standard
psychological instruments.
The main Objective of a selection procedure is to determine whether an applicant
meets the qualification for a specific job, and then to choose the applicant who is most likely
to perform well in that job. The entire process of selection begins with an initial screening
interview and concludes with a final employment decision. When a selection policy is
formulated, organizational requirement like technical and professional dimensions are kept in
mind.
Thus the selection process should be planned such that human resource is efficiently used.
The right person for the right job and inducting her/him into the organization or department
successfully is the basic criteria of the entire process.
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Evidence-based best practice for three of the most commonly used selection techniques is
outlined below.
2. Conducting interviews
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• Increased clarity regarding the criteria against which candidates are assessed (i.e., what is
a “good” answer?)
• Consistency of assessment across candidates and between interviewers (if a panel is used).
3. Reference checks
Referees are useful for identifying past employment problems and clarifying the accuracy of
information presented in an interview or CV. Only a small percentage of all reference checks
are negative, therefore, it is often difficult to differentiate between candidates on the basis
of reference checks alone.
(a) Application Blank : An application lank is a traditional, widely accepted device for
getting information from a prospective applicant. The application blank provides
preliminary information as well as aid in the interview by indicating area of interest
and discussion.
(b) Initial interview of candidate : The probable candidates can be called for preliminary
interview by the organizations to evaluate and to gather additional information.
Preliminary interview may become a necessity, when a large number of candidates
apply for a job.
(c) Employment Tests : Tests are used in the selection procedure for further assessment
of a candidates nature and abilities. These tests can reduce the selection cost by
reducing large number of applicants to manageable levels. There are different type of
tests present and these are : (1) aptitude test, (2) interest test, (3) intelligence test,
(4) performance test or achievement test and (5) personality test.
(d) Interviews: The successful candidates of the employment tests can be called for
interview. The interview consists of interaction between the interviewer and the
applicant. It is an attempt to secure maximum amount of information from the
candidate concerning his suitability of the job under consideration.
(e) Checking references : Checking references is to find out from the past records of the
candidates. However, there are problems like inaccuracy of the assessment by the
referees with limited knowledge or they may be biased to inform. Sometimes,
reference checking is taken as a routine or also omitted.
(f) Physical or Medical Examination : If there is a need, it is applied as a part of
selection procedure. In government and quasi government organizations, getting
medical tests is a must before reporting for duty. It is also a part of the selection
process for all suitable candidates in many organizations.
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(g) Final Interview and Induction : The selected candidates will be informed about the
organizations, future prospects, individual responsibilities etc before finally inducted
into the job. After necessary information, the candidate will be appointed by
providing necessary appointment letter with salary structure, pay, terms and
conditions as well as service benefits.
Tests & Interview
The tests are devices, designed to measure traits that a person possesses. The results give us
"norms". Test designers and those administering them hope that test outcomes (data) help to
determine capacity to perform a job or predict future job/occupational success.
Designers, suppliers and users of tests say that when administered properly they provide
A tester needs
The full pack of resources and manuals associated with the test
The skill to be able to interpret the result. Interpretation demands an understanding
of the tests limitations and the meaning of the statistical reliability associated with
norm group comparisons.
There are five major types of tests. Those are (a) Aptitude Tests, (b) Achievement Tests, (c)
Situational Tests, (d) Interest tests and (e) Personality tests. Some of the important tests are
described below.
A. Aptitude Tests
B. Intelligence tests
Aptitude test overlaps with the interest of employers who to seek to test/measure
aspects of the intelligence of candidates. Various intelligence tests give an IQ score.
They seek to measure a range of intelligence-related capacities for: verbal, numerical,
spatial and general reasoning i.e. abilities to perform mental tasks (the outcomes of
cognition).
C. Achievement Tests
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These tests are conducted when applicants came to know something as these tests are
concerned with what one has accomplished. These tests are more useful to measure
the value of specific achievement when an organisation wishes to employ experienced
candidates. These tests can be job knowledge test or work sample test. In this test,
problem understanding, analysis and synthesis is being tested against a specification.
The candidate should be capable of achieving.
D. Situational Tests
Situational test evaluates a candidate in a similar real life situation. In this test, the
candidate is asked either to cope with the situation or solve critical situations of the
job. Some of the situational tests include group discussion. From group discussion, or
group activities, the behaviour of participants is interpreted as being "creative"
(more or less).
E. Interest Tests
These tests are related to likes and dislikes of the candidate in relation to the job,
work, occupations, hobbies, and recreational activities. This test analyzes different
interests and disinterests in the job by the candidate. The assumption is that there is a
good correlation between interest of a candidate in a job and job success.
F. Personality tests
G. Creativity tests
There is creativity tests on the market designed to "measure" how flexible someone is
in reacting to given situations. However, creativity involves imagination, originality
and ability to see new opportunities and relationships. Creative people may not have
original ideas but use the ideas of others organise to bring these ideas into fruition.
Can paper based tests reveal these qualities? Can tests involving one right answer do
this?
Interview
The interview is an examination - a face-to-face encounter via which each side seeks
to make a decision about the other. The employer is in the dominant position. Even where
the short-list is very short and the employer is desperate to fill the post - it is unlikely that an
applicant perceived as being a rogue or maverick will be employed. The employer at all times
will seek to protect their interests. The face-to-face selection interview is the traditional
method - yet it is fraught with problems of subjectivity, interpersonal judgment,
interpretation and misinterpretation.
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For interviewers : to gather further information about candidate competence and
qualities. Make a judgment about the person in relation to the job and the job to
person.
For applicants : to obtain further information about the job and the employer. Where
there is a competitive labour market (lots of demanding jobs to be filled but few
candidates ready to move with the right ability and experience), then the candidate
may not be desperate for the job. Confident candidates will bide their time to find the
right job and will come to the interview(s) seeking lots more information.
Public relations : There is a public relations side to recruitment - certainly for
household name and local employers - and that is to treat applicants with respect and
courtesy. Even applicants who are rejected when reflecting need to be able to say
they were treated well, given every opportunity to present themselves to good
advantage. Every candidate needs to feel they have been treated fairly and equitably
and that the interviewers made their judgments on the basis of objective criteria and
with the fullest information to hand.
Justification
1. The interview plays key part in differentiating between candidates for the same job
2. The interview serves the employing organisation is a social entity. Owners/members
want to determine who they are going to be working with. Selectors have positions of
power within the organisation. They want to appoint the most competent person
technically but not someone who will not "fit into the culture".
3. The interview - for candidates who are short-listed - provides a setting in which
documented information, test measurements and interpersonal, social value-
judgments are made.
4. Factual information is exchanged and clarified by both sides at an interview e.g. what
did the applicant decide on a specific career move, what expertise do they have on a
given area and what is the evidence for this?
5. The interview brings together data from several sources - application forms or
curriculum vitae, test results, job data. These can be assessed and intangibles - would
this person fit into the team. A social meeting is necessary.
6. Applicants want to present themselves rather than be judged mechanically e.g. on the
basis of a clinical test or form
Types of Interview
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(a) Preliminary interview : This interview is conducted at any place to secure the basic
and non-job related information. Here the candidate is given freedom to interact with
the organisation representative to ask or inform about the information on various
items or area.
(b) Core interview : It is the interaction between the candidate and the line executive or
experts on various areas of job knowledge, skill, talents etc. The interview may take
various forms.
(c) Decision making interview : After core interview over, the candidate will face decision
making interview with the Production manger, with HR manager to ascertain the
interest of the candidate, towards the organisation, work adjustment, capabilities,
emoluments, allowances and facilities. The joint decision of the managers to chairman
or the appointment authority for the performance as well as suitability of the
candidate.
Orientation
So orientation is required for overcoming employee anxiety, reality shocks and for
accommodating employees. The requirement is because of the following reasons.
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Promotion
Promotion is a reward for the employees faithfulness and hard work. If there are no
chances of promotion for a servant, he will' not work hard. Going up or advancement in rank,
status, duties, power, responsibilities and also increase in salary is referred as promotion.
Promotion changes the rank, status, designation and salary of an employee. It should be
remembered that transfer from one post to another post of the same status or responsibility
is not promotion. Similarly annual increment i.e. annual increase in the same salary scale is
also not promotion. Promotion means change of status as well as pay scale. The definition of
promotion are as follows :
A promotion is the transfer of an employee to a job which pays more money or one
that carries some preferred status.
Promotion is a term which covers a change and calls for greater responsibilities,
and usually involves higher pay and better terms and conditions of service and
therefore a higher status or rank
Promotion is the upward assignment of an individual in an organization’s hierarchy,
accompanied by increased responsibility, enhanced status and usually with higher
income.
A promotion system serves two fundamental purposes. First, it selects more able
individuals for positions of greater responsibility (the job assignment or matching function of
the promotion system) and, secondly, it motivates employees at one level to strive harder to
reach the next one.
Types of Promotion
(1) Limited Promotion : It is the promotion with higher pay within the same occupational
unit on the same job by upgradation.
(2) Dry Promotion : It is the promotion without any pay hike, might be with a new title.
(3) Multiple Chain promotion : Multiple chain promotion provide a systematic linking of
each position to several other position. Such promotions identify multi promotional
opportunities.
(4) Up and out promotion : It is the choice to the employee to accept promotion or seek
employment elsewhere.
Principles of promotion
Different principles for promotion systems are used in different organizations. Some of the
important systems are as follows. These may be used as alternatives or in combinations.
1) Principle of Seniority
2) Principle of Merit
3) Principle of Seniority-cum-Merit
4) Principles of promotion by selection
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5) Principles of time bound time bound
6) Principles of temporary promotion.
This principle has certain disadvantages also and these are as follows
Those who are senior are not necessarily fit for promotion.
Mere length of service is not a criterion of fitness.
Experience is gained by a person in the first few years of service, but
afterwards his experience does not increase indefinitely with the length of
service.
Seniority and experience are not a rational criteria.
Seniority principle does not ensure that only fittest person will be posted at
higher posts.
Inefficient and conservative persons may get promoted to higher post adversely
affecting the over-all performance of the government services.
Seniority principle is not rational and just.
Hard work, efficiency and initiative of the energetic young persons are not
rewarded.
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Physically weak, aged and less energetic persons are promoted to higher
positions where hard work, alertness and energy are required.
Principle of merit is contrary to the principle of seniority. This principle implies that
the most meritorious, best qualified and most competent person must be selected for
promotion to the higher post. The principle of merit has the following advantages :
The able and competent persons only deserve promotions and incompetent
persons should be left behind.
This principle selects the most suitable person for promotion, energy,
initiative.
Hard work, energy and efficiency are rewarded by merit principle.
This increases efficiency and competitive spirit in the administration.
It motivates the employees at the lower levels to work hard and take interest
in their work.
Both the principles of seniority and of merit have some advantages as well as
drawbacks. In practice, therefore, a third method is adopted where the seniority and merit
principles are combined for making promotions. Hence, it is considered as best method of
promotion. A sound management system will pursue a policy of properly balancing these two
factors i.e., seniority and merit. One way to adopt this method is the 'fittest amongst the
seniors' is selected for promotions. Another way of combining these two principles is that :
the minimum qualification and competence is tested and then all other things being equal the
senior most of them is preferred for promotion. This means the "senior most amongst the
meritorious" persons is selected. It is observed that in most of the countries including India,
the general pattern of promotion is based on the following lines :
1) Promotions to the higher posts are made on the basis of merit principle only.
2) Promotions to middle level posts are made on the basis of seniority-cum-merit
principle.
3) Promotions to lower level posts are made on the basis of seniority principle.
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(4) Principle of selection
In this method, employees will be promoted according to the standards of time set for
promotion to the higher cadre subject to the condition that they possess the requisite
qualification and experience for the higher cadre post. There may be some internal tests or
examinations but neither seniority nor merit will be considered here for promotion.
In this case, officers are promoted temporarily if there is any vacancy present in
higher cadre and no suitable candidates are present. There is no guarantee for permanent
promotion to cadre. However, if the progress is satisfactory, then there is scope for
permanent promotion. In some cases, eligible candidates are given temporary promotion for
higher posts with the condition that they will complete everything satisfactorily.
Up-or-out systems (UOS) are commonly found in universities, professional service firms,
and the military. In the traditional UOS, candidates are evaluated after a set period of time.
The performers above certain performance criteria are promoted while those failing to make
the grade are dismissed from the organization. In theory, the system could also include a
middle group of candidates that are neither promoted nor dismissed but this is seldom seen in
practice.
Transfer
A lateral shift causing movement of individuals from one position to another without
involving any marked change in duties, responsibilities, skills needed and
compensation.
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A lateral movement of an employee, not involving promotion or demotion, between
departments or divisions. A transfer therefore does not involve a material change in
responsibility or compensation.
A change in assignment, in which the employee moves to another job at the same
level of responsibility, demanding about the same skill and same level of pay.
Types of transfer
There are different types of transfers depending on the purpose for which transfers are
made. There are nine types of transfers.
Transfer policy
It should clarify the types and circumstances with conditions under which transfers will
be done.
The appropriate authority should initiate, approve and implement the transfer.
The policy will indicate the type of transfer.
The policy should indicate the need for the transfer.
The policy will indicate, whether it will be in a sub unit, departments, divisions or
between plants or locations.
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The transferability should examine in terms of job descriptions and responsibility,
specialization, individual background, training and needs.
The policy should indicate the pay scale, the wages and perquisites of the transferred
job and if there is any differences.
The transfer order should be done with proper communication and the time specified
for the assignment of the new job.
Separation
No Types Characteristics
7 Retirement Superannuation
Outplacement
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