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Name of the Case: Asylum Case (Colombia/Peru); Year of the decision: 1950; and Court: ICJ.
Overview:
Colombia granted asylum to a Peruvian, accused of taking part in a military rebellion in Peru. Was Colombia entitled to make a unilateral and
definitive qualification of the offence (as a political offence) in a manner binding on Peru and was Peru was under a legal obligation to provide
safe passage for the Peruvian to leave Peru?
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Peru issued an arrest warrant against Victor Raul Haya de la Torre “in respect of the crime of military rebellion” which took place on October 3,
1949, in Peru. 3 months after the rebellion, Torre fled to the Colombian Embassy in Lima, Peru. The Colombian Ambassador confirmed that
Torre was granted diplomatic asylum in accordance with Article 2(2) of the Havana Convention on Asylum of 1928 and requested safe passage
for Torre to leave Peru. Subsequently, the Ambassador also stated Colombia had qualified Torre as a political refugee in accordance with Article
2 Montevideo Convention on Political Asylum of 1933 (note the term refugee is not the same as the Refugee Convention of 1951). Peru
refused to accept the unilateral qualification and refused to grant safe passage.
(1) Is Colombia competent, as the country that grants asylum, to unilaterally qualify the offence for the purpose of asylum under treaty law
and international law?
(2) In this specific case, was Peru, as the territorial State, bound to give a guarantee of safe passage?
(3) Did Colombia violate Article 1 and 2 (2) of the Convention on Asylum of 1928 (hereinafter called the Havana Convention) when it granted
asylum and is the continued maintenance of asylum a violation of the treaty?
(1) Is Colombia competent, as the country that grants asylum, to unilaterally qualify the offence for the purpose of asylum under treaty law
and international law?
1. The court stated that in the normal course of granting diplomatic asylum a diplomatic representative has the competence to make a
provisional qualification of the offence (for example, as a political offence) and the territorial State has the right to give consent to this
qualification. In the Torre’s case, Colombia has asserted, as the State granting asylum, that it is competent to qualify the nature of the offence
in a unilateral and definitive manner that is binding on Peru. The court had to decide if such a decision was binding on Peru either because of
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treaty law (in particular the Havana Convention of 1928 and the Montevideo Convention of 1933), other principles of international law or by
way of regional or local custom.
2. The court held that there was no expressed or implied right of unilateral and definitive qualification of the State that grants asylum under
the Havana Convention or relevant principles of international law (p. 12, 13). The Montevideo Convention of 1933, which accepts the right of
unilateral qualification, and on which Colombia relied to justify its unilateral qualification, was not ratified by Peru. The Convention, per say,
was not binding on Peru and considering the low numbers of ratifications the provisions of the latter Convention cannot be said to reflect
customary international law (p. 15).
3. Colombia also argued that regional or local customs support the qualification. The court held that the burden of proof on the existence of an
alleged customary law rests with the party making the allegation:
“The Party which relies on a custom of this kind must prove that this custom is established in such a manner that it has become binding
on the other Party… (that) it is in accordance with a (1) constant and uniform usage (2) practiced by the States in question, and that
this usage is (3) the expression of a right appertaining to the State granting asylum (Colombia) and (4) a duty incumbent on the
territorial State (in this case, Peru). This follows from Article 38 of the Statute of the Court, which refers to international custom “as
evidence of a general practice accepted as law(text in brackets added).”
4. The court held that Colombia did not establish the existence of a regional custom because it failed to prove consistent and uniform usage of
the alleged custom by relevant States. The fluctuations and contradictions in State practice did not allow for the uniform usage (see also
Mendelson, 1948 and see also Nicaragua case, p. 98, the legal impact of fluctuations of State practice). The court also reiterated that the fact
that a particular State practice was followed because of political expediency and not because of a belief that the said practice is binding on the
State by way of a legal obligation (opinio juris) is detrimental to the formation of a customary law (see North Sea Continental Shelf Cases and
Lotus Case for more on opinio juris):
“[T]he Colombian Government has referred to a large number of particular cases in which diplomatic asylum was in fact granted and
respected. But it has not shown that the alleged rule of unilateral and definitive qualification was invoked or … that it was, apart from
conventional stipulations, exercised by the States granting asylum as a right appertaining to them and respected by the territorial
States as a duty incumbent on them and not merely for reasons of political expediency. The facts brought to the knowledge of the
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Court disclose so much uncertainty and contradiction, so much fluctuation and discrepancy in the exercise of diplomatic asylum and in
the official views expressed on various occasions, there has been so much inconsistency in the rapid succession of conventions on
asylum, ratified by some States and rejected by others, and the practice has been so much influenced by considerations of political
expediency in the various cases, that it is not possible to discern in all this any constant and uniform usage, mutually accepted as law,
with regard to the alleged rule of unilateral and definitive qualification of the offence.”
5. The court held that even if Colombia could prove that such a regional custom existed, it would not be binding on Peru, because Peru “far
from having by its attitude adhered to it, has, on the contrary, repudiated it by refraining from ratifying the Montevideo Conventions of 1933
and 1939, which were the first to include a rule concerning the qualification of the offence [as “political” in nature] in matters of diplomatic
asylum.” (See in this regard, the lesson on persistent objectors. Similarly in the North Sea Continental Shelf Cases the court held ‘in any event
the . . . rule would appear to be inapplicable as against Norway in as much as she had always opposed any attempt to apply it to the
Norwegian coast’.)
6. The court concluded that Colombia, as the State granting asylum, is not competent to qualify the offence by a unilateral and definitive
decision, binding on Peru.
(2) In this specific case, was Peru, as the territorial State, bound to give a guarantee of safe passage?
7. The court held that there was no legal obligation on Peru to grant safe passage either because of the Havana Convention or customary law.
In the case of the Havana Convention, a plain reading of Article 2 results in an obligation on the territorial state (Peru) to grant safe passage
only after it requests the asylum granting State (Colombia) to send the person granted asylum outside its national territory (Peru). In this case
the Peruvian government had not asked that Torre leave Peru. On the contrary, it contested the legality of asylum granted to him and refused
to grant safe conduct.
8. The court looked at the possibility of a customary law emerging from State practice where diplomatic agents have requested and been
granted safe passage for asylum seekers, before the territorial State could request for his departure. Once more, the court held that these
practices were a result of a need for expediency and other practice considerations over an existence of a belief that the act amounts to a legal
obligation (see paragraph 4 above).
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“There exists undoubtedly a practice whereby the diplomatic representative who grants asylum immediately requests a safe conduct
without awaiting a request from the territorial state for the departure of the refugee…but this practice does not and cannot mean that
the State, to whom such a request for safe-conduct has been addressed, is legally bound to accede to it.”
(3) Did Colombia violate Article 1 and 2 (2) of the Havana Convention when it granted asylum and is the continued maintenance of asylum a
violation of the treaty?
9. Article 1 of the Havana Convention states that “It is not permissible for States to grant asylum… to persons accused or condemned for
common crimes… (such persons) shall be surrendered upon request of the local government.”
10. In other words, the person-seeking asylum must not be accused of a common crime (for example, murder would constitute a common
crime, while a political offence would not).The accusations that are relevant are those made before the granting of asylum. Torre’s accusation
related to a military rebellion, which the court concluded was not a common crime and as such the granting of asylum complied with Article 1
of the Convention.
11. Article 2 (2) of the Havana Convention states that “Asylum granted to political offenders in legations, warships, military camps or military
aircraft, shall be respected to the extent in which allowed, as a right or through humanitarian toleration, by the usages, the conventions or the
laws of the country in which granted and in accordance with the following provisions: First: Asylum may not be granted except in urgent cases
and for the period of time strictly indispensable for the person who has sought asylum to ensure in some other way his safety.”
12. An essential pre-requisite for the granting of asylum is the urgency or, in other words, the presence of “an imminent or persistence of a
danger for the person of the refugee”. The court held that the facts of the case, including the 3 months that passed between the rebellion and
the time when asylum was sought, did not establish the urgency criteria in this case (pp. 20 -23). The court held:
“In principle, it is inconceivable that the Havana Convention could have intended the term “urgent cases” to include the danger of
regular prosecution to which the citizens of any country lay themselves open by attacking the institutions of that country… In principle,
asylum cannot be opposed to the operation of justice.”
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13. In other words, Torre was accused of a crime but he could not be tried in a court because Colombia granted him asylum. The court held
that “protection from the operation of regular legal proceedings” was not justified under diplomatic asylum.
“In the case of diplomatic asylum the refugee is within the territory of the State. A decision to grant diplomatic asylum involves a
derogation from the sovereignty of that State. It withdraws the offender from the jurisdiction of the territorial State and constitutes an
intervention in matters which are exclusively within the competence of that State. Such a derogation from territorial sovereignty cannot
be recognised unless its legal basis is established in each particular case.”
15. As a result, exceptions to this rule are strictly regulated under international law.
An exception to this rule (asylum should not be granted to those facing regular prosecutions) can occur only if, in the guise of justice,
arbitrary action is substituted for the rule of law. Such would be the case if the administration of justice were corrupted by measures
clearly prompted by political aims. Asylum protects the political offender against any measures of a manifestly extra-legal character
which a Government might take or attempt to take against its political opponents… On the other hand, the safety which arises out of
asylum cannot be construed as a protection against the regular application of the laws and against the jurisdiction of legally constituted
tribunals. Protection thus understood would authorize the diplomatic agent to obstruct the application of the laws of the country
whereas it is his duty to respect them… Such a conception, moreover, would come into conflict with one of the most firmly established
traditions of Latin-America, namely, non-intervention [for example, by Colombia into the internal affairs of another State like Peru]….
16. Asylum may be granted on “humanitarian grounds to protect political prisoners against the violent and disorderly action of irresponsible
sections of the population.” (for example during a mob attack where the territorial State is unable to protect the offender). Torre was not in
such a situation at the time when he sought refuge in the Colombian Embassy at Lima.
17. The court concluded that the grant of asylum and reasons for its prolongation were not in conformity with Article 2(2) of the Havana
Convention (p. 25).
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“The grant of asylum is not an instantaneous act which terminates with the admission, at a given moment of a refugee to an embassy
or a legation. Any grant of asylum results in, and in consequence, logically implies, a state of protection, the asylum is granted as long
as the continued presence of the refugee in the embassy prolongs this protection.”
NB: The court also discussed the difference between extradition and granting of asylum – you can read more on this in pp. 12 – 13 of the
judgment. The discussions on the admissibility of the counter claim of Peru are set out in pp. 18 – 19.
Additional reading (on diplomatic asylum/ also called extra territorial asylum):
© Ruwanthika Gunaratne and Public International Law at https://ruwanthikagunaratne.wordpress.com, 2008 – present. Unauthorized use
and/or duplication of this material without express and written permission from this blog’s author and/or owner is strictly prohibited. Excerpts
and links may be used, provided that full and clear credit is given to Ruwanthika Gunaratne and Public International Law with appropriate and
specific direction to the original content.
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In "Sources" (UK vs Norway) Year of Decision: 1951. and/or duplication of this material
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Posted in Cases, Sources and tagged Asylum Case, Colombia vs Peru, formation of customary international law, local custom on March 2,
2014. 20 Comments
← North Sea Continental Shelf Cases (Summary) ILC issues first report on customary international law →
20 COMMENTS
garang geng
March 9, 2014 at 12:08 AM
thanks teacher but i don´t understand the final judgement and whether Torre was handed to peruvian govt.
REPLY
The court did not ask Colombia to hand over Torre to Peru because Peru did not ask the court to make a declaration requesting
Colombia to handover Torre (see page 18 of the case). Parties only requested the Court to answer the questions set out above.
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According to this article, Torre stayed in Embassy premises for 5 years. See
http://en.wikipedia.org/wiki/V%C3%ADctor_Ra%C3%BAl_Haya_de_la_Torre
REPLY
Piyumi Jayasundera
March 10, 2014 at 10:34 PM
This is a really great blog. Thank you for all of the information. I am aspiring to begin my own blog about law, and this is great
inspiration.
REPLY
migeto
December 26, 2016 at 7:23 PM
Real great.
REPLY
Pingback: Anglo Norwegian Fisheries Case (Summary on Customary International Law) | Public International law
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msemo john
December 8, 2014 at 1:44 PM
Your summary is effective bt you can generalize hints related to customs as a part of public international law.all in all your material is
fine
REPLY
Leona Lesikito
May 28, 2015 at 6:32 PM
Great legal insights here, i have learnt so much on the application of treaties and principles of customary international law.
REPLY
Anonymous
August 12, 2016 at 2:18 PM
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Joel Amoako
September 28, 2016 at 1:27 PM
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REPLY
yog mahadeo
October 15, 2016 at 6:11 PM
REPLY
ditrick
December 21, 2016 at 7:54 PM
Thank but please I would like to know the principles used by the court in this case, help me.
REPLY
Pingback: Anglo Norwegian Fisheries Case (Summary on Customary International Law) | Public International law
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May 2, 2017 at 4:20 AM
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Dakshinie Ruwanthika Gunaratne
November 6, 2017 at 12:07 PM
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