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To cite this article: Alison E. J. Mahoney & Peter M. McEvoy (2012) Trait Versus Situation-Specific
Intolerance of Uncertainty in a Clinical Sample with Anxiety and Depressive Disorders, Cognitive
Behaviour Therapy, 41:1, 26-39, DOI: 10.1080/16506073.2011.622131
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Cognitive Behaviour Therapy Vol 41, No 1, pp. 26–39, 2012
Abstract. Intolerance of uncertainty (IU) has been most heavily implicated in the development and
maintenance of generalised anxiety disorder; however, recent research has supported the
transdiagnostic conceptualisation of IU by demonstrating that IU contributes to a broad array of
symptoms associated with multiple anxiety and depressive disorders. The aim of this study was to
examine IU firstly as a trait variable and secondly in reference to a regularly occurring, diagnostically
relevant situation in a large clinical sample (N ¼ 218). A measure of situation-specific IU (the
Intolerance of Uncertainty Scale– Situation-Specific Version; IUS-SS) is presented. The IUS-SS was
found to have a unitary factor structure and high internal consistency. Participants reported
significantly more situation-specific IU compared to trait IU. Discriminant validity was indicated by
lack of significant relationships with measures of extraversion and alcohol use. Supporting the
convergent validity and transdiagnostic nature of the scale, the IUS-SS was positively associated with
neuroticism and symptoms of generalised anxiety disorder and social phobia, and explained unique
variance in symptoms of depression and panic disorder above and beyond trait IU. Theoretical and
clinical implications are discussed. Key words: intolerance of uncertainty; transdiagnostic; anxiety;
depression; cognitive behaviour therapy
Correspondence address: Alison E. J. Mahoney, Clinical Research Unit for Anxiety and Depression, St
Vincent’s Hospital, Level 4 O’Brien Centre, 394-404 Victoria Street, Darlinghurst, Sydney, New South
Wales 2010, Australia. Tel: þ 612 8382 1407. Fax: þ 612 8382 1402. E-mail: amahoney@
stvincents.com.au
appears to be associated with a broad range with symptoms relating to social phobia, panic
of emotional disorders. disorder, agoraphobia, and depression. Given
Existing research examines IU as a trait or that the prospective and inhibitory anxiety
trans-situational variable. That is, IU has scales were uniquely associated with both
previously been explored as a general tendency anxiety and depression, McEvoy and Maho-
to appraise and respond to uncertain situations ney (2011) suggested that these factors be
in particular ways, for example, general beliefs relabelled prospective and inhibitory IU. This
such as ‘uncertainty makes me uneasy, relabeling was subsequently supported by the
anxious, or stressed’ or ‘when it’s time to act authors of the IUS-12 (R. N. Carleton,
uncertainty paralyses me’ (Buhr & Dugas, personal communication, January 11, 2011).
2002). An additional avenue of investigation is McEvoy and Mahoney (in press) further
the potential difference between trait IU and demonstrated that prospective IU (P-IU)
IU that is associated with specific situations partially mediated the relationship between
that distress people with emotional disorders neuroticism and symptoms of GAD and
(e.g., uncertainty about the cause of physical OCD, whereas inhibitory IU (I-IU) partially
symptoms of anxiety for panic disorder or mediated the relationship between neuroticism
uncertainty about the meaning of ambiguous and symptoms of social phobia, panic
social cues for those with social phobia). disorder, agoraphobia, and depression, even
Tolin, Abramowitz, Brigidi, and Foa (2003) when controlling for symptoms of other
suggested that general experiences of uncer- internalising disorders. It is noteworthy that
tainty may or may not reflect how anxious the meditational pathway explained a higher
patients feel about uncertainty associated with proportion of variance in GAD symptoms
specific situations that cause them distress. (i.e., worry) than symptoms of the other disor-
Tolin et al. (2003) were writing in reference to ders. In a community sample, Carleton et al.
OCD; however, Carleton et al. (2010) made a (2010) also found that I-IU, but not P-IU, was
similar point about those with social phobia. uniquely associated with social anxiety symp-
They speculated that the degree to which toms. This study sought to examine whether
people with social phobia can tolerate different components of IU, namely, P-IU and
uncertainty associated with social situations I-IU, were also evident within the construct of
may affect their level of social anxiety. The situation-specific IU.
question arises, how strongly is IU associated The aim of this study was to develop a
with symptoms of emotional disorders when measure of IU that indexed IU in relation to
we examine IU specifically in relation to areas diagnostically pertinent situations: the Intol-
of primary clinical concern? It is possible that erance of Uncertainty Scale – Situation-
the relevance of IU may be most apparent Specific version (IUS-SS). In order to examine
when we examine it in relation to areas of core the psychometric properties of the IUS-SS
concern for patients. and draw comparisons between trait and
Previous research has typically examined IU situation-specific IU, we sought to examine
as a unitary construct; however, recent (a) the factor structure of the IUS-SS, (b) the
research has found that certain components instrument’s internal reliability and norms, (c)
of IU are differentially associated with gender differences, and (d) relationships
28 Mahoney and McEvoy COGNITIVE BEHAVIOUR THERAPY
between the IUS-SS and measures of person- majority of the sample experienced comorbid
ality dimensions, alcohol use, and symptoms disorders; 23% of the sample met criteria for
of anxiety and depressive disorders. First, we one diagnosis, 31% with two diagnoses, 26%
hypothesised that the factor structure of the with three diagnoses, 13% with four diagnoses,
IUS-SS would replicate previous findings 6% with five diagnoses, and 1% met criteria for
(Carleton et al., 2007; McEvoy & Mahoney, six diagnoses. Comorbid diagnoses included
2011) and comprise two factors: P-IU and I- GAD (28%), social phobia (18%), OCD (8%),
IU. We also predicted that the IUS-SS will be panic disorder with or without agoraphobia
internally reliable. Second, we hypothesised (7%), depressive disorder (40%), alcohol use
that situation-specific IU would be positively disorder (13%), and drug use disorder (4%).
correlated with trait IU and neuroticism, thus
providing evidence for the scale’s convergent Measures
validity. We also expected that the IUS-SS Anxiety Disorders Interview Schedule for
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was 1.05 and kurtosis was .59; however, a transformation reduced these values to .45
square-root transformation reduced these and 2 .19, respectively. All subsequent ana-
values to .18 and 2 .44, respectively. All lyses were conducted with the transformed
subsequent analyses were conducted with the variable (AUDITsqrt).
transformed variable (PIsqrt).
Beck Depression Inventory (BDI-II). The Procedure
BDI-II (Beck, Steer, & Brown, 1996) is a 21- Participants completed the ADIS-IV and a
item measure of depression symptoms experi- battery of questionnaires (including the IUS-
enced during the previous fortnight. Internal 12, IUS-SS, PSWQ, ACQ, BSQ, SIPS, PI,
consistency (a ¼ .92) and test – retest BDI-II, EPQ-N, EPQ-E, and AUDIT) prior
reliability (r ¼ .93 over 1 week) are established to treatment at a specialist anxiety disorders
(Beck et al., 1996), and evidence for construct clinic. Participants consented for their data to
validity has been demonstrated (e.g., Dozois, be used for research purposes. The use of the
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Dobson, & Ahnberg, 1998; Osman, Kopper, data was approved by the Hospital’s Human
Barrios, Gutierrez, & Bagge, 2004). Support Research Ethics Committee.
for convergent and discriminant validity has
also been reported (Osman et al., 1997; Steer,
Ball, Ranieri, & Beck, 1997). In this study, Results
skewness (2 .06), kutosis (2 .78), and internal Situations reported in the IUS-SS
reliability (a ¼ .94, average inter-item corre- The majority of the sample (n ¼ 187) com-
lation was .41) were acceptable. pleted the IUS-SS; 159 participants described a
Eysenck Personality Questionnaire (EPQ). situation that matched their principal diag-
The 23-item neuroticism subscale (EPQ-N) nosis and 20 described a situation that
and 21-item extraversion subscale (EPQ-E) of matched a comorbid diagnosis. A match was
the EPQ were used (Eysenck & Eysenck, defined as a situation or experience that
1975). Internal consistency (a ¼ .82 for both appeared or was likely to appear as an item
subscales; Loo, 1979) and test – retest on the relevant symptom measure described
reliability (r ¼ .82 and .92 over 1 month for above (e.g., ‘mixing in a group’ from the SIPS).
neuroticism and extraversion, respectively; When the relevance of situations was unclear,
Eysenck & Eysenck, 1975) are good, and qualitative data from participants’ ADIS-IV
data demonstrating construct validity, includ- responses were consulted. A small number of
ing convergent and discriminant validity, are participants (n ¼ 5) did not complete a
extensive (e.g., Barrett, Petrides, Eysenck, & description, and three participants described
Eysenck, 1998; Caruso, Witkiewitz, Belcourt- recent financial or relationship stressors that
Dittloff, & Gottlieb, 2001; Steele & Kelly, were unrelated to their diagnoses. Situations
1976). In this study, skew was 2 1.09 and .66 were coded by one researcher (AM), although
and kurtosis was .92 and 2 .15 for the EPQ-N a subsample (n ¼ 106) was coded by an
and EPQ-E, respectively. Internal consist- additional clinical psychologist as a measure
encies were a ¼ .84 (average inter-item corre- of reliability. Agreement between coders was
lation ¼ .19) and a ¼ .76 (average inter-item good (k ¼ .64) and discrepancies were
correlation ¼ .23) for neuroticism and extra- resolved via discussion and consensus. Partici-
version, respectively. pants who completed the IUS-SS were not
Alcohol Use Disorders Identification Test. The significantly different from non-completers
10-item AUDIT (Saunders, Aasland, Babor, with respect to age, gender, number of
de le Fuente, & Grant, 1993) is a widely used diagnoses, or IUS-12 total score (all ps . .05).
screening measure that identifies hazardous
and harmful alcohol consumption. Evidence IUS-SS factor analysis
of internal consistency (a ¼ .75 – .94), conver- Table 1 shows the means, standard deviations,
gent validity, and discriminant validity is skewness, kurtosis, and corrected item-total
extensive (Allen, Litten, Fertig, & Babor, correlations for each item of the IUS-SS.
1997). Internal consistency was a ¼ .88 in this Common factor analysis (i.e., principal axis
sample (average inter-item correlation ¼ .45). factor analysis) was used to analyse the 12
Levels of skewness (1.80) and kurtosis (3.38) IUS-SS items. Oblique rotation was used
were problematic; however, a square-root because if multiple factors were derived it was
VOL 41, NO 1, 2012 Situation-Specific Intolerance of Uncertainty 31
Table 1. Factor loadings, means, standard deviations, skewness, kurtosis and corrected item-total correlations
(CITC) for the IUS-SS items
Factor
Item loadings M SD Skewness Kurtosis CITC
1. I always want to know what the future .81 3.23 1.31 2 .38 2 .56 .77
has in store for me for this situation
2. Unforeseen events associated with this .81 3.43 1.33 2 .57 2 .45 .77
situation upset me greatly
3. I can’t stand being taken by surprise in .80 3.32 1.40 2 .51 2 .77 .77
this situation
4. The smallest doubt can stop me from .79 3.28 1.40 2 .55 2 .56 .77
acting in this situation
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5. A small unforeseen event in this situation .78 3.28 1.37 2 .42 2 .84 .75
can spoil everything, even with the best
planning
6. When I am uncertain I can’t function very .74 3.49 1.22 2 .54 2 .22 .72
well in this situation
7. One should always look ahead so as to .73 3.24 1.32 2 .35 2 .79 .71
avoid surprises in this situation
8. When it’s time to act, uncertainty will .72 3.02 1.40 2 .21 2 .99 .70
paralyse me in this situation
9. I should be able to organise everything .72 3.04 1.36 2 .24 2 .98 .69
in advance for this situation
10. I must get away from all uncertainty in .70 3.09 1.29 2 .23 2 .87 .67
this situation
11. It frustrates me not having all the .68 3.07 1.37 2 .25 2 .84 .66
information I need about this situation
12. Uncertainty in this situation keeps me .61 3.65 1.25 2 .75 2 .18 .60
from living a full life
Total 39.15 12.27 2 .45 2 .25 1.00
expected that they would be correlated with (McEvoy & Mahoney 2011), criteria for
one another. Common factor analysis was removing items were if the factor loading did
used because estimates tend to replicate better not exceed .40. Given the existence of only one
with confirmatory factor analysis and our factor, cross-loadings were not relevant. All
intention was to examine relationships among items loaded above .40 (range ¼ .61 –.81, see
manifest variables to latent variables (Floyd & Table 1). The IU factor explained 55.23% of
Widaman, 1995). The highest bivariate corre- the variance.
lation between items was .72, suggesting that
item redundancy was not a significant
problem. Several methods of estimating the IUS-SS descriptive statistics and
most appropriate number of factors were internal consistency
used. First, Velicer’s minimum average partial Table 2 provides descriptive statistics for the
(MAP) and Horn’s parallel analysis (O’Con- IUS-SS and IUS-12. Participants reported
nor, 2000) were used because they have significantly more situation-specific IU than
demonstrated robust estimations in the devel- trait IU [t(167) ¼ 6.00, p , .001, h 2 ¼ .18].
opment of health measures in samples of 100 – IUS-SS internal consistency was excellent
300 subjects (Coste, Fermanian, & Venot, (a ¼ .94, average inter-item correlation ¼ .55).
1995). In addition, the eigenvalues and Scree There were no significant differences in IUS-SS
Test were examined. The MAP test, parallel mean for gender (men: M ¼ 38.77, SD ¼ 11.57;
analysis, and Scree plot indicated the presence women: M ¼ 39.51, SD ¼ 12.95) [t(185) ¼ .41,
of one factor with one eigenvalue greater than p ¼ .68, h 2 ¼ .001]. The IUS-12 means also did
1 (6.63). Consistent with previous research not differ across gender (men: M ¼ 33.47,
32 Mahoney and McEvoy COGNITIVE BEHAVIOUR THERAPY
Table 2. Means and standard deviations for the IUS- those with the respective diagnosis compared
SS, IUS-12, personality dimensions, and symptom to those without the diagnosis (all ps , .01).
measures
Symptom measure M SD
IUS-SS convergent and divergent
validity
IUS-SS 38.71 12.34 We examined evidence of convergent validity
IUS-12 34.19 12.59 for the IUS-SS via relationships with neuroti-
SIPS 30.48 14.64 cism in order to be consistent with previous
ACQ 29.69 10.21
studies in trait IU (McEvoy & Mahoney,
BSQ 43.43 16.35
PSWQ 64.75 11.12 2011). Supporting convergent validity, there
PIsqrt 4.40 2.06 were significant positive bivariate Pearson
BDI-II 22.21 11.97 correlations between the IUS-SS and the IUS-
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Table 3. Pearson Bivariate correlations between IU (trait and situation-specific) and symptom measures
BSQ and .95 with the ACQ, suggesting that measures. For each regression, P-IU and
the composite score reflected scores on both I-IU were entered in step 1, while the IUS-SS
measures. All correlations were positive and was entered at step 2. Five separate models
statistically significant ( ps , .05), which were run for the following criterion variables:
suggests that both trait and situation-specific SIPS, PSWQ, BSQ/ACQ composite, PIsqrt,
IU were associated with symptoms of inter- and BDI-II. As seen in Table 4, the IUS-12
nalising disorders. subscales explained a significant proportion of
variance in all symptoms measures. I-IU
Regression analyses examining unique significantly predicted social anxiety and
contributions of IU to symptoms depression symptoms at step 1, while P-IU
We employed a series of hierarchical multiple predicted symptoms of GAD, panic disorder,
linear regression analyses to explore if IU and agoraphobia. Part rs indicated that P-IU
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Table 4. Summary of hierarchical linear regressions for trait IU subscales and situation-specific IU predicting
symptom scores
symptoms than I-IU was, although neither related experiences for people with anxiety
was a significant independent predictor. At and depressive disorders. Further psycho-
step 2, trait IU scales continued to explain metric evaluation of the IUS-SS suggested
variance in symptoms of social phobia and that the measure demonstrated excellent
GAD, whereas situation-specific IU failed to internal reliability and good convergent
explain an additional portion of variance in validity as indicated by positive relationships
these symptoms. Conversely, situation- with neuroticism and trait IU. As predicted,
specific IU explained unique variance in this study also found evidence to support the
symptoms of depression, panic disorder, and discriminant validity of the IUS-SS as shown
agoraphobia over and above trait IU scales. via non-significant associations with measures
VIFs for each regression did not indicate of extraversion and alcohol use. We also
problematic collinearity (O’Brien, 2007; SIPS: found additional evidence for the divergent
1.77 – 2.56; PSWQ: 1.69 – 2.45; BSQ/ACQ validity of the IUS-12 via its non-significant
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composite: 1.79 – 2.67; PIsqrt: 1.65 – 2.48; association with alcohol use.
BDI-II: 1.92 – 3.05). We predicted that participants would report
more situation-specific IU than trait IU. This
prediction was supported; mean IUS-SS
Discussion scores were significantly higher than those on
IU has been most heavily implicated in the the IUS-12. This suggests that people with
development and maintenance of excessive anxiety disorders find uncertainty more
worry and GAD; however, recent research aversive when it is encountered in situations
suggests that IU contributes to a range of that are particularly difficult for them (e.g.,
symptoms across the emotional disorders social interactions for individuals with social
(Gentes & Ruscio, 2011; McEvoy & Mahoney, phobia). Previous studies have demonstrated
2011). Existing research has examined trait or associations between trait IU and symptoms
trans-situational IU. This study is the first to of internalising disorders (e.g., de Jong-Meyer
investigate IU associated with diagnosis- et al., 2009; McEvoy & Mahoney, 2011;
specific situations that are particularly distres- Steketee et al., 1998), and this study extends
sing for individuals with anxiety and depress- existing research by finding significant, posi-
ive disorders. This study sought to compare tive correlations between situation-specific IU
trait and situation-specific IU by developing a and an array of symptoms including those
measure of situation-specific IU (the IUS-SS) associated with GAD, social anxiety,
and subsequently examining its factor struc- depression, OCD, panic disorder, and agor-
ture, internal reliability, norms, differences aphobia. These results support the transdiag-
across gender, and relationships with nostic nature of IU and enrich our
measures of personality dimensions and understanding of the relationships between
symptoms associated with anxiety and IU and symptoms of emotional disorders.
depressive disorders. Our last hypothesis was that situation-
Recent research suggests that trait IU is not specific IU would explain unique variance in
a unitary construct; in student and treatment- symptoms of anxiety and depressive disorders.
seeking samples, it has been shown to consist P-IU was a unique predictor of excessive worry,
of two factors, namely, P-IU and I-IU which concurs with previous research (Buhr &
(Carleton et al., 2007; McEvoy & Mahoney, Dugas, 2006; Laugesen, Dugas, & Bukowski,
2011). Our first hypothesis was that situation- 2003; McEvoy & Mahoney, 2011). This finding
specific IU would also comprise of these two suggests that individuals with excessive worry
components; however, this hypothesis was not fear future uncertainty, which is consistent with
supported. The IUS-SS had a unitary factor the fact that worry is generally future-oriented
structure that suggests that IU in relation to or anticipatory in nature (Papageorgiou &
diagnostically pertinent situations is more Wells, 1999; Watkins, Moulds, & Mackintosh,
homogeneous than trait IU. When considering 2005). Situation-specific IU was not a unique
particularly distressing situations, the antici- predictor of worry after taking trait IU into
pation and avoidance of associated aversive account. This finding may be influenced by
uncertainty (i.e., prospective and inhibitory measurement factors in that both the PSWQ
components, respectively) appear to be highly and the IUS-12 assess trait-like constructs.
VOL 41, NO 1, 2012 Situation-Specific Intolerance of Uncertainty 35
Nevertheless, these results are consistent with (particularly for those with clinically signifi-
theoretical conceptualisations of worry and cant OCD symptoms) and thus had greater
current cognitive models of GAD, which opportunity to detect associations than the
highlight the importance and relevance of trait current study did. The OCD literature has also
IU (Dugas et al., 1998; Sexton et al., 2003; van generally used different measures of IU, and
de Heiden et al., 2010). Trait IU also predicted the IUS has been found to be more strongly
symptoms of social phobia, specifically I-IU. associated with symptoms of GAD than OCD
This replicates previous findings (Boelen & (Gentes & Ruscio, 2011).
Reijntes, 2009; Carleton et al., 2010; McEvoy & Our findings have several theoretical and
Mahoney, 2011) and indicates that inaction or clinical implications. For instance, the fact
avoidance in response to uncertainty may be that trait IU predicted worry supports the
most predictive of social anxiety symptoms. I- Intolerance of Uncertainty Model of GAD
IU was also a significant predictor of depression (Dugas, Letarte, Rhéaume, Freeston, &
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symptoms and may suggest that depression is Ladouceur, 1995; Dugas et al., 1998) as well
more strongly related to restriction and as GAD treatments that target trait IU (see
constraint in response to uncertainty. This Dugas et al., 2010). Replicating McEvoy and
concurs with McEvoy and Mahoney’s (2011) Mahoney’s (2011) findings, this study found
study and may reflect the fact that depression is that the P-IU was a more robust predictor of
generally associated with withdrawal and worry than I-IU. This aspect of IU could be
inactivity, the function of which may be to addressed in GAD treatment by challenging
imbue the individual with a sense of control and relevant unhelpful cognitions and behaviours,
certainty, albeit pessimistic and thus depresso- such as restructuring the belief ‘one should
genic (Dupuy & Ladouceur, 2008; Yook, Kim, always look ahead so as to avoid surprises’
Suh, & Lee, 2010). Situation-specific IU was a and reducing associated safety behaviours
significant predictor of symptoms associated including excessive contingency planning.
with depression, panic disorder, and agorapho- Behavioural experiments could be conducted
bia after trait IU was taken into account. That to test the true consequences of present-
is, IU specifically associated with diagnostically focused attention in the face of uncertainty,
pertinent situations contributed to the predic- rather than pursuing the unachievable goal of
tion of symptoms of panic disorder and anticipating and controlling uncertain situ-
depression over and above trait levels of IU. ations. Although excessive worry is the hall-
Again, not only do these findings support the mark of GAD, elevated worry is a common
transdiagnostic conceptualisation of IU but feature of many internalising disorders (Amer-
also suggest that disorders may differ in the ican Psychiatric Association, 1994), and thus
degree to which IU is generalised or specific to trait IU may still need to be considered when
diagnosis-related situations. formulating difficulties for individuals with
Similar to previous studies, trait and other anxiety disorders and depression. Trait
situation-specific IU correlated significantly IU, and I-IU in particular, also predicted
with OCD symptoms, and together the IUS- social phobia symptoms. Here, cognitive
12 subscales explained a significant albeit interventions may address beliefs such as
relatively small proportion of variance in PI ‘when it’s time to act uncertainty paralyses
scores (Holaway, Heimberg, & Coles, 2006; me’, whereas behavioural strategies could
Lind & Boschen, 2009; McEvoy & Mahoney, reduce avoidance via graded exposure to
2011; Steketee et al., 1998). P-IU was more uncertain situations (e.g., impromptu speeches
strongly associated with OCD symptoms than or spontaneous social interactions). On the
I-IU, which is consistent with previous other hand, situation-specific IU predicted
findings (McEvoy & Mahoney, 2011), symptoms of depression, panic disorder,
although neither remained a significant unique and agoraphobia. Thus, to address these
predictor in the model. Given that IU has been symptoms it may be helpful in treatment to
found to be robustly associated with OCD assess and modify IU in relation to specific
symptoms in previous studies (Gentes & distressing situations that are diagnostically
Ruscio, 2011), methodological differences pertinent. Existing treatment protocols often
may have influenced our results. Previous seek to modify distorted thinking and mala-
studies used considerably larger sample sizes daptive behaviours in relation to specific
36 Mahoney and McEvoy COGNITIVE BEHAVIOUR THERAPY
situations of core concern (e.g., exposure to measure of IU. The scale demonstrated a
crowded places in cognitive behavioural unitary factor structure, excellent internal
group therapy for panic disorder and agor- consistency, and good convergent and diver-
aphobia; Andrews et al., 2003). Addressing gent validity. Situation-specific IU was found
IU-related fears and avoidance behaviours to be associated with a broad array of anxiety
may be a useful adjunct to these interventions. and depression symptoms supporting the
The contribution of IU to internalising transdiagnostic nature of this construct.
disorders should not be overstated. Although Moreover, situation-specific IU predicted
various aspects of IU predicted symptoms of symptoms of depression, panic disorder, and
anxiety disorders and depression, the pro- agoraphobia over and above trait IU.
portion of variance explained was modest.
Moreover, additional constructs thought to
maintain anxiety and depressive symptoms
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