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REVIEW ARTICLE

Anti-VEGF for ROP and Pediatric Retinal Diseases


An-Lun Wu, MD,*† and Wei-Chi Wu, MD, PhD*†

been advocated by some ophthalmologists as first-line therapy


Abstract: Vascular endothelial growth factor (VEGF) is an important in treating aggressive posterior ROP (APROP) and zone I dis-
mediator of the pathological neovascularization and vascular permeabil- ease.9‒11 Additionally, anti-VEGF has been used in the treatment
ity of the eye. The increasing use of intravitreal therapies targeting VEGF of other pediatric retinal diseases known to have abnormal neo-
has revolutionized the treatment of pediatric vitreoretinal diseases. In vascularization or vascular activity.12‒14 This article reviews the
retinopathy of prematurity (ROP), the role of VEGF in pathogenesis has use of anti-VEGF for the treatment of ROP, Coats disease, and
been well recognized and the use of anti-VEGF treatment in phase 2 ROP retinoblastoma (RB).
has demonstrated promising results, particularly in severe cases of poste-
rior disease. This has made VEGF an established target in the treatment
of pediatric retinal diseases known to have abnormal vascular activity. PATHOGENESIS OF ROP
However, questions remain about late systemic and neurodevelopmen- The pathogenesis of ROP involves 2 discrete phases: a vaso-
tal effects after anti-VEGF therapy for children because intravitreal in- obliterative phase and a vasoproliferative phase.15,16 Phase 1 oc-
jection of anti-VEGF may result in systemic circulation of anti-VEGF curs from roughly from the postmenstrual age (PMA) of 22 to
agent and a corresponding suppression of systemic VEGF. We do not 30 weeks and involves relative hyperoxia and decreased VEGF
currently know whether the short-term suppression of systemic VEGF levels. Normal retinal vascular growth is retarded in phase 1. This
affects long-term neurodevelopmental outcomes because VEGF is a vital occurs as a consequence of exposure to a hyperoxic environment
supporting factor during neurodevelopment. This review article focuses due to extrauterine hyperoxia along with therapeutic oxygen de-
on the evidence for the use of anti-VEGF treatment in certain pediatric livery. Anti-VEGF drugs are contraindicated in this phase because
ocular diseases, including ROP, Coats disease, and retinoblastoma. More VEGF is not elevated.
extensive and prospective studies are warranted to further elucidate the Phase 2 occurs from roughly the PMA of 31 to 44 weeks; it
role of anti-VEGF therapy in these diseases and illustrate how we can is now understood that this period has a high risk of ROP devel-
optimally use these agents in pediatric patients. opment because increasing metabolic demands of the developing
neural retina can cause retinal hypoxia, inducing a rapid increase
Key Words: bevacizumab, Coats disease, pediatric retinal disease, in VEGF-promoting neovascularization, followed by tractional
retinopathy of prematurity, retinoblastoma, ranibizumab, treatment, retinal detachment.9,17 These findings have important implications
vascular endothelial growth factor for employing anti-VEGF as a treatment strategy for ROP during
the vasoproliferative phase. Thus, understanding the VEGF ex-
(Asia-Pac J Ophthalmol 2018;7:145–151) pression in the 2 phases of ROP may help determine the timing of
ROP management. Intravitreal anti-VEGF injection not only acts
against the VEGF that has already been released but also prevents

R etinopathy of prematurity (ROP) is a vasoproliferative disor-


der of the retina that is one of the major worldwide causes of
blindness in children.1‒4 Ablation of the avascular retina by either
the further release of VEGF if the normal vasculature continues
toward the peripheral retina. Accordingly, normal vascular devel-
opment is delayed with VEGF injection, which is why recurrenc-
cryotherapy or laser photocoagulation, as shown in the Cryother- es after treatment with anti-VEGF can happen very late.
apy for Retinopathy of Prematurity (CRYO-ROP) study5 and the
Early Treatment for Retinopathy of Prematurity (ETROP) study,6
has been regarded as a useful and effective treatment for ROP. TYPES OF ANTI-VEGF AND CLINICAL OUTCOMES
Currently, the role of vascular endothelial growth factor (VEGF) Anti-VEGF agents for ROP include bevacizumab (Avastin;
in the pathogenesis of ROP has been extensively studied and neo- Genentech Inc, South San Francisco, CA), ranibizumab (Lucen-
vascularization was found to be primarily driven by VEGF.7,8 The tis; Genentech Inc, South San Francisco, CA), pegaptanib (Macu-
understanding of the 2 discrete phases in the pathogenesis of ROP gen; Eyetech Inc, Cedar Knolls, NJ), and aflibercept (Eylea; Re-
help determine the timing of ROP treatment.9 Use of intravitreal generon Pharmaceuticals, Tarrytown, NY). Each of these agents
anti-VEGF agents has gradually gained popularity and has even has different pharmacokinetic effects, molecular sizes, structures,
and half-lives.9,11,18‒21
From the *Department of Ophthalmology, Chang Gung Memorial Hospital,
Pegaptanib is a single strand nucleotide that binds specifi-
Taoyuan, Taiwan; and †Chang Gung University, College of Medicine, cally to VEGF165 and was the first VEGF inhibitor approved by
Taoyuan, Taiwan.
Received for publication January 23, 2018; accepted March 20, 2018.
the United States Food and Drug Administration (FDA) for the
The authors have no funding or conflicts of interest to declare. treatment of wet age-related macular degeneration (AMD) in De-
Reprints: Wei-Chi Wu, MD, PhD, Department of Ophthalmology, Chang Gung
Memorial Hospital, No. 5, Fu-Hsin Rd., Taoyuan, Taiwan 33375. E‑mail:
cember 2004.22,23 However, this drug is now rarely used in most
weichi666@gmail.com. countries because it was proven to be less effective than the other
Copyright © 2018 by Asia Pacific Academy of Ophthalmology
ISSN: 2162-0989
anti–pan-VEGF compounds.
DOI: 10.22608/APO.201837 Bevacizumab is a humanized murine antiangiogenic

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Copyright © 2018 Asia-Pacific Academy of Ophthalmology. Unauthorized reproduction of this article is prohibited.
Wu and Wu Asia-Pacific Journal of Ophthalmology • Volume 7, Number 3, May/June 2018

monoclonal antibody that was originally developed for the treat- shown similar promising outcomes when using bevacizumab for
ment of metastatic colorectal cancer and has been used with good ROP in the Asian population.11,26,34
results in treating many retinopathies. Currently, bevacizumab is In the determination of risk factors for recurrent ROP after
the most commonly studied intravitreal anti-VEGF therapy for anti-VEGF treatment, APROP, extended duration of hospitaliza-
the treatment of severe ROP; it has thus far demonstrated promis- tion, and lower birth weight were found to have the greatest sig-
ing results, particularly in severe cases of posterior disease.9,24‒27 nificance.35 The characteristics of recurrence always include the
Ranibizumab, a much smaller humanized monoclonal antibody return of plus disease and the return of intravitreal neovascular-
Fab fragment, was later used with the aim of being a safer treat- ization. Late retinal detachment can occur despite early regres-
ment option. Ranibizumab binds to all VEGF-A isoforms and has sion. Recurrence can occur later even up to PMA of 69 weeks
demonstrated efficacy in the treatment of type 1 ROP.11 It is rap- after anti-VEGF therapy.36 Thus, infants treated with anti-VEGF
idly eliminated from the blood stream because of its shorter half- should be carefully watched in a prolonged follow-up because
life and thus has the potential of decreased systemic toxicity.28 of the possibility of late recurrence and the need for retreatment.
Although ranibizumab has been included in an increasing number There are 2 specific locations prone to recurrent neovasculariza-
of studies in recent years, the rate of ROP recurrence after its use tion: at the original site of the ridge and extraretinal fibrovascu-
has varied somewhat among various studies.11,29 lar proliferative complex and at the advancing edge of retinal
Aflibercept is a “VEGF trap”—a fusion protein that binds to vascularization.35,36 Laser or vitrectomy is a useful treatment for
VEGF-A with high affinity. It was approved by the FDA for the recurrence, though this depends on the severity of the recurrent
treatment of wet AMD in 2011 and it is the only antiangiogenic ROP.37,38 Of note, treatment with anti-VEGF is not a once-and-
therapy that inhibits VEGF-A and placental growth factor.30 In- done therapy. There is also a risk of delayed and incomplete reti-
travitreal administration of aflibercept should have a more potent nal vascularization (particularly for zone I eyes), and the follow-
and prolonged clinical action because of its high binding affinity up period after managing acute ROP with anti-VEGF treatment is
and estimated intraocular half-life.31,32 However, aflibercept has significantly prolonged as compared with laser photocoagulation
not been well studied in the treatment of ROP. therapy.39
Although none of these drugs have been approved to date for Although bevacizumab was the most commonly used and
intraocular use in children, many investigators have evaluated the studied anti-VEGF agent in the treatment of ROP, ranibizumab
off-label use of these agents in infants with ROP. Bevacizumab for ROP has been reported in an increasing number of studies
and ranibizumab are the more commonly used agents, whereas in recent years because of its shorter half-life and the potential
the other 2 are less frequently used for treating ROP. Anti-VEGF for decreased systemic toxicity, which is due to the lower sup-
has been used to treat ROP patients with different indications. pression of systemic VEGF. In previous comparative case series,
These treatment indications are summarized in Table 1. several authors found a higher rate of ROP recurrence in eyes
One randomized trial and a few large comparative and non- treated with ranibizumab as compared with bevacizumab.29,40‒43
comparative case series have demonstrated the efficacy of bevaci- However, Chen et al11 performed a comparative case series using
zumab with complete resolution and low recurrence rates.9,18,24,26,33 both bevacizumab and ranibizumab as the primary treatment for
A prospective randomized multicenter trial by the BEAT-ROP type 1 ROP. The results showed similar efficacy in disease regres-
(Bevacizumab Eliminates the Angiogenic Threat of Retinopathy sion and recurrence between these 2 drugs.11 Additionally, there
of Prematurity) Cooperative Group assessed the efficacy of be- were no significant differences in mean refractive errors at 1 year
vacizumab monotherapy in the treatment of premature patients of corrected age, though there was a higher chance of developing
with stage 3 ROP in zone I or posterior zone II as compared with high myopia in the bevacizumab treatment group. Thus, more data
conventional laser therapy.9 The primary outcome was defined as is needed in the future to objectively assess the effects of ranibi-
recurrence of ROP that required retreatment before a PMA of 54 zumab in ROP. After the completion of the ongoing RAnibizumab
weeks. Recurrence that required treatment occurred in 4% (6/140 Compared With Laser Therapy for the Treatment of INfants BOrn
eyes) of the bevacizumab group and in 22% (32/146 eyes) of the Prematurely With Retinopathy of Prematurity (RAINBOW) study
laser group. Analysis stratified by the zone of ROP showed that a (ClinicalTrials.gov identifier: NCT02375971), we may have bet-
significant treatment effect was found for zone I ROP (P = 0.003) ter and more objective data for ranibizumab used in the treatment
but not for zone II disease (P = 0.27). The study concluded that of ROP.
intravitreal bevacizumab monotherapy showed a significant treat-
ment benefit with bevacizumab over laser for zone I, stage 3 plus
ROP. However, because of a high percentage of Hispanic infants PERIOPERATIVE ANTI-VEGF USE IN ROP
in this study, there may be an issue with its generalizability to the The presence of vascular activity is one of the major risk
entire population. Our group has conducted several multicenter factors of surgical failure when operating on stage 4 or 5 ROP
studies in Taiwan using intravitreal injection of bevacizumab to with retinal detachment. Intravitreal injection of anti-VEGF 1
treat high-risk prethreshold ROP (type 1 ROP). These studies have week before surgical intervention for ROP has been reported as

TABLE 1. Timing in the Use of Anti-VEGF to Treat ROP

Monotherapy in type 1 ROP (zone I any stage with plus; zone I stage 3 without plus; zone II stage 2–3 with plus)
Aggressive posterior ROP
Salvage therapy after failure in laser photocoagulation
Before surgical intervention for stage 4/5 ROP

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Asia-Pacific Journal of Ophthalmology • Volume 7, Number 3, May/June 2018 Anti-VEGF for ROP

reducing neovascular activity,44,45 allowing surgeons to operate on dosage are warranted to provide proper guidance for dose selec-
a vascularly inactive or “quiet eye” rather than on an active one. tion in these patients.
This might contribute to better results in some of these cases, in-
cluding shorter surgery time, higher percentage of lens preserva-
tion, higher percentage of anatomical reattachment, and possibly ADVANTAGES OF ANTI-VEGF IN TREATING ROP
better vision outcomes.44 However, caution is necessary regarding Laser photocoagulation does not affect the VEGF already
the possible adverse effects of anti-VEGF management. Acute present in the vitreous fluid because the peripheral retina ablative
contraction of the proliferative membrane after an intravitreal procedure destroys the peripheral retina and inhibits the produc-
injection of anti-VEGF in advanced ROP has been reported.46,47 tion of VEGF only in the unvascularized retina. However, anti-
Therefore, it is especially important to inject an anti-VEGF drug VEGF agents are able to neutralize the VEGF in the vitreous fluid
at the right time to maintain balance between the neovascular directly; thus, they may have more rapid response than laser pho-
regression and avoiding the development of fibrous tissue with tocoagulation. Moreover, there are several potential advantages
traction on the retina when a retinal detachment is already pres- of anti-VEGF treatment over laser photocoagulation, as summa-
ent. Although the optimal administration time before surgery has rized in Table 2.9,53 First, anti-VEGF had a better success rate in
not yet been defined, 1 week after delivering the anti-VEGF drug zone I ROP or APROP cases when compared with laser therapy.
is the most common interval that offers improved outcome of the Approximately 27% to 47% of posterior zone I cases continue to
subsequent vitrectomy.44,45 progress to retinal detachment even with the timely application of
laser ablation in the peripheral retina.54,55 On the contrary, in our
prior study, none of the eyes with zone I ROP, which consisted of
INJECTION TECHNIQUE AND TREATMENT DOSE 10% with type 1 ROP, progressed to retinal detachment after re-
The injection technique in pediatric eyes is quite different ceiving intravitreal bevacizumab injection.26 Several studies also
from that which is used in adult eyes. There are certain consider- support the observation that posterior location of the disease has
ations before performing anti-VEGF injection for pediatric eyes, a better prognosis when treated with anti-VEGF.9,24,33,56 Secondly,
including the appropriate injection site, needle gauge, and injec- most laser photocoagulation needs to be performed under general
tion angle.26 Surgeons need to be very familiar with the technique anesthesia with intubation, which altogether is a time-consum-
before applying this treatment to avoid damaging either the lens ing procedure. On the contrary, the administration of anti-VEGF
or the retina because the lens is disproportionately large in pre- is a much shorter procedure and therefore can be performed at
term babies, and newborns do not have a well-developed pars pla- the bedside without the need for intubation. This is easier and
na. After aseptic procedures, we suggest that the injection should safer for cases with unstable systemic conditions. Additionally,
be performed with a 30-gauge needle at the pars plicata, which intravitreal injection of anti-VEGF may still be given in cases
is typically 1 mm posterior to the limbus.26 The injection angle with media opacity, presence of tunica vasculosa lentis, or poor
begins almost perpendicular to the globe. After the needle has pupillary dilation. It would be difficult to apply laser photocoagu-
passed the lens equator, the tip of the needle is slightly directed lation in these patients with hazy media and poor visualization
toward the center of the eyeball. Postoperative topical antibiotics of the retina. Third, ROP treated with anti-VEGF is more likely
can be used for a few days. Potential complications associated to remain emmetropic and less likely to develop myopia or high
with intravitreal injection, including cataract, endophthalmitis, myopia when compared with the laser treatment group.20,57 It is
and retinal detachment, need to be monitored closely after anti- possible that anti-VEGF agents preserve more peripheral retina,
VEGF injection. retain more anterior segment growth factors, and allow the ante-
There is no definite conclusion regarding the optimal dose rior segment growth to proceed with flatter corneas, deeper ante-
of any of the anti-VEGF medications for ROP.48,49 Most previ- rior segments, and thinner lenses.58 Finally, anti-VEGF injection
ous studies have used 0.625 mg/0.025 mL for bevacizumab and may allow retinal vasculature to further vascularize toward the
0.25 mg/0.025 mL for ranibizumab, both half of the respective peripheral retina, leaving an increased area of viable retina and
adult dose, when applying this procedure. We still do not know reducing the possible permanent visual field defect in ablative
the long-term effects of suppressed VEGF systemically after anti- laser therapy. However, this hypothesis needs to be confirmed by
VEGF use locally in the eyes of these premature patients because future study.
these drugs may leak into systemic circulation.50,51 Case series
have reported that a lower dose of 0.375 mg bevacizumab was
effective in regression of retinal neovascularization in ROP.49 OCULAR AND SYSTEMIC COMPLICATIONS
Moreover, a dose of bevacizumab as low as 0.031 mg was also Possible ocular complications related to anti-VEGF agents
effective in a masked phase 1 dose de-escalation study.52 Con- include cataracts, endophthalmitis, vitreous hemorrhage, prereti-
sequently, further investigations to test the most optimal drug nal hemorrhage, transient vascular sheathing, and retinal detach-
ment.34 Table 3 summarizes the possible complications associated
with anti-VEGF for ROP. Although ocular complication rates
TABLE 2. Advantages of Anti-VEGF Over Laser in Treating ROP in the literature were low,59 these complications could be quite
Increased success rate for zone I disease or aggressive posterior ROP damaging to vision and therefore these infants should be closely
Better for cases with media opacity, tunica vasculosa lentis, and rigid pupil monitored for potential complications after intravitreal injection
Easier for cases with unstable systemic conditions of anti-VEGF. In a multicenter study in Taiwan, our data dem-
Less likely to develop myopia or high myopia onstrated that vitreous or preretinal hemorrhage occurred in 8%
Allows retinal vasculature to further vascularize toward the peripheral retina of eyes and transient venous sheathing in 4% of eyes, both of
which were noted as complications of intravitreal bevacizumab

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Wu and Wu Asia-Pacific Journal of Ophthalmology • Volume 7, Number 3, May/June 2018

injection; however, vitreous or preretinal hemorrhage had later unsuccessful treatment (who finally received both bevacizumab
resolved in all of the treated eyes, and sheathed vessels had re- and laser photocoagulation) showed higher detrimental neuro-
perfused during subsequent follow-up.34 Some serious adverse developmental outcomes.65 Although anti-VEGF treatments are
events include retinal breaks, bilateral vascular attenuation with well tolerated in eyes, more research is needed to verify the long-
subretinal perivascular exudates, and optic atrophy, which were term safety regarding the neurodevelopment of these children af-
reported in a case series from India.60 ter their use.
Another concern from treatment-induced complications is
termed “ROP crunch,” which denotes fast progression to trac-
tional retinal detachment due to the constriction of proliferative ANTI-VEGF IN COATS DISEASE
tissues if anti-VEGF injection was performed in the presence of Coats disease is an idiopathic exudative retinopathy charac-
significant tractional force. This can cause a significant increase terized by idiopathic retinal telangiectasia and retinal exudation.
of traction and funnel-shaped retinal detachment and results in It is usually unilateral and occurs mostly in young males within
poor outcomes.46,47 the first decade of life. It can cause severe visual loss as a result
Virtually all publications have warned of possible systemic of exudative retinal detachment.66,67
complications due to VEGF suppression after intravitreal injec- Some studies have proposed the pathogenesis and pathologi-
tion of anti-VEGF in newborns. In an animal study, intravitreal cal processes in Coats disease. The pathologic features of blood-
injections of bevacizumab at an early age could result in more retinal barrier breakdown with abnormal endothelial permeability,
systemic bevacizumab exposure.61 Sato et al62 have found evi- particularly the absence of endothelium and pericytes in aberrant
dence of depression of systemic VEGF levels in premature infants retinal blood vessels,68 could secondarily result in telangiectasis
for at least 2 weeks after the administration of either 1 or 0.5 mg and leakage of the retina.69 Further, some studies suggest that
intravitreal bevacizumab injections in ROP patients. A study of there may be a genetic cause. It is hypothesized that people with
ours has further shown that VEGF levels were depressed for 2 Coats disease may have a mutation in the NDP gene,70 which re-
months due to the leakage of bevacizumab into systemic circula- sults in a deficiency of norrin, a protein thought to be important
tion in type 1 ROP patients who were treated with intravitreal for normal retinal vasculogenesis.71 Notably, investigators have
bevacizumab injections.51 In comparison with bevacizumab, ra- demonstrated that VEGF may play a major role in the pathogen-
nibizumab injection for ROP resulted in no or barely detected esis of Coats disease. They found an increased level of VEGF in
suppression of systemic VEGF in a prospective study recently eyes with Coats disease and a significant decrease in VEGF after
published.50 Vascular endothelial growth factor plays an impor- injection of intravitreal injection of anti-VEGF agents.72,73 The
tant role in neurogenesis and organogenesis in preterm newborns, ischemic drive in Coats disease may lead to high VEGF levels in
and deprivation of serum VEGF may have long-term effects on the ocular fluid, which may also contribute to the increased per-
the development of the central nervous system and other systems. meability of the telangiectatic blood vessels leading to lipoprotein
A retrospective observational study has revealed that preterm in- leakage and subsequent exudative retinal detachment. Thus, anti-
fants treated with bevacizumab had higher odds of severe neuro- VEGF has been proposed in the treatment of Coats disease as an
developmental disabilities as compared with the laser treatment adjuvant therapy.
group.63 However, several limitations, including selection bias, There are case reports and small case series in the litera-
inconsistent treatment indication, coexisting confounding fac- ture concerning the treatment of Coats disease with anti-VEGF
tors, and the retrospective nature of the study, render its conclu- agents.13,74,75 Results of intravitreal injections of anti-VEGF
sions uncertain. In contrast, the study by Martínez-Castellanos et agents are variable. Although a favorable response in some pa-
al64 did not show any neurodevelopmental impact 5 years after tients could have significant improvement in best-corrected vi-
the use of intravitreal bevacizumab injections in ROP patients. sual acuity, most patients maintained their visual acuity with or
We also conducted a study on the neurodevelopmental outcome without reduction of subretinal fluid and exudation. It is very
2 years after laser and/or intravitreal injections of bevacizumab important to mention that risks exist in the use of bevacizumab
for infants with ROP. There was no difference in neurodevel- for patients with Coats disease. Intravitreal bevacizumab should
opment noted for those who received only bevacizumab versus be used with caution in patients with Coats disease in addition to
only laser treatment. However, those sicker infants who required standard therapy, such as laser photocoagulation or cryotherapy,
rescue therapy with laser or bevacizumab injection after initial, because such treatment can lead to the development of vitreoreti-
nal fibrosis and tractional retinal detachment.13 In summary, anti-
VEGF may reduce exudation or subretinal fluid in Coats disease
TABLE 3. Possible Complications Associated With Anti-VEGF for ROP and has the potential to work as an adjuvant therapy for retinal
Cataract ablative procedures to provide better results.
Endophthalmitis
Retinal tear
Retinal detachment ANTI-VEGF IN RB
Transient vascular sheathing Retinoblastoma is the most common primary malignant in-
Preretinal hemorrhage traocular cancer in children. Fortunately, RB is a treatable cancer,
Vitreous hemorrhage which is curable if it is diagnosed early enough. The priority of
Vascular attenuation with subretinal perivascular exudates RB treatment is to preserve the life of the child, then to preserve
Acute contraction of the proliferative membrane vision, and then to minimize complications or adverse effects
Neurodevelopmental delay of treatment.76 However, subretinal and vitreous seeding due to
late diagnosis make enucleation common for these patients and

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Asia-Pacific Journal of Ophthalmology • Volume 7, Number 3, May/June 2018 Anti-VEGF for ROP

multimodal therapy is frequently needed to improve the chances Ophthalmol. 2012;96:356‒359.


of survival and the quality of life of these RB patients.77 14. Quiram PA, Drenser KA, Lai MM, et al. Treatment of vascularly active
Angiogenesis is required for tumor growth and expansion. familial exudative vitreoretinopathy with pegaptanib sodium (Macugen).
Significant elevation of VEGF levels in patients with RB has Retina. 2008;28:S8‒S12.
been reported in previous studies.78‒80 Therefore, the anti-VEGF 15. Hartnett ME, Penn JS. Mechanisms and management of retinopathy of
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