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136 Evolutionary Anthropology

ARTICLES

The Adaptive Nature of Culture


MICHAEL S. ALVARD

Some have argued that the major contribution of anthropology to science is the culture literature are important. While
concept of culture. Until very recently, however, evolutionary anthropologists have there may not be a consensus as to the
largely ignored culture as a topic of study. This is perhaps because of the strange type of social learning common in var-
bedfellows they would have to maintain. Historically, anthropologists who claimed ious species, the discussion points us at
the focus of cultural anthropology tended to be anti-science, anti-biology, or both. the salient aspects of the phenomenon.
Paradoxically, a segment of current mainstream cultural anthropology has more or If behavioral variation not attribut-
less abandoned culture as a topic. It is particularly ironic that in spite of a growing able to ecological or genetic variation
awareness among evolutionary anthropologists that culture is critical for under- is considered, culture is widespread
standing the human condition, the topic of culture has fallen out of favor among among animals.17 For example, Leve-
many “cultural” anthropologists.1,2 bre and Palameta18 give nearly one
hundred nonhuman animal examples
of what they term cultural variation in
The scientific study of culture is expressed as patterns of firing neu- foraging behavior. A recent review by
made difficult because many of its rons.3–5 Notice I do not say that cul- Whiten and coworkers,12 report thirty-
definitions are ideational in nature. ture can be reduced to nothing but nine different behaviors that they argue
This creates nervousness among ma- firing neurons, but the work of the vary culturally across seven well-estab-
terial-minded anthropologists be- cognitive neurosciences provides lished field sites of different chimpan-
cause such definitions imply that cul- strong support for the physical exis- zee communities. Female guppies ob-
ture is ethereal, superorganic, and tence of mental representations. The serve other females and copy their mate
immaterial. This apprehension is un- Cartesian mind-body duality is clearly choice decisions.19
warranted. Analogous to data that ex- wrong.6 While some of these animal tradi-
ists physically on the surface of re- It is fair to say that a consensus has tions are surely maintained through
cording media such as a compact disc, been reached among evolutionary an- social transmission, not all such social
culture takes material form as infor- thropologists to define culture mini- learning will bring about sustained
mation stored in the gray matter of mally as socially transmitted informa- cultural change. Tomasello, Kruger,
very material brains. How this hap- tion.7–12 This definition contrasts and Ratner,20 and others have spent
pens is beyond the scope of this paper, social learning with individual learn- considerable time showing that the
but neurobiologists are working to ing where individuals learn on their social learning common in nonhuman
show how mental representations are own about some feature of the envi- primates is not imitation in the strict
ronment.13 It has been well docu- sense. Imitation happens when an in-
mented that most animals, to some dividual observes a conspecific and re-
extent, can learn on their own through produces the behavior of the model.21,22
Michael Alvard is an Assistant Professor trial and error about important fea- Although the words are often used in-
of Anthropology at Texas A & M Univer- tures of their environment.14 In con- terchangeably, I prefer the more gen-
sity. He uses evolutionary theory to learn
about human behavior with a current fo- trast, cultural information is learned eral term “observational learning.”
cus on issues related to cooperation. He from conspecifics. While this distinc- Imitation implies behavioral duplica-
has worked in Amazonian Peru with Piro tion is a simple one, there are a variety tion where one observes a behavior
and Machiguenga Indians, with Wana
blowgun hunters and trappers in central of ways that information can be ob- and subsequently repeats it. While
Sulawesi, Indonesia, and recently with the tained socially, and these differences there are benefits to imitating the be-
Lamalera whale hunters of Lembata, In- havior of others, valuable information
donesia. E-mail: alvard@tamu.edu
can have large effects on the nature of
evolutionary process and adaptations. can be obtained via observational
Much of the debate in the nonhuman learning without repeating the behav-
Key words: adaptation; coordination; theory of animal literature revolves around vari- ior. In fact, much is learned by not
mind; game theory
ous social learning mechanisms and imitating the mistakes made by oth-
which animal species are capable of ers.
Evolutionary Anthropology 12:136 –149 (2003) each.15,16 Although the details of the ar- Tomasello20,22 and others argue
DOI 10.1002/evan.10109
Published online in Wiley InterScience guments will not be presented here, that most of what is attributed to im-
(www.interscience.wiley.com). these definitional battles in the animal- itation or observational learning in
ARTICLES Evolutionary Anthropology 137

primates is better described as local dependent on previous steps.27 Young culture and a group led by Boyd and
enhancement (also referred to as chimpanzees might learn via local en- Richerson7 who have specifically fo-
stimulus enhancement). Different hancement how to use stones to open cused on models of cultural transmis-
from imitation, local enhancement is palm nuts on their own.32 It is also sion.
an increased probability that individ- possible that an individual might Many behavioral ecologists, for ex-
uals will learn a trait on their own make an innovative improvement; ample, developed a general view that
because they are exposed to the con- say, sharpen the hammer using a flak- minimized the importance of culture
ditions that make the trait’s acquisi- ing technique. Without direct obser- as an independent variable for ex-
tion more likely.10,23 Tomasello sug- vational learning, however, this inno- plaining behavior. Sometimes re-
gests that young chimpanzees learn vation would be lost to future ferred to as the argument from natu-
tool-use this way. Young chimpanzees generations of chimpanzees. Kummer ral origins,7 it proceeds in several
follow their mothers to termite and Goodall33 argue that many cre- steps. To start with, cultural ability is
mounds where they are in close prox- ative acts of intelligence are unob- correctly viewed as a product of natu-
imity to both tools and termites, and served in chimpanzees because they ral selection. Learning capabilities
where the likelihood that they will are not culturally preserved within the and psychological mechanisms that
learn termiting on their own is signif- population. use cultural information would not
icantly increased. Tomasello10,21,22 of- It is cumulative cultural adaptation have evolved if they produced behav-
fers local enhancement to cast doubt that sets human apart from other an- iors that were random with respect to
on the classic example of animal cul- imals.21,22,28 As Tomasello21 notes “In- biological fitness.9,38,39 Thus, the argu-
ture: Japanese Macaque potato-wash- deed, the most distinctive characteris- ment goes, there should be a direct
ing.24,25 Contrary to the predictions of tic of human cultural evolution as a relationship between cultural norms
imitation models, potato-washing be- process is the way that modifications and what maximizes inclusive fitness
havior spread slowly across the popu- to an artifact or a social practice made (see Irons40 for an early exposition of
lation of monkeys. In addition, the by one individual or group of individ- this idea). If cultural mechanisms pro-
rate of trait acquisition did not in- uals often spread within the group, duce behavior that reduces fitness,
crease as the number of washers in- culture would be selected against.
creased. That is, the predicted Therefore, the argument continues,
S-shaped cumulative adoption curve It is cumulative cultural behavior will enhance fitness regard-
common when innovations spread via less of whether transmission is cul-
imitation was not apparent in the ma- adaptation that sets tural or biological, and acultural mod-
caque case.26,27 Boyd and Richerson28 human apart from other els should make the same predictions
point out that most of the cultural be- as ones that include culture. While
havior observed in nonhuman ani- animals. such a view does not necessarily argue
mals, like potato washing, is simple that culture does not exist, adaptive
and easily learned by individuals on behavioral variability can be pre-
their own in each generation. This is dicted without reference to it.9
not the case for most of the behaviors and then stay in place until some fu- From this view, the complexities of
learned culturally by humans. Imita- ture individual or individuals make cultural processes are avoided when
tion has also been difficult to demon- further modifications and these then cultural variation is attributed to what
strate in controlled laboratory condi- stay in place until still further modifi- biologists refer to as phenotypic plas-
tions even among animals that are cations are made.” ticity. Phenotypic plasticity occurs
otherwise very intelligent.29,30 While it when one genotype produces an array
may occur in some instances, true im- of adaptive phenotypes depending on
itation among nonhuman animals
CULTURE AND BEHAVIORAL environmental context.41– 43 Tooby
seems to be exceptional.31 ECOLOGY and Cosmides44 call such human be-
The difference between observa- Coinciding with a series of theoreti- havioral variability evoked culture,
tional learning and local enhance- cal developments in the fields of biology defined as innate information (con-
ment is important. Via local enhance- and ecology, much of it synthesized in tent) that resides in human heads, ex-
ment, there is no mechanism for E.O. Wilson’s book Sociobiology,34 a pressed contingently and adaptively in
innovations to be incorporated and number of social scientists interested different environments. The school of
passed on to others. That is, there is in an evolutionary approach to hu- cultural ecology has a similar approach
no way for cultural complexity to de- man behavior delved deeply into the except that the arguments are not evo-
velop if local enhancement is the sole animal behavior literature and devel- lutionarily informed.45,46 Tooby and
cultural mechanism. Tomasello21,22 oped lines of research focused around Cosmides use the term to demonstrate
terms the pattern of imitation, modi- subsistence activities and social be- how standard social science has failed
fication, and transmission the “ratchet havior.35–37 Among evolutionarily in- to discriminate between variability
effect.” Without imitation, the ratchet formed anthropologists interested in caused by innate content-specific phe-
effect is not possible. It is readily seen human behavior, however, there has notypic plasticity and that caused by
with technological design and use in- been a divergence between those who transmitted culture. While it is true
volving a series of complex steps, each have tended to minimize the role of that standard social science has dis-
138 Evolutionary Anthropology ARTICLES

counted an innate human psycholog- viding views of the surrounding area great, yet groups are able to maintain
ical architecture, using the term and many landmarks to guide way- cultural integrity in spite of living in
“evoked culture” is unfortunate and ward children home. close proximity to others. Some con-
oxymoronic. Culture is critically de- As Cronk9 has noted, these sorts of temporary urban areas are good ex-
fined as socially transmitted informa- optimization models have been very amples: Ethnic groups such as Afri-
tion rather than innate and emergent. successful at predicting human be- can-Americans, Chinese, and Hassidic
There is much contingently and adap- havior, especially among small-scale Jews live in close physical proximity
tively emergent behavior found societies. In the preceding study, the yet behave in strikingly different ways
among nonhuman animals that data are good and the arguments are with respect to language, religion, and
should be not be defined as culture.47 convincing. Using Tooby and Cos- dress.52 This is the very stuff of cul-
Such behavior should not be de- mides44 term the variability in child tural anthropology.
scribed as cultural for humans either. foraging patterns is “evoked” from A well-studied example examines
Variability in subsistence behavior ecological differences. The behaviors the greater rates of homicide in the
by children provides an example of are adaptive within the respective envi- southern compared to the northern
human phenotypic plasticity. Blurton- ronments in terms of optimizing moth- United States. The difference is espe-
Jones and Hawkes48 and Blurton- ers’ and children’s return rates.48,49 If cially apparent for homicides that in-
Jones, Hawkes, and O’Connell49 ex- such a research paradigm is successful, volve arguments or conflicts rather
amined behavioral variability in why is it important to incorporate cul- than those committed as part of a fel-
foraging among hunting and gather- ture within an evolutionary approach ony. Nisbett and Cohen53 attribute
ing children. Interested in the impli- this difference to the great number of
cations for human life-history evolu- Scotch-Irish herding people who col-
tion, they examined differences in . . . why is it important to onized the south in contrast to the
child foraging patterns between the incorporate culture farmers that immigrated to the north.
Hadza and !Kung. Both of these In the absence of a state, herders often
groups live in sub-Saharan African sa- within an evolutionary develop a culture of honor that favors
vanna, gather with digging sticks, approach to human aggressiveness and willingness to kill
hunt with poison-enhanced bows and to protect the loss of herds.54 –56 Al-
arrows, and harvest many of the same behavior? A primary though that likely was adaptive in the
types of resources. Observations show reason is that, in spite of past, such a preference is unlikely to
that !Kung children forage little until be optimal in modern twenty-first-
they are well into their teen years. In
excellent work like that century America, yet Nisbett and Co-
contrast, Hadza children are active cited, much behavioral hen show convincingly that modern-
foragers from an early age (⬍5 years). diversity in humans day southerners are very different
Using a detailed analysis of empirical from northerners in their attitudes to-
and experimental foraging data, these populations cannot be ward violence and their propensity to
researchers have shown that ecologi- accounted for by engage in violence, as well as their
cal differences, primarily the spatial physiological response to insult.
distribution of food and water re- genetic or ecological Granted that the difference between
sources, and the differences in the differences. farmers and herders discussed in Nis-
processing requirements of the differ- bett and Cohen’s book can be con-
ent foodstuffs gathered by these strued as ecological in origin, it is
groups, explain the observed behav- difficult to understand without in-
ioral variability. There is a lack of voking cultural processes why such
nearby resource opportunities for to human behavior? A primary reason differences persist generations after
!Kung children comparable to the eas- is that, in spite of excellent work like the subjects’ ancestors ceased to en-
ily accessible Baobab patches avail- that cited, much behavioral diversity gage in their respective subsistence
able to Hadza children, and return in humans populations cannot be ac- tasks.
rates for the !Kung children are corre- counted for by genetic or ecological Another example comes from the
spondingly low.49 !Kung children do differences.9,50,51 People in similar en- whaling communities of Lamalera
not follow their parents to distant vironments vary in ways that are un- and Lamakera, Indonesia. Until quite
mongongo nut patches because likely to be the result of genetic differ- recently, both practiced traditional
younger children interfere with adult ences. People behave in ways that whaling.57–59 Lamalera villagers still
efficiency; older children’s time is bet- suggest that history provides con- rely on subsistence whaling for their
ter spent processing nuts back at the straints that must be incorporated living; Lamakera villagers occasion-
camp. In addition, the !Kung land- into otherwise sound optimization ally whale, but now are rapidly mov-
scape is monotonously flat, addition- models. ing toward a more mixed economy.
ally discouraging children from forag- The strength of culture to maintain Traditionally, both practiced coopera-
ing because they can easily become differences between groups that share tive big-game hunting for large-bod-
lost or prey for predators. The Hadza environments is most apparent in ied marine mammals, primarily
landscape, in contrast, is broken, pro- contemporary times where mobility is whales and ray. While both hunt
ARTICLES Evolutionary Anthropology 139

whales, in Lamalera the men hunt the nutritional burden of observed ta- cause of the its Lamarckian nature,
toothed whales and taboo baleen boos is small (1% to 2% of lifetime culture transmission allows individu-
whales, while in Lamakera toothed calories are rejected), women are par- als to adapt more quickly to changing
whales are taboo and only baleen ticularly vulnerable. Some women environments than is possible under
whales are pursued. The Lamalerans with higher taboo burdens suffer re- either a strictly genetic mode of trans-
report that baleen whales are too big duced reproductive success.69 While mission or a system that includes only
and dangerous to pursue; paradoxi- foraging theory is a powerful tool for individual trial-and-error learning.71
cally, the Lamakerans make similar understanding resource choice, there Second, at least among humans, cul-
claims about toothed whales. While is enough uncertainty to warrant con- tural information can accumulate,
there are a number of interesting pos- sideration of additional independent providing individuals access to infor-
sibilities that might explain this vari- variables. mation about events they never person-
ation in prey choice, it is difficult to ally experienced— both past events (his-
imagine an ecological hypothesis in- tory) and recent events experienced by
dependent of cultural transmission to peers. Finally, the nature of cultural
explain these differences. One un- transmission facilitates positive assort-
tested hypothesis is that the difference Intuitively, because of ment and related benefits obtained via
in prey choice developed as a form of collective action. Using socially trans-
competitive exclusion maintained via
the its Lamarckian mitted information, people can make
cultural transmission.60 nature, culture predictions about the intent of others,
This example from Lamalera raises preferentially assort with others who
an interesting issue. One motivation
transmission allows have similar or complementary inten-
of optimal foraging theory was to for- individuals to adapt tions or capabilities, and reap the ad-
malize analyses in order to learn if more quickly to vantages of coordinated activities.
food avoidances were only cultural or, In many contexts, it is better simply
rather, related to adaptive choice. One changing environments to copy a successful model than to
success of foraging theory has been to than is possible under spend what could be substantial time
show that much of the variation in and energy learning for one’s self what
prey choice is related to return-rate either a strictly genetic is best. It may be better simply to
maximization. Hill and Hawkes,61 for mode of transmission or adopt the techniques to make the
example, argue that some taboos are same type of pottery that your mother
the result of species falling out of the
a system that includes makes, for example, than to spend the
optimal diet where otherwise pursu- only individual trial-and- time and energy learning for yourself
ing these species would lower return error learning. Second, the wide variety of pottery techniques
rates. While this argument is convinc- and choosing one that you determine
ing for a number of cases, variations at least among humans, to be best. In other words, imitation
in food preferences remain among the cultural information can allows individuals to avoid costly trial-
most challenging of anthropological and-error learning.72
problems, and still provide a nagging accumulate, providing In a model that examined the fre-
thorn in the side of an acultural be- individuals access to quency-dependent nature of cultural
havioral ecology.62– 65 Most readers adaptation, Rogers73 demonstrated
know that in Asia dog is eaten with
information about that this answer is incomplete. As im-
pleasure; in Europe, horse is con- events they never itators become increasingly common
sumed with gusto, yet maize is rele- in a group of learners, the probability
gated to fodder and not considered
personally increases that imitators will copy
food fit for humans. In the United experienced . . . other imitators and acquire the wrong
States, most people have very differ- behavior. Thus, the advantage that ac-
ent views of these resources. crues to imitators declines propor-
Smith66 argued that food acquisi- tionally to their frequency in the pop-
tion is just the type of activity where ulation. As Henrich and McElreath
one might expect the costs of trial- HOW IS CULTURE ADAPTIVE? (this volume) show in greater detail,
and-error learning to be low enough The cognitive mechanisms that al- Rogers demonstrates that the equilib-
that individuals would be able to de- low humans to transmit and receive rium outcome is a mix of learners and
tect and reject nonoptimal, culturally social information surely evolved via imitators who both have the same fit-
imposed food choices. This seems a natural selection. From an evolution- ness as learners do in a population
reasonable point, yet we still see ary perspective, cultural transmission where there are no imitators. Since
anomalous results. Recent work by is a very interesting adaptive strategy the fitness of learners is independent
Aunger67,68 among horticulturalists and fair game for the adaptationist of the number of copiers, a population
and Pygmy foragers living in the Ituri program.70 One can hypothesize that of mixed learners and copiers has the
Forest of Zaire, for example, suggests cultural ability provides a number of same fitness as one composed only of
that food taboos are common. While selective advantages. Intuitively, be- learners. Although natural selection
140 Evolutionary Anthropology ARTICLES

favors imitation, the average fitness of individual learning and imitating. In- change rapidly, then imitation is in-
the population does not increase and dividuals first attempt to learn about sufficient because potential models,
the species is not more competitive. the state of the environment on their like parents, are unlikely to possess
own, but because learning can be accurate information for current con-
costly and error-prone, individual ditions.83 Boyd and Richerson con-
CULTURE AND SELECTIVE learners can come to incorrect conclu- clude that social learning has an advan-
LEARNING sions concerning the best behavior to tage when environmental variation is
adopt. According to Boyd and Richer- high, but not too high.
What then, does culture do? Social son’s model, natural selection selects An ethnographic example comes
learning is adaptive when it makes in- a threshold value of d, a parameter from the Indonesian village of La-
dividual learning more effective, ar- that determines the reliance on indi- malera. Net fishing and cooperative
gue Boyd and Richerson.71 Cultural
vidual learning (see Box 1). If d is whaling are the two major alternative
organisms can engage in individual
large, individuals require hard evi- subsistence strategies for males in the
learning if costs are low and success
village. Long-term estimates of return
likely; otherwise, they can imitate oth-
rates show that whale hunting pro-
ers. If learning can be done more se-
vides hunters with greater average
lectively, the fitness of individual
learners can increase.
. . . there is much benefits than does fishing.57 Whale
harvests vary considerably from year
This ability can provide many ad- evidence to suggest to year, so that a naı̈ve individual
vantages because there is much evi- that individual learning would spend years on his own obtain-
dence to suggest that individual learn-
is not always easy, and ing a sufficiently large sample to de-
ing is not always easy, and human
termine that whaling is the best strat-
decision making not as rational as human decision making egy in the long term, which the long-
economists have led us to believe. In
spite of our somewhat vainglorious not as rational as term data suggest it is. If a hunter
were to rely on just one year’s worth of
view of ourselves as cognitively gifted economists have led us experience, he could easily come to
rationalists, much data from cognitive
psychology and experimental econom- to believe. In spite of our the wrong conclusion. In 1999, for ex-
ample, Lamalera experienced a very
ics show that humans systematically vi- somewhat vainglorious poor whale-hunting year, so that per-
olate models that assume accurate cost-
benefit decisions.74 An emerging view
view of ourselves as capita hunting returns did not differ
from economics is that rationality is cognitively gifted from those for fishing. Naı̈ve individ-
somewhat more bounded than is as- uals using trial-and-error learning and
sumed of Homo economicus.75,76 For
rationalists, much data a small sample of years to determine
example, people bias their memory in a from cognitive the best “career” track could easily
variety of ways, often overgeneralize make an error and decide there is no
psychology and difference between whaling and fish-
from small samples, have trouble de-
tecting covariation and correlation, and experimental ing. People often do make just this
are not very good at forecasting a de- sort of mistake by overgeneralizing
economics show that from small samples.84 On the other
pendent variable given multiple predic-
tor variables.77– 80 Henrich77 points out humans systematically hand, simply copying the behavior of
others in the absence of trial-and-er-
that the requisite information is often violate models that ror learning makes individuals unre-
not available for individuals to learn
even if they were to behave rationally. assume accurate cost- sponsive to changes in the environ-
For example, it is often difficult to learn benefit decisions. ment. In Lamalera, hunters quickly
from our personal mistakes because learned on their own that whaling in
many important decisions occur too in- 1999 was unprofitable and many
frequently for us to accrue a sufficiently switched to alternative activities.57
large sample to distinguish the options. Simply imitating the most common
The choice of a spouse is good exam- dence that the environment is really strategy would have resulted in many
ple.74 Alternatively, a mixed strategy one way or the other. If the threshold more men whale hunting.
lets us selectively learn on our own is not met, they imitate a model. If d is How does the idea that cultural
when the information is available, and small, individuals are more likely to ability is an adaptation to variable en-
to copy the behavioral strategies of oth- rely on personal experience. vironments match with what is known
ers when information is difficult to ob- If the environment changes slowly about the state of global environments
tain. or not at all and social learning is during the period since the divergence
In order to show how selective costly (in terms of cognitive machin- of humans and chimpanzees from a
learning combined with imitation ery, for example), then a genetic sys- common ancestor? Given the resolu-
might work, Boyd and Richerson71 tem of transmission is sufficient to tion of the archeological record and
borrow Rogers73 basic model, but al- track the environment. At the other uncertainty concerning culture’s diag-
low the individuals to switch between end of the spectrum, if environments nostic features, the discussion is lim-
ARTICLES Evolutionary Anthropology 141

Box 1. Environment 1 and Environment 2

Boyd and Richerson28,71,81,82 have first uses nonsocial sources of infor- individual’s learning outcome indi-
us imagine a population that inhabits mation to do this, including trial-and- cates that the return rate from whal-
an environment that switches be- error learning. The information ob- ing is d greater than net fishing, the
tween two possible states labeled 1 tained this way can be described by a individual should whale. If the learn-
and 2. In our case, let us say environ- normal probability distribution of ing outcome indicates that the return
ment 1 is one where whale hunting learning outcomes, which defines a rate from net fishing is d greater than
provides greater return rates and en- parameter x. For example, in La- whaling, the hunter should net fish. If
vironment 2 is one where net fishing malera, x might be the difference in however, ⫺ d ⬍ x ⬍ d, and a suf-
provides greater return rates. Hunters return rates between a round of whal- ficiently large difference between
can adopt two different behaviors, ing and a round of net fishing. In this whaling and net fishing cannot be
one that is best in environment 1 case, a positive value of x suggests found, the hunter imitates. There is an
(whaling) and one that is best in envi- that the environment is in state 1 obvious trade-off. As the threshold d
ronment 2 (net fishing), where “best” (whaling is best) and a negative value increases, fewer learning errors are
is defined as leading to greater fit- of x suggests that the environment is made, but the frequency of ambigu-
ness. In order to adopt the best be- in state 2 (net fishing is best). Also ous outcomes and reliance on imita-
havior, an individual must determine indicated is a threshold value d, tion increases as well. (Figure
the state of the environment. A hunter which is set by natural selection. If the adapted from Henrich and Boyd.82)

ited to speculation. Nonetheless, ambiguous tool technology, culturally transmitted information of the kind
knowing broadly when humans transmitted information of the kind seen in modern humans and perhaps
evolved the cultural abilities we see seen in modern humans is likely to a process more akin to social en-
today can provide clues as to culture’s have been uncommon. While the tool hancement.
adaptive nature. technology commonly used by Homo Agreement is growing that the fully
Observational learning was proba- erectus (the Acheulian handaxe) was modern, culturally enhanced, human
bly not a critical adaptation during arguably culturally transmitted from behavioral repertoire did not arise until
the early period of hominid evolution. generation to generation, the technol- between 100,000 and 40,000 years
The australopithecines’ lack of stone- ogy itself remained remarkably un- ago.86 –92 Traits that occur after this pe-
tool technology supports this thought. changed over a million years.85 This riod but not before include blade and
Even after the rise of Homo and un- suggests a slight reliance on socially microlithic tool technology, the use of
142 Evolutionary Anthropology ARTICLES

bone for making tools, and increasing CULTURE AND HISTORY human archeological assemblages,
artifact diversity. Ritual behavior, art, cannot be maintained otherwise. In
In addition to making learning less
and personal ornamentation become fact, recent reevaluation of handaxe
costly and more accurate, observa-
evident. Mobility, geographic range, technology has called into question
tional learning also allows informa-
and long-distance trade increases. It is the idea that their makers maintained
tion to accumulate; that is, it allows any sort of shared mental templates.
reasonable to hypothesize that near this
history. Defined broadly, history is a McPherron101 suggests that some very
point in time humans evolved the abil-
body of information about events that basic factors, such as raw materials
ity to transmit information culturally in
occurred in the past. Defined this way, and reduction intensity, are better
an observational sense. Subsequently
even nonliterate societies have history able to explain what patterns of ap-
we see a dramatic increase in the arche-
consisting of information relating to a parent design and style are observed.
ological record of evidence for cultural
wide variety of areas, including ecol- With the ability to access accumu-
diversity, as well as the beginning of
ogy, social organization, technology, lated knowledge, individuals can take
cumulative cultural change that is the
resource management, and medicine. advantage of a great store of informa-
hallmark of modern humanity. While
The selective advantages are great as tion without having to take the time
the exact timing, location, and speed of
culture lets individuals access a cor- and effort, metaphorically or actually,
the change is debated,93 the transition
pus of information about events never to reinvent the wheel for themselves.
in the Upper Paleolithic represents a
personally experienced. In addition, In addition, access to historical
watershed in the course of human
the ratchet effect allows learners to knowledge provides even greater ad-
evolution. What were the selective
forces that favored the development vantage in variable environments. In
of the traits implicit in such complex- Boyd and Richerson’s71 model, de-
ity?
While the exact timing, scribed earlier, imitators are limited
location, and speed of to models in the current or previous
The ratio of oxygen isotopes found
generation. History provides much
in deep-sea cores show a long-term the change is debated, greater depth. If environments are so
global cooling trend since the middle
of the Pliocene.94 Additional data the transition in the variable that parents are not good
models because they did not experi-
from Greenland ice cores, pollen data, Upper Paleolithic ence conditions similar to current
and loess analyses show increasingly
represents a watershed ones, perhaps grandparents or great
rapid climate fluctuations, especially grandparents did. The ability to tap
during the Pleistocene.95–97 Some- in the course of human into history allows individuals access
times strikingly rapid periods of cool- evolution. What were the to solutions for problems not experi-
ing accompanied by prolonged enced in generations. In this case, the
droughts characterized much of this
selective forces that
information from past generations is
period. Many researchers have sug- favored the not transmitted behaviorally but
gested that humans were able to adapt development of the rather symbolically. For example, in
successfully to environments that an extensive analysis of myths and
were extremely variable as a conse- traits implicit in such folk tales Minc102 presented data to
quence of the rapid and extreme cli- complexity? support the idea that the Inuit used
matic oscillations during this peri- oral traditions to transmit informa-
od.83,98 –100 This so-called variability tion important to mitigate subsistence
selection is hypothesized to have fa- risk due to variability in whale and car-
vored increased cognitive abilities and ibou availability. Sobel and Bettles103
modify, make innovations, and build make a similar argument for the Klam-
social learning, allowing rapid adap-
on the learning of others. It is this ath and Modoc of the western United
tation to temporally and spatially vari-
difference that most researchers ar- States who transmit adaptive strategies
able environments. As Richerson and
gue makes human culture different in the context of oral myths. Content
Boyd83 point out, the rapid changes from that of other animals that also analysis shows that the stories empha-
that occurred in the Pleistocene envi- learn socially.10,28 The advantages are size reciprocal exchange, skilled hunt-
ronments likely put a premium on most apparent in a technological con- ing and fishing, storage, diversification,
both the individual and social general- text. As mentioned, Acheulian handaxes mobility, and resource conservation as
purpose learning mechanisms that were Homo’s tool of choice over a mil- mechanisms to deal with subsistence
currently characterize humans. The lion years and showed extreme conser- stress. Famine myths of the Alaskan
correlation between increases in brain vation of form. At some point, one Tsimshian and Tanzanian Kaguru have
size and environmental variability in might imagine that exceptional individ- similar content.104 Cruikshank105 de-
many mammalian lineages supports uals may have made improvements. scribes Tlingit oral traditions that re-
this contention, but humans diverged Without true observational learning, count glacial dynamics and their impli-
by evolving the ability to acquire and however, improvements are not incor- cation for group mobility over a period
manage cumulative cultural tradi- porated into the cultural history. Stylis- of nearly 500 years in what is now
tions. tic differences, so common in modern Alaska. In each case, exceptional his-
ARTICLES Evolutionary Anthropology 143

toric environmental events and associ- this way was selected because of the experiment, an adult sat at a table
ated complex adaptive responses accu- advantages it provided individuals with a light box on top. With the child
mulate in the minds of individuals, are embedded in complex social con- watching, the adult leaned forward to
transmitted from generation to genera- texts.108 –110 It did not evolve at the illuminate the box by touching it with
tion orally, and are applied as condi- outset in order to amass and transmit his forehead. Two-thirds of the chil-
tions warrant. a corpus of cultural data. dren were able to imitate the behavior
There is a problem, however, with the a week later. They did not use their
idea that natural selection directly fa- hands to turn on the light, even
vored culture ability because of the ad- CULTURE AND A THEORY OF though it would have been easier for
vantages enjoyed by individuals who MIND them to do so. There are two interpre-
could access such accumulated knowl- Humans develop a theory of mind tations. One is that the children did
edge. Even though the benefits of access at an early age.106,111,112 “An animal not understand the adult as an inten-
to accumulated cultural information with a theory of mind believes that tional agent and just mimicked the
are substantial, natural selection can- mental states play a causal role in gen- behavior without understanding the
not favor a capacity for such observa- erating behavior and infers the pres- adult’s goal.116 The alternative inter-
tional learning when it is rare in a pop- ence of mental states in others by ob- pretation is that the children under-
ulation.28,71,83 In a population where serving their appearance and behavior stood the intent of the adult and met
cultural capabilities are nascent, there under various circumstances.”113 In the same goal using the same
are no traditions to learn. Selection is contrast to other types of social learn- means.22 This conclusion was subse-
unlikely to favor the cognitive abilities ing, observational learning involves quently confirmed by experiments
to transmit complexity that does not yet suggesting that in some cases obser-
exist. This is especially the case if one vational learning by fourteen-month-
supposes that such observational learn- With the ability to old children goes beyond simple imi-
ing requires expensive and complex tation. Gergely and Bekkering117 redid
cognitive machinery. The same goes for access accumulated the experiments, but in a new treat-
language: Language could not have knowledge, individuals ment demonstrated to the children
evolved initially to facilitate the passage that the adult’s hands were occupied
of a complex database of knowledge be- can take advantage of with a blanket. With this treatment,
cause, in the absence of language to a great store of 79% of the children used their hands
produce it, the database did not yet ex- when they subsequently imitated the
ist. Analogously, natural selection could
information without action, as compared to about one-
not have favored the ability to read in having to take the time third previously. This result suggests
an environment where there were no and effort, that the children were able to presume
books, in spite of the fact that reading is the model’s intent to illuminate the
a very complex and adaptive behavior. metaphorically or light, as well as reason that he would
Culture, like language and reading, actually, to reinvent the have used his hands if they were not
must have been initially epiphenom- otherwise occupied with the blanket.
enal to some other adaptation. wheel for themselves. This result reinforces the distinction I
What is suggested here is that to made earlier between imitation and
understand complex culture, we need observational learning. The children
to go back a step and understand it as were able to learn the intent of the
an exaptation that developed from an understanding of the intent or goal model via observation and as a result
more fundamental cognitive abilities. of the model. Tomasello, Kruger, and did not simply imitate the adult’s ac-
The key hypothesis that is emerging is tions, but rather improved on them to
Ratner20 argue that humans are much
that the human ability to view others acquire the goal.
better than other primates at under-
as the self is viewed—that is, as inten- How does having a theory of mind
standing a model’s behavior in inten-
tional agents—was the initial adapta- lead to the cumulative cultural com-
tional terms. Others have argued that
tion that subsequently led to the cul- plexity seen in modern humans? In
humans alone can reason about the
tural complexity that characterizes terms of social learning, it is clear that
beliefs of others.114 Unlike a parrot,
humanity. Viewing others as inten- knowing that others are intentional
tional agents involves what has been which may mimic sounds but not un- agents and being able to predict what
termed mind reading.106,107 Mind derstand the utterances as communi- others intend to do provides an advan-
reading is the ability to reason about cative, people are very good at predict- tage for manipulating complex social
the otherwise unobservable mental ing the behavior of others not simply and political situations. Fascinating
states of others and make predictions based on what others are doing, but research on autism shows what a lack
about their behaviors based partly on inferentially based on the understand- of such ability can lead to in hu-
the awareness that others are inten- ing that others are intentional agents. mans.107 If this ability is shifted inci-
tional agents with general goals simi- A series of ingenious experiments dentally to the domain of technology,
lar to one’s own. The cognitive ability demonstrates this ability in fourteen- for example, a mind-reading individ-
to glean information from others in month-old children.115 In the initial ual can observe a technique per-
144 Evolutionary Anthropology ARTICLES

formed by another, infer that the creases; conflicts of interest can easily sented by Dawkins.128 Imagine that
model has a goal, and perhaps apply a arise.119 –122 While easier to maintain having a green beard was associated
modification to the technique that in dyads,123 it is also difficult to show with cooperating with other green
maintains the integrity of the goal yet how reciprocity can maintain cooper- beards. This would allow cooperators
creates a more efficient process. The ation in large groups when defectors to assort by type and avoid free-riding
ability to attribute intent to others al- cause other cooperatively minded in- costs. Similar models have been devel-
lows individuals, among other things, dividuals to defect to avoid being oped within anthropology and else-
to observe and innovate while main- dupes.124,125 where to explain the rise of markers
taining the goal in mind. The result is One hypothesized condition that that allow individuals to identify
an ability that can produce the cumu- can lead to cooperation in large group members and assort posi-
lative cultural evolution that gener- groups like those seen in humans is tively.132–135 However, the green-
ates the complexity that characterizes positive assortment. Indeed, coopera- beard hypothesis has generally been
even the most simple of human soci- tive kin-selected behaviors evolve be- dismissed because cheaters can ex-
eties. cause they are preferentially directed ploit cooperators by mimicking the
at like types.126 Likewise, the recipro- signal (growing a green beard) but
cal tit-for-tat solution to the prisoner’s withholding cooperation.136
CULTURE AND COOPERATIVE dilemma will spread among a popula- This problem is not as disastrous to
ADVANTAGE tion of defectors only if cooperators the hypothesis as it may appear. Most
If this speculative argument is cor- collective action is modeled as prison-
rect, the human ability to generate er’s dilemmas, in which the key fea-
and access a cumulative corpus of in- The ability to attribute ture is that a cooperative strategy is
formation is an epiphenomenon of a intent to others allows never a player’s best response to an
more basic adaptation related to the opponent in spite of the fact that mu-
social transmission of social informa- individuals, among other tual cooperation is better than mutual
tion. The hypothesis that I explore things, to observe and defection.137 Cooperation in such a
next is that a having a theory of mind context is true altruism. There is in-
allows individuals to reap the benefits
innovate while creasing awareness, however, that
of collective action. maintaining the goal in there are many alternative paths to
People commonly join together to cooperation and that solutions can de-
produce goods that can only be ob-
mind. The result is an
pend critically on how interactions
tained by virtue of being part of a ability that can produce and payoffs are structured.57,138,139
group. Along with our cultural procliv- the cumulative cultural For example, in contrast to a prison-
ities, the ability of humans to cooperate er’s dilemma, coordination games are
to achieve common goals is unique and evolution that generates characterized by players with identi-
matched in scope only by the social in- the complexity that cal preference rankings of out-
sects.118 While insects accomplish their comes.137,140 While gains exist for col-
collectivity through rigid genetic rules, characterizes even the
lective action in a prisoner’s dilemma,
humans are able to achieve our level of most simple of human individuals are nonetheless always
ultrasociality via cultural mechanisms.
Exactly how humans accomplish this is societies. better off defecting. In contrast to this
scenario, coordination games are
one of the key questions of evolutionary
structurally mutualism.141 Individuals
anthropology.
are always better off cooperating be-
Humans are able to form much
cause there is no benefit to defectors.
larger cooperative groups than are can somehow preferentially identify The classic example of pure coordina-
seen in any other primate. While co- and play with other cooperators.127
operation in small groups might be tion involves choosing the side of the
Solutions to larger group cooperative street on which to drive. There is no
satisfactorily explained as reciprocity
dilemmas also focus around assorta- benefit to a cheater who opts to drive
or kin selection, it is more difficult for
tive interactions.128 –131 Positive as- on the left while his partners drive on
these hypotheses to explain the com-
sortment facilitates cooperation be- the right. Driving on either side is
plex, large-scale cooperation observed
in nation states, firms, tribes, political cause individuals who cooperate equally good as long as everyone
parties, and armies. It is predicted without discrimination are vulnerable drives on the same side. Coordination
that organization based on genetic to noncooperators who take advan- problems abound. Language is good
kinship easily produces small, nepo- tage of a cooperator’s willingness to example.142,143 I utter a sound and
tistic cooperative groups focused act collectively. others can induce intent based on that
around the nuclear family. It is more Positive assortment is facilitated by sound, unless they do not share my
difficult for larger groups to form some sort of honest signal that per- otherwise arbitrary association be-
nepotistically because relatedness mits fellow cooperators to recognize tween sound and meaning. Liberman
drops off rapidly as the genealogical one another. The classic discussion of and Mattingly144 refer to this as par-
distance from the nuclear family in- this is the “green beard” scenario pre- ity. Even slight differences in meaning
ARTICLES Evolutionary Anthropology 145

can have disastrous consequences agree that simple pregame communi- tion as a crew member, a craftsman,
with respect to collective action. cation (read socially transmitted in- or a corporate member. For each prey
In spite of its apparent straightfor- formation), where one or both players type, norms explicitly delineate a cer-
wardness, successful coordination of- can indicate their intent, dramatically tain share for each participant. Figure
fers its own set of problems. Results of increases the likelihood of coopera- 1 is a diagrammatic representation of
coordination failure in experimental tion compared to control games the shares, the type of recipients, and
contexts have been widely reported, where no communication is al- the number of recipients for each
especially in larger groups.145–147 The lowed.150 whole share. While these norms are
problems revolve around players lack- Cultural mechanisms provide peo- complex, all participants in Lamalera
ing the confidence that their fellows ple the ability to infer each other’s share general notions of the proper
have shared expectations and will be- mental states and form shared no- way to butcher and distribute. Mem-
have in predictable ways; as a result tions. Having shared notions greatly bers of individual lineages share spe-
these games are sometimes called as- enhances the ability to solve simple cific notions of who is to receive
surance games.137 shares. Importantly, all participants
yet common and important coordi-
People do, however, readily solve know that the other participants know
nation games. Verbalizing intent
coordination problems in many con- the proper way to butcher and distrib-
may be feasible in small groups, but
texts. Understanding the process of ute. As a result, the process occurs
how do humans communicate intent
how people solve coordination prob- with remarkable swiftness and an ab-
between members of large coopera-
lems can demonstrate the link be- sence of contention.152
tive groups like those that character-
tween culture, a theory of mind, pos- Just as it is important that drivers
itive assortment, and cooperation. ize most human societies? McEl- agree on which side of the road to
Thomas Schelling in his book The reath, Boyd, and Richerson151 argue drive on, it is important that all hunt-
Strategy of Conflict148 noted that peo- ers agree on how a prey item is to be
ple are often able to coordinate butchered and distributed. It is not a
around what he called focal points. Understanding the trivial problem, however. There are
For example, when asked where to process of how people many ways a whale can be butchered,
meet with a lost companion in New divided, and distributed to partici-
York City, the majority of people solve coordination pants. A hunter should be indifferent
choose the focal point of Grand Cen- problems can to most of the ways because in most
tral Station. Given that there are a cases the amount and quality of meat
nearly infinite number of possible
demonstrate the link and fat a hunter receives would be
meeting locations, these results are between culture, a independent of the anatomical part of
extraordinary. Sugden149 suggested theory of mind, positive the whale from which it originates.
that people use shared notions of But while a hunter may be indifferent
prominence to solve such coordina- assortment, and to which particular norm is used, it is
tion problems, in this case drawing on cooperation. critical that all participants share the
shared information concerning com- same norms for butchering and dis-
monly known locations in New York tribution. Just as it does not pay to
City. Schelling148 noted that what is drive on the opposite side of the road
prominent depends on the time and from your partner, it does not pay
place and who the people playing are. that group markers such as speech for hunters to deviate from the com-
What is interesting for anthropolo- or dress function to allow individu- mon butchering norms. Economists
gists is that the sorts of solutions als to advertise their behavioral in- refer to the costs of establishing
Schelling suggested require a cultural tent so that individuals who share and maintaining property rights
mechanism of information transfer to social norms can identify one an- as transactions costs.153 Without
provide people the parity required for other and assort for collective ac- norms of distribution, the transac-
coordinating behavior. Schelling’s fo- tion. While cheaters are a problem if tions costs for determining claims to
cal points have salience because peo- interaction is structured like a pris- prey would be so high it is unlikely
ple share socially transmitted (cul- oner’s dilemma, these authors’ criti- that individuals would participate in
tural) information. cal point is that group markers are so complex a collective action, and
It is interesting that for most of the useful if people engage in social in- as a result, the benefits of the collec-
coordination games of interest to eco- teractions structured as coordina- tive action would remain unrealized.
nomics and political scientists, play- tion games. In such contexts, shared notions of
ers are assumed not to communicate As an example, I offer the butcher- what is right and wrong are critical,
before they make their decisions. This ing and distribution of hunted prey as even if the final outcome is arbitrary.
is presumably because such commu- a coordination problem. In Lamalera How do fellow participants know that
nication would provide an uninterest- there are complex norms that pre- they share beliefs concerning behav-
ing solution to the problem.146 Both cisely describe how an animal should ior critical for coordination? How can
intuition and laboratory-based exper- be butchered and distributed. Receipt individuals predict what others think
imental coordination game results of a share is contingent on participa- and will do? There are a number of
146 Evolutionary Anthropology ARTICLES

pology lies between science and non-


science, not between culture and biol-
ogy.
Increasingly, the application of evo-
lutionary theory to the problem of cul-
ture has brought to bear the analytic
tools associated with the adaptation-
ist program.70 In other words, obser-
vational learning can be usefully un-
derstood as a complex adaptation that
provides selective advantages respon-
sible for its presence. In this paper I
have reviewed a number of ideas con-
cerning the adaptive nature of cul-
tural ability. Following the seminal
work of Boyd and Richerson,7 I have
discussed how socially transmitted in-
formation allows learning to be more
Figure 1. A diagrammatic representation of the shares from a sperm whale at Lamalera, selective and cost effective. Social
Indonesia. Indicated are the names of each share, the recipient types, and the number of
learning, combined with selective in-
individual shares that typically come from the whole share, assuming only one boat par-
ticipates in the kill. Each boat that participates in the kill has an equal share in the whale dividual learning, provides individuals
and the whole shares must first be divided between the participating boats before being advantages in rapidly changing envi-
distributed to individuals. Whole shares can be described by the nature of the recipients, ronments like those that characterized
which are clustered into four groups: crew, corporate shareholders, craftsmen, and tana the Pleistocene. Relatedly, culture also
alep clans. First, shares called uma meng go to the active hunters who were crewmembers allows information to accumulate—the
on the boat when the prey was captured. Second, certain corporate members receive
corporate shares as part of hereditary rights. These consist of the nofek, kélik, kila, befana
ratchet effect22—into complex tradi-
bela, fadar, tenarap, and kefoko seba shares. Third, shares go to the craftsmen who may tions and oral histories that allow
or may not be clan members or crew. The nupa goes to the smith, the laba katilo goes to rapid adaptation to changing environ-
the boat carpenter, and the iku laja goes to the sail maker. Fourth, there are shares (lefa ments.83 Not only can innovation be
tana) that go to two tana alep clans. These shares are given only from sperm whale and incorporated and maintained in be-
represent a historical concession given in exchange for use of the site on which the village havioral repertoires, but individuals
now resides. In addition, there are small discretionary shares (teba) usually given out by
boat manager (see Alvard152 for more details).
also have access to historical reser-
voirs of information otherwise lost
with the death of individual innova-
tors. The advantages are most appar-
options. One could attempt to learn Preferring to assort with someone ent with technological advances that
on one’s own the beliefs of all the po- who shares lineage identity increases can build on and incorporate histori-
tential cooperative partners. This the probability that they also share
cal innovations.27
could prove difficult, time consuming ideas of what is normative; it de-
A critical point made by Boyd and
and error prone. In the Lamalera case, creases anonymity, and provides as-
Richerson28 that motivates much of
there were 290 men who hunted in surance that fellows play by the same
this paper is that the advantages of the
1999, and more who participated ei- rules. Data that show Lamalera hunt-
social complexity allowed by the
ther as craftsmen or corporate mem- ers assort by lineage membership
ratchet effect cannot have been the
bers. There are also numerous prey rather than strict kinship supports
selective force that originally pro-
species that differ in ways that might this idea.122
duced cultural abilities. As I have
effect butchering. In addition, even if highlighted here, accumulated culture
one could determine what each possi- needs to be understood as an exapta-
ble fellow cooperator believes is the CONCLUSION tion derived from other cognitive ad-
correct way to butcher and distribute, Many evolutionary anthropologists aptations that perhaps are related to
unless there is a mechanism that also who study human behavior have ig- managing a complex social life. The
enhances agreement, each participant nored culture in practice, if not explic- communication of intent so crucial to
may simply learn that others have dif- itly in theory. Rejecting a lack of sci- the solution of coordination games
ferent views of how to butcher the entific rigor on the part of traditional like cooperative hunting requires a
whale. cultural anthropology is appropriate. theory of mind and may have been
One hypothesis is that lineage mem- However, it is a mistake to disregard one selective pressure favoring the
bership acts as an unambiguous, eas- culture itself, arguably one of the crit- evolution of language and culture. Co-
ily observed marker (like a green ical watershed adaptations of the hu- ordination problems abound, and
beard) that allows individuals to iden- man lineage, because its past students their solution is significantly facili-
tify and assort with others who have a have used misguided methods. The tated when partners have the ability to
higher probability of sharing norms. real division in contemporary anthro- acquire information quickly about
Evolutionary Anthropology 147

others’ norms of behavior and then sometimes seemingly maladaptive logical perspectives. Hillsdale: Lawrence Erl-
baum. p 207–223.
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