Literary Education and Democracy
Lionel Gi
an
MLN, Vol. 86, No. 6, Comparative Literature. (Dec., 1971), pp. 761-789.
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Thu Jul 6 07:17:42 2006761
(('TERARY EDUCATION AND DEMOC-
RACY &4 BY LIONEL GOSSMAN 4 In a dlassical
article, published in Holland in 1929, Pyotr Bogatyrev and Roman
Jakobson undertook an important reconsideration of the relation
between written and oral literature. Rejecting both the Romantic
reverence for folklore as communal creation and the opposing view
that all folk literature is " gesunkenes Kulturgut,”* they found in
the linguistics of Ferdinand de Saussure a model on which a more
adequate theory of folklore creation and folklore tradition might
be built. Against the positivist and neo-grammarian view that only
individual speech acts are real, while everything else is philosophi-
cal abstraction, a view that is easily compatible with the theory of
“ gesunkenes Kulturgut" in folkloristics, they set Saussure's view of
Ianguage as a unity of “langue” and “ parole,” of the system of
language and of individual realizations of it, the former being as
“real” as—because the condition ofthe latter. When specific,
Die Folklore als eine besondere Form des Schaffens”" Donum Nataticium
Sehsijnen, Nijmegen and Unrecht, 129, pp. 900-18. The ideas set forth In this
paper were to some extent adumbrated by Cecil Sharp (English Folk Song:
Some Conclusions, 1907, and the introduction to English Folk-Songs from the
Southern Appalachians, 1917), and. they have been confirmed, on the whole,
bby subsequent scholarship: cf notably Albert B. Lord, The Singer of Tales,
Cambridge, Mase, 1960 and Lords contsibution to Four Symposia on Folklore,
fd, Stith ‘Thompson, Bloomington, 1953, pp. 305-15. Bertrand Bronson. hat
‘ritiaed Sharp notion of tradition as a debate between Individual creativity
fnd the censoring control of the group on account of its obvious evolutionist
bias, Tradition, he claims, is not opposed to but buile into the creation of
individuals, so that individual creation does not seriously transgress the frame:
work prescribed by tradition ("The Morphology of the Ballad Tunes,” Journal
of American Folklore, 1954, 67: 1-14). ‘This refinement of Sharp's postion seems
Compatible with the views’ of Jakobson and Bogatyrev
Summed up inthe statenient of Hoffmann-Krayer, "Das Volk produziert
nicht, ex reprodusicrt” (cf, Hans Naumann, Primitive Gemeinschaftkultur,
Jena, 1921, p. 5). A version of this view is at least as old as Scott ("Intro
Guctory Remarks on Popular Poctry"” in the 1880 edition of Minstrelsy of the
Scottish Border, ed. T. F. Henderson, Edinburgh, 1902, 128-19). 1¢ is stil
i! among non-specialists of literature’ (Charles Lalo, L'4rt et la
1921, pp. 142-45, puts it forward 35 a fact). Alan Dundes
‘made ‘what he calls the “devolutionary premise In folklore theory” the
ject of 4 gencral survey of the ideologicy underlying folklore studies. in
Journal of the Folklore Institute, 1969, 6: 5-19.762 MLN
individual exploitations of the speech code are sanctioned by the
‘community, they become part of the general linguistic resources of
the community, and thus, in a way, part of “langue.” Language,
in short, is a constant interchange, of varying intensity, between
the speech acts of individuals and the linguistic system, which alone
makes these acts possible and through which alone they have
any chance of survival, In folklore, according to Jakobson and
Bogatyrev, a similar relation obtains between individual perform.
ances of folk works and the works themselves.
Individual performers of folklore works may well give an indi-
vidual rendering of their models? Only those variations which
the community finds acceptable, however, Bogatyrev and Jakobson
claimed, are integrated into the work and taken up by subsequent
poet-performers. In contrast, the written work, even though it
meets with indifference or misunderstanding on its first appearance,
survives as a potentiality which may be, and, as some celebrated
cases in literary history testify, often is realized at a later date by
subsequent generations of readers.
‘Bogatyrev and Jakobson did not deny that individuals contribute
to folklore works, but they questioned our tendency to consider
these in the same way as products of written literature. To us, they
argued, a work is born at the moment its author writes it down on
paper; correspondingly, the moment at which the oral work is
objectified— performed ” in other words-is taken by us to mark
its birth, whereas in reality it becomes part of folklore only by
being admitted into the tradition by the community. At the birth
of folklore, in short, there is not an anonymous author, but a
collective one. Though this position seems close to that of the
‘Romantics, it differs from it in that the Romantics merely applied
* One should distinguish between freeform and fixed-orm types of folklore—
tales for instance, om the one hand, and proverbs, on the other. Only the first
category. i# aubject to modification by Individual Tn’ addition,
Bogatyrey distinguishes between "activecolleeti * pusive-colleatve ”
‘works of oral poetry. ‘The former category includes works which can be. per
formed by all members of the community (cradlesongs, ceremonial songs, etc),
the later includes these works which are performed by spedalized—often quite
rare—members of the community, though the whole community considers them
its spiritual heritage. ‘The evolution of the wadition is different
‘cases, according to Bogatyrev, and should be studied separate
Rolle von Singer, Zuhdrerschaft und Buch bel der Oberlieferung und. Ver
Anderung eplscher Lieder,” In Sowjetsche Volhsied- und Volksmusikforschng:
fusgewdhite Studien, ed. E. Stockman, t, al, Berlin, 1962, pp. 187-201