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New Ideas in Psychology 33 (2014) 8–20

Contents lists available at ScienceDirect

New Ideas in Psychology


journal homepage: www.elsevier.com/locate/newideapsych

Behavioral science integration: A practical framework of


multi-level converging evidence for behavioral science
theories
Gary L. Brase*
Department of Psychology, Kansas State University, 492 Bluemont Hall, Manhattan, KS 66506, USA

a b s t r a c t

Keywords: Several frameworks exist to help science in organizing known information, connecting
Theoretical framework previously disparate phenomena, promoting understanding, and identifying gaps in
Converging operations knowledge. This paper integrates previous frameworks that have been used in the
Levels of analysis
behavioral sciences to produce a more comprehensive, specific, and complete framework,
Marr
consonant with the process of scientific discovery as based on multiple, independent, and
Tinbergen
Conceptual integration converging lines of evidence. This multi-level convergence framework is designed specif-
ically for the analysis and understanding of human cognitive/behavioral traits, in contrast
to more general frameworks that are designed to be applied relatively widely (such as
across all information processing systems or across all biological organisms). This inte-
grated framework overcomes gaps in prior frameworks, provides a more complete picture
of the interrelationships between various aspects of the behavioral sciences, and can aid in
evaluating theories, both for comparison and identifying gaps in evidentiary support.
Ó 2013 Elsevier Ltd. All rights reserved.

1. A practical framework of multi-level converging is to develop a consistent, comprehensive, and enduring


evidence for theories in the behavioral sciences framework for research in the behavioral sciences.
The starting point for this paper is the principle of sci-
What allows some scientific fields to advance seemingly entific realism: the presumption that all the different areas
by leaps and bounds, whereas other sciences progress by of science are in fact studying a single, real universe.
fits and starts or even at times regress? Certainly there can Although a few perspectives, such as constructive rela-
be many factors, but the particular concern of this paper is tivism, may not accept scientific realism as a basic fact, it is
an impediment of progress due to the lack of a consistent, otherwise almost universally acknowledged – particularly
enduring, and comprehensive framework for organizing among researchersdand a foundation for certain tenants of
and understanding research findings. Some behavioral the scientific method (e.g., testability). Scientific realism
sciences, in particular, have a tendency to cycle through a has implications for how different areas of science are
parade of zeitgeists (e.g., functionalism, structuralism, related to each other. First, it is required that no sciences
behaviorism, relativism, subjectivism, etc.), each enjoying directly conflict with one another. Given a single universe,
only transient popularity. As a result, there is considerable there cannot be two correct scientific explanations that
wasted effort, amnesia for older research results, and a lack fundamentally contradict each other. Second, scientific re-
of enduring scientific progress. The objective of this paper alism further requires that different bodies of knowledge
must be consistent with one another if they are over-
lapping. It is acceptable for two fields of knowledge to
* Tel.: þ1 (785) 532 0609; fax: þ1 (785) 532 5401. merely be non-contradictory if they have no overlap (e.g.,
E-mail address: gbrase@ksu.edu. quantum physics and social psychology quite possibly have

0732-118X/$ – see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.newideapsych.2013.11.001
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G.L. Brase / New Ideas in Psychology 33 (2014) 8–20 9

no overlap, hence there are no contradictions and no op- these two themes have developed largely along parallel
portunity to ask about consistencies). When two areas do tracks and have not been particularly well integrated with
overlap, however, the shared knowledge and understand- each other. Thus, after reviewing these past frameworks,
ing of the world must be consistent.1 we will construct a framework that integrates these two
In many areas of science, this principle of fundamental major approaches to organizing and evaluating scientific
consistency has been effectively and powerfully realized. knowledge. This multi-level model of converging opera-
The physical sciences such as chemistry, physics, geology, tions seeks both to retain the strengths of prior frameworks
and astronomy are organized and integrated relative to and to leverage aspects of different frameworks to over-
each other, yielding tremendous advances in knowledge come some of their individual weaknesses.
and coherence. Information from any one field provides
guidance (and boundaries) for any other field in terms of
2. Convergence frameworks
what is likely, possible, and impossible. The social sciences
have had more difficulty reaching a substantial and sus-
There is a general approach, often learned through
tained integration, and this has hampered advances in
gradual inculcation, that much of scientific progress is
knowledge and coherence.
based on multiple, independent, and converging lines of evi-
This is not to say that no integration has occurred within
dence. Theories and hypotheses that repeatedly find sup-
the social and behavioral sciences. The cognitive science
port across various studies, researchers, fields, and
approach represents a fairly successful integration of spe-
methodologies (which includes surviving attempts at
cific fields (primarily computer science, neuroscience, and
refutation) are seen as better approximations of the true
cognitive psychology). Similarly, the evolutionary psy-
state of the world, whereas hypotheses and theories that
chology approach has tried to integrate a slightly different
fail to find support across one or more of these lines are
set of fields (primarily evolutionary biology, psychology,
seen as inferior and eventually discarded. One way to think
and anthropology; Pinker, 1997). Both these approaches
about this approach is that it parallels the narrower concept
have so far experienced both unfulfilled potential and
of convergent validity in research methods, in which a
stalled progress for various reasons. This paper suggests
proposed measure of a construct is validated by finding
that part of the difficulties these approaches have experi-
that it correlates with other known measures of that same
enced has to do with the particular frameworks and fields
construct. (One can also conceptualize this process as a
included in each approach. Perhaps somewhat paradoxi-
Bayesian model for scientific reasoning; e.g., Howson &
cally, these ambitiously integrative approaches were in
Urbach, 2006.)
certain respects too narrow. An integration of the behav-
The idea of “converging operations” in psychology-
ioral sciences, following the principle of scientific realism,
dusing multiple studies to triangulate and validate a
needs to include more than three or four fields.
particular research findingdtraces back to the perception
How should we conceptually organize the many
work of Garner (1954) (Garner, Hake, & Eriksen, 1956; see
research disciplines that make up the behavioral sciences,
also the philosophical work on consilience by Whewell,
though? It is, from one perspective, an ill-defined problem
1847/1967). Garner was clear from the onset:
(Simon, 1973): A problem with ambiguities in the initial
starting state, the permissible operations relevant to that Validation can be obtained by using converging opera-
problem, and the desired goal state. Most real-world tions to arrive at a single construct or concept. If two or
problems are ill-defined to some degree (Simon, 1973). more independent sets of data, involving basically
(This is in contrast to artificial problems, such as most different indicators of the nature of the sensory process,
invented games, in which the starting states, permissible lead to the same sensory scale, then we have a form of
moves, and goal state are clearly defined in the rules of that validation. Such validation is probably the only mean-
game.) So we need some sort of structure to organize ef- ingful kind in this and in other areas of psychology. All
forts at integrating the behavioral sciences and achieving valid concepts are formed from independent observa-
consistency. Such structures and frameworks have been tions and operations which allow convergence to the
proposed, in various fields and at various times, to organize single concept, although most techniques of validation
findings and even organize fields relative to each other. The used in psychology (with the obvious exception of factor
following sections review a number of these and note their analysis) do not make this process obvious. (Garner,
individual strengths and weaknesses. Two overarching 1954, p. 223)
themes can be discerned from these organizing frame-
This has been expanded, as foreseen by Garner, to a
works: a) principles of converging operations, and b)
more general approach. The rationale for this generalized
multiple, complementary levels of analysis. Interestingly,
version of the principle of converging operations was
summarized by Sternberg and Grigorenko (2001) (see also
Sternberg, Grigorenko, & Kalmar, 2001) in a powerful ap-
1
These implications of scientific realism lead to several topics and is- peal for its use:
sues within philosophy. Some of these are consistent with the present
paper (e.g., unity of science, consilience, and inference to the best The basic idea is that any one operation is, in all likeli-
explanation; Whewell, 1847/1967, see also a more expansive treatment by hood, inadequate for the comprehensive study of any
Wilson, 1998), whereas others are less clearly supported or not endorsed
at all (e.g., reducibility of scientific fields). The focus of this article,
psychological phenomenon. The reason is that any
however, is on developing a useful working framework for research; not methodology introduces biases of one kind or another,
delving into these philosophical issues. often of multiple kids. By using multiple converging
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10 G.L. Brase / New Ideas in Psychology 33 (2014) 8–20

methodologies (i.e. converging operations) for the study lines of evidence can be formalized as evidential “vectors”
of a single psychological phenomenon or problem, one that converge (or fail to converge) on a hypothesized
averages over sources of bias. (Sternberg & Grigorenko, adaptation (Fig. 1).
2001, p.1071) By adopting a broad, cross-disciplinary perspective, the
Schmitt and Pilcher framework provides a structure for
Unfortunately, whereas the criteria of multiple, inde-
organizing research findings that is both scientifically and
pendent, and converging lines of evidence is widely held as
intuitively attractive. In particular, this framework stresses
an ideal for research, actual research programs and reviews
the scientific realism principle that findings across different
of research areas seem to be much less well acquainted
areas of science should be mutually consistent with one
with this ideal. Sternberg and Grigorenko (2001) suggested
another, given that they are all aspects of the same unitary
that some reasons for this lack of use include narrow
real world.
training of researchers in a single methodology and norms
Another notable aspect of the Schmitt and Pilcher
within individual fields that discourage the use of tools and
framework is that it focuses specifically on the human
ideas from outside that particular area of psychology.
behavioral sciences. Although the behavioral sciences and
However, there are probably even more reasons for failures
physical sciences should certainly be non-conflicting, there
to use multiple, independent, and converging lines of evi-
are relatively few overlapping areas in which actual con-
dence in actual research. Indeed, Sternberg and Grigorenko
sistency can be an issue. The focus of this framework is to
allude to a further issue in noting that many psychological
be broadly inclusive of information from evolutionary
phenomena can be enriched by the ideas of other disci-
theory, biology, computer modeling, psychology, medicine,
plines, such as biology, anthropology, neuroscience, and so
anatomy, neurosciences, genetics, and anthropology. The
forth (p. 1073). This even broader construal of converging
behavioral science fields included of this framework are
evidence connects directly with the present paper’s start-
those that are more overlapping and therefore constitute
ing principle derived from scientific realism; that the sci-
bodies of knowledge that have a greater need for consis-
ences must be mutually consistent.
tency. A core goal of the framework is that these lines of
Put very simply, using multiple, independent, and
evidence all can be used to converge on the level of support
converging lines of evidence in actual research practice is
for a particular human behavior or trait. In sum, Schmitt
hard. A researcher (or research group) has to be cross-
and Pilcher provide a framework of specific, multiple lines
trained, cross-disciplinary, and resistant to comfortable
of evidence that is both easy to understand and concrete
simplicities of norms and panaceas. Without Dumbledorian
enough to immediately use as a research tool.
wisdom, it is often difficult to choose the hard but correct
The Schmitt and Pilcher framework contains clearly
option over the easier and more comfortable one. Thus,
independent, multiple, and converging lines of evidence,
anything that makes the hard work of multiple, indepen-
but these lines are actually representing entirely different
dent, and converging lines of evidence easier should be
fields. Gardner’s view (and Sternberg and Grigorenko’s
welcomed.
view) stressed more the idea of converging operations
With an emerging consensus on its value, we need to
within a field. Converging operations can certainly come
more clearly and explicitly delineate what constitutes
from within a single field, but converging operations work
“multiple, independent, and converging lines of evidence”.
even better when they include lines of evidence that come
Does the exact same experiment, conducted by different
from across different fields. In this way, the Schmitt and
people at different places qualify as two distinct lines of
Pilcher framework stresses the integrated causal structure
evidence? Do two very different experiments, but con-
of science and the principle of scientific realism; that
ducted by the same person in the same place, qualify as two
findings across different areas of science should be mutu-
distinct lines of evidence? Can lines of evidence come from
ally consistent, given that they are all aspects of the same
the same field or should (must?) different lines of evidence
unitary truth about the structure of the real world (also see
be demonstrated across different fields? Are these alter-
Cosmides, Tooby, & Barkow, 1992).
native procedures for generating lines of evidence equal in
Obliquely orthogonal pieces of evidence (coming from
weight? In short, how different should multiple lines of
different areas of science) are particularly powerful in that
evidence be in order to be considered truly independent
they are clearly additive, if not sometimes multiplicative.
lines that can therefore converge with either full additive or
Again, this does not exclude the existence of independent,
multiplicative strength? Such clarifications may well help
multiple, and converging lines of evidence coming from
advance the ideas of multiple, independent, and
within a single field of inquiry, but such pieces of evidence
converging lines of evidence firmly into day-to-day
will tend to be more strongly overlapping rather than
research programs.
completely additive (producing smaller increments of
converging support). Garner et al. (1956) recognized this
2.1. Schmitt and Pilcher’s multiple lines of evidence early on:
Ideally, the converging operations would be orthogonal
Schmitt and Pilcher (2004) have done a tremendous
(completely independent) since such operations are the
service by describing a framework with more specific
most efficient. In practice, however, it is difficult to
guidance about what can constitute the multiple, inde-
obtain truly orthogonal operations, because the world is
pendent, and converging lines of evidence so fundamental
so organized that all variable cannot be controlled
to scientific progress. Although not framed in the context of
completely independently. This fact does not seriously
Garner’s ideas, they propose that the strongest converging
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G.L. Brase / New Ideas in Psychology 33 (2014) 8–20 11

Fig. 1. Schmitt and Pilcher (2004) framework (p. 645; reprinted by permission).

change the nature of the problem, because a sufficient levels include its function (what it accomplishes in an
number of partially converging operations can still ultimate, evolutionary sense); its real-time operation
provide precise delimitation of alternative concepts. (p. (how it works proximately, from moment to moment);
151) how it is implemented in neural tissue; how it develops
in the individual; and how it evolved in the species.
.converging operations are rarely orthogonal, but are
(Pinker, 2002, p. 70)
usually only partially converging. If there are enough
partially converging operations, we can still arrive at a
single, well-defined concept, but more than two such 3. Levels of analysis
operations will be necessary. (p.152)
Aristotle is often credited with one of the first frame-
The lines of evidence in Schmitt and Pilcher’s frame-
works for understanding levels of analysis in scientific ex-
work (outside “boxes” in Fig. 1) are also not entirely rigid.
planations. He proposed both two-fold and four-fold
The development of these eight lines of evidence (as
frameworks for understanding causality in the world
opposed to splitting into a greater number, or lumping into
(Aristotle, (350 B.C.E.); Barnes, 1984). Aristotle’s four causes
a lesser number, of evidentiary lines) was motivated by
are the material cause (the physical materials that a thing is
histories and traditions in science, current patterns of
composed of; i.e., part-whole causation), the formal cause
contemporary research, and pedagogical usefulness
(what a thing is in terms of its definition, i.e., whole-part
(Schmitt, personal communication). Future directions of
causation), the efficient cause (the immediate agents or
research or changes in pedagogical goals could lead to
events that led to the existence of the item), and the final
further adjustments. In summary, the Schmitt and Pilcher
cause (the purpose or instrumental function of the item).
framework is a usefully concrete and concise model for
The last two of these, in particular, are often cast as prox-
converging operations, if not at the level of within-field
imate (efficient) causes and ultimate (final) causes. This
research, at the level of interdisciplinary research and
distinction between ultimate and proximate causes has
integration.
been a strong starting point for many subsequent
Finally, although this framework has tremendous po-
elaborations.
tential, it also notably lacks a key feature of many other
Stanovich (1999, pp. 9–12) summarized the history and
frameworks for theories; it lacks an organization into levels
terminology used in various descriptions of different levels
of analysis. A long history of conceptual frameworks have
of analysis in a cognitive system (these include Anderson,
utilized different levels of analysis:
1990, 1991; Dennett, 1978, 1987; Horgan & Tienson, 1993;
The big thinkers in the sciences of human nature have Levelt, 1995; Marr, 1982; Newell, 1982, 1990; Oaksford &
been adamant that mental life has to be understood at Chater, 1995; Pylyshyn, 1984; Sterelny, 1990). He concisely
several levels of analysis, not just the lowest one. The shows that these multiple frameworks all share a basic
linguist Noam Chomsky, the computational neurosci- dimension along which they parse their particular levels
entist David Marr, and the ethologist Niko Tinbergen (see Table 1).
have independently marked out a set of levels of anal- By comparing these frameworks side-by-side, several
ysis for understanding a faculty of the mind. These things become apparent. First, there clearly appears to be a
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12 G.L. Brase / New Ideas in Psychology 33 (2014) 8–20

Table 1
Different levels of analysis, as described by various cognitive theorists (adapted from Table 1.1 in Stanovich, 1999).

Anderson Marr Newell Dennett Stanovich


Rational Level Computational Level Knowledge Level Intentional Stance Intentional level
Algorithmic Level Representation and Algorithm Program Symbol Level Design Stance Algorithmic Level
Implementation Level Register Transfer Level
Biological Level Hardware Implementation Device Physical Stance Biological Level

real issue and need for a levels of analysis framework to division), and then produce an output (e.g., change due, or a
help organize research. Second, the topmost and bottom- daily tally of receipts). There may be more than one algo-
most levels enjoy relatively consistent recognition as rithm that is capable of accomplishing a particular
distinct from the mid-level area, whereas this middle area computational goal, but the number of possibilities can be
is a bit more unclear in terms of whether it should be one or constrained by a detailed intentional level description. Each
two levels. Finally, there are an abundance of names for candidate algorithm (or collection of algorithms) will have
these levels, even as they are fundamentally referring to particular properties (e.g., how long certain tasks take to
about the same thing. Stanovich makes very cogent argu- complete, particular circumstances under which the algo-
ments for the labels he adopts. (Note, he did not add to the rithm will fail to solve the problem, and what input re-
number of labels but simply selected the ones that seem quirements exist for the algorithm). These different
most descriptively apt.) Our integrated, multi-level properties allow the possibility for experiments that can
convergent framework will use Stanovich’s labels for this determine which algorithms make up a given system.
reason. The Biological Level describes the physical instantiation
To more fully discuss the nature, structure, and impli- of the algorithms. Again, there may be more than one way
cations of multi-level frameworks, this paper will discuss to physically realize a given algorithm. For example, a cash
Marr’s (1982) framework, which has arguably been one of register or a computer could be constructed with gears and
the most influential and well-known of these approaches. levers, vacuum tubes, or circuit chips.
For the sake of consistency and clarity, though, this paper
will use the Stanovich labels. 3.1.1. Benefits of Marr’s framework
Marr’s computational framework delivers a number of
3.1. Marr’s levels of analysis framework benefits: (1) Each of the three levels is clearly defined as
dealing with a different aspect of the information pro-
Within the cognitive sciences, many researchers use cessing situation; (2) It can provide a skeleton onto which
Marr’s (1982) framework to organize, understand, and theories may be developed in a clear and orderly way; and
evaluate theories. Marr’s framework divides an information (3) It can reduce the number of viable alternative theories.
processing task into three different levels of analysis: the The explicit attention given to the intentional- and algo-
intentional (originally, computational) level, the algo- rithmic-level descriptions of a theory (including the de-
rithmic level, and the biological (originally, hardware/ mand that these levels be fully addressed), can sometimes
implementation) level (Fig. 2). reveal that an existing theory is untenable (e.g., with
The Intentional Level describes what the purpose is of the learnability analysis, Pinker, 1979, 1984).
information processing system. In other words, what is the This framework implicitly incorporates the Aristotelian
problem to be solved and why is it a problem? For instance ideas of ultimate causes (intentional level) and proximate
(using Marr’s original example), the purpose of a cash causes (algorithmic and biological levels). The levels of
register – the problem it solvesdis to keep track of cash analysis framework also suggests that many arguments
flow. A computer, in the most general sense, has a over form, function, and design can be resolved by paying
computational purpose of storing and processing infor- attention to the level of analysis at which one is working.
mation. The processes entailed in this information man- (e.g., It can help to place different phenomena and
agement include the ability to create files, delete files, read descriptive information in their proper relationships to one
and write to files, and so on. Additionally, each software another). For example, different “perspectives” are often
program within a computer also has a purpose of its own. discussed as competing within psychology; Gray (2007)
For example, a word processing computer program is describes seven different types of explanations that are
designed to manipulate keyboard characters in various used in psychology (neural, genetic, evolutionary, learning,
ways and then send the “formatted” characters to a file or a social, cultural, and developmental). These different views
printer. It solves a problem of composition and efficient, are, in large part, divisions based on levels of analysis:
high quality printing of documents. Neuroscience and genetics are focused at the biological
The Algorithmic Level describes: a) the relevant inputs to level, cognitive sciences are focused at the algorithmic level
the information processing system, b) the computational (with learning, social, and cultural explanations focusing on
transformations that input is subjected to, and c) the the inputs into this level), and evolutionary psychology is
resulting output of the system. For example, a cash register focused at the intentional level. This is neither to deny
must have algorithms that take input in the form of nu- there are some genuine conflicts between some of these
merical information, transform those numbers via some perspectives, nor is it claiming there are no in-
operations (e.g., addition, subtraction, multiplication, and terconnections between these areas (note the bidirectional
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Fig. 2. Marr’s Computational framework, using the labels for different levels suggested by Stanovich.

arrows in Marr’s model), but aspects of these divisions – what can occur at that level of biological information pro-
and much of the conflictdare unnecessary and potentially cessing systems.
harmful. As a final note, it now may be clear why both the present
paper and Stanovich (1999) chose to rename the top and
3.1.2. Limits of Marr’s Framework bottom levels of analysis from Marr’s original labels. When
Marr’s computational framework was designed as an focused on human information processing, the relevant
account for information processing systems generally, not “hardware” is biological structures (neurons, etc.); the
only including the human mind, but also including com- realm of possible hardware implementations is incredibly
puters (such as in Artificial Intelligence), and cash registers narrower. At the other end of the levels of analysis, several
(one of Marr’s original examples). As such, this framework people have criticized Marr’s use of “computational level”
has tremendous breadth of application, but this breadth is (Anderson, 1990; Dennett, 1987) as confusing and
attained at some cost of explanatory power. For one thing, misleading; Dennett’s term (Intentional Level) works bet-
the recognition of developmental processes, a mode of ter as an accurate descriptor.
explanation in Gray (2007), is missing in Marr’s system.
Because Marr’s system is intended for any information pro- 3.2. Tinbergen’s four questions
cessing system, including not just brains/minds but com-
puters and cash registers, there is generally a relative lack of The Aristotelian distinction between ultimate and
emphasis on ontogenetic processes and constraints. More proximate causes, which can be seen as a progenitor of the
broadly, there are a number of features that can be more levels of analysis approach taken by Marr and others, is also
sharply framed (or “constrained,” in a sense), by considering a starting point for one of the major conceptual frameworks
the specific situation of biological information processing within the biological sciences. Mayr (1961, 1982) encour-
systems (including and especially, human brains/minds). aged biologists to conceptualize research questions in terms
Cosmides and Tooby (1995) point out that, in the spe- of proximate and ultimate (i.e., evolutionary) causality.
cific context of biological systems, evolutionary biology Tinbergen (1963) extended this insight further by proposing
places informative constraints on what constitute possible that there were four different, but complementary, ways in
and plausible computational theories. For example, evolu- which one can address the issue of why a particular animal
tionary biology can provide a more precise definition of has a specific trait (Tinbergen’s “four questions”):
Marr’s “goal” of processing at the intentional level, it brings
into consideration issues of evolvability constraints, 1. One can focus on Adaptive Function by asking what that
phylogenetic comparisons, and if requisite algorithmic- trait does for the organism in evolutionary terms. That is,
level inputs were available over evolutionary time. As how has it affected the organism’s functional capabilities
generalizations, when dealing with a biological system that to survive and reproduce?
has evolved via natural selection, Marr’s three levels of 2. One can focus on Behavioral Ontogeny by asking how the
analysis can be viewed as the environmental selection behavior develops within the individual’s lifetime. That
pressure, the evolved cognitive structures and processes, is, what genetic and environmental (and interactional)
and the physically evolved organ, respectively. In that light, factors guide its development?
evolutionary biology provides additional constraints from 3. One can focus on Behavioral Phylogeny by asking what
which computational theories of adaptive information the evolutionary history of the behavior is. That is, how
processing problems can be more effectively built. Simi- does the phylogenetic history of the species help us
larly, the physical instantiation of the human mind is the understand the trait’s present structure as a reflection of
human brain. The fields of neuroanatomy and neuroscience ancestral features?
are dedicated primarily to unraveling biological level 4. One can focus on Immediate Causes by asking what im-
questions, and they thus provide further constraints about mediate mechanisms underlie the expression of the
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14 G.L. Brase / New Ideas in Psychology 33 (2014) 8–20

behavior. That is, what are the neural, physiological, and 3.2.2. Limits of Tinbergen’s four questions
psychological factors within an individual that control The Tinbergen framework is designed, as befitting an
the behavior? ethological approach, specifically for biological organisms,
but it is focused heavily on observed behavior rather than on
Each of these can be a valid and useful perspective to the information processing that underlies that behavior. The
take in answering the general question of where a trait or sociobiological approach of the 1970s ran into difficulties by
behavior came from, but each is – by itselfdincomplete. attempting to leap from ultimate considerations (i.e., of
Answering this question in all four perspectives provides a adaptive functions and evolutionary history) directly to
much more complete answer. (Marr’s framework is rarely proximate measures of human behavior (Symons, 1992).
utilized within the biological sciences, just as Tinbergen’s What was crucially missing was a recognition that the
questions are rarely asked in the cognitive sciences.) evolutionary process fundamentally works at the level of
As with Marr’s framework, realizing that there are these gene frequencies in species populations, and genes do not
multiple ways of addressing the source of a trait also can produce behaviors directly; they build bodies and brains.
avoid debates and disagreements. To help clarify both the Brains are lynchpins that take in information from the
Tinbergen framework and debates arising from research environment, process it, and produce behavior based on that
speaking to different questions, Sherman (1988) restated processing. The more complex the brain/mind is in a species,
Tinbergen’s framework as four “levels of analysis” (see the more integral and involved that brain/mind will be in
Fig. 3). This organization more explicitly re-introduced the mediating the relationships between the environmental
proximate/ultimate levels distinction of earlier work, as information, evolved mechanisms, and subsequent behav-
well as a distinction between questions primarily focused iors. Humans, who have very complex and developed brains,
on “how” a trait developed (i.e., ontogeny and phylogeny) can be expected to have non-arbitrary but quite complicated
and questions primarily focused on “what” caused the trait relationships between evolved cognitive structures, envi-
to exist (i.e., adaptive function and proximate causation). ronmental information, and manifest behaviors.

3.2.1. Benefits of Tinbergen’s four questions 3.3. Summary


Tinbergen’s more specific focus on biological systems, as
compared with Marr’s framework that included any infor- Many research efforts in the human behavioral sciences
mation processing system, provides some more specific have used, and continue to use, Tinbergen’s, Marr’s, or
guidelines for biological computational theories. Most Schmitt and Pilcher’s frameworks with varying degrees of
notably, Tinbergen’s recognition of developmental pro- utility and success. Each framework has been useful and
cesses, acknowledged in Tinbergen’s system as behavioral has enriched the development of scientific knowledge. But
ontogeny, provides a developmental aspect that does not each framework also has inherent strengths and limita-
exist in Marr’s framework. (This also meshes with the tions, which tend to be reflected in the body of research
developmental mode of explanation noted by Gray (2007), produced based on them. The following section combines
but missing in Marr’s system). the features of these frameworks to take advantage of the
Tinbergen’s four questions, especially as organized by strengths of each and to minimize their weaknesses, spe-
Sherman (1988), also introduces the idea that each level of cifically for the human behavioral sciences.
analysis may be usefully conceptualized as being multi-
faceted. Tinbergen’s ultimate causality level is not just at a 4. The multi-level convergence framework
generic level but rather broken down into adaptive func-
tion and behavioral phylogeny. Tinbergen’s proximate It is possible to integrate these different frameworks to
causality level is divided into behavioral ontogeny and realize the benefits of each and – importantlydfill con-
immediate causes. ceptual gaps in each of them. An integrated framework has

Fig. 3. Tinbergen’s four levels of analysis, as organized by Sherman (1988).


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G.L. Brase / New Ideas in Psychology 33 (2014) 8–20 15

Fig. 4. The multi-level convergence framework, incorporating considerations of Marr, Tinbergen, and Schmitt and Pilcher.

the more delineated multi-level framework of Marr’s poorly understood domains (Simon, Langley, & Bradshaw,
design, and also has the recognition of ontogeny (devel- 1981). This same principle can be applied, even at the
opment) and phylogeny (evolutionary history) from Tin- level of theoretical frameworks. There are strong benefits
bergen’s framework. It recaptures the idea of converging for a framework that is more specific than all things, all
operations (Garner et al., 1956), in the form of converging animals, or all information processing systems. At the same
lines of evidence. Finally, it also has the interdisciplinary time, there is sufficient interest in the admittedly narrower
behavioral sciences approach from Schmitt and Pilcher’s issue of human cognition and behavior to make such a
framework. The result is an interdisciplinary, multi-level, framework very useful.
converging-operations framework for the behavioral sci- Fig. 4 shows a high-level description of the multi-level
ences. For convenience, I will refer to this as the multi-level convergence framework. It includes the multi-level
convergence framework. framework of Marr’s computational design, the recogni-
This multi-level convergence framework is designed tion of ontogeny (development) and phylogeny (evolu-
specifically for the analysis and understanding of human tionary history) from Tinbergen’s framework, and the
cognitive/behavioral traits, in contrast to more general explicitly described multiple, independent, and converging
frameworks that are designed to be applied relatively lines of cross-disciplinary evidence from Schmitt and
widely (i.e., Marr across all information processing sys- Pilcher’s framework. Thus, the center column indicates
tems; Tinbergen across all biological organisms). Creating a general levels of analysis (intentional, algorithmic, and
framework that is more narrowly focused on the human biological levels, following Stanovich’s terminology), and
behavioral sciences is strategically important. It has been the outside columns indicate disciplinary lines of evidence
recurrently realized that specific problems tend to require and the levels at which they typically contribute. Tinber-
specific solutions for efficiency and accuracy (e.g., the frame gen’s “four questions” map onto two different lines of ev-
problem in artificial intelligence, the poverty of the stimuli idence at the intentional level, and the remaining two are
situation in linguistics, the problem of referential ambigu- distributed across the five lines of evidence at the algo-
ity in semantics, the need for constraints on induction in rithmic level. (The comparatively larger number of
cognitive developmental psychology, stimuli under- evidentiary lines at the algorithmic level may possibly be a
determining interpretations in perception, and the prob- factor contributing to the greater proliferation of labels and
lem of indeterminacy in philosophy; see Tooby & Cosmides, distinctions for this level in Table 1.)
1992 for a review). Another way to view the importance of
a more narrowly focused framework is that, in terms of 4.1. The intentional level
problem solving techniques, it constitutes strong methods
– more powerful techniques that are tailored to the specific The Intentional Level, as devised by Marr (1982), de-
structure of the domain to which they are applieddrather scribes what the purpose is of the information processing
than weak problem solving methods that must be used in system; in other words, what is the problem to be solved
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16 G.L. Brase / New Ideas in Psychology 33 (2014) 8–20

and why is this a problem? In contrast to human-built and physiological bases of a human trait should be reliably
machines, biological information processing systems have developing in virtually all cultures but at the same time
specific and well-known constraints regarding what the there can be variations in a trait’s behavioral expression
relevant problems are and why the systems were designed (e.g., due to ecology-dependent variability and facultative/
to solve those problems. The theoretical and phylogenetic conditional adaptations). In other words, cross-cultural
lines of evidence at this level take advantage of these invariants indicate similar inputs to the cognitive and
constraints to provide a more precise definition of Marr’s physiological systems underlying a behavior (yielding
“purpose” of processing at the intentional level. These more highly consistent outputs), whereas cross-cultural variants
specific guidelines for biological computational theories help indicate how the underlying system responds to
also constitute, in many ways, an integration of Marr’s different types of input (i.e., different environmental inputs,
framework with Tinbergen’s ideas of adaptive function and fed into the same human brain and cognitive systems, will
behavioral phylogeny (i.e., ultimate causality level factors). result in variable cognitive/behavioral outputs).
Theoretical Lines of Evidence for a trait include informa- Hunter–Gatherer Lines of Evidence can provide an
tion about selection pressures that could plausibly have importantly different line of evidence from general cross-
supported the development of such a trait over evolu- cultural research. Research with hunter–gatherer societies
tionary history, models from evolutionary biology, as well provide an approximation of ancestral human environ-
as other theoretical modeling processes to establish ments, including both information and environments that
viability (e.g., cost-benefit analyses, game theory simula- are no longer common in industrialized societies and
tions, and computer modeling). For example, some human excluding information and environments that have only
altruistic behaviors can be theorized, modeled, and pre- recently become common (i.e., more closely resembling the
dicted based on evolutionary biology considerations (e.g., nature of the inputs based on which the system was
Hamilton 1964; Trivers, 1971, 1972). designed). It is therefore important to specifically look at
Phylogenetic Lines of Evidence for a trait include infor- hunter–gatherer societies (e.g., via cultural anthropology,
mation from (non-human) ethology, comparative psy- and human behavioral ecology) as a potential line of evi-
chology, primatology, physical anthropology, and dence. Research with hunter–gatherer populations often
paleontology. In other words, evidence for traits in non- provides important information about the Environment of
human species that are analogous human traits (due to Evolutionary Adaptation (EEA) of a trait (Crawford 1998;
either common ancestry or convergent evolution in the Hagen 2005).
face of similar ecological circumstances). The logic of this Psychological Lines of Evidence for a trait include infor-
line of evidence is, for instance, the basis of research on mation from many sub-disciplines of psychology, utilizing
pharmaceuticals utilizing animal models and non-human behavioral tests and surveys such as tests of cognitive
animal research on learning behavior as a means to pro- reasoning, judgment and decision-making, memory,
vide insight into human learning (for reviews see attention, language, emotional reactions, and other psy-
Maestripieri & Roney, 2006; Röska-Hardy & Neumann- chological research. One way to view this situation is that
Held, 2009). psychological research involves the more purposeful
manipulation of inputs into the cognitive system (e.g., by
4.2. Algorithmic level manipulation of independent variables), albeit under often
more artificial circumstances. The dependent variables in
In Marr’s original framework the Algorithmic Level de- psychological research thus correspond to the output of the
scribes: a) the relevant inputs to the information processing system at the algorithmic level. Due to its breadth and
system, b) the computational transformations that input is depth, psychological evidence can often be a major area of
subjected to, and c) the resulting output of the system. relevant research.
Adherents to Marr’s framework may note that the focus on Developmental Lines of Evidence for a trait includes in-
information flow from inputs, through a processor, and formation about clear, sequential progressions of abilities
then to outputs is less prominent in this framework than in and features across development (in typical environments,
his original framework. This is not an issue of decreased and in the absences of developmental disorders). This can
importance but rather a reflection of more details in the include consistent patterns of development across cultural
multi-level convergence framework. Input/output se- variations, indications of developmental specificity, and
quences can and should be considered for each area of indications of developmental primacy. This separate line of
evidence at the algorithmic level (note the text within the “Developmental Evidence” is an addition to the lines of
boxes at this level in Fig. 4). The nature of these inputs, evidence in the Schmitt and Pilcher (2004) model, added to
processing, and outputs will tend to be specific to the area address the issue of ontogeny so clearly specified in Tin-
of evidence under consideration. Within each area, slightly bergen’s model. (Tinbergen’s fourth question, of causal
different aspects of the physical, social, intrapsychic, and factors at the proximate level, is more broadly distributed
cultural environment may be relevant. In this sense, then, among the other lines of evidence at this level.)
the input-transformation-output aspect of the algorithmic Medical Lines of Evidence for a trait include indications
level has actually been propagated across multiple areas in than some aspects of the trait are important for physical
this multi-level convergence framework and is just as (if and/or mental health. Such information includes trait-
not more) important. relevant changes in physical health (including mortality),
Cross-Cultural Lines of Evidence for a trait hinge on the mental health (including mental disorders), and health as it
twin issues of universality and variation. The psychological relates to reproductive functioning (fertility and fecundity).
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G.L. Brase / New Ideas in Psychology 33 (2014) 8–20 17

Medical evidence is often characterized in terms of deficits intermediate steps between genetics (e.g., population gene
and disorders (i.e., faulty instantiations of the trait that frequencies) and overt behaviors (Symons, 1992). The
interfere with health and well being). multi-level convergence framework adopts the important
evolutionary and developmental features of Tinbergen’s
4.3. Biological level model and also includes the intermediate factors so
important for the human behavioral sciences.
The biological level in Marr’s framework describes the The levels of analysis approach developed by Marr (and
physical instantiation of the algorithms. As with the several others) forms the backbone of the multi-level
intentional level, the specific situation of biological infor- convergence framework; it provides an essential organi-
mation processing systems constrains much more sharply zational structure for the various lines of evidence. These
the possibilities at the biological level. Many potential levels of analysis by themselves are quite general, however,
physical instantiations that are possible for other infor- and the more specific lines of evidence within each level
mation processing systems (using wood, metal, silicon, provide important details and informative fingerposts to-
plastic, etc.) are excluded from consideration in the case of ward different types of research. Of course, these more
the human brain. specific lines of evidence also reflect the “constraints” of
Physiological Lines of Evidence for a trait focus on brain the evolved, human biological information processing
and behavior research, including physical morphology, system (Tooby & Cosmides, 1995), as compared with a more
underlying neuroanatomical structures, neurotransmitters, abstract information processing system. For instance, the
and hormonal bases. Examples of this type of evidence issue of developmental factors is almost entirely invisible
include comparative and functional anatomy studies, brain within a traditional Marrian framework.
lesion studies, and research that measures levels of neu- Schmitt and Pilcher (2004) showed that one can eval-
rotransmitters or hormones. uate a theory by going systematically through each line of
Genetic Lines of Evidence connect a trait to its genetic possible evidence and assessing if evidence within that line
underpinnings. This can include studies of behavioral/ exists or not (or, indeed, if contrary evidence exists). They
population genetics, molecular genetics, experimental gene suggest that theories can range from “minimal” evidentiary
mapping, gene manipulation, and gene replacement breadth (one line of evidence), to “moderate” evidentiary
studies. Although genetic research is a fairly recent science breath (two or three lines of evidence), to “extensive”
compared to other lines of evidence, it adds a fundamen- breadth (four–five lines of evidence), to “exemplary”
tally distinct line of inquiry (Bazzette, 2008). Genetic evi- breadth (six or more lines of evidence). Such evaluations
dence can help to show convergence with lines of evidence must also take into consideration the depth of support
such as evolutionary selection pressures (because natural derived from each line of evidence, however, which in-
selection fundamentally works as the level of gene fre- cludes the quality, quantity, and diversity of research
quencies), phylogenetic research (showing common ge- constituting that line of evidence (using a similar categor-
netic underpinnings of a trait across species), and medical ical scale). This provides an organization by which one can
research (showing genetic underpinnings of traits that clearly and systematically assess strengths and weaknesses
impact physical and mental health). of theories as descriptions of reality. Although the Schmitt
and Pilcher model intersects wonderfully with an inter-
5. Advantages of using the multi-level convergence disciplinary view of Garner’s converging-operations prin-
framework ciple, this connection had not previously been explored.
By adding the relationships across multiple disciplines,
Is it actually the case that the combination of previous Schmitt and Pilcher help move toward a system of
frameworks has actually led to something conceptually “strongly” orthogonal lines of evidence in which there are
better, or is it a more complex model without any corre- few overlapping methodological biases and concerns. One
sponding gain? This section reviews some of the additional can even draw this principle out further; lines of evidence
value that the convergence model obtains, specifically that are not only interdisciplinary but also at different
overcoming weaknesses in each of the earlier frameworks. levels of analysis (intentional, algorithmic, and biological)
Tinbergen’s four questions framework highlights the are perhaps the strongest forms of converging evidence for
importance of evolutionary (ultimate) factors and devel- a phenomenon. Thus, it is possible to see a fuller spectrum
opmental (proximate) factors, and this was an important of evidentiary strength based on convergence. A strict
contribution to the multi-level convergence framework. A replication of a prior result is good for issues of reliability
weakness of the Tinbergian approach, particularly in the but does not provide any substantial convergent support.
details of how it has often been executed, is a tendency to Replication and extension studies provide convergent
neglect the diversity of factors that come into play in be- support, but only from only a very acute angle. Deliberately
tween the high-level ultimate questions and the more different methodologies studying the same phenomenon
physiological proximate questions. Particularly in the case begin to provide much more meaningful convergent op-
of humans, one needs to devote significant considerations erations, but these should inexorably lead to interdisci-
to the cross-cultural, hunter–gatherer, psychological, plinary lines of evidence (and then to evidence across level
developmental, medical, physiological, and genetic in- of analysis).
fluences. In some respects this was a primary obstacle for A systematic comparison of Schmitt and Pilcher’s (2004)
the early sociobiological approach, which often relied on model with the multi-level convergence framework reveals
Tinbergen’s model; a lack of consideration of the that the former included a center of focus (the
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18 G.L. Brase / New Ideas in Psychology 33 (2014) 8–20

“hypothesized adaptation”) which does not exist in the behavioral sciences – our understanding of the human
later. This central space for the phenomenon in question condition.
was abandoned for several reasons. First, other models did
not include this feature, and close consideration suggests 6. Conclusion
that this center label is unnecessary and possibly even
undesirable. A model of a phenomenon does not need a One of the best known frameworks of how scientific
location for the phenomenon itself – the entire model is the knowledge is developed and evaluated is Popper’s falsifi-
phenomenon (e.g., nowhere in the Krebs cycle is the name cationist strategy2; the idea that one should attempt to
“Krebs cycle”). Second, it is important to retain the strong falsify a proposed scientific hypothesis, and those hypoth-
backbone of a levels of analysis approach rather than an eses that consistently defy falsification are likely to be true
idea of a singular phenomenon. Even as Schmitt and Pilcher (Popper 1959). Indeed, this is a basis – for better or wor-
took an explicitly evolutionary approach in their model, it sedfor the standard procedure of null hypothesis signifi-
has been noted that evolutionary thinking is just as sus- cance testing (Gigerenzer & Murray 1987; Krueger, 2001;
ceptible as other fields to confusions regarding levels of Loftus, 1996; Newell, 1973; Nickerson, 2000).
analysis (Scott-Phillips, Dickins, & West, 2011). Finally, the It has repeatedly been pointed out, however, that
adaptationist terminology within that center label of the although the falsifiability criterion of Popper’s approach is
Schmitt and Pilcher model could have been distracting to an important aspect of scientific methods, it is not sufficient
some readers who could misperceive this as a strictly (Nickerson, 2000). The approximating approach of Lakatos
“evolutionary” model. Other than a few items within the is often added to Popper’s ideas. Lakatos argued that the
“theoretical ‘evidence’” category (Evolutionary Biology purpose of science – and hence a characteristic that should
Theories and Theoretical Selection Pressures), there is little be exhibited in the scientific processdis the closer and
in this model that is necessarily foundational to the central closer approximation of the true state of the world (see
target being an evolutionary adaptation, as opposed to Ketelaar & Ellis 2000 for a recent discussion of the Laka-
being more generally described as a cognitive or behavioral tosian approach in the behavioral sciences). The underlying
trait. purposes of both Popper’s and Lakatos’s approach share a
Some people may question why it is not sufficient to basic tenet of scientific realism. They both hold that that
simply use the general principle of converging operations science is about discovering (or approximating the dis-
as originally developed by Garner. The principle of covery of) truth in the world, and this assumes that there is
converging operations is taught as an ideal for scientific a true state of the world to be discovered, that this true
research and reasoning (e.g., Stanovich, 2010; Sternberg & state can be described and understood, and that current
Grigorenko, 2001), and thus one might think this suffi- scientific descriptions of the world are variously distant or
cient. The reality, however, is that actual implementation of close to that true state.
converging operations lags alarmingly distant from this The multi-level convergence framework represents a
ideal. Twenty-five years after Garner first laid down the synthesis of both philosophical ideas about how science is
explicit framework for converging operations, Pryor and conducted (culminating, in the most general sense, as
Ostrom (1981, p. 630) observed: multiple, independent, and converging lines of evidence as
.despite the wide acceptance of the converging- a touchstone for truth in reality) and a synthesis of prior
operations research strategy, there are almost no pub- multi-level framework strengths. By recognizing both
lished examples of its use in social psychological multiple lines of evidence and distinct levels of analysis, it
experimental research. becomes clear that one can assess the criteria of how well
lines of evidence truly are independent and convergent.
This begs the question: Why are converging operations Lines of evidence are more independent when they not
so infrequency employed if it has such broad awareness, only come from different particular sources (researchers,
respect, and advocacy? One possible reason is that the labs, or methodologies), but also from different fields.
general idea of converging operations has not been made Similarly, the convergence of evidences is more powerful
more explicit and supplemented with concrete guidance as when the “lines” of each piece of evidence are less acute
to its actual use in research. The present framework pro- angles.
vides just this sort of detailed, specific outline for actual The multi-level convergence framework also recognizes
employment of converging operations. (Also see Sternberg and takes advantage of some core defining features of the
& Grigorenko, 2001 for additional obstacles for an inte-
grated psychology.)
Lastly, some researchers in specific fields may initially 2
Kuhn (1970) has also been highly influential as a model of how sci-
feel constrained – pigeonholed, evendto one area of evi- ence progresses. The idea of understanding science in terms of a suc-
cession of paradigms within any particular field can be useful, but tends
dence. This would be a mistake, though. A researcher who
to emphasize the neglect or exclusion of information that conflicts with
is focused on one area of evidence as a specialty is in no way the dominant paradigm. In contrast, a focus on scientific realism and the
limited from pulling relevant information and knowledge interrelations between fields of knowledge tends to function, in part, as a
from other areas. In fact, this framework explicitly en- lens that make unfilled aspects more clearly evident (e.g., undiscovered
courages this process, and as such it actually encourages elements in the periodic table, phylogenetic missing links, and genetic
bases for natural selection). One conciliatory interpretation is that Kuh-
more freedom for researchers to take new approaches and nian paradigms are often reflections of successive emphases on particular
work with new perspectives. More broadly, this is a dimensions or aspects of a (potential) larger program of scientific
framework for the development and advancement of all discovery.
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G.L. Brase / New Ideas in Psychology 33 (2014) 8–20 19

human behavioral sciences. This framework can be used for Ketelaar, T., & Ellis, B. J. (2000). Are evolutionary explanations unfalsifi-
able? Evolutionary psychology and the Lakatosian philosophy of sci-
better organizing known information, making connections
ence. Psychological Inquiry, 11, 1–21.
between fields of the behavioral sciences, developing better Krueger, J. (2001). Null hypothesis significance testing: on the survival of
understanding and communication between researchers a flawed method. American Psychologist, 56, 16–26.
(and between teachers and students), and more focused Kuhn, T. S. (1970). The structure of scientific revolutions (2nd ed.). Chicago:
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Loftus, G. R. (1996). Psychology will be a much better science when we
sounding board against which existing theories can be change the way we analyze data. Current Directions in Psychological
evaluated (Schmitt & Pilcher, 2004; see Adair, Dillon, & Brase, Science, 5, 161–171.
in press; Dillon, Adair, & Brase, in press for illustrations of this Maestripieri, D., & Roney, J. R. (2006). Evolutionary developmental psy-
chology: contributions from comparative research with nonhuman
implementation). primates. Developmental Review, 26, 120–137.
Marr, D. (1982). Vision: a computational investigation into the human
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Acknowledgments Freeman.
Mayr, E. (1961). Cause and effect in biology. Science, 134, 1501–1506.
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inheritance. Cambridge, Massachusetts: The Belknap Press of Harvard
Glymour, Todd Schachtman, and Dave Schmitt for valuable University Press.
advice and comments on earlier drafts of this work. Newell, A. (1973). You can’t play 20 questions with nature and win:
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