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This study explores the fine structural details of the boundaries between the growth micro-sectors in a
ruby crystal grown hydrothermally on a nonsingularly oriented (011̄2̄) seed. The samples were examined
using IR-spectroscopy and HRTEM-analysis, demonstrating that the interfaces of the micro-sectors serve
as ‘traps’ for OH-groups often observed in grown crystals. Counter to what has previously been reported,
a significant proportion of these OH-groups is incorporated into ruby crystals in an orderly manner,
Received 21st August 2017, forming diaspore-like layers growing epitaxially on the corundum (011̄2) lattice planes. The tensions on the
Accepted 3rd October 2017
boundaries between the micro-sectors result in local increase of internal pressure, making the diaspore-
like phase stable. The assumption is made that the mechanism discussed in the article can explain the oc-
DOI: 10.1039/c7ce01520h
currence of OH-groups in the structure of nominally anhydrous minerals, such as MgSiO3 (akimotoite)
rsc.li/crystengcomm which is structurally similar to corundum.
Paper CrystEngComm
Experimental methods
Published on 04 October 2017. Downloaded by Institute of Geology of Siberian Branch of the RAS on 26/10/2017 10:29:36.
CrystEngComm Paper
an epoxy resin before cutting into disks for transmission sity of almost all peaks (see Fig. 2). We, therefore, conclude
electron microscopy (TEM). The disks were mechanically that the centers of absorption in both areas are identical,
thinned to about 100 μm and then dimpled down to 20 μm with their higher concentration near the seed. This is consis-
in the center (Dimple grinder 656, Gatan Inc., Warrendale, tent with our proposed assumption about the possible rela-
Published on 04 October 2017. Downloaded by Institute of Geology of Siberian Branch of the RAS on 26/10/2017 10:29:36.
PA). After polishing, the TEM samples were ion-milled using tionship between the boundaries of the micro-sectors of
4 keV Ar+ ions (PIPS 691, Gatan Inc.) at an 8° angle till perfo- growth in the HT-grown ruby and its IR absorption centers.
ration in the disk center containing the growth sectors. Prior In other words, these defects may serve as ‘traps’ for the for-
to the analysis, the TEM sample was coated with a thin layer mation of the so-called OH-defects.25
of amorphous carbon to prevent charging due to the electron Table 1 highlights two important points. First, almost all
beam. TEM studies were carried out using a 200 kV TEM, the peaks in the 3186–3420 cm−1 interval, previously reported
powered with a field-emission gun (FEG) electron source for corundum crystals grown by various methods from the
(JEM-2010F, Jeol Ltd., Tokyo, Japan) with an ultrahigh- melt ∼2000 °C, correspond to the peaks of the IR-spectrum
resolution objective pole-piece, achieving a point-to-point res- of the HT-grown ruby. Therefore, it appears that the corun-
olution of 0.19 nm, sufficient for resolving lattice images of dum crystals grown from the melt contain defects similar to
corundum along the selected zone-axes. Electron diffraction those of the boundaries between the micro-sectors. Thus,
patterns (EDP) and structure models were prepared using the these defects could be the low-angle boundaries between the
CrystalMaker® software. neighboring blocks in the crystals.
Second, the IR-spectra of the HT-grown ruby contain lines
Results and discussion in the 3484–3613 cm−1 interval, which are not common for
corundum grown from the melt but are typical for different
IR spectroscopy of the hydrothermal ruby aluminum hydroxides, such as diaspore, boehmite and
The number of micro-sectors in the overgrown layer of the gibbsite. This agrees well with the proposal that the broad
ruby decreases towards the periphery of the crystal (see absorption bands, combined with several narrow bands in
Fig. 1), which is consistent with the previously proposed the OH region (3100–3600 cm−1), result from the presence of
growth model of the regeneration surfaces.6 To explore the aluminum monohydrates (boehmite and diaspore).17,25 The
proposed association between the OH-traces,17 and crystal's accurate mapping of the peaks to a particular phase of alumi-
structural violations, we carried out IR spectroscopy of the num hydroxide is problematic due to a considerable variation
overgrown layer in two areas: (i) near the seed and (ii) in the in the samples, even in the spectra of the same phase ac-
area closer to the edge of the crystal (see Fig. 2). Table 1 quired from different areas.24 However, observing the peaks
shows a comparison between the sharp peaks observed in in the 3484–3613 cm−1 region suggests possible occurrence of
the spectra and the previously reported IR spectroscopy anal- the aluminum hydroxide phase inclusions in the overgrown
ysis of the ruby and sapphire crystals. The peaks close to layer of HT-grown ruby, which could be detected by HRTEM
those observed in the IR spectra for natural and synthetic analysis.
aluminum hydroxides,24 diaspore, boehmite and gibbsite, are
marked with the symbols D, B, and G, respectively. HRTEM analysis of the growth-sectors in the hydrothermally
The IR-spectra from the areas close to the seed plate are grown ruby crystals
similar to those towards the crystal edge; however, the region
near the seed plate is characterized by a much higher inten- The TEM observation at low magnifications reveals that the
region near seed plate contains numerous interfaces of
micro-face growth sectors.§ Only a small fraction of the
micro-faces are oriented edge-on (along the viewing direc-
tion) and are suitable for further TEM investigation. The typi-
cal low-magnification TEM image of an edge-on interface in
the [21̄1̄0] projection is shown in Fig. 3. A small residual tilt
that remained after specimen preparation was adjusted using
a double-tilt specimen holder. The interface is characterized
by a dark spotted line crossing otherwise flawless corundum
matrix. The electron diffraction pattern (EDP) recorded
across the interface (inset in Fig. 3) shows no rotational or
crystal tilt change, suggesting that both crystal domains are
in an identical crystallographic orientation. To index the ex-
perimental EDP, we used a calculated pattern based on
Fig. 2 Representative OH infrared absorption spectra (⊥c) normalized § In the ‘Experimental methods’ section it was noted that the HT-grown ruby
to 1 cm plate thickness for hydrothermally grown ruby, demonstrating crystals did not contain any twin intergrowths according to studies under the
the variability for the areas near the seed (a) and at the crystal edge (b). optical microscope. TEM also showed the absence of twins in the body of the
The curve (b) is moved up for clarity. crystal.
Paper CrystEngComm
Table 1 The IR peak locations (cm−1) of the OH absorption bands for the HT-grown ruby and for corundums of different origins
Verneuil-grown Verneuil-grown Ti-sapphire laser Verneuil-grown Diffussion- doped corundum Verneuil-grown Our
corundum19 corundum20 crystal21 corundum18 with D and H22 corundum23 HT-rubya
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crystal structure data for corundum, with a = 0.4757 nm and ten large sections of the interface undulate quite irregularly,
c = 1.2988 nm (SG: R3̄c).26 The interface between two corun- as shown in Fig. 4b.
dum domains runs roughly parallel to the {011̄2} planes of Under selected imaging conditions, the HRTEM contrast
the corundum structure with occasional steps to other lattice is dominated by sharp bright dots coinciding with Al–Al dou-
planes. Every change in the interface direction to planes blets viewed along the [21̄1̄0]cor projection. When we ap-
other than {011̄2} is accompanied by considerable lattice proach the interface, the sharp dots become diffuse and
strain visible as dark contrast in the low-resolution bright- somewhat dilated. This distinct contrast feature is clearly vis-
field TEM image (Fig. 3). This suggests that the {011̄2}cor ible in magnified section shown in Fig. 5. The dilatation nor-
planes are the lowest energy planes under the given growth mal to (011̄2)cor lattice planes is equal to ∼0.13 nm. Accom-
conditions. panied by an additional 0.05 nm in-plane shift along the
To understand the origin of these contrast features, we interface, this produces a net translation corresponding to
studied the structure of the interfaces under phase-contrast ½·(0006)C. This shift can be observed when the interface is
(HRTEM) imaging conditions. Fig. 4 shows two different glanced at an acute angle along the basal planes of the co-
edge-on sections of the interface. Along the interface, as rundum structure (Fig. 5a). Geometric phase analysis of the
shown in Fig. 4a, we observe short (Dexp ∼ 7 nm) sections of interfacial lattice discontinuities (Fig. 5b) using (011̄2)cor re-
the (011̄2) contact area interrupted by sudden slips to low- flections demonstrates that the corundum structure in both
index planes, such as (0006), etc. The steps (indicated by ar- domains is continuous, whereas all the relaxation is confined
rows) are accompanied by diffuse contrast, whereas the tran- to only 2–3 lattice planes. It is quite astonishing that identi-
sition over the (011̄2)cor interfaces appears to be coherent. Of- cal translation can be measured on all corundum–corundum
interfaces suggesting that this could be an equilibrium con-
figuration under the given growth conditions.
What could be the source of this unusual lattice dilata-
tion? Given the fact that both crystal domains grew from the
same seed crystal and, except for measured translation, the
two domains show no rotational misalignment with respect
to each other, the expansion must be a result of indepen-
dent¶ growth of two adjacent micro-faces, forming respective
micro-sectors. Under HT conditions, the surface of corundum
is covered by hydroxo- (−OH) and aquo- (−OH2) ligands that
take part in the crystallization process. In principle, two crys-
tal domains (i.e. micro-sectors) that grow from the same seed
crystal would be expected to grow in parallel when there are
no surface interactions between the growing micro-sectors.
Fig. 3 TEM image of the interface between the two domains (micro-
sectors) in the ruby crystal HT-grown on the seed plate {011̄2̄}. The in-
set in the upper-left corner is the experimental EDP recorded over the ¶ When we are talking about the independence of growth of the two neighboring
two domains, whereas the lower inset shows the corresponding simu- faces, we mean that the geometrical competition between them is fundamentally
lated EDP with reflections indexed in the [21̄1̄0] projection. slower than the formation processes of elementary grown layers for each face.
CrystEngComm Paper
Published on 04 October 2017. Downloaded by Institute of Geology of Siberian Branch of the RAS on 26/10/2017 10:29:36.
Fig. 4 HRTEM images of the interfaces in the HT-grown ruby crystals. (a) Low-energy interface following the (011̄2)cor lattice plane of corundum
with occasional steps to (0006)C planes (indicated by red arrows). Each step is accompanied by diffuse strain contrast. (b) Wavy section of the
interface with a coherent (011̄2)cor interface, and undulating segments with a diffuse contact area between the two corundum domains. Sections
of the interface analyzed in more detail in Fig. 5 and 6 are outlined.
Fig. 5 (a) HRTEM image of the coherent (011̄2)cor interface with characteristic dilatation at the contact area of the two corundum domains. The
positions of bright dots correspond to the centroid of Al–Al doublets that are separated by 0.146 nm. (b) Geometric phase analysis using (011̄2)cor
reflection showing dilatation of (011̄2)cor lattice planes near the interface that extends 2–3 lattice planes with a slip to the (0006)cor planes
(indicated by the arrows). The two corundum domains are in an otherwise identical crystallographic orientation.
Here, this is not the case. Under HT growth conditions, the stable local configuration brought by the H-bonds. The strain
surfaces are stabilized by –OH ligands that prevent perfect induced by the entrapped ligands is so large that it produces
adhesion of the two domains on the atomic scale. Growing a measurable lattice deformation that can only be compen-
side-by-side, the two surfaces adopt a semi-equilibrium state sated by the equivalent compression in the corundum
forming stable H-bonds among the ligands that prevent the domains.
formation of oxo-bridges under HT growth conditions.27 If Given the fact that (i) dilatation of interfaces suggests the
the ligands covering the surface of the two independently presence of ligands (Fig. 4 and 5), (ii) IR-spectroscopy data
growing micro-faces will not have time to be removed from confirm the presence of OH-groups (Table 1), and (iii) under
the growing surface, they will be pushed aside to the border given pT-conditions, diaspore is the most stable polymorph
of the junction of two micro-sectors, as a result of the tangen- of oxyhydroxide (AlOOH) phases,28 we may presume that the
tial growth of the faces. In this way, hydroxide layers are observed layers between the corundum micro-sectors are dia-
encaptured between the adjacent micro-sectors, giving the spore-like. The study of diaspore–corundum transformation
characteristic IR absorption bands. Depending on the respec- showed that the a, b, and c axes of diaspore are transformed
tive growth velocities of the adjacent crystal faces, the inter- into c, [112̄0] and [11̄00] axes of corundum.29–31 Fig. 6 shows
face climbs choosing the lowest energy planes, while the do- a close-up image of a coherent section of the equilibrium
mains continue to grow upwards, normal to the substrate (011̄2)cor interface with an overlaid atomic model, involving
plane, where they can extend without restraint. Owing to al- the observed translations including one (101)dia ‘wetting
tered surface chemistry, the adjacent crystal domains un- layer’ of diaspore between two adjacent micro-sector domains
dergo respective dilatation/compression to satisfy the more of corundum, compensating for their mismatch. Accordingly,
Paper CrystEngComm
we can write the crystallographic orientation relationship and weaken the tension on the boundaries of the micro-sec-
(COR) observed between corundum and diaspore as: [21̄1̄0]cor tors. These questions need to be further explored in future
(011̄2)cor ‖ [010]dia (101)dia. studies.
Our results raise two essential questions about the genesis To address the second question, we refer to the widely-
Published on 04 October 2017. Downloaded by Institute of Geology of Siberian Branch of the RAS on 26/10/2017 10:29:36.
of the diaspore-like layers at the interfaces of the growth known fact that the slope of the boundaries between the
micro-sectors: growth sectors is uniquely determined using the angle be-
[1] What is the reason for the formation of hydroxide tween the faces forming these sectors and the ratio of the
layers within the corundum crystal, and growth rates of these faces.33 Specifically, since the set of the
[2] What causes the observed translational shifts observed adjacent pairs of micro-faces, which have formed the rough
between the micro-sectors? growth front of the regeneration surface, is very large, espe-
The first question can be addressed based on the findings cially in the initial period of the growth process,6 a fairly wide
from earlier studies of phase equilibria in the Al2O3–H2O sys- range of orientations of the boundaries between the micro-
tem under our pT-conditions.32 Under 1.5 kbar pressure, the sectors could be expected. Due to the H-bonds, the two do-
diaspore → corundum transformation takes place at ∼420 mains are likely to be strained along the (011̄2)cor interface,
°C. The increase of pressure to 13 kbar, however, extends the which may be the reason for the observed lattice shifts.
field of diaspore stability up to ∼520 °C, i.e., to the average According to our HRTEM observations, the (011̄2)cor inter-
temperature of our growth process. Locally, such a pressure faces are energetically most stable and form longer coherent
increase might be produced by internal tensions at the sections. Now, depending on the growth rate of the adjacent
boundaries of micro-sectors. Such a strain could be produced equilibrium crystal faces, the (011̄2)cor sections are making
by the repulsion of hydroxylated corundum surfaces forming more or less frequent steps along the resultant interface,
H-bonds as the gap between the two sectors is closing-up. Its forming an undulating contact area. It is even possible that
extent would be determined by the number of OH-groups in the case of strong tensions in the contact area, the
that stabilize the surface of tangentially growing micro-faces. damping layer at the boundary will include not one but sev-
If this assumption is correct, the diaspore becomes a locally eral diaspore lattice planes.
stable phase, which then grows epitaxially on the (011̄2)cor To conclude, the collected data on the mechanism of sys-
surfaces. On the other hand, the diaspore layer might act as tematic incorporation of OH-groups in the corundum struc-
an absorber of tensions at the boundary between the two do- ture in the form of two-dimensional diaspore-like layers are
mains, and the increase of its thickness, therefore, may re- important for future studies not only for gemology purposes,
duce the strain. This, in turn, may trigger the ‘feedback’: the but also for many open questions related to earth sciences,
thicker the diaspore layer, the less the internal pressure due especially those dealing with the incorporation of water in
to the absorbed strain, making the diaspore metastable at a the form of protonated defects such as those observed in our
certain thickness threshold. The latter, therefore, restricts the study. Namely, in geochemistry, the question about the forms
terminal thickness of the diaspore layer. The impurity of Cr3+ in which the water exists in nominally anhydrous minerals
ions in the corundum may also influence the formation of remains unanswered. At the depths exceeding 650 km, the
the diaspore layers. Specifically, the varying concentration of spinel-like Mg2SiO4 disproportionates, forming MgSiO3
Cr3+ in two adjacent sectors (Fig. 1) may result in additional (akimotoite),34 which is one of the main phases under these
local heterometric tensions. The latter could both enhance pT conditions. Considering the close structural relationship
Fig. 6 HRTEM image of the coherent (011̄2)cor interface with an overlaid model, involving experimentally observed translations and a hypothetical
diaspore layer between the two corundum domains.
CrystEngComm Paper
Paper CrystEngComm
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