Professional Documents
Culture Documents
1
L. M. Salamon, `The rise of the nonpro®t sector', Foreign Aairs, 73 (1994), 109.
2
G. Clarke, `Participation and Protest: Non-Governmental Organizations and Philippine
Politics' (Ph.D. thesis, School of Oriental and African Studies, University of London, June 1995),
p. 305.
3 A. Fowler, `The role of NGOs in changing state-society relations: perspectives from Eastern and
A Case of Neglect
NGOs have become important new political actors in the developing world.
Political scientists, however, have made a relatively minor contribution to the
5
Such organizations, however, especially sports clubs and religious groups, may count among the
®gures cited in the preceding paragraph, complicating attempts to document the proliferation of
NGOs.
6
See, for instance, T. F. Carroll, Intermediary NGOs: the Supporting Link in Grassroots
Development (West Hartford, Kumarian, 1992), pp. 9±11, or D. C. Korten, Getting to the 21st
Century: Voluntary Action and the Global Agenda (West Hartford, Kumarian, 1990), p. 2.
7
See Carroll, Intermediary NGOs, p. 9, or Korten, Getting to the 21st Century, p. 2.
8 Human Development Report 1993 (New York, United Nations Development Programme, and
distinct body of literature on NGOs that has emerged over the last decade.12 As
a result, important questions go largely unanswered. Echeverri-Gent, for
instance, argues that the politics of development literature provides few clues as
to why NGOs come into existence.13 More fundamentally, according to
Edwards and Hulme:
donor support for NGOs is predicated at least as much on their supposed
role in democratizing the political process as on their role in the provision of
welfare services, [yet] rarely in the literature is it made clear exactly how
NGOs . . . are supposed to contribute to `democratization' and the formal
political process.14
In the face of a NGO-triggered `associational revolution', why is there such a
weak political dimension to the NGO literature? A signi®cant explanation is the
anti-institutional bias in political science literature. As March and Olson argue,
the literature is characterized by ®ve tendencies which marginalize the role of
institutions in political life: contextualism (the polity seen as an integral part of
society and a reluctance to see it as distinct); reductionism (political phenomena
seen as the aggregate consequences of individual behaviour); utilitarianism
(political action seen as stemming from calculated self-interest rather than
obligation or duty); instrumentalism (politics viewed solely in terms of decisions
about the allocation of resources, ignoring its role in the development of
meaning around symbols, rituals and ceremonies); and ®nally, functionalism
(history determined by an ecient mechanism for reaching uniquely appro-
priate equilibria, rather than oering possibilities for maladaption and non-
uniqueness).15 Analysis of the political implications of the proliferation of NGOs
has suered from these problems, especially the reluctance to see NGOs as
12 E.g. A. G. Drabek, ed., Development Alternatives: the Challenge for NGOs (New York,
Pergamon, 1987); R. Poulton and M. Harris, eds, Putting People First: Voluntary Organizations and
Third World Development (London, Macmillan, 1988); R. Holloway, ed., Doing Development:
Governments, NGOs and the Rural Poor in Asia (London, Earthscan/CUSO, 1989); Korten, Getting
to the 21st Century; J. Clark, Democratizing Development: The Role of Voluntary Organisations
(London, Earthscan, 1991); Carroll, Intermediary NGOs; M. Edwards and D. Hulme, eds, Making
a Dierence: NGOs and Development in a Changing World (London, Earthscan, 1992); I. Smillie
and H. Helmich, eds, Non-Governmental Organizations and Governments: Stakeholders for
Development (Paris, Organization for Economic Cooperation and Development, 1993); Fisher,
The Road From Rio; A. Bebbington and G. Thiele, eds, Non-governmental Organizations and the
State in Latin America: Rethinking Roles in Sustainable Agriculture (London, Routledge, 1993);
J. Farrington and A. Bebbington, eds, Reluctant Partners: Non-Governmental Organizations, the
State and Sustainable Agricultural Development (London, Routledge, 1993); Farrington and Lewis,
Non-Governmental Organisations and the State in Asia; K. Wellard and J. Copestake, eds, Non-
governmental Organizations and the State in Africa: Rethinking Roles in Sustainable Agriculture
(London, Routledge, 1993); T. Princen and M. Finger, Environmental NGOs in World Politics:
Linking the Global and the Local (London, Routledge, 1994). These works are complemented by a
thriving journal- and monograph-based literature.
13
J. Echeverri-Gent, The State and the Poor: Public Policy and Political Development in India and
the United States (Berkeley, University of California Press, 1993), p. 189.
14 M. Edwards and D. Hulme, `NGOs and Development: Performance and Accountability in
the ``New World Order'' ', paper to the International Workshop on `NGOs and Develop-
ment: Performance and Accountability in the ``New World Order'' ' (University of Manchester,
27±29 June 1994), p. 4.
15
J. G. March and J. P. Olson, Rediscovering Institutions: The Organizational Basis of Politics
(New York, Free, 1989), p. 3.
# Political Studies Association, 1998
GERARD CLARKE 39
16 S. Eckstein, `Power and Popular Protest in Latin America', in S. Eckstein, ed., Power and
Popular Protest: Latin American Social Movements (Berkeley, University of California Press, 1989).
17
A number of essays in P. Wignaraja, ed., New Social Movements in the South, Empowering the
People (London, Zed, 1993) represent an exception to this point.
18
Gunder-Frank and Fuentes, for instance, argue that institutionalization weakens social
movements and that social goods `can be pursued only through random spontaneity' (A. Gunder-
Frank and M. Fuentes, `Civil Democracy: Social Movements in Recent World History', in S. Amin,
G. Arrighi, A. Gunder-Frank and I. Wallerstein, eds, Transforming the Revolution: Social
Movements and the World System (New York, Monthly Review Press, 1990), p. 176.
19
E.g., the OECD's Voluntary Aid for Development; Clark, Democratizing Development (research
funded by Oxfam); Edwards and Hulme, eds, Making a Dierence (funded largely by the Save the
Children Fund); Carroll, Intermediary NGOs (funded largely by the Inter-American Foundation);
Holloway, Doing Development (funded by CUSO (formerly the Canadian University Services
Organisation)) and the 1993 four-volume series by Farrington, Bebbington et al., funded by the
Overseas Development Institute.
20
Central America, parts of South America, South Africa and the Philippines represent a partial
exception. Some donors aimed speci®cally to bolster pro-democracy causes while others shied away
from supporting overt political agendas.
21 See note 12.
22 Article 71 reads `The Economic and Social Council may make suitable arrangements for
consultation with non-governmental organizations which are concerned with matters within its
competence. Such arrangements may be made with international organizations and, where
appropriate, with national organizations after consultation with the Member of the United Nations
concerned'. L. M. Goodrich and E. Hambro, Charter of the United Nations: Commentary and
Documents (Boston, World Peace Foundation, 1946), p. 224.
# Political Studies Association, 1998
40 NGOs and Politics in the Developing World
opportunities with diminishing states and expanding markets', World Development, 21 (1993).
27 See, for instance, H. Sethi, `Action Groups in the New Politics', in Wignaraja, New Social
Movements in the South, or T. Rivera, `The New World Order: Problems and Prospects for the
People's Movement in the Philippines', in C. Karagdag and A. Miclat, eds, Beyond the Cold War:
Philippine Perspectives on the Emerging World Order (Quezon City, People's Training Program for
Philippine NGOs et al., 1992).
# Political Studies Association, 1998
GERARD CLARKE 41
informal sectors of the economy.28 `Political parties', Sheth writes, `have lost
their national character, both in political and geographical terms. Their role in
inducting new groups into politics . . . has been considerably reduced. Their
ability to process issues arising in the economy has declined greatly'.29 Similarly,
in the Philippines, Laban ng Demokratikong Pilipino (Fight for Philippine
Democracy), the largest political party in Congress, had only 1500 members
nationwide in 1994, while the Communist Party of the Philippines, legalized in
1993 and traditionally the main mass-membership political party in the
Philippines, had only 3000 members in the late 1980s. Trade unions, with
membership equivalent to only 13% of the labour force in 1991, are equally
unable to facilitate political participation so as to anchor eective democratic
institutions.30 In the Philippines and India, therefore, NGOs help to ®ll an
institutional vacuum caused by the weakness of political parties and trade
unions.
In Indonesia and Vietnam, NGOs have proliferated in response to the
hegemony, rather than the weakness, of formal institutions. In Indonesia, many
NGOs oppose attempts by the state, and the ruling party, GOLKAR (from
golangan karya, or `functional group'), to monopolize interpretations of Panca
Sila, the state ideology.31 While rejecting Western-style democracy, they are
attempting to expand the limited `political space' available to institutions of civil
society.32 In Vietnam, indigenous NGOs were legalized in 1991 and are obliged
by law to adhere to the Vietnamese Communist Party programme. NGOs are,
however, increasing their autonomy from state-controlled mass organizations to
which many are loosely aliated, emboldened by state policy of Doi Moi
(Renovation).33
Like interest groups in North America or Europe in the late nineteenth or
early twentieth century, NGOs therefore strengthen civil society, by contribut-
ing to a dierentiation of structures and an expansion in political participa-
tion.34 Two key dierences between NGOs in the developing world and their
Northern counterparts, however, are apparent. First, while interest groups and
non-pro®t organizations in the North contend with institutional arrangements
that are deeply entrenched,35 those faced by NGOs in the developing world are
not only varied but are extremely ¯uid. Indeed, many NGOs seek not only
to transform the institutional arrangements of particular developing countries,
but as Sethi notes, `see formal democracy, where it exists, as a necessary but
28
H. Sethi, `Some notes on micro-struggles: NGOs and the state', Asian Exchange, May (1993),
p. 75.
29
D. L. Sheth, `The Politics of Social Transformation: Grassroots Movements in India', lecture
delivered at the University of Hull, Summer (1991).
30 Clarke, `Participation and Protest', pp. 322±3.
31
Panca Sila, literally `®ve pillars', stresses belief in a supreme being, humanitarianism, national
unity, democracy by consensus and social justice.
32
P. Eldridge, `NGOs and the State in Indonesia', in A. Budiman, ed., State and Civil Society in
Indonesia, Monash Papers on Southeast Asia No. 22 (Clayton, Monash University, 1990), p. 506.
33 T. T. Lanh, `The Role of Vietnamese NGOs in the Current Period', paper presented at the
Vietnam Update Conference, `Doi Moi, the State and Civil Society' (Canberra, Australian National
University, 10±11 November 1994).
34
Regarded by Huntington as two key characteristics of political modernization. S. Huntington,
Political Order in Changing Societies (Yale, Yale University Press, 1968), p. 93.
35
J. J. Richardson, `Introduction: Pressure Groups and Government', in J. J. Richardson, ed.,
Pressure Groups (Oxford, Oxford University Press, 1993), pp. 3±4.
# Political Studies Association, 1998
42 NGOs and Politics in the Developing World
p. 87, argues that NGOs have evolved from the `carers' of societies to the `changers'.
37
Cf. Richardson, `Introduction', p. 11.
38
Korten, Getting to the 21st Century, pp. 115±27.
39
C. Elliot, `Some aspects of relations between the north and south in the NGO sector', World
Development, 15 (1987).
# Political Studies Association, 1998
GERARD CLARKE 43
40 S. Silliman, `Human Rights and the Transition to Democracy', in J. Eder and R. Youngblood,
eds, Patterns of Power and Politics in the Philippines: Implications for Development (Tempe, Arizona
State University, 1994), p. 129.
41
Clark, Democratizing Development, p. 5.
42
Article II, Section 23 of the 1987 constitution reads: `The state shall encourage non-
governmental, community-based or sectoral organizations that promote the welfare of the nation'
while Art. XIII, Sec. 15 notes that `The state shall respect the role of independent people's organ-
izations to enable the people to pursue and protect, within the democratic framework, their
legitimate and collective interests through peaceful and lawful means'.
43
B. Loveman, `The Political Left in Chile 1973±1990', in B. Carr and S. Ellner, eds, The Latin
American Left: from the Fall of Allende to Perostroika (Boulder, Westview, and London, Latin
America Bureau, 1993), p. 32.
44
Loveman, `The Political Left in Chile', p. 32.
# Political Studies Association, 1998
44 NGOs and Politics in the Developing World
45
D. E. Hojman, `Non-Governmental Organisations (NGOs) and the Chilean transition to
democracy', European Review of Latin American and Caribbean Studies, 54 (1993), 7. NGOs based
in academe played a key role in this respect.
46
N. Chazan, `Engaging the State: Associational Life in Sub-Saharan Africa', in J. Migdal,
A. Kohli and V. Shue, eds, State Power and Social Forces: Domination and Transformation in the
Third World (Cambridge, Cambridge University Press, 1994), p. 276.
47
T. Lowi, `American business, public policy, case-studies and political theory', World Politics,
16 (1964), 677±93.
48 G. K. Wilson, Interest Groups (Oxford, Basil Blackwell, 1990), p. 11.
49 J. Q. Wilson, ed., The Politics of Regulation (New York, Basic, 1983).
50
E. Sader and K. Silverstein, Without Fear of Being Happy: Lula, The Worker's Party and Brazil
(London, Verso, 1991), p. 142.
51
`Cooperation with NGOs in Agriculture and Rural Development' (Manila, Asian Develop-
ment Bank, August 1989), Vol. 1, p. 131.
# Political Studies Association, 1998
GERARD CLARKE 45
59
See, for instance, E. Mignone, `The Catholic Church, Human Rights and the ``Dirty War'' in
Argentina', in Keogh, Church and Politics in Latin America, and E. Mignone, Witness to Truth: The
Complicity of Church and Dictatorship in Argentina (New York, Orbis, 1988), and their denuncia-
tion of the Argentinian hierarchy.
60 B. H. Smith, `The Catholic Church and Politics in Chile', in Keogh, Church and Politics in
established in 1986. In the Philippines in 1989, three years after the fall of the
Marcos dictatorship but amid renewed ®ghting between government forces and
communist insurgents, `dozens of activists involved in lawful non-government
organizations' disappeared or were killed, according to Amnesty Inter-
national.64 In Malaysia, Prime Minister Dr Mahatir Mohamad condemned
foreign manipulators using a worldwide network of NGOs to promote popular
causes in developing countries throughout the late 1980s, and branded foreign-
assisted NGOs as `thorns' in the government's `¯esh'. As a result, NGO activists
featured prominently among those detained in a 1987 wave of arrests.
Malaysia's NGOs, however, fought back. SUARAM, the country's main
human rights NGO, was formed in response to the 1987 arrests, NGOs gleefully
appropriated Mahatir's `thorn in the ¯esh' euphemism,65 and in 1992, Mahatir
called a truce with the environmental NGOs that provided some of the most
eective opposition to his Barisan Nasional (National Front) government.66
NGOs had secured broad support among Malaysia's burgeoning middle-class
and the media, environmental NGOs had achieved signi®cant legitimacy in
international fora, and government ministries had begun to involve NGOs in
implementing socio-economic programmes.
Similar factors promoted government overtures to NGOs throughout Asia,
Africa, and Latin America in the late 1980s and early 1990s. In many cases,
overtures addressed major weaknesses in governmental capacity. `Nongovern-
mental organizations have become an important force in the development
process, [mitigating] the costs of developing countries' institutional weaknesses',
the World Bank argued in 1991,67 and bilateral and multilateral donors
pressured governments to forge links with NGOs. The Indian government's
seventh Five-Year Plan (1985±1990) sought to channel Rs2 billion (US$150
million) through NGOs and gave NGOs three main roles in promoting rural
development: linking government programmes and bene®ciary communities,
mobilizing local resources, and organizing local communities to ensure the
accountability of village-level ocials.68 As the Asian Development Bank notes,
the plan was underpinned by clear strategic objectives:
The government, recognizing on the one hand the positive reputation
of NGOs and on the other, the problem of local vested interests and the
limitations of its own bureaucracy, has called upon NGOs to help create a
`countervailing force' amongst the poor via the organization of bene®ciary
groups.69
By the early 1990s, the countervailing force had developed signi®cant muscle.
An estimated 15,000 to 20,000 NGOs were actively engaged in rural develop-
ment and annual NGO revenue from abroad, Rs9 billion (US$520 million), was
64
`The Philippines; A Summary of Amnesty International's Concerns', ASA 35/02/90 (London,
Amnesty International, May 1990), pp. 3 and 5.
65
See Gurmit Singh K. S., A Thorn in the Flesh (Selangor, 1990).
66
B. Eccleston and D. Potter, `NGOs and the Environmental Politics of Deforestation in Asia',
paper presented to the Association of South-East Asian Studies in the United Kingdom
(ASEASUK) annual conference (London, 28±30 March 1994).
67 World Development Report 1991: The Challenge of Development (Washington DC, The World
70
Farrington and Lewis, Nongovernmental Organizations and the State in Asia, p. 92.
71Farrington and Lewis, Nongovernmental Organizations and the State, p. 93.
72C. Kay, `The Agrarian Policy of the Alwyin Government: Continuity or Change?', in
D. E. Hojman (ed.), Change in the Chilean Countryside: From Pinochet to Alwyin and Beyond
(Basingstoke, Macmillan, 1993), p. 28.
73
See G. Clarke, `Non-Governmental Organizations and the Philippine state, 1986±1993', South-
East Asia Research, 3 (1995), 67±91.
74 A. O. Hirschman, Getting Ahead Collectively: Grassroots Experiences in Latin America
Countries [sic], Research Series 100 (Geneva, International Labour Organisation, 1994), p. 40.
76
Sanyal, Cooperative Autonomy, pp. 40±1.
77
A. Fowler, `Non-Governmental Organisations and the Promotion of Democracy in Kenya'
(Ph.D. thesis, University of Sussex, December 1993).
# Political Studies Association, 1998
GERARD CLARKE 49
78
Concurring, Bratton argues that African NGOs are constrained by internal social con¯icts
caused by non-kinship-based groups, desperate shortages of trained NGO workers, and a highly
politicized institutional environment (M. Bratton, `Non-governmental Organisations in Africa',
pp. 92±3).
79 E. W. Gohlert, `Thai Democracy and the May 1992 Crisis: The Role of Private Non-Pro®t
Organizations', paper presented to the Western Conference of the Association for Asian Studies,
(Tucson, University of Arizona, 23±24 October 1992), p. 2.
80
Hojman, `[NGOs] and the Chilean Transition to Democracy', p. 21.
81
Clarke, `Participation and Protest', p. 328.
82
Clarke, `Participation and Protest', p. 221.
# Political Studies Association, 1998
50 NGOs and Politics in the Developing World
Conclusion
`The problem [in modernizing countries]', Huntington wrote in 1968, `is not to
hold elections but to create organizations. In many if not most modernizing
countries elections serve only to enhance the power of disruptive and often
reactionary forces and to tear down the structure of public authority'.83 Since
the mid-1980s, the restoration of electoral democracy in many parts of the
developing world has made a more substantial contribution to political
stability, but political organizations, as March and Olson note, remain vitally
important. As this article has argued, a correlation exists between the prolifera-
tion of NGOs and political change in Asia, Africa and Latin America since the
mid-1980s. NGOs have played a signi®cant political role in engendering
stability in transitional societies, by providing socio-economic assistance to
sectors weakened by structural adjustment policies and cutbacks in government
expenditure, by sustaining and aggregating political participation amid the
withering of socialist movements, and by providing direct linkages between
governments and local communities.
In the developing world, counter-mobilization in response to short-comings
in state performance in promoting economic development and in mobilizing
broadly-based popular support represents the most signi®cant aspect of NGO
action. Much the same argument can be made about interest/pressure groups
and voluntary organizations in welfare states. In much of the developing world,
however, the `duality of state strength', to use Migdal's phrase, where states
seem able to penetrate society extensively yet `are unable to implement goal
oriented change',84 increases their strategic signi®cance. The strategic nature of
NGO counter-mobilization roles is enhanced by the low rates of membership
among political parties and trade unions in much of the developing world.
NGOs play a vital role in facilitating political participation through their
involvement in issue-based social movements and through their support to
People's Organizations (POs).
The relationship between NGO proliferation and democratization, however,
is ambiguous. Two fundamental propositions, one De Tocquevillian and one
Gramscian, are evident: the former that NGO proliferation strengthens civil
society and hence democracy by improving interest articulation and repres-
entation;85 the latter that NGO proliferation simply institutionalizes existing
patterns of political contestation, between civil society and the state and within
civil society itself, adding an additional dimension to struggles which remain
fundamentally class-based.86 This article ®nds signi®cant support for both
propositions.
83Huntington, Political Order, p. 7.
84J. Migdal, Strong Societies and Weak States: State-Society Relations and State Capabilities in
the Third World (Princeton, Princeton University Press, 1988), pp. 8±9.
85
`There are no countries', De Tocqueville wrote in 1835, `in which associations are more needed
to prevent the despotism of a faction or the arbitrary power of a prince than those which are
democratically constituted' (Alexis De Tocqueville (trans. Henry Reeve), Democracy in America
(Oxford, Oxford University Press, 1947), p. 243.
86 According to Gramsci, `The massive structures of modern democracies, both as State
organizations and as complexes of associations in civil society, constitute for the art of politics as it
were the ``trenches'' and the permanent forti®cations of the front in the war of position: they render
merely ``partial'' the element of movement which before used to be ``the whole'' of the war etc.'
(Q. Hoare and G. Nowell-Smith, eds, Selections from the Prison Notebooks of Antonio Gramsci
(London, Lawrence and Wishart, 1971), p. 243.
# Political Studies Association, 1998
GERARD CLARKE 51