#REF!

1.2

0.8

#REF!

0.6

0.4

0.2

0
 offer date
415235603 CIK_00015United Ki 1/4/2017 Follow-on Common StCommon StKNOT OffshKNOT Offsh 1/4/2017
415235678 CIK_00015United Sta1/4/2017 Follow-on Common StCommon StMoelis & Moelis & C 1/5/2017
415283857 CIK_00016United Sta1/5/2017 Follow-on Common StCommon StSummit Mat Summit Mat 1/5/2017
415349534 CIK_00008Germany 1/5/2017 Fixed-Inco Corporate Corporate KfW KfW and ov 1/12/2017
415349658 CIK_00003Philippines1/4/2017 Fixed-Inco Corporate Corporate Asian Dev Asian Deve 1/12/2017
415351431 CIK_00003Philippines1/4/2017 Fixed-Inco Corporate Corporate Asian Dev Asian Deve 1/12/2017
415351756 CIK_00008Germany 1/4/2017 Fixed-Inco Corporate Corporate KfW KfW and ov 1/6/2017
415353591 CIK_00000Luxembour8/13/2014Fixed-Inco Corporate Corporate European IEuropean I 1/5/2017
415639936 CIK_00000United Sta1/6/2017 Fixed-Inco Corporate Corporate Internatio Internatio 1/13/2017
415804014 CIK_00014United Sta12/12/201Follow-on Common StCommon StApollo Comm Apollo Com12/13/2016
415939483 CIK_00001United Sta1/10/2017Fixed-Inco Corporate Corporate Veeco Inst Veeco Inst 1/10/2017
415952601 CIK_00010Germany 1/4/2017 Fixed-Inco Corporate Corporate BASF SE BASF SE an 1/11/2017
415960093 CIK_00000United Sta12/8/2016Follow-on Common StCommon StMicroVision MicroVisio 12/9/2016
416246461 CIK_00014United Sta1/12/2017Fixed-Inco Corporate Corporate Two HarborTwo Harbor 1/13/2017
416250881 CIK_00015Germany 5/20/2011Fixed-Inco Corporate Corporate FMS Wert FMS Wertma1/11/2017
416277063 CIK_00015United Sta1/13/2017Follow-on Common StCommon StSmart SandSmart Sand 2/1/2017
416436802 CIK_00013United Sta1/12/2017Follow-on Common StCommon StOoma, Inc.Ooma, Inc. 1/13/2017
416528401 CIK_00011Germany 1/16/2017Fixed-Inco Corporate Corporate Deutsche Deutsche B 1/20/2017
416747722 CIK_00012United Sta1/17/2017Fixed-Inco Corporate Corporate New York M New York M 1/17/2017
417078162 CIK_00008United Sta1/17/2017Follow-on Common StCommon StEvans BancEvans Banc 1/18/2017
417304408 CIK_00010Canada 1/17/2017Follow-on Common StCommon StAveda TranAveda Tran 2/22/2017
417315046 CIK_00000United Sta1/18/2017Fixed-Inco Preferred Preferred PennsylvanPennsylvan 1/18/2017
417330444 CIK_00012United Sta8/25/2016Fixed-Inco Corporate Corporate New York M New York M 1/17/2017
417482744 CIK_00016Germany 1/19/2017Follow-on Common StCommon StAffimed N.Affimed N. 1/20/2017
417560543 CIK_00014United Sta1/20/2017Follow-on Common StCommon StDigiliti Mo Digiliti M 3/10/2017
417712137 CIK_00007Ivory Coast1/17/2017Fixed-Inco Corporate Corporate African DeAfrican De 1/24/2017
417729049 CIK_00016Israel 1/23/2017Follow-on Common StCommon StKornit DigitKornit Digi 1/25/2017
417746784 CIK_00016United Ki 12/12/201Follow-on Common StCommon StOM Asset OM Asset M12/13/2016
417761492 CIK_00014United Sta1/23/2017Follow-on Common StCommon StCascadian TCascadian 1/24/2017
418002768 CIK_00016United Sta1/24/2017Fixed-Inco Corporate Corporate Horizon GlHorizon Gl 1/26/2017
418011440 CIK_00008United Sta1/24/2017Follow-on Common StCommon StPatterson-UPatterson- 1/24/2017
418013089 CIK_00000United Sta1/24/2017Follow-on Common StCommon StKingstone Kingstone 1/25/2017
418039560 CIK_00010Canada 1/25/2017Follow-on Common StCommon StAlamos GolAlamos Gol 2/2/2017
418070428 CIK_00013Canada 1/25/2017Follow-on Common StCommon StAltaGas LtdAltaGas Lt 2/3/2017
418071887 CIK_00008United Sta1/25/2017Fixed-Inco Preferred Preferred Virtus InveVirtus Inv 2/1/2017
418072089 CIK_00008United Sta1/25/2017Follow-on Common StCommon StVirtus InveVirtus Inv 1/26/2017
418219317 CIK_00014United Sta1/26/2017Follow-on Common StCommon StThe KEYW THhe KEYW H 1/27/2017
418482076 CIK_00013Italy 1/11/2017Fixed-Inco Corporate Corporate Intesa SanpIntesa San 1/18/2017
418554249 CIK_00016Netherland1/9/2017 Fixed-Inco Corporate Corporate NN Group NN Group N 1/13/2017
418725741 CIK_00015United Sta1/31/2017Follow-on Common StCommon StSanchez EnSanchez En 1/31/2017
418726183 CIK_00015Canada 1/31/2017Follow-on Common StCommon StRed Eagle Red Eagle 2/6/2017
418776825 CIK_00014United Sta2/1/2017 IPO Common StCommon StHamilton LHamilton L 2/28/2017
418871688 CIK_00015United Sta1/30/2017Follow-on Common StCommon StSummit Mid Summit Mid 1/30/2017
418879572 CIK_00003Philippines2/1/2017 Fixed-Inco Corporate Corporate Asian Dev Asian Deve 2/8/2017
418886395 CIK_00015United Sta2/1/2017 Follow-on Common StCommon StCorium InteCorium Int 2/1/2017
418886535 CIK_00010United Sta2/1/2017 Follow-on Common StCommon StCymabay Th Cymabay Th 2/2/2017
419073575 CIK_00016United Sta2/3/2017 Follow-on Common StCommon StGMS Inc. GMS Inc. a 2/22/2017
419185821 CIK_00013Germany 1/25/2017Fixed-Inco Corporate Corporate LandeskredLandeskred 2/1/2017
419203097 CIK_00014United Sta2/6/2017 Follow-on Common StCommon StValeritas HValeritas 3/22/2017
419299242 CIK_00016United Sta10/28/201IPO Common StCommon StSachem Cap Sachem Cap 2/9/2017
419378314 CIK_00013United Sta2/6/2017 Follow-on Common StCommon StHoulihan Lo Houlihan L 2/6/2017
419461785 CIK_00015United Sta2/7/2017 Follow-on Common StCommon StCoherus Bio Coherus Bi 2/7/2017
419490965 CIK_00016United Sta2/8/2017 Follow-on Common StCommon StAtkore InteAtkore Int 2/16/2017
419492816 CIK_00001Netherland2/8/2017 Fixed-Inco Corporate Corporate Unilever N.Unilever N 2/14/2017
419494119 CIK_00001Netherland2/8/2017 Fixed-Inco Corporate Corporate Unilever N.Unilever N 2/14/2017
419502640 CIK_00016United Sta2/7/2017 IPO Common StCommon StProPetro HProPetro H 3/16/2017
419547103 CIK_00014Bermuda 2/7/2017 Follow-on Common StCommon StGolar LNG Golar LNG 2/7/2017
419609393 CIK_00012Canada 2/8/2017 Follow-on Common StCommon StSierra OncoSierra Onc 2/9/2017
419709098 CIK_00016United Sta2/10/2017IPO Common StCommon StJ.Jill, Inc. J.Jill, Inc 3/8/2017
419765562 CIK_00015Germany 2/9/2017 Fixed-Inco Corporate Corporate FMS Wert FMS Wertma2/16/2017
419889130 CIK_00015United Sta2/13/2017Fixed-Inco Corporate Corporate Medley LL Medley LLC 2/16/2017
420088362 CIK_00015United Sta2/13/2017Follow-on Common StCommon StPennantPark PennantPar 2/14/2017
420141552 CIK_00009Mexico 2/14/2017Fixed-Inco Corporate Corporate Petróleos M Petróleos 2/21/2017
420195615 CIK_00015United Sta2/15/2017Follow-on Common StCommon StNGL EnergyNGL Energy 2/15/2017
420206308 CIK_00009Mexico 2/14/2017Fixed-Inco Corporate Corporate Petróleos M Petróleos 2/21/2017
420209113 CIK_00009Mexico 2/14/2017Fixed-Inco Corporate Corporate Petróleos M Petróleos 2/21/2017
420351570 CIK_00015United Sta2/15/2017Follow-on Common StCommon StTransUnio TransUnion 2/15/2017
420406562 CIK_00013United Sta2/17/2017IPO Common StCommon StMuleSoft, IMuleSoft, 3/16/2017
421153114 CIK_00010Brazil 2/10/2017Fixed-Inco Corporate Corporate CTEEP - CoCTEEP - Co 3/31/2017
421265639 CIK_00015United Sta12/13/201Follow-on Common StCommon StPBF EnergyPBF Energy12/13/2016
421320689 CIK_00012Canada 2/21/2017Follow-on Common StCommon StKillam ApaKillam Apa 3/6/2017
421331137 CIK_00000United Sta2/21/2017Follow-on Common StCommon StParker Dri Parker Dri 2/22/2017
421352292 CIK_00014United Sta2/22/2017Fixed-Inco Preferred Preferred Chimera InChimera In 2/22/2017
421409770 CIK_00016Canada 2/22/2017Follow-on Common StCommon StLithium X Lithium X 3/8/2017
421419348 CIK_00013Canada 2/22/2017Fixed-Inco Corporate Corporate North Amer North Amer 3/8/2017
421472941 CIK_00008Singapore 2/22/2017Fixed-Inco Corporate Corporate United OveUnited Ove 3/2/2017
421472973 CIK_00008Singapore 2/22/2017Fixed-Inco Corporate Corporate United OveUnited Ove 3/2/2017
421480399 CIK_00008United Sta2/22/2017Follow-on Common StCommon StViveve Medi Viveve Med 3/17/2017
421560521 CIK_00009Sweden 2/20/2017Fixed-Inco Corporate Corporate TelefonaktTelefonakt 3/1/2017
421560572 CIK_00009Sweden 2/20/2017Fixed-Inco Corporate Corporate TelefonaktTelefonakt 3/1/2017
421603950 CIK_00016United Sta2/24/2017IPO Common StCommon StAlteryx, IncAlteryx, I 3/23/2017
421692331 CIK_00007United Sta12/20/201Follow-on Common StCommon StFunction(x)Function(x 2/24/2017
421716171 CIK_00000United Sta2/21/2017Fixed-Inco Preferred Preferred Parker Dri Parker Dri 2/22/2017
421834466 CIK_00013United Sta2/27/2017Follow-on Common StCommon StTriangle CaTriangle C 2/28/2017
421839257 CIK_00010United Sta2/27/2017Fixed-Inco Corporate Corporate Silicon LabSilicon La 2/28/2017
421843408 CIK_00015Canada 2/27/2017Fixed-Inco Corporate Corporate Tricon CapiTricon Cap 3/10/2017
421868486 CIK_00015Canada 2/27/2017Follow-on Common StCommon StTricon CapiTricon Cap 3/10/2017
421883902 CIK_00010United Sta2/27/2017Fixed-Inco Corporate Corporate Encore CapiEncore Cap 2/27/2017
421891719 CIK_00014United Sta2/28/2017Fixed-Inco Preferred Preferred Apollo GloApollo Glo 2/28/2017
421955321 CIK_00014United Sta2/28/2017Fixed-Inco Corporate Corporate HCI Group,HCI Group, 2/28/2017
421961224 CIK_00014United Sta2/22/2017Follow-on Common StCommon StCloud PeakCloud Peak 2/22/2017
422107659 CIK_00015United Sta3/1/2017 Follow-on Common StCommon StAshford Hos Ashford Ho 3/2/2017
422111908 CIK_00011United Sta3/1/2017 Follow-on Common StCommon StAres Manag Ares Manag 3/2/2017
422112434 CIK_00015United Sta3/1/2017 Fixed-Inco Preferred Preferred Ashford Hos Ashford Ho 3/2/2017
422209253 CIK_00016United Sta3/2/2017 IPO Common StCommon StSelect EnerSelect Ene 4/20/2017
422283369 CIK_00008United Sta2/15/2017Fixed-Inco Corporate Corporate Toyota MotToyota Mot 2/22/2017
422479702 CIK_00016Sweden 2/20/2017Fixed-Inco Corporate Corporate Svenska HaSvenska Ha 2/28/2017
422497802 CIK_00002United Ki 1/30/2017Fixed-Inco Corporate Corporate Unilever P Unilever P 2/3/2017
422497881 CIK_00000United Sta3/6/2017 Fixed-Inco Preferred Preferred MonmouthMonmouth
R R 3/6/2017
422524979 CIK_00015Ireland 3/2/2017 Follow-on Common StCommon StProthena CProthena C 3/2/2017
422543109 CIK_00008Germany 2/24/2017Fixed-Inco Corporate Corporate KfW KfW and ov 3/3/2017
422666061 CIK_00000United Sta3/6/2017 Follow-on Common StCommon StPatrick InduPatrick Ind 3/8/2017
422785085 CIK_00007United Sta3/6/2017 Follow-on Common StCommon StFirst RepubFirst Repu 3/7/2017
422803584 CIK_00016France 3/7/2017 Follow-on DepositaryCommon Sto Talend S.A.Talend S.A 3/15/2017
422804827 CIK_00016United Sta3/7/2017 IPO Common StCommon StWarrior MeWarrior Me 4/12/2017
422815316 CIK_00009United Sta2/28/2017Follow-on Common StCommon StIBERIABANK IBERIABANK 3/1/2017
422837899 CIK_00016United Sta3/8/2017 Fixed-Inco Preferred Preferred Spark Energ Spark Ener 3/8/2017
422889102 CIK_00010Germany 3/1/2017 Fixed-Inco Corporate Corporate Daimler A Daimler AG 3/9/2017
422901338 CIK_00008United Ki 3/1/2017 Fixed-Inco Corporate Corporate The Royal The Royal 3/8/2017
422929696 CIK_00015Bermuda 2/23/2017Follow-on Common StCommon StNordic AmeNordic Ame 2/24/2017
422961866 CIK_00014United Sta3/7/2017 Fixed-Inco Preferred Preferred Two HarborTwo Harbor 3/7/2017
422971031 CIK_00014United Sta3/7/2017 Follow-on Common StCommon StGladstone Gladstone 3/8/2017
422978202 CIK_00009United Sta3/8/2017 Follow-on Common StCommon StSinclair Br Sinclair B 3/9/2017
422979355 CIK_00008United Sta3/8/2017 Follow-on Common StCommon StBioCryst PhBioCryst P 3/9/2017
423148445 CIK_00013United Sta3/9/2017 Follow-on Common StCommon StOoma, Inc.Ooma, Inc. 3/9/2017
423242180 CIK_00016United Sta2/13/2017IPO Common StCommon StOkta, Inc. Okta, Inc. 4/6/2017
423267723 CIK_00014Japan 3/1/2017 Follow-on Common StCommon StDaiwa Hous Daiwa Hous 3/21/2017
423385231 CIK_00015United Sta12/15/201Fixed-Inco Corporate Corporate NantHealthNantHealth12/15/2016
423415931 CIK_00008Netherland3/14/2017Fixed-Inco Corporate Corporate Wolters Kl Wolters Kl 3/22/2017
423453969 CIK_00008Finland 3/6/2017 Fixed-Inco Corporate Corporate Nokia CorpNokia Corp 3/15/2017
423467502 CIK_00008Finland 3/6/2017 Fixed-Inco Corporate Corporate Nokia CorpNokia Corp 3/15/2017
423479422 CIK_00013United Sta3/13/2017Follow-on Common StCommon StAnthera PhAnthera Ph 3/14/2017
423492533 CIK_00016United Sta3/15/2017IPO Common StCommon StVeritone, I Veritone, 5/11/2017
423503194 CIK_00016United Sta3/15/2017Follow-on Common StCommon Ste.l.f. Beaute.l.f. Beau 3/30/2017
423568150 CIK_00008United Sta2/8/2017 Fixed-Inco Corporate Corporate Microchip Microchip 2/9/2017
423568186 CIK_00008United Sta2/8/2017 Fixed-Inco Corporate Corporate Microchip Microchip 2/9/2017
423571834 CIK_00003United Sta2/28/2017Follow-on Common StCommon StAmeris Ba Ameris Ban 3/1/2017
423605735 CIK_00016United Sta3/15/2017IPO Common StCommon StSolaris OilfSolaris Oil 5/11/2017
423625115 CIK_00015Brazil 3/15/2017IPO Common StCommon StNetshoes (Netshoes ( 4/11/2017
423654614 CIK_00015United Sta1/3/2017 Fixed-Inco Corporate Corporate Colony St Colony Sta 1/4/2017
423726158 CIK_00013United Sta3/15/2017Fixed-Inco Corporate Corporate Tesla, Inc. Tesla, Inc 3/16/2017
423844218 CIK_00010France 3/6/2017 Fixed-Inco Corporate Corporate CompagnieCompagnie 3/17/2017
423958604 CIK_00016United Sta3/15/2017Follow-on Common StCommon StEditas MediEditas Med 3/16/2017
424039652 CIK_00016United Sta3/15/2017Follow-on Common StCommon StInvestar H Investar H 3/17/2017
424170212 CIK_00014United Sta3/20/2017Follow-on Common StCommon StGolub CapitGolub Capi 3/21/2017
424182270 CIK_00000Luxembour3/21/2017Fixed-Inco Corporate Corporate European IEuropean I 3/28/2017
424347281 CIK_00014United Sta3/23/2017Follow-on Common StCommon StHeat BiologHeat Biolo 3/23/2017
424354572 CIK_00017United Sta3/23/2017IPO Common StCommon StWideOpenW WideOpenWe 5/24/2017
424484045 CIK_00009United Sta3/20/2017Follow-on Common StCommon StLa Jolla P La Jolla P 3/22/2017
424495343 CIK_00014United Sta3/16/2017Follow-on Common StCommon StMidWestOne MidWestOne3/17/2017
424803067 CIK_00014Monaco 3/28/2017Fixed-Inco Corporate Corporate Scorpio TanScorpio Ta 3/28/2017
424838293 CIK_00016United Sta3/27/2017Follow-on Common StCommon StEvolent Hea Evolent He 3/27/2017
424890478 CIK_00016United Sta3/27/2017IPO Common StCommon StAntero MidAntero Mid 5/3/2017
424968698 CIK_00016United Sta3/29/2017Follow-on Common StCommon StCamping Wo Camping Wo5/24/2017
425071379 CIK_00014Canada 3/29/2017Follow-on Common StCommon StCenovus EnCenovus En 3/29/2017
426233830 CIK_00016United Sta3/31/2017IPO Common StCommon StCarvana CoCarvana Co 4/27/2017
426439128 CIK_00015Israel 3/30/2017Follow-on Common StCommon StDarioHealtDarioHealt 3/31/2017
426448466 CIK_00014United Sta3/2/2017 Fixed-Inco Preferred Preferred PennyMac PennyMac
M M 3/2/2017
426448852 CIK_00016United Sta4/3/2017 IPO Common StCommon StKKR Real EsKKR Real E 5/4/2017
426514591 CIK_00013United Sta4/3/2017 Follow-on Common StCommon StCoupa SoftCoupa Soft 4/11/2017
426527506 CIK_00013Greece 12/13/201Fixed-Inco Corporate Corporate Aegean Mar Aegean Mar12/14/2016
426546345 CIK_00010United Sta12/12/201Fixed-Inco Corporate Corporate World WresWorld Wres12/12/2016
426574584 CIK_00010United Sta3/1/2017 Follow-on Common StCommon StKratos DefeKratos Def 3/2/2017
426621308 CIK_00000United Sta11/28/201Fixed-Inco Corporate Corporate Newpark Re Newpark Re11/30/2016
426626089 CIK_00007United Sta2/27/2017Follow-on Common StCommon StRealty Inc Realty Inc 2/27/2017
426724512 CIK_00015United Sta2/23/2017Follow-on Common StCommon StPlains GP HPlains GP 2/23/2017
426834184 CIK_00012United Sta4/5/2017 Follow-on Common StCommon StSynacor, InSynacor, I 4/6/2017
426967282 CIK_00015United Sta4/6/2017 Follow-on Common StCommon StC&J EnergyC&J Energy 4/6/2017
427203986 CIK_00015Spain 3/27/2017Fixed-Inco Corporate Corporate DistribuidoDistribuid 4/7/2017
427251781 CIK_00014Italy 3/7/2017 Fixed-Inco Corporate Corporate Unione di BUnione di 3/15/2017
427336872 CIK_00010United Sta4/10/2017Follow-on Common StCommon StCytori TherCytori The 4/11/2017
427443869 CIK_00016United Sta4/10/2017IPO Common StCommon StOvid Therap Ovid Thera 5/4/2017
427457782 CIK_00016United Sta4/11/2017Follow-on Common StCommon StWAVE Life WAVE Life 4/12/2017
427643993 CIK_00008United Sta4/12/2017Follow-on Common StCommon StSorrento ThSorrento T 4/13/2017
427746064 CIK_00015United Sta4/13/2017IPO Common StCommon StG1 Therapeu G1 Therape 5/16/2017
427816256 CIK_00016United Sta4/13/2017Follow-on Common StCommon StIchor HoldiIchor Hold 4/26/2017
427835731 CIK_00016United Sta4/14/2017Follow-on Common StCommon StUS Foods HUS Foods H 5/11/2017
427971207 CIK_00013Germany 4/6/2017 Fixed-Inco Corporate Corporate LandeskredLandeskred 4/13/2017
428014123 CIK_00016United Sta4/17/2017Follow-on Common StCommon StMilacron HMilacron H 5/3/2017
428084567 CIK_00000United Sta4/18/2017Fixed-Inco Corporate Corporate Qwest CorpQwest Corp 4/18/2017
428101113 CIK_00016China 4/18/2017IPO DepositaryCommon StoBright Sch Bright Sch 5/17/2017
428159165 CIK_00010Canada 4/18/2017Follow-on Common StCommon StPlatinum GPlatinum G 4/19/2017
428170844 CIK_00015United Sta4/19/2017Fixed-Inco Preferred Preferred American American H 4/19/2017
428282788 CIK_00016United Sta4/19/2017Fixed-Inco Corporate Corporate Great Ajax Great Ajax 4/20/2017
428371663 CIK_00014Finland 4/4/2017 Fixed-Inco Corporate Corporate OP Yritysp OP Yritysp 4/11/2017
428445597 CIK_00014United Sta4/21/2017Follow-on Common StCommon StTPI Composi TPI Compos 5/11/2017
428687744 CIK_00011United Sta4/25/2017Fixed-Inco Preferred Preferred NuStar EnerNuStar Ene 4/25/2017
428689736 CIK_00015United Sta4/24/2017Follow-on Common StCommon StKaryopharm Karyopharm 4/24/2017
428814874 CIK_00009United Sta4/25/2017Fixed-Inco Corporate Corporate NeurocrineNeurocrine 4/26/2017
429013229 CIK_00014United Sta4/27/2017IPO Common StCommon StAppian CorAppian Cor 5/24/2017
429352855 CIK_00000United Sta5/1/2017 Fixed-Inco Corporate Corporate BlackstoneBlackstone 5/1/2017
429395532 CIK_00014United Sta5/1/2017 Follow-on Common StCommon StAGNC InvesAGNC Inves 5/2/2017
429665918 CIK_00016United Sta5/3/2017 Follow-on Common StCommon StGoDaddy InGoDaddy In 5/4/2017
429833602 CIK_00010United Sta5/4/2017 Follow-on Common StCommon StMFA Financi MFA Financ 5/4/2017
429850168 CIK_00014United Sta5/3/2017 Fixed-Inco Corporate Corporate HubSpot, IHubSpot, I 5/5/2017
429887960 CIK_00016United Sta5/5/2017 Follow-on Common StCommon StKinsale CapKinsale Ca 5/11/2017
429999694 CIK_00016United Sta5/4/2017 Follow-on Common StCommon StUrban EdgeUrban Edge 5/4/2017
430010404 CIK_00015Canada 11/14/201Follow-on Common StCommon StTheratechnTheratechn11/25/2016
430107182 CIK_00016United Sta5/8/2017 Follow-on Common StCommon StGMS Inc. GMS Inc. a 6/1/2017
430228237 CIK_00016United Sta5/8/2017 Follow-on Common StCommon StFogo de ChFogo de Ch 5/11/2017
430230382 CIK_00007United Sta5/8/2017 Follow-on Common StCommon StAccelerate Accelerate 5/9/2017
430312230 CIK_00010United Sta5/8/2017 Follow-on Common StCommon StCytokineticCytokineti 5/8/2017
430336092 CIK_00015United Sta5/9/2017 Follow-on Common StCommon StEllington Ellington 5/10/2017
430506637 CIK_00013United Sta5/10/2017Follow-on Common StCommon StConatus PhConatus Ph 5/11/2017
430511566 CIK_00012United Sta5/10/2017Follow-on Common StCommon StArbor RealtArbor Real 5/11/2017
430517613 CIK_00014United Sta5/8/2017 Follow-on Common StCommon StPreferred Preferred 5/8/2017
430597762 CIK_00015United Sta5/11/2017Follow-on Common StCommon StAdvanced Di Advanced D 5/17/2017
430761139 CIK_00010United Sta5/8/2017 Fixed-Inco Corporate Corporate DexCom, InDexCom, In 5/8/2017
430773773 CIK_00010United Sta5/10/2017Follow-on Common StCommon StSP Plus Co SP Plus Co 5/12/2017
430922700 CIK_00012United Sta5/8/2016 Follow-on Common StCommon StGladstone Gladstone 5/9/2017
430968340 CIK_00000United Sta5/8/2017 Fixed-Inco DepositaryPreferred Becton, Di Becton, Di 5/10/2017
431094640 CIK_00002United Ki 5/15/2017Fixed-Inco Corporate Corporate HSBC HoldiHSBC Holdi 5/15/2017
431124009 CIK_00012United Sta5/16/2017Fixed-Inco Corporate Corporate RealPage, IRealPage, 5/17/2017
431144194 CIK_00016United Ki 5/15/2017Follow-on Common StCommon StOM Asset OM Asset M5/16/2017
431219453 CIK_00016Israel 5/15/2017Follow-on Common StCommon StKornit DigitKornit Dig 5/16/2017
431327955 CIK_00014Spain 5/5/2017 Fixed-Inco Corporate Corporate Banco de Sa Banco de S 5/18/2017
431349053 CIK_00015Canada 5/18/2017Follow-on Common StCommon StShopify IncShopify In 5/18/2017
431409430 CIK_00015United Sta5/18/2017Follow-on Common StCommon StRSP PermiaRSP Permia 5/18/2017
431487822 CIK_00011United Sta5/16/2017Fixed-Inco Corporate Corporate Atlas Air WAtlas Air 5/17/2017
431520977 CIK_00016United Sta5/19/2017Follow-on Common StCommon StThe Trade D The Trade 5/23/2017
431557887 CIK_00015United Sta5/16/2017Follow-on Common StCommon StLiberty MeLiberty Me 5/18/2017
431703115 CIK_00016Canada 5/15/2017Follow-on Common StCommon StSpin MasteSpin Maste 5/24/2017
431726831 CIK_00016United Sta5/12/2017Follow-on Common StCommon StBlackLine, BlackLine, 5/24/2017
431741243 CIK_00014United Sta5/22/2017Follow-on Common StCommon StMINDBODY,MINDBODY, 5/24/2017
431743766 CIK_00016United Sta5/15/2017Follow-on Common StCommon StJELD-WEN JELD-WEN
H H5/24/2017
431760403 CIK_00011United Sta5/22/2017Fixed-Inco Corporate Corporate PRA Group,PRA Group, 5/22/2017
431770456 CIK_00012United Sta5/22/2017Follow-on Common StCommon StGlycoMimet GlycoMimet 5/24/2017
431779799 CIK_00011United Sta5/22/2017Follow-on Common StCommon StBerkshire HBerkshire 5/22/2017
431854347 CIK_00014United Sta5/23/2017Fixed-Inco Corporate Corporate B. Riley FinB. Riley F 5/23/2017
431869235 CIK_00013United Sta5/23/2017Follow-on Common StCommon StAlbireo Ph Albireo Ph 5/24/2017
431872405 CIK_00013United Sta5/23/2017Follow-on Common StCommon StSyndax PhaSyndax Pha 5/24/2017
431919438 CIK_00013United Sta5/23/2017Follow-on Common StCommon StAchaogen,Achaogen, 5/24/2017
431955928 CIK_00011United Sta5/23/2017Follow-on Common StCommon StAlnylam PhAlnylam Ph 5/23/2017
431960072 CIK_00000United Ki 5/17/2017Fixed-Inco Corporate Corporate Mylan N.V.Mylan N.V. 5/24/2017
431982554 CIK_00014United Sta5/24/2017Fixed-Inco Preferred Preferred Colony Nort
Colony Nor 5/24/2017
432055141 CIK_00015United Sta5/24/2017Follow-on Common StCommon StCorium InteCorium Int 5/25/2017
432056606 CIK_00010United Sta5/24/2017Follow-on Common StCommon StBank of theBank of th 5/24/2017
432091560 CIK_00009United Sta5/24/2017Follow-on Common StCommon StSun Commun Sun Commun5/24/2017
432180358 CIK_00013United Sta5/25/2017Follow-on Common StCommon StTarga ResoTarga Reso 5/25/2017
432611839 CIK_00014United Sta5/30/2017Follow-on Common StCommon StApollo Comm Apollo Com 5/30/2017
432742724 CIK_00008Portugal 5/23/2017Fixed-Inco Corporate Corporate Banco ComeBanco Come5/31/2017
432782371 CIK_00014United Sta5/31/2017Follow-on Common StCommon StNanoStringNanoString 6/1/2017
offer date +30 days
2/3/2017 Err:511 KNOT Offshore Partners LP
2/4/2017 Moelis & Company
2/4/2017 Summit Materials, Inc.
2/11/2017 KfW
2/11/2017 Asian DevelopmeBank
2/11/2017 Asian DevelopmeBank
2/5/2017 KfW
2/4/2017 European InvestmentBank
2/12/2017 InternationBank For Reconstruc& Development
1/12/2017 Apollo CommerciaReal Estate Finance, Inc.
2/9/2017 Veeco InstrumentInc.
2/10/2017 BASF SE
1/8/2017 MicroVisioInc.
2/12/2017 Two Harbors InvestmentCorp.
2/10/2017 FMS WertmanaAöR
3/3/2017 Smart Sand Inc.
2/12/2017 Ooma, Inc.
2/19/2017 Deutsche Bank AG
2/16/2017 New York Mortgage Trust, Inc.
2/17/2017 Evans Bancorp, Inc.
3/24/2017 Aveda Transportaand Energy Services Inc.
2/17/2017 PennsylvanReal Estate InvestmentTrust
2/16/2017 New York Mortgage Trust, Inc.
2/19/2017 Affimed N.V.
4/9/2017 Digiliti Money, Inc.
2/23/2017 African DevelopmeBank
2/24/2017 Kornit Digital Ltd.
1/12/2017 OM Asset Managemeplc
2/23/2017 Cascadian TherapeutiInc.
2/25/2017 Horizon Global Corporation
2/23/2017 Patterson- Energy, Inc.
2/24/2017 Kingstone CompaniesInc.
3/4/2017 Alamos Gold Inc.
3/5/2017 AltaGas Ltd.
3/3/2017 Virtus InvestmentPartners, Inc.
2/25/2017 Virtus InvestmentPartners, Inc.
2/26/2017 The KEYW Holding Corporation
2/17/2017 Intesa Sanpaolo S.p.A.
2/12/2017 NN Group N.V.
3/2/2017 Sanchez Energy Corporation
3/8/2017 Red Eagle Mining Corporation
3/30/2017 Hamilton Lane Incorporated
3/1/2017 Summit MidstreamPartners, LP
3/10/2017 Asian DevelopmeBank
 3/3/2017 Corium InternationInc.
3/4/2017 Cymabay TherapeutiInc.
3/24/2017 GMS Inc.
3/3/2017 LandeskredBaden-Wür- Förderbank
4/21/2017 Valeritas Holdings, Inc.
3/11/2017 Sachem Capital Corp.
3/8/2017 Houlihan Lokey, Inc.
3/9/2017 Coherus BioscienceInc.
3/18/2017 Atkore InternationGroup Inc.
3/16/2017 Unilever N.V.
3/16/2017 Unilever N.V.
4/15/2017 ProPetro Holding Corp.
3/9/2017 Golar LNG Partners LP
3/11/2017 Sierra Oncology, Inc.
4/7/2017 J.Jill, Inc.
3/18/2017 FMS WertmanaAöR
3/18/2017 Medley LLC
3/16/2017 PennantPaFloating Rate Capital Ltd.
3/23/2017 Petróleos MexicanosS.A. de C.V.
3/17/2017 NGL Energy Partners LP
3/23/2017 Petróleos MexicanosS.A. de C.V.
3/23/2017 Petróleos MexicanosS.A. de C.V.
3/17/2017 TransUnion
4/15/2017 MuleSoft, Inc.
4/30/2017 CTEEP - Companhi de Transmissãde Energia Elétrica
1/12/2017 PBF Energy Inc.
4/5/2017 Killam ApartmentReal Estate InvestmentTrust
3/24/2017 Parker Drilling Company
3/24/2017 Chimera InvestmentCorporation
4/7/2017 Lithium X Energy Corp.
4/7/2017 North American Energy Partners Inc.
4/1/2017 United Overseas Bank Limited
4/1/2017 United Overseas Bank Limited
4/16/2017 Viveve Medical, Inc.
3/31/2017 TelefonaktLM Ericsson (publ)
3/31/2017 TelefonaktLM Ericsson (publ)
4/22/2017 Alteryx, Inc.
3/26/2017 Function(xInc.
3/24/2017 Parker Drilling Company
3/30/2017 Triangle Capital Corporation
3/30/2017 Silicon Laboratori Inc.
4/9/2017 Tricon Capital Group Inc.
4/9/2017 Tricon Capital Group Inc.
3/29/2017 Encore Capital Group, Inc.
3/30/2017 Apollo Global ManagemeLLC
3/30/2017 HCI Group, Inc.
3/24/2017 Cloud Peak Energy Inc.
4/1/2017 Ashford HospitalityPrime, Inc.
4/1/2017 Ares ManagemeL.P.
4/1/2017 Ashford HospitalityPrime, Inc.
5/20/2017 Select Energy Services, Inc.
3/24/2017 Toyota Motor Credit Corporation
3/30/2017 Svenska HandelsbaAB (publ)
3/5/2017 Unilever PLC
4/5/2017 MonmouthReal Estate InvestmentCorporation
4/1/2017 Prothena Corporatioplc
4/2/2017 KfW
4/7/2017 Patrick Industries,Inc.
4/6/2017 First Republic Bank
4/14/2017 Talend S.A.
5/12/2017 Warrior Met Coal, LLC
3/31/2017 IBERIABANCorporation
4/7/2017 Spark Energy, Inc.
4/8/2017 Daimler AG
4/7/2017 The Royal Bank of Scotland Group plc
3/26/2017 Nordic American Offshore Ltd.
4/6/2017 Two Harbors InvestmentCorp.
4/7/2017 Gladstone Land Corporation
4/8/2017 Sinclair Broadcast Group, Inc.
4/8/2017 BioCryst Pharmaceut Inc.
4/8/2017 Ooma, Inc.
5/6/2017 Okta, Inc.
4/20/2017 Daiwa House REIT InvestmentCorporation
1/14/2017 NantHealthInc.
4/21/2017 Wolters Kluwer N.V.
4/14/2017 Nokia Corporation
4/14/2017 Nokia Corporation
4/13/2017 Anthera Pharmaceut Inc.
6/10/2017 Veritone, Inc.
4/29/2017 e.l.f. Beauty, Inc.
3/11/2017 Microchip Technolog Incorporated
3/11/2017 Microchip Technolog Incorporated
3/31/2017 Ameris Bancorp
6/10/2017 Solaris Oilfield InfrastructInc.
5/11/2017 Netshoes (Cayman) Limited
2/3/2017 Colony Starwood Homes
4/15/2017 Tesla, Inc.
4/16/2017 Compagniede Saint-GobaS.A.
4/15/2017 Editas Medicine, Inc.
4/16/2017 Investar Holding Corporation
 4/20/2017 Golub Capital BDC, Inc.
4/27/2017 European InvestmentBank
4/22/2017 Heat Biologics, Inc.
6/23/2017 WideOpenW Inc.
4/21/2017 La Jolla Pharmaceut Company
4/16/2017 MidWestOFinancial Group, Inc.
4/27/2017 Scorpio Tankers Inc.
4/26/2017 Evolent Health, Inc.
6/2/2017 Antero MidstreamGP LP
6/23/2017 Camping World Holdings, Inc.
4/28/2017 Cenovus Energy Inc.
5/27/2017 Carvana Co.
4/30/2017 DarioHealtCorp.
4/1/2017 PennyMacMortgage InvestmentTrust
6/3/2017 KKR Real Estate Finance Trust Inc.
5/11/2017 Coupa Software Incorporated
1/13/2017 Aegean Marine PetroleumNetwork Inc.
1/11/2017 World Wrestling EntertainmInc.
4/1/2017 Kratos Defense & Security Solutions, Inc.
12/30/2016 Newpark Resources,Inc.
3/29/2017 Realty Income Corporation
3/25/2017 Plains GP Holdings, L.P.
5/6/2017 Synacor, Inc.
5/6/2017 C&J Energy Services, Inc.
5/7/2017 DistribuidoInternacio de AlimentaciS.A.
4/14/2017 Unione di Banche Italiane S.p.A.
5/11/2017 Cytori TherapeutiInc.
6/3/2017 Ovid TherapeutiInc.
5/12/2017 WAVE Life Sciences Ltd.
5/13/2017 Sorrento TherapeutiInc.
6/15/2017 G1 TherapeutiInc.
5/26/2017 Ichor Holdings, Ltd.
6/10/2017 US Foods Holding Corp.
5/13/2017 LandeskredBaden-Wür- Förderbank
6/2/2017 Milacron Holdings Corp.
5/18/2017 Qwest Corp.
6/16/2017 Bright Scholar Education Holdings Limited
5/19/2017 Platinum Group Metals Ltd.
5/19/2017 American Homes 4 Rent
5/20/2017 Great Ajax Corp
5/11/2017 OP YrityspankkOyj
6/10/2017 TPI CompositesInc.
5/25/2017 NuStar Energy L.P.
5/24/2017 Karyophar TherapeutiInc.
5/26/2017 NeurocrineBioscienceInc.
 6/23/2017 Appian Corporation
5/31/2017 BlackstoneMortgage Trust, Inc.
6/1/2017 AGNC InvestmentCorp.
6/3/2017 GoDaddy Inc.
6/3/2017 MFA Financial, Inc.
6/4/2017 HubSpot, Inc.
6/10/2017 Kinsale Capital Group, Inc.
6/3/2017 Urban Edge Properties
12/25/2016 TheratechnInc.
7/1/2017 GMS Inc.
6/10/2017 Fogo de Chao, Inc.
6/8/2017 AccelerateDiagnosticsInc.
6/7/2017 CytokineticIncorporated
6/9/2017 Ellington ResidentialMortgage REIT
6/10/2017 Conatus Pharmaceut Inc.
6/10/2017 Arbor Realty Trust, Inc.
6/7/2017 Preferred ApartmentCommunitiInc.
6/16/2017 Advanced Disposal Services, Inc.
6/7/2017 DexCom, Inc.
6/11/2017 SP Plus Corporation
6/8/2017 Gladstone InvestmentCorporation
6/9/2017 Becton, Dickinson and Company
6/14/2017 HSBC Holdings plc
6/16/2017 RealPage, Inc.
6/15/2017 OM Asset Managemeplc
6/15/2017 Kornit Digital Ltd.
6/17/2017 Banco de Sabadell, S.A.
6/17/2017 Shopify Inc.
6/17/2017 RSP Permian, Inc.
6/16/2017 Atlas Air WorldwideHoldings, Inc.
6/22/2017 The Trade Desk, Inc.
6/17/2017 Liberty Media Corporation
6/23/2017 Spin Master Corp.
6/23/2017 BlackLine, Inc.
6/23/2017 MINDBODYInc.
6/23/2017 JELD-WEN Holding, inc.
6/21/2017 PRA Group, Inc.
6/23/2017 GlycoMimet Inc.
6/21/2017 Berkshire Hills Bancorp, Inc.
6/22/2017 B. Riley Financial, Inc.
6/23/2017 Albireo Pharma, Inc.
6/23/2017 Syndax Pharmaceut Inc.
6/23/2017 Achaogen,Inc.
6/22/2017 Alnylam Pharmaceut Inc.
6/23/2017 Mylan N.V.
6/23/2017 Colony NorthStar, Inc.
6/24/2017 Corium InternationInc.
6/23/2017 Bank of the Ozarks, Inc.
6/23/2017 Sun CommunitiInc.
6/24/2017 Targa Resources Corp.
6/29/2017 Apollo CommerciaReal Estate Finance, Inc.
6/30/2017 Banco Comercial Português,S.A.
7/1/2017 NanoStringTechnologiInc.
Paulista
KNOT Offshore Partners LP and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Moelis & Company and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Summit Materials, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
KfW and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Asian Development Bank and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Asian Development Bank and over-allotment and Jan,2017 and excercisedFixed-Income Offering
KfW and over-allotment and Jan,2017 and excercisedFixed-Income Offering
European Investment Bank and over-allotment and Jan,2017 and excercisedFixed-Income Offering
International Bank For Reconstruction & Development and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Apollo Commercial Real Estate Finance, Inc. and over-allotment and Dec,2016 and excercisedFollow-on Equity Offering
Veeco Instruments Inc. and over-allotment and Jan,2017 and excercisedFixed-Income Offering
BASF SE and over-allotment and Jan,2017 and excercisedFixed-Income Offering
MicroVision, Inc. and over-allotment and Dec,2016 and excercisedFollow-on Equity Offering
Two Harbors Investment Corp. and over-allotment and Jan,2017 and excercisedFixed-Income Offering
FMS Wertmanagement AöR and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Smart Sand Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Ooma, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Deutsche Bank AG and over-allotment and Jan,2017 and excercisedFixed-Income Offering
New York Mortgage Trust, Inc. and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Evans Bancorp, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Aveda Transportation and Energy Services Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Pennsylvania Real Estate Investment Trust and over-allotment and Jan,2017 and excercisedFixed-Income Offering
New York Mortgage Trust, Inc. and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Affimed N.V. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Digiliti Money, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
African Development Bank and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Kornit Digital Ltd. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
OM Asset Management plc and over-allotment and Dec,2016 and excercisedFollow-on Equity Offering
Cascadian Therapeutics, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Horizon Global Corporation and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Patterson-UTI Energy, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Kingstone Companies, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Alamos Gold Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
AltaGas Ltd. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Virtus Investment Partners, Inc. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Virtus Investment Partners, Inc. and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
The KEYW Holding Corporation and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Intesa Sanpaolo S.p.A. and over-allotment and Jan,2017 and excercisedFixed-Income Offering
NN Group N.V. and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Sanchez Energy Corporation and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Red Eagle Mining Corporation and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Hamilton Lane Incorporated and over-allotment and Feb,2017 and excercisedIPO
Summit Midstream Partners, LP and over-allotment and Jan,2017 and excercisedFollow-on Equity Offering
Asian Development Bank and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Corium International, Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Cymabay Therapeutics, Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
GMS Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Landeskreditbank Baden-Württemberg - Förderbank and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Valeritas Holdings, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Sachem Capital Corp. and over-allotment and Feb,2017 and excercisedIPO
Houlihan Lokey, Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Coherus Biosciences, Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Atkore International Group Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Unilever N.V. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Unilever N.V. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
ProPetro Holding Corp. and over-allotment and Mar,2017 and excercisedIPO
Golar LNG Partners LP and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Sierra Oncology, Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
J.Jill, Inc. and over-allotment and Mar,2017 and excercisedIPO
FMS Wertmanagement AöR and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Medley LLC and over-allotment and Feb,2017 and excercisedFixed-Income Offering
PennantPark Floating Rate Capital Ltd. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Petróleos Mexicanos S.A. de C.V. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
NGL Energy Partners LP and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Petróleos Mexicanos S.A. de C.V. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Petróleos Mexicanos S.A. de C.V. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
TransUnion and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
MuleSoft, Inc. and over-allotment and Mar,2017 and excercisedIPO
CTEEP - Companhia de Transmissão de Energia Elétrica Paulista and over-allotment and Mar,2017 and excercisedFixed-Income
PBF Energy Inc. and over-allotment and Dec,2016 and excercisedFollow-on Equity Offering
Killam Apartment Real Estate Investment Trust and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Parker Drilling Company and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Chimera Investment Corporation and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Lithium X Energy Corp. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
North American Energy Partners Inc. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
United Overseas Bank Limited and over-allotment and Mar,2017 and excercisedFixed-Income Offering
United Overseas Bank Limited and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Viveve Medical, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Telefonaktiebolaget LM Ericsson (publ) and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Telefonaktiebolaget LM Ericsson (publ) and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Alteryx, Inc. and over-allotment and Mar,2017 and excercisedIPO
Function(x) Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Parker Drilling Company and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Triangle Capital Corporation and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Silicon Laboratories Inc. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Tricon Capital Group Inc. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Tricon Capital Group Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Encore Capital Group, Inc. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Apollo Global Management, LLC and over-allotment and Feb,2017 and excercisedFixed-Income Offering
HCI Group, Inc. and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Cloud Peak Energy Inc. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Ashford Hospitality Prime, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Ares Management, L.P. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Ashford Hospitality Prime, Inc. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Select Energy Services, Inc. and over-allotment and Apr,2017 and excercisedIPO
Toyota Motor Credit Corporation and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Svenska Handelsbanken AB (publ) and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Unilever PLC and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Monmouth Real Estate Investment Corporation and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Prothena Corporation plc and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
KfW and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Patrick Industries, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
First Republic Bank and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Talend S.A. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Warrior Met Coal, LLC and over-allotment and Apr,2017 and excercisedIPO
IBERIABANK Corporation and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Spark Energy, Inc. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Daimler AG and over-allotment and Mar,2017 and excercisedFixed-Income Offering
The Royal Bank of Scotland Group plc and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Nordic American Offshore Ltd. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Two Harbors Investment Corp. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Gladstone Land Corporation and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Sinclair Broadcast Group, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
BioCryst Pharmaceuticals, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Ooma, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Okta, Inc. and over-allotment and Apr,2017 and excercisedIPO
Daiwa House REIT Investment Corporation and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
NantHealth, Inc. and over-allotment and Dec,2016 and excercisedFixed-Income Offering
Wolters Kluwer N.V. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Nokia Corporation and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Nokia Corporation and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Anthera Pharmaceuticals, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Veritone, Inc. and over-allotment and May,2017 and excercisedIPO
e.l.f. Beauty, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Microchip Technology Incorporated and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Microchip Technology Incorporated and over-allotment and Feb,2017 and excercisedFixed-Income Offering
Ameris Bancorp and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Solaris Oilfield Infrastructure, Inc. and over-allotment and May,2017 and excercisedIPO
Netshoes (Cayman) Limited and over-allotment and Apr,2017 and excercisedIPO
Colony Starwood Homes and over-allotment and Jan,2017 and excercisedFixed-Income Offering
Tesla, Inc. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Compagnie de Saint-Gobain S.A. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Editas Medicine, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Investar Holding Corporation and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Golub Capital BDC, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
European Investment Bank and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Heat Biologics, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
WideOpenWest, Inc. and over-allotment and May,2017 and excercisedIPO
La Jolla Pharmaceutical Company and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
MidWestOne Financial Group, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Scorpio Tankers Inc. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Evolent Health, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Antero Midstream GP LP and over-allotment and May,2017 and excercisedIPO
Camping World Holdings, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Cenovus Energy Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Carvana Co. and over-allotment and Apr,2017 and excercisedIPO
DarioHealth Corp. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
PennyMac Mortgage Investment Trust and over-allotment and Mar,2017 and excercisedFixed-Income Offering
KKR Real Estate Finance Trust Inc. and over-allotment and May,2017 and excercisedIPO
Coupa Software Incorporated and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
Aegean Marine Petroleum Network Inc. and over-allotment and Dec,2016 and excercisedFixed-Income Offering
World Wrestling Entertainment, Inc. and over-allotment and Dec,2016 and excercisedFixed-Income Offering
Kratos Defense & Security Solutions, Inc. and over-allotment and Mar,2017 and excercisedFollow-on Equity Offering
Newpark Resources, Inc. and over-allotment and Nov,2016 and excercisedFixed-Income Offering
Realty Income Corporation and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Plains GP Holdings, L.P. and over-allotment and Feb,2017 and excercisedFollow-on Equity Offering
Synacor, Inc. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
C&J Energy Services, Inc. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
Distribuidora Internacional de Alimentación, S.A. and over-allotment and Apr,2017 and excercisedFixed-Income Offering
Unione di Banche Italiane S.p.A. and over-allotment and Mar,2017 and excercisedFixed-Income Offering
Cytori Therapeutics, Inc. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
Ovid Therapeutics Inc. and over-allotment and May,2017 and excercisedIPO
WAVE Life Sciences Ltd. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
Sorrento Therapeutics, Inc. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
G1 Therapeutics, Inc. and over-allotment and May,2017 and excercisedIPO
Ichor Holdings, Ltd. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
US Foods Holding Corp. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Landeskreditbank Baden-Württemberg - Förderbank and over-allotment and Apr,2017 and excercisedFixed-Income Offering
Milacron Holdings Corp. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Qwest Corp. and over-allotment and Apr,2017 and excercisedFixed-Income Offering
Bright Scholar Education Holdings Limited and over-allotment and May,2017 and excercisedIPO
Platinum Group Metals Ltd. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
American Homes 4 Rent and over-allotment and Apr,2017 and excercisedFixed-Income Offering
Great Ajax Corp and over-allotment and Apr,2017 and excercisedFixed-Income Offering
OP Yrityspankki Oyj and over-allotment and Apr,2017 and excercisedFixed-Income Offering
TPI Composites, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
NuStar Energy L.P. and over-allotment and Apr,2017 and excercisedFixed-Income Offering
Karyopharm Therapeutics Inc. and over-allotment and Apr,2017 and excercisedFollow-on Equity Offering
Neurocrine Biosciences, Inc. and over-allotment and Apr,2017 and excercisedFixed-Income Offering
Appian Corporation and over-allotment and May,2017 and excercisedIPO
Blackstone Mortgage Trust, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
AGNC Investment Corp. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
GoDaddy Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
MFA Financial, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
HubSpot, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
Kinsale Capital Group, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Urban Edge Properties and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Theratechnologies Inc. and over-allotment and Nov,2016 and excercisedFollow-on Equity Offering
GMS Inc. and over-allotment and Jun,2017 and excercisedFollow-on Equity Offering
Fogo de Chao, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Accelerate Diagnostics, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Cytokinetics, Incorporated and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Ellington Residential Mortgage REIT and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Conatus Pharmaceuticals Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Arbor Realty Trust, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Preferred Apartment Communities, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Advanced Disposal Services, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
DexCom, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
SP Plus Corporation and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Gladstone Investment Corporation and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Becton, Dickinson and Company and over-allotment and May,2017 and excercisedFixed-Income Offering
HSBC Holdings plc and over-allotment and May,2017 and excercisedFixed-Income Offering
RealPage, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
OM Asset Management plc and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Kornit Digital Ltd. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Banco de Sabadell, S.A. and over-allotment and May,2017 and excercisedFixed-Income Offering
Shopify Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
RSP Permian, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Atlas Air Worldwide Holdings, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
The Trade Desk, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Liberty Media Corporation and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Spin Master Corp. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
BlackLine, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
MINDBODY, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
JELD-WEN Holding, inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
PRA Group, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
GlycoMimetics, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Berkshire Hills Bancorp, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
B. Riley Financial, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
Albireo Pharma, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Syndax Pharmaceuticals, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Achaogen, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Alnylam Pharmaceuticals, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Mylan N.V. and over-allotment and May,2017 and excercisedFixed-Income Offering
Colony NorthStar, Inc. and over-allotment and May,2017 and excercisedFixed-Income Offering
Corium International, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Bank of the Ozarks, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Sun Communities, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Targa Resources Corp. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Apollo Commercial Real Estate Finance, Inc. and over-allotment and May,2017 and excercisedFollow-on Equity Offering
Banco Comercial Português, S.A. and over-allotment and May,2017 and excercisedFixed-Income Offering
NanoString Technologies, Inc. and over-allotment and Jun,2017 and excercisedFollow-on Equity Offering
sedFixed-Income Offering
-on Equity Offering

w-on Equity Offering

ome Offering
edFixed-Income Offering

quity Offering

d excercisedFixed-Income Offering

ow-on Equity Offering

ed-Income Offering

on Equity Offering
me Offering

Equity Offering

xed-Income Offering

dFixed-Income Offering
Equity Offering
-on Equity Offering