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Article history: Fluctuations of river stage are expected to induce changes in loads acting on the tunnel linings and cause
Received 4 May 2013 readjustments of member forces in the segmental linings subsequently. Therefore, the evaluation of
Received in revised form 9 August 2014 impacts of time-dependent river levels on the loads acting on the tunnel linings is of great importance
Accepted 20 September 2014
in design of shield tunnel linings situated beneath the rivers. However, the loads acting the tunnel linings
are generally considered as constant in most design methods available, taking no account of the influ-
ences of constantly changing river stage. In this study, the influences of river stage on design of shield
Keywords:
tunnel linings are evaluated with respect to two common ground conditions: (a) impermeable overbur-
Design of shield tunnel lining
River stage
den strata of low permeability and (b) permeable overburden strata of high permeability. Two earth pres-
Earth pressure sure calculation models are correspondingly established. In addition, field observations in the Hangzhou
Reinforcement strain Qiantang River Tunnel are described in detail to present the responses of tunnel linings to fluctuations in
Field measurement river stage and validate the established design model for the former case.
Ó 2014 Elsevier Ltd. All rights reserved.
1. Introduction design. However, the impacts of changing river stage are seldom
counted in present practice.
The shield-driven tunnelling method is widely adopted for con- Prediction of earth pressures acting on the tunnel lining is one
struction of under-river tunnels in soft ground all across the world. issue of great importance in design of a tunnel (Kim and
Behaviors of the tunnels beneath the rivers, unlike those beneath Eisenstein, 2006). In Japan, overburden earth pressure or reduced
the ground surface, are expected to be affected by fluctuations of earth pressure calculated by Terzaghi’s formula has generally been
river levels. Nevertheless, there are few studies focusing on the adopted as vertical earth pressure acting on the tunnel lining for
effect of time-dependent river stage on design of the shield tunnel the segment design on the basis of previous field measurements
linings. (ITA WG, 2000; JSCE, 1996; Mashimo and Ishimura, 2003).
The following loads should always be considered in the design Murayama (1968) studied the vertical earth pressure in sandy lay-
of the linings: (1) ground pressure, (2) water pressure, (3) dead ers by trapdoor tests. Mashimo and Ishimura (2003) evaluated the
load, (4) surcharge and (5) subgrade reaction (British Tunnelling loads on shield tunnel linings in gravel by field measurements at
Society, 2004; ITA WG, 2000; Koyama, 2003; Mashimo and two shield tunnels. Zhu et al. (2008) simulated relaxation effect
Ishimura, 2003). Generally speaking, all of these loads are main- of vertical earth pressure during shield tunnelling. They observed
tained stable for tunnels beneath the ground surface that have that the soil arching mainly occurred within 1–2 times the tunnel
been in service for a long period of time. So it is rational to take diameter above the crown and the vertical earth pressure acting on
these loads as constant in most design methods available the tunnel lining was significantly decreased due to soil arching.
(Duddeck, 1981, 1989). But for tunnels beneath the rivers, imposed This problem has attracted considerable interest in the last dec-
loads constantly change as a result of fluctuations in river stage. ades. However, changes in earth pressures acting on the tunnel lin-
For cases like this, the time-dependent loads induced by changes ings induced by fluctuations of river levels have rarely been paid
in river stage should be taken into consideration in tunnel lining attention to. Moreover, there is a lack of calculation model for
loads acting on the tunnel linings taking time-dependent river
stage into account.
⇑ Corresponding author. Tel.: +86 150 8868 8010; fax: +86 0571 87169527. This paper evaluates the influences of river stage on design
E-mail address: cunganglin@163.com (C. Lin). of shield tunnel linings with respect to two common ground
http://dx.doi.org/10.1016/j.tust.2014.09.011
0886-7798/Ó 2014 Elsevier Ltd. All rights reserved.
108 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
conditions: (a) impermeable overburden strata with low perme- p0 ¼ r w Hw ðtÞ ð1Þ
ability and (b) permeable overburden strata with high permeabil-
where p0 is the surcharge imposed by river water; rw is the unit
ity. Two corresponding earth pressure calculation models are
weight of water; Hw(t) is the river stage at time t, which constantly
established. The average uniform rigidity ring method (Koyama,
changes with time.
2003), which has been widely adopted in Japan for shield tunnel
The strata beneath the river are assumed to be completely sat-
lining design, is improved in this study taking stress relief prior
urated with groundwater table at the surface of the river bed. Ver-
to installation of the tunnel lining and time-dependent loads
tical water pressure acting on the crown of the tunnel lining is
induced by changing river stage into account.
figured out using Eq. (2).
In order to assess the impacts of fluctuations in river levels on
shield tunnels beneath the river, instrumentation was set up dur- pw1 ¼ r w C ð2Þ
ing construction of the Hangzhou Qiantang River Tunnel to mea-
where pw1 is the vertical water pressure at the crown of tunnel lin-
sure river stage, earth pressures acting on the tunnel linings,
ing; C is the depth of overburden.
strains of the reinforcing steel bars and convergence of the tunnel.
Vertical earth pressure acting on the tunnel crown is presented
The field observations are described in detail to present behaviors
in Eq. (3).
of the tunnel linings in responses to fluctuations in river stage and
X
validate the established design model for the former case. pe1 ¼ ð1 aÞ p0 þ r 0i Hi ð3Þ
This study aims to provide an initial insight into behaviors of
the shield tunnels subject to changing river stage and improve where pe1 is the vertical earth pressure at the crown of tunnel lin-
the average uniform rigidity ring method for design of shield tun- ing; a is the coefficient of stress reduction taking stress relief prior
nel lining taking fluctuations of river levels into account. to installation of the tunnel lining into account; Hi is the thickness
of Stratum No. i, which is located above the tunnel crown, note that
P
2. Design model for shield tunnel beneath river Hi ¼ C; r0 i is the submerged unit weight of soil of Stratum No. i.
The horizontal earth pressure and water pressure are simplified
According to differences in permeability of the tunnel overbur- to be uniformly varying loads that increase with depth acting on
den strata, the design models can be classified into two broad cat- the centroid of the tunnel lining from the crown to the bottom,
egories: (a) impermeable overburden strata with low permeability as shown in Fig. 1. They are calculated with Eqs. (4)–(7),
and (b) permeable overburden strata with high permeability, respectively.
which are referred to as Design model 1 and Design model 2, X
h
respectively, hereinafter. qe1 ¼ k p0 þ r 0i Hi þ r0j ð4Þ
2
2.1. Design model 1
h
qw1 ¼ r w C þ ð5Þ
2.1.1. Computation of imposed loads 2
Fig. 1 depicts the calculation model of loads acting on the tunnel X X
lining for Design model 1, in which the overburden strata are qe2 ¼ k p0 þ r 0i Hi þ r 0j Hj ð6Þ
assumed to be impermeable. It is suited for shield tunnels beneath
the rivers with overburden strata of low permeability, such as clay
h
and silty clay. qw2 ¼ r w C þ D ð7Þ
2
For the overburden strata are very low in permeability, river
water is anticipated to apply a surcharge that is equal to its own where qe1 and qe2 are the horizontal earth pressure at the crown
weight to the strata below the river bed level. The river water and the bottom of tunnel lining, respectively; qw1 and qw2 are the
induced surcharge p0 is a function of river stage as horizontal water pressure at the crown and the bottom of tunnel
Fig. 1. Calculation model of loads acting on tunnel lining for Design model 1.
C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127 109
Notations: 1. M, N, Q are bending moment, axial force and shear force in the tunnel segment, respectively. 2. g is the effective ratio of bending rigidity of the circular ring. 3. E is modulus of elasticity of tunnel segment. 4. I is moment
lining, respectively; k is the coefficient of lateral earth pressure; D is
soil of Stratum No. j.
ðsin h þ 8 sin h cos h 4 sin h cos2 hÞ
As shown in Fig. 1, h is the angle measured with respect to ver-
qr ¼ kd ð8Þ
When p2 6 h 6 p;
Shear force
W
g1 ¼ ð9Þ
N ¼ ð0:7071 cos h þ cos2 h þ 0:7071 sin h cos hÞkdRc
2pRc
When p2 6 h 6 34p ; N ¼ ðcos2 h þ 0:7071 cos3 hÞkdRc
where g1 is the dead load of the tunnel lining imposed by its self-
When 0 6 h 6 p2 ; N ¼ ðh sin h 16 cos hÞg 1 Rc
2
lining.
ðcos h þ 8 cos2 h 4 cos3 hÞ
The vertical ground reaction can be obtained from Eqs. (10) and
2
When p 6 h 6 p;
pg1 ¼ pg 1 ð11Þ
Axial force
2
N ¼ 16
1
external loads acting on the tunnel lining; pg1 is the vertical ground
reaction in balance with the self-weight of the tunnel lining.
qw1 ÞR2c
Five of the loads mentioned above, pe1, qe1, qe2, qr and pr, are
When p4 6 h 6 p2 ; M ¼ ð0:3487 þ 0:5 sin2 h þ 0:2357 cos3 hÞkdR2c
Hence, these five loads are expected to change with river stage.
of inertia of area of tunnel segment. 5. EI is flexural rigidity of tunnel segment.
When 34p 6 h 6 p; M ¼ ð0:2346 þ 0:3535 cos hÞkdR2c
The uniform rigidity ring method, which was first put forward
i
When p 6 h 6 p;
2
h 2
(qe1 + qw1)
Fig. 2. Calculation model of loads acting on tunnel lining for Design model 2.
2.2. Design model 2 As can be seen from Eqs. (12), (15) and (17), water pressure act-
ing on the tunnel lining is solely determined by the river stage for a
2.2.1. Computation of imposed loads fixed value of C, D and h. It is anticipated to change with fluctua-
Fig. 2 presents the calculation model of loads acting on the tun- tions in river stage.
nel lining for Design model 2. It is applicable to shield tunnels
beneath the rivers with overburden strata of high permeability, 2.2.2. Computation of member forces
such as sand and gravel. For high permeability of the overburden, Member forces of the tunnel lining for Design model 2 are also
it is assumed that there exists a complete hydraulic connection calculated with the computational formulas listed in Table 1.
between the river water and the groundwater. That is to say, river
water is supposed to generate pore water pressure that is identical
in magnitude to that generated by groundwater of the same height 3. Theoretical calculation
in the underlying aquifers. In this sense, the groundwater table can
assumed to be located at the surface of the river water for compu- The tidal bore at the estuary of the Qiantang River in China is
tation of water pressure acting on the tunnel lining. one of the most spectacular bores in the world. As a result of the
The loads acting on the tunnel lining, as shown in Fig. 2, are cal- tidal bore, water level of the Qiantang River is under constant fluc-
culated with Eqs. (12)–(20). In order to distinguish from previous tuation. Thus, behaviors of the shield tunnels beneath the Qiantang
calculations, loads of the same types to those mentioned in Design River are expected to be largely affected by fluctuations of the river
model 1 are overlined. The other variables have the same defini- stage. One issue of great concern in design of a shield tunnel
tions as before. beneath the Qiantang River is the evaluation of impacts of fluctua-
tions in river stage on the structural soundness of the tunnel over
w1 ¼ r w ½Hw ðtÞ þ C
p ð12Þ its operational life. The Hangzhou Qiangtang River Tunnel, which
X was put into service in December of 2010, is the first shield tunnel
e1 ¼ ð1 aÞ
p r 0i Hi ð13Þ beneath the Qiantang River. Hence, a case study is conducted with
regard to this tunnel to explore behaviors of the tunnel lining in
X responses to fluctuations in river stage and examine the above-
h
e1 ¼ k
q r 0i Hi þ r0j ð14Þ established design models.
2
h 3.1. Project overview and geology
w1 ¼ rw Hw ðtÞ þ C þ
q ð15Þ
2
The Hangzhou Qiantang River Tunnel was constructed to carry
X X
the traffic across the Qiantang River in Hangzhou. It consisted of
e2
q ¼k r 0i Hi þ r 0j Hj ð16Þ
two parallel tubes designed for one-way traffic in opposite direc-
tions. It was bored by two slurry shields with an outer diameter
h of 11.65 m and a length of 11.4 m. The shield tunnel was con-
w2 ¼ rw Hw ðtÞ þ C þ D
q ð17Þ
2 structed with a precast reinforced concrete lining, which was com-
posed of nine segmental concrete pieces bolted together by steel
r ¼ kd
q ð18Þ bolts in both the circumferential and longitudinal directions.
The subsurface conditions along the tunnel alignment can be
r ¼ p
p w1 þ p
e1 ð19Þ generally described as a typical Qiantang River alluvial deposit.
Table 2 shows some of the basic soil properties at the site obtained
g1 ¼ pg 1
p ð20Þ from laboratory and in-situ soil tests. The geotechnical strata from
C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127 111
Table 2
Summary of soil properties at the site.
Stratum number Stratum name r (kN m3) K0 c (kPa) u (°) Kv (cm s1) k (104 kN m3) N
1 Made ground 19.0
2–1 Sandy silt 19.5 0.214 35.9 34.8 1.49 104 2.0 10
2–2 Silt with mucky soil 19.2 0.242 37.0 35.5 1.78 104 1.4 7
3–1 Silty sand with silt 19.5 0.221 36.5 38.7 1.58 104 2.8 14
3–2 Sandy silt 19.8 0.196 42.0 21.7 2.24 104 1.8 9
3–3 Silty sand with silt 19.8 0.212 27.7 30.1 3.11 104 3.0 15
3–4 Clayey silt 19.5 0.177 21.6 18.0 2.46 104 1.0 5
4 Mucky silty clay 18.5 0.557 28.0 12.9 1.45 107 0.8 4
5–1 Silty clay 19.8 0.392 34.9 26.0 1.24 107 2.0 10
5–2 Silty clay 19.0 0.515 35.5 19.0 2.16 107 2.2 11
6–1 Clay 18.8 0.460 39.0 16.9 9.55 108 0.9 4
6–2 Silty clay 19.0 0.379 41.0 20.5 1.77 107 1.6 8
7–1 Silty clay with silty sand 20.1 0.367 55.7 25.7 3.92 107 2.6 13
7–2 Silty fine sand 20.5 0.206 54.7 23.8 2.74 104 4.8 24
8 Round gravel 21.8 0.492 7.50 102 8.0 28
Notations: 1. r is the natural unit weight of soil; 2. K0 is the coefficient of lateral earth pressure at rest; 3. c and u are the cohesion and internal friction angle of soil,
respectively, which are obtained from consolidated undrained triaxial shear test; 4. Kv is the coefficient of vertical permeability; 5. N is the blow counts of standard
penetration test.
Fig. 3. Longitudinal profile of the tunnel and locations of the monitored sections.
surface level along the route of the bored tunnels comprised vary- 3.2. Computation of imposed loads and member forces
ing thickness of made ground, sandy silt, clay, fine sand and round
gravel. The tunnel was mainly situated within stratum 3 to stratum Section 1 as shown in Fig. 4 is selected for analysis. The loads
8, including silty sand, clay, fine sand and round gravel. acting on the tunnel ling and the generated member forces are cal-
Four typical cross-sections of the tunnel lining were instru- culated using above-proposed equations, with regard to Design
mented with total earth pressure cells and reinforcement strain model 1 and 2, respectively.
gauges to observe behaviors of the tunnel in service. Fig. 3 shows Convergence of the tunnel lining was measured with instru-
the longitudinal profile of the tunnel and the approximate loca- mented sections spaced at 50 m intervals along the alignment dur-
tions of the four monitored sections, and Fig. 4 depicts their geo- ing construction of the Hangzhou Qiantang River Tunnel (Lin et al.,
logical profiles. 2011). An increase of the horizontal diameter of the tunnel lining
112 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
Table 3
Computational parameters.
lining was generally observed to contract along its spring line. Load Result (kN m2)
The decrease of its horizontal diameter was generally within pe1 128.678 + 8.0 Hw(t)
8 mm three months after it has been erected. Hence, the horizontal pw1 170.740
ground reaction can be neglected when evaluating the long-term qe1 83.442 + 5.12 Hw(t)
loads acting on the tunnel lining in service. Therefore, the horizon- qw1 173.240
qe2 138.0860 + 5.12 Hw(t)
tal ground reaction is not taken into account in the following
qw2 281.240
computations. pr 299.418 + 8.0 Hw(t)
Table 3 gives the needed parameters for computation. The coef- pg1 39.270
ficient of stress reduction, a, is influenced by many factors, such as
Note: The unit of Hw(t) is m.
the stress-deformation-time characteristics of the surrounding soil,
the amount of deformation of the surrounding soil experienced, and
800
the time at which the actual contact is made between the soil and
the lining. In many instances it is further complicated by the process
700 pr
of filling the voids. Centrifuge model tests conducted by Nomoto
et al. (1999) find that the earth pressure acting on the tunnel is lar-
600
gely dominated by the differences of the construction processes.
Earth pressures acting on the shield segments were measured by pe1
500
Inokuma and Ishimura (1995) and Suzuki et al. (1996). Inokuma
Pressure (kPa)
1200
1000
θ=0 degree
800 180
600 160
400
M (kN⋅m/m)
200
40
0
-200
-400 120
-600
60
-800 70
80
-1000 90
-5 0 5 10 15 20 25 30 35 40 45 50 55 60
Hw(t) (m)
1000 50
40
30
500
20
M (kN⋅m/m)
10
5
0
Hw(t)=0
-500
-1000
-20 0 20 40 60 80 100 120 140 160 180
θ (degree)
Fig. 9. Calculated axial force of tunnel lining.
Fig. 7. Distribution of bending moment at different river stages (0–50 m).
4000
3800
Ka can be calculated using equation proposed by Rankine
3600
(Aysen, 2005), that is
Hw(t)=50 m
p u 3400
2
K a ¼ tan ð22Þ 3200
4 2
40 m
3000
3.2.1. Computation for Design model 1
N (kN/m)
2800 30 m
3.2.1.1. Computation results of imposed loads. Table 4 lists the com-
2600
putation results of imposed loads, which are also presented in 20 m
2400
Fig. 5.
10 m
As can be seen from Fig. 5, pw1, qw1, qw2, and pg1 are not affected 2200
5m
by changes in river stage, but pe1, qe1, qe2 and pr are expected to 2000 0m
increase linearly with a rise of river stage.
1800
1600
3.2.1.2. Computation results of member forces.
0 20 40 60 80 100 120 140 160 180 200
(1) Bending moment
θ (degree)
Fig. 6 presents calculated bending moment of the tunnel lining.
As can be seen from Fig. 6, changes in river stage not only cause Fig. 10. Distribution of axial force at different river stages (0–50 m).
changes in magnitude of the bending moment, but also alter its
distribution along the circumference of the tunnel lining.
Fig. 7 shows calculated bending moment along the circumfer- Fig. 8 presents changes of bending moment with river stage at
ence of the tunnel lining at river stages in the range of 0–50 m. different cross-sections along the circumference of the tunnel lin-
As shown in Fig. 7, both the maximum positive bending moment ing. As obviously shown in Fig. 8, the bending moment at different
and the maximum negative bending moment are found to increase cross-sections is expected to increase linearly with different rates
with rising river stage. with the rise of river stage. For a given river stage, the magnitude
114 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
4000 400
90
3800 Hw(t)=50 m
120
3600 60 300
40
150
3400
180 200 30
3200 30
20
3000 100
10
θ=0 dergee
N (kN/m)
Q (kN/m)
2800
0 0
2600
16.69 m
2400 -100
Q= 41.955 kN/m
2200
-200
when θ= 90 degree
2000
1800 -300
1600
-5 0 5 10 15 20 25 30 35 40 45 50 55 -400
0 20 40 60 80 100 120 140 160 180
Hw(t) (m) θ (degree)
Fig. 11. Changes of axial force with river stage at different cross-sections. Fig. 13. Distribution of shear force at different river stages (0–50 m).
400
40
30
300 60
20
200
10
100
80
Q (kN/m)
0 and 180
0
90
-100
100
-200 160
150
-300 120
θ =130 degree
-400
-5 0 5 10 15 20 25 30 35 40 45 50 55 60
Hw(t) (m)
Fig. 12. Calculated shear force of tunnel lining.
Fig. 14. Changes of shear force with river stage at different cross-sections.
and location of the anticipated maximum positive and negative
moment of the tunnel lining can be determined from Fig. 8.
Table 5
Computation results of imposed loads for Design model 2.
(2) Axial force
Load Result (kN m2)
Calculated axial force along the circumference of the tunnel lin- e1
p 128.678
ing at river stage of 0–50 m is shown in Fig. 9, as can be seen from w1
p 170.740 + 10 Hw(t)
which, the axial force increases with the rise of river stage at all e1
q 83.4418
w1
q 173.240 + 10 Hw(t)
cross-sections of the tunnel lining. e2
q 133.0860
Fig. 10 presents calculated axial force along the circumference w2
q 281.240 + 10 Hw(t)
of the tunnel lining at river stage of 0, 5, 10, 20, 30, 40 and 50 m, r
p 299.418 + 10 Hw(t)
respectively. Fig. 11 shows changes of axial force with river stage g1
p 39.270
at different degrees (0, 30, 60, 90, 120, 150 and 180 degree, respec-
tively) from the tunnel crown. As shown in Figs. 10 and 11, axial
force of different cross-sections is found to increase linearly at dif-
ferent rates with river stage. When the river stage is below 0–50 m. As can be seen from these figures, shear force of the tunnel
16.69 m, the maximum axial force generally occurs at the invert lining is significantly affected by changes in river stage. The calcu-
of the tunnel lining. As rising of the river stage, the cross-section lated shear force equals to zero at the crown (h = 0°) and the invert
where the maximum axial force appearing is gradually transferred (h = 180°). The shear force at the spring line (h = 90°) is also main-
to the spring line. tained constant, with a value of 41.955 kN per unit meter of seg-
ment. Shear force at the other sections along the circumference is
(3) Shear force found to increase linearly in the rage of h = 0–90° and decrease lin-
early in the range of h = 90–180° with rising river stage. It is noted
Figs. 12–14 present the calculated shear force at different loca- that the increase rate or decrease rate of shear force with river
tions along the circumference of the tunnel lining at a river stage of stage is different at different cross-sections.
C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127 115
800
pr
q w2
700 qw1
600
p w1
500
Pressure (kPa)
400
4400 Hw(t)= 50 m
4000
40 m
3600
30 m
N (kN/m)
3200
2800 20 m
2400
10 m
2000
0m
1600
0 20 40 60 80 100 120 140 160 180
θ (degree)
Fig. 18. Distribution of axial force at different river stages (0–50 m) in Design
model 2.
at the same rate with river stage. Nevertheless, the earth pressures 3200
e1 and q
e1 , q
(p e2 ) acting on the tunnel lining are not affected by
2800
river stage.
2400
(2) Axial force Fig. 19. Changes of axial force with river stage at different cross-sections in Design
model 2.
Fig. 20. Calculated shear force of tunnel lining in Design model 2. 4.2. Measurement results
Fig. 21. Arrangement of total earth pressure cells and reinforcement strain gauges.
Table 6
Items of measurements.
12
Time intervals
10
8
Long-term peak
River stage (m)
4 Long-term trough
3
2010/12/20 2011/2/20 2011/4/20 2011/6/20 2011/8/20 2011/10/20 2011/12/20
(a)
9 River stage in 2011
8
River stage (m)
7
Long-term peak
6
4
Long-term trough
3
2010/12/20 2011/2/20 2011/4/20 2011/6/20 2011/8/20 2011/10/20 2011/12/20
(b)
Fig. 23. Field measured river stage of the Qiantang River throughout 2011: (a) hourly monitored; (b) daily averaged.
118 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
5
Short-term trough
4
3
2011/7/26 2011/7/30 2011/8/3 2011/8/7 2011/8/11 2011/8/15 2011/8/19 2011/8/23 2011/8/27
(a)
20
From peak to peak
From peak to trough
16 From trough to peak
Time interval (h)
12
0
2011/7/26 2011/7/30 2011/8/3 2011/8/7 2011/8/11 2011/8/15 2011/8/19 2011/8/23 2011/8/27
(b)
Fig. 25. (a) Hourly-monitored river stage from 13:00 27th July 2011 to 12:00 25th August 2011; (b) corresponding time intervals.
28
(1) From peak to peak clude that the annual changes in measured total earth pressures
24 (2) From peak to trough are dominated by the annual changes in temperature. Note that
(3) From trough to peak annual changes in total earth pressures measured by the pressure
20 cells, which are mainly generated by temperature changes, are not
a true representation of the actual changes in total earth pressures
Time interval (h)
1000
TB1
TC1
800
TB1
400 TC2
200 TA2
/20 1/3/
20
1/6/
20
1/9/
20 /20 2/3/
20
2/6/
20
2/9/
20 /20
0/12 201 201 201 1/12 201 201 201 2/12
201 201 201
(a)
40
Average temperature
30
Temperature (°C)
20
10
-10
2/2 0 20 20 20 /20 20 20 20 /20
10/1 1/3/ 1/6/ 1/9/ 1/12 2/3/ 2/6/ 2/9/ 2/12
20 201 201 201 201 201 201 201 201
(b)
Fig. 27. (a) Hourly measured total earth pressures by TB1, TC1, TA2 and TC2 from 24th February 2011 to 14th December 2012; (b) daily changes in temperature of Hangzhou
throughout 2011 and 2012.
800 TB1
TC1 TC1
700
TA2
Earth pressure (kPa)
600 TC2
500
TB1
400
TA2
300
200
TC2
0
2011/2/20 2011/4/20 2011/6/20 2011/8/20 2011/10/20 2011/12/20
(b)
Fig. 28. Daily-averaged (a) total earth pressures by TB1, TC1, TA2 and TC2 and (b) river stage from 24th February 2011 to 31st December 2011.
of 1.70 h for earth pressure rising from one short-term trough to the tunnel lining are predominantly governed by daily fluctuations
the following short-term peak. While the decline of earth pressure of river stage.
from one short-term peak to the next short-term trough generally
consumes an average time of 10.70 h. This is exactly consistent 4.2.3. Strains of the reinforcing steel bars
with river stage changes in each day. Judging from this, it can be Measurement of reinforcement strains started from 24th Febru-
concluded that daily changes of total earth pressures acting on ary 2011 with a reading frequency of once per hour. Despite
120 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
20 35
TC1
650
450 Earth pressure measured by T B1 18 30
Earth pressure measured by T C1 600
Earth pressure by TB1
16 25
Earth pressure measured by T A2 Earth pressure by TC1
400
Earth pressure measured by T C2 14 550 Earth pressure by TA2 20
River stage Earth pressure by TC2
12 500 15
350
6
TB1
0
250 350
4
-5
300
2 TA2
200 -10
250 TC2
0
2011/2/20 2011/3/6 2011/3/20 2011/4/3 2011/4/17 2011/5/1 2011/5/15 -15
2011/10/23 2011/10/25 2011/10/27 2011/10/29 2011/10/31 2011/11/2 2011/11/4
Fig. 29. Daily-averaged total earth pressures and river stage from 24th February
Fig. 32. Hourly measured total earth pressures and river stage from 0:00 24th
2011 to 10th May 2011.
October 2011 to 23:00 3rd November 2011.
20 20
50 YWA1
800
18
15
25
Earth pressure by TB1 16
700 YNA1 10
Earth pressure by TC1 14
0
Earth pressure by TA2
Earth pressure (kPa)
River stage
River stage 10 0
-50
500
8 -5
-75
400 6
-100 -10
4 Strains measured by YWA1
300
-125 Strains measured by YNA1 -15
2
River stage
200 0 -150 -20
/25 /8/8 /22 /9/5 /19 0/3 /17 /31 /14 /14 /14 /14 2/1/
14
2/4/
14
2/7/
14 /14
201
1/7 201
1
201
1/8 201
1
201
1/9
201
1/1 1/10 1/10 201
1/1
201
1/4
201
1/7 1/10 201 201 201 2/10
201 201 201 201
Fig. 30. Daily-averaged total earth pressures and river stage from 1st August 2011 Fig. 33. Hourly monitored strains by YWA1 and YNA1 and river stage.
to 31st October 2011.
700 35 50 25
TC1
650 30
Earth pressure by TB1 YWB1
20
600 Earth pressure by TC1 25 25
YNB1
Earth pressure by TA2
550 20 15
Earth pressure (kPa)
500 15
River stage 0
River stage (m)
10
Strain (με)
40 25 7.5
YNB2 5.0
20
20 2.5
15 0.0
Convergence (mm)
0
YWB2 -2.5
-5.0
-20
-7.5
5
-10.0
-40 River stage Section 1
0 -12.5 Section 2
-15.0 Section 3
-60 Strains measured by YWB2
-5 Section 4
Strains measured by YNB2 -17.5
/1 /1 /1 /1 /1 /1 /1 /1 /1
River stage 0/12 2011/3 2011/6 2011/9 011/12 2012/3 2012/6 2012/9 012/12
201 2 2
-80 -10
/1/1
4
/4/1
4
/7/1
4 /14 2/1/
14
2/4/
14
2/7/
14 /14
201
1
201
1
201
1 1/10 201 201 201 2/10 Fig. 37. Convergence of tunnel lining from 24th December 2010 to 1st December
201 201
2012.
Fig. 35. Hourly monitored strains by YWB2 and YNB2 and river stage.
trends. That is to say, reinforcement strains tend to increase as
river stage declines, and they tend to decrease as river stage rises.
20 25
River stage 4.2.4. Convergence of the tunnel linings
YWA1 Convergence of the tunnel lining along its spring line was mon-
10 20
YNA1 itored at the four instrumented cross-sections from 24th December
YNB1
2010, with a reading frequency of once in every 15 or 30 days. The
0
YWB1 15
convergence is taken as positive when horizontal diameter of the
tunnel lining increases. The measurement results from 24th
River stage (m)
YNB2 December 2010 to 1st December 2012 are presented in Fig. 37,
Strain (με)
-10
10 as can be seen from which, the tunnel lining is generally observed
to contract along its spring line. The horizontal ground reaction is
-20 neglected in previous theoretical calculations based on tunnel con-
5
vergence measurements during construction. Long-term observa-
River stage
-30
tions of the tunnel in service manifest that it is rational to
YWA1 YNA1 0
neglect the horizontal ground reaction in computation of imposed
YWB1 YNB1 loads and member forces.
-40 YWB2
YWB2 YNB2
-5 4.3. Verification of established design model
2011/10/7 2011/10/13 2011/10/19 2011/10/25 2011/10/31 2011/11/6
Fig. 36. Hourly monitored reinforcement strains and river stage from 10th October The field observations at Section 1 are used to examine the
2011 to 3rd November 2011. above-established design models. As shown in Table 2, permeabil-
ity of the overburden strata is very low, so it is deemed that Design
changes in external loads applied to the tunnel lining, temperature model 1 is suited for this case study.
changes induce significant strains in the reinforcing steel bars.
Similarly, the temperature effect should be eliminated for evalua- 4.3.1. Verification of calculation model of imposed loads
tion of strains in the steel bars induced by river stage changes. Pressure measured by TB1, which will be referred to as pc here-
Figs. 33–35 show reinforcement strains measured by some of the inafter, is the sum of pe1 and pw1. That is
strain gauges welded to the reinforcement steel bars in the tunnel pc ¼ pw1 þ pe1 ð23Þ
segments located at Section 1 and 2 from 24th February 2011 to
A combination of Eqs. (1), (2), (3) and (23) yields
14th December 2012. As shown in these three figures, strains of X
the steel bars imbedded in the tunnel segments typically repeat pc ¼ ð1 aÞr w Hw ðtÞ þ ð1 aÞ r 0i Hi þ rw C ð24Þ
annual cyclic changes in accordance with changes in annual aver- In practice, a is assumed as a constant in the design stage. So the
age temperature. This is consistent with the observations reported second and the third terms on the right-hand side of Eq. (24) for
by Tuchiya et al. (2009) at the Seikan Tunnel in Japan. one certain tunnel section located beneath the river are constants.
A close correspondence is observed between changes in rein- Therefore, it is expected to observe a linear correlation between pc
forcement strains and river stage during the same period. But it and p0 if the relationship described by Eq. (24) exists.
is noted that the strains descend with the rise of river stage. The Pressure measured by TC1, which will be referred to as ps here-
reinforcement strains fluctuate periodically with an average cycle inafter, is the total earth pressure acting on the spring line of the
time of about 14.80 days in each month. This is highly consistent tunnel lining. It can be calculated by Eq. (25).
with monthly fluctuations of river stage.
1
Hourly measurements from 10th October 2011 to 3rd Novem- ps ¼ ½ðq þ qw1 Þ þ ðqe2 þ qw2 Þ ð25Þ
2 e1
ber 2011 are presented in Fig. 36 as a typical example of daily
A combination of Eqs. (1), (4), (5), (6), (7) and (25) gives
changes of reinforcement strains. As can be seen from it, reinforce-
X 1 X 0 1 1
ment strains measured by different strain gauges all fluctuate syn- ps ¼ kr w Hw ðtÞ þ k r 0i Hi þ k rj Hj þ kr 0j h þ rw C þ r w D
chronously with river stage in each day. Reinforcement strains and 2 4 2
river stage fluctuate synchronously, but with opposite changing ð26Þ
122 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
475 445
pc versus corresponding p0 pc versus corresponding p0
470 recorded at the same time 440 recorded at the same time
Best linear fitting line: R2=0.85971, Best linear fitting line: R2=0.79458,
465
Fitted α=0.17 435 Fitted α=0.16
460
pc (kPa)
430
pc (kPa)
455
425
450
420
445 from 2011/9/26 to 2011/9/28
440 415
from 2011/10/10 to 2011/10/12
435 410
45 50 55 60 65 70 75 80 85 45 50 55 60 65 70 75
p0 (kPa) p0 (kPa)
440 420
pc versus corresponding p0 pc versus corresponding p0
recorded at the same time 415 recorded at the same time
435
Best linear fitting line: Best linear fitting line: R2=0.79929,
410
R2=0.79224, Fitted α=0.24
430 Fitted α=0.18 405
pc (kPa)
pc (kPa)
425 400
395
420
390
415
385
from 2011/10/30 to 2011/11/1
from 2011/10/16 to 2011/10/18
410 380
45 50 55 60 65 70 75 50 55 60 65 70 75 80
p0 (kPa) p0 (kPa)
Fig. 38. pc versus p0 and presentation of the best linear fitting line.
700 750
ps versus corresponding p0 ps versus corresponding p0
recorded at the same time recorded at the same time
745
695 Best linear fitting line: R2=0.82060, Best linear fitting line: R2=0.75159,
Fitted λ=0.50 Fitted λ=0.47
740
690
ps (kPa)
ps (kPa)
735
685
730
680
725
p0 (kPa) p0 (kPa)
700 695
ps versus corresponding p0 ps versus corresponding p0
recorded at the same time recorded at the same time
695 690
Best linear fitting line: R2=0.78481, Best linear fitting line: R2=0.71919
Fitted λ=0.51 Fitted λ=0.55
690 685
ps (kPa)
680 675
675 670
Fig. 39. ps versus p0 and presentation of the best linear fitting line.
20
(a) Measured strain by YWA1
(b) Initial calculated results (d) River stage
15 4
(c) Calculated results with Rm=0.1
10 0
5 (a)
-4
Strain (με)
(c)
0
Hw(t) (m)
Fig. 40. Section of segment and arrangement of steel bars. -8
-5
-12
15% and 100% according to simple analytical and numerical tech-
niques and case study. The back-calculated a in this case study falls -10 (b)
the lower limit. And it is smaller than the values suggested by -15
Wood and Panet. Compared to former studies, the stress relief is -20
rather smaller, which is most probably due to the superior tunnel- -20
ling technique of slurry shield. 2011/10/24 2011/10/26 2011/10/28 2011/10/30 2011/11/1 2011/11/3 2011/11/5
15 40 8
Field-measured strains by YWA1 versus river stage
(a) Measured strain by YNA1
at the same time from 2011/10/5-2011/11/3 35
(b) Initial calculated results (d) River stage
Best linear fitting line: R2=0.93188, slope=-2.173 4
10
30 (c) Calculated results with Rm=0.1
Initial calculated strains versus river stage
Calculated strains with Rm=0.1 versus river stage Slope=8.913
25 0
5
20
Strain (με)
15 (b) -4
0
Strain (με)
10
Hw(t) (m)
Slope= 1.297 (c) -8
-5 5
monitored strains and river stage on 24th February 2011 are both
set as datum. 30
Fig. 41 shows the measured reinforcement strains from 25th Field-measured strains by YNA1 versus river stage
October 2011 to 3rd November 2011 by YWA1 and the correspond- 25 at the same time from 2011/10/25-2011/11/3
Best linear fitting line: R2=0.93353, slope=-3.232
ing calculated results. Fig. 42 is a corresponding scatter diagram Initial calculated strains versus river stage
20
presenting measured and calculated strains by YWA1 versus river Calculated strains with Rm=0.1 versus river stage
stage at the same time. The initial calculated results, as shown in 15
Fig. 41, are reinforcement strains computed under member forces Slope=14.277
10
Strain (με)
-5
Hw(t) (m)
(c) -8
jMaximum bending moment of the jointed tunnelj -10
Rm ¼
jMaximum bending moment of the continuous tunnelj -15
-12
ð27Þ
-20 (a)
Numerical studies show that the number and the orientation of -16
-25
joints have a significant influence on the maximum bending
moment in a segmental lining (Do et al., 2013; Hefny and Chua, -30
-20
2006). Generally, the higher the joint number, the lower the max-
-35
imum bending moment. Parametric studies show that the maxi- 2011/10/24 2011/10/26 2011/10/28 2011/10/30 2011/11/1 2011/11/3 2011/11/5
mum bending moment induced in the lining becomes negligible
small when the joint number exceeds 8 (Hefny and Chua, 2006). Fig. 45. Field measured reinforcement strains by YWB1 and calculated results from
25th October 2011 to 3rd November 2011.
The maximum bending moment produced in a 9-joint tunnel lin-
ing is no more than 10% of that in a 3-joint lining.
C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127 125
20 200000
Field-measured strains by YWB1 versus river stage (a) Inner bars
15 at the same time from 2011/10/25-2011/11/3 175000 (b) Outer bars (b)
Best linear fitting line: R2=0.95354, slope=2.590
10 Initial calculated strains versus river stage (c) Inner surface of segment
150000
Calculated strains with Rm=0.1 versus river stage (d) Outer surface of segment
5
125000 (e) Allowable compressive
Slope=12.797
0 strength of concrete:
Stress (kN⋅m-2)
Strain (με)
-10 75000
strength of concrete:
Stress (kN⋅m-2)
150000
fc= 23100 kN⋅m-2 125000
125000
100000
100000 (b)
75000
75000
50000 (d)
50000 146.256 m 180.155 m
(c)
25000 (c)
25000 (e)
(d)
(e)
0 0
-25000 -25000
0 50 100 150 200 250 300 0 50 100 150 200 250 300
Hw (t) Hw (t)
Fig. 47. Calculated member stresses at h = 90° with river stage (Rm = 0.1). Fig. 49. Calculated member stresses at h = 90° with river stage (Design model 2).
126 C. Lin et al. / Tunnelling and Underground Space Technology 45 (2015) 107–127
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