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Soc Psy chiatry Psychiatr Epi demiol (1990) 25: 108-113 Social Psychiatryan~

9 Springer-Verlag1990
Psychiatric Epidemiology

Work and mental health


Personal, social, and economic contexts*
L. J. Cohen
Department of Psychiatry,Universityof Wisconsin-Madison,Wisconsin,USA

Accepted August10, 1989

Summary. This paper offers a critique of the prevailing From a variety of studies of psychiatric patients dis-
view of the relationship between work and mental health. charged from the hospital into the community, Anthony
The critique is based on an examination of the personal, and Blanch (1987) concluded that the odds of readmission
social, and economic contexts of work, especially in re- are greater than the odds of beginning work. Compared to
gard to people with serious mental illnesses. The paper other forms of disability, psychiatric disorders have the
concludes with a discussion of the implications of these lowest success rate of vocational rehabilitation (McCue
contexts for necessary changes in social structures, atti- and Katz-Garris 1983). People with serious mental ill-
tudes, and vocational rehabilitation efforts. nesses are often excluded from vocational services (Solo-
mon et al. 1986), while services that are accessible are
often ineffective (Anthony and Blanch 1987). When fac-
The prevailing view of work's role in mental health and tors such as job duration and job satisfaction are taken
mental illness is idealized and oversimplified. Oversimpli- into consideration, the inadequacy of psychiatric voca-
fied, because this view fails to account for the broader per- tional rehabilitation becomes even more pronounced.
sonal, social, and economic contexts of work. Idealized,
because it ignores the constraints and contradictions pro-
duced by these contexts. Furthermore, basic concepts of
work and mental health have not been adequately recon- The economic context
sidered in the light of the generally poor outcomes of con-
temporary psychiatric vocational rehabilitation efforts An examination of the economic context of work helps to
(Anthony and Blanch 1987). This paper addresses some of explain this systematic failure. The idealized view of
these neglected issues, especially as they relate to the vo- work-as-therapy tends to ignore the historical exploita-
cational rehabilitation of. people with serious mental ill- tion of the labor of people with psychiatric diagnoses.
nesses. Foucault (1965) has described the exploitation of this
As currently conceptualized, work failure and in- group and other indigent or deviant populations during
ability to work are seen as factors in the development of the 16th through 18th centuries. Though people with seri-
mental illness and also as negative consequences of men- ous mental illnesses were initially rounded up into institu-
tal illness (Perucci and Perucci, in press). Work success tions simply to isolate them from proper society, these in-
and work satisfaction, on the other hand, are seen as fac- stitutions soon became workhouses. Even beyond the
tors in maintaining and promoting positive mental health coercion of their labor, Foucault described the extent to
(Langner and Michael 1963) and a sense of identity which the mentally ill population was at the mercy of
(Erikson 1968). Mental health, in turn, contributes to the economic trends, being driven out of these same institu-
ability to make an adequate work adjustment (Kielhofner tions, for example, when their cheap labor was too compe-
1983). Among mental health professionals, work is often titive with other segments of the economy.
considered therapeutic and is thus prescribed as a compo- The unpaid or poorly paid labor of institutionalized
nent of psychosocial treatment (Neff 1985; Matsutsuyu mental patients continued until quite recently. This prac-
1983). tice was typically justified by an appeal to the right of pa-
The limitations of this view of work are reflected in the tients to be productive, as well as to the therapeutic value
current status of psychiatric vocational rehabilitation. of such productivity. "(I)n these (work) assignments pa-
tients were able to experience.., success.., and the sense
* The National Institute of Mental Health (Grant MH14641) sup- of being contributing, productive members of the institu-
ported this work tional community" (Tiffany 1983).
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Ironically, this very success tended to increase the pa- health include the impact of economic downturns and the
tient's dependence on the hospital, since productivity in inflexibility of the traditional work environment. In-
the institution was often valued more highly than return to creases in unemployment tend to affect the most marginal
employment after discharge. As large state-run hospitals members of the workforce first (Williams 1980). More
became increasingly dependent on inmate labor, even dis- specifically, Brenner (1973) found a consistent pattern
charge decisions were sometimes based on the economic since the Civil War of economic instability leading to in-
interests of the institution rather than the therapeutic in- creased psychiatric hospitalization rates. He attributed
terests of the patient. As recently as the 1960s certain "key this relationship to the direct impact of economic insta-
workers" were not released from institutions which bility on mental illness, as well as to an indirect effect
needed their specific skills or experience, even though the mediated by a decreased tolerance for deviant behavior
patients were so "rehabilitated" that many staff could not during poor economic times.
tell them from employees (Kleymeyer 1970). The nature of work adds to the difficulties that people
Despite claims of therapeutic benefits, the use of with mental illness face, even during stable or expanding
cheap or free inmate labor came to be known as "institu- economic periods. Work in the industrial (and post-indus-
tional peonage," or a form of slavery, and was largely abol- trial) age can be characterized as requiring greater atten-
ished by a series of court rulings in the 1970s (Friedman tion span, concentration, and social skills than work in
and Yohalem 1978). These decisions argued that the clear previous eras (Thompson 1967; Braverman 1974). Fur-
economic benefits to the institution, the absence of ade- thermore, there is an increasingly abstract and symbolic
quate compensation, and the strong possibility of coercion relationship between people's work and their daily sub-
made any therapeutic benefits irrelevant. Other court rul- sistence (Cohen 1967). In the absence of a clear relation-
ings in the same period mandated the right to treatment ship between work and subsistence, the motivation to
for individuals involuntarily committed to mental institu- work is easily undermined by factors such as psychiatric
tions; patient labor on the grounds or in the shops of these symptoms or workplace intolerance.
institutions was specifically excluded from being regarded Perhaps the most damaging shift for the mentally ill
as treatment (Tiffany 1983). worker has been the increase in the inflexibility of the or-
In the 18th century, Foucault (1965) argued, work- ganization of work. Before the shift from family produc-
houses for the mentally ill became controversial only tion to industrial production, work settings tended to be
when they began to compete with non-institutional labor more tolerant, to provide a niche for every person's abil-
for scarce resources. In the same manner, contemporary ities, and to require less social competence or generaliza-
practices related to patient labor have been greatly af- tion of skills (Thompson 1967; Ewen 1976). Recent
fected by broad economic forces such as the level of unem- changes in these areas have had a dramatic impact on
ployment and the organization of labor, as well as by people with the most serious mental illnesses, in which the
evolving societal attitudes about work, mental illness, and uncertainty, ambiguity, and erratic course of the illness
the relationship between the two. With the legal and fi- profoundly mismatches the narrowly defined work envi-
nancial constraints of minimum wage and patients' rights ronment.
to treatment, meaningful work in institutions has virtually
disappeared. At the same time, however, the primary
locus for the treatment of mental illness has shifted away
from the institution and into the community. Many of the The social context
old tensions between exploitation and work-as-therapy
have been transferred to the community as well. When work failures (either in obtaining or maintaining a
Sheltered workshops, for example, typically pay less job) are attributed primarily to the psychopathology of
than minimum wage, or pay by the piece for work that is the patient, the role of stigma in the intolerance of the
traditionally paid by an hourly wage. Very few people ever workplace and in the low self-esteem of the patient
graduate from this "secondary labor market" to competi- becomes invisible. Similarly, while socialization into a
tive employment (Dineen and Sowers 1981). Some pa- work role and socialization into the work ethic have been
tients are placed in community job positions, but are paid recognized as predictors of adult work adjustment (Neff
below the going wage or not paid at all as part of a job 1985), these socialization forces are ignored when work
training or trial period (which can be of indefinite dura- failures are attributed solely to symptoms or character
tion, see Forman 1988). Still others are placed in de- flaws.
meaning jobs or jobs below their educational or skill level. If the degree of socialization into adult work roles
While none of these vocational rehabilitation prac- mediates the effects of mental illness on work adjustment,
tices is necessarily exploitative, the potential for exploita- then symptoms of schizophrenia may not directly inter-
tion is present in all of them, because of the possibilities fere with work, but rather interfere with the development
for coercion and for increased profits for employers. The of a work ethic or of an ego-ideal that includes work. This
coercion aspect is especially important because refusal to formulation has important implications for developing
work at these jobs may be interpreted as a symptom or as vocational interventions. A self-concept that includes
a sign of poor motivation and may be punished by a termi- positive feelings about work might be fostered by volun-
nation of benefits or services. teer work experience in a community setting, while this
In addition to exploitation, other economic factors same intervention would not be expected to directly affect
that constrain the relationship between work and mental symptoms or level of motivation.
110
Interpersonal relationships are another potential so- The localization of vocational failure in the individual
cial mediator of the impact of mental illness on work. The also serves to exonerate social forces from their role in
expectations of families and others can have a powerful ef- creating and maintaining this failure. For instance, the
fect on a patient's decision to begin work or to continue theory that vocational difficulties are directly caused by
working (Freeman and Simmons 1963). Since the expec- psychiatric symptoms has not been significantly modified
tations which people hold for the mentally ill are often by the observation that many patients are systematically
negative, understanding the interpersonal context is cru- excluded from the work force, while others choose to re-
cial to understanding and preventing work failure. Just as main unemployed as a rational choice among subsistence
family pressure can affect work and other outcomes, the strategies (Estroff 1981, p 172).
response of family members, acquaintances, and society
at large to a person receiving benefits can have an impact The interaction of social and personal contexts
on work-related attitudes and behaviors. This response to
psychiatric disability payments is often marked by resent- The concepts of identity and socialization imply an over-
ment, stigmatization, and blame (Estroff 1981). lap of the social world and the individual world, as social
Moving beyond the family into the broader com- messages are internalized and aspects of self-definition
munity, a range of factors can buffer or exacerbate the ef- are externalized. Consider the contradictory social mes-
fect of a mental illness on an individual's work adjustment. sage given to mentally ill adults when society demands
An ideal community, in terms of minimizing the negative and then prevents their participation in the world of work.
impact of mental illness on work, might be characterized These conflicting pressures are easily internalized as a
by tolerance of deviant behaviors, creative and assertive personal sense of failure and low self-esteem.
activity in developing niches for each individual, and a Note also the confusion of the prevailing psychological
value placed on the contributions of each person. Work conceptions of work. On the one hand, work is considered
possibilities would be maximized while the stigmatization to be a royal road to self-actualization and is exemplified
of both mental illness and vocational disability would be by creative work. On the other hand, work is seen as a
minimized. resented requirement of living in a civilized world and is
In contrast to this utopian community, the work and exemplified by work on the assembly line (Neff 1985;
non-work roles of people with mental illness tend to be Cohen 1967). Neither side of this contradiction provides
characterized by marginalization or exclusion. Consider any comfort for the person with a major mental illness.
the low expectations held for the mentally ill adult: Neff Work for these individuals is rarely seen as creative or Self-
(1985), for example, described two "extremes" of voca- actualizing, but rather as structuring their time, keeping
tional placements, sheltered workshops and transitional them out of trouble, and/or lessening the financial burden
employment. Both of these are actually at the same ex- on families and communities (Linn 1980). The prototype
treme of marginal functioning. for the seriously mentally ill worker is not the scientist or
The kind of work that the poet and novelist Wendell the artist, or even the factory worker, but the day laborer
Berry (1987) refers to as "good work" - work which con- or sheltered workshop employee.
nects the individual with family, community, and nature - Nevertheless, when mentally ill individuals reject
is difficult even for mentally healthy people to attain. work they are seldom seen as boldly reacting against the
Since our society has such a narrow view of work, feelings meaningless activity of the post-industrial workplace or
of belonging and connectedness are even less available to against the alienating routine of "putting in one's time."
people with serious mental illnesses. Rather, they are seen as unmotivated, either because of
The localization of work failure solely in the individual their illness or because they are manipulatively using their
patient trivializes the impact of family, community, and so- illness to avoid an honest day's work. Since people with
ciety. This confounding of vocational maladjustment and serious mental illnesses are excluded from the roles of dili-
mental illness also assumes that social problems are gent worker, eager consumer, or gentleman/woman of
defined simply by objective states in the world rather than leisure, it should not be surprising that they often actively
by social constructions (Spector and Kitsuse 1977). Such embrace the more marginal life-role of chronic patient-
an assumption ignores the effect of changing social agen- hood (Estroff 1981).
das and changing social definitions on the perception of Mentally ill adults who are clients of the mental health
social problems. and/or vocational rehabilitation systems are often caught
For example, Foucault (1965) has described how un- in another bind that overlaps the social and the personal
employment of the mentally ill in the Age of Reason was arenas. While vocational professionals typically insist that
only "recognized" as a social problem when such a formu- one has to be well to work, many mental health workers
lation became convenient for various powerful segments insist just as strenuously that one must work in order to
of society. With the current constraints on governmental become well (Gendlin 1967). The individual is caught in
spending in the United States, the vocational rehabilita- the cross-fire, denied services unless they are not needed.
tion of this population is once again gaining the status of a
social problem. While the unemployment rates for people The personal context
with psychiatric disabilities have not increased dramati-
cally, the increased focus on the cost of entitlement pay- Moving to the personal end of the social-individual spec-
ments has changed the social definition of this problem trum, people with mental illness have been incorrectly
(Perucci and Perucci, in press). viewed as fundamentally different from others in terms of
111
their vocational needs or vocational development. and inability to function. Their work also involves a sac-
Knowledge of a person's diagnosis is presumed to be rifice of normality, especially in the area of social rela-
enough to plan a job placement or to understand a job tionships.
failure. Other considerations - such as interests, values, or In exchange for this work, "professional patients" re-
goals - tend not to be addressed when the individual in ceive a wage which is inadequate for a decent quality of
question is mentally ill. Anthony et al. (1984), for life and is seen by the outside world as unearned and a
example, note that the critical area of career counseling burden on the community. These patients also turn over
(the clarification of goals, interests, and opportunities) is their autonomy to the mental health establishment, which
routinely ignored in psychiatric vocational rehabilitation, has been described in this regard as an agent of social con-
presumably because the presence of mental illness is trol (Szasz 1961; Brenner 1973). Estroff's analysis has re-
thought to make these issues irrelevant. vealed that the supposed "life of leisure lived at the tax-
Two contradictory views of work often co-exist in clini- payer's expense" is in fact a constant struggle between
cal settings for the treatment of serious mental illness. The "losses in personal and interpersonal dignity . . . and . . .
first is that work is a straightforward activity with inherent failure, anxiety, and destitution" (1981, p 169-170).
human and therapeutic value. This view neglects the fact
that the individual patient, like any other potential
worker, weighs a wide range of factors in making a deci- Recommendations
sion about work. These factors include the societal desira-
bility or value of a job; the wages and benefits; the diffi- When the social and personal contexts of work are exam-
culty and stress level; the tolerance of co-workers and ined, a pattern emerges of patients being blamed for voca-
employers for one's special needs and behaviors; the dis- tional failures that are shaped by societal forces, economic
crepancy between an available job and one's education, pressures, and caregiver attitudes. Nevertheless, voca-
social class, prior work history, or expectations; and alter- tional difficulties are still seen primarily as symptoms. The
native sources of income and personal fulfillment. All of radical changes that are needed to re-shape the personal,
these issues are ignored each time a job failure is at- social, and economic contexts in which work is embedded
tributed to "poor motivation" or "uncooperativeness with must, of course, extend to the social fabric as a whole and
the treatment plan." not just to the treatment of mental illness. With large num-
The competing view observed in clinical settings also bers of non-mentally ill adults unemployed, our society is
neglects the complex set of issues listed above, in this case a long way from providing a valued niche for every person
because work is seen as "too stressful" for a mentally ill with a serious mental illness. The eradication of the in-
person. This apparent protection of clients for their own tolerance and stigma that isolates and excludes the men-
good persists in spite of data that some programs have tally ill is another major step that must be taken as a pre-
been quite successful in helping a wide variety of seriously requisite to meaningful changes in the structure of work.
ill patients to maintain competitive work activities with- The self-actualizing nature of creative and productive
out inducing stress-related relapses or symptoms (Strauss work is an unkept promise even for most mentally healthy
et al. 1985). people, much less for people with special needs and spe-
Numerous social critics have noted that modern cial obstacles. In terms of freedom from routinized and
workers are estranged from their own work-related acti- alienating work, Cohen (1967) suggested that because of
vities. Ironically, the eradication of exploited labor in increasing mechanization, the disabled "person who gets
mental institutions has made this estrangement especially a pension and can use his time well at home may be a pre-
pervasive for people with serious mental illnesses. Rou- cursor of the (person) of the future" (p 10). However, if
tinized, non-contributory, make-work activities can the current discrimination against vocationally disabled
undermine the very feelings they are designed to promote, adults (Dineen and Sowers 1981) is any indication, this
namely productivity and engagement with the social person of the future will be condemned and isolated,
world. Because funds are not available to pay for rather than integrated into a community and liberated
meaningful work, many patients, especially in inpatient or from drudgery.
other institutional settings, end up making gimp keychains Though we may be a long way from valuing the con-
or leather change purses. While occupational and recre- tributions of each individual, from not blaming disabled
ational therapy are often beneficial, this effect is more people for their disabilities, from basic economic justice,
likely due to the therapeutic relationship and to the sen- or from an ideal community that integrates each member,
sory stimulation than to the "work" activity per se. there are still many practical changes that can be made in
Vocational failure by people with serious mental ill- the interim. The following suggestions are based largely
nesses is often attributed to the adoption of the role of on the philosophy and practice of psychiatric vocational
chronic patienthood. This attribution is often made in a rehabilitation of PACT (Program of Assertive Com-
blaming or derogatory manner. In adopting this role, munity Treatment, also known as Training in Community
however, Estroff (1981) argues that people with chronic Living), a model outreach program of the Mendota Men-
mental illness do not get a "free ride." On the contrary, tal Health Institute in Madison, Wisconsin (Test et al.
they work for their disability and/or welfare payments 1985).
by engaging in the profession of patienthood. Instead of On an attitudinal level, the PACT model stresses high
making a product or providing a service, their work in- expectations for each vocationally disabled client while
volves the production of stigma, symptoms, deviance, accepting differences and special obstacles to competitive
112
employment, focusing on growth rather than stability This paper has focused on problems and deficiencies in
(even for those individuals most seriously ill), and maxi- existing theoretical and practical approaches to work and
mizing normalization rather than minimizing stress. On a mental health and has, therefore, given little attention to
more concrete level, changes that can help promote suc- the programs and individuals that have overcome these ob-
cessful work outcomes for people with serious mental ill- stacles and have done excellent work in this area. At its
nesses include integrating vocational rehabilitation with best, psychiatric vocational rehabilitation has transcended
other areas of treatment and recognizing the interaction the choice between non-work and alienating work, adding
between work and all other areas of a client's life. a third choice of meaningful work in a community that
Many programs carefully screen potential clients and values and respects the contribution of the mentally ill
then close cases shortly after a job placement. This prac- worker. Even more deserving of acclaim are those individ-
tice excludes the people in most need and creates a situ- uals who alone or despite the efforts of well-meaning pro-
ation in which people are likely to "fail out" of a program. fessionals have created this choice for themselves.
PACT's alternative is an emphasis on pre-vocational in- Esso Leete (1988) was told that she would never be
terventions, job maintenance, and long-term ongoing sup- able to work again after she was diagnosed as having schi-
port, with minimal or no prerequisites for receiving ser- zophrenia. At the same time she was denied disability pay-
vices and no chance of failing out. ments, on the grounds that she could do "piece work."
Another factor is the creative use of community jobs Happily, she rejected both 0f these messages and found a
rather than a reliance on limited institutional settings. salaried job. She offers a powerful statement of the
With the range of available jobs widened, vocational meaning of this work in her own life:
counselors and clients can consider important factors such A community support program can help residents devel-
as skills, interests, goals, wages, responsibility, autonomy, op a predictive daily schedule to offset their chaotic inner
and tolerance of co-workers in the matching of workers e x i s t e n c e . . . Any number of structured activities could sa-
with jobs. Most importantly, vocational services, like all tisfy this need, but I have found work - a paying job - to be
psychosocial rehabilitation services, must be individ- the most helpful. My job gives me something to look for-
ualized. Programs which provide every client with the ward to every day, a skill to learn and improve, and an
same type or amount of support or services, or which as- earned income. It is my motivation for getting up each
sign jobs on the basis of available slots in a sheltered work- morning, not always an easy task for psychiatric patients.
shop or business, cannot expect to maximize independent My hours at work are spent therapeutically as well as pro-
competitive employment. ductively, for through steady employment I have learned
The recognition that work can be an impetus for to value myself and trust in my ability to overcome my
change as well as a positive outcome measure is another disease (Leete 1987, p 489).
important attitudinal shift. In this context, entitlements
can be seen as more than simply work disincentives or as Acknowledgements. I thank Steven Clayman, Roberta Braun Cur-
the only viable source of income for the mentally ill. tin, Jonathan Fay, James Greenley, and Daniel Kleinman for com-
ments on earlier drafts. Thanks are also due to the Program of Asser-
Rather, entitlements are an important factor in the bal- tive Community Treatment of the Mendota Mental Health Institute,
ance between meeting basic needs, developing a stable en- Madison, Wisconsin.
vironment and a stable self-image, and maximizing moti-
vation to work.
Another change involves separating two issues that References
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