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Drama Review: TDR
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Dramaturgy
Dramaturgyofofthe
the
Spectator
Spectator
Marco De Marinis
An Unlikely Association
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Dramaturgy of the Spectator IOI
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I02 Marco De Marinis
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Dramaturgy of the Spectator I03
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104 Marco De Marinis
Obviously,
Obviously, at atthis
thispoint,
point,the thecategory
category "open
"open performances"
performances" becomes
becom
unwieldy
unwieldy sincesinceititmust
mustincorporate
incorporate many
many diverse
diverse strategies
strategies
for for
dealing
dealin
with
with spectators
spectatorsand andpredetermining
predetermining their
theirunderstanding
understanding of the
of the
perfor-
perfo
mance.
mance. Hence,
Hence,we wemust
mustmake make a distinction
a distinction between
between twotwo types
types
of open
of op
performance.
performance.
On
On the
the one
one hand,
hand,there
thereare areavant-garde
avant-garde or or
experimental
experimental performance
performan
texts
texts whose
whose "openness"-their
"openness"-theirhighly highly indeterminate
indeterminate makeup
makeup andand
loose loos
fixing
fixing of of reading
readingstrategies-does
strategies-does not
notcorrespond
correspond to any
to anyrealreal
increase
increasein
the
the range
range andandtype
typeof ofdesired
desired spectator,
spectator, butbutwhich
which leads
leads
rather
rather
to atomore
a mor
or less
less drastic
drasticreduction
reductionininrange.
range. This
Thisreduction
reduction occurs
occurswhenwhen
the the
cooper-
cooper
ation
ation asked
asked of ofananaudience
audienceininfilling
fillingin in"gaps"
"gaps"
in inthethe performance
performance text- tex
thus,
thus, actualizing
actualizingthe thetext's
text'ssemantic
semantic and andcommunicative
communicative potential-also
potential-al
requires
requires aa spectator
spectatortotopossess
possess a range
a range ofof encyclopedic,
encyclopedic, intertextual,
intertextual,and an
ideological
ideological competence
competencewhich whichis is anything
anything butbut
standard.
standard. In this
In this
sense,
sense,
as
Eco
Eco has
has said,
said,there
thereisisnothing
nothing more
more closed
closed than
thanan an"open"
"open"workwork
(un' (un'
opera ope
aperta).
aperta). James
JamesJoyce's
Joyce'sFinnegans
Finnegans Wake,
Wake, which
which is one
is oneof the
of the
mostmost
"open"
"ope
texts
texts inin world
worldliterature
literaturebecause
because ofofthethegreat
greatmassmassof ofworkwork
its countless
its countle
"blanks"
"blanks" leave
leaveforforthethereader
readertoto fill
fill
in,in,also
also
drastically
drastically limits
limits
the the
number
numb
and
and type
type of of readers
readersableabletotosuccessfully
successfully join
join
in in
its its
semantic
semanticandand
communi-
commun
cative actualization.
On the other hand, we also find performance texts and theatre forms
where this opening up of interpretive possibilities does correspond to a
real openness of reception; the openness leads to a real increase in the
number of "authorized" spectators and in the types of reception allowed
for and compatible with the performance text. For example, traditional
Indian theatre-according to the theoretical treatment of it in the Natya-
sastra-was devised so that individual audience members could find in it
whatever interested them most, without abusing or misunderstanding the
drama in the process (see Ghosh I967). I believe it is precisely on this
level that we find the main difference between experimental or avant-
garde theatre and the ground now occupied by the international New
Theatre which, a few years ago, Eugenio Barba suggested calling the
"Third Theatre." The theatre of the avant-garde, while staunchly oppos-
ing the passive and standardized means of consumption found in main-
stream theatre, has often ended up producing esoteric works reserved for
a select band of "supercompetent" theatregoers. However, in Barba's
"Third Theatre" the aim-though not always achieved-has been to cre-
ate performances which might allow a real plurality of reception or view-
ings which are equal to one another.
So far, I have said little regarding the actual means-the strategies and
techniques-by which a performance builds into its textual structure and
anticipates a certain type of reception, a clearly determined attitude which
the spectator may hold towards the performance. Among the many ele-
ments that make up the dramatic spectator used by the producers of the-
atre in respect to the spectator, I will now consider two interrelated
elements of decisive importance.
Among theatre practitioners it has long been known that the actual
placement of the spectators within the theatrical space and their relation
to the playing area are central to the way in which the performance is
received. In this context, there is a mass of theoretical and practical guide-
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Dramaturgy
Dramaturgyof
ofthe
theSpectator
SpectatorIo5Io5
lines
lines concerning
concerningperspective
perspectivescenery
scenery
which
which
abounded
abounded
throughout
throughout
the the
I6th
I6th century
centuryininItaly.
Italy.ByBythe
the
end
end
of of
thethe
IgthIgth
century
century
and and
coinciding
coinciding
with with
the
the rise
rise of
ofthe
thedirector,
director, there
there
waswas
an an
increasingly
increasingly
urgent
urgent
need need
for changes
for changes
to
to the
the theatrical
theatricalnorms
normsofof
that
that
time.
time.
TheThe
passive
passive
and and
unquestioned
unquestioned
pro- pro-
cess
cess of
of unification
unificationthat
thatthe
the
mimetic
mimetic performance
performance
rulesrules
of Naturalism
of Naturalism
had had
proposed,
proposed,or orrather
ratherimposed
imposed viavia
thethe
staging,
staging,
waswas
firstfirst
to go.
toThis
go. This
initialinitial
modification
modificationwas
waseffected
effectedbyby
manipulating
manipulating
the the
theatrical
theatrical
spacespace
and the
and the
physical
physical performance/spectator
performance/spectatorrelationship.
relationship.
TheThe
changes
changes
took took
two two
forms:
forms: first,
first,a abreaking
breakingout
out
from
from
thethe
"Italian"
"Italian"
stage,
stage,
the boite
the boite
aux illusions
aux illusions
with
with itsits neat
neatseparation
separation between
between a raised
a raisedstage
stage
and and
the the
stalls,
stalls,
both both
of of
which
which werewerelaidlaidout
outfacing
facing oneoneanother
another straight-on;
straight-on; and and
second,
second,
a search
a search
for
for various
variousalternative
alternativespatial
spatialarrangements
arrangements thatthat
might might
dispose
dispose
of thisof this
frontal
frontal relationship
relationshipand andthethe
distance
distance between
between performance
performance and spectator:
and spectator:
a a
search,
search, above
aboveall,all,for
forways
ways ofof bringing
bringing thethe
twotwoas close
as close
together
together
as possi-
as possi-
ble
ble (for
(for example,
example,thosethosetheatres
theatres with
witha central
a central
design
design
where where
the audience
the audience
surrounds
surroundsthe theplaying
playingareaarealike
like
Gropius'
Gropius' "total
"total
theatre,"
theatre,"or theor opposite
the opposite
solution
solution tried
triedby byAntonin
Antonin Artaud
Artaud at the
at theTheatre
TheatreAlfred
Alfred
Jarry,Jarry,
where where
the the
spectator
spectatorisissurrounded
surrounded bybythetheperformance).
performance).
In
In this
this way,
way,not notonly
onlythetheshape
shapeof of
thethetheatrical
theatricalspacespace
and the
and physical
the physical
performance/spectator
performance/spectator relationship
relationship changed,
changed, but but
also,also,
in thein most
the mostradical
radical
solutions,
solutions,the theperformance
performance itself
itselfnownowliterally
literally
passed
passed
from from
view.view.
Pre- Pre-
viously,
viously, the theperformance
performance hadhadappeared
appeared as aasunitary
a unitaryobject
object
to betograsped
be grasped
whole
whole by bythetheonlooker.
onlooker. This
This hadhad
ledled
to the
to theunitary
unitarymodelmodel
of performance
of performance
usage
usage that
thatfor forcenturies
centuries hadhadbeen
beenthethebasis
basis
of Western
of Western theatre.
theatre.
Now,Now,
however,
however,this thisunitary
unitarymodel
model entered
entered a deep
a deep
crisis.
crisis.
In many
In manycasescases
the spec-
the spec-
tators
tators were
wereforced
forcedtotoacknowledge
acknowledge thethe
irredeemably
irredeemably partial
partial
and subjective
and subjective
nature
nature of oftheir
theirexperience
experience ofofthetheperformance;
performance; thisthis
experience
experience
was nowwas now
strictly
strictly conditioned
conditionedbyby their
theirmaterial
materialposition,
position,
theirtheir
pointpoint
of observation.
of observation.
The
The same
sameaudience
audiencemember
member occupying
occupying different
differentplaces
places
on different
on different nightsnights
would
would see,
see,literally,
literally,a adifferent
different performance.
performance. NotNotonlyonly
would would
the specta-
the specta-
tor's
tor's interpretation
interpretationbebealtered altered butbutalso,
also,
andand
above
above
all, her/his
all, her/his
emotional
emotional
and
and intellectual
intellectualreactions
reactions would
would alter.
alter.
Obvious
Obvious examples
examples are the
are '6os'
the '6os'
Happenings,
Happenings,plays playslike
likeLuca
Luca Ronconi's
Ronconi's Orlando
OrlandoFurioso
Furioso
(1969)(1969)
and Ariane
and Ariane
Mnouchkine's
Mnouchkine's1789
1789(1970)
(1970)
at at
the
the
Theatre
Theatre
du du
Soleil,
Soleil,
and and
Grotowski's
Grotowski's
work;
work; however,
however,therethereis is
also
also
a whole
a wholebodybody
of "research
of "research
theatre"
theatre"
workworkof of
the
the '6os
'6os and
and'7os
'7oswith
withfundamentally
fundamentally thethe
same
same
aim.aim.
The
The post-World
post-WorldWar WarII IItheatre
theatreof of
research
research
went went
furthest
furthest
in trying
in trying
to to
exploit
exploit the
thepossibilities
possibilitiesforforconditioning
conditioning reception
reception
inherent
inherent
in the
inmanipu-
the manipu-
lation
lation of
of the
thestage
stagespace,
space, andandespecially
especiallythethe
physical
physical
relation
relation
of perfor-
of perfor-
mance
mance to tospectator.
spectator.Often,
Often, traditional
traditional
"Italian"
"Italian"
theatres
theatres
werewere
passedpassed
over over
in
in favor
favor ofofenvironments
environments which,
which,though
though notnot
originally
originally
theatrical
theatrical
spaces,
spaces,
allowed
allowed the
theperformance/spectator
performance/spectator relationship
relationship
to betoorganized
be organized
as needed,
as needed,
in
in the
the most
mostsuitable
suitableororconvenient
convenient way.way.
TheThe
common
commongoal goal
was specifical-
was specifical-
ly
ly to
to favor
favoraamoremoreactive,
active, engaged,
engaged, andand
creative
creative
reception
reception
by audience
by audience
members.
One extreme form taken by this research might be defined as: The use
of the spectator as an element of the performance and her/his assumption
into the dramatic fiction. It was not enough simply to remove all divi-
sions between performer and spectator by interspersing the two, or by
having the performers use all parts of the space, often performing directly
in the audience (as did the Living Theatre in the '6os). In order to maxi-
mize the spectator's involvement on an emotional and intellectual level,
attempts were made even to give them a role, albeit a marginal one,
within the performance itself. This is exactly what happened in the Living
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io6 Marco De Marinis
Theatre production of Antigone (1967) when the audience became the peo
ple of Argus at war with the Thebans, played by the performers. Un-
doubtedly, however, the leading exponent of this solution was Grotowsk
in his performances of the early '6os: from Faust (1960), in which the
spectators were guests at the protagonist's table; to Kordian (I962), where
they figured as the inmates of the psychiatric clinic in which the action
takes place; and finally to Akropolis (1962), where spectators, in contras
to the performers, became survivors of the gas chambers.
This somewhat constricting and basically authoritarian approach to au-
dience participation was later superseded and openly criticized by Gro-
towski, who saw it as counter-productive-rather than deconditioning
the audience, this approach risked blocking and further inhibiting them
Already by the late '6os, Grotowski was theorizing the transition from a
theatre of participation to one of testimony, thought to be a more authen
tic form of participation, running deeper than any material involvemen
of the spectator (see De Marinis I987).
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Dramaturgy
Dramaturgyof
ofthe
theSpectator
SpectatorI07I07
a confused
confusedjumble
jumbleofofdisparate
disparate elements
elements intointo
a performance
a performance text text
fur- fur-
nished,
nished, at atleast
leastpotentially,
potentially, with
with its its
own ownmeaningfulness
meaningfulness and coherence.
and coherence.
This
This may
mayseemseemtrite
triteinasmuch
inasmuch as as
it holds
it holdstruetrue
for for
any any
other other
type type
of aes-
of aes-
thetic
thetic experience.
experience.However,
However, in in
thethecasecase
of theatrical
of theatricalperformance,
performance,therethere
is is
no
no doubt
doubtthatthatthe
thesensory
sensory faculties
faculties of of
thetheperceiving
perceivingsubject
subject
are called
are called
upon
upon toto sustain
sustainananeffort
efforttotowhich,
which, forforbothboth
quantity
quantity
and quality,
and quality,
therethere
is is
no
no equivalent
equivalentininany anyother
other artistic
artistic field.
field.
In this
In this
context,
context,
RolandRoland
BarthesBarthes
spoke
spoke suggestively
suggestivelyofofa "polyphony
a "polyphony of of
information"
information" in theatrical
in theatrical
perfor-
perfor-
mance,
mance, indicating
indicatingthe themultiplicity
multiplicity of of
heterogeneous
heterogeneous signssigns
that that
are simulta-
are simulta-
neously
neously emitted
emitted(Barthes
(Barthes I963).
I963).
YetYet eveneven
thisthis
doesdoes
not not
go fargo enough:
far enough:
to to
this
this polyphonic
polyphonicquality
quality wewe must
must addadd that
that
thetheperformance
performance text text
or, more
or, more
exactly,
exactly, its
itsdense
densesignifying
signifying surface,
surface, is characterized
is characterized by its
bynondiscreteness
its nondiscreteness
(in
(in that
that ititisiscontinuous),
continuous), itsits
instability
instability
(in (in
thatthat
it isitvariable),
is variable),
and its
andimper-
its imper-
manence
manence (in (inthat
thatititisisephemeral).
ephemeral).
These
These textual
textualand
andcontextual
contextualfeatures
featuresmake
make
it absolutely
it absolutely
essential
essential
that that
spectators
spectatorsdiscard
discardand
andeven
even
drastically
drastically
eliminate
eliminate
somesome
of the
of mass
the mass
of stim-
of stim-
uli
uli to
to which
whichthey
theyareareexposed
exposed both
both
successively
successivelyand and
simultaneously
simultaneouslyby by
the
the performance.
performance.(Of(Ofcourse,
course,thethe
spectator
spectator
nearly
nearly
always
always
does does
this auto-
this auto-
matically
maticallyand
andunconsciously.)
unconsciously.) This
This
only
only
becomes
becomespossible
possible
by actively
by actively
en- en-
gaging
gaging the
thetwo
twomodes
modesofof "perceptive
"perceptivedoing"
doing"
(faire
(faire
perceptif),
perceptif),
which which
some some
psychologists
psychologistshave
havecalled
called
"attentive
"attentive
focalization"
focalization"
and and
"selective
"selective
attention."
attention."
(Others
(Others describe
describethe thesame
sameprocess
process
as aaspassage
a passage
fromfrom
a diffuse
a diffuse
and passive
and passive
"seeing"
"seeing" (voir)
(voir)totoananactively
actively
concentrated
concentratedandand
sharply
sharply
focused
focused
"watching"
"watching"
(regarder)
(regarder)[see [seePoppe
PoppeI979].)
I979].)
It is
is worth
worthrepeating
repeatingthat that without
without this
this
basicbasic
decoupage
decoupage
and selection
and selection
car- car-
ried
ried out
out bybytheir
theirattention,
attention, thethespectators
spectators would
wouldnot not
be inbea in
position
a position
to to
work
work out outtheir
theirown
own"reading"
"reading" strategies
strategies forforthe the
performance,
performance, nor tonor
giveto give
it first
first aalocal
localand
andthen,
then, gradually,
gradually, a global
a globalmeaning.
meaning.The The
Belgian
Belgian
scholarscholar
Carlos
Carlos Tindemans
Tindemansisistherefore
therefore notnotexaggerating
exaggerating when when
he isolates
he isolates
this at-
this at-
tention
tention as asthe
thetrue
true"generator
"generator of of
coherence"
coherence" in the
in the
theatre,
theatre,
the necessary
the necessary
premise
premise to toanyany"coherent
"coherent understanding"
understanding" of theof the
performance
performance text text
(1984).(1984).
For
For theatre
theatrepractitioners
practitioners allall
thisthisis well-known
is well-known and and
alwaysalways
has been.
has been.
Efforts
Efforts havehavealways
alwaysbeen beendirected
directed at setting
at setting out out
what what
Grotowski
Grotowski
calls "an
calls "an
itinerary
itineraryfor forthethespectator's
spectator's attention."
attention." It isItthe
is the
samesame
task task
which,which,
in cine-
in cine-
ma,
ma, isis left
leftto tothe
thecamera
camera lens,
lens,though
though thethecamera
cameraworksworks
in a in
much
a much
more more
rigid
rigid way
wayasasfar farasasa adirector
director or or
performer
performer is concerned.
is concerned. In this
In regard,
this regard,
Grotowski
Grotowskialso alsomaintains
maintains that
that a theatre
a theatre director
director should
should
havehave
"an invisible
"an invisible
camera
camera always
alwaystaking
takinginin
different
different
shots
shots
andandalways
always
directing
directing
the specta-
the specta-
tor's
tor's attention
attentiontowards
towardssomething"
something"
(I984:32).
(I984:32).
At this point we must examine how the director and actors work upon
the attention of the spectator. In more exact terms, we must ask what are
the determinant features of this selective attention which is, and always
has been, subject to manipulation by the producers of theatre. At the
same time, it should be clear that it is not only a question of attracting the
spectator's attention towards one thing but also of distracting it from
something else. For the most part, these two modes of manipulation co-
exist and are largely interdependent-often it is necessary to distract the
spectator's attention from one thing in order to be able to attract it to-
wards another thing. From the receiver's point of view, these modes can
be labeled in more technical terms: focalization, defocalization, and
refocalization.
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io8 Marco De Marinis
All of us are familiar with the number of resources and the occasional
sleight of hand which theatre practitioners have always used in order t
distract and/or attract the spectator's attention. In the I6th century, fo
example, noises or sudden trumpet blasts from the back of the audito-
rium distracted the audience from the stage where the scenery would b
changed in full view in a matter of seconds. Here the lighting, the design,
and the spatial layout are obviously important. On a more general level
however, the performance text predisposes and directs the spectator's at
tention by establishing a more or less explicit ranking of all its partial
texts-the spoken text, the gestural text, the scenery, music, sound ef-
fects, etc. Such a hierarchy may be brought into effect in two basic forms
For some cases, the answer is obvious and the question itself appears
simple-as in the case of an actor who is spotlighted downstage, or the
previous example of sudden noises diverting attention to wherever they
come from. But not all cases are this simple. It may help to reformulate
our question in more precise terms, first dividing it into two parts:
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Dramaturgy
Dramaturgyof
ofthe
theSpectator
SpectatorI09I09
Daniel
Daniel Berlyne's
Berlyne'sresearch
researchintointo thethe"collative
"collativeproperties"
properties"of these
of these
stimuli-
stimuli-
those
those properties
propertieswhich
whichcan canbebeshown
shown to to
have
havea precise
a precise
effect
effect
on the
on sub-
the sub-
ject's
ject's "exploratory
"exploratorybehavior"
behavior"and, and,specifically,
specifically, on on
thethe
workings
workings of their
of their
selective
selective attention.
attention.During
Duringa lengthy
a lengthy series
series
of ofexperimental
experimental studies,
studies,
Ber-Ber-
lyne
lyne managed
managedto toisolate
isolatethe
thefollowing
following collative
collativeproperties
properties(or variables):
(or variables):
novelty,
novelty, surprise,
surprise,complexity,
complexity, andandoddity
oddity(1960,
(1960,1972,
1972,
1974,
1974,
and and
1976).
1976).
Berlyne's
Berlyne's results
resultsserve,
serve,inintheir
their ownownway,way,to to
confirm
confirm manymany
earlier
earlier
hy- hy-
potheses
potheses concerning
concerningjustjustthese
these sorts
sortsof of
problems
problems as they
as they
havehave
appeared
appeared
in in
many
many different
differentareas
areasofofstudy.
study. Some
Some ready
ready examples
examples are are
the the
concept
concept
of of
"distanciation"
"distanciation"proposed
proposedbybythe theRussian
Russian Formalists,
Formalists, thethe
efforts
efforts
of Gestalt
of Gestalt
psychology
psychologyto toshow
showthe therelations
relations between
between order,
order,disorder,
disorder,
and and
complex-
complex-
ity,
ity, and
and the
thefindings
findingsofofinformation
information
theory
theory
regarding
regarding
characteristics
characteristics
of the
of the
aesthetic
aesthetic message.
message.Adding
Addingtotothese,
these,
Berlyne's
Berlyne'sresults
results
serve
serve
to corroborate
to corroborate
some
some of
of the
themost
mostrecent
recentsuggestions
suggestionswhich
which have
have
emerged
emergedin connection
in connection
with
with the
the theatre.
theatre.
These
These suggestions
suggestionshave
havecome
comefrom
from twotwodifferent
different paths
paths
of inquiry,
of inquiry,bothboth
of which
which cutcutacross
acrossseveral
severaldisciplines,
disciplines, butbutwithwith
differing
differingmethods
methodsand and
objectives.
objectives. Nevertheless,
Nevertheless,thesethese two
two approaches
approaches meet meetat aatpoint
a point
wherewhere
they
they must
must both
bothdeal
dealwith
withthe the
mechanisms
mechanisms usedused
in the
in the
theatre
theatre
to prime
to prime
the the
spectator's
spectator's attention.
attention.The Thefirst
first approach
approach hashas
beenbeenfollowed
followedby aby Dutch
a Dutch
team
team of
of theatre
theatreresearchers
researchersand andpsychologists
psychologists during
duringa series
a series
of empirical
of empirical
studies
studies into
intoperformance
performancereception
reception (see
(see
Schoenmakers
Schoenmakers 1982,1982,
Tan Tan
1982,1982,
Schoenmakers
Schoenmakersand andTan
TanI984).
I984).The
Thesecond
second approach
approach appears
appears
in the
in the
workwork
going
going onon under
underthe
thedirection
directionofof Eugenio
Eugenio Barba
Barbaat the
at the
International
International School
School
of Theatre
Theatre Anthropology
Anthropology(ISTA).(ISTA). SoSofar,
far,ISTAISTAhashasheldheld
fourfour
sessions
sessions
(Bonn
(Bonn I980,
I980,Volterra
Volterra1981,
1981,Paris
ParisI985,
I985,andandHolstebro
Holstebro I986)
I986)
and and
of par-
of par-
ticular
ticular interest
interesthas
hasbeen
beenthetheresearch
research intointo
thethetechniques
techniques of the
of the
actoractor
in in
which
which Barba
Barbahas
hasled
ledananinternational
international teaching
teaching unitunit
(see(see
BarbaBarba
I98I,I98I,
I983a,
I983a,
I983b, I985).
Considering the same problem from opposite sides, these two paths
have converged significantly on several points. The spectator's attention
appears to be the product of a certain type of psychophysiological disposi-
tion which, in the appropriate scientific literature, goes under various
names: arousal, excitation, curiosity, interest, etc. Among other things,
this disposition is signalled by several neurophysiological activities, such
as characteristic changes in electroencephalogram levels (EEG), sweating,
changes in heartbeat, muscular tension, pupil dilation, etc. This state lead-
ing up to the actual focusing of attention can be termed a "state of inter-
est." In turn, this state of interest seems to be aroused by another, more
basic psychophysiological state which may be called surprise or amaze-
ment. Thus we have the sequence:
Putting it simply, this amounts to saying that in order to attract and di-
rect the spectator's attention, the performance must first manage to sur-
prise or amaze; that is, the performance must put into effect disruptive or
manipulative strategies which will unsettle the spectator's expectations-
both short and long term-and, in particular, her/his perceptive habits.
And the performance must do this by introducing Berlyne's "collative
properties"-elements of novelty, improbability, and oddity-in areas
where the spectator habitually feels certain of her/himself.
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I Io Marco De Marinis
EXTRA-ORDINARY
EXTRA-ORDINARYTECHNIQUES
TECHNIQUESOFOF
THE
THE
ACTOR
ACTOR
In
In their
their research
researchinto
intotheatre
theatreanthropology,
anthropology,Barba
Barba
and and
his team
his team
at ISTA
at ISTA
have
have identified
identifiedthese
these"disruptive
"disruptivestrategies"
strategies"
largely
largely
in terms
in terms
of the
of funda-
the funda-
mental
mental techniques
techniquesofofthe theactor.
actor.They
They have
have
described
described
thesethese
techniques
techniques
as as
"extra-ordinary"
"extra-ordinary"oror"extra-daily,"
"extra-daily," since
since
theythey
are are
based
based
primarily
primarily
on the
on the
transgression
transgressionof ofthe
thebiological
biologicalandand
physical
physical
lawslaws
governing
governingour "normal"
our "normal"
everyday
everyday bodily
bodilyand
andmental
mental behavior-the
behavior-the fundamental
fundamental lawslaws
of gravity,
of gravity,
inertia,
inertia, and
andthe
therule
ruleofofleast
leasteffort.
effort.According
According to Barba,
to Barba,
the following
the following
theatrical
theatrical principles
principlesallalltransgress
transgress these
these
lawslaws
andand
formformthe the
basis-both
basis-both
intercultural
interculturalandandpre-expressive-of
pre-expressive-of performer's
performer's techniques:
techniques:
I. The
The principle
principleofof"altered
"alteredbalance"
balance"(or(or
"ultra-tuned"
"ultra-tuned"
balance);
balance);
2. The
The principle
principleof of"opposition"
"opposition"(for
(forthetheactor,
actor,
every
every
impulse
impulse
mustmust
al- al-
ways
ways be
be met
metbybya acounter-impulse);
counter-impulse);
3. The
The principle
principleofof"simplification"
"simplification" ("the
("the
omission
omission
of some
of some
elements
elements
in in
order
order to
to promote
promoteother
otherelements
elements which
which thus
thus
appear
appear
essential");
essential");
4. The
The principle
principleofof"surplus
"surplusenergy"
energy" ("a ("a
maximum
maximum of energy
of energy
inputinput
for afor a
minimum
minimumeffect").'
effect").'
It is
is precisely
preciselythrough
throughthe theworkings
workingsof of
these
these
extra-ordinary
extra-ordinary
techniques
techniques
that
that the
the actor
actorisisable
abletoto"disrupt"
"disrupt"
thethe
expectations
expectations
and and
perceptive
perceptive
habits
habits
of of
the
the spectators,
spectators,totosurprise
surprise them
themand
and
draw
draw
their
their
attention.
attention.
And And
this this
takestakes
place
place even
evenbefore
beforethetheperformer
performer seeks
seeks
to to
attract
attractthe the
spectator
spectator
withwith
the the
wonder
wonder of ofaastory,
story,orora amanner
manner of of
delivery;
delivery;
it takes
it takes
placeplace
simply
simply
with with
the the
performer
performer"giving
"givingshape"
shape" toto her/his
her/his own ownbody-making
body-making a "fictitious,"
a "fictitious,"
"artificial"
"artificial"body
bodywhich
whichdraws
draws out/deforms/amplifies
out/deforms/amplifies the the
normal
normal
tensions
tensions
of
of the
the human
humanbody.
body.WeWemight
might consider
considerthisthis
pre-expressive
pre-expressive levellevel
of extra-
of extra-
ordinary
ordinary techniques
techniquesasasthethefoundation
foundation on on
which
whichthe the
performer
performerbuildsbuilds
per- per-
formance.
formance.There
Thereare,
are,ofofcourse,
course, many
many other
other
sources
sourcesfor for
this:this:
on one
on hand,
one hand,
the
the relevant
relevantsocio-cultural
socio-cultural context,
context,thethetechnical
technical and and
expressive
expressive
conven-
conven-
tions
tions of
of the
theactor's
actor'sart;
art;ononthethe
other,
other,thethe
performer's
performer's ownownpersonality
personality
and and
talent.
talent. Nevertheless,
Nevertheless,for for the
the
performer,
performer, justjust
as for
as for
everyone
everyone
else, else,
nothing
nothing
good
good is
is built
builtexcept
exceptononsolid
solidfoundations.
foundations. Thus,
Thus,
it isitatisthis
at this
pre-expressive
pre-expressive
level
level that
that the
theactor
actordisplays
displaysanan
ability
ability
(or(or
lacklack
thereof)
thereof)
as a as
maitre
a maitre
du regard;
du regard;
that
that is,
is, aa relative
relativecapacity
capacityfor
forcarrying
carryingoutout
thethe
manipulation
manipulation
(montaggio
(montaggio
in in
Barba's
Barba's terms)
terms)of ofthe
thespectator's
spectator'sattention
attention
which
which
is necessary
is necessary
to a to
success-
a success-
ful
ful working
workingof ofthe
thetheatrical
theatrical
relationship.
relationship.
But
But as
as Richard
RichardSchechner
Schechner (I986)
(I986)
suggests,
suggests,even
even
ordinary
ordinary
behavior,
behavior,
if if
properly
properly framed,
framed,cancanbebe
theatrical;
theatrical; e.g.,
e.g.,
pedestrian
pedestrian
movement
movement in dance
in dance
and
and naturalistic,
naturalistic,documentary,
documentary, or or
news
news film/TV.
film/TV.
WhatWhat
makesmakes
such such
things
things
"theatrical"
"theatrical"are
aretheir
theirediting
editingandandframing,
framing, devices
devices
which
which
belong
belong
solely
solely
to to
the
the director,
director,choreographer,
choreographer, ororeditor.
editor.In such
In such
cases
cases
the the
extra-ordinary
extra-ordinary
does
does not
not depend
dependon onthe
theperformer
performer (who
(whomaymay
eveneven
be abe
non-actor
a non-actor
doingdoing
ordinary
ordinary things)
things)but
butrather
ratherononthethe
ways
waysperformers'
performers'
actions
actions
are "treated."
are "treated."
Conclusions
Conclusions
My
My concluding
concludingremarks
remarksfollow
follow
onon
from
from
this
this
discussion
discussion
of the
of formal
the formal
means
means and
anddeterminant
determinantconditions
conditions
involved
involved
in the
in the
spectator's
spectator's
selective
selective
attention.
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Dramaturgy
Dramaturgyofofthe
the
Spectator
Spectator
II I I
sions
sions of ofexperimental
experimental aesthetics.
aesthetics. These These
conclusions
conclusions
argue argue
that "some
that of "some of
the
the effects
effectsbrought
brought ononby bynewnew stimuli
stimuli
[ .. . [] ..
do. not
] doachieve
not achieve
maximum maximum
strength
strengthwith witha maximum
a maximum of novelty,"
of novelty," but rather
but rather with "anwith intermediate
"an intermediate
level
level of ofnovelty"
novelty" (Berlyne
(Berlyne I960:64).
I960:64).
In relation
In relation to thetotechniques
the techniquesof ac- of ac-
robats
robatsand andthose
those sometimes
sometimes usedused
in Beijing
in Beijing opera,opera,
Barba Barba
has similarly
has similarly
observed
observedthat thatininsuch
such cases
cases
"it "it
is nois longer
no longer a mattera matter
of extra-ordinary
of extra-ordinary
techniques
techniquesbut butsimply
simply oneoneof 'other
of 'othertechniques.'"
techniques.'" In theseIn other
these tech-
other tech-
niques,
niques,"there
"thereis is nonolonger
longer thethetension
tension
caused caused
by a deviation
by a deviationfrom the from the
norm,
norm,nor northethesort
sortof of
'elastic
'elastic
energy'
energy'which which
characterizes
characterizes
extra-ordinary
extra-ordinary
techniques
techniquesininopposition
opposition to ordinary
to ordinary ones.ones.
In otherIn other
words,words,
it is noitlonger
is no longer
a matter
matterof ofdialectical
dialectical relationship
relationship but but
only only
of distance:
of distance:
the inaccessibility,
the inaccessibility,
in
in short,
short,whichwhich thethebody
body of aof'virtuoso'
a 'virtuoso'performer
performer represents"
represents"
(I981:73).(I981:73).
These
These observations
observations arearecorroborated
corroborated by the by results
the resultsof experiments
of experimentson vi- on vi-
sual
sual perception
perceptionwhich which show,
show, as I as
mentioned,
I mentioned, that "clusters
that "clusters
of stimuli
of stimuli
are are
judged
judgedmore morefavorably
favorably whenwhen they they
fall fall
within within
an intermediate
an intermediate scale ofscale of
novelty
noveltyand andcomplexity"
complexity" (Berlyne
(Berlyne I972:I48).
I972:I48).
TheseTheseobservations
observations
form an form an
excellent
excellentstarting
starting point
pointforformoremoredetailed
detailed
analysis
analysis
of theof qualities
the qualities
particu-particu-
lar
lar to
to theatrical
theatrical attention
attention and, and,
I would
I would
add, add,
to artistic
to artistic
attentionattention
in general.
in general.
It
It is
is also
alsothe
thebasis
basis forforanalysis
analysisof those
of thosestimulistimuli
whichwhich
are most arecapable
most capable
of of
arousing
arousingattention
attention in in
thethe
theatre
theatre precisely
preciselyby playing
by playing
upon theupon dialectic
the dialectic
of of
novel/known,
novel/known,strange/familiar,
strange/familiar, complex/simple,
complex/simple, unexpected/predictable,
unexpected/predictable,
odd/consistent.
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II2 Marco De Marinis
FRUSTRATION/SATISFACTION OF EXPECTATIONS
"In my opinion, there are two aspects to the enjoyment which theatre
can give: surprise and the joy of finding the same thing over again." This
recent declaration by Italian director Luca Ronconi serves as a useful
reminder of a risk which is undoubtedly present in a certain way of han-
dling the question of attention in the theatre. This is the risk of maintain-
ing that the "proper" functioning of the performance, its success and pull
on the audience, depend exclusively on the disruptive strategies it uses. In
short, the risk is in seeing only the irregular and unexpected as being able
to produce interest and entertainment in the theatre. Certainly, for exam-
ple, Barba's theories regarding the extra-ordinary, despite their obvious
importance, come at times dangerously close to just such a view and
betray links with certain outdated avant-garde poetics.
More in keeping with the facts as they stand, and more important from
a theoretical viewpoint, seems to be an acceptance that theatrical pleasure
arises and is maintained in an unbroken dialectic between the frustration
and satisfaction of expectations. The fragile balance is kept between the
pleasure of discovery, the unexpected, and the unusual, on one hand, and
the pleasure of recognition, deja vu, and the anticipated on the other. To
upset this balance in either direction means threatening the success of the
complex communicative interaction which constitutes the very life of the-
atrical performance.
Notes
i. For more detailed information regarding these principles, see Barba 1981,
I983a, I983b, I985 and De Marinis 1986.
References
Barba, Eugenio
1981 La corsa dei contrari. Antropologia teatrale. Milan: Feltrinelli. Partial
English translation in The Drama Review 26, no. 2 (T93).
Barthes, Roland
1964 "Litterature et signification." In Essais Critiques. Paris: Seuil.
Berlyne, Daniel E.
1960 Conflict, Arousal and Curiosity. New York: McGraw-Hill.
1974 Studies in New Experimental Aesthetics. New York: Wiley & Sons.
1976 "L'estetica sperimentale." In Prospettive della psicologia, edited by P.
Dodwell, I23-I49. Rutin: Boringhieri. Originally published in New
Horizons in Psychology 2. New York: Penguin Books, 1972.
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Dramaturgy of the Spectator I13
De
De Marinis,
Marinis,Marco
Marco
I98I
I98I "Vers
"Versune
unepragmatique
pragmatiquede la
decommunication
la communication
teatrale."
teatrale."
Versus Versus
30:71- 30:71-
86.
1984 "L'esperienza dello spettatore: fondamenti per una semiotica della ri-
cezione teatrale." In Documenti di lavoro, I38-I39. Centro di Semio-
tica e Linguistica di Urbino.
Grotowski, Jerzy
I986 "I1 regista come spettatore di professione."* Teatro Festival 3:28-36.
Moles, Abraham
1958 Theorie de l'information et perception esthetique. Paris: Flammarion.
Poppe, Emile
1979 "Analyse semiotique de l'espace spetaculaire." Unpublished manu-
script.
Ruffini, Franco
1985 "Testo/scena: drammaturgia dello spettacolo e dello spettatore." Ver-
sus 41:2I-40.
Schechner, Richard
1973 Environmental Theatre. New York: Hawthorn Books.
Tan, Ed
1982 "Cognitive Processes in Reception." In Semiotics of Drama and The-
atre, edited by H. Schmid and A. Van Kesteren, 156-203. Amster-
dam and Philadelphia: John Benjamins.
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I 4 Marco De Marinis
Tindemans, Carlos
1984 "Coherence and Focability: A Contribution to the Analysability of
Theatre Discourse." In Semiotics ofprama and Theatre, edited by H.
Schmid and A. Van Kesteren, 127-I33. Amsterdam and Philadel-
phia: John Benjamins.
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