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Andrea Radebold, MD, Jacek Cholewicki, PhD, Gert K. Polzhofer, BA, and Hunter S. Greene, MD
724
Lumbar Postural Control in Low Back Pain • Radebold et al 725
Results
Figure 2. Quick force release test. Subjects exerted isometric
trunk flexion, extension, and lateral bending to the left and right. All subjects completed both tests without experiencing
Resisted force was suddenly released with an electromagnet, and
any pain or discomfort.
the response of 12 major trunk muscles was measured with
surface electromyogram. Balance Performance Test
All of the control subjects finished the most difficult seat
instability level3 with open eyes, and 71% finished it
term and long-term regions. Slopes of the linear approxima- with closed eyes. Conversely, 69% of patients with LBP
tions to these regions formed the diffusion coefficients (D), and finished level 3 with open eyes, and only 13% finished it
the exponential approximations formed the scaling exponents
with closed eyes, indicating their stronger dependence on
(H). Diffusion coefficients (D) reflect the level of stochastic ac-
tivity and/or energy of the CoP motion. Scaling exponents (H)
visual feedback. The two patients who finished level 3
quantify the correlation between the step increments making with closed eyes were 22 and 31 years old, which was
up a stabilogram series. For H ⫽ 0.5, the increments in CoP younger than the average age of 39 years (Table 1).
displacement are statistically independent. For H ⬎ 0.5, if the All summary statistics of CoP motion (RMS, MAX,
CoP was moving in a particular direction, it will be likely to PATH) were greater for patients with LBP (Figures 3, 4,
continue in this direction (persistence). For H ⬍ 0.5, if the CoP 5) and increased significantly with increasing seat insta-
was moving in a particular direction for time t0, it would be bility level and lack of visual feedback. Interactions be-
likely to move in an opposite direction for t ⬎ t0 (antipersis- tween the subject’s status (patient/control) and seat in-
tence).6,7 Collins at al6,7 interpreted the short-term and long- stability level and between seat instability levels and
term regions as reflective of open-loop and closed-loop motor visual feedback were also significant. Patients performed
control strategies.
significantly poorer than control volunteers in the ante-
Differences in balance performance between patients with LBP
and control volunteers were tested with three-factor repeated
rior/posterior (a/p) direction (subscript x) on the seat
measures ANOVA and Tukey’s post hoc pairwise comparison instability level 1 and 2 (Figure 3A, 4A). In the lateral
test (P ⬍ 0.05). Level 3 was excluded from ANOVA because only direction (subscript y), significant differences were
13% of patients finished this level with closed eyes. present only for instability level 2 (Figure 3B, 4B). Bal-
ance performance degraded in both groups more rapidly
Muscle Response Times in a Quick-Release Test. This with eyes closed than with eyes open as seat instability
test was designed to test the spinal reflex motor control path- increased.
way. A previously established quick-release protocol was used The random walk analysis of CoP stabilograms re-
to study the muscle response times.22 Subjects were placed in a vealed short-term and long-term regions separated by a
semi-seated position in an apparatus (Figure 2) that prevented critical point (CP). The CP for the patients occurred later
motion in the lower extremities. Subjects exerted isometric than for control volunteers, but this was not statistically
trunk flexion, extension, and lateral bending. The resisted force
significant (Table 2). The average distance traveled by
was suddenly released while surface electromyography was re-
corded from 12 major trunk muscles. The muscle onset and the
CoP in the CP time interval, however, was significantly
offset times in response to the force release were identified ac- longer for patients than for control volunteers on the seat
cording to a previously established protocol.22 Latencies longer instability level 2. Both short-term and long-term diffu-
than 300 milliseconds were not considered because they could sion coefficients (DS and DL) were larger for patients
have represented voluntary activities. Differences in response (Table 2). The significant interaction between the status
times between patients with LBP and control volunteers were of subjects and seat instability level indicated that differ-
Lumbar Postural Control in Low Back Pain • Radebold et al 727
Figure 3. A, B, Root mean square (RMS) of the CoP movement Figure 4. A, B, Maximum CoP deflection (MAX) measured in the
measured in the anterior/posterior (subscript x) and lateral (sub- anterior/posterior (subscript x) and lateral (subscript y) directions.
script y) directions. Increasing seat instability levels were Increasing seat instability levels were achieved with decreasing
achieved with decreasing diameters of hemispheres underneath diameters of hemispheres underneath the seat. * indicates statis-
the seat. * indicates statistically significant difference from healthy tically significant difference from healthy control subjects (P ⬍
control subjects (P ⬍ 0.05). 0.05).
Table 2. Random Walk Analysis Parameters Comparing Balance Performance at Increasing Seat Instability Levels
Between Patients with LBP and Healthy Control Subjects
Level 0 Level 1 Level 2
CP time, s 0.42 (0.16) 0.36 (0.12) 0.78 (0.37) 0.70 (0.36) 0.93 (0.62) 0.81 (0.34)
CP, mm2 1.3 (1.1) 1.7 (3.4) 66.9 (98.9) 34.5 (49.7) 172.5 (180.0)* 85.5 (78.7)
D short, mm2/s 1.5 (1.2) 2.4 (4.0) 40.3 (48.0) 24.2 (21.0) 99.8 (89.2)* 59.3 (54.1)
D long, mm2/s 0.3 (0.5) 0.2 (0.3) 14.9 (25.7) 5.8 (9.0) 33.7 (35.3)* 14.8 (15.5)
H short 0.56 (0.18) 0.59 (0.07) 0.78 (0.15) 0.82 (0.06) 0.77 (0.14)* 0.83 (0.06)
H long 0.20 (0.12) 0.20 (0.13) 0.23 (0.13) 0.23 (0.15) 0.24 (0.11) 0.22 (0.12)
CP ⫽ critical point; D ⫽ diffusion coefficient, H ⫽ scaling exponent.
Eyes open and closed trials were averaged.
* Statistically significant difference from control subjects (P ⬍ 0.05).
Linear regression was used to correlate balance per- creased. In the absence of visual feedback, poor postural
formance quantified with CoP path length (PATH) at the control performance correlated significantly with longer
seat instability level 2. At this level, balance performance trunk muscle response times to sudden force release. Al-
discriminated the best between patients and healthy con- though similar findings have been reported in the past,
trol subjects. Age, body weight, and the average muscle several important differences characterize the present
onset time were the only independent variables that were study.2,16,18,30 First, very strict inclusion criteria for pa-
significantly correlated (P ⬍ 0.05) with balance perfor- tients with LBP were observed to exclude the possibility
mance in unstable sitting with eyes closed (adjusted of poor motor performance because of known factors
R2⫽0.46): such as structural spine deformities, fractures, spinal ste-
PATH 关mm/s兴 ⫽ ⫺ 20.6 ⫹ 0.361 * Age 关years兴 nosis, disc herniation, or neurologic deficits. Second,
seated positions were chosen for the tests in this study to
⫹ 0.192 * Weight关kg兴 ⫹ 0.2 * Onset Time 关ms兴 (1) eliminate any adjustments and possible impairments in
joints of the lower extremities. All past studies examined
standing postures, and the conclusions drawn about the
The only significantly correlated independent variable postural control deficits in patients with LBP could not
with balance performance with eyes open, however, was be fully attributed to the lumbar region. Finally, an as-
bodyweight. The above regression model (Equation1) sociation was found between delayed trunk muscle re-
explained only 18% of variance in the PATH measured sponse to sudden force release and poor postural control
during the tests with eyes open(R2⫽0.18). of the lumbar spine in the absence of visual feedback that
suggests the existence of a common pathology underly-
Discussion
ing both phenomena.
This study demonstrated that patients with chronic, id- Several hypotheses have been presented in the litera-
iopathic LBP have poorer postural control of the lumbar ture explaining the impairment in postural control and
spine than matched healthy control volunteers. These the delayed trunk muscle response to sudden loading
differences became greater as the task difficulty level in- observed in individuals with LBP. A deficit in proprio-
ception in the lumbar spine appears a likely scenario. (HL ⬍ 0.5), indicating that the CoP returned to the point
Although proprioception was not measured in this study of equilibrium. The long-term scaling parameters, how-
and a definite conclusion cannot be drawn, a propriocep- ever, were found to be the least reproducible in a previ-
tive deficit hypothesis fits well with the results of this and ous study.5
earlier studies. Direct measurements of trunk position Summary statistics of the CoP movement revealed
and movement sense indicated that patients with LBP that patients had poorer balance control than healthy
have poorer proprioception than healthy control sub- control volunteers under all testing conditions. In addi-
jects.10,21,25 Further, the presence of bilateral asymme- tion, control subjects performed better in the anterior/
tries that correlated with injury in the study of Parkhurst posterior (a/p) than in the lateral direction, which is con-
and Burnett21 suggests that injury causes localized pro- sistent with previous results.5 Patients with LBP, in
prioceptive deficits. Trunk muscles and ligaments are the contrast, showed no difference between the anterior/
main dynamic stabilizers of the lumbar spine and may posterior and lateral directions (Figures 3A , 3B, 4A, 4B).
contain damaged proprioceptors in patients with Perhaps postural adjustments are more easily executed in
LBP.12,20 –22,25 the anterior/posterior direction, because all joints re-
In the present study, patients with LBP performed sponsible for postural adjustments move either exclu-
worse with their eyes closed than did healthy control sively (i.e., knee), or have a much greater range of motion
volunteers. At the most difficult seat instability level, (i.e., ankles, hips, inteverterbral joints) in that direction.
with closed eyes only 13% of patients (69% of controls) Fine postural adjustments thus might be easier in the
completed the trials. Patients who completed the trials anterior/posterior direction than in the lateral direction.
were the youngest of their group at ages 22 and 31 years. If, however, proprioception in patients with LBP is dis-
Further, only when the eyes were closed did the average turbed, then those subtle differences may vanish. There-
muscle response time show a significant association with fore, the results of the present study suggest that balance
balance performance. Therefore, it appears that in the performance in unstable sitting, measured in the anteri-
absence of visual feedback, the remaining sensory input or/posterior direction, discriminates better between pa-
systems were more challenged, which resulted in a more tients with LBP and healthy control volunteers. In con-
pronounced deficiency in postural control. These find- trast, Mientjes and Frank18 found greater differences in
ings are also in agreement with previous studies.2,18 postural sway between patients and control subjects in
The results of the random walk analysis, interpreted the lateral direction. Their study, however, was per-
according to Collins and De Luca’s hypothesis6 and a formed in a standing posture.
previous study,5 provide more insight into open-loop The present study addressed two of three different
and closed-loop motor control mechanisms. Open-loop motor control pathways: the spinal reflex and the brain
mechanisms typically work without feedback and are stem pathway.13 Both of these pathways are dependent
quantified with the short-term parameters in the time on proprioception, other sensory inputs, information
interval before the CP. Patients had larger short-term processing, and the appropriate motor output. A deficit
diffusion coefficients than control volunteers, demon- in either of these components will result in poor postural
strating that their CoP moved more. Although both control and delayed muscle response to sudden loading.
groups showed a persistent movement in short-term in- Luoto et al15 suggested that a long psychomotor reaction
tervals (HS⬎0.5), patients had less persistence than con- time observed in individuals with LBP might stem from
trol volunteers because their HS exponents were smaller. deficits in central information processing. The reaction
Perhaps patients generated larger CoP movement in the times measured in that study represented mainly the de-
short-term intervals to overcome larger sensory thresh- cision time (central information processing), however,
olds (i.e., dead zones)6 caused by low back injury. The and they cannot be compared with the results of the
larger movement then could lead to an enhanced feed- present study.
back and consequently to an improved postural control Other suggested mechanisms underlying impaired
of the spine.8 This hypothesis is supported by the time motor control in patients with LBP were decreased nerve
interval results when the CP was reached, indicating the conduction velocity and reflex inhibition.11,12 A reflex
switch from the open-loop to the closed-loop postural inhibition because of pain was unlikely in the present
control mechanism. The CP was only slightly longer for study because neither patients nor control subjects expe-
patients than for control volunteers, but the CoP moved rienced pain during the testing.
significantly more within this time interval. This study demonstrated that postural control of the
Closed-loop mechanisms involve feedback and were lumbar spine could be assessed by measuring balance
quantified with the long-term parameters. Patients had performance in unstable sitting. The correlation between
significantly greater long-term diffusion coefficients DL average trunk muscle response time and balance perfor-
than control volunteers, indicating greater CoP move- mance indicates that those delayed latencies in patients
ment. The long-term scaling parameters (HL) for patients with LBP also may contribute to impairment in postural
and control volunteers were similar, however, for all seat control, as was hypothesized in other studies.12,21,22,25 If
instability levels as well as the trials lacking visual feed- postural control is impaired, the dynamic stability of the
back. Both groups showed an anti-persistent movement lumbar spine may be compromised, making a person
730 Spine • Volume 26 • Number 7 • 2001
vulnerable to sustaining a low back injury or aggravating abdominis in low back pain associated with movement of the lower limb.
J Spinal Disord 1998;11:46 –56.
an existing back problem. The causal effect , however, 13. Lephart SM, Pincivero DM, Giraldo JL, et al. The role of proprioception in
has yet to be determined. The tests presented here could the management and rehabilitation of athletic injuries. Am J Sports Med
be used to screen for deficits in postural control of the 1997;25:130 –7.
14. Luoto S, Taimela S, Hurri H, et al. Psychomotor speed and postural control
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15. Luoto S, Taimela S, Hurri H, et al. Mechanisms explaining the association
between low back trouble and deficits in information processing. A con-
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Key Points 16. Magnusson ML, Aleksiev A, Wilder DG, et al. Unexpected load and asym-
metric posture as etiologic factors in low back pain. Eur Spine J 1996;5:23–
● Balance performance in unstable sitting and 35.
trunk muscle response to quick force release were 17. Mergner T, Rosemeier T. Interaction of vestibular, somatosensory, and vi-
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