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Simulation of thermal convection in the Earth's mantle. Colors span from red and green to blue with decreasing temperatures. A hot, less-dense lower boundary layer
sends plumes of hot material upwards, and cold material from the top moves downwards.
Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between
physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, thermal convection, thermal radiation, and transfer
of energy by phase changes. Engineers also consider the transfer of mass of differing chemical species, either cold or hot, to achieve heat transfer.
While these mechanisms have distinct characteristics, they often occur simultaneously in the same system.
Heat conduction, also called diffusion, is the direct microscopic exchange of kinetic energy of particles through the boundary between two systems.
When an object is at a different temperature from another body or its surroundings, heat flows so that the body and the surroundings reach the same
temperature, at which point they are in thermal equilibrium. Such spontaneous heat transfer always occurs from a region of high temperature to
another region of lower temperature, as described in the second law of thermodynamics.
Heat convection occurs when bulk flow of a fluid (gas or liquid) carries heat along with the flow of matter in the fluid. The flow of fluid may be forced by
external processes, or sometimes (in gravitational fields) by buoyancy forces caused when thermal energy expands the fluid (for example in a fire
plume), thus influencing its own transfer. The latter process is often called "natural convection". All convective processes also move heat partly by
diffusion, as well. Another form of convection is forced convection. In this case the fluid is forced to flow by use of a pump, fan or other mechanical
means.
Thermal radiation occurs through a vacuum or any transparent medium (solid or fluid). It is the transfer of energy by means
of photons in electromagnetic waves governed by the same laws.[1]
Contents
1Overview
2Mechanisms
o 2.1Advection
o 2.2Conduction
o 2.3Convection
2.3.1Convection-cooling
o 2.4Convection vs. conduction
o 2.5Radiation
3Phase transition
o 3.1Boiling
o 3.2Condensation
o 3.3Melting
4Modeling approaches
o 4.1Climate models
o 4.2Heat equation
o 4.3Lumped system analysis
5Engineering
o 5.1Insulation, radiance and resistance
o 5.2Devices
5.2.1Heat exchangers
6Applications
o 6.1Architecture
o 6.2Climate engineering
o 6.3Greenhouse effect
o 6.4Heat transfer in the human body
o 6.5Cooling techniques
6.5.1Evaporative cooling
6.5.2Laser cooling
6.5.3Magnetic cooling
6.5.4Radiative cooling
o 6.6Thermal energy storage
7See also
8References
9External links
Overview
See also: Heat transfer physics
Earth's long wave thermal radiation intensity, from clouds, atmosphere and surface.
Heat is defined in physics as the transfer of thermal energy across a well-defined boundary around a thermodynamic system. The thermodynamic free
energy is the amount of work that a thermodynamic system can perform. Enthalpy is a thermodynamic potential, designated by the letter "H", that is
the sum of the internal energy of the system (U) plus the product of pressure (P) and volume (V). Joule is a unit to quantify energy, work, or the
amount of heat.
Heat transfer is a process function (or path function), as opposed to functions of state; therefore, the amount of heat transferred in a thermodynamic
process that changes the stateof a system depends on how that process occurs, not only the net difference between the initial and final states of the
process.
Thermodynamic and mechanical heat transfer is calculated with the heat transfer coefficient, the proportionality between the heat flux and the
thermodynamic driving force for the flow of heat. Heat flux is a quantitative, vectorial representation of heat-flow through a surface.[2]
In engineering contexts, the term heat is taken as synonymous to thermal energy. This usage has its origin in the historical interpretation of heat as a
fluid (Caloric) that can be transferred by various causes,[3] and that is also common in the language of laymen and everyday life.
The transport equations for thermal energy (Fourier's law), mechanical momentum (Newton's law for fluids), and mass transfer (Fick's laws of
diffusion) are similar,[4][5] and analogies among these three transport processes have been developed to facilitate prediction of conversion from any one
to the others.[5]
Thermal engineering concerns the generation, use, conversion, and exchange of heat transfer. As such, heat transfer is involved in almost every
sector of the economy.[6] Heat transfer is classified into various mechanisms, such as thermal conduction, thermal convection, thermal radiation, and
transfer of energy by phase changes.
Mechanisms
The fundamental modes of heat transfer are:
Advection
Advection is the transport mechanism of a fluid from one location to another, and is dependent on motion and momentum of that fluid.
Conduction or diffusion
The transfer of energy between objects that are in physical contact. Thermal conductivity is the property of a material to conduct heat and
evaluated primarily in terms of Fourier's Law for heat conduction.
Convection
The transfer of energy between an object and its environment, due to fluid motion. The average temperature is a reference for evaluating
properties related to convective heat transfer.
Radiation
The transfer of energy by the emission of electromagnetic radiation.
Advection
By transferring matter, energy—including thermal energy—is moved by the physical transfer of a hot or cold object from one place to
another.[7]This can be as simple as placing hot water in a bottle and heating a bed, or the movement of an iceberg in changing ocean
currents. A practical example is thermal hydraulics.[citation needed] This can be described by the formula:
where Q is heat flux (W/m²), ρ is density (kg/m³), is heat capacity at constant pressure (J/kg·K), ΔT is the change in
The Rayleigh number ( ) is the product of the Grashof and Prandtl numbers. It is a measure which determines the relative
strength of conduction and convection.[13]
where
ρ is the density with being the density difference between the lower and upper ends,
μ is the dynamic viscosity,
α is the Thermal diffusivity,
β is the volume thermal expansivity (sometimes denoted α elsewhere),
T is the temperature,
ν is the kinematic viscosity, and
L is characteristic length.
The Rayleigh number can be understood as the ratio between the rate of heat transfer by convection to the rate of heat
transfer by conduction; or, equivalently, the ratio between the corresponding timescales (i.e. conduction timescale divided by
convection timescale), up to a numerical factor. This can be seen as follows, where all calculations are up to numerical factors
depending on the geometry of the system.
The buoyancy force driving the convection is roughly , so the corresponding pressure is roughly . In steady state,
this is canceled by the shear stress due to viscosity, and therefore roughly equals , where V is the typical fluid velocity
due to convection and the order of its timescale.[citation needed] The conduction timescale, on the other hand, is of the order
of .
Convection occurs when the Rayleigh number is above 1,000–2,000.
Radiation
Red-hot iron object, transferring heat to the surrounding environment through thermal radiation
Thermal radiation occurs through a vacuum or any transparent medium (solid or fluid). It is the transfer of energy by means
of photons in electromagnetic waves governed by the same laws.[1]
Thermal radiation is energy emitted by matter as electromagnetic waves, due to the pool of thermal energyin all matter with a
temperature above absolute zero. Thermal radiation propagates without the presence of matter through the vacuum of
space.[14]
Thermal radiation is a direct result of the random movements of atoms and molecules in matter. Since these atoms and
molecules are composed of charged particles (protons and electrons), their movement results in the emission
of electromagnetic radiation, which carries energy away from the surface.
The Stefan-Boltzmann equation, which describes the rate of transfer of radiant energy, is as follows for an object in a
vacuum :
For radiative transfer between two objects, the equation is as follows:
where Q is the heat flux, ε is the emissivity (unity for a black body), σ is the Stefan–Boltzmann constant, and T is the
absolute temperature (in kelvins or degrees Rankine). Radiation is typically only important for very hot objects, or for
objects with a large temperature difference.
Radiation from the sun, or solar radiation, can be harvested for heat and power.[15] Unlike conductive and convective
forms of heat transfer, thermal radiation can be concentrated in a small spot by using reflecting mirrors, which is
exploited in concentrating solar power generation.[16] For example, the sunlight reflected from mirrors heats the PS10
solar power tower and during the day it can heat water to 285 °C (545 °F).[citation needed]
Phase transition
Lightning is a highly visible form of energy transfer and is an example of plasma present at Earth's surface. Typically, lightning
discharges 30,000 amperes at up to 100 million volts, and emits light, radio waves, X-rays and even gamma rays.[17]Plasma
temperatures in lightning can approach 28,000 kelvins (27,726.85 °C) (49,940.33 °F) and electron densities may exceed
1024 m−3.
Phase transition or phase change, takes place in a thermodynamic system from one phase or state of matter to
another one by heat transfer. Phase change examples are the melting of ice or the boiling of water. The Mason
equation explains the growth of a water droplet based on the effects of heat transport on evaporation and
condensation.
Phase transitions involve the four fundamental states of matter:
The boiling point of a substance is the temperature at which the vapor pressure of the liquid equals the pressure
surrounding the liquid[18][19] and the liquid evaporates resulting in an abrupt change in vapor volume.
Saturation temperature means boiling point. The saturation temperature is the temperature for a corresponding
saturation pressure at which a liquid boils into its vapor phase. The liquid can be said to be saturated with thermal
energy. Any addition of thermal energy results in a phase transition.
At standard atmospheric pressure and low temperatures, no boiling occurs and the heat transfer rate is controlled by
the usual single-phase mechanisms. As the surface temperature is increased, local boiling occurs and vapor bubbles
nucleate, grow into the surrounding cooler fluid, and collapse. This is sub-cooled nucleate boiling, and is a very
efficient heat transfer mechanism. At high bubble generation rates, the bubbles begin to interfere and the heat flux no
longer increases rapidly with surface temperature (this is the departure from nucleate boiling, or DNB).
At similar standard atmospheric pressure and high temperatures, the hydrodynamically-quieter regime of film
boiling is reached. Heat fluxes across the stable vapor layers are low, but rise slowly with temperature. Any contact
between fluid and the surface that may be seen probably leads to the extremely rapid nucleation of a fresh vapor
layer ("spontaneous nucleation"). At higher temperatures still, a maximum in the heat flux is reached (the critical heat
flux, or CHF).
The Leidenfrost Effect demonstrates how nucleate boiling slows heat transfer due to gas bubbles on the heater's
surface. As mentioned, gas-phase thermal conductivity is much lower than liquid-phase thermal conductivity, so the
outcome is a kind of "gas thermal barrier".
Condensation
Condensation occurs when a vapor is cooled and changes its phase to a liquid. During condensation, the latent heat
of vaporization must be released. The amount of the heat is the same as that absorbed during vaporization at the
same fluid pressure.[20]
There are several types of condensation:
Melting is a thermal process that results in the phase transition of a substance from a solid to a liquid.
The internal energy of a substance is increased, typically with heat or pressure, resulting in a rise of its
temperature to the melting point, at which the ordering of ionic or molecular entities in the solid breaks down to a
less ordered state and the solid liquefies. Molten substances generally have reduced viscosity with elevated
temperature; an exception to this maxim is the element sulfur, whose viscosity increases to a point due
to polymerization and then decreases with higher temperatures in its molten state.[21]
Modeling approaches
Heat transfer can be modeled in the following ways.
Climate models
Climate models study the radiant heat transfer by using quantitative methods to simulate the interactions of the
atmosphere, oceans, land surface, and ice.
Heat equation
The heat equation is an important partial differential equation that describes the distribution of heat (or variation in
temperature) in a given region over time. In some cases, exact solutions of the equation are available;[22] in other
cases the equation must be solved numerically using computational methods.
Lumped system analysis
Lumped system analysis often reduces the complexity of the equations to one first-order linear differential
equation, in which case heating and cooling are described by a simple exponential solution, often referred to
as Newton's law of cooling.
System analysis by the lumped capacitance model is a common approximation in transient conduction that may
be used whenever heat conduction within an object is much faster than heat conduction across the boundary of
the object. This is a method of approximation that reduces one aspect of the transient conduction system—that
within the object—to an equivalent steady state system. That is, the method assumes that the temperature within
the object is completely uniform, although its value may be changing in time.
In this method, the ratio of the conductive heat resistance within the object to the convective heat transfer
resistance across the object's boundary, known as the Biot number, is calculated. For small Biot numbers, the
approximation of spatially uniform temperature within the object can be used: it can be presumed that heat
transferred into the object has time to uniformly distribute itself, due to the lower resistance to doing so, as
compared with the resistance to heat entering the object.[23]
Engineering
A heat engine is a system that performs the conversion of a flow of thermal energy (heat) to mechanical
energy to perform mechanical work.[24][25]
A thermocouple is a temperature-measuring device and widely used type of temperature sensor for measurement
and control, and can also be used to convert heat into electric power.
A thermoelectric cooler is a solid state electronic device that pumps (transfers) heat from one side of the device
to the other when electric current is passed through it. It is based on the Peltier effect.
A thermal diode or thermal rectifier is a device that causes heat to flow preferentially in one direction.
Heat exchangers
A heat exchanger is used for more efficient heat transfer or to dissipate heat. Heat exchangers are widely used
in refrigeration, air conditioning, space heating, power generation, and chemical processing. One common
example of a heat exchanger is a car's radiator, in which the hot coolant fluid is cooled by the flow of air over the
radiator's surface.[citation needed]
Common types of heat exchanger flows include parallel flow, counter flow, and cross flow. In parallel flow, both
fluids move in the same direction while transferring heat; in counter flow, the fluids move in opposite directions;
and in cross flow, the fluids move at right angles to each other. Common constructions for heat exchanger
include shell and tube, double pipe, extruded finned pipe, spiral fin pipe, u-tube, and stacked plate.[further explanation needed]
A heat sink is a component that transfers heat generated within a solid material to a fluid medium, such as air or
a liquid. Examples of heat sinks are the heat exchangers used in refrigeration and air conditioning systems or the
radiator in a car. A heat pipe is another heat-transfer device that combines thermal conductivity and phase
transition to efficiently transfer heat between two solid interfaces.
Applications
Architecture
Efficient energy use is the goal to reduce the amount of energy required in heating or cooling. In architecture,
condensation and air currents can cause cosmetic or structural damage. An energy audit can help to assess the
implementation of recommended corrective procedures. For instance, insulation improvements, air sealing of
structural leaks or the addition of energy-efficient windows and doors.[26]
Climate engineering consists of carbon dioxide removal and solar radiation management. Since the amount
of carbon dioxide determines the radiative balance of Earth atmosphere, carbon dioxide removal techniques can
be applied to reduce the radiative forcing. Solar radiation management is the attempt to absorb less solar
radiation to offset the effects of greenhouse gases.
Greenhouse effect
A representation of the exchanges of energy between the source (the Sun), the Earth's surface, the Earth's atmosphere,
and the ultimate sink outer space. The ability of the atmosphere to capture and recycle energy emitted by the Earth
surface is the defining characteristic of the greenhouse effect.
The greenhouse effect is a process by which thermal radiation from a planetary surface is absorbed by
atmospheric greenhouse gases, and is re-radiated in all directions. Since part of this re-radiation is back towards
the surface and the lower atmosphere, it results in an elevation of the average surface temperature above what it
would be in the absence of the gases.
Heat transfer in the human body
See also: Wet-bulb temperature
The principles of heat transfer in engineering systems can be applied to the human body in order to determine
how the body transfers heat. Heat is produced in the body by the continuous metabolism of nutrients which
provides energy for the systems of the body.[27]The human body must maintain a consistent internal temperature
in order to maintain healthy bodily functions. Therefore, excess heat must be dissipated from the body to keep it
from overheating. When a person engages in elevated levels of physical activity, the body requires additional fuel
which increases the metabolic rate and the rate of heat production. The body must then use additional methods
to remove the additional heat produced in order to keep the internal temperature at a healthy level.
Heat transfer by convection is driven by the movement of fluids over the surface of the body. This convective fluid
can be either a liquid or a gas. For heat transfer from the outer surface of the body, the convection mechanism is
dependent on the surface area of the body, the velocity of the air, and the temperature gradient between the
surface of the skin and the ambient air.[28] The normal temperature of the body is approximately 37 °C. Heat
transfer occurs more readily when the temperature of the surroundings is significantly less than the normal body
temperature. This concept explains why a person feels “cold” when not enough covering is worn when exposed
to a cold environment. Clothing can be considered an insulator which provides thermal resistance to heat flow
over the covered portion of the body.[29] This thermal resistance causes the temperature on the surface of the
clothing to be less than the temperature on the surface of the skin. This smaller temperature gradient between
the surface temperature and the ambient temperature will cause a lower rate of heat transfer than if the skin were
not covered.
In order to ensure that one portion of the body is not significantly hotter than another portion, heat must be
distributed evenly through the bodily tissues. Blood flowing through blood vessels acts as a convective fluid and
helps to prevent any buildup of excess heat inside the tissues of the body. This flow of blood through the vessels
can be modeled as pipe flow in an engineering system. The heat carried by the blood is determined by the
temperature of the surrounding tissue, the diameter of the blood vessel, the thickness of the fluid, velocity of the
flow, and the heat transfer coefficient of the blood. The velocity, blood vessel diameter, and the fluid thickness
can all be related with the Reynolds Number, a dimensionless number used in fluid mechanics to characterize the
flow of fluids.
Latent heat loss, also known as evaporative heat loss, accounts for a large fraction of heat loss from the body.
When the core temperature of the body increases, the body triggers sweat glands in the skin to bring additional
moisture to the surface of the skin. The liquid is then transformed into vapor which removes heat from the surface
of the body.[30] The rate of evaporation heat loss is directly related to the vapor pressure at the skin surface and
the amount of moisture present on the skin.[28] Therefore, the maximum of heat transfer will occur when the skin is
completely wet. The body continuously loses water by evaporation but the most significant amount of heat loss
occurs during periods of increased physical activity.
Cooling techniques
Evaporative cooling
Evaporative cooling happens when water vapor is added to the surrounding air. The energy needed to evaporate
the water is taken from the air in the form of sensible heat and converted into latent heat, while the air remains at
a constant enthalpy. Latent heat describes the amount of heat that is needed to evaporate the liquid; this heat
comes from the liquid itself and the surrounding gas and surfaces. The greater the difference between the two
temperatures, the greater the evaporative cooling effect. When the temperatures are the same, no net
evaporation of water in air occurs; thus, there is no cooling effect.
Laser cooling
In quantum physics, laser cooling is used to achieve temperatures of near absolute zero (−273.15 °C,
−459.67 °F) of atomic and molecular samples to observe unique quantum effects that can only occur at this heat
level.
See also
Combined forced and natural convection
Heat capacity
Heat transfer physics
Stefan–Boltzmann law
Thermal contact conductance
Thermal physics
Thermal resistance in electronics
Thermal science
Heat transfer enhancement
References
1. ^ a b Geankoplis, Christie John (2003). Transport Processes and Separation Principles (4th ed.). Prentice
Hall. ISBN 0-13-101367-X.
2. ^ "B.S. Chemical Engineering". New Jersey Institute of Technology, Chemical Engineering Departement. Archived
from the original on 10 December 2010. Retrieved 9 April 2011.
3. ^ Lienhard, John H. IV; Lienhard, John H. V (2008). A Heat Transfer Textbook (3rd ed.). Cambridge,
Massachusetts: Phlogiston Press. ISBN 978-0-9713835-3-1. OCLC 230956959.
4. ^ Welty, James R.; Wicks, Charles E.; Wilson, Robert Elliott (1976). Fundamentals of momentum, heat, and mass
transfer (2nd ed.). New York: Wiley. ISBN 978-0-471-93354-0. OCLC 2213384.
5. ^ a b Faghri, Amir; Zhang, Yuwen; Howell, John (2010). Advanced Heat and Mass Transfer. Columbia, MO: Global
Digital Press. ISBN 978-0-9842760-0-4.
6. ^ Taylor, R. A. (2012). "Socioeconomic impacts of heat transfer research". International Communications in Heat
and Mass Transfer. 39(10): 1467–1473. doi:10.1016/j.icheatmasstransfer.2012.09.007.
7. ^ "Mass transfer". Thermal-FluidsPedia. Thermal Fluids Central.
8. ^ a b c Abbott, J.M.; Smith, H.C.; Van Ness, M.M. (2005). Introduction to Chemical Engineering Thermodynamics (7th
ed.). Boston, Montreal: McGraw-Hill. ISBN 0-07-310445-0.
9. ^ "Heat conduction". Thermal-FluidsPedia. Thermal Fluids Central.
10. ^ Çengel, Yunus (2003). Heat Transfer: A practical approach (2nd ed.). Boston: McGraw-Hill. ISBN 978-0-07-
245893-0.
11. ^ "Convective heat transfer". Thermal-FluidsPedia. Thermal Fluids Central.
12. ^ "Convection — Heat Transfer". Engineers Edge. Retrieved 2009-04-20.
13. ^ Incropera, Frank P.; et al. (2012). Fundamentals of heat and mass transfer (7th ed.). Wiley. p. 603. ISBN 978-0-
470-64615-1.
14. ^ "Radiation". Thermal-FluidsPedia. Thermal Fluids Central.
15. ^ Mojiri, A (2013). "Spectral beam splitting for efficient conversion of solar energy—A review". Renewable and
Sustainable Energy Reviews. 28: 654–663. doi:10.1016/j.rser.2013.08.026.
16. ^ Taylor, Robert A.; Phelan, Patrick E.; Otanicar, Todd P.; Walker, Chad A.; Nguyen, Monica; Trimble, Steven;
Prasher, Ravi (March 2011). "Applicability of nanofluids in high flux solar collectors". Journal of Renewable and
Sustainable Energy. 3 (2): 023104. doi:10.1063/1.3571565.
17. ^ See Flashes in the Sky: Earth's Gamma-Ray Bursts Triggered by Lightning
18. ^ David.E. Goldberg (1988). 3,000 Solved Problems in Chemistry (1st ed.). McGraw-Hill. Section 17.43, page
321. ISBN 0-07-023684-4.
19. ^ Louis Theodore, R. Ryan Dupont and Kumar Ganesan (Editors) (1999). Pollution Prevention: The Waste
Management Approach to the 21st Century. CRC Press. Section 27, page 15. ISBN 1-56670-495-2.
20. ^ Tro, Nivaldo (2008). Chemistry: A Molecular Approach. Upper Saddle River, New Jersey: Prentice Hall.
p. 479. When a substance condenses from a gas to a liquid, the same amount of heat is involved, but the heat is
emitted rather than absorbed.
21. ^ C. Michael Hogan (2011) Sulfur, Encyclopedia of Earth, eds. A. Jorgensen and C. J. Cleveland, National Council
for Science and the environment, Washington DC
22. ^ Wendl, M. C. (2012). Theoretical Foundations of Conduction and Convection Heat Transfer. Wendl Foundation.
23. ^ "How to simplify for small Biot numbers". Retrieved December 21,2016.
24. ^ Fundamentals of Classical Thermodynamics, 3rd ed. p. 159, (1985) by G. J. Van Wylen and R. E. Sonntag: "A
heat engine may be defined as a device that operates in a thermodynamic cycle and does a certain amount of net
positive work as a result of heat transfer from a high-temperature body and to a low-temperature body. Often the
term heat engine is used in a broader sense to include all devices that produce work, either through heat transfer or
combustion, even though the device does not operate in a thermodynamic cycle. The internal-combustion engine
and the gas turbine are examples of such devices, and calling these heat engines is an acceptable use of the term."
25. ^ Mechanical efficiency of heat engines, p. 1 (2007) by James R. Senf: "Heat engines are made to provide
mechanical energy from thermal energy."
26. ^ "EnergySavers: Tips on Saving Money & Energy at Home" (PDF). U.S. Department of Energy. Retrieved March
2, 2012.
27. ^ Hartman, Carl; Bibb, Lewis. (1913). "The Human Body and Its Enemies". World Book Co., p. 232.
28. ^ a b Cengel, Yunus A. and Ghajar, Afshin J. "Heat and Mass Transfer: Fundamentals and Applications", McGraw-
Hill, 4th Edition, 2010.
29. ^ Tao, Xiaoming. "Smart fibres, fabrics, and clothing", Woodhead Publishing, 2001
30. ^ Wilmore, Jack H.; Costill, David L.; Kenney, Larry (2008). Physiology of Sport and Exercise (6th ed.). Human
Kinetics. p. 256. ISBN 9781450477673.
External links
A Heat Transfer Textbook - (free download).
Thermal-FluidsPedia - An online thermal fluids encyclopedia.
Hyperphysics Article on Heat Transfer - Overview
Interseasonal Heat Transfer - a practical example of how heat transfer is used to heat buildings without
burning fossil fuels.
Aspects of Heat Transfer, Cambridge University
Thermal-Fluids Central
Energy2D: Interactive Heat Transfer Simulations for Everyone
v
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