Professional Documents
Culture Documents
W
hen one finds scholars concerning themselves with disciplin-
ary coherence and how it might be brought about, one needs
to look with a jaundiced eye at the discourse of coherence that
results. Such discourses are marked by a highlighting of what I call
“coherence propositions.” Coherence propositions are easy to recog-
nize, for they involve a common basic statement: “Now, we must all unite
around X.” X, and the epistemological, even ontological, assumptions
that support X, may change from generation to generation, even from
decade to decade. But in “advanced” sectors of the historical discipline
over the last eighty years or so there has been a great deal of continuity
in the way coherence has arisen as an issue. The coherence propositions
of “advanced” historians of eighty years ago are paralleled—although
decidedly not duplicated—in what is currently the hegemonizing and
imperializing fraction of the discipline, the so-called “new cultural
history,” an orientation that arose in the 1980s as both an extension of
and a rebellion against the dominance of social history.1 Academics
make claims about coherence when they are interested in achieving
professional advancement and institutional domination. In short, when
we see coherence propositions being deployed we should look around
in order to see who is making a grab for academic power, who is
attempting to marginalize whom. And yet this is not the only thing we
should do, for there are also genuine theoretical problems connected
with coherence, problems having to do with disciplinary aims, methods,
products, and audiences, as well as with the object of historical investiga-
tion, the historical past in its many manifestations. Thus, I contend,
coherence propositions should be seen both as grabs for power and as
attempts to address a genuine problem.
* I am grateful to Brad Whitener and Olivier Zunz for their careful readings of this paper.
***
(1922). This book was intended, on the one side, as an attack on the
geographical determinism of such scholars as the German geographer
Friedrich Ratzel. On the other side, it was intended to encourage
historians to take geographical factors into account in their study of the
past. In short, Febvre opposed both an excessive determinism and an
excessive commitment to the view that human beings (or rather, the
politically enfranchised subset of human beings) are sufficiently free
that they can be understood in isolation from their environments.
Where is the coherence in all this? Let us look at the matter broadly.
In the first two generations of the Annales school the search for
coherence took place at two distinct levels. The more obvious one was
the level of historical representations. Annales historians hoped to
produce comprehensive accounts of the particular historical realities
that they chose to investigate. It is to this aspiration toward coherence
that the term “total history,” which became a shibboleth of the Annalistes,
has usually been applied. We can see this aspiration already in place in
Philip II and the Franche-Comté, where there is a clear intent to offer
something like a comprehensive picture of the historical reality of the
Franche-Comté in the second half of the sixteenth century. (That it was
Febvre’s native region no doubt sustained him in this aspiration.)
However, the representational aspect of the Annalistes’ search for
coherence is most famously embodied in what came to be seen as the
exemplary work of Annales historiography, the monumental The Mediter-
ranean and the Mediterranean World in the Age of Philip II (1949; rev. ed.,
1966), by the man who became the chef of the second generation of the
Annales school, Fernand Braudel (1902–85).10 In this book, which, truth
be said, few have read through from beginning to end, Braudel attempts
to give a total picture of the Mediterranean world in the time of Philip
II. He divides that world into three levels: “structure,” “conjuncture,”
and “event.” Alternatively, one can think of Braudel’s book as describing
the workings of three separate, although overlapping, temporalities—
the long term [la longue durée], the medium term, and the short term. At
the basic, geographical level, time moves hardly at all; at the conjunctural
level, it moves in cycles that may last for many years (on the model of
certain kinds of economic cycles); while at the level of events (embrac-
ing most politics and warfare), it moves quickly but superficially.
Two points need to be made about Braudel’s way of conceptualizing
his project. The first is that the total history in question is not total, and
cannot be so. Entire categories of human life are left out, and must be
left out, lest “total history” become even more unreadable than it is. The
second point is that the attempt to offer a total representation of a past
historical reality is virtually guaranteed to highlight historical incoher-
ence—notwithstanding the fact that Braudel himself insisted on “the
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***
already been noted. For his part, Furet in 1983 had also remarked on a
growing concern with culture among Annalistes. But Furet, in contrast to
Revel, was skeptical of this turn, even hostile to it. Furet favored a
“problem-oriented” and also conceptualized form of history; his affini-
ties were with social scientists’ interest in the “determinants and limits of
action,” their concern for “isolating constants, if not laws,” and their
preference for studying “objective behavior, regardless of the deliberate
intentions of the actors.”39 In his view the histoire des mentalités (that is,
the Annales version of cultural history) suffered from three defects. First,
he held that it was too close to an “affective commitment,” namely, the
feeling of nostalgia that Furet claims had been generated in France by
the tremendous economic progress of the preceding two decades.
Second, he suggested that it blurred the “classic distinction” between
objective behavior and the subjective perception of that behavior, and
thus gave rise to the illusion that it was able to grasp both the material
infrastructure and the ideational superstructure of society. Finally, he
contended that the histoire des mentalités is likely to generate incoherence
—for its “lack of definition . . . leads to the unending pursuit of new
research topics, turned up by the accidents of life and having no other
basis than a passing intuition, or an ephemeral fashion.”40
***
Thus the issue of coherence again asserts itself. A century ago, recall,
the basis for history’s coherence was held to lie in the possibility of
eventually constructing a single, authoritative narrative of human his-
tory. When this hope failed, the basis for coherence was held to reside in
a shared method. Among “traditional” historians, including the historiens
historisants, the commitment was to a method that was regarded as
distinctively historiographical.41 Among the Annalistes from Febvre to Furet
the commitment was not to a distinctive method for history but rather to
an investigative process that was seen as broadly social scientific: among
these historians there was always a commitment to a science (or
“interscience”) that would yield authoritative, although possibly provi-
sional, knowledge.
What is striking now is the degree to which the Febvrean-Braudellian-
Furetian version of coherence has become passé. For the assumed basis
for history’s coherence has changed once again. It is no longer to be
found in the articulating of a historically sensitive social science. Rather,
coherence is now seen as a matter of willed commitment to one or another
“paradigm” of historical research. And what characterizes the paradigm
notion is that it embraces within itself a distinctly non-negligible degree
222 new literary history
shares his own values and beliefs, the scientist can take a single set of
standards for granted.”56
No doubt, as many commentators have argued, Kuhn vastly overem-
phasized the degree of separation that natural science has from the
social world in which it is located. But this criticism of Kuhn in no way
diminishes the point that I am making here—on the contrary, it
strengthens the point. For the claim would then be that even in the
natural sciences pursuers of knowledge are not able to detach themselves
entirely from extra-scientific considerations—considerations that serve
to make cross-cuts through what would otherwise be the purity of their
scientific commitment to a paradigm. In Kuhn’s view, paradigms cannot
be theoretically, let alone ontologically, justified. Rather, they can be
justified only on pragmatic grounds—and only weakly so at that. In
Kuhn’s theory, a paradigm has the great advantage of generating
solvable puzzles, and of making it clear without any great need for
hesitation which puzzles these are. According to the theory, because the
scientist works for an audience of colleagues that shares his own values
and beliefs and is insulated from society, he “can take a single set of
standards for granted”; he “can . . . dispose of one problem and get on
to the next more quickly than those who work for a more heterodox
group”; and he can “concentrate his attention upon problems that he
has good reason to believe he will be able to solve,” instead of having to
focus on problems that “urgently need solution” within society but for
which tools conducive to solving those problems efficiently may well not
exist.57
There are undoubtedly some historians who resonate to Kuhn’s
account of the natural sciences and who prefer paradigmatic unity
because they think that such unity conduces to solving a coherent set of
historical problems—while also raising history’s prestige by making it
look more like a “real” science. There are other historians, clearly, who
see history as the carrying out of politics by other means, and for whom
commitment to a paradigm is closely connected to one or another
political commitment— indeed, sometimes political commitment seems
to serve as a substitute for intelligent debate about different genres,
approaches, and research programs, and about the actual merits or
demerits of specific works.58 This latter, politicizing tendency, which
amounts to the imposition of a factitious political coherence on history,
strikes me as dangerous, not least because it can easily be hijacked by
forces outside the university that are unlikely to be willing to encourage
work that is in any sense critical of extant political reality. The former,
scientizing tendency is somewhat less misguided, especially when the
paradigm notion is conceived of narrowly, less as a paradigm in any
broad sense than as a subdisciplinary research program. When deployed
226 new literary history
***
University of Virginia
NOTES
1 See The New Cultural History, ed. Lynn Hunt (Berkeley and Los Angeles: University of
California Press, 1989) and Beyond the Cultural Turn: New Directions in the Study of Society and
228 new literary history
Culture, ed. Victoria Bonnell and Lynn Hunt (Berkeley and Los Angeles: University of
California Press, 1999), especially the editors’ introductions. Beyond the Cultural Turn is
number 34 in a book series, “Studies on the History of Society and Culture,” that Bonnell
and Hunt edit. The list of titles, preceding the title page of Beyond the Cultural Turn, gives
a good idea of the range and kind of topics embraced by the new cultural history.
2 The Cambridge Modern History: Its Origins, Authorship, and Production (Cambridge:
Cambridge University Press, 1907), quoted in E. H. Carr, What is History? (New York:
Knopf, 1962), 3; J. B. Bury, “The Science of History,” excerpted in The Varieties of History
from Voltaire to the Present, 2nd ed., ed. Fritz Stern (New York: Vintage, 1973), 209–23, esp.
219–20. Stern also excerpts Lord Acton’s 1898 “Letter to the Contributors to the Cambridge
Modern History,” which runs along a similar track, 247–49.
3 Jean-François Lyotard, The Postmodern Condition: A Report on Knowledge, trans. Geoff
Bennington and Brian Massumi (1979; repr., Minneapolis: University of Minnesota Press,
1984). For a discussion of how the notion of a grand narrative (often called “universal
history”) has shadowed the historical discipline from its beginning, see Allan Megill,
“‘Grand Narrative’ and the Discipline of History,” in A New Philosophy of History, ed. Frank
Ankersmit and Hans Kellner (Chicago: University of Chicago Press, 1995), 151–73, 263–
71. The most erudite and searching discussion of the role of coherence in Western
historical writing is Leonard Krieger, Time’s Reasons: Philosophies of History Old and New
(Chicago: University of Chicago Press, 1989). The fulcrum of Krieger’s book is the
destabilization of historical coherence that occurred around the beginning of the
twentieth century (107 and passim); its motive, the need to engage with the academic and
political radicalisms that Krieger held had entered into the discipline by the late 1970s and
early 1980s, when the book was essentially completed.
4 On the need for written records: G. W. F. Hegel, Lectures on the Philosophy of World
History: Introduction: Reason in History, trans. H. B. Nisbet (Cambridge: Cambridge
University Press, 1975), 13; on the state as required for history: G. W. F. Hegel, The
Philosophy of History, trans. J. Sibree, ed. C. J. Friedrich (New York: Dover, 1956), 111.
5 For a relatively brief account of the Annales school, see Peter Burke, The French
Historical Revolution: The Annales School, 1929–89 (Cambridge: Polity, 1990).
6 The title of the journal has varied slightly since its founding; it is now called Annales:
Histoire, Sciences Sociales.
7 Although over fifty, Bloch volunteered for Army service in 1939. In the midst of the
French collapse he escaped to England from Dunkirk and then returned home via
Brittany. Later, in 1943, he became a Resistance leader in Lyon, for which activity he was
shot by the Germans in June 1944. Between military service and the Resistance, his Jewish
ancestry led to his exclusion from his teaching position under Vichy’s anti-Semitic laws.
8 Ubiratan D’Ambrosio, “Febvre, Lucien,” in Encyclopedia of Historians and Historical
Writing, ed. Kelly Boyd, 2 vols. (London: Fitzroy Dearborn, 1999), 1: 379.
9 On Berr, see William R. Keylor, Academy and Community: The Foundation of the French
Historical Profession (Cambridge, MA: Harvard University Press, 1975), chapter 8, “Henri
Berr and the ‘Terrible Craving for Synthesis.’”
10 Fernand Braudel, The Mediterranean and the Mediterranean World in the Age of Philip II,
trans. Siân Reynolds, 2 vols. (New York: Harper and Row, 1973).
11 Braudel, The Mediterranean, 1: 14.
12 Two of the most insightful readers of The Mediterranean and the Mediterranean World, J.
H. Hexter and Hans Kellner, emphasize the incoherence of the work: Hexter, “Fernand
Braudel and the Monde braudellien . . . ,” Journal of Modern History 44 (1972): 480–539; and
Kellner, “Disorderly Conduct: Braudel’s Mediterranean Satire (A Review of Reviews),”
History and Theory 18 (1979): 197–222, repr. in Kellner, Language and Historical Representa-
tion: Getting the Story Crooked (Madison: University of Wisconsin Press, 1989), 153–87.
coherence and incoherence 229
13 Lucien Febvre, “De 1892 à 1933: Examen de conscience d’une histoire et d’un
historien: Leçon d’ouverture au Collège de France, 13 décembre 1933,” in Combats pour
l’histoire (1953; repr., Paris: A. Colin, 1992), 16.
14 Lucien Febvre, “Contre l’esprit de spécialité: Une lettre de 1933,” in Febvre, Combats,
104–06.
15 Febvre, “Leçon d’ouverture,” in Combats, 16.
16 A list of the editors and advisors of the International Encyclopedia of Unified Science is
given on the verso of the title page of Thomas S. Kuhn, The Structure of Scientific Revolutions
(Chicago: University of Chicago Press, 1962), which originally appeared as volume 2,
number 2, of the Encyclopedia. (The presence of Kuhn’s work in the Encyclopedia is also
signaled in some, generally early, printings of the book’s second, enlarged edition
[Chicago: University of Chicago Press, 1970].) Of course, Kuhn’s work completely blew
apart the idea of a single, universal foundation for all the sciences.
17 Febvre, “Leçon d’ouverture,” in Combats, 12.
18 Lucien Febvre, “Vivre l’histoire: Propos d’initiation” (talk at the École Normale
Supérieure, 1941), in Combats, 20.
19 Febvre, “Vivre l’histoire,” 20.
20 Marc Bloch and Lucien Febvre, “À nos lecteurs,” Annales d’histoire économique et sociale
1 (1929): 1.
21 See Bury, “The Science of History” (see note 2, above), esp. 219–20. Without
specifically mentioning Bury, Febvre attacks this notion of history in his “Leçon d’ouverture,”
in Combats, 8.
22 These collective initiatives are the focus of Kelly Ann Mulroney, “Team Research and
Interdisciplinarity in French Social Science, 1925–1952” (Ph.D. dissertation, University of
Virginia, 2000). An important statement is Lucien Febvre, “Pour une histoire dirigée: Les
recherches collectives et l’avenir de l’histoire,” published in Revue de synthèse in 1936, repr.
in Combats, 55–60.
23 See Combats, 419–38; in English as “A New Kind of History,” in Febvre, A New Kind of
History and Other Essays, ed. Peter Burke, trans. K. Folca (New York: Routledge, 1973), 27–
43; both versions hereafter cited in text, French pagination preceding the English.
24 William H. McNeill, “Fernand Braudel, Historian,” Instituto Fernand Braudel de
Economia Mundial, Braudel Papers no. 22 (2003), http://www.braudel.org.br/paping22.htm
(accessed March 2004).
25 Fernand Braudel, “Histoire et sociologie,” in Braudel, Ecrits sur l’histoire (Paris:
Flammarion, 1969), 105. An English translation of Braudel’s Écrits is available as On History,
trans. Sarah Matthews (Chicago: University of Chicago Press, 1980).
26 Braudel, “Histoire et sciences sociales: La longue durée,” in Écrits sur l’histoire, 83.
27 “Une vie pour l’histoire,” interview by François Ewald and Jean-Jacques Brochier,
Magazine littéraire, no. 212 (Nov. 1984): 22.
28 Immanuel Wallerstein, “Braudel and Interscience: A Preacher to Empty Pews?” (paper
for the Vth Journées Braudeliennes, Binghamton University, October 1–2, 1999), http://
fbc.binghamton.edu/iwjb.htm (accessed September 2003). Wallerstein’s article led me
efficiently to the previous several quotations.
29 Wallerstein, “Braudel and Interscience.”
30 Gérard Noiriel, Sur la “crise” de l’histoire (Paris: Belin, 1996), 94–96 (the passages in
quotation marks are all from Braudel). On the fragmentation theme, see François Dosse,
L’histoire en miettes: Des “Annales” à la “nouvelle histoire” (Paris: Éditions La Découverte,
1987), esp. 161–247.
31 See Febvre, “Pour une histoire dirigée,” Combats, 55–60.
32 Noiriel, Sur la “crise,” 92–100 (quote on 97).
33 I draw here on “Sur une forme d’histoire qui n’est pas la nôtre: L’histoire historisante,”
in Combats, 114–18 (quote on 117). For Berr’s views, see Henri Berr, L’histoire traditionnelle
230 new literary history