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Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp.

28-39

On the correlation of ”static” and


Torsten Wichtmann
Theodor Triantafyllidis ”dynamic” stiffness moduli of non-
cohesive soils

The secant stiffness of the stress - strain - hysteresis a) 


b)
Gsec
during a cyclic or dynamic loading with very small strain Gsec
amplitudes is sometimes called ”dynamic” stiffness of a 1 Gmax
soil. In contrast, a ”static” stiffness is obtained from ampl = Gdyn
1


Gmax
the first loading curve in oedometric or triaxial tests.
Indeed the difference between ”dynamic” (small-strain) Gmax 1
and ”static” (large-strain) stiffness moduli is due to the Hysteresis
different magnitude of strain or strain amplitude and ~ 10-5 ampl
ampl
not due to different loading rates. The small strain stiff-
ness is an important design parameter for foundations
subjected to a cyclic or dynamic loading. However, its Fig. 1: a) Definition of the secant shear stiffness Gsec of the
τ -γ-hysteresis, b) Decrease of Gsec from its maximum value
determination in situ or from laboratory tests is labori-
Gmax with increasing shear strain amplitude γ ampl
ous and expensive. In practice the small-strain stiffness
is often estimated my means of a diagram correlating
”dynamic” and ”static” stiffness moduli. However, the For a non-cohesive soil the secant shear stiffness Gsec
assumptions and the range of applicability of this cor- does not depend on the shear strain amplitude up to a
relation are not clear. The present paper presents an threshold value of γ ampl ≈ 10−5 . For larger shear strain
inspection of this correlation for four sands with differ- amplitudes, Gsec decreases with increasing γ ampl (Figure
ent grain size distribution curves. The ”static” stiffness 1b). The maximum value Gmax = Gdyn at very small
was obtained from tests with monotonic oedometric or strain amplitudes is sometimes called ”dynamic” shear
triaxial compression. The ”dynamic” stiffness was de- modulus. However, this terminology is somewhat mis-
termined in resonant column tests and from measure- leading since the secant stiffness Gsec does not depend
ments of the P-wave velocity. For some of the tested on the frequency of excitation. In the case of small shear
sands, significant deviations of the experimental data strain amplitudes γ ampl < 10−5 the maximum value
from the correlation actually used in practice were ob- Gmax can be directly set into the equations for the spring
tained. Modified correlations are proposed in the paper. and dashpot parameters. For larger amplitudes it has
to be reduced by a factor Gsec /Gmax < 1 [8, 9].
The small-strain shear modulus Gmax of a non-
1 Introduction
cohesive soil can be determined using different methods,
A foundation subjected to a cyclic loading (quasi-static with different effort and accuracy:
or dynamic) has to be designed with regard to the short-
term and the long-term behaviour. The long-term be- 1. In-situpmeasurements of the shear wave velocity
haviour (accumulation of residual deformations or stress vS = Gmax /%, where % is the density of the soil
relaxation) has been discussed in [1–4]. The present pa- (e.g. cross-hole measurements).
per concentrates on the short-term behaviour, where the
soil properties are assumed not to change during the cy- 2. Laboratory tests (e.g. resonant column tests or
cles. measurements of the S-wave velocity in a triax-
For an analysis of the short-term behaviour of a foun- ial cell). However, specimens reconstituted in the
dation a one-dimensional model with a mass, a spring laboratory may not reproduce the in-situ fabric of
and a dashpot is often used (e.g. [5–7]). The elastic con- the grain skeleton. Furthermore, the shear stiffness
stants of the soil enter the equations for the parameters measured in the laboratory is not influenced by ag-
of the spring and the dashpot. Usually the formulas ing or preloading effects. These effects may lead
use the shear stiffness G and Poisson’s ratio ν as in- to an increase of Gmax in situ [10]. Thus, labora-
put parameters. Since the loading is of a cyclic nature, tory tests usually under-estimate the in-situ values
the secant shear stiffness Gsec of the shear stress - shear of Gmax . In the literature, it is discussed controver-
strain hystereses (Fig. 1a) has to be used for G as an sially if a (very expensive) sampling by means of
average value. freezing preserves the fabric of the soil. If the fab-
Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

ric is preserved in these samples the shear moduli 100

measured in the laboratory should better coincide Benz & Vermeer [18]

Edyn/Estat [-] (curve of Alpan)


Mdyn/Mstat [-] (other curves)
with the in-situ Gmax -values.
3. Rough estimation of Gmax by means of tables which
specify a range of stiffness moduli for various types
of soil (see e.g. [7]). Since the range of the rec- 10
ommended values is quite large and no informa- EABD [7]
tion about the (important) stress level is given, the
reader is advised not to use these tables.
4. Estimation of Gmax from empirical equations. The Alpan [17]
formula most commonly used was developed by 1
1 10 100 1000
Hardin [11, 12] and is also recommended in [7]:
Estat [MPa] (curve of Alpan)
(a − e)2 Mstat [MPa] (other curves)
Gmax [MPa] = A (p[kPa])n (1)
1+e
Fig. 2: Comparison of the correlation Edyn /Estat ↔ Estat of
Therein e and p are the void ratio and the mean
Alpan [17] with the correlations Mdyn /Mstat ↔ Mstat given
effective pressure, respectively. The constants A, a in [7] and by Benz & Vermeer [18]
and n proposed by Hardin [11, 12] depend only on
the grain shape (A = 6.9, a = 2.17 and n = 0.5 for
round grains and A = 3.2, a = 2.97 and n = 0.5 for However, Alpan [17] introduced the tangent elastic
angular grains). modulus Ei as the inclination of the nearly linear
However, tests on sands with different grain size dis- initial portion of the q-ε1 -curve, i.e. as a stiffness
tribution curves [13–15] show that Gmax strongly for first loading (similar to E50 ). Tests with un-
decreases with increasing coefficient of uniformity and reloading cycles are not discussed in [17], that
Cu = d60 /d10 . In contrast, there is no influence means a secant modulus Eur as shown in Fig. 3 has
of the mean grain size d50 , at least for materials not been defined by Alpan [17]. For the abovemen-
in the range of fine sands to fine gravels. An in- tioned reasons it can be assumed that Alpan [17]
crease of Gmax with d50 for gravelly materials is considers Estat ≈ E50 . However, the experimen-
reported e.g. in [16]. While Eq. (1) delivers ac- tal data presented later in this paper supports the
ceptable Gmax -values for poorly-graded grain size assumption Estat = Eur (Section 4.3). A diagram
distribution curves, the shear moduli of sands with showing the curve of Alpan is also printed in [20]
higher Cu -values may be strongly over-estimated but the axes labels are erroneous.
(by up to 100 %, see [9, 15]). Dev. stress
Based on 163 RC tests on 25 different grain size q = σ1 - σ3
distribution curves, correlations of the constants A, 100 %
a and n in Eq. (1) with Cu have been proposed
in [15]. As demonstrated in [15], the predictions
using Hardin’s equation and these new correlations
are in good accordance with the test data for the
50 %
various grain size distribution curves. Eur

5. Use of a correlation diagram as given in Fig. 2. It 1


E50
shows the ratio of small strain (”dynamic”) and 1
Axial strain ε1
large-strain (”static”) stiffness moduli as a function
of the static values.
The single curve originally proposed by Alpan [17] Fig. 3: Scheme of a curve q(ε1 ) in a monotonic triaxial test
(Fig. 2) describes the relationship between ”static” with an un- and reloading cycle, definition of E50 and Eur
and ”dynamic” Young’s moduli (Estat , Edyn =
Emax ). The static values are obtained from triaxial In [7] the correlation between dynamic and static
test data. The meaning of the ”static” modulus has stiffness moduli is given in terms of the modulus
been discussed controversially in [18,19]. From [17] M for one-dimensional compression (zero lateral
it does not become clear if ”static” Young’s mod- strain). The relationship is also shown in Fig. 2,
ulus means the stiffness during first loading (e.g. where the ratio Mdyn /Mstat = Mmax /Mstat is plot-
E50 , defined as the inclination of the initial phase ted as a function of Mstat . The correlation has been
of the curve q(ε1 ) up to 0.5qmax , Fig. 3) or the se- derived from the curve of Alpan [17], but in contrast
cant stiffness during a large un- and re-loading cycle to that curve, [7] provides upper and lower bound-
(Eur , Fig. 3). Benz & Vermeer [18] argued for Eur . aries for different types of soils. No testing proce-

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Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

dure for the determination of Mstat is prescribed Sand Gravel


in [7]. Since no un- and reloading cycles are men- fine medium coarse fine
100
tioned in [7], the input parameter Mstat is probably
meant as the stiffness modulus during first loading.

Finer by weight [%]


80
According to our experience, the diagram is used in 1 2 3
this way in practice. 60
Benz & Vermeer [18] provide an alternative cor-
40
relation Mdyn /Mstat ↔ Mstat (see Fig. 2). It is 4
also based on the curve of Alpan [17]. For a given
20
value of Mstat , the ratios Mdyn /Mstat predicted by
the correlation of Benz & Vermeer [18] lay signif-
0
icantly higher than those obtained from the re- 0.1 0.2 0.6 1 2 6
lationship recommended in [7]. This is probably Grain size [mm]
due to a different interpretation of Alpan’s Estat
(Estat = Eur ≈ 3E50 in [18], Estat = E50 in [7]). Fig. 4: Grain size distribution curves of the four tested sands
Having determined Emax = Edyn or Mmax = Mdyn
from Fig. 2, the small strain shear modulus Gmax Sand d50 Cu emin emax
may be obtained with an estimated Poisson’s ratio No. [mm] [-] [-] [-]
ν: 1 0.21 2.0 0.575 0.908
1 1 − ν − 2ν 2 2 0.55 1.8 0.577 0.874
Gmax = Emax = Mmax (2) 3 1.45 1.4 0.623 0.886
2(1 + ν) 2(1 − ν 2 )
4 0.52 4.5 0.422 0.691
The method using Fig. 2 is often applied in prac-
tice since for many in-situ soils Mstat -values from
oedometric tests are available. Furthermore, in the Table 1: Mean grain size d50 , coefficient of uniformity Cu =
laboratory a determination of Mstat is much less d60 /d10 , minimum (emin ) and maximum (emax ) void ratio
laborious and less expensive than the measurement according to DIN 18126 [21] for the four tested sands
of Gmax .
However, in [17] and [7] it is not specified for which 3 Test results
stresses, densities, grain shapes or grain size distri- 3.1 Large-strain modulus Mstat from oedomet-
bution curves the correlations Edyn /Estat ↔ Estat ric compression tests
or Mdyn /Mstat ↔ Mstat , respectively, have been The 28 oedometric tests were performed using large
developed. Thus, the range of applicability is not specimens (diameter d = 28 cm, height h = 8 cm, ratio
clear. d/h = 3.5) in order to improve the repeatability of the
The aim of the present paper is the inspection of tests on the coarser soils. The test device is shown in
the correlations given in Fig. 2. Different laboratory Fig. 5. The stiff lateral ring of the specimen is fixed. The
tests on four sands with different grain size distribution top cap of the specimen and the load piston are rigidly
curves have been performed, in particular: connected. The load piston is guided in the vertical di-
• Monotonic oedometric compression tests for Mstat rection by a ball bearing. The axial load is applied to
• Monotonic triaxial compression tests for Estat the load piston by means of a pneumatic cylinder and a
lever arm loading system. The axial load is measured by
• Measurements of the P-wave velocity vP during
means of a load cell located at the top of the load piston.
isotropic compression of triaxial specimens for
The axial deformation ∆h of the specimen is measured
Mmax = Mdyn
with a displacement transducer attached to the load pis-
• Resonant Column (RC) tests for Gmax = Gdyn ton. Comparative tests with the finest tested sand No. 1
The results and possible correlations are discussed in the in a standard device with small specimen dimensions (d
following. = 7 cm, h = 2 cm) showed similar results as the tests
with the large specimens.
2 Tested materials The lateral stress σ3 could not be measured. It was
The grain size distribution curves of the four tested estimated from the vertical stress σ1 using the relation-
sands are shown in Fig. 4. Three of them (Nos. 1,2,3) ship σ3 = K0 σ1 . The coefficient of lateral stress was
were poorly-graded (1.4 ≤ Cu = d60 /d10 ≤ 2.0) with estimated as K0 = 1 − sin ϕP according to Jaky. ϕP is
different mean grain sizes 0.21 ≤ d50 ≤ 1.45 mm. The the peak friction angle which depends primary on the
fourth sand was well-graded (Cu = 4.5, d50 = 0.52 mm). density of the soil. ϕP was determined from the mono-
All grain size distribution curves lay in the range be- tonic triaxial tests (Section 3.2).
tween fine sand and fine gravel. Table 1 summarizes the For each sand several oedometric tests with different
values of d50 , Cu and the minimum and maximum void initial relative densities ID0 = (emax − e)/(emax − emin )
ratios emin and emax of the tested materials. were performed. Specimens were prepared by dry plu-

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Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

Axial load The diagrams in the left column in Fig. 7 (diagrams


(pneumatic cylinder
and lever arm system)
a-d) present Mstat as a function of void ratio e for seven
different mean pressures 50 kPa ≤ p ≤ 400 kPa. The
data for a certain p was obtained from an interpolation
between two adjacent p-values where data was avail-
load cell displacement able. An approximation of Mstat by a a unique formula
transducer
describing stress- and void ratio-dependence simultane-
ously (i.e. analogously to Eq. (1)) was found to be in-
accurate. Thus, the function

8 cm soil specimen (a − e)2


Mstat = A (4)
1+e
28 cm with constants A (unit [MPa]) and a was fitted sepa-
rately to the data for each pressure p. The constants
Fig. 5: Test device for oedometric compression (specimen A and a are summarized in Table 2. The solid curves
size d = 28.0 cm, h = 8 cm) in Fig. 7a-d were generated using Eq. (4) with the con-
stants A and a taken from Table 2.
viation and were tested in the dry condition. The axial Fig. 8 compares the stiffness moduli Mstat of the four
stress was increased in 15 steps up to a maximum value tested sands for a pressure p = 200 kPa. For an iden-
of σ1 = 800 kPa. The reduction of void ratio e with tical void ratio, the poorly-graded sands Nos. 1 to 3
increasing mean pressure p = (σ1 + 2σ3 )/3 is shown ex- have significantly larger Mstat -values compared to the
emplary for a loose and a dense specimen of sand No. 2 well-graded sand No. 4. For the poorly-graded sands
in Fig. 6. the Mstat -values coincide for larger void ratios e ≈ 0.8.
For smaller void ratios, Mstat increases with decreasing
0.88 mean grain size d50 .

Sand No. 2 140


Oedometric stiffness Mstat [MPa]

0.86 Sand No. 1


120
Sand No. 2
Sand No. 3
100
Sand No. 4
0.84
80

three tests with


60
0.82
Void ratio e [-]

loose specimens:
ID0 = 0.02 - 0.03
40
p = 200 kPa
0.80 20

0.62
0
0.4 0.5 0.6 0.7 0.8 0.9
Void ratio e [-]
0.60
three tests with
dense specimens: Fig. 8: Oedometric stiffness Mstat (e) of the four tested sands
ID0 = 0.88 - 0.90 at p = 200 kPa
0.58
1 10 100 1000
Mean pressure p [kPa]
3.2 Large-strain modulus Estat and peak fric-
Fig. 6: Reduction of void ratio e with mean pressure p in
tion angle ϕP from monotonic triaxial tests
oedometric tests on sand No. 2
The 30 monotonic triaxial tests were performed for two
For a certain load step, Mstat is determined as the different reasons. First, a modulus Estat = E50 is ob-
secant modulus from the increment of the axial stress tained from the initial phase of a test. Second, the peak
∆σ1 , the increment of void ratio ∆e and the void ratio friction angle ϕP is necessary to analyze the oedometric
e0 prior to the load step [22]: tests presented in Section 3.1 (in order to estimate the
lateral stress σ3 and to calculate p).
∆σ1
Mstat = (1 + e0 ) (3) For each sand, two or three test series differing in
∆e the initial relative density ID0 were performed. For
This is equivalent to Mstat = ∆σ1 /∆ε1 if the increment each density, three different effective lateral stresses were
of axial strain ∆ε1 = ∆h/h0 is calculated with h0 being tested (σ3 = 50, 100 and 200 kPa). Specimens were pre-
the height of the specimen prior to the load step. pared by pluviating dry sand out of a funnel. Afterwards

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Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

Oedometric compression tests P-wave measurements Resonant Column tests

a) 180 Sand 1 e) Sand 1 p [kPa] = 400 i) 300 p [kPa] =


p [kPa] = 400 Sand 1 400
100 300 100
160 100 300 300
600 75 200 250 75
75 200 200
50 150

Gmax = Gdyn [MPa]


140

Mmax = Mdyn [MPa]


50 150 50 150
120 200
Mstat [MPa]

100 400
150
80
60 100
200
40
50
20
0 0 0
0.60 0.70 0.80 0.90 0.56 0.64 0.72 0.80 0.88 0.55 0.60 0.65 0.70 0.75 0.80
Void ratio e [-] Void ratio e [-] Void ratio e [-]

b) 160
f) 800 Sand 2 j) 300 p [kPa] =
Sand 2 p [kPa] = 400 p [kPa] = 400 Sand 2 400
100 300 100 300 100 300
140
75 200 75 200 250 75 200
Mmax = Mdyn [MPa]
600 50

Gmax = Gdyn [MPa]


120 50 150 50 150 150
200
Mstat [MPa]

100
80 400 150
60
100
40 200
50
20
0 0 0
0.55 0.60 0.65 0.70 0.75 0.80 0.85 0.56 0.64 0.72 0.80 0.88 0.50 0.55 0.60 0.65 0.70 0.75
Void ratio e [-] Void ratio e [-] Void ratio e [-]
c) g) p [kPa] = 400 k) p [kPa] =
140 Sand 3 p [kPa] = 400 800 Sand 3 300 Sand 3 400
100 300 100 300
100 300
120 75 200 250 75 200
75 200
Mmax = Mdyn [MPa]

50 150 50 150

Gmax = Gdyn [MPa]


50 150 600
100
200
Mstat [MPa]

80
400 150
60
100
40
200
50
20

0 0 0
0.50 0.60 0.70 0.80 0.56 0.64 0.72 0.80 0.88 0.55 0.60 0.65 0.70 0.75 0.80
Void ratio e [-] Void ratio e [-] Void ratio e [-]
d) h) l)
120 Sand 4 p [kPa] = 400 1000 Sand 4 p [kPa] = 400 300 Sand 4 p [kPa] = 400
100 300 100 300 100 300
100 75 200 75 200 250 75 200
800
Mmax = Mdyn [MPa]

50 150 50 150 50 150


Gmax = Gdyn [MPa]
Mstat [MPa]

80 200
600
60 150
400
40 100

20 200 50

0 0 0
0.40 0.45 0.50 0.55 0.40 0.48 0.56 0.64 0.72 0.40 0.45 0.50 0.55 0.60 0.65
Void ratio e [-] Void ratio e [-] Void ratio e [-]

Fig. 7: Stiffness moduli Mstat from oedometric tests, Mmax = Mdyn from P-wave measurements and Gmax = Gdyn from
resonant column tests as a function of void ratio e and mean pressures p

p Sand No. 1 Sand No. 2 Sand No. 3 Sand No. 4


A a A a A a A a
50 53.5 1.58 125.3 1.28 42.4 1.77 263.3 0.82
75 60.6 1.66 176.6 1.26 73.9 1.62 317.5 0.84
100 106.3 1.51 270.9 1.22 103.2 1.54 366.7 0.84
150 235.9 1.34 342.6 1.24 128.0 1.53 463.6 0.85
200 305.6 1.31 478.8 1.21 159.6 1.50 604.1 0.83
300 382.7 1.30 382.9 1.34 198.1 1.47 597.0 0.86
400 400.6 1.31 337.9 1.41 190.6 1.51 542.6 0.91

Table 2: Summary of constants A (in [MPa]) and a in Eq. (4) for the four tested sands

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Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

they were saturated with de-aired water. The drained 120 Sand 1 

3
[kPa] = 150 Sand 2 

3
[kPa] =
50 50
monotonic triaxial compression was applied with a con- 100 100
80

E50 [MPa]

E50 [MPa]
100
stant displacement rate of 0.1 mm/min in the axial di- 200 200
rection. The axial load, the axial displacement and the 40 50
volume changes (via the pore water using a pipette sys-
tem and a differential pressure transducer) were mea- 0
0.5 0.6 0.7 0.8
0
0.5 0.6 0.7 0.8
sured. The test device and the method of specimen Void ratio (e0+e50)/2 [-] Void ratio (e0+e50)/2 [-]
preparation is explained in detail in [2].
Typical curves of deviatoric stress q = σ1 − σ3 as 120 Sand 3 

3
[kPa] = 80 Sand 4 

3
[kPa] =
50 50
a function of axial strain ε1 are given in Fig. 9. At 100 60 100

E50 [MPa]
E50 [MPa]
80
q = 0 the curves should start with an inclination cor- 200 200
40
responding to Emax = Edyn . However, this part of the 40
curve can hardly be measured in a monotonic triaxial 20

test using standard equipment. With increasing strain, 0


0.6 0.7 0.8
0
0.40 0.45 0.50 0.55
the inclination of the curves decreases, i.e. the curves Void ratio (e0+e50)/2 [-] Void ratio (e0+e50)/2 [-]
are non-linear. A common approximation of the incli-
nation of the initial part of the q(ε1 )-curve is the secant Fig. 10: Young’s modulus E50 as a function of void ratio
Young’s modulus E50 defined as (e0 + e50 )/2
q50
E50 = (5)
ε1,50 eP at peak (mean value of the three tests). Assuming
ϕP ≈ ϕc for e = emax with ϕc being the critical friction
with the half peak deviatoric stress q50 = qpeak /2 and
angle, the function
the corresponding axial strain ε1,50 (see Fig. 9). The
system compliance of the triaxial device was determined ϕP = ϕc exp aϕ (emax − eP )bϕ

(6)
in a preliminary test with a steel dummy. It was sub-
tracted from the measured axial deformation. Thus, the was fitted to the data in Fig. 12. The constants aϕ and
values ε1,50 used for the calculation of E50 are free from bϕ are summarized in Table 3. The critical friction angle
system compliance. ϕc given in Table 3 was determined in separate tests as
the inclination of a pluviated cone of sand.
900
1 2 3 Sand No. 3 1000 Sand 1 1000 Sand 2
800 Mc( P) = Mc( P) =


1.72


1.63
Deviatoric stress q [kPa]

700 800 1 800 1


100 % 1 1.37 1.50
600 

[kPa] / ID0 = 1 1
3
500 200 / 0.83 600 Mc( c) = 600
q [kPa]

1.31
q [kPa]

E50 1.32 1
1
400 Mc( c) =
1 400 400


100 % 1.25
2 1
300 50 %
100 / 0.87 ID0 = ID0 =
200 3 200 0.94 - 0.96 200 0.95 - 1.02
100 %
50 % 50 / 0.80 0.57 - 0.60 0.59 - 0.67
100 0.18 - 0.26
50 %
0 0
0 0 200 400 600 0 200 400 600
0 5 10 15 20 25 p [kPa] p [kPa]
Axial strain 1 [%]
1000 Sand 3 1000 Sand 4
Mc( P) = Mc( P) =
Fig. 9: Curves q(ε1 ) in drained monotonic triaxial tests on


1.69


800 800 1.60


sand No. 3, determination of E50 1 1
1.54
1.41
1
600 600 1
For each test, the Young’s modulus E50 was deter- 1.44
q [kPa]

q [kPa]

1 Mc( c) =
mined according to Eq. (5). In Fig. 10 it is plotted versus


Mc ( c ) = 1 1.34
400 400


the void ratio (e0 + e50 )/2, which is the mean value of 1 1.37
the void ratios at q = 0 and q = q50 . Obviously, E50 ID0 = ID0 =
200 0.99 - 1.02 200 0.88 - 0.90
increases with decreasing void ratio and with increasing 0.80 - 0.87 0.63 - 0.67
lateral effective stress σ3 . 0.60 - 0.64
Fig. 11 presents the peak stress states in the p-q- 0 0
0 200 400 600 0 200 400 600
plane. For each density, the data of the three different p [kPa] p [kPa]
σ3 -values was approximated by a linear curve, passing
the origin with the inclindation Mc (ϕP ) = 6 sin ϕP /(3− Fig. 11: Peak stress states in the p-q-plane for the four tested
sin ϕP ). The peak friction angle was calculated from the sands and different initial densities ID0
Mc -value. In Fig. 12, ϕP is plotted versus the void ratio

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Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

45 Sand 1 45 Sand 2 (diagrams e-h) present the stiffness Mmax as a function


40 40
[˚]

[˚]
of mean pressure p and void ratio e. Obviously, Mmax
P

P
35 35
increases with increasing p and with decreasing e.
30 30
0.6 0.7 0.8 0.9 0.6 0.7 0.8 0.9
Void ratio at peak eP [-] Void ratio at peak eP [-]
45 Sand 3 45 Sand 4 Piezoelectric
40 40

[˚]
[˚]

elements:

P
P

35 35
compression
30
0.6 0.7 0.8 0.9
30
0.5 0.6 0.7 Output
element (CE)
Void ratio at peak eP [-] Void ratio at peak eP [-] vP
shear plate
tt
Fig. 12: Peak friction angle ϕP in dependence on peak void (SP) vS
ratio eP for the four tested sands, fitting of Eq. (6) bender element
Input
(BE) vS
Sand ϕc aϕ bϕ soil specimen
No. [◦ ] [-] [-] (d = 10 cm,
h = 20 cm)
1 32.8 78.9 4.6
2 31.2 3.0 1.7
Fig. 13: Triaxial device with piezoelectric elements for the
3 33.9 3.8 2.2 measurement of P- and S-wave velocities
4 33.3 648 5.4

Table 3: Critical friction angle ϕc , constants aϕ and bϕ of 700


Stiffness modulus Mmax = Mdyn [MPa]

Eq. (6) Sand No. 1


Sand No. 2
600
Sand No. 3
Sand No. 4
3.3 Small-strain constrained elastic modulus
Mmax = Mdyn from P-wave measurements 500

The P -wave velocity vP correlates with the maximum


constrained elastic modulus Mmax = Mdyn via vP = 400
p
Mmax /%. The P-wave velocity was measured in a tri-
axial cell by means of piezoelectric elements (Fig. 13). A 300
single sinusoidal signal was generated by a function gen- p = 200 kPa
erator. It was amplified and applied to the piezoelectric
200
element in the end plate at the bottom of the specimen. 0.4 0.5 0.6 0.7 0.8 0.9
The distortion of the element in the vertical direction Void ratio e [-]
generates a P-wave travelling through the specimen and
causing a distortion of the piezoelectric element in the Fig. 14: Modulus Mmax (e) = Mdyn (e) of the four tested
top cap. This distortion generates an electrical signal. sands at p = 200 kPa
Both, the transmitted and the received signal are dis-
played on an oscilloscope. The travel time tt of the wave
is the time difference between the initial of both signals. Fig. 14 compares the curves Mmax (e) of the four
Knowing the height h of the specimen, the P-wave ve- sands at pressure p = 200 kPa. In contrast to Gmax (Sec-
locity is calculated from vP = h/tt . The test device and tion 3.4), the stiffness moduli Mmax of the four sands
the measuring technique is explained in detail in [2, 9]. almost coincide for e = constant. The Mmax -values of
In total, 19 tests with P-wave measurements were the coarse sand No. 3 are somewhat larger than those of
performed. For each sand several tests with different the other three sands. However, there is no significant
initial relative densities were conducted. The speci- influence of the grain size distribution curve on Mmax .
mens were prepared by the pluviation technique. The The empirical equation (analogously to Eq. (1), but
isotropic stress (p = σ1 = σ3 ) was increased in seven with dimensionless constants)
steps (p = 50, 75, 100, 150, 200, 300 and 400 kPa).
The P-wave measurements at a certain stress level were (aE − e)2
Mmax = AE patm 1−nE pnE (7)
taken after a resting period of 15 minutes under this 1+e
pressure. The axial deformation of the dry specimens
was measured with a displacement transducer. Lateral with the atmospheric pressure patm = 100 kPa was fitted
deformations were measured by means of non-contact to the data Mmax (e, p). The constants AE , aE and nE
displacement transducers. For this purpose, aluminium are summarized in Table 4. The solid curves in Fig. 7e-h
targets were glued to the rubber membrane of the spec- were generated using Eq. (7) with the constants of Table
imen. The diagrams in the middle column in Fig. 7 4. The predictions coincide well with the test data.

7
Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

Sand AE aE nE AG aG nG 250 Sand No. 1

Shear modulus Gmax = Gdyn [MPa]


No. [-] [-] [-] [-] [-] [-] Sand No. 2
Sand No. 3
1 585 3.52 0.43 1196 1.84 0.45 200 Sand No. 4
2 1820 2.36 0.40 2513 1.46 0.43
3 1914 2.46 0.38 1288 1.90 0.42 150
4 3074 1.91 0.43 1409 1.47 0.53
100

Table 4: Constants AE , aE and nE of Eq. (7) and constants


AG , aG and nG of Eq. (8) for the four tested sands 50
p = 200 kPa
0
3.4 Small-strain shear modulus Gmax = Gdyn 0.4 0.5 0.6 0.7 0.8 0.9
from resonant column (RC) tests Void ratio e [-]
The small-strain shear modulus Gmax = Gdyn was mea-
sured in 29 resonant column (RC) tests. The test de- Fig. 16: Small-strain shear modulus Gmax (e) = Gdyn (e) for
vice is shown in Fig 15. It has been explained in detail the four tested sands at p = 200 kPa
in [2, 9]. The nearly isotropic stress (a small anisotropy
results from the weight of the top mass [9]) was increased
in seven steps (p = 50, 75, 100, 150, 200, 300 and 400 proximated by a dimensionless version of Eq. (1):
kPa). At each stress level, the small-strain shear mod-
(aG − e)2
ulus was measured after a resting period of 15 minutes. Gmax = AG patm 1−nG pnG (8)
1+e
The compaction of the specimen due to the increase of
cell pressure was measured with non-contact displace- The constants AG , aG and nG are given in Table 4. The
ment transducers. solid curves in Fig. 7i-l were generated using Eq. (8) and
the constants in Table 4. A good congruence between
top mass measured and predicted Gmax -values can be stated.
electrodynamic
exciters 3.5 Poisson’s ratio ν
acceleration Unfortunately, measurements of the S-wave velocity in
transducer the triaxial cell, Section 3.3, have not been
p performed.
plexiglas cylinder However, the shear wave velocity vS = Gmax /% ob-
tained from a resonant column test and vS directly
soil specimen measured with piezoelectric elements are almost iden-
air pressure tical [9]. Thus, vS from the RC tests (Section 3.4) and
vP from the measurements with piezoelectric elements
bottom mass
(Section 3.3) may be used to calculate Poisson’s ratio ν:
ball bearing
2
2 − (vP /vS )
ν = 2 or (9)
2 − 2 (vP /vS )
s 2
Fig. 15: Scheme of the resonant column (RC) device α α α−2
ν = + − ,(10)
4(1 − α) 4(1 − α) 2(1 − α)
The diagrams i-l in the right column in Fig. 7 present
the small-strain shear modulus of the four sands as a respectively, with α = Mmax /Gmax .
function of void ratio e and mean pressure p. The curves Eq. (10) was evaluated with Mmax and Gmax calcu-
Gmax (e) for p = 200 kPa are compared in Fig. 16. In lated from Eqs. (7) and (8) with the constants in Table
accordance with earlier test results [14] and also with 4. The resulting Poisson’s ratios are shown in Fig. 17 in
our latest experimental studies [15], for e, p = constant dependence of void ratio e and mean pressure p. For
the small strain shear modulus does not depend on the all tested sands ν increases with e. This increase is
mean grain size d50 but significantly decreases with in- more pronounced for the poorly-graded fine and medium
creasing coefficient of uniformity Cu = d60 /d10 of the coarse sands. The slight stress-dependence results from
grain size distribution curve. The largest Gmax -values the moderately different values of the constants nE and
were obtained for sand No. 3 with Cu = 1.4. Somewhat nG in Eqs. (7) and (8) (Table 4). For the poorly-graded
smaller values were measured for sands Nos. 1 and 2 sands Nos. 1 to 3 the Poisson’s ratios lay in the range
with Cu = 1.8 ÷ 2.0 (confirming the d50 -independence 0.18 ≤ ν ≤ 0.37. These values coincide with typical
of Gmax ). The lowest Gmax -values were observed for ν-values (0.25 ≤ ν ≤ 0.35) specified in [7] for sand and
sand No. 4 with the largest Cu -value (Cu = 4.5). gravel. For the well-graded sand No. 4 higher ν-values
The small-strain shear modulus Gmax (e, p) was ap- (0.34 ≤ ν ≤ 0.43) were obtained.

8
Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

0.4 Sand 1 0.4 Sand 2 timates the experimentally obtained ratios Mdyn/Mstat
p = 50 kPa p = 50 kPa
0.3 0.3 (factor 1.5 to 3).

ν [-]
ν [-]

0.2 0.2 p = 400 kPa Thus, based on Fig. 18, the correlation given in
p = 400 kPa
0.1 0.1
[7] seems applicable only for poorly-graded fine and
0.56 0.64 0.72 0.80 0.88 0.56 0.64 0.72 0.80 0.88 medium coarse sands. The small-strain stiffness of
Void ratio e [-] Void ratio e [-]
poorly-graded coarse sands and that of well-graded
0.4 Sand 3 0.5 p = 50 kPa Sand 4 sands may be strongly underestimated by this correla-
p = 50 kPa
0.3 0.4
tion.
ν [-]

ν [-]
The correlation Mdyn ↔ Mstat developed by Benz &
0.2 0.3 p = 400 kPa
p = 400 kPa Vermeer [18] is given as the light-gray range in Fig. 18.
0.1 0.2
0.64 0.72 0.80 0.88 0.40 0.48 0.56 0.64 0.72 For a given Mstat , the correlation of Benz & Vermeer [18]
Void ratio e [-] Void ratio e [-] predicts higher ratios Mdyn /Mstat than the correlation
given in [7]. For this reason and due to the larger band-
Fig. 17: Poisson’s ratio ν as a function of void ratio e and width, the correlation of Benz & Vermeer [18] fits bet-
mean pressure p for the four tested sands ter the experimental data than the correlation recom-
mended in [7]. However, for the sands Nos. 1 and 4
some experimental data points fall below or above the
If Gmax is calculated from Mmax or Emax (e.g. ob-
range of Mdyn /Mstat -values specified by the correlation
tained from Fig. 2) using Eq. (2), the uncertainty re-
of Benz & Vermeer [18].
sulting from an inaccurate estimation of the Poisson’s
ratio may be significant. Assuming ν = 0.2 one obtains
Gmax = 0.375 Mmax while Gmax = 0.167 Mmax results if 4.2 Correlation of Mstat with Gdyn = Gmax
Poisson’s ratio is estimated as ν = 0.4 (factor 2.2 differ- The determination of Gdyn from Mstat may be abbre-
ence). The diagrams in Fig. 17 may be used for a more viated by using direct correlations of both quantities.
accurate estimation of Poisson’s ratio. Such diagrams, showing the ratio Gdyn /Mstat as a func-
tion of Mstat , were derived from the experimental data
and are shown in Fig. 19. The bandwidths given in
4 Inspection of various correlations of ”dy- Fig. 19 for different pressures and void ratios should
namic” and ”static” stiffness moduli deliver more accurate estimations of Gdyn than the cor-
4.1 Correlation of Mstat with Mdyn = Mmax relation recommended in [7] in combination with an es-
Using the results of the oedometric tests (Section 3.1) timation of Poisson’s ratio. Instead of the correlation
and the P-wave measurements (Section 3.3), the dia- given in [7] (or the better one proposed by Benz & Ver-
grams given in Fig. 18 were prepared. Similar to Fig. 2, meer [18]), it is recommended to use the correlations
Fig. 18 presents the ratio Mdyn /Mstat as a function of shown in Fig. 19 since they are based on experimental
Mstat . A pair of values of Mstat and Mdyn was calcu- results and distinguish with reference to the grain size
lated from Eqs. (4) and (7) for the same mean pres- distribution curve.
sure p and the same void ratio e. It should be con-
sidered that the stress is anisotropic (σ1 > σ3 ) in the 4.3 Correlation of Estat with Edyn = Emax
oedometric tests while it was isotropic (σ1 = σ3 ) in the The original correlation of Alpan [17] is given in terms
tests with the P-wave measurements. However, a stress of Estat and Edyn . In order to prove this correlation, the
anisotropy affects the ”dynamic” stiffness only for stress monotonic triaxial test data is compared with the data
ratios σ1 /σ3 near failure [23]. Thus, it seems justified from the P-wave measurements.
to compare Mstat and Mdyn for the same p. The rela- First, Estat = E50 is assumed. The stiffness E50
tionship Mdyn /Mstat ↔ Mstat was analyzed for a range was obtained from the initial part of a monotonic tri-
of void ratios given in Fig. 18. Two neighboured data axial test (Section 3.2). The corresponding mean pres-
points have a distance ∆e = 0.01. sure is p = σ3 + 13 q50 and the corresponding void ratio
Comparing the ratios Mdyn/Mstat of the poorly is e = 0.5[e(q = 0) + e(q = q50 )]. For each mono-
graded sands Nos. 1, 2 and 3 for a certain Mstat , the tonic triaxial test, using these values of e and p, the
ratio Mdyn /Mstat increases with increasing mean grain small-strain Young’s modulus Edyn was calculated from
size d50 . In Fig. 18, the range of the correlation recom- Mdyn and Gdyn obtained from Eqs. (7) and (8). In
mended in [7] is marked by the dark-gray background Fig. 20a, the ratio Edyn /Estat = Edyn /E50 is plot-
color. For the fine and medium coarse sand No. 1 the ted versus Estat = E50 . In contrast to the data of
measured values Mdyn /Mstat lay within this range, in Mdyn /Mstat given in Fig. 18, the Edyn /E50 -values of the
particular for the higher stresses and lower void ratios four different sands presented in Fig. 20a do not differ
(i.e. for larger values of Mstat ). For the medium and much. The curve of Alpan [17] underestimates the ex-
coarse sand No. 2, the values Mdyn /Mstat lay at the up- perimentally obtained values Edyn /E50 by a factor in
per boundary of the gray-colored area. For the coarse the range between 1.5 and 2.5. Thus, the correlation
sand No. 3, the experimentally obtained data exceeds of Alpan [17] delivers unrealistic estimations of the ”dy-
the range recommended in [7]. For the well-graded sand namic” Young’s modulus Edyn = Emax , if Estat is inter-
No. 4, the bandwidth specified in [7] strongly underes- preted as a stiffness E50 for first loading.

9
Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

a) 30 Sand 1 b) 30 Sand 2 p [kPa] =


400
20 Benz & Vermeer [18] 20
300

Mdyn / Mstat [-]

Mdyn / Mstat [-]


200
10 10 150
100
EABD [7] 75
5 5 50
analyzed for analyzed for
e = 0.55 - 0.85 e = 0.55 - 0.85
2 2
5 10 20 50 100 200 500 5 10 20 50 100 200 500
Mstat [MPa] Mstat [MPa]

c) 30 Sand 3 d) 30 Sand 4
20 20
Mdyn / Mstat [-]

Mdyn / Mstat [-]


10 10

5 5
analyzed for analyzed for
e = 0.55 - 0.85 e = 0.40 - 0.60
2 2
5 10 20 50 100 200 500 5 10 20 50 100 200 500
Mstat [MPa] Mstat [MPa]

Fig. 18: Ratio Mdyn /Mstat as a function of Mstat , comparison of the experimentally obtained data with the correlations
recommended in [7] and [18]

a) Sand 1 b)
7 p [kPa] = 7 Sand 2
6 400 6
5 300 5
4 200 4
Gdyn/Mstat [-]
Gdyn/Mstat [-]

150
3 100 3
75
50
2 2

analyzed for analyzed for


e = 0.55 - 0.85 e = 0.55 - 0.85
1 1
5 10 20 50 100 200 500 5 10 20 50 100 200 500
Mstat [MPa] Mstat [MPa]

c) 7 Sand 3 d) 7 Sand 4
6 6
5 5
Gdyn/Mstat [-]

4 4
Gdyn/Mstat [-]

3 3

2 2
analyzed for analyzed for
e = 0.55 - 0.85 e = 0.40 - 0.60

1 1
5 10 20 50 100 200 500 5 10 20 50 100 200 500
Mstat [MPa] Mstat [MPa]

Fig. 19: Correlation of the small-strain ”dynamic” shear modulus Gmax = Gdyn with the ”static” stiffness Mstat obtained
from the first loading curve in oedometric compression tests

Benz & Vermeer [18, 24] recommend to interpret that the experimentally obtained correlations Mdyn ↔
Estat as the secant modulus Eur during large un- and Mstat and Edyn ↔ Estat fit better to the curve of Alpan
reloading cycles in triaxial compression tests. Their as- [17] if this curve is interpreted with Estat = Eur ≈ 3E50
sumption Estat = Eur = 3E50 leads to the presentation (as assumed by Benz & Vermeer [18, 24]) than with
of the experimental data given in Fig. 20b (which is Estat = E50 (as probably assumed in [7]).
identical to Fig. 4 in [24]). The diagram shows the ra- However, the definition of an un- and reloading mod-
tio Edyn /Eur as a function of Eur . In this presentation, ulus for large cycles during triaxial compression seems
the experimentally obtained data coincides well with the difficult. This becomes obvious from the test results of
curve proposed by Alpan [17]. Wu [25] presented in Fig. 21. He performed triaxial com-
Considering Figs. 18 and 20, it has to be concluded pression tests on ”Karlsruher Sand” with large un- and

10
Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

a) 30 b) 30

20 20 Assumption: Eur = 3E50

10 10
Edyn/E50 [-]

Edyn/Eur [-]
5 5

Sand No. 1 Sand No. 1


Sand No. 2 Sand No. 2
2 Sand No. 3 2 Sand No. 3
Sand No. 4 Sand No. 4

1 1
2 5 10 20 50 100 200 500 2 5 10 20 50 100 200 500
Estat = E50 [MPa] Estat = Eur [MPa]

Fig. 20: Comparison of the curve of Alpan [17] with the correlation Edyn /Estat ↔ Estat derived from the monotonic triaxial
tests and the P-wave measurements: a) assuming Estat = E50 , b) assuming Estat = Eur = 3E50

reloading cycles. First of all, the secant modulus Eur de- test data is available.
pends on the minimum deviatoric stress qmin during the
15
cycle. Considering only cycles with qmin = 0 (Fig. 21),
the secant stiffness Eur and thus the ratio Eur /E50 de- Sand No. 1
10
Sand No. 2
creases with increasing axial strain ε1 at which the cycle
Sand No. 3
is performed. This applies before and after the peak of Sand No. 4
Gmax / E50 [-]

the curve q(ε1 ). Furthermore, Eur /E50 depends on the 5


void ratio e0 , on the effective lateral stress σ3 and on
the distance ∆ε1 between two subsequent cycles. For
the three tests presented in Fig. 21, Eur /E50 -values in
the range between 0.9 and 4.8 were obtained. The choice 2
of Eur /E50 = 3 seems to be a quite rough estimation,
although it may be reasonable for dense sand and a rel-
atively small axial strain ε1 (Fig. 21). 1
5 10 20 50 100 200
If a more accurate correlation between Edyn and
Eur is intended to be established based on experimental E50 [MPa]
data, the performance of the un- and reloading cycles for
the determination of Eur has to be clearly defined (i.e. Fig. 22: Correlation of the small-strain ”dynamic” shear
qmin and the axial strain ε1 or the stress ratio η = q/p, modulus Gmax = Gdyn with the ”static” Young’s modulus
where the unloading should commence, have to be spec- Estat = E50 from first loading in monotonic triaxial com-
ified). pression tests
It should be considered that E50 from monotonic tri-
axial compression tests and in particular Mstat from oe-
dometric compression tests can be much easier deter- 5 Summary, conclusions and outlook
mined in standard geotechnical laboratories than Eur .
Thus, correlations Mdyn ↔ Mstat (Fig. 18), Gdyn ↔ The paper presents an experimental study with the aim
Mstat (Fig. 19) or Edyn ↔ E50 (Fig. 20a) will be more to inspect several correlations of large-strain (”static”)
useful in practice than correlations Edyn ↔ Eur . and small-strain (”dynamic”) stiffness moduli. In par-
ticular a correlation of the constrained elastic moduli
Mstat and Mdyn = Mmax is often used in practice and is
4.4 Correlation of Estat = E50 with Gdyn = Gmax critically discussed in the paper.
The modulus Mstat was obtained from the first load-
Similar to Fig. 19 for Mstat , a direct correlation of the ing curve in oedometric compression tests. Young’s
small-strain shear modulus Gmax = Gdyn and Young’s modulus Estat = E50 was derived from the initial phase
modulus Estat = E50 from monotonic triaxial compres- of a monotonic triaxial compression test. The small-
sion tests can be established. For the current test data, strain moduli Mdyn = Mmax and Gdyn = Gmax were ob-
this correlation is shown in Fig. 22. Once again, there tained from P-wave measurements or resonant column
is no significant difference between the data for the four tests, respectively. All types of tests were performed
different sands. The data may be approximated by the for four different sands with varying mean grain size
average solid curve given in Fig. 22. The correlation 0.21 ≤ d50 ≤ 1.45 mm and different coefficients of uni-
presented in Fig. 22 may be used in practice if triaxial formity 1.4 ≤ Cu ≤ 4.5.

11
Wichtmann & Triantafyllidis Bautechnik 86, Special Issue S1 ”Geotechnical Engineering” (2009), pp. 28-39

a) Test with b) Test with a) Test with


σ3 = 100 kPa, e0 = 0.54 σ3 = 200 kPa, e0 = 0.81 σ3 = 400 kPa, e0 = 0.56
800 qPeak
Eur /E50 = 2.7
700

600 Eur /E50 = 3.3 Eur /E50 = 4.8


1.4
2.2 1.8
500 1.2 1.0 1.1 0.9 2.7
1.9 qPeak
1.6
q [kPa]

4.0
400 2.7

300
qPeak Esec

200 E50
1
100
1
0

-100
0 2 4 6 8 10 12 0 2 4 6 8 10 0 2 4 6 8 10
ε1 [%] ε1 [%] ε1 [%]

Fig. 21: Change of the ratio Eur /E50 during triaxial compression tests on ”Karlsruher Sand” with large un- and reloading
cycles performed by Wu [25]

The analysis of the tests shows that the correlation expected that these formulas will deliver a better esti-
Mdyn ↔ Mstat commonly used in practice and recom- mation of Gmax -values for various grain size distribution
mended in [7] should be applied only for poorly-graded curves than the correlations of ”dynamic” and ”static”
fine and medium coarse sands. It may significantly stiffness moduli discussed in the present paper.
underestimate the ratio Mdyn /Mstat for poorly-graded
coarse sands and for well-graded sands. A correlation re- References
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by Alpan [17]. It considers different interpretations of
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[19] T. Wichtmann and Th. Triantafyllidis. Erwiderung


der Zuschrift von T. Benz und P.A. Vermeer zum
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und der ”dynamischen” Steifigkeit nichtbindiger
Böden” (Bautechnik 83, No. 7, 2006). Bautechnik,
84(5):364–366, 2007.

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