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ORIGINAL ARTICLE

A randomized controlled trial of self-regulated modified constraint-


induced movement therapy in sub-acute stroke patients
K. P. Y. Liua, K. Balderib, T. L. F. Leungc, A. S. Y. Yuec, N. C. W. Lamd, J. T. Y. Cheungc, S. S. M. Fonge, C.
M. W. Sumc, M. Bissettf, R. Ryea and V. C. T. Mokg

a
Western Sydney University, Penrith, NSW; bConcord Hopsital, Concord, NSW, Australia; cHong Kong Hospital Authority, Hong Kong,
China; dRecovre, Sydney, NSW, Australia; eThe University of Hong Kong, Hong Kong, China; fGriffith University, Gold Coast, Qld,
Australia; and gThe Chinese University of Hong Kong, Hong Kong, China

EUROPEAN JOURNAL OF NEUROLOGY


Keywords: Background and purpose: Emerging research suggests the use of self-regulation
functional recovery, (SR) for improving functional regain in patients post stroke. SR is proposed
modified constraint- to produce an added effect to effective modified constraint-induced movement
induced movement therapy (mCIMT). This study aimed to examine the effect of a self-regulated
therapy, randomized mCIMT programme (SR-mCIMT) for functional regain in patients with sub-
controlled trial, acute stroke.
self-regulation, stroke Methods: Eighty-six patients completed the trial: SR-mCIMT, n = 29;
mCIMT, n = 31; or conventional functional rehabilitation, n = 26. All inter-
Received 27 October 2015 ventions were 2-week therapist-guided training. Outcome measurements, taken
Accepted 4 April 2016 by a blinded assessor, examined arm function [Action Research Arm Test
(ARAT), Fugl-Meyer Assessment (FMA)], daily task performance [Lawton
European Journal of
Instrumental Activities of Daily Living Scale (Lawton IADL)] and self-per-
Neurology 2016, 0: 1–10
ceived arm use in functional tasks [Motor Activity Log (MAL)].
doi:10.1111/ene.13037 Results: Significant differences were found with the SR-mCIMT outperform-
ing the other groups after the intervention (ARAT, P = 0.006; FMA, Lawton
IADL and MAL, all Ps < 0.001). In terms of the carry-over effect, the
SR-mCIMT group outperformed in the hand and coordination subscales of
ARAT and FMA (P = 0.012–0.013) and the self-perceived quality of arm use
(P = 0.002).
Conclusion: A combination of SR and mCIMT could produce an added effect
in functional regain in patients post stroke.

through trial sequential analysis also showed that


Introduction
results on arm motor function were inconclusive [2].
A recent systematic review demonstrated that con- Constraint-induced movement therapy can be con-
straint-induced movement therapy (CIMT) produces a sidered a multifaceted intervention. The impact on
limited improvement in arm motor function and no arm impairment and motor function may be due not
significant improvement for use of the arm in func- solely to the constraint but also to the type and
tional tasks than conventional treatment in people amount of exercise [1]. Typically, CIMT programmes
with stroke [1]. Transfer of training from the are therapist-directed, whereby patients follow thera-
improved arm motor function to reducing its effect on pists’ guidance when they practise CIMT. Promoting
disability was not observed in the studies included in transfer of training is important to ensure the treat-
the review. Another review investigating the evidence ment effect is applicable to real life [3]. Kwakkel et al.
[4] commented that behavioural strategies which pro-
mote transfer of learning are mostly absent in CIMT
Correspondence: K. P. Y. Liu, Western Sydney University, Locked
protocols. Taub et al. [3] and Takebayashi et al. [5]
Bag 1797, Penrith, 2751 NSW, Australia (tel.: +61 2 4620 3432;
fax: +61 2 4620 3792;
adopted a behavioural analysis approach that pro-
e-mail: karen.liu@westernsydney.edu.au). moted transfer of skills learnt in CIMT and found

© 2016 EAN 1
2 K. P. Y. LIU ET AL.

increased treatment effect on arm function and self- 2 weeks) administered by three occupational therapists
perceived amount of arm use. Similarly, our recent who had over 3 years of experience working in stroke
review [6] also suggested that learning and generaliza- rehabilitation one for each group, SR-mCIMT,
tion in CIMT could be enhanced if an active learning mCIMT and the control intervention.
component, to increase patient-directed self-awareness Patients learnt a total of 10 daily tasks (five per
through the use of self-regulation (SR), was added. week) [10,11]. The tasks were graded over the 2-week
Self-regulation, which stems from social cognitive period and included brushing teeth, dressing (both
theory, describes reflective learning and problem solv- upper and lower body), folding laundry, putting
ing by bringing problems and solutions to a conscious clothes on a hanger in week 1; and using a telephone,
level [7]. Based on the concept of SR, an effective SR preparing a cup of tea, sweeping the floor, washing
programme in improving daily task performance for towels, washing dishes in week 2. All groups were
people with stroke was developed [8,9]. The SR strat- trained to practise the assigned tasks and received the
egy aimed to give patients greater responsibility in same amount of task practice. All tasks were learnt in
their own rehabilitation with a focus on improving the clinic room of the hospital.
self-awareness and facilitating acknowledgement of The control intervention used conventional func-
individuals’ functional problems, and thus promoting tional rehabilitation which involved the therapist
learning and transfer of training. demonstrating the adapted task performance followed
This study aimed to investigate the effect of com- by the patient’s supervised practice using both arms
bining SR and CIMT for enhancing functional arm [12]. Patients in the mCIMT group entered into the
regain, daily task performance and self-perceived arm protocol as described by Page and colleagues [13].
use in functional tasks in patients with sub-acute Their non-hemiplegic arm was restrained in a mitt for
stroke. The modified CIMT (mCIMT) was adopted. 4 h every day (including the 1-h therapist-guided
training) monitored by the nursing staff in the hospi-
tal. As per the control group, the therapist provided
Methods
demonstration on the adapted task performance but
with one arm (the side of the patient’s hemiplegic
Participants and randomization
arm), and patients practised the tasks with the unre-
Patients receiving inpatient rehabilitation post stroke strained hemiplegic arm under the therapist’s supervi-
were recruited from Shatin Hospital and Tuen Mun sion. Performance feedback and strategies for
Hospital in Hong Kong. Patients were eligible if they improvement were given by the therapists in both the
(i) had experienced a first ischaemic type stroke with control and mCIMT groups. In the SR-mCIMT inter-
lesion in the primary motor cortex as confirmed by a vention, patients entered into the same mCIMT proto-
computed tomography scan, (ii) had a stroke onset of col as in the mCIMT group. Instead of the
less than 3 months, (iii) were aged above 60 and (iv) demonstration-and-practice protocol, patients were
had at least 10° of active metacarpophalangeal joint taught using the SR strategy adopted from Liu et al.
and interphalangeal joint extension, 20° of active wrist [8,9]. This involved patients self-reflecting on their
extension. Patients were excluded if they (i) had exces- abilities and deficits in performing the tasks, identify-
sive spasticity in the affected limb with a score of 2 or ing problems and solutions in achieving the most
more on the Modified Ashworth Scale, (ii) had exces- independence in the tasks, and practising the adapted
sive pain in the affected limb with a score 4 or more tasks. Feedback on their self-reflected abilities and
using a Visual Analog Scale, (iii) had cognitive self-identified problems and solutions was provided
impairment with a score below 19 on the Mini-Mental with the assistance of a video playback of their task
State Examination (MMSE) and (iv) had been diag- performance. The therapist provided guidance
nosed with depression according to Diagnostic and throughout the process.
Statistical Manual of Mental Disorders IV criteria. Besides the 1-h intervention, each patient received 1
Eligible patients were randomized by drawing lots h of daily physical therapy addressing mobilization,
into one of the three intervention groups. The random- strengthening and walking. These therapists were
ization was conducted by a blinded researcher who was blinded to the group allocation.
not involved in the interventions or study measures.
Study measures
Intervention
All patients were assessed using the MMSE, the
The interventions were 10 1-h therapist-guided indi- Barthel Index (BI) and the study measures before they
vidual training sessions (daily on weekdays, total entered into the intervention (T0). They were assessed

© 2016 EAN
SELF-REGULATED CONSTRAINT-INDUCED THERAPY 3

on the study measures after the intervention (T1) and groups were measured using the Kruskal–Wallis test.
at 1 month after the intervention to assess the carry- The Mann–Whitney U test was used to further test
over effect (T2). Assessments for T0 and T1 were the differences, if any, between any of the two groups.
completed in the inpatient clinic, a different room Rank analysis of variance tests with results at T1 as
from where training was provided. At T2, all patients the covariate were used to assess the carry-over effect
were assessed in the outpatient clinic. All study mea- of the study measures (T2) for the three groups with
sures were conducted by a blinded assessor who was post hoc least significant difference tests to detect dif-
not involved in the randomization or the delivery of ferences between any two groups. Bonferroni correc-
the interventions. Both the assessor and patients were tion was adopted with P ≤ 0.013 as significant for
asked not to talk with each other about their treat- multiple comparisons.
ment in order to preserve the blinding.
The primary study measures were improvements in
Ethical considerations
arm function [the Action Research Arm Test
(ARAT)], the upper extremity motor subsection of the Ethics approval was obtained from the Hong Kong
Fugl-Meyer Assessment (FMA) and daily task perfor- Polytechnic University Human Ethics Committee, the
mance [the Lawton Instrumental Activities of Daily Joint Chinese University of Hong Kong – New Terri-
Living Scale (Lawton IADL)]. The secondary study tories East Cluster Clinical Research Ethics Commit-
measure examined patients’ self-perceived arm use in tee and the New Territories West Cluster Clinical and
functional tasks [the Motor Activity Log (MAL)]. Research Ethics Committee. Written informed consent
The ARAT contains 19 items examining the proxi- was obtained from all patients.
mal and distal arm function [14]. The upper extremity
motor subsection of the FMA involves the motor
Trial registration
function of the upper arm, wrist and hand, and coor-
dination [15]. The Lawton IADL examines the perfor- The study was registered with the Clinical Trial Regis-
mance of eight functional tasks such as housekeeping tration (ClinicalTrials.gov Identifier NCT02480140).
and shopping [16]. The MAL is a patient-rated ques-
tionnaire where patients rate the Quality of Movement
Results
(QOM) and Amount of Use (AOU) of the affected
arm when completing 28 tasks [17]. All of these mea-
Participants
sures have been identified as valid and reliable for use
in patients post stroke. Of the 86 patients who completed the trial with all T0,
T1 and T2 data available (SR-mCIMT, n = 29; mCIMT,
n = 31; control, n = 26), no significant difference in
Statistical analyses
demographic variables was found between the three
Using PASS 13 software, with reference to the results groups or between any two groups (P = 0.218–0.982) at
in task performance as reflected by the Functional T0 (CONSORT diagram, Fig. 1; Table 1). Patient BI
Independence Measure motor score obtained from the scores at T0 indicated that all groups required moderate
previous SR study [9], a sample of 24 in each group assistance in self-care tasks. No significant differences in
would give a power of 80%, an alpha value of 0.05 the study measures at baseline were found between the
and effect size of 0.50. An additional 20% was added three groups (Table 1) or between any two groups
to account for possible attrition. (P = 0.063–0.949).
All analyses were conducted using the IBM Statisti-
cal Package for the Social Sciences, version 22. Differ-
Gains after intervention
ences between the three groups in demographic
variables were assessed using analysis of variance Significant differences in the total scores of the
(ANOVA) and the chi-squared test. Baseline measures of ARAT, FMA, Lawton IADL and MAL were found
the standardized tests were compared using the between the three groups (P = 0.006 to P < 0.001).
Kruskal–Wallis test. The Shapiro–Wilk test was used The differences in subscales of the study measures are
to evaluate the normality of the outcome valuables. reported in Table 1.
Since the normality could not be accepted, non-para- For the differences between any of the two groups,
metric tests were used. The per-protocol analysis the SR-mCIMT group showed significantly better per-
included all patients who had data available at T0, T1 formance in total score (P = 0.006) and ‘pinch’ subscale
and T2. Differences in the gains across the study mea- (P < 0.001) than the control group in the ARAT
sures, before and after intervention, between the three (Fig. 2). The mCIMT group had significantly better

© 2016 EAN
4 K. P. Y. LIU ET AL.

Assessed for eligibility


(n = 110)

Excluded
- Not meeting inclusion
criteria (n = 20)
Enrolment

Randomized (n = 90)

Allocated to SR- Allocated to Allocated to control


mCIMT group (n = mCIMT group (n = group (n = 27)
31) 32)
Allocation

Discontinued Discontinued Discontinued


intervention (n = 2) intervention (n = 1) intervention (n = 1)
(Both had T0 data only: (Had T0 data only: (Had T0 data only:
One experienced fever Patient requested to be Patient had fever
and one had discharged from in- during week one of the
uncontrolled high blood patient rehabilitation at intervention and was
pressure during week week two of the consequently removed
Follow up

one of the intervention intervention) from the study)


and were consequently
dropped from the study)

Analysed (n = 26)
Analysis

Analysed (n = 29) Analysed (n = 31)

Figure 1 CONSORT diagram.

performance in the total score (P = 0.007) and ‘grip’ P < 0.001) (Fig. 5). A significant difference was also
and ‘pinch’ subscales (P = 0.008 and 0.002 respectively) found in the AOU between the SR-mCIMT and
than the control group. No significant difference was mCIMT groups (P < 0.001) but not in QOM between
detected between the SR-mCIMT and the mCIMT these two groups (P = 0.699).
groups. In the FMA, the SR-mCIMT group showed
significantly better performance in total score
Carry-over effects
(P < 0.001) and all subscales (P < 0.001 to P = 0.007)
than the control group (Fig. 3). The mCIMT group In the ARAT, a significant difference in ‘grip’ subscale
had significantly better performance than the control was found between the three groups (P = 0.002)
group in the total score (P = 0.002) but not in any of (Table 1). Post hoc tests revealed significant differ-
the subscales. Comparing the SR-mCIMT and the ences in the ‘pinch’ subscale between the SR-mCIMT
mCIMT groups, the SR-mCIMT group had signifi- and mCIMT groups (P = 0.012), and in ‘grip’ and
cantly better performance in the total score (P = 0.011) ‘gross movement’ subscales between the SR-mCIMT
and ‘upper limb coordination’ subscale (P < 0.001). and control groups (P = 0.001 and 0.012 respectively)
Significant differences were found in the Lawton (Fig. 2). The SR-mCIMT group was found to have
IADL between the SR-mCIMT and control groups better carry-over effects in these measures. In the
(P < 0.001), and the SR-mCIMT and mCIMT groups FMA, significant differences in ‘hand motor function’
(P = 0.001), but not between the control and mCIMT and ‘upper limb coordination’ subscales were found
groups (P = 0.361) (Fig. 4). In the MAL, significant between the three groups (P = 0.008 and 0.009 respec-
differences were found in both the AOU and QOM tively) (Table 1). Post hoc tests revealed significant
between the SR-mCIMT and control groups and differences in the ‘hand motor function’ and ‘upper
between the control and mCIMT groups (all limb coordination’ subscales between the SR-mCIMT

© 2016 EAN
© 2016 EAN
Table 1 Baseline characteristics and results of study measures at baseline, post intervention and 1-month follow-up

Control group (n = 26) mCIMT group (n = 31) SR-mCIMT group (n = 29) P values

Gains Carrying-
after over
T0 T1 T2 T0 T1 T2 T0 T1 T2 At baseline intervention effect

Age (years), 67.87 (9.42) 65.07 (6.70) 66.80 (6.11) 0.713


mean (SD)a
Mena 13 (50%) 23 (74.2%) 14 (48.3%) 0.431
Left hemiplegiaa 17 (65.4%) 16 (51.6%) 16 (55.2%) 0.114
Days since stroke, 9.69 (1.00) 8.44 (0.62) 9.15 (1.26) 0.732
mean (SD)a
MMSE, mean (SD)a 26.83 (2.12) 26.19 (2.01) 25.88 (1.76) 0.975
BI, mean (SD)a 58.17 (26.93) 54.44 (15.65) 58.16 (13.84) 0.823
ARAT, mean (SD)
Grasp 10.62 (0–18) 13.88 (6–18) 14.00 (6–18) 11.29 (0–18) 17.81 (17–18) 17.94 (17–18) 1.10 (0–18) 16.00 (5–18) 16.72 (5–18) 0.847 0.459 0.743
Grip 6.31 (2–12) 7.49 (6–12) 7.44 (4–12) 4.57 (0–12) 10.68 (8–12) 10.81 (8–12) 7.28 (0–12) 10.76 (6–12) 11.34 (6–12) 0.962 0.030 0.002*
Pinch 9.92 (0–18) 11.88 (0–18) 11.54 (0–18) 7.10 (0–18) 13.03 (1–18) 12.65 (0–18) 7.34 (0–18) 16.39 (13–18) 17.10 (15–18) 0.738 <0.001* 0.048
Gross movement 7.77 (3–18) 8.00 (5–9) 7.31 (3–9) 7.65 (3–9) 8.16 (6–9) 8.00 (6–9) 5.83 (0–9) 7.93 (3–9) 8.28 (4–9) 0.611 0.089 0.039
Total 34.62 (7–66) 42.31 (18–57) 41.38 (18–57) 32.19 (4–57) 49.68 (32–57) 49.39 (32–57) 30.55 (0–55) 51.66 (32–57) 53.45 (35–57) 0.826 0.006* 0.097
FMA, mean (SD)
Upper arm motor 23.15 (17–29) 24.31 (19–29) 24.85 (19–30) 24.32 (15–28) 26.35 (20–30) 27.10 (19–30) 22.66 (7–29) 26.14 (14–33) 26.76 (15–33) 0.489 <0.001* 0.481
function
Wrist motor 5.46 (1–9) 6.15 (2–9) 5.54 (2–10) 5.39 (1–8) 6.58 (3–9) 6.65 (4–9) 4.21 (0–9) 6.03 (2–10) 6.55 (3–10) 0.201 0.040 0.019
function
Hand motor 9.62 (6–13) 10.54 (7–14) 11.92 (7–14) 9.68 (2–14) 11.45 (4–14) 11.71 (4–14) 9.21 (4–14) 11.66 (8–14) 12.48 (8–14) 0.563 0.002* 0.008*
function
Upper limb 2.00 (0–5) 2.58 (0–5) 2.81 (0–6) 2.77 (0–4) 4.00 (3–6) 3.68 (1–6) 2.41 (0–5) 4.93 (3–6) 5.31 (3–6) 0.732 <0.001* 0.009*
coordination
Total 40.23 (24–51) 43.58 (28–54) 45.12 (28–60) 42.16 (24–53) 48.39 (35–58) 49.13 (35–59) 38.48 (15–54) 48.76 (29–62) 51.10 (33–62) 0.461 <0.001* 0.424
IADL, mean (SD) 2.85 (0–8) 4.54 (0–6) 4.31 (2–7) 3.23 (0–7) 5.61 (0–7) 5.29 (0–8) 2.17 (0–7) 6.76 (1–8) 6.83 (1–8) 0.202 <0.001* 0.514
MAL, mean (SD)
AOU 30.88 (0–88) 36.38 (5–89) 47.69 (5–88) 31.14 (0–98) 51.83 (6–105) 74.41 (24–139) 22.39 (1–49) 80.31 (28–135) 106.46 (54–140) 0.605 <0.001* 0.019
QOM 42.42 (7–90) 57.58 (14–120) 63.19 (21–119) 46.97 (0–107) 89.14 (14–133) 100.69 (21–119) 46.64 (0–108) 93.18 (11–135) 110.68 (45–140) 0.831 <0.001* 0.002*

mCIMT, modified constraint-induced movement therapy; SR-mCIMT, self-regulated modified constraint-induced movement therapy; T0, baseline; T1, post intervention; T2, 1-month follow-up;
MMSE, Mini-Mental State Examination; BI, Barthel Index; ARAT, Action Research Arm Test; FMA, Fugl-Meyer Assessment; IADL, Lawton Instrumental Activities of Daily Living Scale;
MAL, Motor Activity Log; AOU, Amount of Use; QOM, Quality of Movement. aCharacteristics taken at baseline T0; *P ≤ 0.013.
SELF-REGULATED CONSTRAINT-INDUCED THERAPY
5
6 K. P. Y. LIU ET AL.

* * Gains after
Control and SR-mCIMT Control and SR-mCIMT intervention
* * *
Control and mCIMT Control and mCIMT Control and mCIMT

* *
Control and SR-mCIMT Control and SR-mCIMT Carrying-
* over effect
mCIMT and SR-mCIMT

50

40

30

20

10

0
Control

Control

Control

Control

Control
mCIMT
mCIMT

mCIMT
mCIMT

mCIMT
mCIMT

mCIMT
mCIMT

mCIMT
mCIMT

Grasp Grip Pinch Gross movement Total

T0 (Baseline)

T1 (Post-intervention)

T2 (One-month follow-up)
Figure 2 Between-group comparisons of the Action Research Arm Test (median scores).

and mCIMT groups (P = 0.013 and 0.012 respec- and control group (P = 0.004). As with the ARAT,
tively) and in the ‘wrist motor function’ and ‘upper the SR-mCIMT group was found to have better
limb coordination’ subscales between the SR-mCIMT carry-over effects in these measures.
and control groups (P = 0.006 and 0.014 respectively) For the MAL, a significant difference was found in
(Fig. 3). A significant difference was also found in the QOM between the three groups (P = 0.002) (Table 1).
‘hand motor function’ subscale between the mCIMT Post hoc tests showed a significantly better carrying-

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SELF-REGULATED CONSTRAINT-INDUCED THERAPY 7

* * * * * Gains after
Control and SR-mCIMT Control and SR-mCIMT Control and SR-mCIMT Control and SR-mCIMT Control and SR-mCIMT intervention
* *
mCIMT and SR-mCIMT mCIMT and SR-mCIMT

*
Control and mCIMT
* * Carrying-
Control and SR-mCIMT Control and SR-mCIMT over effect
* *
mCIMT and SR-mCIMT mCIMT and SR-mCIMT

50

40

30

20

10

0
Control

SR-mCIMT

Control

SR-mCIMT

Control

SR-mCIMT

Control

SR-mCIMT

Control

SR-mCIMT
mCIMT

mCIMT

mCIMT

mCIMT

mCIMT

Upper arm Wrist Hand Coordination Total


motor function motor function motor function
T0 (Baseline)

T1 (Post-intervention)

T2 (One-month follow-up)
Figure 3 Between-group comparisons of the Fugl-Meyer Assessment (median scores).

© 2016 EAN
8 K. P. Y. LIU ET AL.

* Gains after
Control and SR-mCIMT intervention

*
mCIMT and SR-mCIMT

0
Control mCIMT SR-mCIMT

T0 (Baseline)

T1 (Post-intervention)

T2 (One-month follow-up)

Figure 4 Between-group comparisons of the Lawton Instrumental Activities of Daily Living Scale (median scores).

over effect on AOU and QOM for the SR-mCIMT alone group. The effect of SR also extended to
group compared with the control group (P = 0.007 1 month after the intervention for hand function,
and P < 0.001 respectively) (Fig. 4). There was no sta- pinch and upper limb coordination. This concurs with
tistical difference in the Lawton IADL between the our hypothesis on the benefits of SR in promoting
three groups or between any of the two groups relearning and transfer of training in patients post
(Table 1 and Fig. 5). stroke [8,9] and providing an added effect to mCIMT
which further enhances daily task performance and
arm function [6].
Discussion
Looking closely at arm function, the effect of SR
Consistent with previous studies, significant differences was more evident on coordination and finer use of
were found in most of the subscales in the ARAT and hand like the ‘pinch’ subscale in the ARAT and ‘hand
FMA between the SR-mCIMT or mCIMT with the motor function’ subscale in the FMA. Fine motor
control groups [1]. The combination of SR with function and coordination require patients’ monitor-
mCIMT was found to enhance patients’ arm function ing and correction and involve cortical control [18].
specifically in coordination, daily task performance The use of SR could possibly enhance patients’ moni-
and self-perceived amount of arm use in functional toring by self-reflecting on the successful use of hand
tasks after the intervention better than the mCIMT skills and coordination.

© 2016 EAN
SELF-REGULATED CONSTRAINT-INDUCED THERAPY 9

* *
Gains after
Control and SR-mCIMT Control and SR-mCIMT intervention
*
mCIMT and SR-mCIMT
* *
Control and mCIMT Control and mCIMT

* * Carrying-
over effect
Control and SR-mCIMT Control and SR-mCIMT

0
Control mCIMT SR-mCIMT Control mCIMT SR-mCIMT

Amount of use Quality of movement


T0 (Baseline)

T1 (Post-intervention)

T2 (One-month follow-up)
Figure 5 Between-group comparisons of the Motor Activity Log (median scores).

The value of adding SR to intervention was also groups, and the SR-mCIMT and control groups. How-
shown by both the objective performance-based and ever, when comparing the mCIMT and the control
subjective self-perceived arm use in task performance. groups, the mCIMT patients did not outperform the
Significantly better performance in the Lawton IADL control group. mCIMT did not seem to provide the
was found between the SR-mCIMT and mCIMT same benefit as the SR-mCIMT. It is postulated that

© 2016 EAN
10 K. P. Y. LIU ET AL.

this benefit could be due to the enhanced transfer of 3. Taub E, Uswatte G, Mark VW, et al. Method for
training provided by SR from arm function to daily enhancing real-world use of a more affected arm in
chronic stroke: transfer package of constraint-induced
task performance that could possibly be missing in the
movement therapy. Stroke 2013; 44: 1383–1388.
mCIMT group [3,5]. In the self-perceived arm use, the 4. Kwakkel G, Veerbeek JM, van Wegen EEH, Wolf SL.
SR-mCIMT group had a significantly better amount of Constraint-induced movement therapy after stroke. Lan-
use of the affected arm in functional tasks than the cet Neurol 2015; 14: 224–234.
mCIMT group. The SR-mCIMT patients might have 5. Takebayashi T, Koyama R, Amanso S, et al. A 6-
month follow-up after constraint-induced movement
engaged in activities by having more self-regulated use
therapy with and without transfer package for patients
of the affected arm in functional tasks. The SR-mCIMT with hemiparesis after stroke: a pilot quasi-randomized
group showed significant carry-over differences in the controlled trial. Clin Rehabil 2013; 27: 418–426.
quality and amount of arm use compared with the con- 6. Leung DPK, Liu KPY. Review of self-awareness and its
trol group. A carry-over effect was not found in the clinical application in stroke rehabilitation. Int J Rehabil
Res 2011; 34: 187–195.
mCIMT alone group. This further substantiates the
7. Dinsmore DL, Alexander PA, Loughlin SM. Focusing
benefit of adding SR to the mCIMT intervention. the conceptual lens on metacognition, self-regulation,
Self-regulation involves self-checking, self-reflection, and self-regulated learning. Educ Psychol Rev 2008; 20:
comparing and evaluating outcomes [6,8,9]. It is 391–409.
hypothesized that SR provides a top-down approach 8. Liu KPY, Chan CCH, Lee TMC, Li LSW, Hui-Chan
CWY. Case reports on self-regulatory learning and gen-
by giving control over patients’ own recovery and
eralization for people with brain injury. Brain Inj 2002;
mCIMT offers a bottom-up effect to enhance their 16: 817–824.
affected upper limb function. In combination, they 9. Liu KPY, Chan CCH. A pilot randomized controlled
play an important role in promoting arm motor func- trial of self-regulation in promoting function in acute
tion and using the arm in functional tasks [6,8,9]. This post-stroke patients. Arch Phys Med Rehabil 2014; 95:
1262–1267.
study was limited by the comparatively short follow-
10. Liu KPY, Chan CCH, Wong RSM, et al. A randomized
up time. A longer follow-up time, say 6 months, controlled trial of mental imagery augment generaliza-
would be beneficial to show the clinical implication tion of learning in acute poststroke patients. Stroke
for the person after discharge from the rehabilitation 2009; 40: 2222–2225.
programme. Further studies are recommended to 11. Liu KPY, Chan CCH, Lee TMC, Hui-Chan CWY.
Mental imagery for promoting relearning for people
review the longer carry-over effect.
after stroke: a randomized controlled trial. Arch Phys
Med Rehabil 2004; 85: 1403–1408.
12. James AB. Restoring the role of independent person. In:
Acknowledgements
Radomski MV, Trombly Latham CA, eds. Occupational
The authors would like to thank the staff and patients Therapy for Physical Dysfunction, 6th edn. Philadelphia,
PA: Lippincott Williams & Wilkins, 2008: 774–816.
in Shatin Hospital and Pok Oi Hospital, Hong Kong,
13. Page SJ, Sisto SA, Levine P, Johnston MV, Hughes M.
for their support. This study was supported by Hong Modified constraint induced therapy: a randomized fea-
Kong Polytechnic University, Departmental Research sibility and efficacy study. J Rehabil Res Dev 2001; 38:
Grant, and Western Sydney University, School of 583–590.
Science and Health Research Grant awarded to 14. Lyle RC. A performance test for assessment of upper
limb function in physical rehabilitation treatment and
K.P.Y. Liu.
research. Int J Rehabil Res 1981; 4: 483–492.
15. Fugl-Meyer AR, Jaasko L, Leyman I, Olsson S, Steglind
S. The post-stroke hemiplegia patient. 1. A method for
Disclosure of conflicts of interest
evaluation of physical performance. Scand J Rehabil
The authors declare no financial or other conflict of Med 1975; 7: 13–31.
16. Lawton MP, Brody EM. Assessment of older people:
interest.
self-maintaining and instrumental activities of daily liv-
ing. Gerontologist 1969; 9: 179–186.
17. Uswatte G, Taub E, Morris D, Light K, Thompson PA.
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