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Diversity as Foreign

Policy Asset
Michael Werz
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Diversity as Foreign
Policy Asset
Dr. Michael Werz

The German Marshall Fund of the United States


Washington, DC, June 2006

1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

2 Current Contexts and Previous Literature . . . . . . . . . . . . . . . . . . 5

3 Historical Outline — Toward the Foreign Service Act . . . . . . . . . . . 9

4 Measuring Cultural Competencies — The Procedures . . . . . . . . . . 11

5 State of Affairs — Minority Representation in the Foreign Service . . . 15

6 Outlook — Diversity as Foreign Policy Asset . . . . . . . . . . . . . . . . 25

7 Bibliography and Internet Resources . . . . . . . . . . . . . . . . . . . . 26

8 About the Author . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27


1 Introduction

“I had a cab driver in New York City about three weeks ago who knew more about

Afghanistan and the various tribes and the problems in Afghanistan, the Taliban

and all of that, than almost any of the people we interviewed from the CIA or FBI.”

Thomas H. Kean, Chair, National Commission on Terrorist Attacks Upon the U.S.
Dialogue Television, The Woodrow Wilson International Center for Scholars, October 4, 2004

S
ince the fall of the Berlin Wall in October and multilingual labor force, and the numerous
1989, Europe has become more concerned opportunities they provide for the international
with its demographic makeup due to business community, are not appreciated by many
increased immigration. Although the movement European political administrations.
of people within Europe follows a long historical
precedent, today it is being amplified by current Nowhere is this advantage more significant than
migration trends. However, domestic politics have in countries whose governments are attempting
not evolved at the same rate. to successfully implement foreign policy. Diversity
within a government provides a more accurate
In many European states, the rapid population view of the country’s domestic dimension in its
shifts of the last two decades have led to significant international relations, especially in a country
introspection and debate about the meaning such as the United States. Foreign policy is often
of national self-perception — fueling, in some determined by public opinion, which is shaped
countries, a revival of past nativist traditions. by changing demographic trends; therefore, the
Such domestic disputes have recently expanded immigration process is a major factor in defining
into the realm of foreign policy: for example, the American foreign policy. Often, immigrant
debate over labor migration from Northern Africa communities empathize with their country of
and Turkey into France and Germany evolved origin and influence foreign policy based on their
into a wider discussion on the wearing of Islamic own interests abroad. In the United States, national
headscarves in schools, and eventually progressed interests today cannot be redefined without
into a tense debate on the planned accession of including the increasingly diverse populations
Turkey into the European Union. within the country’s borders.

Fundamental demographic shifts and an emerging Former CIA director George Tenet said that “the
new world order have intertwined domestic and diversification of the CIA’s workforce is not a nice
international policy debates. Whereas the business to have, it’s critical.” Only three days after being
community has long recognized that workforce appointed secretary of state, Colin Powell echoed
diversity serves as a profound asset in the marketplace, that statement when he said, “America overseas
this insight has not translated into the realm of ought to look more like America at home.” The
European foreign policy. It seems counterintuitive U.S. government sees diversity in its workforce
that the advantages of having a multiethnic as not just an important strategy, but one that is

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necessary for the security of the nation and its United States’ benchmark programs can be used by
people. Government hiring in Europe has been very governments in Germany and the rest of Europe,
slow to embrace the comparative advantages of a as a foundation for creating their own successful
diverse labor pool, and foreign policy institutions in minority hiring processes, thereby benefiting their
Germany and other European countries have little foreign relations in the same way that such policies
or no experience in conceiving and implementing have benefited the United States.
employment plans that increase diversity.
Active recruitment efforts in the United States
Such attempts need not start from scratch. The include the Diplomat in Residence program.
United States Foreign Service has many years of This program sends U.S. Department of State “The idea is
case studies and experience in incorporating the employees to historically minority colleges to act that by seeing a
interests of a multiethnic society into foreign as employment recruiters. These employees visit representative
policy, and it is the goal of this essay to gather typically black, Hispanic, Asian, and women-only of their group
insights from the American experience for the universities to teach, consult with, and advise
in the federal
benefit of German and European foreign policy college students on careers within the State
government,
institutions. In order to provide a better perspective Department. Due to the presence of minority-
applicants are
on the initiatives that have proved successful in the oriented universities within the United States,
United States, this essay will draw on: 1) interviews the possibility of having such a program may more likely to
with officials at the U.S. Department of State; 2) be uniquely American; however, it is important believe that the
interviews with members of minority groups at to note the degree to which the Department of State Department
the Department of State; 3) research drawn from State is willing to reach out to a diverse student is serious about
written materials in newspapers, journals, and population. Other successful recruitment programs employing them.”
academic publications; and 4) interviews with that reach out to minorities and are run outside
representatives of ethnic organizations concerned traditional hiring practices include fellowships,
with foreign policy issues. internships, and apprenticeships. The department
also encourages minorities in different agencies to
One of the most critical steps toward diversity that organize into groups, with the goal of increasing
the United States government undertook was to minority representation. These proactive
initiate legislation designed to encourage it. The recruitment efforts serve as supplements to the
Civil Rights Act of 1964 prohibited discrimination regular foreign service hiring process.
in government employment. The judicial system
also played its part, ruling on the desegregation of Interviews with staff members of the U.S. federal
schools. Additionally, affirmative action increased government reveal optimism about diversity hiring,
employment opportunities for minorities and but they also cite downfalls within the program
women. The common goal of all these actions and suggestions for solutions. Some employees
was the diversification of federal agencies and the interviewed have called for increased funding for
institutions governed by them. These mandates fellowship and internship programs. Since these
are wide-reaching and give authority to individual programs operate outside the traditional guidelines
departments to implement minority hiring set forth for diversity hiring, they are wonderful
programs. This paper analyzes the U.S. federal tools for recruiting typically underrepresented
government’s employment policies, including groups. Others interviewed suggested increasing
problems encountered in designing and realizing the number of minority recruiters, who would
diversity guidelines, as well as best practices. The engage others from their ethnic background. The

Diversity as Foreign Policy Asset 


idea is that, by seeing someone like themselves in Analyzing the successes and failures of the State
the federal government, applicants are more likely Department’s policies is an important tool for other
to believe that the State Department is serious governments developing similar programs. Such an
about employing them. Another suggestion was to analysis is useful in two ways: First, using the United
develop a comprehensive mentoring program for States as a model for understanding why diversity is
young minority State Department workers. Regular necessary in today’s changing global climate provides
mentoring helps with professional development benchmarks to learn from, and it will benefit
and ensures a more efficient workforce. One organizations and governments seeking information
interviewee highlighted the lack of internationally on diversity hiring issues. Second, a debate inspired
oriented courses and programs at historically by the American experience may help establish a new
black universities. comparative perspective across the Atlantic, thereby
adding to a constructive dialogue on the major
policy initiatives of the future.

This paper was researched and written with the help of Carolin Brinkmann, Johannes Rittershausen, Heather Scott, and Ryan Sytsma.

 The German Marshall Fund of the United States


2 Current Contexts and Previous Literature

V
iewed from the perspective of 2006, political In the world of 2000, with its great global
doctrines in which superpowers assured changes and born-again nationalisms that drive
mutual destruction and similar Cold the military and economic behavior of states and
War attitudes seem remnants of a bygone era. The groups, it is essential for the political leaders of
formerly all-consuming political and intellectual focus the United States to understand our national
on bloc confrontation is now a quaint memory of a interests. This will not be automatic or easy,
relatively stable period in international affairs. Indeed, and answers will not come from public opinion
times have changed. Old-style foreign policy debates, polls or focus groups … American leaders of
envisioned and codified for decades in the echo- every kind must accept the challenges of building
chamber of the Harvard–Manhattan–Foggy Bottom domestic foundations for foreign policy in an “During the last
corridor and in the capitals of Western Europe, America where social stability, public confidence, decade, it has
require modernization and revision to meet a rapidly and a sense of common purpose are in short become easier
evolving global environment. With the standards supply. Above all, Americans must recognize that to observe an
and paradigms developed and practiced in such a the rest of the world includes many powerful
emerging market
polarized world mostly outmoded, it is necessary to states that are just as intent on ensuring their
of unconventional
accurately reinterpret the current global dynamic: its own safety and advancing their own national
conflicts and
new frictions, realignments, and fault lines. Foreign interests as we are. The organization of power —
policy no longer revolves around the counting of the political ordering of the international system violence...”
nuclear warheads or the measuring of the Fulda Gap, — remains an inescapable issue that directly
but has become more complex and exhausting. affects the safety and well-being of Americans.

During the last decade, it has become easier to The question of how the “political ordering
observe an emerging arena of unconventional of the international system” could be pursued
conflicts and violence, epitomized by Somalia in most effectively has elicited much debate in the
1993, Rwanda and Haiti in 1994, Bosnia in 1995, United States. Discussion has not been limited to
and recent challenges in the Middle East. These organizational questions, but has inevitably touched
disputes catalyzed a rethinking of the decision- upon much broader concerns of American society
making processes to an extent unknown until the at large. The influence of traditional political elites
early 1990s. As Marc Grossman, under secretary has declined in many parts of the world, and greater
of state for political affairs under Colin Powell, diversity better reflects a country’s domestic situation
commented, “decision cycles had sped up so much in its international relations, especially for a country
that the way we do business at the State Department such as the United States.
was now too slow” (see Rothkopf, March/April
2005). Change and adaptation were the only One line of argument primarily focuses on the
certainties, and recommendations for enhanced impact of demographic changes within the United
institutional flexibility repeatedly gained voice in States. It dates back to the 1970s, when Nathan
the mid-nineties. One vigorous example was a Glazer and Daniel Patrick Moynihan wrote,
lengthy document issued by the Commission on “Without too much exaggeration it could be stated
America’s National Interests that featured numerous that the immigration process is the single most
foreign policy figures, including Richard Armitage, important determinant of American foreign policy.
John McCain, Sam Nunn, Condoleezza Rice, Brent This process regulates the ethnic composition of
Scowcroft, and many others. The report stated: the American electorate. Foreign policy responds to
that ethnic composition. It responds to other things

Diversity as Foreign Policy Asset 


as well, but probably first of all to the primal factor in support of their interests abroad. In and of
of ethnicity” (Glazer/Moynihan, 1975: 23). themselves, however, such developments are not
really novel. The current impact of minority groups
Thirty years later, this claim was reformulated by on foreign policy in many ways mimics the postwar
an oft-quoted voice from New England. Samuel tradition established by European actors as they
Huntington expressed his concern with regard played an integral part in stabilizing and developing
to “confused debates about national interests,” international relations policy.
contending that “Americans have become unable
to define their national interests” after the end Current diversity politics, therefore, can be seen
of the Cold War, mainly shaping foreign policies as an extension of a trend that was born in the
in light of the “changes in the scope and sources aftermath of the GI Bill, which spread higher
of immigration,” which create ethnic forms of education to Southern and Western sections of
self-perception, supposedly in competition with the United States, challenging the East Coast’s
national ones. Huntington’s conclusion was dominance in American foreign policy. More
that “economic and ethnic particularism define recent trends also mirror facets of earlier diversity
the current American role in the world,” thus movements, including the civil rights era and
weakening the political impact of the United States Lyndon B. Johnson’s Great Society program.
as a global force (Huntington 1997: 28f).
The end of the Cold War and the surge of
The same year, James R. Schlesinger stated in a violent terrorist networks on a global scale have
speech at the Center for Strategic and International had an impact on a more localized level. The
Studies that the United States has “less of a foreign traditional European notion of national interests
policy in a traditional sense of a great power than as emanating from territoriality, derived from
we have the stapling together of a series of goals put a 19th century context of size and power, is now
forth by domestic constituency groups … the result largely obsolete. National interests today cannot
is that American foreign policy is incoherent. It is be redefined without broaching questions about
scarcely what one would expect from the leading increasingly diverse–linguistically, ethnically, and
world power.” culturally–populations within states. To assess,
widen, and diversify the ways of conceptualizing
Three years later, political scientist Tony Smith national interests in the 21st century requires
scrutinized, in his book Foreign Attachments, how experiences in an interconnected world. Instead of
ethnic constituencies create political pressure in the debating alleged predicaments of ethnic lobbying
foreign policy realm. In 2002, Thomas Ambrosio and bemoaning the changing of demographic
edited the volume Ethnic Identity Groups and trends, it might be more productive in current
U.S. Foreign Policy, which pointed in a similar German and European discussion to assert what
direction when he wrote, “Unlike, for example, has been stated for the United States, namely that
business or environmental interest groups, which the “diversification of the U.S. coincides with a
are concerned with profits and social values, ethnic diversification of U.S. interests and foreign policy
interest groups are concerned with the well-being needs” (IIPP, 17).
of members of the self-defined group, wherever
they reside.” Thus, immigrant groups often However, continental Europe and America differ
empathize with their country of origin, which can in a number of ways, and the United States’ unique
lead them to try to influence U.S. foreign policy immigration tradition sets it apart from other

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Western nations. Within the past two decades at and religious fundamentalism of today represents
least, developments within the United States have a new state of mind, based on extremely flexible
led to a greater sensitivity to the foreign policy and changing individualized patterns of cultural
objectives of domestic pressure groups, broadening identification that find their expression in imagined
the horizon dramatically. Among the outspoken and invented traditions, linguistic flourishes,
advocates of diversity in employment and similar and refurbished religions. It is not a coincidence
policies, one finds an array of opinions, ranging that the end of the Cold War also heralded the
from realist conceptions that view minority re-emergence of ethnic identity politics, religious
participation as a valuable asset, to more idealist fundamentalism, and the violent assertion of
notions of equal opportunity and appropriate collective belonging. “Among the
representation. For example, CIA Deputy Director outspoken
Jami Miscik noted that “the biggest danger to advocates of

T
American security and leadership may come from his story is a counterpart of the changed diversity policy
the assumptions and attitudes that are carried over public sphere, and it is imperative to
and other similar
from earlier eras” (IIPP, 6, 23). This was mirrored realize that public opinion has become a
fields, one finds an
by Colin Powell, who, only three days after being more important institution in legitimizing foreign
array of opinions,
appointed secretary of state, promised to further policy. As Thomas Risse-Kappen wrote in 1991,
promote diversity within the State Department. By public opinion sets the parameters of political ranging from
declaring, “America overseas ought to look more debate, defining in countries like Germany or realist conceptions
like America at home,” he suggested that both the United States “the range of options available that view minority
idealist and realist understandings would serve as for implementing policy goals” (Risse-Kappen participation as
underpinnings for his tenure in office. 1991: 510). In the 19th century, when European a valuable asset,
powers began to act as foreign policy players, to more idealist
Such positions reflect the massive changes within the general population had little say; during the notions of equal
the domestic as well as the international realm. Cold War, few dramatic alternatives existed to be opportunity
Nontraditional actors have thrust themselves debated. In a post–Berlin Wall world, traditionally and reflective
onto the stage of global policymaking, and disenfranchised voices in many societies have representation.”
these previously less significant players are now enjoyed an environment of greater transparency
expressing their interests more forcefully. At and public participation in policymaking.
the same time, internal demographic changes, Additionally, immigration and labor mobility
especially the rise of new middle classes, contribute have added to this growing domestic dimension
to a more widespread concern with foreign policy of international relations (Turks in Germany,
in a number of societies that have not been Algerians in France, Mexicans in the United States,
international actors during the last couple of and Asians in the United Kingdom, to name only a
centuries, for “in most countries, foreign affairs few examples). But to envision these communities
is largely a middle class occupation” (Wilson only as bridgeheads for old ethnic communities
2004: 5). Such emerging international ambitions within a new political geography diminishes
require analysis, especially if they are couched their real potential. As many studies concerning
in the language of extremist ethnic politics or ethnicity, including the work of Nathan Glazer
nationalist chest-beating. To underestimate these and Daniel Patrick Moynihan, have shown, the
modern ideologies of “belonging” often means to formation of new groups along ethnic or religious
confuse them with the traditional conceptions of lines is part of the assimilation process. The
ardent nationalists. The pervasive ethnic violence migratory experience also frees immigrants from

Diversity as Foreign Policy Asset 


regional attachments, since they see and perceive appreciated, and how will Asia’s growing Muslim
themselves as part of a different society. The population impact the Greater Middle East? Where
creation of new self-perceptions pushes minorities should the Atlantic alliance stand 20 years from now?
to the forefront of global experiences in daily life Will the European Union survive the next decade?
— they are the marginal men and women of the Is Turkey a part of Europe? How can the increasing
21st century. Such complex states of belonging impact of scarce energy resources on China’s and
give members of minority groups a comparative India’s foreign policy be grasped and dealt with?
advantage in redefining new global regions of How can the newly emerging foreign policy elites be
political importance, demarcating subject areas, tracked and understood on a global scale?
and offering the unique perception of individuals
with old and new homelands. U.S. government institutions have in part embraced
“double diversity,” the twofold challenge of a more
Finally, immigrant communities are able to diverse foreign policy arena and its diversifying
provide perspectives on the political systems of labor force. The resulting “intersections of domestic
their homelands, and use their experience and and foreign diversity” (Wilson 2004: 4) are visible
knowledge to enhance often complex foreign policy throughout the United States. The aftermath of
assessments (Wilson 2004: 12), thus helping to 9/11 and the War on Terror have intensified these
answer new normative questions such as: Under developments, not only in the Foreign Service,
which circumstances can Taiwan be considered but also within the intelligence community. The
safe? When can the Iraq engagement be considered following chapters will sketch out the historical and
an accomplishment or failure? How can Western current debates and procedures at the Department
countries be more successful in the United Nations? of State.
How can diversity on the Asian continent be

 The German Marshall Fund of the United States


3 Historical Outline —
Toward the Foreign Service Act

I
n order to fully appreciate the current of the employee–employer relationship. Title VII
procedures and protocols of the United States formally prohibited discrimination in all facets of
government in its effort to promote employment employment, from the advertising of open positions
diversity, it is helpful to briefly recall the historical to termination and retirement; violations were to be
context that legislation has attempted to redress. enforced by the U.S. Equal Employment Opportunity
Although the United States has traditionally been Commission (EEOC). Overcoming historical
an immigrant society attracting individuals from all prejudice proved, however, to be a very difficult task.
parts of the world, there is also a significant record of More equal opportunity legislation alone would
forced emigration, with the foremost example being not fix the problems; proactive interventions were
the African populations that were transported to required. The judicial system played an important “Overcoming
Southern states as slave labor. During the 1861 Civil role in this process, such as when the courts, historical
War between North and South, slavery was banned, threatening arrest, desegregated individual public prejudice proved,
at least from a legal perspective. After the war, new schools. To this day, the EEOC is an active litigant in however, to
amendments to the Constitution were ratified and discrimination suits, having filed 79,432 charges in
be a very
the 14th amendment asserted “equal protection” 2004, 76 percent of which cited instances of prejudice
difficult task.”
under the law. Such laws, however, were only partly based on race, sex, or national origin (see www.eeoc.
effective in addressing discriminatory attitudes. Even gov/stats/charges.html).
though the Constitution had changed, in practice
race segregation remained, as white and black Although the courts occupy a crucial role in
children attended separate schools, ate in separate protecting the rights of minorities, they are not the
restaurants, and went to different churches. When only guardians of equal opportunity legislation.
segregation was challenged in the U.S. Supreme The executive branch, by virtue of its executive
Court in the landmark case Plessy vs. Ferguson order prerogative, has also actively pursued
(1896), a majority of the justices upheld a Louisiana diversity policy. Executive Order 11246, issued in
law that required exclusive train-car seating for 1965, requires organizations that accept federal
whites and blacks. From that, a legal precedent funds to take “affirmative action” to increase
known as “separate but equal” was established and employment opportunities for minorities and
remained in effect for six decades. women. Organizations receiving federal contracts
must formulate a written affirmative action plan,
After the Second World War, in which soldiers had including goals, timetables, and progress statements
equally fought and died irrespective of skin color, for achieving the full utilization and recruitment of
the pressure against segregation increased, and the minorities (as amended by E.O. 11375). These and
civil rights movement began in May 1954, when other subsequent executive orders have come to be
the Supreme Court decided unanimously that known as affirmative action laws, which stipulate
segregation was unconstitutional. After a decade that federal employers must actively recruit and
of social turmoil, Lyndon B. Johnson pushed employ members of underrepresented minorities.
the 1964 Civil Rights Act through Congress. The The goal of diversity for government hiring is
law prohibited discrimination in government summarized in Executive Order 11478, as issued by
employment based on race, color, religion, sex, or Richard Nixon in August 1969. Section 1 states:
national origin (see Equal Employment Opportunity
Laws). The most pointed section of the legislation It is the policy of the Government of the United
appeared in Title VII, which addressed discrimination States to provide equal opportunity in Federal
in the labor market, extensively covering all areas employment for all persons … and to promote

Diversity as Foreign Policy Asset 


the full realization of equal employment through Both of these principles are embraced by the
a continuing affirmative program in each Department of State and the Foreign Service in their
executive department and agency. This policy official policies. Currently, the State Department
of equal opportunity applies to and must be an operates under the auspices of the Foreign Service
integral part of every aspect of personnel policy Act of 1980, which replaced the initial Foreign
and practice in the employment, development, Service Acts of 1924 and 1946. Clearly articulated in
advancement, and treatment of civilian Chapter 1, General Provisions, is the clause:
employees of the Federal Government.
The objective of this Act is to strengthen and
“The Foreign Section 2 further directs: improve the Foreign Service of the United States
Service It is the responsibility of each department and by–(2) fostering the development and vigorous
encourages a agency head, to the maximum extent possible, implementation of policies and procedures, including
diverse and to provide sufficient resources to administer such affirmative action programs, which will facilitate
a program in a positive and effective manner; and encourage (A) entry into and advancement in
representative
assure that recruitment activities reach all the Foreign Service by persons from all segments of
employee base
sources of job candidates; utilize to the fullest American Society, and (B) equal opportunity and
as a crucial part
extent the present skills of each employee; provide fair and equitable treatment for all without regard to
of its operating the maximum feasible opportunity to employees political affiliation, race, color, religion, national origin,
mission and to enhance their skills so they may perform at sex, marital status, age, or handicapping condition.
charter.” their highest potential and advance in accordance (Section 101 (b) (2))
with their abilities; … assure participation at
the local level with other employers, schools, and The Foreign Service encourages a diverse and
public or private groups in cooperative efforts representative employee base as a crucial part of
to improve community conditions which affect its operating mission and charter. The formal
employability; and provide for a system with the prose, however, is also backed by accountability
department or agency for periodically evaluating to Congress. According to Section 105 (a) (2), the
the effectiveness with which the policy of this secretary of state must submit to the chairman of
Order is being carried out. (E.O. 11478, Sections the Committee on Foreign Relations, the speaker of
1 and 2.) the House, and the Equal Employment Opportunity
Commission a report on the State Department’s
The affirmative action mandate is wide-reaching and affirmative action and minority recruitment
gives authority to the heads of executive institutions, programs, to be delivered once a year. In the past 30
such as the secretary of state, to pursue a broad- years, federal agencies have implemented numerous
based approach to minority hiring, including programs to encourage minority hiring, often
supplemental training and recruitment efforts. The against their own institutional cultures. In doing
attempt to integrate minorities in all economic so, they have changed norms to the extent that it is
and social spheres is thus being achieved at the possible for the secretary of state to be, as she is now,
government level by nondiscrimination litigation, an African-American woman (and none of the past
and through affirmative action programs that three employees in this post have been white men).
actively encourage minority hiring and training.

10 The German Marshall Fund of the United States


4 Measuring Cultural Competencies —
The Procedures

A
dvocating for increased diversity in U.S. all programs receiving federal financial assistance.
federal government hiring practices Yet, formal procedural language and measures of
inevitably creates a fundamental problem effectiveness are defined in-house, albeit subject
concerning metrics. How does a policymaker or to congressional approval. It should be noted that
minority interest group measure success? Is the the goals and measures of effectiveness are mainly
most important aspect a statistically proportional enforced by the individual contractors and branches
demographic workforce? Or should planners instead of government, with higher federal regulators such
concentrate on fostering an inclusive environment as the EEOC involved autonomously only in the
that encourages minority expertise and participatory most egregious breaches of protocol or by request.
tolerance irrespective of numerical representation? While ultimate authority rests with the “protectors” of
In short, measures of effectiveness require a great Executive Order 11246 and the Civil Rights Act, most
deal of institutional consideration, especially for a of the decisions that affect diversity hiring, promotion,
bureaucracy the size of the Department of State. and workplace culture are made at the agency level.
Diversity advocates, in other words, must decide
both the broader goals of minority hiring policy and Such is the case for the Department of State,
the metric by which progress is assessed. The ensuing which maintains an elaborate mechanism for
analysis engages U.S. federal hiring procedures, with merit-based hiring and promotion: its recruitment
special emphasis placed on the cultural competencies and hiring process for foreign service generalists
of the Department of State’s existing policy and the (political, economic, public diplomacy, consular,
various problems remaining for those who both and management officers) is a two-step testing
design and realize diversity guidelines. process, one written and one oral. According to
Ambassador W. Robert Pearson, director general
Recalling the historical context of the civil rights of the Foreign Service and the director of human
movement, the federal government maintains resources at the Department of State, traditionally
two broad approaches in dealing with minority slightly fewer than 20,000 applicants take the written
grievances: 1) non-discriminatory statutory test each year, of which roughly 20 percent pass. The
procedures, including litigation, stemming from approximately 3,500 who pass are then invited to
past instances of discrimination, and 2) proactive take a lengthy oral examination. One in five survives
measures to encourage minority participation in this round, with several hundred eventually offered
civil society, broadly understood as affirmative action positions. In 2004, a total of 19,000 took the exam,
programs. Each requires an individual examination 23 percent passed, and 385 of that group were hired.
followed by a synthetic analysis of the broader Approximately 30 percent of written-test applicants
institutional context. As will shortly become evident, are minorities, and during the oral exams, the pass
the U.S. government is highly weighted toward rate of minorities is slightly above the average. The
the procedural side, with very little in the way of vetting process is based on merit.
affirmative support.
According to Thomas Wolfson, an examiner at
the Board of Examiners (HR/REE, Recruitment,

C
ompliance with equal employment Employment, and Examination), skills are
opportunity laws, as defined by Executive structured such that “any person can demonstrate”
Order 11246 and the 1964 Civil Rights Act, them, independent of cultural or regional
is required for employers holding federal contracts; background, and “rest on common sense and
all state, local, and educational institutions; and for judgment.” These skills are divided into the “13

Diversity as Foreign Policy Asset 11


Dimensions,” which encompass composure, communication and foreign language, intellectual,
cultural adaptability, experience and motivation, and the accumulation of “substantive knowledge.”
information integration and analysis, initiative Under each of these distinctions, subcategories
and leadership, judgment, objectivity and integrity, define the differences between junior-level, mid-
oral communication, planning and organizing, level, and senior-level competencies. A particularly
quantitative analysis, resourcefulness, working with illustrative example is the subcategory “support for
others, and written communication. A constant equal opportunity” within the “managerial skills”
testing feedback cycle, epitomized by questionnaires section. See chart below.
that seek relevant community feedback, also
imbues the institutional culture. Each level of competency stresses a cumulative
mastery of certain skills and procedures, meaning
Promotion procedures also stem from a rule- that to acquire a senior position, a candidate must
based, institutional system. They are contained in also be evaluated in terms of junior- and mid-level
a document entitled “Decision Criteria for Tenure proficiencies. The three orders are defined in terms
and Promotion in the Foreign Service.” The most of “apprentice, journeyman, and master” skill sets,
recent guidelines used by selection boards to implying separate pay scales, responsibilities, and
make recommendations for promotions read as advancement opportunity therein. The presentation
a charted “skills matrix.” The annual evaluation of the requirements, in a seven-page grid-based
reports used as evidence by selection boards show “core precepts” document — which details the
that employees must display that they have met decision criteria mentioned above — also eases
the matrix requirements in order to have the many of the complexities and biases (for both the
opportunity to advance. Foreign Service criteria reviewed and reviewer) inherent in promotion
for promotion include a series of six broad skill schedules. For the sake of comparison, a similar
categories: leadership, managerial, interpersonal, matrix exists at a parallel institution of U.S. foreign

Junior Level Junior-Level Senior-Level

Takes diversity training and Recruits and develops employees to realize full Manages diversity by recruiting diverse
applies its principles to the potential of a diverse staff. Promotes diversity staff at all levels and ensuring staff
workplace; treats all individuals awareness through training; ensures by example diversity training and awareness.
with respect and without regard and instruction, and verifies through monitoring Fosters an organization-wide
to race, color, gender, religion, and follow-up that all employees are treated environment in which diversity
national origin, age, disability, with fairness and respect; applies EEO and is valued and respected; provides
or sexual orientation; acts in merit principles consistently; identifies and personal leadership and vigorous
compliance with USG and addresses situations giving rise to complaints support for EEO and fair employment
Department EEO policies and grievances based on issues of fairness in practices
the workplace

12 The German Marshall Fund of the United States


policy, the United States Agency for International Fostering diversity becomes an especially important
Development (USAID). In its “Foreign Service responsibility for individuals in high-level positions,
Skills Matrix,” objectives are outlined in an even regardless of formalized rules, although respect for
more precise manner. Specifics cater to “quality of diversity principles is expected of all.
work,” “resource management,” “staff development,”
“professionalism,” and “interpersonal relations.” The If the success of diversity employment regimes places
subskills, however, are denominated among a six- a premium on the active interpretation of formalized
category (based on pay scales) hierarchy. See chart protocols, then the more indicative facet of the
below. federal government’s minority inclusion efforts
would stress the affirmative, proactive programming.
In many senses, this rubric raises interesting Active recruitment efforts at universities begin with
questions as to the fundamental legitimacy of such Diplomats in Residence to teach, consult, and advise.
methodology as an accurate or desirable metric. The other proactive minority inclusion efforts focus
After analyzing the actual text of the skills matrix, on non-career hiring. Fellowships, internships, and a
one finds much of it still requires a qualitative state department apprenticeship program are all run
assessment on the part of superiors — a subjective independent of traditional hiring procedures. These
judgment on, for example, the “diversity awareness” endeavors target minorities, encouraging them to
of an individual. Even the best-conceived efforts to enroll in a State Department-approved program.
delineate neutral guidelines do not infuse absolute The proactive attempts of the Foreign Service to
objectivity into the process. For instance, consider recruit minorities function as supplements to the
the diversity subskill for the top executive position regular hiring process, either by providing training
at USAID: “Provides personal leadership and assistance for the normal testing process, or a limited
support for equal employment opportunity by number of apprenticeship opportunities to highly
vigorously enforcing EEO and merit principles.” qualified candidates.

Junior (FS-06, 05, 04) Mid-Level (FS-03) Mid-Level (FS-02)

Acts in compliance with USAID Treats all people fairly and without Supports and implements fair personnel
EEO policies and core values regard to race, color, gender, religion, practices, which foster an inclusive,
ethnic origin, age, sexual orientation, non-discriminatory work environment
or any other factor related to job
performance and potential. Completes
employee evaluations in accordance with
standards and deadlines

Senior (FS-01) Executive (FE-OC) Executive (FE-MC/CM)

Ensures by example and Identifies and addresses situations giving Provides personal leadership and support
instruction and verifies through rise to complaints and grievances based for equal employment opportunity by
monitoring and follow-up, that on issues of fairness in the workplace vigorously enforcing EEO and merit
all employees are treated in a principles
fair manner. Applies EEO and
merit principles consistently

Diversity as Foreign Policy Asset 13


The Department of State’s diversity policy reflects list each “dimension” on a 1– 7 scale; these
an effort to encourage minority hiring and “general characteristics” are vetted by contracted
participation. As the next section will discuss, psychologists and in-house lawyers to eliminate
impenetrability has certainly lessened, though there bias. Questionnaires are scrutinized in a constant
is still definite room for improvement. Procedural testing cycle and undergo in-house revision. Oral
measures and efforts have to provide the means exams stretch over an entire day and all different
to mediate between substance and methodology, dimensions are rated by all assessors, from which
between what is desired (more diversity) and how a matrix of 30–40 numbers is converted into a
it is implemented (rule-based matrices). Even composite score; here, discussion among assessors
“In its attempts though one could argue that diversity is, overall, is encouraged and required when divergence
to level the an afterthought, the Department of State faces in rating is too large. The entire process has no
playing field, the the same institutional challenges as any other minority-oriented steering mechanism. Skills tests
Department of organization that rightly emphasizes legal equality are structured in a way that “any passer of the
and enforces negative rights. Battles over metrics and preliminary written exam can demonstrate” them,
State constantly
implementation also hint at a paradox of diversity independent of cultural or regional background,
reviews and vets
policy. A matrix, for example, can be clear and as they “rest on common sense and judgment.”
its written entry
concise, or broad and all-encompassing. Diversity Thomas Wolfson has observed a very “strong desire
exams, which have policy requires both — a precise statement of means in young college students’ makeup” to show and
been criticized of and goals, complemented by a clear presentation, practice tolerance, as well as demonstrating strong
being culturally quickly understandable to all involved. Current qualities in dealing with different individuals and
biased...” diversity policy confronts institutional dissonance competency in managing diversity.
on this front, as a clear, convincing message requires
strict definitions as to acceptable behaviors and Such procedural attempts to measure cultural
methodology in an ideal, diverse work environment. competencies are the first step toward achieving
effective diversity policy, which does not limit itself
These rules apply not only to internal procedures to the arithmetic of color. But they are also driven by
but also to the entire hiring process. In its attempts institutional necessities in a changing international
to level the playing field, the Department of State environment. The sets of questions used in the
constantly reviews and vets its written entry exams, recruiting process are based upon a worldwide
which have been criticized for being culturally survey among State Department officials from the
biased toward white majorities, leading to lower 1990s that thoroughly analyzed the structure of
passing rates of minorities. To address this matter, foreign service work. From this survey, the list of
Thomas Wolfson explains that with regard to the necessary skills (13 dimensions/categories) was
oral assessment, an “elaborate set of regulations and developed. The emphasis on neutrality and merit
rules to minimize bias” has been developed, in which also translates into how written recommendations
the first review is conducted without providing the have to be formulated: race, religion, marital status,
assessor with any specific knowledge of the applicant. and background are not to be mentioned.
The rules for implementing diversity and measuring
During the oral exams, a rating system is applied cultural competencies in the Department of State
by four-member assessor teams who evaluate up are set, and the next section attempts to evaluate the
to two groups of six candidates per day. Assessors progress in implementing these goals.

14 The German Marshall Fund of the United States


5 State of Affairs — Minority Representation
in the Foreign Service

T
he following section seeks to highlight does not mean he or she will represent the “Asian
current trends, opinions, and activities interests.” A recent example of such a clash was
concerning diversity hiring in the U.S. evident when the nomination of Alberto Gonzalez
federal workforce, focusing on the Foreign as attorney general was not endorsed by the
Service in particular. A brief look at minority Congressional Hispanic Caucus (CHC). Gonzalez,
representation among the upper echelons of the they argued, “proved unwilling to discuss
federal government is followed by a statistical important issues facing the Latino community
summary that examines minority hiring policies. and refused to meet with the CHC” (see document
As statistics tend not to fully account for underlying at www.humanrightsfirst.org).
causes and institutional problems, this chapter
also draws upon information obtained through Minority representation in twenty-four elite
interviews with State Department officials as well as positions does not translate into major minority
representatives of minority groups. employment in the federal government as a whole.
The latest report of the U.S. Equal Employment
Minority representation at the Cabinet level has Opportunity Commission provides the following
increasingly reflected demographic trends in the numbers about diversity in the workforce: During
United States, providing evidence of the growing fiscal year 2003, 2.4 million women and men were
sway of minority groups within the broader employed by the federal government across the
political process. For example, among the twenty- country and around the world (see www.eeoc.gov/
four total Cabinet appointees of President Bush’s federal/fsp2003/summary.html). Of these:
first term, five women, four African Americans,
three Hispanics, and two Asian Americans were 1. Men comprised 57.4 percent and 42.6 were
selected. Before his tenure, no person of color had women, a ratio that has remained essentially
been named to any of the four most prestigious unchanged over the last decade.
Cabinet jobs at the departments of State,
Treasury, Defense, and Justice. In George Bush’s 2. The ethnic composition, in terms of percentages,
second term, African Americans are represented is: 67.1 white, 18.6 black, 7.2 Hispanic, 5.5 Asian
by Secretary of State Condoleezza Rice and or Pacific Islander, 1.5 American Indian or
Alphonso Jackson (secretary for housing and Alaskan Native.
urban development). The Cabinet also includes
the growing Mexican-American minority, with 3. Women have made the most gains in securing
Attorney General Alberto Gonzalez (Department senior-level positions in the federal government,
of Justice); Cuban Americans, represented by occupying 25.5 percent of those positions in
Secretary Carlos Gutierrez (Department of 2003, compared to 16.4 percent in 1994.
Commerce); and Asian Americans, represented by
Secretary Elaine Chao (Department of Labor) and Nonwhites comprised 13.8 percent of the
Norman Mineta (Department of Transportation). government’s 15,000 senior-pay positions in
It is important to note that minority groups do fiscal year 2003, up slightly from 13.5 percent the
not generally accept their representatives on previous year, according to the commission’s report.
the basis of ethnic background alone. After all, Senior-pay positions are those above the rank of
political appointments mostly reflect political GS-15, including Senior Executive Service, Senior
loyalty and occupational acumen. Just because an Foreign Service, administrative law judges, and top
Asian American is appointed to a Cabinet office technical and scientific employees. Although there

Diversity as Foreign Policy Asset 15


have been some modest gains in the last decade, the at the same rate as the white majority. From
number of Hispanics and white women employed 1988 to 2002, minorities had a 21.2 percent pass
by the federal government remained below their average, which was slightly higher than for the
availability in the civilian labor force as reported in pool of test-takers. As far as promotion among
the 2003 census. all ranks is concerned, Pearson describes the
rates between minorities and nonminorities as
The recruitment mechanism plays a crucial role relatively similar. From 2001 to 2003, minorities
in the context of diversity employment, as it may had a 28.4 percent promotion rate. From 2001 to
contain “hidden barriers” for ethnic minorities. 2003, nonminorities had a 27.5 percent promotion
Director General Robert Pearson describes how rate. He explains that “assignments are based on
this problem is tackled in the Foreign Service. having a fair distribution among everyone and
His outlook is altogether quite positive, and he promotion files are ethnically neutralized as much
sees minority participation improving. Not only as possible.” For senior positions, there are two
has the funding for outreach been increased, committees that choose personnel, one for the
but it is also used more efficiently to support DCMs (deputy chiefs of mission) and principal
minority-oriented programs. A more effective officers, and one for the ambassadors.
means of outreach has been developed with the
Diplomats in Residence program that sends State However, as Robert Pearson admits, “there are
Department employees to universities with diverse still some challenges within this area, such as
student populations to act as recruiters. According the promotion of minorities and women to very
to Ambassador Pearson, there has been an upsurge senior positions, but there has been progress
in people taking the exam over the past three over the past three years and everybody involved
years, which can be partly attributed to the star in recruitment in the department is being held
power of Colin Powell and the events of 9/11. A responsible to encourage diversity and fairness.”
“critical languages” program does exist, which According to Pearson, everyone is subject to equal
gives people with certain language skills, and who opportunity laws as well as proactive diversity
pass all exams, extra credit within the pool from training. The State Department also has an Office
which they are drawn. As a result, the department of Civil Rights with procedures for discrimination
is hiring increasing numbers of people who speak grievances. With regard to the benefits created by
Arabic, Japanese, Chinese, and Turkish. establishing a diverse workforce, Pearson argues,
“It is for the greater good of the institution
About 36,000 individuals signed up to take the and helps around the world to present the U.S.
written exam for the U.S. Foreign Service in as a meritocracy.” The institutional landscape
2004, and 19,000 actually took it. Of this pool, reveals that minorities are fairly organized
30 percent of those who participated in the and well-represented through a variety of non
test were minorities. Pearson believes that the governmental organizations, interest groups, and
relatively high rate of minority applicants is due foundations. With increased awareness of the
to an increased advertising budget allocated for diversity potential of the U.S. population, support
minority recruitment, which now amounts to for strong social networks — and for the active
$1.2 million. Approximately 20 percent of the advancement and social cohesion among minority
people pass the written exam and then undergo groups and between minorities and the majority
an intensive oral examination process. One in of white Americans — has been steadily growing.
five passes the oral exam, with minorities passing

16 The German Marshall Fund of the United States


I
Ethnic-group activism is promoted in American n order to gain a better understanding of
society and many of its institutions. A crucial how minority groups are integrated into U.S.
contribution minorities make to the process is foreign policy institutions, it is helpful to look
their readiness for constructive participation in at the careers of a few prominent officials who are
a society that in the past might have excluded also members of minority groups. In a series of
members of such groups. Therefore, conditions of interviews, they discussed their own experiences
the legal, political, and cultural environment are as well as some of the programs offered that help
crucial to further successful integration. Within the ensure diversity within the State Department and
federal government and the foreign affairs agencies, wider foreign policy institutions.
the core American ethnic minorities (African “‘...it is for the
Americans, Hispanics, and Asian Americans) Ruth Davis started her career in the Foreign Service greater good of
are organized into affinity groups. They mostly in 1969 to “help tell the American story abroad,” the institution and
regard themselves as nonexclusive, and everybody and was the first African-American female career helps around the
interested in minority issues has the option to join ambassador, having served in that capacity to the
world to present
or consult the respective group. Republic of Benin from 1992 to 1996. From 2001 to
the U.S. as a
2003, she worked as director general and director
meritocracy.’”
of human resources of the Foreign Service under

T
he Foreign Affairs Chapter of Blacks In Secretary of State Colin Powell. During this period,
Government (FACBIG) was founded in she increased the number of African Americans in
1989. It is one of the more than 200 chapters the Foreign Service, particularly by quadrupling its
nationwide chartered by the national organization advertising budget, much of which went to target
Blacks In Government (BIG). BIG was organized in minority groups. In addition to this, the number
1975 and incorporated as a nonprofit organization of fellows hired through the Thomas R. Pickering
under District of Columbia jurisdiction in 1976. It Foreign Affairs Fellowship program was doubled.
was created as a response to the need for African
Americans in public service to organize around issues The Pickering program, funded by the U.S. State
of mutual concern and use their collective strength Department and administered by the Woodrow
to confront workplace and community issues. BIG’s Wilson National Fellowship Foundation, is designed
goals are to promote equity in all aspects of American to recruit talented students in academic programs
life, excellence in public service, and the extension relevant to international affairs, political and
of opportunities to all Americans, irrespective of economic analysis, administration, management,
skin color. The African-American community has and science policy for careers in the Foreign Service.
the longest tradition in the State Department and This program tries to attract outstanding students
is often identified as the “door opener” for other from all ethnic, racial, and social backgrounds for
minority groups. Although African Americans its fellowship award, which includes tuition, room,
have been prominent in representing diversity board, and mandatory fees during the junior and
within the American diplomatic community and senior years of college and during the first year
abroad — especially in African countries — such of graduate study. Fellows attend two seven-week
traditions have been consciously strengthened and are summer schools on public policy and international
continually discussed and affirmed in public meetings. affairs; participate in two summer internships, one
One of many recent examples is the U.S. secretary of in the United States and one abroad; and receive
state’s Open Forum Conversation Series, which led to mentoring from a Foreign Service officer during the
a meeting called “Black Diplomacy” (March 1, 2000). graduate school segment. To be eligible to apply for

Diversity as Foreign Policy Asset 17


the Thomas R. Pickering Foreign Affairs Fellowship, African American. Reflecting on these numbers,
students need to be U.S. citizens with a cumulative Ruth Davis stated, “I’ve never been happy, and I’m
grade point average of 3.2 or higher, which must still not happy. And I don’t think Colin Powell is
be maintained throughout participation in the happy about the numbers.” Because of the lack
program. Once accepted for a Pickering Fellowship, of African Americans in the Foreign Service, she
students are obligated to a minimum of four and a said, “one of the problems in the Service has not
half years’ service in an appointment as a Foreign been overt racism, but ‘benign neglect.’” However,
Service officer. attitudes have changed since the time when Davis
joined the Foreign Service, which she explained by
“With increased The Charles B. Rangel International Affairs saying, “Sometimes I didn’t know if people were
awareness of the Program is another recruitment initiative for reacting to me because I was a woman, because
diversity potential those interested in working within the Foreign I was black, or because they were stupid.” She
of the U.S. Service of the U.S. State Department. This program argues that, although changes have been visible
actively encourages the involvement of members in recent years, it is still important to increase the
population,
of minority groups as well as those with financial department’s level of diversity. This is best done
support for strong
needs. The Rangel program offers ten fellowships through a more widespread use of programs such
social networks
every year for undergraduate students. The as the Pickering and Rangel fellowships, which
and the active fellowship provides up to $28,000 annually, to be bring members of minority groups in contact
advancement and applied toward graduate-level study in international with the Foreign Service. In addition, Davis
social cohesion relations or a related subject at a school approved states that more African Americans need to be
among minority by the Ralph J. Bunche International Affairs Center. brought into the Foreign Service through the
groups and In addition to financial support, the program also conventional way of taking the written and oral
between offers an educational support system, including two exams. The hindrance to this being accomplished
minorities and the summer internships, one of which is on Capitol is the lack of internationally oriented courses and
majority of white Hill and the other overseas at a U.S. embassy; degree programs at historically black universities,
Americans has ongoing mentorship from a Foreign Service officer; programs that are necessary in order for African
been steadily and a six-week Summer Enrichment Program to Americans to become acquainted with, and
stimulate student interest in international affairs interested in, international affairs.
growing.”
and related career opportunities. In order to apply,
students must have a cumulative grade point

L
average of 3.2 or higher, and they are expected to inda Thomas-Greenfield works with the
maintain this grade throughout their fellowship. Bureau of Population, Refugees, and
In addition to outstanding leadership skills and Migration, and began her service with the
academic achievement, students must be able to Department of State in 1982. She took the Foreign
demonstrate financial need in order to qualify. All Service exam in 1978, a time when there were few
accepted Rangel Fellows who earn a master’s degree active programs to recruit African Americans.
are committed to serving a minimum of three years As she recalls, the majority of African Americans
in an appointment as a Foreign Service officer. within the service were primarily employed
in technical roles. The only formal attempt to
Despite such initiatives and recent successes, the recruit African Americans was through an entry
number of African Americans is still not reflective program that involved employment directly into
of society at large, with only about 5.5 percent mid-level positions without the requirement
to 6 percent of Foreign Service officers being to sit the formal entry exams undertaken by all

18 The German Marshall Fund of the United States


other employees. Linda Thomas-Greenfield said introduced to increase minority participation in
this program only created an overall impression the Foreign Service, the question over what specific
that all African Americans working within the benefits equally qualified African Americans can
Department of State were being employed for the offer over whites could be raised. In response,
benefit of statistics, rather than for their skills and Thomas-Greenfield does “not think we learn or
academic qualifications. She views this type of work any differently,” but feels strongly that the
program as a failed attempt at affirmative action “Foreign Service, which represents the face of
because it bypassed certain aspects of the accepted America, should show a diverse, fair and integrated
recruitment process, it only succeeded in increasing America” to the outside world. In the current
prejudice, and it undermined not only those political climate it is important to create “a vision
African Americans who had pursued conventional that America has a multicultural society.”
avenues, but those recruited through the program
as well. When questioned on her experiences of racism
within the Foreign Service, Linda Thomas-
In recent years, she agrees, the Foreign Service, Greenfield reflects on her career in a fairly
in realizing the importance and benefits of positive manner. Having grown up in Louisiana,
a representative workforce, has developed a she compares any prejudice toward her within
number of programs to address this issue. Having the Foreign Service as being almost negligible.
witnessed the success of these programs, such On reflection, she recalls that the only direct
as Pickering and Rangel, she wholly supports confrontations in which racism arose took place
their objectives. When Linda Thomas-Greenfield between some of her close colleagues and friends,
entered the Foreign Service, she says, she had who made prejudiced remarks without even realizing
little knowledge about the system, but African their nature. However, during the early stages
Americans today “are very confident, very of her career, she participated in the Black Class
knowledgeable of the work, and they know Action Lawsuit against the Department of State,
exactly what they want to achieve within the established to investigate whether African Americans’
service.” In the past, African Americans within promotional development had been hampered in
the Department of State were unfairly criticized comparison to that of their white counterparts. On a
about their inability to write like a Foreign Service personal level, if she had been permitted to, Thomas-
officer, as happened to Thomas-Greenfield when, Greenfield says she would have opted out of this
she says, “my first supervisor told me I could not case, as she did not feel that the lawsuit applied to
write.” This problem, she explains, stemmed from her, and the committee finding on her case agreed.
a lack of mentoring given to African Americans However, her situation was not typical of other
in their early years within the service, compared findings, and evidence of the unequal treatment of
to white counterparts who received regular African Americans was documented, particularly
mentoring. To address this, a formal mentoring with regard to promotions to Officer rank, and these
system has been introduced, in which Thomas- cases were compensated.
Greenfield plays an active role. The same is true
for minority educational institutions, but she
feels that this matter is being addressed by the
Diplomats in Residence program, and she stresses
the importance of the expansion of this initiative.
With regard to the number of programs being

Diversity as Foreign Policy Asset 19


Overall, Linda Thomas-Greenfield stresses the Hispanics. In an interview with the Federal Times
positive results achieved by the Department of last year, Jorge Ponce, co-chair of the Council
State in its attempt to diversify its workforce and of Federal Equal Employment Opportunity and
make employment more accessible to all American Civil Rights Executives, highlighted some central
minorities. In recent years, she has noticed an problems. He pointed out that although the Equal
increasing level of competitiveness among all Employment Opportunity Commission (EEOC)
groups within the Foreign Service, which she has diversity on its agenda, it focuses more on
views as a confirmation that the Foreign Service is complaint processes within government agencies
succeeding in leveling the playing field. Yet, she feels and on litigation than on proactive affirmative
strongly about the need for further development action responsibilities. There is evidence of this:
to make the Foreign Service workforce much more most of the commission’s 356-page report for
reflective of the general population. FY 2003 analyzes the agencies’ processing of
discrimination complaints, whereas only 6 pages
of the report are devoted to the representation of

E
va González is a physical scientist working minorities and women in the workplace. Ponce
for the Bureau of Arms Control at the State noted that Hispanics comprise about 13 percent
Department, and she chairs the Hispanic of the national workforce today, but they made up
Employees Council of Foreign Affairs Agencies under 6 percent of the federal workforce in 1994.
(HECFAA) at the Department of State. For a At a national level, this figure had increased more
number of years, she says, the group was “not very than 7 percent by 2003, but Hispanic representation
active, owing to a lack of support and apathy.” More in the Senior Executive Service, which is the
recently, however, a new generation has rededicated liaison organization between top presidential
itself to the employee organization, which started in appointees and the rest of the federal workforce,
the late 1970s. As chairperson, González organizes is stuck at around 3.4 percent. Ponce argued that
lunchtime meetings to discuss current issues and taking proactive steps to increase the Hispanic
concerns of Hispanics. When defining her function, representation is a major challenge for agencies
she clarifies, “Some people at the department because “the main problem is that despite the fact
believe that HECFAA can process discrimination that Hispanics have been underrepresented in the
complaints, but that is not what we do.” Rather, the federal government at least for the last ten years,
organization “mentors people” and helps “identify the federal agencies are still looking for the magic
practices that could result in discrimination during answer” (Ziegler 2004).
the hiring or promotion process. If we identify
a practice that can adversely affect the Hispanic A senior executive official at the State Department,
employee, we then recommend alternatives to the Roy Chavera, saw “overall progress at a snail’s
Office of the Director General.” Asked about the pace.” Depicting the prospects for Hispanics
group’s political orientation, González explains, as rather discouraging, he said that “today, the
“HECFAA is a nonpartisan assemblage.” number of Hispanic career and ambassadorial
appointees is at an all-time low. Hispanic
Although overall awareness of the diversity gap representation in the department has been
in employment has increased and some progress at a constant 4 percent for the last 20 years.”
has been made to open the Foreign Service hiring He explains that, statistically, the group’s
processes, there is still expressed disappointment representation seems to improve at least slightly,
about underrepresentation, particularly among but such small increases still fail to keep pace

20 The German Marshall Fund of the United States


with overall Hispanic population dynamics. diversity pool is limited. Opening more positions
Factors such as political indifference, insufficient for individuals applying from outside the federal
education, and mere lack of availability on the government would increase the diversity pool for
side of the Hispanics have often been cited the department.
as factors hindering recruitment. González
emphasizes that “Hispanics have both the

F
commitment and the expertise that are needed to rancisco Zamora, chair of the USAID Chapter
succeed. The pool of highly qualified and trained of the Hispanic Employees Council for
Hispanics is big enough and does not support Foreign Affairs Agencies (USAID HECFAA),
their underrepresentation.” The most prominent identified the lack of full-time recruiters and “Although overall
problems, all interviewees agreed, are lack of insufficient funding as main problems. “USAID awareness of the
access to information, failed efforts at outreach, has for years allocated only approximately $15,000 diversity gap in
and the inability to consistently demonstrate for job fairs and recruitment expenses annually,” he employment has
genuine gains in promotions for Hispanic Civil said, “and that is by far not enough funding for a
increased and
and Foreign Service employees. professional outreach program.” Although outreach
some progress has
programs are starting to receive more funding today,
been made to open
Eva González also pointed to other causes for this trend has not yet translated to significantly
Hispanic underrepresentation in the Foreign improved Hispanic hiring rates. According to March the Foreign Affairs
Service, including the stringent application 2005 statistics, 93 of 2,310 USAID employees are hiring processes,
processes for Foreign Service positions. The Hispanic (3.8 percent), and among the 135 Senior there is still audible
entry examinations are still seen as a hurdle, Executive Service (including Foreign Service) disappointment
especially with regard to the oral section. In the officers, only 5 are Hispanic (3.5 percent). Although about under-
Civil Service, González points out, the whole successful initiatives promoting Civil and Foreign representation...”
application process is different and is overseen Service jobs — such as the Presidential Management
by the Office of Personnel Management. The Fellows (PMF) program, the New Entry Professional
procedure for a Civil Service job is quite program, and the International Development Intern
complicated, she argues, “and you need somebody program — exist, it is unclear whether enough
to guide you through the application process, Hispanics hear about such programs. Assuming
especially writing the qualification criteria or the pool of Hispanics is big enough, the question
KSAs in the correct format for the specific job remains outreach.
application.” When it comes to help and support,
the functionality and success of (family) networks Mr. Zamora also provided concrete recommendations
have an impact on job distribution, in both the for improvement. First, it would be helpful if
Civil and Foreign Service, but they are currently USAID were to increase the number of Hispanic
nonexistent among the small group of Hispanics. recruiters. Only one recently established position
Moises Behar, a Civil Service employee at the exists. Given that the Office of Personnel
Office of Andean Affairs, claimed that there is Management (OPM) and the Equal Employment
a need for more Civil Service positions opened Opportunity Commission (EEOC) offices now
for “all sources,” especially in positions dealing primarily produce statistics, they could possibly
directly with foreign affairs. Currently, most of do a better job in encouraging more diversity-
the Civil Service and foreign affairs positions oriented outreach strategies. Zamora also
are only open for current State Department mentioned that “the mentality of people within
or federal government employees, where the the organization has to change.” Implementation

Diversity as Foreign Policy Asset 21


of more diversity-oriented activities is sometimes argued that increased representation could only be
difficult because “pockets of resistance” against achieved with commitment from top leadership.
Hispanic employment still exist. He describes The Department of Homeland Security’s workforce
the foreign affairs agencies as the worst of all is almost 23 percent Hispanic, as is 12 percent of
government institutions as far as numbers of the Social Security Administration’s workforce.
Hispanics employed are concerned, since they are Agencies should meet with human capital leaders
more traditional than other government agencies. from those two agencies to find out more about
He feels that increasing diversity should be viewed their diversity programs, Ponce said. In addition,
as being a positive input to Foreign Service, but agencies should embark on a massive recruitment
because diversity has long been a class issue, effort, staffed by diverse teams that include
the concern about double loyalties might have Hispanics. “If you don’t have Hispanics represented
played a role. “Hispanics did not feel welcome in recruitment trips, applicants will get the idea
at the State Department-affiliated agencies like that agencies aren’t very serious about hiring
USAID,” Zamora points out, “and although we have Hispanics.” Representative Danny Davis (D-Ill),
overtaken other minorities as the largest group in the ranking member of the Subcommittee on Civil
the United States, we have the lowest representation Service, agreed by saying that agencies should
in the foreign affairs agencies such as the State approach minority groups directly, since many
Department and USAID.” minorities have a limited understanding of how to
apply for federal employment. “Agencies have to get
It is in the interest of the U.S. government to more proactive if people are going to find federal
remove these hurdles, the interviewees argued, employment,” he says. “If some groups never get in
adding valuable human resources. Ethnic diversity, the door, never know where to go, don’t know how
overall, contributes to a diversity of skills. Zamora to approach federal employment opportunities,
pointed out that Hispanic expertise can “help the federal government’s hiring, retention, and
understanding about conditions in underdeveloped promotion will not be diverse” (Ziegler 2004).
societies” and thus contribute to activities in other
countries. “Nobody likes quotas or statistics,”

C
he admitted, “but statistics point at existing orazon Sandoval Foley is a Filipina
problems. We need to deliver the facts to show American who served as the chairperson of
that our multinational society is not represented the Asian Pacific American Federal Foreign
in foreign affairs although both are dependent on Affairs Council (APAFFAC) and is a senior regional
each other.” If the United States promotes diversity economist for East and South Asia in the Office
and equality overseas, it should itself represent its of Economic Analysis, Bureau of Intelligence and
encouragement of minority participation in its Research at the Department of State. She joined the
ranks. This theme is particularly important for an service in 1978 and since 1980 has been involved in
international agency like USAID. Although Zamora recruitment and mentoring. The APAFFAC works
is critical about short-term prospects, he looks with political appointees to improve the recruitment
optimistically to the future and credits USAID for of Asian-American minorities. Supported by the
starting to change: “We are unafraid of challenging secretary of labor, the group participates in an
existing barriers — we are, after all, very American.” Asian-American summit every year, one effort
among many to remove glass ceilings, those invisible
Jorge Ponce added recommendations, in the Federal and artificial barriers that impede the advancement
Times, on how the problem should be tackled. He of minorities to senior leadership positions in

22 The German Marshall Fund of the United States


government. These de facto barriers often limit by restricting the influx of Chinese, Japanese, and
the development and mobility of men and women Filipinos. The 1924 Immigration Act denied entry
of diverse racial and ethnic backgrounds. As to virtually all Asians. It took 41 years before the
with Hispanics, she argues that Asian-American U.S. Immigration Law abolished national origin as
representation in the Foreign Service agencies does a basis for allocating immigration quotas to various
not match the societal resources. Out of 13 million countries, putting Asian countries on an equal
Asian Americans, only 800 are employed at the footing for the first time. During the remainder
State Department, about 4 percent its total number of the century, memories of political conflict and
of employees. Foley identified problems similar to internment camps kept mental barriers fresh on
“Ethnic diversity,
those of the Hispanic minority, including very low both sides.
overall, contributes
representation at the upper management level (only
to a diversity
about 2.7 percent) due to persisting deficiencies In the second half of the 20th century, change
in promotion to the senior level. Only three State began to accelerate, the most prominent example of skills.”
Department political appointees are from the Asian- being the hiring of Norman Mineta as Secretary
American community. of Transportation. He and his family were among
the 120,000 Americans of Japanese ancestry forced
Foley argues that Asian Americans do not have a from their homes and into internment camps
very long tradition within the State Department, during World War II. Yet he became the first Asian-
and that they struggle more against deeply rooted American mayor of a major U.S. city, San Jose,
political and cultural prejudices. As Foley points California, from 1971 to 1974, and has served in
out, certain stereotypes of Asian Americans — such the U.S. government since 1975. He co-founded the
as their being quiet, embarrassed, or hesitant to Congressional Asian Pacific American Caucus and
speak up — have had considerable impact on became its first chair. While in Congress, Mineta
employment and promotion decisions in the State was the driving force behind passage of HR 442,
Department. She considers it interesting how the Civil Liberties Act of 1988, which officially
ambivalent, even antithetical, these stereotypical apologized for and attempted to redress the
images of Asians were and to some degree, still injustices endured by Japanese Americans during
are — all of which are disadvantageous for a the Second World War. His and further examples of
career in the Foreign Service. While African outstanding individual success within the Asian-
Americans received the first black appointment American minority community indicate progress
for a high-level position in 1949, the first Asian- but do not represent an overall trend.
American ambassador, Julia Chang-Bloch, was
appointed 40 years later, to the Kingdom of Nevertheless, Foley is optimistic about the future.
Nepal. “The establishment had for long not been “There has been an incredible change in attitude
comfortable with diversifying the Foreign Service,” towards minorities,” she says, “and Secretary Rice’s
Foley explains, “and they were concerned with appointment by President Bush is a great message
maintaining a so-called elite tradition.” for inclusion of all Americans in the foreign policy
establishment.” She sees decisive improvement of
A reason for the late recognition of Asian-American the situation, particularly in the development of
employment issues was the complex historical minority networks. Asked about the main barriers
relationship, particularly with Japanese Americans. for promotion, Foley explains that although “in
The U.S. government addressed many instances of the past, it was really difficult to overcome the
anti-Asian riots in the first half of the 20th century biases hindering advancement of minorities,

Diversity as Foreign Policy Asset 23


today we are slowly but surely progressing in the Department when he first arrived, the events
development of connections and support groups of 9/11 and the war in Iraq have led to a more
to provide career advancement information concerted effort to recruit speakers of Arabic
for minorities who would otherwise have been languages. However, as Foley points out, “There is
excluded from the old discriminatory clubs or a difference between having a guild of facilitators
guilds.” Political connections are imperative, like multi-linguists and integrating minorities.
and thus the increasing cooperation between The major pressure to bring in minorities is
government and minority groups is a promising both political and legal.” To the final interview
development. “There is of course a high intensity of question — what she believes to be the added
“‘today we are competition for ambassadorial posts,” Foley adds, value of minority participation in the Foreign
slowly but surely “but the past has shown that political appointees Service — Corazon Foley spontaneously answered:
progressing in the from diverse ethnic backgrounds contributed to “Democracy,” and she continued, “You need to
development of some movement on the ambassador front.” For have support from all your citizens, also for foreign
those who made their way into a foreign service policy, and you need to invite them to be part
connections and
career, the Foreign Service Institute provides of the policy community.” She stressed that the
support groups
training and support in preparing American administration “should not deprive itself of talents
to provide career
diplomats and other professionals to advance from other groups,” since, by reaching out it could
advancement U.S. foreign interests overseas and in Washington. gather political support for diplomatic initiatives
information for Another important factor Foley mentions is how within society. Finally, diversity underlines “the
minorities who the respective minorities are performing outside message that you bring overseas” and provides “a
would otherwise the State Department, in society and business. She stronger base to argue policies in countries that the
have been says that the increasing societal and entrepreneurial U.S. deals with.”
excluded from the success of Asian Americans is likely to be reflected
old discriminatory in their influence and representation in the Foreign As one can see from these interviews, the results
clubs or guilds.’” Service. Minority leaders therefore encourage their of diversity policy vary based on perspective.
communities to become more economically active, When viewed through a long-term historical
since this will generate more political support. lens, the Department of State appears to have
made significant efforts and been rewarded with
The overall pressure on the government to diversify a more cosmopolitan and diverse labor force. The
its workforce has increased considerably, and institutional effects have followed, in many regards,
publicity-catching actions, such as high-profile trends throughout the United States, focusing on
lawsuits, have helped put minority community eradicating structural barriers and legalistically
issues on the agenda. Also, linguistic skills are more enforcing anti-discrimination statutes. But as
valued now in the selection process. Although representatives of the various minority groups all
Secretary of State Colin Powell began asking agreed in interviews, the diversity situation is far
Congress to increase the budget of the State from perfect.

24 The German Marshall Fund of the United States


6 Outlook — Diversity as Foreign
Policy Asset

C
onsidering how demographic shifts and his assessment of future trends, IIPP Executive
the new post-1990 world order have Director Mark Chichester sees affirmative
intertwined domestic and international action diminishing at the same time that a
policy debates, the U.S. Department of State culturally diverse environment is developing.
seems to be well equipped for dealing with the He argues that the “institutional self-interest is
challenges ahead. The legacy of bitter conflicts moving away from the individual perspective of
during the civil rights era, painful and costly class affirmative action and individual opportunity”
action lawsuits, institutional change, goodwill, toward the development of a U.S. policy of
and enlightened self-interest have created “cultural competence,” which goes beyond
an extraordinary political and institutional racial and ethnic diversity. It embraces a
environment. The empirical approach of “broader conception of diversity of experience
accumulating information on the workday and perspective that allows individuals to
of Foreign Service officials in the 1990s was communicate and function effectively across
helpful in modernizing content and procedures cultures” (IIPP, 25).
in the Department of State. The skills required
for advancement show that communicative In order for the State Department to use the
capacities, problem-solving, creativity and “untapped natural resources” of American
cultural competencies, as well as specialization, society, the case must be made that identifying,
are important. Thus, recruiting parameters teaching, and leveraging cultural competence is
and basic training differ dramatically from, for not an idealist proposal, but falls squarely within
example, the practice in Germany, where often a the national interest. However, as Chichester
law degree is a helpful prerequisite. acknowledges, it is neither an automatic nor an
easy process to introduce cultural competence into
In addition to these inner-institutional the goals and performance measures of American
traditions, an ongoing nongovernmental institutions with international responsibilities.
discussion about these issues exists within the
think tank community in Washington and The same is true for an increasingly diverse
beyond, as well as in organizations dedicated European Union, as well as for the new Germany.
exclusively to such issues. One of these is the With the changing demographics within
aforementioned Institute for International Europe, it is becoming increasingly necessary to
Public Policy (IIPP), which addresses diversity reevaluate the manner in which European states
where it intersects U.S. national and global develop their foreign policy. It is important
interests. The institute has a Web-based for them to understand that the integration of
information and tracking system (see www. members of minority communities into their
ed.gov/programs/iegpsiipp), and helps to bring foreign policy institutions leads to an overall
minorities into successful international service strengthening of foreign policy.
careers. It is within such organizations that the
most current debates are led. Interestingly, in

Diversity as Foreign Policy Asset 25


7 Bibliography and Internet Resources

Publications Sonnenschein, William. The Diversity Toolkit: How


Ambrosio, Thomas (ed). Ethnic Identity Groups You Can Build and Benefit from a Diverse Workforce.
and U.S. Foreign Policy. 2002, Praeger Publishers, 1999, Contemporary Books, Lincolnwood, IL.
Westport, CT.
Watanabe, Paul. Ethnic Groups, Congress, and
Glazer, Nathan, and Daniel Patrick Moynihan. American Foreign Policy: The Politics of the Turkish
Ethnicity: Theory and Experience. 1975, Harvard Arms Embargo. 1984, Greenwood Press, Westport, CT.
University Press, Cambridge, MA.
Wilson, Ernest J. Diversity and U.S. Foreign Policy: A
Goodman, Allan E. Diversity in U.S. Foreign Policy Reader. 2004, Routledge, New York, NY.
Making: The Dilemma Endures. 2004, Routledge,
Ziegler, Mollie. “Speed Up Progress on Diversity,
New York, NY.
EEOC Tells Agency,” Federal Times, June 14, 2004.
Huntington, Samuel. “The Erosion of American
National Interest,” Foreign Affairs, pp. 28–49,
September/October 1997. Web-based Resources
1 American Foreign Service Association,
Institute for International Public Policy (IIPP).
www.afsa.org
“Cultural Competence and Diversity,” April 6, 2004,
Conference Report, Washington, DC. 2 Asian Pacific American Institute for
Congressional Studies, www.apaics.org
Krenn, Michael L. (ed). Foreign Policy and the Black
(Inter)national Interest. 1998, State University of 3 Black Professionals in International Affairs,
New York Press, Albany, NY. www.iabpia.org
Payne, Richard J. The African American Voice in U.S. 4 Congressional Hispanic Caucus Institute,
Foreign Policy since World War II. 1994b, Garland www.chci.org
Publishers, New York, NY.
5 Developments Magazine,
Perkins, Edward J. “Diversity in the U.S. www.developments.org.uk/
Diplomacy,” The Bureaucrat, Vol. 20, No. 4, 1991–
6 Equal Employment Opportunity Laws,
92.
www.eeoc.gov/abouteeo/overview_laws.html
Rothkopf, David J. “Inside the Committee that
7 The Ralph J. Bunche International Affairs Center,
Runs the World,” Foreign Policy, March/April 2005.
www.howard.edu/rjb/rangelprogram.htm
Shulzinger, Robert (ed). A Companion to American
8 Report of the U.S. Equal Employment
Foreign Relations. 2003, Blackwell Companions to
Opportunity Commission,
American History, Malden, MA.
www.eeoc.gov/federal/fsp2003/summary.html
Skinner, Elliot P. “Multicultural Foreign Policy,”
9 The Woodrow Wilson National Fellowship
Foreign Policy, pp. 69–79, Fall 1995.
Foundation, www.woodrow.org/public-policy/
Smith, Tony. Foreign Attachments: The Power of Ethnic
Groups in the Making of American Foreign Policy. 2000,
Harvard University Press, Cambridge, MA.

26 The German Marshall Fund of the United States


8 About the Author

M
ichael Werz is Director of the Hessen Dr. Werz was assistant professor of sociology at
Universities Consortium in New York, a the University of Hannover from 1998 to 2005,
liaison office for 12 German universities where his primary interests lay in the Frankfurt
and the Hessen State Ministry of Higher Education, School theory, the philosophy of the European
Research, and the Arts. He completed a doctoral Enlightenment, and 20th century American
degree in philosophy in 1998 at the Goethe thought. Among other books, he edited and wrote
University in Frankfurt, Germany, and was a Bosnien und Europa (Fischer, 1994); Antisemitismus
Visiting Scholar at the University of California, und Gesellschaft (Neue Kritik, 1995); Keine Kritische
Berkeley, from 1996–1997; a John F. Kennedy Theorie ohne Amerika (Neue Kritik, 1999); Grenzen
Memorial Fellow at the Center for European der Saekularisierung (Stroemfeld, 2000); Kritik
Studies at Harvard in 2000–2001; a Public Policy des Ethnonationalismus (Neue Kritik, 2000); and
Scholar at the Woodrow Wilson International Veränderte Weltbilder (Neue Kritik, 2005). His
Center for Scholars in Washington, DC, in 2002; recent research focuses on the socio-historical and
and a Transatlantic Fellow with the German academic factors involved in the development of
Marshall Fund of the United States in Washington, ethnicity and identity politics.
DC, since 2004.

Diversity as Foreign Policy Asset 27


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