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Case Description. The patient was a 25-year-old woman with chronic complete D. Thangjam Bindiya, BPT,
right facial paralysis caused by a postoperative complication of ear surgery. The Department of Physiotherapy,
Navodaya Medical College Hospi-
patient’s problems were evaluated with the Facial Disability Index (physical function
tal and Research Centre, Raichur,
subscale score⫽45/100, social/well-being function subscale score⫽28/100) and an Karnataka, India.
informal interview exploring her experiences and priorities.
[Prakash V, Hariohm K, Vijayaku-
mar P, Thangjam Bindiya D. Func-
Outcomes. After 8 weeks of functional training, the patient showed considerable tional training in the management
improvement in facial functions (physical function subscale score⫽95/100, social/ of chronic facial paralysis. Phys
well-being function subscale score⫽100/100) and reported positive changes in social Ther. 2012;92:605– 613.]
interactions and interpersonal relationships. © 2012 American Physical Therapy
Association
Discussion. The use of a functional training program was associated with positive
Published Ahead of Print:
changes in emotional expression, psychosocial function, and social integration, thus December 22, 2011
contributing to reduced disability of a person with chronic facial paralysis. Accepted: December 12, 2011
Submitted: November 23, 2010
F
acial functions are multidimen- whelming negative emotions (eg, cally lead to overall improvement in
sional, serving emotional, social, social anxiety) and adopt avoidance others. Because facial functions are
and physical aspects of a per- strategies, which can lead to a complex, any intervention strategy
son’s health. The primary functions decline in social interactions.6,7 aimed at having a profound impact
of the face include displaying affec- on the recovery of people with facial
tive emotions and identifying and This view is exemplified by the high paralysis must address the multidi-
communicating with other human reported incidence of symptoms of mensional nature of the disability.
beings.1 Different portions of the depression in people with facial neu- Therefore, we developed a func-
face also play a major role in eye romotor disorders—an incidence 3 tional training program that is
protection, eating, drinking, and to 5 times that in the general popu- focused on the physical, emotional,
speech.2 In addition, facial recogni- lation.8 Specifically, impairment of and psychosocial dimensions of this
tion and the perception of facial smiling was found to be a key pre- disorder.
attractiveness facilitate communica- dictor of depression in patients with
tion among people by influencing facial neuromuscular disorders.9 The purposes of this case report are:
interpersonal attraction.3 These (1) to describe the development of
human attributes are necessary to In summary, facial functions are the functional training program and
establish and maintain intimate inter- complex and multidimensional. (2) to demonstrate the use of this
personal relationships and to pre- Hence, the disability caused by paral- intervention in the management of
serve affective social interactions. ysis of the facial muscles results from chronic facial paralysis.
a complex interaction of the afore-
Therefore, when a person experi- mentioned factors (Fig. 1). Patient History and Review
ences facial paralysis, the concerns of Systems
encountered also are multidimen- However, the majority of existing The patient was a 25-year-old Indian
sional. These concerns can range physical therapy interventions for female homemaker who developed
from emotional distress to physical facial paralysis are unidimensional chronic complete right facial paraly-
problems, such as leaking of food (impairment oriented), and their sis after ear surgery that occurred 8
from the mouth, difficulty in commu- clinical effectiveness in improving a years earlier. Two years after the sur-
nication, and consequent attenua- patient’s function is limited.10,11 Tra- gery, she developed severe pain in
tion of social interactions.1,2 An ditional interventions place more the right eye because of constant irri-
impaired ability to express context- emphasis on eliciting isolated tation; she consulted an ophthalmol-
specific emotions can be detrimental actions of facial muscles, such as rais- ogist, who advised her to regularly
to a person’s sense of emotional ing the eyebrows or puckering the use safety glasses and eyedrops.
well-being and the ability to establish lips; these interventions involve After 3 to 4 weeks, her pain sub-
and maintain interpersonal relation- either passive treatments, such as sided, but she continued to use
ships.1 Such impairments can create electrical stimulation,10 or active safety glasses for about 2 years. She
a sense of shame and a fear of rejec- exercises, such as facial neuromus- did not have any problems related to
tion and being misunderstood or cular reeducation.12 The aim of hearing or taste. As part of her reli-
misjudged by others.4 Condescend- mime therapy, a relatively recent gious practice, she wore a burqa and
ing reactions by others to the resul- intervention in the rehabilitation of a veil when going outdoors. When
tant facial unattractiveness from people with facial paralysis, is to she visited our facility, she had not
facial asymmetry can lead to low self- develop a conscious connection undergone any physical therapy and
esteem and an unfavorable body between the use of certain muscles had no active medical problems
image for people with facial paraly- and facial emotional expression.13 other than the facial paralysis.
sis.5 In addition, pain or irritation However, this approach addresses
of the eye, unanticipated pronuncia- only part of the problem because it Her major concerns included inap-
tion errors while speaking, leaking is focused on producing volitional propriate facial expressions during
of fluid and food while drinking and emotional characteristics without conversations (eg, deviation of the
eating— especially in a social con- incorporating the spontaneous mouth to one side while talking or
text—may significantly interfere expression of emotions. laughing), inability to close the eyes
with daily activities and cause con- completely, leaking of fluid and
siderable physical and psychological The basic assumption underlying all food particles while drinking and
distress to people with facial paraly- of these intervention strategies is eating, slurring of speech while talk-
sis. Consequently, people with facial that improvement in one dimension ing (especially when angry), and
paralysis may experience over- of facial dysfunction will automati- her perception of her altered facial
Facial Disability Index items were problems rated by the patient before and after treatment. After the intervention, ratings on 4 of 5 items of the physical function subscale of the FDI had changed from
shop, or participate
Not going out to eat,
None of the Time
such as a wedding ceremony. In
in family or social
Got irritable toward
nighttime sleepc
those circumstances, she reported
Social/Well-being Function Item
Woke up during
numerous incidents of being stared
activities
at by strangers and of being asked
others
repeated questions concerning the
nature of her problems by friends
Felt calm and peaceful
and relatives. As a result, she pre-
“with some difficulty” to “with no difficulty”; ratings on all 5 items of the social/well-being function subscale of the FDI had changed into categories denoting normal function.
ferred to avoid any social and family
All of the Time
social interactions.
in family or social
All of the Time
On some nights.
Intervention
moving food
On no nights.
we developed is a multidimensional,
patient-centered approach to the
rehabilitation of people with facial
b
a
Figure 2.
Multidimensional functional training program.
paralysis. The program encompasses optimizing coping strategies and nents of the functional training
major facial functions, integrates the social interaction skills. The educa- program.
role of contextual factors, and pro- tion component has 2 objectives.
motes positive coping strategies and One objective is to change the way Functional Training
social interaction skills to deal with in which the patient thinks so that The aim of functional training is to
various dimensions of disability, he or she will feel or act better even incorporate the primary movement
including the physical, emotional, if the situation does not change. The functions of the face, including the
and social well-being dimensions other objective is to reconstruct the expression of emotions and other
(Fig. 2). The program includes patient’s thoughts and perceptions motor functions, into the patient’s
patient education, functional train- of problems, such as negative self- daily activities. In real-life situations,
ing, and complementary exercises. perceptions of facial attractiveness people spontaneously express emo-
(body image) and interpretations of tions with rapid variations. Emotions
Patient Education others’ or society’s views toward the are significantly influenced by the
The patient education component of patient’s disability. The contents of context,17,18 such that in some
the functional training program is the patient education component situations people may feel a mix-
based on principles of cognitive- are shown in Table 2. Patient educa- ture of emotions, with varying
behavioral training.15,16 The aim of tion was not provided within a dis- levels of intensity, which they try
this component is to change the crete treatment session but was to hide, alter, or dampen to influence
behavior of the patient, rather than interwoven with the other compo- a viewer’s perception. Such sce-
the physical appearance alone, by narios require both spontaneous
Table 2.
Patient Education
To change the way in which the patient thinks to feel or act better even if Only initial encounters may be difficult, and even those can be managed
the situation does not change with positive interaction skills.
Remain calm and politely but assertively confront others with negative
reactions.
To reconstruct the patient’s thoughts and perceptions of problems, such Challenge the patient’s assumptions about being “defective” and modify
as negative self-perceptions of facial attractiveness and interpretations of perceptions or apprehensions concerning facial attractiveness by
others’ or society’s views toward the patient’s disability questioning the functional “cost” of these assumptions.
Constantly reassure the patient that she is cared for and loved by her
family and friends (as they would look at her beyond physical
appearance) and urge her family to provide frequent encouragement
and helpful comments.
Educate family members and friends about the nature of the patient’s
condition.
expression and deliberate expres- shows a complete list of the try to alleviate any reservation that
sion of emotions, involving different activities. the patient might have had about tak-
combinations of muscle actions that ing part in a free conversation. Treat-
cannot be easily reproduced by acti- We also encouraged the patient to be ment was provided in a closed and
vation outside the context.19,20 more animated during her story nar- isolated room to avoid outside inter-
rations to enhance her attempts to ruptions during the conversation
Therefore, our training consisted of express emotions deliberately and and to provide adequate privacy to
activities such as watching movies, spontaneously. The goal was to pro- try to alleviate any inhibition that the
television programs, or humorous vide more opportunities for the patient might have had about
videos and narrating them to the patient to express emotions in con- expressing herself freely.
physical therapist and augmented texts that were relevant to her daily
periods of conversation during the activities. Complementary Exercises
treatment sessions and at home to The primary objective of the comple-
encourage the expression of emo- A female physical therapist was mentary exercises was to enhance
tions in a real-life context. Table 3 assigned to provide the training to the level of activity of the facial
Table 3.
Functional Training
To facilitate context-specific spontaneous and voluntary expression Watch movies, television programs, and humorous videos.
of emotions
Narrate stories during treatment sessions in the clinic.
Think about funny incidents that have happened in your life or jokes
that you have heard or read recently and share them with friends or
family members.
To facilitate motor functions of facial muscles around the eyes, Hum or sing songs that you like as often as possible.
lips, and mouth
Play games such as peek-a-boo or blowing bubbles with children.
Blow a pipe while imagining that you are cooking in the kitchen and
that the fire in the wood stove suddenly goes out; you have to
blow the pipe to start the fire again.
removed her veil more frequently tarily. These observations could have gration, the ultimate goal of any reha-
now. Such behavioral transforma- been due to the involvement of dif- bilitation strategy.
tions clearly indicate improved social ferent neural pathways25,26 for spon-
interaction skills, self-perception taneous expression and voluntary In summary, we believe that the
of body image, self-esteem, and expression of emotions. In addition, multidimensional approach of our
confidence. spontaneous expression involves functional training program for
combinations of muscle actions that addressing the expression of emo-
Similar findings were reported in cannot be easily reproduced by vol- tions, altered body image and self-
studies investigating the effective- untary effort.19,20 esteem, and negative coping strate-
ness of cognitive-behavioral training gies would be an appropriate
in people with facial disfigurement; Complementary exercises also might intervention strategy for the com-
these findings included positive out- have contributed to the changes plex problems experienced by peo-
comes in terms of self-esteem, devel- observed on the physical function ple with chronic facial paralysis. The
opment of positive coping strategies, subscale of the FDI, such as improve- interventions need not be limited to
reduction in social anxiety, and ments in the ability to drink and eat those described in this report. Using
improvement in social skills.22,23 without leaking of fluid and food the conceptual framework of the
from the mouth and in the ability to functional training program, clini-
The functional training component close the eyes. Thus, we believe that cians can develop specific strategies
of our program encourages and pro- the effects of the components of the that are relevant to their patients’
vides opportunities to express functional treatment program were contextual factors (including per-
context-specific, variable emotions synergistic, leading to improvements sonal, social, and cultural factors).
within a patient’s natural environ- in multiple aspects of function Examination of the effects of the
ment and involves tasks that facili- (Fig. 2). functional training program with
tate other facial motor functions more rigorous, controlled research
within that environment, such as In patients with facial paralysis, designs or a series of single-subject
rinsing the mouth and spitting out there may be a gap between “capac- experimental designs could serve to
the water or playing games such as ity” (what they can do at their best) validate the observations of this case
blowing bubbles with children. and “performance” (the execution of report.
Intervention strategies such as that activity in the real world); this
watching movies, television pro- gap may be mediated by the psycho-
All authors provided concept/idea/research
grams, or humorous videos, discuss- logical distress experienced by design and consultation (including review of
ing them during treatment sessions, patients.9 In other words, patients manuscript before submission). Mr Prakash
and sharing funny incidents or jokes may underperform because of the and Mr Hariohm provided writing. Ms
with friends provide more opportu- adoption of negative coping strate- Thangjam Bindiya provided data collection.
Mr Prakash, Mr Hariohm, and Ms Thangjam
nities to express felt emotions within gies. These circumstances further Bindiya provided data analysis. Mr Vijaya-
a real-world context. While watch- worsen their condition, eventually kumar provided the participant and
ing movies, people tend to mimic causing further decline in their exist- facilities/equipment.
(emotional contagion) or react to the ing capacity. We hoped to narrow Ms Thangjam Bindiya was participating in an
emotions displayed in the scene the gap between capacity and per- internship during data collection.
being watched, and this behavior formance by encouraging positive
The authors thank Dr Susan R. Harris and Mr
may facilitate the spontaneous coping strategies and social interac- R. Vasanthan for their assistance in editing an
expression of emotions.24 tions to deal with psychological earlier version of this article.
distress and social isolation while
DOI: 10.2522/ptj.20100404
During narrative discussions, we simultaneously creating more
observed that the patient was able to opportunities to express emotions
express a variety and a mixture of and perform other facial motor func- References
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