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Masonry

C7. (Systematic Rehabilitation)

C7.1 Scope stories are constructed with stiff, strong, and ductile RM
walls designed with limit states concepts. Both hollow-
The scope of Chapter 7 is limited to masonry elements clay and concrete block construction have competed
that are considered to resist lateral seismic forces as with reinforced concrete and structural steel for the
structural members. The chapter includes walls and design of commercial, residential, and industrial
infill panels subjected to in-plane and out-of-plane buildings. In addition, clay-unit masonry remains as the
forces. Material given is intended to be used directly most prevalent material for cladding and veneer on all
with the Analysis Procedures prescribed in Chapter 3. types of buildings.
All other masonry elements are addressed in Chapters 4
and 11. In this section, a short treatise on the history of masonry
materials is presented to educate the user of these
guidelines. Historical summaries are given for:
C7.2 Historical Perspective
• clay units
C7.2.1 General
Masonry is the oldest of all construction materials, • structural clay tile
dating back more than eight millennia to cultures
around the globe. Early masonries consisted of stone • concrete masonry units
units with no mortar. The structural action in this form
of masonry is much different than that of modern-day • mortar
clay-unit and concrete masonry, which is found in
nearly all existing masonry buildings in the United • reinforced masonry
States, with the exception of some historic buildings
that predate the 1850s. C7.2.2 Clay Units
Although brick was one of the first products that people
Most masonry buildings in the United States manufactured from clay, the era of modern brick began
constructed before the 20th century consisted of only when extrusion machines were developed. A few
unreinforced clay-unit masonry. Wythes of brick were bricks were being made by machine in 1833, but the
commonly tied with brick headers spaced at every sixth percentage was small until 1870. With the invention of
or seventh course. Because no other construction the extrusion or stiff-mud brick-making machine, some
material was used for the walls, these building systems manufacturers produced brick containing holes or
represented the first introduction to engineered masonry “cores” running parallel to either the length or the
construction, although seismic considerations were height dimension of the unit. These cores were
often neglected in the design. Early mortars consisted of introduced as an aid to uniform drying of the clay and as
no more than lime and sand, which made the shear and a means of reducing the weight of the unit.
tensile strength of the masonry quite weak. In the same
era, clay-unit masonry was also used extensively for The General Assembly of New Jersey passed a law in
infills and cladding on steel frame buildings. Though 1883 to establish brick dimensions at 9-1/2" x 4-1/2" x
the structural properties of the masonry were ignored in 2-3/4". In 1889, in the District of Columbia, the
favor of the strong but flexible steel frames, ordinance of October 31, 1820 was still being enforced,
considerable lateral-force resistance was provided by which fixed a minimal size of brick at 9-1/4" x 4-5/8" x
the stiff but brittle masonry, as evidenced by substantial 2-1/4".
cracking when subjected to earthquake motions.
In 1929, a report prepared by McBurney and Logwell
Following the 1933 Long Beach earthquake, summarized that 92% of the brick produced in the
unreinforced masonry (URM) was banned in United States had flat-wise compressive strengths
California, giving rise to reinforced masonry (RM) averaging 7,246 psi for both hard and salmon brick.
construction. Today, buildings approaching thirty From the distribution data given, approximately 6% of

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Chapter 7: Masonry (Systematic Rehabilitation)

the production classified as 1,250 to 2,500 psi, 20% as C7.2.4 Concrete Masonry Units
2,225 to 4,500 psi, and 74% as over 4,500 psi.
Approximately 40% of the production was 8,000 psi or The earliest specification for hollow concrete block was
over in compressive strength. proposed by the National Association of Cement Users
in January 1908. The NACU was organized in 1904 and
Solid brick is now defined as a small building unit, solid continued under that name until 1913, when it became
or cored not in excess of 25%, commonly in the form of known as the American Concrete Institute (ACI).
a rectangular prism, formed from inorganic,
nonmetallic substances, and hardened in its finished In 1905, the United States government adopted concrete
shape by heat or chemical action. Brick is also available block for its hospitals, warehouses, and barracks in the
in larger units with cell or core areas up to 60% of the Panama Canal Zone and the Philippine Islands.
cross section. Such units are typically used for
placement of both vertical and horizontal The 1908 specification called for the block in bearing
reinforcement. The term “brick,” when used without a walls to have an average strength of 1000 psi at 28 days
qualifying adjective, is understood to mean such a unit with a minimum of 700 psi. Air space was limited to
or a collection of such units made from clay or shale 33% and absorption was to average not more than 15%
hardened by heat. (with no single block to exceed 22%). Absorption was
to be measured on a block placed in a pan of water at
least 2" deep. Fine aggregate had to pass a 1/4" mesh
C7.2.3 Structural Clay Tile
sieve; stone or clean-screened gravel was to go through
Structural clay tile is a machine-made product first a 3/4" sieve and be refused on a 1/4" sieve. A 1-3-4
produced in the United States in New Jersey in 1875. semi-wet mix was recommended for exposed bearing
Structural clay tiles are characterized by the fact that walls, and a 1-3-5 mix for a wet cast block. Portland
they are hollow units with parallel cells (hollow cement mortar was recommended. Transverse,
spaces). The shape of the unit is controlled by the die compressive, and absorption tests were required, along
through which the clay column is extruded. The ease with freezing and fire tests when necessary, and the
with which different designs could be produced led to modulus of rupture at 28 days was to average 150. Any
the development of a wide variety of sizes and patterns. expense attending such tests was to be met by the
manufacturer of the block.
In 1903, the National Fireproofing Corporation of
Pittsburgh published a handbook and catalog by Henry This first standard specification was adopted in 1910.
L. Hinton, illustrating the products of the company and Two years later, the practice for curing—which until
presenting data for use in the design of segmental and that time had consisted of sprinkling with water for
flat arch floors. This catalog is of historical interest, seven days—was revised slightly by the addition of a
particularly because of the large number of unit designs new method, the use of steam from 100 to 130°C for 48
illustrated. Hundreds of different shapes are shown for hours with a subsequent storing of eight days. This
use in the construction of tile floor arches, partitions, recommended practice was the first mention of high-
and walls, and for fireproofing columns, beams, and pressure steam curing in block specifications.
girders.
In 1916, the absorption rate was changed to 10% at the
Structural clay tile was used extensively during World end of 48 hours. In 1922 came the first specification for
War I. With lumber in critically short supply, hollow- a non-load-bearing unit, with a requirement of 300 psi.
clay tile was largely relied upon for all types of That same year, the following strengths were suggested:
buildings. Brick and tile were used for the construction 250, 500, 700, and 1200 psi for non-load-bearing, light-
of mobilization structures, war housing, defense plants, load-bearing, medium-load-bearing, and heavy-load-
air fields, and buildings at army and navy bases. bearing walls, respectively. The ACI accepted these
values as tentative in 1923. The absorption time,
In 1950, structural clay tile was classified under the however, was shortened from 48 to 24 hours. A similar
following types: Structural Clay Load-Bearing Wall table, with the elimination of the light-load-bearing
Tile, Structural Clay Non-Load-Bearing Tile (partition, unit, was accepted as tentative in 1924, and adopted the
furring, and fireproofing), Structural Clay Floor Tile, following year.
Structural Clay Facing Tile, and Structural Glazed
Facing Tile.

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By 1928, more than 80 city building codes had been sources afford different information about the mortar
revised to eliminate practically all of the legal obstacles mix; apparently one part of sand was mixed with two
to the increased use of concrete block. Public works parts of cement. The general practice in New York state
construction by state and local governments had in about 1840 was to mix two or three parts of sand to
declined steadily until by 1933 it had virtually ceased. one of cement.
In 1933, several government agencies were set up to
purchase concrete block. In July 1935, the National For natural cements, the proportion of sand to cement
Industrial Recovery Act was invalidated by the U.S. by measurement usually did not exceed three to one,
Supreme Court, but it had by then performed a valuable and for piers and first-class work a ratio of two to one
service for the concrete block industry. Although was used. Portland cement mortar commonly contained
business activity in the 1930s was in a constantly four parts of sand to one of cement for ordinary mortar,
deepening trough of despair, lifted only by public and three to one for first-class mortar. For work under
building programs, the decade was surprisingly water, not more than two parts of sand to one of cement
productive in a good many technological areas for the were used. When cheaper mortars than these were
concrete block industry. desired, it was considered better to add lime to the
mortar than more sand. Cement mortars were
C7.2.5 Mortar introduced about 1880. Joints of cement mortar were
strong and unyielding because of the cement; they were
The common variety of mortar was made of lime, sand, appropriate for bonding to modern bricks and concrete
and water. Details of its preparation varied according to blocks.
regional customs and individual preferences, but most
of these details were well known throughout Europe
C7.2.6 Reinforced Masonry
and America. Sand was added to lime for economy, to
prevent shrinkage, and in such quantity that the lime Reinforced brick masonry was first used by Marc
would fill the interstices. If an excess of sand was used, Isambard Brunel in 1825, in the building of the Thames
the bond was poor. If too little sand was used, the Tunnel in England (Plummer and Blume, 1953).
mortar would shrink and crack. Reinforced brick masonry was used by many builders
during that century; however, these builders were
In ordinary sands, the spaces were from 39% to 40% of individuals who had a feel for materials and built their
the total volume, and in such, 1.0 volume of structures based upon their experience, more as an art
cementitious paste (cement plus lime) would fill voids than from a rational design. Prior to 1880, a few
of 2.5 volumes of sand. In practice, 1.25 to 2.0 volumes attempts were made to develop design formulas.
of sand to 1.0 of paste was used. Thus, “pure” lime However, the performance of composite steel and
mortar meant three to five volumes of sand to one masonry flexural members was not clearly understood
measured volume of lime. This gave a plastic mortar at that time, and many investigators have attributed the
that did not crack. strength of the construction primarily to the adhesive
properties of the masonry. In fact, most of the early tests
Until about 1890, the standard mortar used for masonry were designed to demonstrate the increased strength
in the United States was a mixture of sand and pure lime obtainable through the use of a new Portland cement in
(i.e., hydraulic lime) or lime-pozzolon-sand. mortar, instead of the hydraulic limes and natural
Massachusetts Hall (1730) at Harvard University and cements formerly used.
Independence Hall (1734) in Philadelphia were built
with lime mortars that were also known as “fact” In the United States, Hugo Filippi, C.E. built and tested
mortars. These low-strength mortars gave masonry a reinforced brick masonry beams in 1913. Later in 1919,
low modulus of elasticity and, therefore, an ability to L.J. Mensch, C.E. of Chicago also tested reinforced
absorb considerable strain without inducing high stress. brick beams in which the reinforcement was placed in a
Accordingly, the tendency to crack was reduced, and bed of mortar below the brick masonry. However, the
when cracks did appear, masonry of high lime-content data from these tests and others were never published
mortar was to a great extent capable of chemical and there was little, if any, exchange of information
reconstitution, i.e., “autogenous healing.” among those interested in the subject.

After 1819, all masonry used in the construction of the In 1923, the Public Works Department of the
Erie Canal was laid in natural cement mortar. Various Government of India published Technical Paper #38, a

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comprehensive report of extensive tests of reinforced strength in situ by inserting a pair of flat jacks in an
brick masonry structures extending over a period of existing masonry wall.
about two years. A total of 282 specimens were tested,
including reinforced brick masonry slabs of various For the first method, sample test prisms are extracted
thicknesses, reinforced brick beams, both reinforced from a masonry component and transported to a
and unreinforced columns, and reinforced brick arches. laboratory. The test prisms are subjected to vertical
These tests appeared to be the first organized research compressive stress until the peak strength is reached.
on reinforced brick masonry; the data provided answers The prism height should be at least twice its thickness,
to many questions regarding this type of construction. contain at least two bed joints, and be a minimum of
This research may therefore be considered as marking 15 inches high. The advantage of this method is that an
the initial stage of the modern development of actual prism can be tested under controlled laboratory
reinforced brick masonry. conditions. In addition, strains can be monitored to infer
the elastic modulus (see Section C7.3.2.2). The
The idea of using cement-sand grout instead of bonding disadvantages are that the compressive strength might
brick headers to bind brick wythes or tiers together, and be reduced during extraction, and the number of test
inserting reinforcing steel in the grout space for tensile specimens is limited because of the cost of both the
and shearing resistance, was developed for practical and extraction and the repair of the wall.
sound engineering use in southern California beginning
about 1935. Since then, thousands of tests have been The second method requires test prisms to be fabricated
conducted on full-size beams, slabs, and walls, from from actual masonry units that are extracted from an
which sound engineering design criteria have been existing masonry component. A chemical analysis of
established and incorporated into building codes the mortar is required so that mix proportions can be
throughout the United States. simulated, and the mortar can be recreated. The
advantage of this method is the same as for the first
method. The disadvantage is that long-term creep,
C7.3 Material Properties and moisture, and temperature effects cannot be simulated.
Condition Assessment
The third method consists of cutting slots in two mortar
C7.3.1 General bed joints, four to six courses apart, so that thin,
hydraulic flat jacks can be inserted and pressurized. The
The term “masonry” is used to define the composite of portion of the masonry between the jacks is subjected to
units, mortar, and possibly grout and/or reinforcement. a state of vertical compressive stress. The jacks are
Whereas there are specifications to control the stressed until the strength of the masonry is reached.
manufacture of each of the constituent materials, the For masonry that is relatively weak, softening can be
most basic engineering properties to consider for observed by a reduction in slope of the stress-strain
analysis of a building system are those representing the curve, and compressive strength can be inferred. The
composite. Thus, permissible values are given in this advantage of this method is that it is nondestructive and
section for compressive strength and elastic modulus of the strength is measured in situ. In addition, the test can
the masonry assemblage, flexural tensile strength at the be done in concert with other tests done to measure
unit-mortar interface, and shear strength and shear elastic modulus and in situ compressive stress. The
modulus of vertical components such as piers, panels, disadvantage is that typical flat jacks may not be able to
and walls. These mechanical properties will be relied on reach the high pressures needed to approach the
for estimating stiffness and strength of masonry wall ultimate strength of the masonry in compression.
and infill components.
As an alternative to the test methods given in the
C7.3.2 Properties of In-Place Materials Guidelines, the expected masonry compressive strength
may be deduced from a nominal value prescribed by the
C7.3.2.1 Masonry Compressive Strength
Masonry Standards Joint Committee specification for
Three options are given for measuring expected new construction (MSJC, 1995) knowing the unit
masonry compressive strength. The first two methods strength and mortar type (Specification Table 1 for clay-
rely on testing of either extracted or rebuilt masonry unit masonry and Table 2 for concrete masonry). Tests
prisms in a laboratory. The third method measures of extracted masonry units may be done to ascertain the

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Chapter 7: Masonry (Systematic Rehabilitation)

unit strength, or conservative estimates of unit strength shape and stiffness of flat jacks, vertical compressive
can be assumed for use with the MSJC tables. Likewise, stress is inferred from measured hydraulic pressure. The
mortar type can be evaluated experimentally or elastic modulus, Eme, is calculated as the slope of the
assumed. The MSJC table values are based on data stress-strain curve between 5% and 33% of the
from masonry constructed after the 1950s and are only estimated masonry ultimate compressive strength.
applicable to this period of construction. Many of the
earlier mortars were lime-based rather than cement- The flat-jack method has been shown to be accurate
based as assumed with these table values. Furthermore, within 10%, based on correlations between test values
earlier mortars were classified with a different and measured elastic moduli of test prisms (Epperson
nomenclature than given in these tables, making direct and Abrams, 1989; Noland et al., 1987). A case study
relations difficult. Therefore, the unit-strength using this method is presented by Kariotis and Ngheim
procedure using the MSJC tables should only be used (1995). An available standard is the Standard Test
for masonry constructed after 1960. Expected masonry Method for In-Situ Elastic Modulus within Solid Unit
strength should be determined by multiplying Table 1 Masonry Estimated Using Flat Jack Measurements,
values by a factor of 2.0 or Table 2 values by a factor of ASTM C 1197.
1.5. These approximate factors are based on estimated
ratios between expected and lower bound compressive Default values of elastic modulus shall be based on a
strengths, as well as on correction factors for clay brick coefficient of 550 times the expected masonry
and concrete block prisms. compressive strength. This coefficient is set lower than
previous values given in the Uniform Building Code to
Default values of compressive strength are set at very compensate for larger values of expected strength.
low stresses to reflect an absolute lower bound.
Masonry in poor condition is given a strength equal to C7.3.2.3 Masonry Flexural Tensile Strength
one-third that for masonry in good condition, to reflect
the influence of mortar deterioration and unit cracking Although the flexural tensile strength of older brick
on compressive strength. masonry walls constructed with lime mortars may often
be neglected, the tensile strength of newer concrete and
C7.3.2.2 Masonry Elastic Modulus in clay-unit masonry walls can result in appreciable
Compression flexural strengths. Therefore, guidelines for measuring
flexural tensile strength in situ or from extracted
The elastic modulus of masonry in compression can be specimens are given in this section.
measured by one of two methods. Each method
measures vertical strain between two gage points to Masonry flexural tensile strength can be measured
infer strain, and thus elastic modulus. The first method using a device known as a bond wrench, which clamps
consists of extracting a test prism from an existing wall; onto the top course of a test specimen and applies a
the second method utilizes a pair of flat jacks to subject weak-axis bending moment until the top masonry unit
an in situ portion of masonry to vertical compressive snaps off. Flexural tensile stress is inferred by dividing
stress. the moment capacity by the section modulus of the wall
section. The test can be done on test specimens
The extracted prism method is essentially the same as extracted from an existing wall, or in situ on a portion
for the compressive strength test, with the difference of masonry that has been isolated by cutting vertical
that dial gages or electronic displacement transducers slots on either side of the test portion. Alternatively,
are fixed on the test prism to measure strain between flexural tension stress can be measured by bending
two gage points. extracted portions of a masonry wall across a simply
supported span.
The flat-jack method is done in the same way as for the
compressive strength test, with the difference that the For the field test, two adjacent units of a running bond
jacks are pressured to less than half the masonry pattern are removed so that a clamp may be inserted.
strength. Vertical contractions of the compression field Single masonry units above and below the removed
between the two jacks are measured with a mechanical units are subjected to an out-of-plane moment using a
dial gauge or electronic displacement transducer. Strain calibrated torque wrench. Mortar head joints on either
is then determined by dividing measured distortion by sides of the tested units are removed to isolate the test
the length between gauges. Using correction factors for

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Chapter 7: Masonry (Systematic Rehabilitation)

units. The laboratory test is done in much the same strength using the in-place shear test. The
manner on specimens that are cut from a wall. Test nondestructive test measures the in situ shear strength
prisms should be at least two units in height, and one between a clay masonry unit and the mortar bed joints
unit long, or a minimum of four inches. Both methods above and below the unit. A small hydraulic jack is
involve substantial repair of the existing wall. An placed in a void left by removal of a masonry unit
available standard for the laboratory method is immediately adjacent to the test unit. The head joint on
Standard Test Methods for Masonry Bond Wrench the opposite face of the test unit is removed to isolate
Testing, ASTM C 1072. No standards exist on the field the test unit so that it may be displaced horizontally
bond wrench test; however, this ASTM standard should when pushed.
suffice.
A horizontal force is applied to the test unit until it starts
The third method consists of extracting sample panels to slide. Shear strength is then inferred as the measured
or prisms from an existing masonry wall, and subjecting force divided by the area of the bed joints above and
them to minor-axis bending with either a third-point below the masonry unit. The estimated vertical
loading or a uniform load distribution with an airbag. compressive stress at the test location is subtracted from
Flexural tensile strength is determined by dividing the this value to give the bed joint shear stress, vto
maximum applied moment by the section modulus of (Equation 7-2), assuming a coefficient of friction equal
the masonry section. Standard Test Methods for to 1.0. Because expected values of wall shear strength
Masonry Flexural Tension Stress, ASTM E 518, is are to be used, the 50th percentile value, vt , is used as
available; however, ASTM does not recommend this the index value.
method for determination of design stresses.
The method is limited to tests of the face wythe. When
For all three of these methods, the bonding of the test the test unit is pushed, resistance is provided across not
unit to the mortar is sensitive to any disturbances that only the bed-joint shear planes, but also the collar-joint
are incurred during specimen removal. The confidence shear plane. Because seismic shear is not transferred
level can be low because the scatter of data for flexural across the collar joint in a multiwythe masonry wall, the
bond strength can be high, and the number of test estimated shear resistance of the collar joint must be
samples is limited because of cost and the disturbance deducted from the test values. This is done by
concerns. multiplying the vte term by 0.75 in Equation 7-1, which
These test methods are intended for out-of-plane is the ratio of the areas of the top and bottom bed joints
strength of unreinforced masonry walls. For in-plane to the sum of the areas of the bed and collar joints for a
bending, flexural stress gradients across the section typical clay unit. If it is known that the collar joint is not
width are much lower than for out-of-plane bending. present, or is in very poor condition, the 0.75 factor may
Thus, data from tests described in this section should be waived.
not ideally be used for in-plane bending. However, in
lieu of data on in-plane tensile strength, out-of-plane The effect of friction at the particular location of the
strength values may be substituted. masonry element being evaluated is included by
increasing the bed-joint shear capacity by the addition
Default values for flexural tensile strength are set low of the term “P/A” in Equation 7-1. The sum is then
even for masonry in good condition, because of the multiplied by a reduction factor equal to 0.75, and
dependence of the unit-mortar bonding on the tensile divided by 1.5 to convert it to an average stress for use
strength. This bonding can be highly variable, with walls of a rectangular cross section.
depending on the relative absorption of the unit and the
water retentivity of the mortar, the presence and type of The in-place shear test was developed solely for solid
cement used in the mortar, the previous loading history, clay-unit masonry. However, the test method has been
and the condition of the mortar. For masonry in poor used for single-wythe hollow concrete block masonry.
condition, a zero value of tensile strength is prescribed. As for the conventional method with brick masonry, a
single unit is removed adjacent to a test unit as well as
C7.3.2.4 Masonry Shear Strength the opposite mortar head joint. The maximum
horizontal force needed to move the block is divided by
Expected shear strength of URM components can be the total area of the bed joint mortar above and below
inferred from in situ measurements of bed-joint shear

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Chapter 7: Masonry (Systematic Rehabilitation)

the test unit and the total grouted area. The term vto is C7.3.2.5 Masonry Shear Modulus
obtained by subtracting the apparent vertical Laboratory tests of URM shear walls (Epperson and
compressive stress from this ratio as given in Abrams, 1989; Abrams and Shah, 1992) have found
Equation 7-2. If the shear capacity of the masonry that the shear modulus of masonry does approach the
exceeds that of the loading equipment, the test may be value of 0.4 times the elastic modulus in compression,
run on one-half the length of a block. In such case, the as given by the theory of elasticity for isotropic, elastic
mortar bed joints along one-half the length of the block members. This value is limited to elastic, uncracked
are removed. behavior of the masonry. After cracking, the shear
stiffness is known to reduce substantially as sliding
An alternate in-place shear test method is to along bed joints develops or as diagonal tension cracks
simultaneously apply a vertical compressive stress, open. Because these nonlinear effects cannot be related
using hydraulic flat jacks placed in the bed joints above to the elastic modulus in compression, the 0.4Em value
and below the test brick, while shearing the test brick. is only appropriate for uncracked masonry. Shear
In-place shear tests are done at various levels of vertical stiffness of post-cracked masonry can be taken as a
compressive stress so that values of cohesion and fraction of the initial shear stiffness. Test data by
frictional coefficients can be inferred. Atkinson et al. (1989) provide estimates of shear
stiffness based on a frictional mechanism along bed
The available standard In-Place Masonry Shear Tests joints.
(UBC Standard 21-6), is referenced in the 1994
Uniform Code for Building Conservation (ICBO, C7.3.2.6 Strength and Modulus of
1994), Appendix Chapter 1, Sections A106(c)3 and Reinforcing Steel
A107(b).
The expected strength of reinforcing bars can be best
Default values for shear strength of URM are provided, determined from tension tests of samples taken from the
ranging from 27 psi for good condition to 13 psi for building. If available, mill test data for the reinforcing
poor condition. If in-place shear tests are done, the steel used in the building may be substituted.
upper bound of vme by Equation 7-1 is 37 psi for a zero
Default values of yield strength are given to be the same
vertical compressive stress when the 100 psi limit on vte
as for reinforcing bars in reinforced concrete (see
is considered. Thus, a 37% increase in strength is Section 6.3.2.5).
possible if testing is done and the masonry is considered
to be in good condition. Default values for shear C7.3.2.7 Location and Minimum Number of
strength of poor masonry are large relative to values for Tests
masonry in good condition (1:2), because frictional
shear can be developed even when mortar or units are The required number of tests have been established
deteriorated. based on theories of statistical sampling, and past
experience.
Shear strength of reinforced masonry (RM) cannot be
expressed in terms of the bed-joint shear stress because C7.3.3 Condition Assessment
of the influence of the vertical and horizontal The goals of a condition assessment are:
reinforcement on shear strength. There are no in situ
methods for measuring shear strength of existing RM • To examine the physical condition of primary and
walls. Equations given for shear strength in BSSC secondary components and the presence of any
(1995) must be relied on. Ideally, the theory of degradation
mechanics of materials does not change with age, and
the same strength equations should apply for existing or • To verify the presence and configuration of
new construction. However, care should be taken to components and their connections, and continuity of
ensure that the condition of the existing masonry load paths between components, elements, and
components is comparable to that of newly constructed systems
elements. This assessment should include a review of
reinforcing details as well as the general condition of • To review other conditions, such as neighboring
the masonry (see Section 7.3.3). party walls and buildings, presence of nonstructural

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Chapter 7: Masonry (Systematic Rehabilitation)

components, and limitations for rehabilitation, that C7.3.3.1 Visual Examination


may influence building performance
Visual observations are simple and generally
inexpensive, and can detect obvious condition states in
• To formulate a basis for selecting a knowledge
the masonry materials and quality of construction.
factor
Configuration problems can quickly be identified with
direct visual inspection. The continuity of load paths
The physical condition of existing components and
can be determined through viewing of components and
elements, and their connections, should be examined for
connection condition. Visual inspection can determine
deterioration of masonry units, mortars, grouts, and
the need for other test methods to quantify the presence
reinforcement. Deterioration may include
and degree of deterioration.
environmental effects (e.g., fire damage, chemical
attack, freeze/thaw damage) or past/current loading
The process of establishing component properties
effects (e.g., overload, damage from past earthquakes,
should start with obtaining construction documents.
cracking). Masonry construction is also susceptible to
Preliminary review of these documents should be done
expansion and contraction due to thermal and moisture
to identify primary gravity- and lateral-load-carrying
conditions.
elements, systems, components, and connections. In the
absence of a complete set of building drawings, a
A condition assessment should examine configuration
thorough inspection of the building should be done to
problems such as discontinuous reinforcement patterns,
identify all load-bearing systems, and an as-built set of
unequal alignment of components, and inadequate
drawings should be made.
connections between walls and foundation.
If coverings or other obstructions exist, indirect visual
The scope of a condition assessment shall include an
inspection can be done through use of drilled holes and
investigation of primary and secondary structural
a fiberscope.
elements and components. Although masonry veneer is
not part of the structural system, the condition and C7.3.3.2 Nondestructive Tests
attachment of the veneer should be examined.
Substantial damage to masonry veneer has been Four tests are recommended to assess the relative
observed in numerous earthquakes (Klingner, ed., condition of masonry components: ultrasonic pulse
1994). Rehabilitation measures should be undertaken to velocity, mechanical pulse velocity, impact echo, and
mitigate damage to veneer. However, since the veneer radiography. Merits and limitations of each method are
is not part of the structural system, such measures will described in this section. Further information can be
not involve the Systematic Rehabilitation procedures found in Abrams and Matthys (1991).
prescribed in Chapter 7. Accessibility constraints may
necessitate the use of instruments such as a fiberscope A. Ultrasonic Pulse Velocity
or video probe, to reduce the amount of damage to Measurement of the velocity of ultrasonic pulses
covering materials and fabrics. The knowledge and through a wall can detect variations in the density and
insight gained from the condition assessment are modulus of masonry materials as well as the presence of
invaluable to the understanding of load paths and the cracks and discontinuities. Transmission times for
ability of components to resist and transfer these loads. pulses traveling through a wall (direct method) or
between two points on the same side of a wall (indirect
Destructive or nondestructive test methods may be method) are measured and used to infer wave velocity.
necessary to examine the interior portions of a masonry
structural component. Local removal of sheathing or Test equipment with wave frequencies in the range of
coatings on masonry wall surfaces may need to be done 50 kHz has been shown to be appropriate for masonry
to expose connections between the masonry and walls. Use of equipment with higher-frequency waves
adjoining components. The number of such is not recommended because the short wave length and
examinations will vary with the complexity and high attenuation are not consistent with typical
availability of construction drawings. dimensions of masonry units.

Test locations should be sufficiently close to identify


zones with different properties. Contour maps of direct

7-8 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

transmission wave velocities can be constructed to C. Impact Echo


assess the overall homogeneity of a wall elevation. For The impact-echo technique can be useful for
indirect test data, vertical or horizontal distance can be nondestructive determination of the location of void
plotted versus travel time to identify changes in wave areas within grouted reinforced walls (Sansalone and
velocity (slope of the curve). Abrupt changes in slope Carino, 1988). Commercial devices are available or
will identify locations of cracks or flaws. systems can be assembled using available electronic
components. Since this technique cannot distinguish
Ultrasonic methods are not applicable for masonry of between a shrinkage crack at the grout-unit interface
poor quality or low modulus, or with many flaws and and a complete void in the grout, drilling of small holes
cracks. The method is sensitive to surface condition, the in the bed joint or examination using an optical
coupling material used between the transducer or borescope should be performed to verify the exact
receiver and the brick, and the pressure applied to the condition.
transducer.
D. Radiography
The use of ultrasonic pulse velocity methods with
masonry walls has been researched extensively (Calvi, A number of commercial devices exist that can be used
1988; Epperson and Abrams, 1989; Kingsley et al., to identify the location of reinforcing steel in masonry
1987). A standard for the use of ultrasonic methods for walls. They are also useful for locating bed-joint
masonry is currently under development in Europe with reinforcing steel, masonry ties and anchors, and
RILEM Committee 76LUM. conduits and pipes. The better devices can locate a No.
6 bar at depths up to approximately six inches; however,
B. Mechanical Pulse Velocity this means that for a 12-inch-thick concrete masonry
wall, a bar located off-center cannot be found when
The mechanical pulse velocity test consists of access is limited to only one side of the wall. These
impacting a wall with a hammer blow and measuring devices are not able to locate or determine the length of
the travel time of a sonic wave across a specified gage reinforcing bar splices in walls for most cases. They
distance. An impact hammer is equipped with a load work best for identifying the location of single isolated
cell or accelerometer to detect the time of impact. A bars, and become less useful when congestion of
distant accelerometer is fixed to a wall to detect the reinforcing bars increases.
arrival time of the pulse. Wave velocity is determined
by dividing the gage length by the travel time. The form C7.3.3.3 Supplemental Tests
and duration of the generated wave can be varied by
changing the material on the hammer cap. A. Surface Hardness
The surface hardness of exterior-wythe masonry can be
The generated pulse has a lower frequency and higher evaluated using the Schmidt rebound hammer. Research
energy content than an ultrasonic pulse, resulting in has shown that the technique is sensitive to differences
longer travel distances, and less sensitivity to small in masonry strength, but cannot by itself be used to
variations in masonry properties and minor cracking. determine absolute strength. A Type N hammer
The mechanical pulse method should be used in lieu of (5000 lb.) is recommended for normal-strength
the ultrasonic pulse method when overall mean masonry, while a Type L hammer (1600 lb.) is
properties of a large portion of masonry are of interest. recommended for lower-strength masonry. Impacts at
the same test location should be continued until
The use of mechanical pulse velocity measurements for consistent readings are obtained, because surface
masonry condition assessments has been confirmed roughness can affect initial readings.
through research (Epperson and Abrams, 1989;
Kingsley et al., 1987). Although no standard exists for The method is limited to tests of only the surface wythe.
mechanical pulse velocity tests with masonry, a Tuckpointing may influence readings and the method is
standard for concrete materials does exist, which may not sensitive to cracks.
be referenced: Test Method for Pulse Velocity through
Concrete (10-150 kHz range), ASTM C 597. Measurement of surface hardness for masonry walls has
been studied (Noland et al., 1987).

FEMA 274 Seismic Rehabilitation Commentary 7-9


Chapter 7: Masonry (Systematic Rehabilitation)

B. Vertical Compressive Stress D. Large-Scale Load Tests


In situ vertical compressive stress resisted by the Large-scale destructive tests may be done on portions of
masonry can be measured using a thin hydraulic flat a masonry component or element to (1) increase the
jack that is inserted into a removed mortar bed joint. confidence level on overall structural properties, (2)
Pressure in the flat jack is increased until distortions in obtain performance data on archaic building materials
the brickwork are reduced to the pre-cut condition. and construction materials, (3) quantify effects of
Existing vertical compressive stress is inferred from the complex edge and boundary conditions around
jack hydraulic pressure, using correction factors for the openings and two-way spanning, and (4) verify or
shape and stiffness of the flat jack. calibrate analytical models. Large-scale load tests do
not necessarily have to be run to the ultimate limit state.
The method is useful for measurement of gravity load They may have value for simply demonstrating
distribution, flexural stresses in out-of-plane walls, and structural integrity up to some specific Performance
stresses in masonry veneer walls that are compressed by Level.
a surrounding concrete frame. The test is limited to only
the face wythe of masonry. Out-of-plane strength and behavior of masonry walls
can be determined with air-bag tests. Behavior of test
Not less than three tests should be done for each section panels incorporating connections and edge details can
of the building for which it is desired to measure in situ be determined from such a test, in addition to flexural
vertical stress. The number and location of tests should and arching properties of a solid or perforated wall.
be determined based on the building configuration, and
the likelihood of overstress conditions. Strength and deformation capacity under in-plane
lateral forces can be determined by loading an
C. Diagonal Compression Test individual portion of wall that is cut free of the
A square panel of masonry is subjected to a surrounding masonry. Loading actuators are reacted
compressive force applied at two opposite corners along against adjacent and stronger portions of masonry. Such
a diagonal until the panel cracks. Shear strength is testing is particularly useful when the wall is composed
inferred from the measured diagonal compressive force of different materials that cannot be evaluated by testing
based on a theoretical distribution of shear and normal an individual unit of an individual wythe.
stress for a homogeneous and elastic continuum. Using
the same theory, shear modulus is inferred from Visual and nondestructive surveys should be used to
measured diagonal compressive stress and strain. identify locations for test samples.

Extrapolation of the test data to actual masonry walls is Standards for laboratory test methods are published by
difficult because the ratio of shear to normal stress is ASTM. Procedures for removal and transportation of
fixed at a constant ratio of 1.0 for the test specimens. masonry samples are given in Evaluation of Structural
Also, the distribution of shear and normal stresses Properties of Masonry in Existing Buildings, NBS
across a bed joint may not be as uniform for a test Building Science Series 62, U.S. Department of
specimen as for an actual wall. Lastly, any Commerce.
redistribution of stresses after the first cracking will not
be represented with the theoretical stress distributions. Large-scale tests are expensive and limited to a single
Thus, the test data cannot be useful to predict nonlinear or few samples. They may result in considerable local
behavior. damage and may require substantial reconstruction near
the sample location. Test data must be extrapolated to
If the size of the masonry units relative to the panel the remainder of the system based on a low confidence
dimension is large, masonry properties will be not level.
continuous, but discrete. Test panels should be a
minimum of four feet square. The high cost and C7.3.4 Knowledge (κ ) Factor
disruption of extracting a number of panels this size The level of knowledge of a particular masonry
may be impractical. structure may conform to either a minimum level or an
enhanced comprehensive level. As noted in
A standard is available, titled Standard Test Method for Section 2.7.2, knowledge factors, κ, are assigned equal
Masonry Diagonal Compression, ASTM E 519.

7-10 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

to 0.75 and 1.00 for these two levels. The Linear Static and must remain stable under lateral sway, it is
Procedure (LSP) of Chapter 3 may be used with either considered as a secondary element. All other masonry
knowledge level, but the Nonlinear Static Procedure walls are excluded from Section 7.4.
(NSP) is limited to a κ factor equal to 1.0.
C7.4.1 Types of Masonry Walls
The basic distinction between the two levels of
knowledge is whether or not in situ tests of masonry Structural masonry walls are classified into three
materials are done. For the minimum level, a visual fundamental types: existing, new, and enhanced.
examination of the structure is required per Guidelines for determining structural properties of
Section 7.3.3.1; however, in-place testing is not masonry walls reference current standards, which are
necessary. Thus, the LSP may be used with the default different for existing and new walls. In addition, the
values of material strengths as specified in Guidelines provide specific recommendations on
Section 7.3.2. For the comprehensive level of minimum requirements for enhancement of existing
knowledge, some in situ material testing is required in walls so that their structural properties may be
addition to the nondestructive testing for condition considered the same as those of new or existing
assessment noted in Section 7.3.3.2. These tests include elements or components.
determination of masonry compressive strengths using
one of the methods prescribed in Section 7.3.2.1 for Rehabilitated buildings typically consist of lateral-
both unreinforced and reinforced masonry. For force-resisting systems that comprise a combination of
unreinforced masonry only, in-place shear strength tests different materials. An existing unreinforced masonry
must be done in accordance with Section 7.3.2.4. For building might be strengthened by adding braced steel
reinforced masonry only, tensile strengths of reinforcing frames, or conversely, a new reinforced masonry wall
bars must be determined in accordance with might be added to stiffen a flexible steel frame. Existing
Section 7.3.2.6. masonry walls might be enhanced with shotcrete or
surface coatings, reinforced or prestressed cores, grout
Even for the comprehensive level of knowledge, in situ injections, or repointing, or by changing the size of
tests of masonry flexural tensile strength or elastic openings. The engineering properties given in
modulus are not required. This is because tensile Section 7.4 are applicable to building systems with
strength should be quite low and somewhat similar to existing, new, or enhanced masonry walls that combine
the default values as given in Section 7.3.2.3. Similarly, to rehabilitate a building system.
test data for elastic modulus can have a large scatter and
not differ from the approximate value given in Stiffness assumptions, strength criteria, and acceptable
Section 7.3.2.2 (550 times the masonry expected deflections for various limit states as described in
compressive strength). Sections 7.4.2 through 7.4.5 are common for existing,
new, or enhanced masonry walls. Principles of
mechanics are the same despite the age of a masonry
C7.4 Engineering Properties of wall. Physically, there should be no difference in
Masonry Walls stiffness assumptions, strength criteria, or inelastic
behavior for existing, newly constructed, or enhanced
Masonry building systems are composed largely of walls. Thus, guidelines on determining engineering
walls. Masonry walls may be divided between properties for each of the three fundamental wall types
structural walls—such as bearing or shear walls—and are expressed in common in these sections.
nonstructural walls, such as partition walls, cladding,
veneer, infills, and parapets. Engineering properties In Sections 7.4.2 through 7.4.5, walls are grouped in
given in Section 7.4 apply only to structural walls. terms of how they respond to lateral forces.
Unreinforced walls are presented first, followed by
Masonry bearing walls support floor and roof gravity reinforced walls, because the behavior of each type of
loads, and may or may not be shear walls. Conversely, wall is distinctively different. Furthermore, walls
masonry shear walls resist lateral seismic forces, and subjected to in-plane lateral forces are separated from
may or may not be bearing walls. If a wall is part of the walls subjected to out-of-plane forces because their
lateral-force-resisting system, it is considered as a stiffnesses, strengths, and acceptable deformations vary
primary element. If the wall supports only gravity loads widely.

FEMA 274 Seismic Rehabilitation Commentary 7-11


Chapter 7: Masonry (Systematic Rehabilitation)

C7.4.1.1 Existing Masonry Walls with masonry. This is typically done for unreinforced
walls, but may also be applicable to reinforced walls if
Existing masonry walls will have a significant influence
needed.
on the lateral strength and drift of a building system.
Certain masonry walls may have a brittle character, and
Infilling of an existing opening will stiffen and
partial or complete removal may improve the overall
strengthen a perforated shear wall. The restriction of
energy dissipation capabilities of a system, and may
opening length to no more than 40% of the overall wall
thus be a viable rehabilitation option. When considering
length was intended to limit the introduction of new
a particular rehabilitation scheme, existing masonry
masonry, which by this provision may be considered to
walls, or their extraction, should be included in the
exhibit behavior equal to that of the original masonry.
structural analysis along with any new masonry walls
The percentage was chosen so that the majority of
that may be added.
masonry would be original.
A thorough condition assessment of existing masonry
B. Enlarged Openings
walls should be made to increase the level of confidence
in characterizing structural properties. Door and window openings in unreinforced masonry
walls may be enlarged to alter the aspect ratio of an
C7.4.1.2 New Masonry Walls adjacent pier. By removing a portion of masonry above
or below an opening, the height-to-length aspect ratio of
Newly constructed masonry walls can be added to an the adjacent piers will be increased to such an extent
existing building system for the purpose of that rocking behavior may govern their response.
strengthening, stiffening, or increasing inelastic Although this approach will weaken a perforated
deformation and energy dissipation capacity. The masonry wall, it will also increase its inelastic
design of new masonry walls must follow the NEHRP deformation capacity if a ductile rocking mechanism
Recommended Provisions (BSSC, 1995). This standard can be invoked. Furthermore, if the method is used,
is based on strength design for both unreinforced and excessive diagonal tensile stresses can be relieved for a
reinforced masonry walls. When used in combination relatively stocky pier, thus lowering its vulnerability to
with existing walls, no capacity reduction, or φ factors, nonductile “X” cracking.
should be used.
The method is also applicable to infill panels.
In zones of high seismicity, new masonry walls must be Increasing the size of an opening will reduce infill
reinforced with at least the minimum percentages of strength and stiffness and may relieve a surrounding
reinforcement as specified for a reinforced wall in frame from excessive frame-infill interactive forces.
Section 7.8 (BSSC, 1995). In zones of moderate
seismicity, masonry walls must have a minimum of trim C. Shotcrete
bars at corners, top and bottom and around all openings
per the NEHRP Recommended Provisions. Application of reinforced shotcrete to the surface of a
Unreinforced walls can be added to an existing building masonry wall is a common method for enhancing both
in zones of low seismicity since they are recognized by in-plane and out-of-plane strength. The shear area of the
this standard. wall is increased and the height-to-thickness (h/t) ratio
is lowered. Reinforcement embedded in the shotcrete
C7.4.1.3 Enhanced Masonry Walls layer substantially improves both the shear and flexural
capacities. The method may be used with existing
Both reinforced and unreinforced walls may be reinforced masonry walls, but has its greatest potential
rehabilitated by the various means noted in this section with unreinforced walls.
to increase their strength, stiffness, and/or deformation
resistance capacity. Enhancement methods are not listed If shotcrete is used to enhance out-of-plane strength,
in a priority order, nor are they necessarily the sole flexural behavior will be asymmetrical for loading in
methods that can be used. each direction, since the compression zone will
alternate between the shotcrete layer and the masonry.
A. Infilled Openings
A common method of stiffening or strengthening an in-
plane masonry wall is to fill window or door openings

7-12 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

D. Coatings for URM Walls shrinkage movements of clay-unit masonry can be


Surface coatings may be used to enhance the in-plane found in Lenczner (1986).
shear strength of a URM wall. The h/t ratio will be
reduced with the coating, which will enhance the Unlike the reinforced core technique, the prestressed
strength of the wall in compression and under core technique will improve shear strength as well as
transverse loads. Coatings may consist of a cement flexural strength because of the friction that is
plaster coating with an embedded steel mesh, or a developed as a result of the increased vertical
gypsum plaster coating. compressive stress.

Research has been done on the effectiveness of using G. Grout Injections


fiber-reinforced composites (e.g., kevlar, carbon fibers) The shear strength of existing masonry walls can be
for strengthening masonry walls; however, long-term enhanced by injecting grout into the interior voids of the
durability remains questionable. wall. For unreinforced brick masonry walls, grout can
be injected into possible voids in the collar joint in
E. Reinforced Cores for URM Walls addition to the head and bed joints. This will also
Existing URM walls may be reinforced in the vertical increase the shear and tensile strength between wythes
direction by grouting reinforcing bars in cores drilled and increase the transverse strength of a multiwythe
through the wall height. The method, commonly known wall. For hollow-unit masonry, grout can be injected
as the “center core technique,” has been used into the open cells.
predominantly in California for seismic rehabilitation of
URM buildings. With adequate anchorage of new H. Repointing
vertical reinforcing bars in the drilled cores, a wall may Repointing is the process of removing deteriorated
be assumed to act as a reinforced wall in flexure. mortar joints and replacing with new mortar.
Repointing can be used to enhance shear or flexural
The use of epoxy resins to fill cores around reinforcing strength of a URM wall.
bars in older, softer masonry materials has resulted in
accelerated deterioration due to incompatibility of I. Braced Masonry Walls
materials. Steel bracing elements can be provided to reduce the
span of a masonry wall bending in the out-of-plane
F. Prestressed Cores for URM Walls direction.
Existing URM walls may be prestressed in the vertical
direction with strands or rods embedded at their base in J. Stiffening Elements
grout and placed in cores drilled through the wall Additional structural members can be added to enhance
height. the out-of-plane flexural stiffness and strength of a
masonry wall. Such members may be placed in the
Tendons should be ungrouted. Walls enhanced with vertical and/or horizontal direction.
unbonded tendons will respond in a nonlinear but
elastic (returning to undeformed shape) manner. If C7.4.2 URM In-Plane Walls and Piers
tendons are bonded with grout, inelastic straining of the
tendon can dissipate substantial seismic energy. Walls resisting lateral forces parallel to their plane are
However, because of the high strength of most tendon termed “in-plane walls.”
steel (cables or bars), excessive compressive strain may
result in premature crushing of the masonry before the Solid walls deflect as vertical cantilevered flexural
tendon can develop post-yield strains. Thus, hysteretic elements from the foundation. Tall slender in-plane
damping and ductile performance will be inhibited. walls (height larger than length) resist lateral forces
primarily with flexural mechanisms. Squat walls
Losses in prestressing force can be estimated based on (height less than length) resist lateral forces primarily
the expected shortening of a masonry component due to with shear mechanisms.
elastic deformations, creep, and shrinkage effects.
Design procedures for estimating losses are given in Perforated walls can be idealized as a system of piers
Curtin et al. (1988). Research results on creep and and spandrel beams. If beams are sufficiently stiff in

FEMA 274 Seismic Rehabilitation Commentary 7-13


Chapter 7: Masonry (Systematic Rehabilitation)

bending, piers can be assumed to be fully restrained 1


against rotation at their top and bottom. If openings in a k = ---------------------------------------- (C7-2)
3
perforated wall are relatively large, the wall system will h eff h eff
------------------ + ------------- -
deflect as a cantilevered shear element from the 12E m I g A v G m
foundation. Pier distortions in flexure and shear will
result in story drifts with little rotation of the floor level.
where the variables are the same as for Equation C7-1.
The provisions of Section 7.4.2 apply to both
Analytical studies done by Tena-Colunga and Abrams
cantilevered shear walls and individual pier elements
(1992) have shown that linear-elastic models can be
adjacent to window or door openings. The difference in
used to estimate measured dynamic response of an
rotational boundary conditions at the top of either walls
unreinforced masonry building excited during the 1989
or piers is accounted for with an α factor that increases
Loma Prieta earthquake.
the lever arm of the vertical compressive force about the
toe for a pier type component. B. Nonlinear Behavior of URM Walls

C7.4.2.1 Stiffness As the lateral force is increased on a wall or pier


component, flexural or shear cracking—or a
A. Linear Elastic Stiffness combination of both—will occur, resulting in
Force-deflection behavior of unreinforced masonry deflections that are nonlinear with respect to the applied
shear walls is linear-elastic before net flexural tension forces. Nonlinear behavior of URM walls has been
stresses at the wall heel exceed tensile strengths, or shown to be dependent on the length-to-height (L/h)
diagonal tension or bed-joint sliding shear stresses aspect ratio and the amount of vertical compressive
exceed shear strengths. stress.

Laboratory tests of solid shear walls have shown that Behavior of relatively stocky walls (L/h greater than
behavior can be depicted at low force levels using 1.5) is typically governed by diagonal tension or bed-
conventional principles of mechanics for homogeneous joint sliding, depending on the level of vertical
materials. In such cases, the lateral in-plane stiffness of compression, masonry tensile strength, and bed-joint
a solid cantilevered shear wall, κ, can be calculated sliding shear strength. For walls governed by diagonal
using Equation C7-1: tension, cracks can develop in either a stair-step pattern
through mortar head and bed joints, or a straight
1 diagonal path through masonry units. The former action
k = ------------------------------------
- (C7-1) occurs when the mortar is weak relative to the units; the
3
h eff h eff latter occurs when the converse is true. The stair-
--------------- + --------------
3E m I g A v G m stepped pattern is better for inelastic deformation
capacity because vertical compressive stress normal to
the bed joints will result in the development of frictional
where:
forces that will remain active at nearly any amount of
heff = Wall height lateral deflection. Walls governed by a weaker bed-joint
sliding shear strength will deform with either a
A = Shear area concentrated deformation at one or a few bed joints, or
v
a distribution deformation across several bed joints,
Ig = Moment of inertia for the gross section
depending on the ratio of the cohesion and the frictional
representing uncracked behavior
coefficient. The inelastic deformability of this sliding
E = Masonry elastic modulus type of deformation is also enhanced by frictional
m
forces that remain nearly constant despite the amount of
G = Masonry shear modulus
m lateral deflection.

Correspondingly, the lateral in-plane stiffness of a pier In walls with a moderate aspect ratio (L/h between 1.0
between openings with full restraint against rotation at and 1.5), considerable strength increases have been
its top and bottom can be calculated using observed after flexural cracks form at the heel of a wall
Equation C7-2: as the resultant vertical compressive force migrates

7-14 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

towards the compressive toe. As the effective section or masonry beam, the hysteresis loop will not be
decreases with progressive cracking, the wall element pinched. Thus, the area enclosed by the loop can be
softens, gradually generating a nonlinear force- large.
deflection relation. If the shear capacity is not reached,
the ultimate limit state for such walls is toe crushing. C. Lateral Stiffness with Linear Procedures
Flexural tension strength at the wall heel does not limit The linear procedures of Section 3.3 are based on
lateral strength. Results from experiments by Epperson unreduced lateral forces for determination of
and Abrams (1992) and Abrams and Shah (1992) have component actions. If the component is deformation-
revealed these tendencies. An analytical study by Xu controlled, these unreduced forces, QUD , are compared
and Abrams (1992) investigated lateral strength and
with expected component strengths, QCE , multiplied by
deflection of cracked unreinforced masonry walls
behaving in this range. m factors representing different ductilities. Because the
unreduced forces are fictitious, they cannot be used to
For more slender walls (L/h less than 1.0) loaded with a assess the expected amount of cracking in any
relatively light amount of vertical compressive force, component. Thus, reductions in stiffness cannot be
flexural cracks will develop along a bed joint near the estimated because actual force levels are not known.
base of the wall. When the lateral force approaches a Therefore, only initial, uncracked linear stiffnesses can
value of PL/2h, the wall will start to rock about its toe, be used with the equivalent linear procedures. Any
provided that the shear strength will not be reached. A nonlinear action is accounted for by applying the m
singularity condition will exist momentarily as the factor to expected strengths.
compressive stress at the wall toe increases rapidly just
before rocking, which will cause, at worst, some slight Much like that of a reinforced concrete beam past yield,
cracking at the toe. Despite the fact that a bed-joint the tangent stiffness of a rocking wall or pier is quite
crack will develop across almost all of the wall base, the small relative to its uncracked stiffness before rocking.
wall can still transfer shear because of friction at the For modeling the distribution of story shear to
wall toe as a result of the vertical compressive force. individual piers, the linear stiffness is used rather than
After rocking commences, the wall can be displaced to the tangent rocking stiffness, which is analogous to the
very large drifts with no further damage as a result of procedure used for strength design of concrete
the rigid-body rotation about its toe. Again, flexural structures. Again, the initial stiffness is used to estimate
tension strength at the wall heel does not limit lateral the elastic demand forces, which are then related to
strength. Behavior in this range has been observed with expected strengths by introducing the m factor. Thus,
experiments by Calvi et al. (1996) and Costley and individual pier forces are not distributed in accordance
Abrams (1995). with rocking strengths—as is done with FEMA 178
(BSSC, 1992a) or UCBC procedures—but with respect
The same types of action can be depicted for pier to relative elastic stiffnesses.
components; however, the vertical compressive force
will shift towards the compression toe at both the top C7.4.2.2 Strength Acceptance Criteria
and bottom of the pier. This restraining action will As noted in Section C7.4.2.1B, lateral strength of
cause the rocking strength to almost double because of unreinforced in-plane masonry walls or piers is limited
the increase in lever arm distance between the vertical by diagonal tension, bed-joint sliding, toe crushing, or
force couple. The use of the α factor in Equation 7-4, rocking. Net flexural tension stress is not a limit for
which accounts for differences in rocking strengths for strength, because post-cracked behavior is assumed for
cantilevered walls and fixed-fixed piers, is explained in the nonlinear range of response.
Kingsley (1995).
Rocking and bed-joint sliding are classified as
Upon unloading, wall or pier components subjected to deformation-controlled actions because lateral
rocking actions will resume their original position as a deflections of walls and piers can become quite large as
result of the restoring nature of the vertical compressive strengths remain close to constant. Diagonal tension
force. For components subject to bed-joint sliding, the and toe crushing are classified as force-controlled
slope of the unloading portion of the force-deflection actions because they occur when a certain stress is
relation will be steep and will continue after the sense of reached, and can cause sudden and substantial strength
the deflection is reversed. Unlike a reinforced concrete deterioration. Stair-stepped diagonal cracking can also

FEMA 274 Seismic Rehabilitation Commentary 7-15


Chapter 7: Masonry (Systematic Rehabilitation)

be considered as a deformation-controlled action Lateral strength limited by toe compression stress is


because frictional forces along bed joints are conserved determined using Equation 7-6, which was derived
with vertical compressive forces. However, diagonal from Abrams (1992). The equation is only applicable
tension must be classified as a force-controlled action for walls or piers loaded with a lateral force that will not
unless stair-stepped cracking can be distinguished from result in rocking about their toe. It applies generally to
diagonal cracking through units. walls with L/h aspect ratios between 1.0 and 1.5 and
large vertical compressive stresses. For a lower bound
A. Expected Lateral Strength of Walls and Piers strength, a low estimate of vertical compressive force,
Expected bed-joint sliding shear strength is determined PCL, must be used. The limiting compressive stress is
using Equation 7-3. The expected bed-joint shear conservatively taken as 93% of the lower bound
strength from in-place shear tests is multiplied by the masonry compressive strength, f m ′ . Because the lower
full area of the mortar and/or grout. Although no shear bound strength is not determined per Section 7.3.2.1, it
stress can be developed across flexural bed-joint cracks, may be estimated as a fraction of the expected
the increased compressive stress resisted by the compressive strength, fme.
opposite wall or pier edge should compensate for this
reduction. For the case of a rocking pier, nearly all of
C. Lower Bound Vertical Compressive Strength of
the bed joint may be open at the base and top to accept Walls and Piers
the component’s rotation, yet shear is still transferred at
the toe because of friction. The lower bound vertical compressive strength given by
Equation 7-7 includes a reduction factor equal to 0.85 to
Expected rocking strength of walls or piers is relate prism strength to wall strength, and another factor
determined using Equation 7-4, which was derived by equal to 0.80 for accidental eccentricities.
taking moments about the toe of the component. The
0.9 factor accounts for a slight reduction in the lever- C7.4.2.3 Deformation Acceptance Criteria
arm distance to represent the centroid of the vertical Unreinforced masonry walls or piers loaded parallel to
compressive stress. If the component is a cantilevered their plane may experience distress conditions of:
shear wall, the vertical axial compressive force is
assumed to act at the center of the wall at the top, which • Minor diagonal-tension or bed-joint cracking
is the reason for an α term equal to 0.5. If the
component is a pier, the vertical force is assumed to act • Major shear cracking or spalling of units
near its edge as the pier rotates and the superstructure
remains horizontal. The vertical compressive force, • Loss of strength
PCE, should be the best estimate of the gravity force
during the earthquake. • Dislodgment and falling of units

Lateral strength of newly constructed masonry walls or • Out-of-plane movement as a result of excessive
piers shall follow the NEHRP Recommended Provisions rocking
(BSSC, 1995).
The deformation acceptability criteria given in
B. Lower Bound Lateral Strength of Walls and Piers Section 7.4.2.3 are intended to limit damage
Lateral strength of walls or piers based on diagonal accordingly for the goals of each Performance Level.
tension strength is determined using Equation 7-5,
which is taken from Turnsek and Sheppard (1980). This A. Linear Procedures
equation is only applicable for the range of L/h between For the Linear Static Procedure, m factors are given for
0.67 and 1.00. Because tests do not exist for masonry primary and secondary components for each
diagonal tension strength, the bed-joint shear strength, performance level in Table 7-1.
as measured with the in-place shear test, may be
substituted where it is assumed that the lower bound As discussed in Section C7.4.2.1B., nonlinear force-
diagonal tension strength is equal to the expected value deflection behavior of unreinforced masonry shear
of the bed-joint strength. walls has been studied experimentally by a number of
researchers. Based on many of these wall tests, and

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Chapter 7: Masonry (Systematic Rehabilitation)

subjective but conservative interpretations of the test 1% for walls that are governed by these deformation-
data, the m factors given in Table 7-1 have been controlled actions. Drift levels have been reduced
derived. Because the experimental research is by no substantially to 0.10% for walls with zero vertical
means sufficiently complete to justify directly every compressive stress because rocking or bed-joint sliding
combination of wall aspect ratio and vertical mechanisms cannot be mobilized, and, as a result,
compressive stress, the m factors have been calibrated behavior will be governed by force-controlled actions
in terms of an approximate value for a square wall panel such as diagonal tension.
with a nominal amount of vertical compressive stress.
Therefore, for the Life Safety Performance Level, an m C7.4.3 URM Out-of-Plane Walls
value equal to 3.5 was established as a control point for
development of the table. This value is credible Walls resisting lateral forces normal to their plane are
considering that the test data revealed ductilities in termed “out-of-plane walls.”
excess of five for wall panels with similar
C7.4.3.1 Stiffness
characteristics.
Out-of-plane URM walls not subjected to significant
Variable m factors are given for each Performance vertical compressive stress, and with no restraint at
Level, corresponding to approximate inelastic boundaries for formation of arching mechanisms, do
deflections associated with specific damage states. For not have a nonlinear range. They are brittle elements
Immediate Occupancy, some cracking can be tolerated that will crack under light lateral forces. Depending on
for typical occupancy conditions; m factors range from the particular Performance Level, cracking of a wall
1.0 for bed-joint sliding to 1.5 times the height-to- panel may be acceptable if it can be shown that the wall
length aspect ratio for a rocking mechanism. Larger segments rotating about their ends will be stable under
nonlinear displacements can be tolerated for rocking dynamic loading.
piers because bed-joint cracks in rocking components
will close after an earthquake, whereas head-joint The stiffness of walls bending about their weak axis is
cracks resulting from bed-joint sliding will not close three or more orders of magnitude less than the stiffness
fully after the sliding stops. The height-to-length aspect of walls bending about their strong axis. Thus, in an
ratio is included in the m factor for rocking piers to analysis of a building system with walls in each
relate rigid-body rotation of a component to the lateral direction, the stiffness of the transverse walls will be
deflection at the top of the component. The Life Safety much less than that of the in-plane walls and can
Performance Level is related to lateral deflections therefore be neglected.
associated with the dislodgment of masonry units and/
or severe cracking; m factors are conservatively set at a C7.4.3.2 Strength Acceptance Criteria
value of 3.0 for bed-joint sliding or rocking of square
Out-of-plane walls do not need to be analyzed using the
wall or pier components. The Collapse Prevention
Linear Static Procedure because they act as isolated
Performance Level is related to a loss of lateral strength
elements spanning across individual stories. Rather than
for primary components, and unstable gravity-load
design on the basis of an equivalent base shear applied
behavior of secondary components; therefore, m factors
to the global structural system (per Equation 3-6 with
are approximately one-third larger than for Life Safety.
the Linear Static Procedure), out-of-plane walls should
B. Nonlinear Procedures
resist inertial forces that are prescribed in Section 2.11.7
without cracking for the Immediate Occupancy
Nonlinear deformation capacities for primary and Performance Level. For similar reasons, the nonlinear
secondary components are represented in Figure 7-1 procedures are also not applicable for out-of-plane
with dimensions d and e respectively. These values are walls.
consistent with the m values defined for each
Performance Level in Table 7-1, and have been The expected demand forces depend on response of the
extracted from experimental studies on unreinforced floor or roof diaphragms and the in-plane walls. In
masonry walls as discussed in the previous section. The addition to the transverse inertial forces resulting from
wall drift before strength is lost (the d dimension in the panel weight, a wall panel must also resist
Figure 7-1) is equal to 0.4% for bed-joint sliding or deformations resulting from differential lateral drift
rocking of square wall or pier components, which is across a story, as well as diaphragm deflections. These
comparable to laboratory test values of approximately imposed deflections on the out-of-plane wall panels can

FEMA 274 Seismic Rehabilitation Commentary 7-17


Chapter 7: Masonry (Systematic Rehabilitation)

be accommodated with cracking of the bed-joints if flexural cracking will commence when a uniform
such cracking is determined to be acceptable for the transverse load, qcr , is applied equal to:
Performance Level. Even under small amounts of
vertical compressive stress, cracked panels will remain 2Pt
stable as they deflect with the attached floor or roof q cr = --------- (C7-3)
2
diaphragms. h

The out-of-plane response of URM walls may be where P is the vertical compressive load, and h and t
governed by the development of arching mechanisms in are the panel height and thickness. Because of
the vertical direction between the floor slabs above and arching action, the panel can sustain transverse loads
below, or in the horizontal direction between columns, with a reasonable upper bound of:
pilasters, or walls running in the normal direction. The
type of response mechanism for the out-of-plane wall
components is sensitive to the conditions at the panel q cr = 6Pt
--------- (C7-4)
2
boundaries and the eccentricities of any applied vertical h
loads. A rigorous analysis requires knowledge of:
At the maximum load level, the wall stiffness can be
• Accelerations of diaphragms above and below the considered to be negligible; the structural integrity
wall panel of the panel is dependent on dynamic stability.

• Edge restraint provided by slabs, beams, or C7.4.3.3 Deformation Acceptance Criteria


spandrels above and below the wall panel, and by Acceptance criteria for the Life Safety and Collapse
columns, pilasters, or walls at each side of the wall Prevention Performance Levels are based on stable
panel response after cracking of a wall panel has occurred. In
addition to the transverse inertial forces resulting from
• Masonry compressive strength the panel weight, a wall panel must also resist
deformations resulting from differential lateral drift
• Mortar joint tensile strength across a story, as well as diaphragm deflections. These
imposed deflections on the out-of-plane wall panels can
• Eccentricity of vertical compressive loads and be accommodated with cracking of the bed-joints. Even
amounts of vertical load under small amounts of vertical compressive stress,
cracked panels will remain stable as they deflect with
In spite of these complexities, the out-of-plane strength the attached floor or roof diaphragms. Out-of-plane
of URM walls may be bounded as follows. response of cracked wall panels can be modeled
analytically with a dynamic analysis that implicitly
• The lower limit of strength is defined for a wall considers the motion input at the base of the wall and at
panel with no axial load other than its self weight, no the top of the wall. Both the ground motion and the
edge confinement from stiff elements above, below, motion of the diaphragm attached to the wall must be
or to the sides, no continuity with adjacent wall determined for this analysis. Research (ABK, 1981) has
panels, and low tensile strength. If such conditions shown that wall segments should remain stable if their
are present, the out-of-plane static strength and h/t ratio is less than particular values. The values given
stiffness may be considered negligible. However, the in Table 7-3, taken from Table C7.4.7.1 of BSSC
panel may be stable under dynamic action for the (1992), are quite conservative relative to the values
Life Safety and Collapse Prevention Performance found in the ABK research. If the h/t ratio of an existing
Levels, as the weight of the panel tends to restore wall exceeds the values given in Table 7-3, and a
lateral response back to its original position. dynamic stability analysis is not done, then the wall can
be either braced (see Section 7.4.1.3I) or thickened with
• The upper limit is defined for a wall panel that is shotcrete (see Section 7.4.1.3C) or a surface coating
ideally fixed in one or two directions by walls, (see Section 7.4.1.3D). Conversely, the wall may be
columns, or pilasters that do not deflect, and vertical reinforced (see Section 7.4.1.3E) and analyzed as a
compressive forces are applied concentrically about reinforced wall, or the wall may be prestressed (see
the wall panel. Neglecting masonry tensile strength,

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Chapter 7: Masonry (Systematic Rehabilitation)

Section 7.4.1.3F) to increase its cracking moment B. Nonlinear Behavior of Reinforced Masonry Walls
capacity. and Piers
Reinforced walls are known to soften when cracks
C7.4.4 Reinforced Masonry In-Plane Walls initiate. Vertical reinforcement becomes effective after
and Piers flexural cracks develop along mortar bed joints. With
This section applies to reinforced wall and pier further increase in lateral force, the vertical
components that resist lateral force parallel to their reinforcement may yield, provided that adequate shear
plane. Information on modeling lateral stiffness and strength is provided. The yielding steel will dissipate
expected strength of these components is given for substantial seismic energy. In such case, inelastic
flexural, shear, and axial compressive actions. deflection capacity will be limited by the ultimate
compressive strain in the masonry at the wall toe as the
As for unreinforced masonry wall and pier components steel strains reach well beyond their proportional limit.
(Section 7.4.2), criteria for solid cantilevered shear
walls are expressed in the same context as for individual Upon unloading, wall stresses will be relieved, but
piers between openings in a perforated shear wall. deflections will not reduce substantially because cracks
will remain open. When force is reversed in direction,
C7.4.4.1 Stiffness the closing of previously opened cracks will be
restrained by the reinforcement acting in compression.
A. Linear Elastic Stiffness In this stage, the resistance of the section is primarily
Before initial cracking, behavior of reinforced wall or from the reinforcement, and the stiffness will reduce
pier components is essentially the same as for suddenly when the load is reversed. When cracks close
unreinforced components, because the reinforcing steel fully, the element stiffens, and resumes its character
is strained at very low levels and the effective area of from the loading portion of the previous half cycle. The
masonry in tension is usually quite large relative to that closing of cracks in the load reversal region causes a
of the reinforcing bars. In this range, lateral stiffness of “pinching” of the hysteretic loop, which reduces the
wall or pier components may be determined assuming a amount of energy dissipation, and increases the element
linear elastic analysis of components comprising flexibility. After the first large-amplitude cycle,
homogeneous materials. Equations C7-1 and C7-2 may conventional principles of mechanics used for elements
be used to determine lateral stiffness of walls and piers, subjected to monotonically increasing loadings cannot
respectively, based on gross uncracked sections and be used, because deformations in the masonry and the
expected elastic moduli of masonry. steel, and at their interface, cannot be estimated reliably.
Approximate methods must be used to estimate
For a wall or pier component with sufficient shear stiffness and deflection capacity.
strength, flexural cracking will commence at lateral
force levels that are a fraction of the ultimate strength. Nonlinear behavior of RM wall components has been
The fraction will depend on the relative amounts of studied, with large-scale experiments done on: (1)
vertical reinforcement and masonry, the reinforcement single story walls (Shing et al., 1991), (2) two-story
yield stress, the masonry compressive strength, the walls (Merryman et al., 1990; Leiva and Klingner,
length-to-height aspect ratio of the component, and the 1991), and (3) a five-story building (Seible et al., 1994).
amount of vertical compressive force. As a result of Dynamic testing of reduced-scale, reinforced concrete
flexural cracking, the lateral stiffness will reduce, since masonry shear wall buildings by Paulson and Abrams
the masonry is no longer effective in tension. This (1990) revealed substantial ductility and inelastic
reduction in stiffness will, however, result in an energy dissipation.
essentially linear-elastic behavior, provided that the
masonry compressive stress remains at approximately C. Lateral Stiffness with Linear Procedures
one half or less of the ultimate strength and the The stiffness of RM wall and pier components that are
reinforcement does not yield. Thus, lateral stiffness may cracked can be an order of magnitude less than those
be represented with a reduced value representing the components that are uncracked. Because the length of
effective cracked section. masonry walls in typical buildings can vary, some walls
are likely to crack while others remain uncracked.
Therefore, lateral stiffnesses should be based on the
consideration of whether individual components will

FEMA 274 Seismic Rehabilitation Commentary 7-19


Chapter 7: Masonry (Systematic Rehabilitation)

crack or not when subjected to expected amounts of where:


vertical and lateral force. This distinction is important
when: (1) distributing story shear force to individual fa = Expected amount of vertical compressive
walls, or shear force to adjacent piers in a perforated stress based on load combinations given in
shear wall, (2) estimating nonlinear force-deflection Equations 3-1 and 3-2
relations for wall or pier components with the Nonlinear fme = Expected masonry compressive strength as
Static or Dynamic Procedures, or (3) determining determined per Section 7.3.2.1
spectral accelerations based on periods of vibration for fye = Expected reinforcement yield stress as
the Linear Dynamic Procedure. determined per Section 7.3.2.6
The following criteria may be used to determine the heff = Height to resultant of lateral force
uncracked or cracked condition states as stated in L = Wall or pier length
Section 7.4.4.1.
Using Equation C7-8, the effective moment of inertia
if Q UF < M cr then I = I g (C7-5) can be determined without considering the amount of
lateral force or extent of cracking. This simplification
if Q UF ≥ M cr then I = I e (C7-6) avoids any iterations related to the interaction of
demand forces and stiffnesses—a cumbersome process,
particularly for deformation-controlled elements where
where: the elastic demand forces, QE, are fictitious, as
discussed in Section C7.4.2.1C. The derivation for
M cr = f te S g (C7-7) Equation C7-8 can be found in Priestley and Hart
(1989).
and:
C7.4.4.2 Strength Acceptance Criteria for
fte = Expected masonry tensile strength per Reinforced Masonry
Section 7.3.2.3
The requirements of Sections 7.4.4.2A, 7.4.4.2B, and
Ie = Effective moment of inertia based on 7.4.4.2C are based on the latest revisions to the NEHRP
cracking Recommended Seismic Provisions for New Buildings
Ig = Moment of inertia based on the uncracked (BSSC, 1995) for design of newly constructed
net mortared/grouted section reinforced masonry shear walls. The same assumptions,
QUF = Estimate of the maximum lateral force that procedures, and requirements are intended for existing
can be delivered to the component as defined wall or pier components.
with Equation 3-15
The lateral strength of RM wall or pier components is
Sg = Section modulus for the uncracked net governed by either flexural or shear action. The
mortared/grouted section
ultimate limit state for flexural action is masonry
compressive strain at the wall toe, or tensile fracture of
The stiffness of a cracked reinforced component can be vertical reinforcement. Shear strength is limited by
determined based on a moment-curvature analysis of a yielding of horizontal shear reinforcement, which
particular wall or pier cross section, recognizing the causes diagonal tension cracks to widen and, in so
amount and placement of vertical reinforcement, the doing, reduces aggregate interlock mechanisms. A
relative elastic moduli for the masonry and flexural mechanism should be considered as a
reinforcement, and the expected amounts of axial force deformation-controlled action because it involves
and bending moment. Alternatively, the secant stiffness yielding of reinforcement and some significant levels of
of a cracked reinforced component can be determined inelastic deformation capacity. Assumptions and
using Equation C7-8. procedures for determining expected lateral strength of
RM shear walls are given in Section 7.4.4.2A for
flexure.
I
---e- = 15, 000-
-----------------
fa
-------
1
-----------------------------------------
- (C7-8)
+
Ig f ye f me 2
1 + 0.75 ( L/h eff )

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Chapter 7: Masonry (Systematic Rehabilitation)

A shear mechanism should be considered as a force- straining of horizontal reinforcement along the
controlled action because it involves diagonal tension of component height.
masonry. Assumptions and procedures for determining
the lower bound lateral strength of RM shear walls are C. Strength Considerations for Flanged Walls
given in Section 7.4.4.2B. Flanges on masonry shear walls will increase the lateral
strength and stiffness appreciably; however, they can
The resistance of RM walls to vertical compressive only be considered effective when the conditions of this
stress should be considered as a force-controlled action, section are met.
and should be characterized by the lower bound
strength given in Section 7.4.4.2D. The width of flange that may be considered effective in
compression or tension is based on research done on
A. Expected Flexural Strength of Walls and Piers reinforced masonry flanged walls (He and Priestley,
Expected flexural strength of wall or pier components 1992).
shall be based on assumptions given in this section,
which are similar to those used for strength design of D. Lower Bound Vertical Compressive Strength of
reinforced concrete. Walls and Piers
Equation 7-13 for lower bound axial compressive
B. Lower Bound Shear Strength of Walls and Piers strength is similar to that for reinforced concrete
Lower bound shear strength of RM wall or pier columns. Lower bound strengths of masonry and
components is limited to values given by Equations 7-9 reinforcement shall be used, rather than expected
and 7-10 for different moment-to-shear ratios. The strengths. The 0.8 factor represents a minimum
expected value of masonry compressive strength shall eccentricity of the vertical compressive load.
be used to determine these limiting shear forces, which
are also considered to be expected values. C7.4.4.3 Deformation Acceptance Criteria
A. Linear Procedures
Shear resistance is assumed attributable to the strength
of both the masonry and reinforcement. For the Linear Static Procedure, m factors are given for
primary and secondary components for each
The previous criteria in the NEHRP Recommended Performance Level in Table 7-4. Factors are given to
Provisions (BSSC, 1995) for shear in a plastic hinge represent variable amounts of inelastic deformation
zone have been waived, since Equation 7-11 for capacity for (1) various ratios of vertical compressive
masonry shear strength is based on tests of shear walls stress to expected masonry compressive strength,
(Shing et al., 1991) where the shear was transferred (2) wall or pier aspect ratios, and (3) index values
across a plastic hinge zone. Expected masonry representing amounts of reinforcement, expected yield
compressive strength, fme, and expected axial stress of reinforcement, and expected masonry
compressive strength.
compressive force, PCE, are to be used to determine the
expected masonry shear strength. The m factors were determined from an analysis of
lateral deflections for reinforced wall or pier elements
The lower bound shear strength attributable to the based on the three parameters included in the table.
horizontal reinforcement is given by Equation 7-12. Curvature ductilities, µφ, were determined by dividing
The previous form of this equation in the NEHRP
the ultimate curvature, φu , by the curvature at first
Provisions (BSSC, 1995) has been revised for clarity to
the more familiar format used for concrete members. yield, φy, per Equation C7-9.
The limit that dv not exceed the wall height is intended
for squat walls (where dv is larger than h), so that the φuMy
µ φ = ------------
- (C7-9)
assumed number of horizontal bars crossing a 45- φyMu
degree diagonal crack will not exceed the actual number
of bars. The 0.5 factor on reinforcement shear strength
Displacement ductilities, µ∆, were then determined
is taken from research on reinforced masonry shear
walls (Shing et al., 1991) and accounts for nonuniform from curvature ductilities, considering plastic rotations

FEMA 274 Seismic Rehabilitation Commentary 7-21


Chapter 7: Masonry (Systematic Rehabilitation)

The Life Safety Performance Level corresponds to


severe cracking of the masonry, or a potential for
at the base of component being limited to a plastic- masonry units to dislodge. If spacings of vertical and
hinge zone length, lp, equal to: horizontal reinforcement are equal to or less than
16 inches, these effects will be minimized, and the
l p = 0.2L + 0.04h eff (C7-10) acceptable drifts contained in Table 7-5 may be
increased by 25%.
which then gave: Severe loss of lateral strength of a wall or pier element
can precipitate collapse of a lateral-load or gravity-load
lp lp structural system. In laboratory experiments, severe loss
µ ∆ = 1 + 3 ( µ φ – 1 )  ----  1 – 0.5 ---- (C7-11) of strength for in-plane reinforced masonry walls has
L L
been observed to occur at lateral drifts exceeding 1.0%
Analytical procedures were based on those presented in for moderate amounts of reinforcement and vertical
Paulay and Priestley (1992). compressive stress.

For the Collapse Prevention Performance Level, m C7.4.5 RM Out-of-Plane Walls


factors were assigned equal to these displacement Walls resisting lateral forces normal to their plane are
ductilities. termed “out-of-plane walls.” The stiffness of walls
bending about their weak axis is three or more orders of
Variable m factors are given for each Performance magnitude less than the stiffness of walls bending about
Level, corresponding to approximate inelastic their strong axis. If a building system contains walls in
deflections associated with specific damage states. For both directions, the stiffness of the transverse walls will
Immediate Occupancy, some cracking can be tolerated be insignificant. Analysis of out-of-plane walls with the
for typical occupancy conditions; m factors range from LSP is not warranted, because out-of-plane walls will
1.0 to 4.0, depending on the amount of vertical not attract appreciable lateral forces. Rather than design
compressive stress, the aspect ratio, and the amount of on the basis of a pseudo lateral load applied to the
reinforcement. The Life Safety Performance Level is global structural system (as in Equation 3-6 with the
related to lateral deflections associated with the LSP), out-of-plane walls should resist inertial forces
dislodgment of masonry units and/or severe cracking; m that are prescribed in Section 2.11.7. For similar
factors are approximately twice those for Immediate reasons, the NSP is also not applicable for out-of-plane
Occupancy. The Collapse Prevention Performance walls. However, the Nonlinear Dynamic Procedure may
Level is related to a loss of lateral strength for primary be useful for out-of-plane walls not complying with
components, and unstable gravity-load behavior of strength criteria based on an equivalent static uniform
secondary components; m factors are approximately loading.
one-third larger than for Life Safety.
C7.4.5.1 Stiffness
B. Nonlinear Procedures
The static behavior and dynamic response of RM walls
Nonlinear deformation capacities for primary and bending out-of-plane have revealed very large
secondary components are represented in Figure 7-1 flexibilities and inelastic deformation capacities.
with dimensions d and e, respectively. These values are Testing of wall panels is reported by Agbabian et al.
consistent with the m values defined for each (1989), Hamid et al. (1989), and Blondet and Mayes
Performance Level in Table 7-4. (1991). The effect of flexural cracking on stiffness is
quite significant, particularly for small percentages of
Some cracking can be tolerated for Immediate vertical reinforcement. The stiffness of a cracked
Occupancy. Because of the presence of reinforcement, section can be as low as one-tenth that of the uncracked
propagation of cracks will be limited, and thus section.
acceptable wall or pier drifts are larger than those for
URM walls.

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Chapter 7: Masonry (Systematic Rehabilitation)

C7.4.5.2 Strength Acceptance Criteria are local elements spanning across individual stories or
bays, the limit states in the following paragraphs are
The strength of reinforced out-of-plane walls is nearly
expressed in terms of lateral deflection across their
always limited by flexural strength, because the span-
story height or length between columns or pilasters.
to-depth ratio is large.
Flexural cracking of an RM wall subjected to out-of-
Reinforced masonry walls usually have a single layer of
plane bending should occur at the same drift level as for
vertical reinforcement that is centered about a single
an unreinforced wall. However, this will not, in general,
wythe for hollow-unit masonry, or between two wythes
be associated with any Performance Level because
of solid masonry. Nominal ultimate flexural capacity
cracking of reinforced components is acceptable. As the
can be calculated assuming a rectangular stress block
reinforcement yields at a story drift ratio of
for the masonry in compression, which results in
approximately 2.0%, cracks will widen substantially
Equation C7-12 for a section with a single layer of
and may limit the immediate use of a building.
tensile reinforcement.
Life Safety is related to a wall panel reaching its peak
 f ye  strength. This limit state has been estimated to occur at
Q CE = M CE = A s f ye d  1 – 0.59ρ ------- (C7-12) a story drift ratio of 3%, based on experimental
 f me
research.

Tests of RM walls have demonstrated the large inelastic The loss of an entire out-of-plane wall may not
deformation capacity of wall panels subjected to out-of- influence the integrity of the global structural system in
plane loadings. Deformation capacity is dependent on the direction under consideration. Therefore, the
the amount of vertical reinforcement, the level of Collapse Prevention Performance Level should not be
vertical compressive stress, and the height-to-thickness applicable for out-of-plane walls. However, the loss of
aspect ratio. an out-of-plane wall will affect performance of the
system in the orthogonal direction when it acts as an in-
C7.4.5.3 Deformation Acceptance Criteria plane wall. Furthermore, loss of a wall panel can
Out-of-plane RM walls can resist transverse inertial seriously diminish the integrity of the gravity load
loadings past the yield limit state with substantial system if the wall is a bearing wall. Reinforced masonry
inelastic deformation capacity. If sufficient flexural walls bending out-of-plane are very ductile. Collapse
strength is available to resist the uniform face loading should not occur unless lateral story drift ratios are very
prescribed in Section 2.11.7, and walls are tied to large at 5% of the span or larger.
diaphragms at their top and bottom, then they should
perform adequately for any level from Immediate C7.5 Engineering Properties of
Occupancy to Collapse Prevention. Thus, no
performance limits are given on out-of-plane deflection Masonry Infills
of wall panels since post-yield behavior will not need to Masonry infill panels are found in most existing steel or
be relied on. concrete frame building systems. Although they are a
result of architectural function, infill panels do resist
If the NDP is used, out-of-plane response of the lateral forces with substantial structural action, and
transverse walls may be determined for wall panels should, therefore, be assumed to be part of the primary
performing in the nonlinear range of response. Whereas lateral-force-resisting system.
the out-of-plane walls do not necessarily have to be
modeled as part of the global system if strength Since infill panels are usually placed after floors are
requirements are met per Section C7.4.3.2, there is no constructed, they do not resist gravity dead loads at the
restriction excluding them from a model. On the time of construction. However, if an infill is in tight
contrary, inclusion of the out-of-plane walls in a NDP contact with the beam above, the panel may help
model may be necessary to demonstrate performance support live loads as well as dead loads from upper
for overly slender or weak walls. In such cases, stories if they are placed after installation of lower-level
Performance Levels need to be defined in accordance infills. In addition, if the masonry infill materials tend to
with the estimated out-of-plane deflection of the expand with time (as is the case with some clay-unit
transverse walls. Because out-of-plane masonry walls

FEMA 274 Seismic Rehabilitation Commentary 7-23


Chapter 7: Masonry (Systematic Rehabilitation)

masonry), and/or the frame columns tend to shrink or since the in-plane and out-of-plane mechanisms are not
creep (the case with concrete columns), an infill panel influenced negatively by reinforcement.
can attract vertical compressive stress as a portion of the
gravity loads are redistributed to it from the frame. C7.5.1.1 Existing Masonry Infills
Existing masonry infills will have a significant
In Section 7.5, infill panels are not considered as
influence on the lateral strength and drift of a building
secondary elements even if they may support gravity
system. Certain masonry infills may have a brittle
loads, because loss of an infill panel should not
character; their removal may improve the overall
jeopardize the vertical-load-carrying system. Typically,
energy dissipation capabilities of a system, and thus be
frames are designed to resist 100% of gravity forces,
an acceptable rehabilitation option. When considering a
and should not suffer a loss in structural integrity if the
particular rehabilitation scheme, existing masonry
infill panels are eliminated.
infills, or their extraction, should be included in the
structural analysis along with any new masonry infill
If an infill panel is destroyed during seismic shaking,
panels that may be added.
and falls out from the surrounding frame, collapse of
the structural system can still be prevented, assuming
A thorough condition assessment should be made of
that the frame resists the full lateral load. If a lateral-
existing masonry infills to increase the level of
force analysis of the bare frame system demonstrates
confidence in characterizing structural properties.
prevention of collapse, then the infill panels should not
be subject to limits set forth by the Collapse Prevention
Infilled frame buildings are mostly mid- to high-rise
Performance Level.
buildings with steel or concrete gravity-load-resisting
systems and masonry infill perimeter walls. Steel frame
C7.5.1 Types of Masonry Infills elements are often encased in concrete, brick, or tile for
The engineering properties given in Section 7.5 are fire protection purposes. For fire protection, masonry
applicable to building systems with existing, enhanced, infills may also be found within the interior of
or new masonry infills that combine to rehabilitate a buildings. Interior infills may extend up to the bottom
building system. In addition, the Guidelines provide of beams or slabs, or they may stop at the ceiling level.
specific recommendations on minimum requirements Floor framing systems in infilled buildings may consist
for enhancement of existing infill panels, in order that of almost any material. Because infilled frames tend to
their structural properties may be considered the same be significantly stiffer than noninfilled frames, they are
as new or existing elements. likely to be the main lateral-force-resisting elements of
the building.
Stiffness assumptions, strength criteria, and acceptable
deflections for various limit states as described in Typical masonry units used for infill panels are clay
Sections 7.5.2 through 7.5.3 are common for existing or bricks, concrete blocks, or hollow clay tile. For
enhanced masonry infills, or new masonry infills added buildings constructed earlier in this century, masonry
to an existing building system. Principles of mechanics units were typically red clay bricks laid in lime mortar.
are the same regardless of the age of a masonry In more recent times, other types of units may have
element. Physically, there should be no difference in been used, and mortars may have included portland or
stiffness assumptions, strength criteria, or inelastic masonry cement.
behavior for existing, enhanced, or newly constructed
infills. Thus, guidelines on determining engineering Clay-unit infills are common in two or three wythes,
properties for each of the three fundamental infill types and are bonded with headers every five to seven
are expressed in common in these sections. courses. In many cases, the exterior wythe consists of a
facing of bricks, decorative terra cotta units, or cast
In Sections 7.5.2 through 7.5.3, infill panels subjected stone (or some combination of these) placed outside the
to in-plane lateral forces are separated from walls plane of the frame for architectural and weathering
subjected to out-of-plane forces, because their purposes. In these cases, the brick wythe is attached to
stiffnesses, strengths, and acceptable deformations are the infill backing with intermittent header bricks or
quite different. Unreinforced masonry infills are corrugated metal ties placed in the mortar joints. Terra
considered since they are the most common. However, cotta and stone veneers are typically anchored to the
RM infills can be considered with the same criteria,

7-24 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

infill backing with round metal tie rods bent in the form frame provides a significant energy dissipation
of staples or hooks. mechanism.

Location of the infill varies relative to the frame and the Reinforced concrete infilled frames have not fared as
connections between infills and frames. Commonly, the well as steel infilled frames in severe earthquakes,
interior wythes are supported on top of the beams and primarily due to the inability of nonductile concrete
the veneer masonry wythe is supported on a steel ledger members to accommodate the demands imposed on
plate or angle cantilevering out from the beams. In other them through the interaction with the infill.
cases, the outer wythe is supported by the keying action
of header bricks interlocked with the interior wythes. Structural frame and masonry infill respond to lateral
The masonry units may be tightly fitted with the shaking as a system, both frame and infill participating
surrounding frame units, or gaps may exist between the in the response through a complex interaction. The
frame and the infill. overall system response and the interaction between
frame and infill are influenced by the material and
Masonry infills may entirely fill one or more bays and geometric characteristics of each of these elements and
stories in a frame, although this condition is likely only the variation of the element characteristics during
in walls away from the street. More commonly, earthquake response.
masonry infills are partial-height infills, or full-height
infills with window openings. The arrangement of infill panels along the height of the
building and in plan may have significant influence on
Infilled reinforced concrete or steel frames were the overall earthquake response of the building. This
typically designed to carry all gravity loads and the occurs, for example, when framing is kept open at the
infills were not intended to be load bearing. Frames street side of a building but is infilled along other
were usually not designed for any significant lateral exterior frames. In this situation, there is the possibility
loads. In reinforced concrete frames, beam that the resulting asymmetry will produce increased
reinforcement is likely to not be continuous through the damage due to torsional response of the building.
joints, and the column bar splices may not be adequate Another case is the lack of infills at a lower story level,
for tension forces. Frame elements may have some which can result in an undesirable soft-story
widely spaced ties that are not likely to provide configuration. Similar eccentric or soft-story conditions
adequate shear capacity or ductility. may be created during the earthquake if infills in a
lower story and/or along a side of the building fail,
Steel frames are commonly constructed with rolled while infill panels in other locations remain relatively
shapes for the lighter framing and riveted built-up undamaged. These overall system concerns can be
sections for the heavier framing. Beam connections are identified and considered in design if the response
usually semi-rigid, with beam seats and clip angles behavior of the frame-infill system can be understood
connecting the beam flanges to the column. In some and analyzed at the local, single infill panel level.
cases, connections with gusset plates may have been
used in exterior frames to resist wind loads. The failure modes of interest for earthquake
performance are as follows.
Infilled frames combine nonductile frame systems with
brittle masonry materials; hence they conceptually form A. Dislodgment of Masonry Units During an
a poor lateral-load-resisting system. However, Earthquake
observations from the 1906 San Francisco earthquake This may result from excessive deformations of the
and other subsequent earthquakes indicate a infills due to in-plane or out-of-plane forces, or from
surprisingly good performance for steel infilled frame inadequate anchorage of veneer courses to the backing
buildings. This good performance is attributed to (1) the courses. Where an exterior wythe of masonry extends
interaction of the infill with the steel frame, in which beyond the structural frame, delamination or splitting at
the infill provides a significant bracing mechanism for the collar joint may occur under the action of in-plane
the frame, and (2) the fact that the steel frame members loads. Because partial infills and infills with openings
possess adequate ductility to accommodate the demands are more flexible than solid infills, they may be more
imposed on them by the infill. In addition, cracking of prone to this type of damage.
the infill and the friction between the infill and the

FEMA 274 Seismic Rehabilitation Commentary 7-25


Chapter 7: Masonry (Systematic Rehabilitation)

B. Falling of Infill Panels predominate in cases where the infill frame is relatively
Infill panels (or large portions of wall) may fall out of slender and, in particular, where a single bay is infilled
the surrounding frame due to inadequate out-of-plane in a multibay, multistory building. In this case, the infill
restraint at the frame-infill interface, or due to out-of- frame may act effectively as a flexurally controlled
plane flexural or shear failure of the infill panel. In shear wall, with the infill acting as the web and the
undamaged infills, these failures may result from out- boundary columns acting as tension and compression
of-plane inertial forces, especially for infills at higher chords. Strength in this mode is calculated by
story levels and with a large h/t ratio. However, it is conventional flexural procedures, considering the
more likely for out-of-plane failure to occur after the possibility of failure of either the tension chord or the
masonry units become dislodged due to damage from compression chord. Due consideration should be given
in-plane loading. to tension chord splices, and to tension chord and
compression chord offset bars.
C. In-Plane Failure of Infill Panels
E. Failure of the Frame
Infill panels may lose their strength and stiffness due to
in-plane forces imparted to them during earthquake Upon complete failure of the infill system—provided
response. This failure mode does not necessarily lead to that no premature failure of the frame elements has
failure of the overall structural system, although the occurred—the structural response and performance are
changes in the strength and stiffnesses of the infill determined by the characteristics of the frame only
panels are likely to have significant impact on the (except, perhaps, for the contribution of the damaged
overall structural response. Also, dislodgment of infills to structural damping). As noted above, falling
masonry units or falling of infill panels are likely to infills present a hazard in themselves, and may also
follow the failure of the infills due to in-plane produce a fundamental change in the response of the
deformations. Shear strength of the infilled frame under infill structure. The response of the frame with the infill
these circumstances would be expected to be controlled missing should be assessed, keeping in mind the
by the shear capacity of the infill. Either of two modes likelihood that a soft story configuration or stiffness
of failure may occur: sliding shear failure along a bed- eccentricity may have resulted.
joint line (commonly about mid-height), or failure in
compression of the diagonal strut that forms within the C7.5.1.2 New Masonry Infills
panel. Newly constructed masonry infill panels can be added
to an existing building system for the purpose of
D. Premature Failure of Frame Elements or strengthening, stiffening, or increasing inelastic
Connections deformation and energy dissipation capacity.
The interaction of the frame with the infill during
earthquake shaking results in transfer of interactive Design of newly constructed masonry infill panels is
forces between frame members and the infill at contact not addressed by any existing standards. Procedures for
areas. These contact forces may generate internal forces estimating strength and stiffness for new infills shall be
in frame members that are significantly different than in accordance with Sections 7.5.2 and 7.5.3.
those determined by considering lateral response of the
frame alone (which has been the usual design C7.5.1.3 Enhanced Masonry Infills
assumption in the past). Hence, premature failures may Rehabilitation methods for masonry walls as described
occur in the beams, columns, or connections of the in Section 7.4.1.3 are generally applicable as well for
frame. Examples of this behavior are the shear failures masonry infills. In-plane strength and stiffness of a
induced in columns due to reduced effective flexural perforated infill panel can be increased by infilling
length—which may occur when masonry infills form openings with masonry, by applying shotcrete or
only the spandrels above and below continuous window surface coatings to the face of an infill panel, by
openings (“captive columns”)—and failures of injecting grout into the joints, or by repointing mortar
columns, beams, and connections due to compressive joints. Out-of-plane strength can be enhanced with
“strut” reactions imparted to them by the masonry infill. these methods in addition to providing stiffening
Another mode of failure of frame elements is the failure elements. Enlarging openings is not feasible for an infill
of the tension or compression chords of the infill frame panel because panels elements are not susceptible to
acting as a monolithic flexural element. This mode may rocking motions as are masonry piers or walls.

7-26 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

Reinforced or prestressed cores are not practical thickness and modulus of elasticity of the strut are
because vertical coring of an infill panel is difficult. assumed to be the same as those of the infill, the
problem is reduced to determining the effective width
In addition, the following two enhancement methods of the compression strut. Solidly infilled frames may be
are unique to infill rehabilitation. modeled with a single compression strut in this fashion.

A. Boundary Restraints for Infill Panels For global building analysis purposes, the compression
The stability of isolated infill panels with gaps between struts representing infill stiffness of solid infill panels
them and the surrounding frame may be improved by may be placed concentrically across the diagonals of the
restraining out-of-plane movements with steel fixtures frame, effectively forming a concentrically braced
that are anchored to the adjacent frame members. This frame system (Figure C7-1). In this configuration,
method does not fill in the gaps, and therefore does not however, the forces imposed on columns (and beams)
improve in-plane action. of the frame by the infill are not represented. To account
for these effects, compression struts may be placed
B. Joints Around Infill Panels eccentrically within the frames as shown in
Figure C7-2. If the analytical models incorporate
Infill panels with gaps around their perimeter do not eccentrically located compression struts, the results
fully participate in resisting lateral forces. Furthermore, should yield infill effects on columns directly.
such walls require perimeter restraints for out-of-plane
forces. By filling gaps around an infill panel, multiple Alternatively, global analyses may be performed using
benefits can be gained, including increased in-plane concentric braced frame models, and the infill effects on
strength and stiffness, increased out-of-plane strength columns (or beams) may be evaluated at a local level by
(through arching action), and elimination of the need
applying the strut loads onto the columns (or beams).
for out-of-plane perimeter restraints.
Diagonally concentric equivalent struts may also be
C7.5.2 In-Plane Masonry Infills used to incorporate infill panel stiffnesses into
Infill panels resisting lateral forces parallel to their analytical models for perforated infill panels (e.g.,
plane are termed “in-plane infills.” infills with window openings), provided that the
equivalent stiffness of the infill is determined using
Behavior of infilled frame systems subjected to in-plane appropriate analysis methods (e.g., finite element
lateral forces is influenced by mechanical properties of analysis) in a consistent fashion with the global
both the frame and infill materials, stress or lateral analytical model. Analysis of local effects, however,
deformation levels, existence of openings in the infill, must consider various possible stress fields that can
and the geometrical proportions of the system. potentially develop within the infill. A possible
Existence of an initial gap between the frame members representation of these stress fields with multiple
and the infill also influences the behavior of the system. compression struts, as shown in Figure C7-3, have been
proposed by Hamburger (1993). Theoretical work and
C7.5.2.1 Stiffness experimental data for determining multiple strut
placement and strut properties, however, are not
In-plane lateral stiffness of an infilled frame system is
sufficient to establish reliable guidelines; the use of this
not the same as the sum of the frame and infill
approach requires exercise of judgment on a case-by-
stiffnesses, because of the interaction of the infill with
case basis.
the surrounding frame. Experiments have shown that
under lateral forces, the frame tends to separate from
The equivalent strut concept was first proposed by
the infill near windward lower and leeward upper
Polyakov (1960). Since then, Holmes (1961, 1963),
corners of the infill panels, causing compressive contact
Stafford Smith (1962, 1966, 1968) Stafford Smith and
stresses to develop between the frame and the infill at
Carter (1969), Mainstone (1971 and 1974), Mainstone
the other diagonally opposite corners. Recognizing this
and Weeks (1971), and others have proposed methods
behavior, the stiffness contribution of the infill is
and relationships to determine equivalent strut
represented with an equivalent compression strut
properties. Klingner & Bertero (1976) have found the
connecting windward upper and leeward lower corners
method developed by Mainstone to provide reasonable
of the infilled frame. In such an analytical model, if the
approximation to observed behavior of infill panels.

FEMA 274 Seismic Rehabilitation Commentary 7-27


,,
Chapter 7: Masonry (Systematic Rehabilitation)

,,
Linf

,,
,,
rin

,,
Fxi f

a hinf hcol

Figure C7-1
,,
Compression Strut Analogy–Concentric Struts

Angel et al. (1994) have found a strut width equal to force-deformation behavior of the frame-infill system is
one-eighth of the diagonal dimension of the infill panel determined through nonlinear finite element analysis,
to provide good correlation with experimental results; and the equivalent strut properties for use in elastic
they also proposed modifications to the frame-infill models are derived from the force-deformation
system stiffness expression developed by Holmes to relationship for a target displacement.
account for the effects of cyclic loading.
Experimental studies done at the Y-12 Plant of the Oak
In addition to these empirical studies, frame infill Ridge National Laboratory (Flanagan et al., 1994)
systems have been studied using detailed finite element showed that the same equivalent strut modeling
models (Lotfi and Shing, 1994; Durrani and Luo, 1994; procedures could be used for infill panels constructed
Mehrabi and Shing, 1994; Gergely et al., 1994; Kariotis with hollow-clay tile.
et al., 1994). Although it is not presently practical to use
general-purpose finite element software to perform In the Guidelines, the equivalent compression strut
detailed nonlinear finite element analyses of infill model is adopted to represent the in-plane stiffness of
frames, recently developed special-purpose computer solid masonry infill panels. The relationship used to
software, such as FEM/I (Ewing et al., 1987) may be determine the strut width, Equation 7-14, has been
used to determine equivalent strut properties from proposed by Mainstone (1971). There are not sufficient
nonlinear finite element analyses of typical frame-infill data to provide modeling guidelines for representing
configurations. With such special purpose software, the stiffness of perforated infill wall panels with multiple

7-28 Seismic Rehabilitation Commentary FEMA 274


,,, ,,,
Chapter 7: Masonry (Systematic Rehabilitation)

,,,
,,, ,,,
,,,
,,,
,, ,,,
Fxi Fxi

Figure C7-2
,, ,,,
,, ,,,
Compression Strut Analogy–Eccentric
Struts
Figure C7-3 Compression Strut Analogy–Perforated
Infills

equivalent struts. However, as discussed above, area, fvie, is taken as the expected bed-joint shear
equivalent struts may still be used in analyses of infilled strength, vme, for existing construction, or values based
frames with perforated infills, provided that the on the 1994 NEHRP Recommended Provisions (BSSC,
equivalent strut properties are derived from detailed 1995) for new construction. No allowance is made for
finite element analyses of representative frame-infill shear strength enhancements due to vertical
systems. compressive stress, because gravity forces are assumed
to be resisted by the frame.
C7.5.2.2 Strength Acceptance Criteria
A. Infill Shear Strength The expected infill shear strength is based on bed-joint
sliding with no confinement from the surrounding
The horizontal component of the force resisted by the frame, and may thus be less than the actual shear
equivalent strut should be compared with the expected strength. A study done by Angel et. al. (1994) found
shear strength of an infill panel times the appropriate m that results from in-place shear tests provide a
and κ factors per the load combination given in conservative estimate of infill shear strength. A
Equation 3-18. resolution based on discussions at an NCEER
Workshop on Masonry Infills (Abrams, ed., 1994) was
The expected infill strength as given with that average infill shear stress provided a good index of
Equation 7-15 is based on an average shear stress across lateral infill shear strength.
the net mortared/grouted area of a horizontal section cut
across the panel. The expected shear strength across this

FEMA 274 Seismic Rehabilitation Commentary 7-29


Chapter 7: Masonry (Systematic Rehabilitation)

B. Required Strength of Column Members Adjacent Effects of infill panels on frames may be neglected if
to Infill Panels the bed-joint shear strength of masonry is known to be
Infill panels can attract substantial forces to adjacent sufficiently low. In this case, the infill panel will
frame members. These forces can be more demanding conform to the deflected shape of the frame as courses
of the strength and inelastic deformation capacity of of masonry slide relative to one another across bed
beam and column members than those resulting from joints. The limit of 50 psi for expected masonry strength
lateral design forces applied to a bare frame. Because a defines this sufficiently weak condition, which must be
stiff masonry infill panel can attract more lateral force determined from in-place shear tests.
than a frame can resist, frames must be checked to see if
they are capable of resisting infill forces in the ductile C. Required Strength of Beam Members Adjacent to
manner that is assumed for their design or evaluation. Infill Panels
For the same reasons as discussed for column members
Shear strength of the column members should be adjacent to infill panels in the preceding section,
checked to resist either the horizontal component of the flexural and shear strengths of beam members must be
axial force in equivalent struts, or the shear forces checked to ensure the transfer of eccentric infill vertical
resulting from development of plastic hinges at the top force components. Again, two options are given to
and bottom of a column of reduced height. Although check either strength or deformation capacity of the
neither of these two conditions is exactly representative beam. Equations 7-18 and 7-19 are based on the
of what may occur—because of the complex geometry of forces as shown in Figure C7-5.
interactions between a frame and an infill panel—these
criteria should result in an adequate check to insure C7.5.2.3 Deformation Acceptance Criteria
ductility of the frame.
A. Linear Procedures
The first condition is depicted in Figure C7-4, where the In Table 7-6, m factors are given only for infill panels
equivalent strut is assumed to be acting eccentrically acting as primary elements. Because the surrounding
about the beam-to-column joint with the action frame is assumed to resist gravity forces, the only
illustrated in Figure C7-2. For simplicity, the strut force structural role of the infill is to resist lateral forces,
is assumed to be applied to the column member at the which is a primary action. Thus, infill panels are not
edge of its equivalent width, a. This assumption results considered to act as secondary members and do not
in a short shear span of the column equal to lceff, for need to be checked for their ability to support gravity
which the horizontal strut component must be resisted loads while deflecting laterally.
over. The infill force applied to the frame should be an
expected value and not an unreduced elastic demand No m factors are given in Table 7-6 for the Collapse
force as determined with the LSP. The strength of the Prevention Performance Level because loss of an entire
column member is also an expected strength. Thus, the infill panel should not result in collapse of the frame
relative m factors for both the column and the infill system. In this case, component behavior is not related
panel should be considered when checking the column to performance of the system. However, the ability of
strength for this action. the bare frame to resist gravity and lateral forces must
be checked to see if collapse will be prevented.
Because the first condition can result in excessively
high column shear forces, a second option is based on Amounts of inelastic deformation for an infill panel are
achieving ductile performance of the column when expressed in terms of a β factor that expresses the
partially braced by the infill panel. This second option relative frame to infill strength. When the expected
consists of checking column shear strength for resisting lateral frame strength exceeds approximately 1.3 times
expected flexural strengths applied at the top and the expected shear strength of an infill, any sudden loss
bottom of a short column portion of height lceff. This of infill strength is not likely to result in a substantial
requirement may lead to smaller shear forces for decrease in lateral strength of the frame-infill system.
relatively light column flexural strengths and will insure Furthermore, when the frame is strong relative to the
that hinging of the column members will occur. The infill, it will offer more confinement to the infill
same condition shall be applied to captive columns because inelastic deformations of frame members will
braced with partial height infills. be minimized. When the expected strength of the frame
is approximately less than 0.7 times the infill expected

7-30 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

,,,,
Linf

,,,,
lceff = a
cos θc

Figure C7-4
hinf

,,,,
Estimating Forces Applied to Columns
a

θc

strength, a sudden loss of infill strength may result in a strength because this level of infill should not result in
sudden and substantial decrease in strength of the damage to frame members.
frame-infill system. Also, when the frame is weak
relative to the infill, confinement effects will be reduced B. Nonlinear Procedures
as inelastic deformations of frame members occur. In Table 7-7, inelastic deformation capacities of
masonry infill panels are expressed with the d
Inelastic deformation capacity of infills is also dimension, which is given in terms of the generalized
expressed in terms of the length-to-height aspect ratio force-deflection relations as depicted in Figure 7-1. No
of an infill panel. Larger m factors are given for more values for terms c or e are given in the table because
slender panels than stocky panels because they will be they apply only to secondary elements. For the reasons
more flexible and thus more adaptable to frame discussed in the previous section, infill panels are
distortions. For taller panels, the angle of the equivalent considered only as primary elements.
strut relative to the horizontal will be larger than for
stocky panels, and thus offer less resistance to lateral Deformation capacity and acceptable deformations are
forces. expressed in terms of the relative frame-to-infill
strength and the panel aspect ratio, as is done with the m
For the Immediate Occupancy Performance Level, factors in Table 7-6.
some minor cracking of an infill panel is permissible,
and thus m factors in Table 7-6 are larger than one At a very low level of story drift ratio (on the order of
inferring that some inelastic deformations can occur. 0.01%), the leeward column of an infilled frame will
However, when the frame strength is low relative to that separate from the infill, resulting in a sudden loss of
of the infill, cracking of the infill can result in damage stiffness. This limit state is of little concern, since the
to the adjacent frame, which could alter the gap will not be visible following the earthquake, and the
performance of the frame-infill system. Thus, for low β analysis should have neglected any tension across the
values, the m values should be limited to 1.0. For gap by using a compression strut. For such a case, the
systems with moderate or large β values, no distinction initial stiffness should be based on the axial stiffness of
is made in m values for the relative frame-to-infill the equivalent strut with properties as defined with

FEMA 274 Seismic Rehabilitation Commentary 7-31


Chapter 7: Masonry (Systematic Rehabilitation)

,,,,
lbeff = a Linf
sin θb

,,,,
,,,,
,,,,
hinf a

θb

Figure C7-5 Estimating Forces Applied to Beams

Equation 7-14, rather than on a fully uncracked solid case, the relative frame-to-infill strength becomes a
panel with full contact with the frame on all edges. significant parameter because post-cracked behavior of
a masonry infill panel is very much dependent on the
As the infill shear stress is increased, minor cracking confinement offered by the frame.
along bed joints will develop for weaker mortars, or
diagonal cracks will form across a panel for stronger Experimental studies done at the Y-12 Plant of the Oak
mortars. This will occur at a story drift ratio of Ridge National Laboratory (Flanagan et al., 1993)
nominally 0.1% for square panels. Initial cracking of an showed that the same force-deflection properties could
infill panel will result in a decreased stiffness, but the be used for infill panels constructed with hollow-clay
panel will still continue to resist increased shear forces tile.
if confined by the surrounding frame. Following an
earthquake, these minor cracks may be noticeable, but C7.5.3 Out-of-Plane Masonry Infills
no structural repair would be necessary.
Infill panels resisting lateral forces normal to their plane
Further loading will result in a wider dispersion of bed are termed “out-of-plane infills.” The minimum height-
joint cracks, or an elongation of diagonal cracks. to-thickness ratios given in Table 7-8 are based on
Moderate or severe cracking of a square masonry infill achieving a transverse infill strength based on an
panel can be expected at story drift ratio levels of arching action model that will exceed any plausible
approximately 0.3% or more. Even in this condition, an acceleration level for each of the various seismic zones.
infill panel may continue to provide resistance if the
C7.5.3.1 Stiffness
surrounding frame is in tight contact and can provide
confinement to the masonry assemblage. The stiffness of infill panels bending about their weak
axes is three or more orders of magnitude less than the
Life Safety corresponds to reaching the peak infill stiffness of panels bending about their strong axes.
strength. In some cases, Life Safety may also be related Thus, in an analysis of a building system with infills or
to dislodgment and falling of masonry units because of walls in each direction, the stiffness of the transverse
the hazard to life or the blocking of egress. For this infills can be neglected.

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Chapter 7: Masonry (Systematic Rehabilitation)

The out-of-plane deflection of an infill panel can be sliding and falling outward. Exterior wythes of
approximated by considering strips of unit width multiwythe infills should be restrained from separating
spanning either vertically between floors or horizontally or peeling from the interior wythe (see
between columns. The uncracked stiffness of the strip Section C11.9.1.2A). Field and test observations
can be considered if the maximum bending moment is indicate that infills constructed in tight contact with the
less than the cracking moment. Post-cracked behavior surrounding frame can be considered to have adequate
can be tolerated, provided that conditions exist for out-of-plane restraint. If a gap exists between the frame
arching action to take place. and the infill on any side, the gap must be filled with
grout to provide tight contact, or out-of-plane restraint
The restrictions on when arching action can be must be provided with other mechanical means.
considered are based on the ability of the panel to
develop internal thrusts when being loaded transversely. Infills that are in tight contact with perimeter frame
The panel must be in tight contact with the surrounding members develop arching mechanisms when subjected
beam and column members. These members must have to out-of-plane loads. The out-of-plane capacity of an
a flexural stiffness sufficiently high so that they will not infill panel can be increased substantially through such
flex when subjected to the infill thrust forces, as well as an arching mechanism. However, formation of arching
a flexural strength large enough to resist the thrusts. mechanisms requires the frame members to have
substantial stiffness and strength to resist the thrust
Slender panels may snap through the frame, particularly forces imparted on them by the arching infill. In
if ultimate masonry compressive strains are large at general, if the infills are continuous—that is, adjacent
their boundaries. Studies done by Angel et al. (1994) bays and story levels are also infilled—the boundary
have shown that this may occur for panels with a conditions required for arch-mechanism formation may
hinf /tinf ratio exceeding 20 if the ultimate strain is be assumed to be satisfied. For infills with open
0.005. This slenderness has been set as a limit on when adjacent bays or story levels, the strength and stiffness
arching action may be considered. of the frame members must be checked to confirm their
adequacy.
Transverse deflections at mid-length of a one-way strip
for panels that will not snap through the frame can be A lower bound estimate of the transverse infill strength
determined with Equation 7-20, which is a simplified is given by Equation 7-21. The equation is a simplified
version of an equation given by Abrams et al. (1993) version of one derived by Angel et al. (1994).
assuming arching action and an ultimate masonry Flexibility of beam or column members is included in
compressive strain equal to 0.004. the expression if their EfeIf values exceed the minimum
of 3.6 x 106 lb-in.2 as specified in the previous section.
C7.5.3.2 Strength Acceptability Criteria According to the theory, frame members with
Out-of-plane infills should not be evaluated using the stiffnesses as low as this value should lower transverse
Linear or Nonlinear Static Procedures of Chapter 3 strength by as much as 0.6. The lower bound strength
because these infills act as isolated elements spanning equation also includes a reduction of 76% for an
across individual stories. The transverse strength of estimated amount of in-plane cracking for the most
infill panels should exceed the maximum plausible slender panel permitted. In this case, in-plane
lateral inertial forces that result from the mass of the deflections equal to 50% more than those at initial
panel accelerating. Because the evaluation of out-of- cracking have been assumed.
plane infill panels does not depend on an unreduced
value of base shear—as is done for in-plane C7.5.3.3 Deformation Acceptability Criteria
components per the LSP—there is no need to use Because out-of-plane infills are local elements spanning
expected values of strength. Thus, strength criteria across individual stories and bays, limit states are
given in this section are based on lower bound estimates expressed in terms of lateral deflection across their
of strength. Actual transverse strengths can be higher. story height or length between columns.
Masonry infill panels must be restrained perpendicular The Immediate Occupancy Performance Level is not
to the wall surface on all four sides in order to prevent necessarily related to initial cracking of a wall. Some
the whole infill panel, or large portions of it, from

FEMA 274 Seismic Rehabilitation Commentary 7-33


Chapter 7: Masonry (Systematic Rehabilitation)

cracking can be tolerated for typical occupancy C7.7 Masonry Foundation Elements
conditions.
No commentary is provided for this section.
Life Safety is related to extensive cracking of the infill
panel. If arching action can be developed, the lateral
story drift ratio of the most slender panel permitted
C7.8 Definitions
(hinf /tinf = 20) according to Equation 7-20 will be All definitions for Chapter 7 are given in the
2.8%, which is just less than the limit of 3.0% given for Guidelines.
Life Safety. Thus, all infills that can develop arching
mechanisms can meet this required Performance Level,
provided that their strength will be sufficient to resist C7.9 Symbols
inertial forces.
Av Shear area of wall or pier, in.2
Eme Expected elastic modulus of masonry in
C7.6 Anchorage to Masonry Walls compression as determined in Section 7.3.2.2,
According to Section 8.3.12 of BSSC (1995), the psi
pullout strength of anchors is governed by the strength Gme Shear modulus of masonry as determined in
of the steel or the anchorage strength of the masonry. Section 7.3.2.5, psi
When practical, sufficient anchorage should be Ie Effective moment of inertia of reinforced wall or
provided so that the anchor steel will yield, and a brittle
pier per Equation C7-8, in.4
pullout failure will be avoided. A ductile anchor will
help insure a uniform distribution of force to individual Ig Moment of inertia for uncracked, gross section,
anchors in the case that one or a few anchors are in.4
overloaded. If Moment of inertia of beam or column member,
in.4
Ductility of an anchor will not significantly influence
global ductility of a structural system, because plastic L Length of wall or pier, in.
anchor extensions will be quite short relative to inelastic Linf Length of infill panel, in.
deformations of structural members. Anchors should be Mu Moment at crushing of masonry, lb-in.
considered as force-controlled components, to ensure
that the forces delivered to them by adjacent members My Moment at yield of reinforcement, lb-in.
will be resisted without inelastic straining or pullout of Q CE Lower-bound estimate of the strength of a
the anchor. component or element at the deformation level
under consideration
The effective embedment length is the length used to
Q Deformation-controlled design action
estimate the projected area of a pullout cone of UD
masonry. Per Section 8.3.12 of BSSC (1995), this R1 Out-of-plane infill strength reduction factor to
length is the length of embedment normal to the wall account for in-plane damage
surface to the bearing surface of an anchor plate or head
of an anchor bolt, or within one bar diameter from a a Width of equivalent strut representing in-plane
hooked end. infill panel, in.
When the embedment length is less than the minimum d Effective depth of reinforced section, in.
length prescribed by Section 8.3.12.1.4 of BSSC fa Expected amount of vertical compressive stress
(1995), the pullout strength cannot be estimated based on load combinations given in
reliably. Equations 3-1 and 3-2, psi
fme Expected compressive strength of masonry as
Shear strength of anchorages with edge distances less determined per Section 7.3.2.1, psi
than 12 bolt diameters can be reduced by linear fte Expected masonry tensile strength as
interpolation to zero at an embedment distance of one determined per Section 7.3.2.3, psi
inch (25.4 mm).

7-34 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

fye Expected yield strength of reinforcing steel as Abrams, D. P., editor, 1994, Proceedings of the NCEER
determined per Section 7.3.2.6, psi Workshop on Seismic Response of Masonry Infills,
heff Height to resultant of lateral force for wall or Report No. NCEER-94-0004, National Center for
pier, in. Earthquake Engineering Research, State University of
New York at Buffalo, New York.
k Lateral stiffness of shear wall or pier, lb-in.
lbeff Assumed distance to infill strut reaction point Abrams, D. P., and Matthys, J., 1991, “Present and
for beams as shown in Figure C7-5 Future Techniques for Nondestructive Evaluation of
lceff Assumed distance to infill strut reaction point Masonry Structures,” Journal of The Masonry Society,
for columns as shown in Figure C7-4 Boulder, Colorado, Vol. 10, No. 1, pp. 22–30.
lp Length of plastic hinge for reinforced masonry
wall or pier, in. Abrams, D. P., and Shah, N., 1992, Cyclic Load Testing
of Unreinforced Masonry Walls, Advanced
m Factor to account for inelastic deformation
Construction Technology Center Report #92-26-10,
capacity used in Equation 3-18
College of Engineering, University of Illinois at
qcr Uniform transverse load when flexural cracking Urbana, Illinois.
commences
vt Wall shear strength, 50th percentile, psi Abrams, D. P., Angel, R., and Uzarski, J., 1993,
“Transverse Strength of Damaged URM Infills,”
∆cr In-plane deflection of infill panel at first Journal of The Masonry Society, Boulder, Colorado,
cracking, in. Vol. 12, No. 1, pp. 45–52.
∆inf Out-of-plane deflection of infill panel at
midspan, in. Agbabian, M. S., Adham, S., Masri, S., Avanessian, V.,
and Traina, I., 1989, Out-of-Plane Dynamic Testing of
εmu Crushing strain of masonry Concrete Masonry Walls, TCCMAR Report No.
3.02(b1), University of Southern California, Los
µ∆ Displacement ductility for reinforced wall or Angeles, California.
pier section
µφ Curvature ductility for reinforced wall or pier Angel, R., Abrams, D. P., Shapiro, D., Uzarski, J., and
section Webster, M., 1994, Behavior of Reinforced Concrete
θb Angle between lower edge of compression strut Frames with Masonry Infills, Structural Research Series
and beam as shown in Figure C7-5, radians No. 589, UILU-ENG-94-2005, University of Illinois at
Urbana, Illinois.
θc Angle between lower edge of compression strut
and beam as shown in Figure C7-4, radians ASTM, latest edition, Standards with the following
φy Curvature at initial yield of reinforcement, 1/in. numbers: C597, C1072, C1197, E518, E519, American
φu Curvature at crushing of masonry, 1/in. Society for Testing Materials, Philadelphia,
Pennsylvania.

C7.10 References Atkinson, R. H., Amadei, B. P., Saeb, S., and Sture, S.,
1989, “Response of Masonry Bed Joints in Direct
ABK, 1981, Methodology for Mitigation of Seismic Shear,” Journal of the Structural Engineering Division,
Hazards in Existing Unreinforced Masonry Buildings: American Society of Civil Engineers, New York, New
Wall Testing, Out-of-Plane, Topical Report 04. York, Vol. 115, No. 9, pp. 2276–2296.

Abrams, D. P., 1992, “Strength and Behavior of Blondet, M., and Mayes, R. L., 1991, The Transverse
Unreinforced Masonry Elements,” Proceedings of Tenth Response of Clay Masonry Walls Subjected to Strong
World Conference on Earthquake Engineering, Motion Earthquakes, TCCMAR Report No. 3.2(b2),
Balkema Publishers, Rotterdam, The Netherlands, Computech Engineering Services, Inc., Berkeley,
pp. 3475–3480. California.

FEMA 274 Seismic Rehabilitation Commentary 7-35


Chapter 7: Masonry (Systematic Rehabilitation)

BSSC, 1992, NEHRP Handbook for the Seismic Masonry Society, Boulder, Colorado, Vol. 10, No. 2,
Evaluation of Existing Buildings, developed by the pp. 86–93.
Building Seismic Safety Council for the Federal
Emergency Management Agency (Report No. Ewing, R. D., El-Mustapha, A. M., and Kariotis, J. C.,
FEMA 178), Washington, D.C. 1987, FEM/I: A Finite Element Computer Program for
the Nonlinear Static Analysis of Reinforced Masonry
BSSC, 1995, NEHRP Recommended Provisions for Building Components, TCCMAR Report No. 2.2-1,
Seismic Regulations for New Buildings, 1994 Edition, R. D. Ewing and Associates, Palos Verdes, California.
Part 1: Provisions and Part 2: Commentary, prepared
by the Building Seismic Safety Council for the Federal Flanagan, R. D., Bennett, R. M., and Barclay, G. A.,
Emergency Management Agency (Report Nos. FEMA 1993, “In-Plane Behavior and Strength of Structural
222A and 223A), Washington, D.C. Clay Tile Infilled Frames,” Proceedings of the Sixth
North American Masonry Conference, Drexel
Calvi, G. M., 1988, “Correlation between Ultrasonic University, Philadelphia, Pennsylvania, pp. 371–382.
and Load Tests on Old Masonry Specimens,”
Proceedings of Eighth International Brick/Block Flanagan, R. D., Tenbus, M. A., and Bennett, R. M.,
Masonry Conference, Elsevier Applied Science, Essex, 1994, “Numerical Modeling of Clay-Tile Infills,”
England, pp. 1665–1672. Proceedings of NCEER Workshop on Seismic Response
of Masonry Infills, Technical Report NCEER-94-0004,
Calvi, G. M., Kingsley, G. R., and Magenes, G., 1996, San Francisco, California, National Center for
“Testing of Masonry Structures for Seismic Earthquake Engineering Research, State University of
Assessment,” Earthquake Spectra, Earthquake New York at Buffalo, New York.
Engineering Research Institute, Oakland, California,
Vol. 12, No. 1, pp. 145–162. Gergely, P., White, R. N., and Mosalam, K. M., 1994,
“Evaluation and Modeling of Infilled Frames,”
Costley, A. C., and Abrams, D. P., 1995, Dynamic Proceedings of NCEER Workshop on Seismic Response
Response of URM Buildings with Flexible Diaphragms, of Masonry Infills, Technical Report NCEER-94-0004,
Structural Research Series No. 605, University of San Francisco, California, National Center for
Illinois at Urbana, Illinois. Earthquake Engineering Research, State University of
New York at Buffalo, New York.
Curtin, W. G., Shaw, G., and Beck, J. K., 1988, Design
of Reinforced and Prestressed Masonry, Thomas Hamburger, R. O., 1993, “Methodology for Seismic
Telford Publishers, London, United Kingdom. Capacity Evaluation of Steel-Frame Buildings with
Infill Unreinforced Masonry,” Proceedings of 1993
Durrani, A. J., and Luo, Y. H., 1994, “Seismic Retrofit National Earthquake Conference, Central U.S.
of Flat-Slab Buildings with Masonry Infills,” Earthquake Consortium, Memphis, Tennessee, Vol. II,
Proceedings of NCEER Workshop on Seismic Response pp. 173–191.
of Masonry Infills, Technical Report NCEER-94-0004,
San Francisco, California, National Center for Hamid, A. A., Abboud, B. E., Farah, M. W.,
Earthquake Engineering Research, State University of Hatem, M. K., and Harris, H. G., 1989, Response of
New York at Buffalo, New York. Reinforced Block Masonry Walls to Out-of-Plane Static
Loads, TCCMAR Report No. 3.2(a), Department of
Epperson, G. S., and Abrams, D. P., 1989, Civil and Environmental Engineering, Drexel
Nondestructive Evaluation of Masonry Buildings, University, Philadelphia, Pennsylvania.
Advanced Construction Technology Center Report No.
89-26-03, College of Engineering, University of Illinois He, L., and Priestley, M.J.N., 1992, Seismic Behavior of
at Urbana, Illinois. Flanged Masonry Shear Walls, TCCMAR Report No.
4.1-2, Department of Applied Mechanics and
Epperson, G. S., and Abrams, D. P., 1992, “Evaluating Engineering Sciences, University of California at San
Lateral Strength of Existing Unreinforced Brick Diego, California.
Masonry Piers in the Laboratory,” Journal of The

7-36 Seismic Rehabilitation Commentary FEMA 274


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Holmes, M., 1961, “Steel Frames with Brickwork and with Openings, TCCMAR Report No. 3.1(c)-2,
Concrete Infilling,” Proceedings of Institution of Civil Department of Civil Engineering, University of Texas at
Engineers, London, United Kingdom, Vol. 19, Austin, Texas.
pp. 473–478.
Lenczner, D., 1986, “Creep and Prestress Losses in
Holmes, M., 1963, “Combined Loading on Infilled Brick Masonry,” The Structural Engineer, Institution of
Frames,” Proceedings of Institution of Civil Engineers, Structural Engineers, United Kingdom, Vol. 64B, No. 3,
London, United Kingdom, Vol. 25, pp. 31–38. pp. 57–62.

ICBO, 1994, Uniform Code for Building Conservation, Lotfi, H. R., and Shing, P. B., 1994, “Interface Model
International Conference of Building Officials, Applied to Fracture of Masonry Structures,” Journal of
Whittier, California. the Structural Engineering Division, American Society
of Civil Engineers, New York, New York, Vol. 120,
Kariotis, J., Guh, T. J., Hill, J. A., and Youssef, N.F.G., No. 1.
1994, “Simulation of the Recorded Response of
Unreinforced (URM) Infill Buildings,” Proceedings of Mainstone, R. J., and Weeks, G. A., 1971, “The
NCEER Workshop on Seismic Response of Masonry Influence of a Bounding Frame on the Racking
Infills, Technical Report NCEER-94-0004, San Stiffness and Strength of Brick Walls,” Current Paper
Francisco, California, National Center for Earthquake CP 3/72, Building Research Station, Garston, United
Engineering Research, State University of New York at Kingdom, also published in Proceedings of Second
Buffalo, New York. International Brick Masonry Conference, pp. 165–171.

Kariotis, J., and Ngheim, D., 1995, “In-Situ Mainstone, R. J., 1971, “On the Stiffnesses and
Determination of Compressive Stress-Strain Strengths of Infilled Frames,” Current Paper CP 2/72,
Relationship of Multi-Wythe Brick Masonry,” Building Research Station, Garston, United Kingdom,
Proceedings of ASCE Structures Congress, American reprinted from Proceedings of Institution of Civil
Society of Civil Engineers, New York, New York, Engineers, 1971 Supplement (iv), Paper 7360 S, pp.
Vol. 2, pp. 1421-1426. 57–90.

Kingsley, G. R., Noland, J. L., and Atkinson, R. H., Mainstone, R. J., 1974, “Supplementary Note on the
1987, “Nondestructive Evaluation of Masonry Stiffnesses and Strengths of Infilled Frames,” Current
Structures Using Sonic and Ultrasonic Pulse Velocity Paper CP 13/74, Building Research Station, Garston,
Techniques,” Proceedings of Fourth North American United Kingdom.
Masonry Conference, The Masonry Society, Boulder,
Colorado. Masonry Standards Joint Committee (MSJC), 1995a,
Building Code Requirements for Masonry Structures,
Kingsley, G. R., 1995, “Evaluation and Retrofit of ACI 530-95/ASCE 5-95/TMS 402-95, American
Unreinforced Masonry Buildings,” Proceedings of the Concrete Institute, Detroit, Michigan, American
Third National Concrete and Masonry Engineering Society of Civil Engineers, New York, New York, and
Conference, San Francisco, California, pp. 709–728. The Masonry Society, Boulder, Colorado.

Klingner, R. E., editor, 1994, Performance of Masonry Masonry Standards Joint Committee (MSJC), 1995b,
Structures in the Northridge Earthquake of January 17, Specification for Masonry Structures, ACI 530.1-95/
1994, The Masonry Society, Boulder, Colorado. ASCE 6-95/TMS 602-95, American Concrete Institute,
Detroit, Michigan, American Society of Civil
Klingner, R. E., and Bertero, V. V., 1976, Infilled Engineers, New York, New York, and The Masonry
Frames in Earthquake Resistant Construction, Report Society, Boulder, Colorado.
No. EERC 76-32, Earthquake Engineering Research
Center, University of California at Berkeley, California. Mehrabi, A. B., and Shing, P. B., 1994, “Performance of
Masonry-Infilled R/C Frames Under In-Plane Lateral
Leiva, G., and Klingner, R. E., 1991, In-Plane Seismic Loads: Analytical Modeling,” Proceedings of NCEER
Resistance of Two-Story Concrete Masonry Shear Walls Workshop on Seismic Response of Masonry Infills, San

FEMA 274 Seismic Rehabilitation Commentary 7-37


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Francisco, California, Technical Report Masonry Wall Buildings, Report No. SSRP-89/05,
NCEER-94-0004, National Center for Earthquake Department of Applied Mechanics and Engineering
Engineering Research, State University of New York at Sciences, University of California at San Diego,
Buffalo, New York. California.

Merryman, K. M., Leiva, G., Antrobus, N., and Sansalone, M., and Carino, N., 1988, “Impact-Echo
Klingner, R. E., 1990, In-Plane Seismic Resistance of Method, Detecting Honeycombing, the Depth of
Two-Story Concrete Masonry Coupled Shear Walls, Surface Opening Cracks, and Ungrouted Tendons,”
TCCMAR Report No. 3.1(c)-1, Department of Civil Concrete International, American Concrete Institute,
Engineering, University of Texas at Austin, Texas. Detroit, Michigan, p. 38.

NBS, Evaluation of Structural Properties of Masonry in Seible, F., Hegemier, G. A., Priestley, M.J.N., Kingsley,
Existing Buildings, Building Science Series 62, G. R., Kurkchubasche, A. G., Igarashi, A., and Weeks,
National Bureau of Standards (now National Institute J. S., 1994, The US-TCCMAR Full-Scale Five-Story
for Science and Technology), U.S. Department of Masonry Research Building Test, Part I - Executive
Commerce, Washington, D.C. Summary, TCCMAR Report No. 9.4-1, Department of
Applied Mechanics and Engineering Sciences,
Noland, J. L., Atkinson, R. H., and Kingsley, G. R., University of California at San Diego, California.
1987, “Nondestructive Methods for Evaluating
Masonry Structures,” Proceedings of International Shing, P. B., Noland, J. L., Spaeh, H. P.,
Conference on Structural Faults and Repair, London, Klamerus, E. W., and Schuller, M. P., 1991, Response of
United Kingdom. Single-Story Reinforced Masonry Shear Walls to In-
Plane Lateral Loads, TCCMAR Report No. 3.1(a)-2,
Paulay, T., and Priestley, M.J.N., 1992, Seismic Design Department of Civil, Environmental and Architectural
of Reinforced Concrete and Masonry Buildings, Wiley Engineering, University of Colorado at Boulder,
Interscience, New York, New York. Colorado.

Paulson, T. J. and Abrams, D. P., 1990, Measured Stafford Smith, B., 1962, “Lateral Stiffness of Infilled
Inelastic Response of Reinforced Masonry Building Frames,” Journal of the Structural Engineering
Structures to Earthquake Motions, TCCMAR Report Division, American Society of Civil Engineers, New
No. 7.1-1, Structural Research Series No. 555, York, New York, pp. 183–199.
University of Illinois at Urbana-Champaign, Illinois.
Stafford Smith, B., 1966, “Behavior of Square Infilled
Plummer, H. C. and Blume, J. A., 1953, Reinforced Frames,” Journal of the Structural Engineering
Brick Masonry and Lateral Force Design, Structural Division, American Society of Civil Engineers, New
Clay Products Institute (now Brick Institute of York, New York, pp. 381–403.
America), Reston, VA.
Stafford Smith, B., 1968, “Model Test Results of
Polyakov, S. V., 1957, “Masonry in Framed Buildings: Vertical and Horizontal Loading of Infilled Frames,”
An Investigation into the Strength and Stiffness of ACI Structural Journal, American Concrete Institute,
Masonry Infilling” (English translation), Moscow, Detroit, Michigan, pp. 618–624.
Russia.
Stafford Smith, B., and Carter, C., 1969, “A Method of
Polyakov, S. V., 1960, “On the Interaction Between Analysis for Infilled Frames,” Proceedings of the
Masonry Filler Walls and Enclosing Frame When Institution of Civil Engineers, London, United
Loaded in the Plane of the Wall,” Translations in Kingdom, Vol. 44, pp. 31–48.
Earthquake Engineering, Earthquake Engineering
Research Institute, Oakland, California, pp. 36–42. Tena-Colunga, A., and Abrams, D. P., 1992, Response
of an Unreinforced Masonry Building During the Loma
Priestley, M. J. N., and Hart, G. C., 1989, Design Prieta Earthquake, Structural Research Series No. 576,
Recommendations for the Period of Vibration of University of Illinois at Urbana-Champaign, Illinois.

7-38 Seismic Rehabilitation Commentary FEMA 274


Chapter 7: Masonry (Systematic Rehabilitation)

Turnsek, V., and Sheppard, P., 1980, “The Shear and Xu, W., and Abrams, D. P., 1992, Evaluation of Lateral
Flexural Resistance of Masonry Walls,” Proceedings of Strength and Deflection for Cracked Unreinforced
the International Research Conference on Earthquake Masonry Walls, Advanced Construction Technology
Engineering, Skopje, Yugoslavia. Center Report #92-26-11, College of Engineering,
University of Illinois at Urbana, Illinois.

FEMA 274 Seismic Rehabilitation Commentary 7-39


Chapter 7: Masonry (Systematic Rehabilitation)

7-40 Seismic Rehabilitation Commentary FEMA 274

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