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Abstract—A nonlinear H-infinity (optimal) control approach is machine,in continuation to results given in [20-21]. The
proposed for the problem of control of Synchronous Reluctance solution of the control problem is based on approximate
Machines (SRMs). Approximate linearization is applied to the linearization of the machine’s state-space model taking place
dynamic model of the Synchronous Reluctance Machine, round
a local operating point. To accomplish this linearization Taylor at each iteration of the control algorithm, around an operating
series expansion and the computation of the associated Jacobian point that is defined by the present value of the system’s state
matrices are performed. The robustness of the control scheme vector and the last value of the control input vector that was
assures that the modelling error due to truncation of higher exerted on it.
order terms from the Taylor expansion will be compensated.
Next, an H-infinity feedback controller is designed. After solving
an algebraic Riccati equation at each iteration of the control
algorithm, the feedback gain is computed. Lyapunov stability
analysis proves that the control loop satisfies an H-infinity
tracking performance criterion. This in turn signifies elevated The linearization of the machine’s dynamics is achieved by
robustness to model uncertainty and external perturbations. performing Taylor series expansion and by computing the
Moreover, under moderate conditions it is proven that the control system’s Jacobian matrices [22-25]. The modelling error
loop is globally asymptotically stable. which is due to the truncation of higher order terms in the
I. I NTRODUCTION Taylor series is considered to be a perturbation which is
compensated by the robustness of the control algorithm.
A new nonlinear optimal (H-infinity) method is proposed
For the equivalent linearized model of the machine an H-
for the control of Synchronous Reluctance Machines. Such
infinity feedback controller is computed. Actually, H-infinity
machines do not have windings at the rotor. Comparing to
control stands for the optimal controller for the synchronous
permanent magnet synchronous machines and to induction
reluctance machine under model uncertainty and external
machines, this type of electric machines exhibits specific
perturbations. The H-infinity controller is the solution to a
advantages, such as improved power and torque characteristics
mini-max differential game in which the controller tries to
and reduced rate of failures [1-5]. In particular, when
minimize a quadratic cost functional associated with the state
compared against permanent magnet synchronous machines,
vector’s error of the machine while the external perturbations
the synchronous reluctance machines have a simpler
and modeling errors try to minimize it [26-28].
mechanical structure and are of reduced manufacturing cost.
Besides, in high speed operation or when functioning under
harsh conditions, the synchronous reluctance machines are
more reliable [6-9]. The nonlinear model of synchronous
reluctance machines makes their control be a non-trivial For the computation of the feedback gain of the H-infinity con-
problem. Approaches for control of synchronous reluctance troller an algebraic Riccati equation has to be solved at each
machines being based on linearization procedures can be step of the control method. The stability of the control scheme
found in [10-14]. Furthermore one can note several results on is confirmed through Lyapunov analysis. First, it is demon-
sensorless control of such machines [15-19]. strated that the control loop exhibits the H-infinity tracking
performance which signifies elevated robustness against model
In the present article the dynamic model of a Synchronous uncertainty and external disturbances. Moreover, it is shown
Reluctance Machine is analyzed first by applying Kirchhoff’s that under moderate conditions the control loop exhibits global
laws to the circuits defined by its phases. The dynamic model asymptotic stability features. To implement feedback control
is initially expressed in the 𝑎𝑏𝑐 reference frame, while at without the need to measure the entire state vector of the
a second stage the machine’s dynamics is expressed in the synchronous reluctance machine the H-infinity Kalman Filter
𝑑𝑞 synchronously rotating reference frame. Next, the article is used as a robust state estimator [29-30]. The performance
shows the application of a nonlinear optimal (H-infinity) of the control method is further assessed through simulation
control method to the dynamic model of the reluctance experiments.
Fig. 2. Diagram and reference axes for the synchronous reluctance machine
for instance by 𝑇𝐿 = 𝑚𝑔𝑙𝑠𝑖𝑛(𝑥1 ). The electromagnetic torque The first row of the Jacobian matrix ∇𝑥 𝑓 (𝑥) is given by:
∂𝑓1 ∂𝑓1 ∂𝑓1 ∂𝑓1
(Fig. 2) that is developed by the synchronous reluctance ∂𝑥1 = 0, ∂𝑥2 = 1, ∂𝑥3 = 0, ∂𝑥4 = 0.
machine is given by
595
The second row of the Jacobian matrix ∇𝑥 𝑓 (𝑥) is given by: meaning of the relation given above is that the control signal
∂𝑓2 𝑃 ∂𝑓2 𝐵𝑚 ∂𝑓2 3𝑃 (𝐿𝑑 −𝐿𝑞 )
∂𝑥1 = − 2𝐽 𝑚𝑔𝑙𝑐𝑜𝑠(𝑥1 ), ∂𝑥2 = − 𝐽 , ∂𝑥3 = 𝑥4 ,
4𝐽𝑚
and the disturbances compete to each other within a mini-max
∂𝑓2 3𝑃 (𝐿𝑑 −𝐿𝑞 ) differential game. This problem of mini-max optimization can
∂𝑥4 = 4𝐽𝑚 𝑥3 .
˜
be written as 𝑚𝑖𝑛𝑢 𝑚𝑎𝑥𝑑˜𝐽(𝑢, 𝑑).
The third row of the Jacobian matrix ∇𝑥 𝑓 (𝑥) is given by: B. H-infinity feedback control
∂𝑓3 ∂𝑓3 𝐿𝑞 ∂𝑓3 𝑅𝑠 ∂𝑓3 𝐿𝑞
∂𝑥1 = 0, ∂𝑥2 = 𝐿𝑑 𝑥4 , ∂𝑥3 = − 𝐿𝑑 , ∂𝑥4 = 𝐿𝑑 𝑥2 .
For the linearized system given by Eq. (11) the cost function
The fourth row of the Jacobian matrix ∇𝑥 𝑓 (𝑥) is given by: of Eq. (12) is defined, where the coefficient 𝑟 determines the
∂𝑓4 ∂𝑓4 𝐿𝑑 ∂𝑓4 𝐿𝑑 ∂𝑓4 𝑅𝑠 penalization of the control input and the weight coefficient 𝜌
∂𝑥1 = 0, ∂𝑥2 = − 𝐿𝑞 𝑥3 , ∂𝑥3 = 𝐿𝑞 𝑥2 , ∂𝑥4 = − 𝐿𝑞 .
determines the reward of the disturbances’ effects.
Following a similar procedure one computes that
∇𝑥 𝐺1 (𝑥) = 04×4 and ∇𝑥 𝐺2 (𝑥) = 04×4 . It is assumed that (i) The energy that is transferred
∫ from the
˜ is bounded, that is ∞ 𝑑˜𝑇 (𝑡)𝑑(𝑡)𝑑𝑡
disturbances signal 𝑑(𝑡) ˜ <
0
∞, (ii) the matrices [𝐴, 𝐵] and [𝐴, 𝐿] are stabilizable, (iii) the
III. T HE NONLINEAR H- INFINITY CONTROL matrix [𝐴, 𝐶] is detectable. Then, the optimal feedback control
A. Mini-max control and disturbance rejection law is given by
The initial nonlinear model of the synchronous reluctance
𝑢(𝑡) = −𝐾𝑥(𝑡) (13)
machine is in the form
with 𝐾 = 1𝑟 𝐵 𝑇 𝑃 where 𝑃 is a positive semi-definite symmet-
𝑥˙ = 𝑓 (𝑥, 𝑢) 𝑥∈𝑅𝑛 , 𝑢∈𝑅𝑚 (9) ric matrix which is obtained from the solution of the Riccati
Linearization of the system (synchronous reluctance machine) equation
is performed at each iteration of the control algorithm round
its present operating point (𝑥∗ , 𝑢∗ ) = (𝑥(𝑡), 𝑢(𝑡 − 𝑇𝑠 )). The 𝐴𝑇 𝑃 + 𝑃 𝐴 + 𝑄 − 𝑃 ( 1𝑟 𝐵𝐵 𝑇 − 1 𝑇
2𝜌2 𝐿𝐿 )𝑃 =0 (14)
linearized equivalent of the system is described by
where 𝑄 is also a positive definite symmetric matrix. The
worst case disturbance is given by
˜ 𝑞
𝑥˙ = 𝐴𝑥 + 𝐵𝑢 + 𝐿𝑑˜ 𝑥∈𝑅𝑛 , 𝑢∈𝑅𝑚 , 𝑑∈𝑅 (10)
˜ =
𝑑(𝑡) 1 𝑇
where matrices 𝐴 and 𝐵 are obtained from the computation 𝜌2 𝐿 𝑃 𝑥(𝑡) (15)
of the system’s Jacobians and vector 𝑑˜ denotes disturbance The diagram of the considered control loop is depicted in
terms due to linearization errors. The problem of disturbance Fig. 3.
rejection for the linearized model that is described by
𝑥˙ = 𝐴𝑥 + 𝐵𝑢 + 𝐿𝑑˜
(11)
𝑦 = 𝐶𝑥
where 𝑥∈𝑅𝑛 , 𝑢∈𝑅𝑚 , 𝑑∈𝑅 ˜ 𝑞 and 𝑦∈𝑅𝑝 , cannot be handled
efficiently if the classical LQR control scheme is applied.
This is because of the existence of the perturbation term 𝑑.˜
The disturbance term 𝑑˜ apart from modeling (parametric)
uncertainty and external perturbation terms can also represent
noise terms of any distribution.
596
in case of bounded disturbance terms asymptotic convergence
to the reference setpoints is succeeded. The tracking error 𝑉˙ = − 12 𝑒𝑇 𝑄𝑒 − 2𝜌12 𝑒𝑇 𝑃 𝐿𝐿𝑇 𝑃 𝑒+
(27)
dynamics for the synchronous reluctance machine is written + 12 𝑒𝑇 𝑃 𝐿𝑑˜ + 12 𝑑˜𝑇 𝐿𝑇 𝑃 𝑒
in the form Lemma: The following inequality holds
𝑒˙ = 𝐴𝑒 + 𝐵𝑢 + 𝐿𝑑˜ (16)
1 𝑇 ˜ 1 ˜ 𝑇 1 𝑇 𝑇 1 2 ˜𝑇 ˜
2 𝑒 𝐿𝑑 + 2 𝑑𝐿 𝑃 𝑒 − 2𝜌2 𝑒 𝑃 𝐿𝐿 𝑃 𝑒≤ 2 𝜌 𝑑 𝑑 (28)
where in the synchronous reluctance machine’s case 𝐿 =
𝐼∈𝑅4×4 with 𝐼 being the identity matrix. Variable 𝑑˜ denotes Proof : The binomial (𝜌𝛼 − 𝜌1 𝑏)2 is considered. Expanding the
model uncertainties and external disturbances of the motor’s left part of the above inequality one gets
model. The following Lyapunov equation is considered
𝜌2 𝑎2 + 𝜌12 𝑏2 − 2𝑎𝑏 ≥ 0 ⇒ 12 𝜌2 𝑎2 + 2𝜌12 𝑏2 − 𝑎𝑏 ≥ 0 ⇒
𝑉 = 12 𝑒𝑇 𝑃 𝑒 (17) 𝑎𝑏 − 2𝜌12 𝑏2 ≤ 12 𝜌2 𝑎2 ⇒ 12 𝑎𝑏 + 12 𝑎𝑏 − 2𝜌12 𝑏2 ≤ 12 𝜌2 𝑎2
where 𝑒 = 𝑥 − 𝑥𝑑 is the tracking error. By differentiating with (29)
respect to time one obtains The following substitutions are carried out: 𝑎 = 𝑑˜ and 𝑏 =
𝑒𝑇 𝑃 𝐿 and the previous relation becomes
𝑉˙ = 12 𝑒˙ 𝑇 𝑃 𝑒 + 12 𝑒𝑃 𝑒⇒
˙
1 ˜𝑇 𝑇
˙ 1
𝑉 = 2 [𝐴𝑒 + 𝐵𝑢 + 𝐿𝑑]˜ 𝑇 𝑃 + 1 𝑒𝑇 𝑃 [𝐴𝑒 + 𝐵𝑢 + 𝐿𝑑]⇒
2
˜
2𝑑 𝐿 𝑃𝑒 + 12 𝑒𝑇 𝑃 𝐿𝑑˜ − 1 𝑇 𝑇 1 2 ˜𝑇 ˜
2𝜌2 𝑒 𝑃 𝐿𝐿 𝑃 𝑒≤ 2 𝜌 𝑑 𝑑 (30)
(18)
Eq. (30) is substituted in Eq. (27) and the inequality is
𝑉˙ = 12 [𝑒𝑇 𝐴𝑇 + 𝑢𝑇 𝐵 𝑇 + 𝑑˜𝑇 𝐿𝑇 ]𝑃 𝑒+ enforced, thus giving
˜ (19)
+ 12 𝑒𝑇 𝑃 [𝐴𝑒 + 𝐵𝑢 + 𝐿𝑑]⇒
𝑉˙ ≤ − 12 𝑒𝑇 𝑄𝑒 + 12 𝜌2 𝑑˜𝑇 𝑑˜ (31)
𝑉˙ = 12 𝑒𝑇 𝐴𝑇 𝑃 𝑒 + 12 𝑢𝑇 𝐵 𝑇 𝑃 𝑒 + 12 𝑑˜𝑇 𝐿𝑇 𝑃 𝑒+ Eq. (31) shows that the 𝐻∞ tracking performance criterion is
(20)
1 𝑇 1 𝑇 1 𝑇
2 𝑒 𝑃 𝐴𝑒 + 2 𝑒 𝑃 𝐵𝑢 + 2 𝑒 𝑃 𝐿𝑑
˜ satisfied. The integration of 𝑉˙ from 0 to 𝑇 gives
The previous equation is rewritten as ∫𝑇 ∫𝑇 ∫𝑇
˜ 2 𝑑𝑡⇒
𝑉˙ (𝑡)𝑑𝑡≤ − 12 0 ∣∣𝑒∣∣2𝑄 𝑑𝑡 + 12 𝜌2 0 ∣∣𝑑∣∣
0 ∫𝑇 ∫ (32)
𝑇 ˜ 2
𝑉˙ = 12 𝑒𝑇 (𝐴𝑇 𝑃 + 𝑃 𝐴)𝑒 + ( 12 𝑢𝑇 𝐵 𝑇 𝑃 𝑒 + 12 𝑒𝑇 𝑃 𝐵𝑢)+ 2𝑉 (𝑇 ) + 0 ∣∣𝑒∣∣2𝑄 𝑑𝑡≤2𝑉 (0) + 𝜌2 0 ∣∣𝑑∣∣ 𝑑𝑡
˜
+( 12 𝑑˜𝑇 𝐿𝑇 𝑃 𝑒 + 12 𝑒𝑇 𝑃 𝐿𝑑) Moreover, if there exists a positive constant 𝑀𝑑 > 0 such that
(21)
Assumption: For given positive definite matrix 𝑄 and coeffi- ∫∞
˜ 2 𝑑𝑡 ≤ 𝑀𝑑
∣∣𝑑∣∣ (33)
0
cients 𝑟 and 𝜌 there exists a positive definite matrix 𝑃 , which
is the solution of the following matrix equation then one gets
∫∞
∣∣𝑒∣∣2𝑄 𝑑𝑡 ≤ 2𝑉 (0) + 𝜌2 𝑀𝑑 (34)
𝑇
𝐴 𝑃 + 𝑃 𝐴 = −𝑄 + 𝑃 ( 2𝑟 𝐵𝐵 𝑇 − 1 𝑇
𝜌2 𝐿𝐿 )𝑃 (22) 0
∫∞
Thus, the integral 0 ∣∣𝑒∣∣2𝑄 𝑑𝑡 is bounded. Moreover, 𝑉 (𝑇 ) is
Moreover, the following feedback control law is applied to the bounded and from the definition of the Lyapunov function 𝑉
system in Eq. (17) it becomes clear that 𝑒(𝑡) will be also bounded
since 𝑒(𝑡) ∈ Ω𝑒 = {𝑒∣𝑒𝑇 𝑃 𝑒≤2𝑉 (0) + 𝜌2 𝑀𝑑 }. According to
𝑢 = − 1𝑟 𝐵 𝑇 𝑃 𝑒 (23) the above and with the use of Barbalat’s Lemma one obtains
By substituting Eq. (22) and Eq. (23) one obtains 𝑙𝑖𝑚𝑡→∞ 𝑒(𝑡) = 0.
V. ROBUST STATE ESTIMATION WITH THE USE OF THE 𝐻∞
𝑉˙ = 12 𝑒𝑇 [−𝑄 + 𝑃 ( 2𝑟 𝐵𝐵 𝑇 − 2𝜌12 𝐿𝐿𝑇 )𝑃 ]𝑒+ K ALMAN F ILTER
˜ (24)
+𝑒𝑇 𝑃 𝐵(− 1𝑟 𝐵 𝑇 𝑃 𝑒) + 𝑒𝑇 𝑃 𝐿𝑑⇒ The control loop has to be implemented with the use of
information provided by a small number of sensors and by
𝑉˙ = − 12 𝑒𝑇 𝑄𝑒 + ( 2𝑟 𝑃 𝐵𝐵 𝑇 𝑃 𝑒 − 2𝜌12 𝑒𝑇 𝑃 𝐿𝐿𝑇 )𝑃 𝑒 processing only a small number of state variables. Actually,
(25)
− 1𝑟 𝑒𝑇 𝑃 𝐵𝐵 𝑇 𝑃 𝑒) + 𝑒𝑇 𝑃 𝐿𝑑˜ one can implement feedback control by measuring only the
stator currents. To reconstruct the missing information about
which after intermediate operations gives the state vector of the synchronous reluctance machine it is
proposed to use a filtering scheme and based on it to apply
𝑉˙ = − 12 𝑒𝑇 𝑄𝑒 − 1 𝑇 𝑇
+ 𝑒𝑇 𝑃 𝐿𝑑˜ state estimation-based control [20]. The recursion of the 𝐻∞
2𝜌2 𝑒 𝑃 𝐿𝐿 𝑃 𝑒 (26)
Kalman Filter, for the model of the synchronous reluctance
or, equivalently machine, can be formulated in terms of a measurement update
597
and a time update part
10 2 100
Measurement update: 8
50
1
6
x1
v1
0
x
4
0
− 𝑇 −1 − −1
𝐷(𝑘) = [𝐼 − 𝜃𝑊 (𝑘)𝑃 (𝑘) + 𝐶 (𝑘)𝑅(𝑘) 𝐶(𝑘)𝑃 (𝑘)]
−50
2
0 −1 −100
𝑥 ˆ− (𝑘) + 𝐾(𝑘)[𝑦(𝑘) − 𝐶 𝑥
ˆ(𝑘) = 𝑥 ˆ− (𝑘)]
2 100 100
1 50
(35) 50
x3
v2
0 0
x
Time update: −1
0
−50
−2 −50 −100
0 10 20 30 40 0 10 20 30 40 0 5 10 15 20 25 30 35 40
time (sec) time (sec) time (sec)
ˆ− (𝑘 + 1) = 𝐴(𝑘)𝑥(𝑘) + 𝐵(𝑘)𝑢(𝑘)
𝑥
(36)
𝑃 − (𝑘 + 1) = 𝐴(𝑘)𝑃 − (𝑘)𝐷(𝑘)𝐴𝑇 (𝑘) + 𝑄(𝑘)
(a) (b)
where it is assumed that parameter 𝜃 is sufficiently small
to assure that the covariance matrix 𝑃 − (𝑘) − 𝜃𝑊 (𝑘) + Fig. 4. Test case 1: (a) tracking of reference setpoints by the state variables
𝑥1 to 𝑥4 of the Synchronous Reluctance Machine (b) Control inputs 𝑢1 and
𝐶 𝑇 (𝑘)𝑅(𝑘)−1 𝐶(𝑘) will be positive definite. When 𝜃 = 0 𝑢2 applied to the synchronous reluctance machine
the 𝐻∞ Kalman Filter becomes equivalent to the standard
Kalman Filter. One can measure only a part of the state vector
of the synchronous reluctance machine, and estimate through
filtering the rest of the state vector elements.
1.5 2 100
VI. S IMULATION TESTS
1 50
1
v1
0.5 0
x
x
0
tested through simulation experiments. The obtained results 0 −50
−0.5 −1 −100
are depicted in Fig. 4 to Fig. 6. The real value of the state 0 10 20
time (sec)
30 40 0 10 20
time (sec)
30 40 0 5 10 15 20
time (sec)
25 30 35 40
50
blue colour, the estimated value is denoted with green colour 0 40
3
v2
0
x
v1
2 0
x
1
0 −50
specific advantages: (i) it is applied directly on the nonlinear
0 −2 −100
dynamical model of the reluctance machine and not on an 0 10 20
time (sec)
30 40 0 10 20
time (sec)
30 40 0 5 10 15 20
time (sec)
25 30 35 40
2 50
orated linearizing transformations (diffeomorphisms) which 40
3
v2
0 0
x
598
VII. C ONCLUSIONS [9] H.F. Hofmann, S.R. Sanders and A. El-Antably, Stator-flux-oriented
vector control of synchronous reluctance machines with maximized
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