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WOODARD JOURNAL ISSUE 2, APRIL 2018

Forewords
_______________________________________________________________
Helen Keller once said that “a well-educated
mind will always have more questions than an-
swers.” Today questioning is a highly valued
skill in the world. Companies require people to
ask deep questions that will solve real prob- This second edition of the Woodard Journal
lems in the world. showcases some of the very finest work from a
broad and diverse community of learning
This second edition of The Woodard Journal is within the Woodard family; whilst the Woodard
an exploration of some fascinating questions, family is undoubtedly diverse in its geography
many of them high level ethical and philo- and its interests, it is evidently a community
sophical inquiries as well as political critique. united in its high aspirations and the strength of
Questions such as: its student endeavour.
- Is the English education system broken,
and if so, can it be fixed? Many of these remarkable pieces of inde-
pendent research rove far beyond the usual
- To what extent should the UK govern-
pale of quotidian curricular confines, and
ment placed greater emphasis on per-
within these pages you will find a treasury of
forming arts within schools?
material in which soaring visionary idealism
- How does Jesus’ whiteness affect our
and moral courage is firmly underpinned by
perception of him?
- ‘History is the story of progress.’ To what scholastic rigour and practical wisdom. It calls
readily to mind the medieval concept of the
extent is this statement valid?
"florilegium" style of manuscript - a gathering
- How can the politics of a society deter-
of the flower of Woodard scholarship at its very
mine the roles of females within that so-
finest.
ciety?
- How useful are fractals in the real
These essays, individually and collectively, give
world?
the lie to the casual assumptions of the alarm-
Einstein said that “it is a miracle that curiosity ists who habitually despair of "the youth of to-
survives formal education.” These essays are day", and are a potent symbol of the hope
testimony to that statement. They are exam- and encouragement of a better world to
ples of students’ Extended Projects from come under the stewardship of morally and in-
schools within the Woodard family. They arise tellectually flourishing leaders of tomorrow, as
out of the work of Woodard’s hub school well as a tangible expression of the transform-
based at St. Olave’s Grammar School. St. ative and liberating power of education.
Olave’s has a long track record of proven ex-
cellence in preparing students to carry out re- It has been a great privilege to collate what
search in preparation for university scholarship. we hope will prove both a celebration of work
Through sharing well-honed practices and a well done and an encouragement (in the lit-
wealth of specialised resources, St. Olave’s eral sense of the word) to others of more to
collaborates with schools within the Woodard come. The bar is set high, and I trust that next
family to support the development of aspira- year's contributors will aim for it with the hope
tional key performance indicators for Higher and courage so abundantly evident in this
Education. year's submissions.

I am especially pleased to see so many of our


schools represented in this journal. There is
something here for everyone: history, mythol-
ogy, philosophy, medical ethics, politics, art
history to astrology. Enjoy!

Chris Wright David Budds


Director of Education Acting Deputy Headmaster,
Woodard Corporation Saint Olave's Grammar School
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WOODARD JOURNAL ISSUE 2, APRIL 2018

Contents
Is the English education system broken, and if Seraphin Gnehm 4
so, can it be fixed? Saint Olave’s Grammar School

To what extent should the UK Government Jaimie Wakefield 27


place greater emphasis on Performing Arts Ellesmere College
within Schools?

How does Jesus’ whiteness affect our percep- Alexander Barnes 35


tion of him? King’s Rochester

How was French Literature used as propa- Alex Bull 44


ganda during the Occupation? Saint Olave’s Grammar School

How has the representation of the character Joshua Bohn 59


Dracula in Horror films changed over time? Ellesmere College

To what extent do the Metaphysical Poets pre- Carla Hill 63


sent the lure of the worldly and obligation to- Saint Olave’s Grammar School
wards God in conflict?

Does Bernini’s Apollo and Daphne, as a re- Alice Tarplee 79


sponse to Ovid’s Metamorphoses, fully capture Hurstpierpoint College
the spirit and facts of the original?

Would you have preferred living in the Roman Phillip Hellman 83


Empire or under the Roman Republic? Hurstpierpoint College

Has Henry VIII’s contribution to the Reformation Amelia Hutchinson 85


of the English Church been exaggerated? Bishop Stopford School

“History is the story of progress.” To what extent Grace Taylor-West 91


is this statement valid? Hurstpierpoint College

How can the politics of a society determine the Grace Nethaway 94


roles of females within that society? Dyson Perrins Church of England
Academy

"Democracy is two wolves and a lamb voting Aisha Mahal 106


on what to have for lunch." Hurstpierpoint College
Is Democracy Fundamentally undermined by
Tyranny of the Majority?

Will it be possible to develop technology to Alice Speed 111


prevent catastrophic climate change, or is Saint Olave’s Grammar School
Adaptation the Key to Survival?

The Psychology of Evil Mimi Steward 123


Hurstpierpoint College

Cont…

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WOODARD JOURNAL ISSUE 2, APRIL 2018

The Haitian Zonbi Phenomenon Sophie Guillemot 126


King’s Rochester

The causes of Obsessive Compulsive Disorder George Harrington 145


King’s Rochester

How has the public opinion surrounding Frances Green 149


abortion and euthanasia changed, and what Dyson Perrins Church of England
effect has this had on the law governing them? Academy

The adverse effects of Gestational Diabetes Cordelia Heath 156


Mellitus on mothers and their offspring with a King’s Rochester
review of current and proposed diagnoses and
treatments

To what extent should doctors intervene when Elena Bateman 170


people refuse medical treatment for their child Ellesmere College
on religious grounds?

Has the public perception of HIV changed in Ellen Thompson 176


the UK? The Peterborough School

Are we a product of 'nature' or 'nurture'? Refer Virginia Campbell 184


to genes and the environment Hurstpierpoint College

Telomerase: A Scientific, Economic and Jordan Grinyer 186


Ethical investigation The Peterborough School

How useful are Fractals in the real world? Joshua Davidson 196
Saint Olave’s Grammar School

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Is the English
Introduction

My experience with the English school system

education has been mixed, to say the least; some of it has


been very positive and thoroughly inspiring,
other aspects have been the opposite. A few

system broken, years after a succession of events that oc-


curred at the end of my primary school expe-
rience, and coinciding with a raft of educa-

and if so, can it tional reforms that were being pursued by the
Conservative government of 2010-2015, I be-
gan to reflect upon the state of the education

be fixed? system in this country, as well as my own expe-


riences of it. This began slowly with a deeper
engagement with affairs in the fields of school-
ing and education, from newspaper articles to
Abstract online blog posts, accompanied by a deeper
examining of my personal reactions to the
The purpose of this essay is to explore the schooling environment I had previously been
origins, motivations behind and subsequent subjected to, in the hope that I would be able
features of the English education system. In to avoid a repeat of circumstances.
particular, it aims to discern whether the
system is meeting the objectives that the wider Over the last few years, I have gradually
public commonly believe it should be formed opinions on a range of issues within the
meeting, and whether these perceived aims current climate in which schools and minors
are in line with those responsible for the find themselves in, continually shaped by my
introduction and continuation mass schooling enrolment in school and developments in both
in its present format. Some of the manifesta- the UK, Europe and the US. My deeper tunnel-
tions of these aims will also be explored in ling into the subject has so far led to frustration,
greater detail, namely: the use of uniforms and anger, incredulity and a whole host of emo-
the existence of a conformist culture within tions besides, and many friends and family
schools, and the prevalence of standardised members have had to endure topical rants
testing. My belief, informed by my research, is ranging from the benign to the enraged on
that schools currently do not meet the com- matters such as: uniform and the resulting con-
monly perceived requirements, and that these formist culture, examinations and national cur-
do not for the greater part overlap with those ricula, the failings of subject-specific curricula
of the establishment. (especially in languages and the arts), reduc-
tion to the mean of intelligent humans but ac-
The second part concerns itself with two companied by the insistence that everyone
distinct potential scenarios: a.) what would should be above average, lack of transpar-
occur if we continue to advocate the existing ency in the system, an even greater lack of de-
‘factory school’ model; b.) the possibilities mocracy, not to mention that the system does
available in a more liberal environment, and not appear to serve the needs of society any-
the issues with scaling up current alternative more. I would like to apologise here to those
institutions and practices. My hypothesis is that that have endured, commend those that
a more conformist future would be a sharp- have listened and thank the few who have en-
ened continuation of today’s circumstances, gaged with me during my increasingly fre-
as epitomised by a recent report published by quent tirades.
Pearson. Regarding more liberal possibilities,
there are already examples of such I, for one, do not wish this essay to be a per-
alternatives in place, and the expansion of sonal attack on the English education system
their model beyond a few isolated cases into and its failings as applicable to me. Rather, I
the mainstream merits further investigation. am challenging myself to somewhat formalise
my opinions and the research I have previously
conducted into an intelligent discussion, in
such a way that it may also be of relevance
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to: a) other people who have found or cur- issues that I have considered may well be rel-
rently find themselves in situations similar to evant to those from other backgrounds and
those which I have experienced; b) the public regions; I will leave it in the hands of the indi-
at large, so that the debate on what society vidual to decide what is applicable to them-
really wants and needs from its education sys- selves and their environment.
tem is nudged another step closer to the spot-
light; and, c) the current decision-makers in this Definitions
realm, so that they are made aware of some
of the issues that they currently preside over, in In order to avoid confusion and nit-picking
the hope that they will (in some cases) be later on, I am going to define some rather
given a necessary wake-up call. Hence, this vague, often loaded, and even more fre-
discourse will be split into two parts, as follows: quently conflated terms here. A small part of
the main dissertation will be given over to the
Part I.I - The current situation - the origins of our use of language in schools.
present system, its aims, flaws & benefits;
Part I.II - Manifestations of these aims. Education system - the formal mechanism by
which a child progresses from kindergarten/in-
Part
fant child care, through compulsory schooling
Part II - Where next - towards greater mecha- and potentially onto higher education. This
nisation, or greater liberalisation? predominantly refers to the activities that a
child is legally obliged to undergo between
Frequently recurring themes within the essay the ages of 5-18 (as is the case in England),
though can be extended at either end of the
are:
age range, especially beyond school and into
 whom the system is supposed to serve, higher education and other formal methods of
perception & reality; training.
 balancing the requirements of the indi-
vidual and the collective; Schooling - the most straightforward definition:
the process and content of a child’s manda-
 the use of examinations as a means of
tory period in a teaching establishment, as
measurement; specified by the government or some other
 social and economic inequalities pre- authority.
sent in the current system, and how
these might be redressed; Education - an incredibly vague and yet
loaded word, on which you will be hard-
 conformity and industrialisation as the
pressed to find two people who share the ex-
overarching school of thought, as op- act same definition. However, from my per-
posed to a liberal outlook. spective, the word conveys the process of ac-
quisition of both knowledge and wisdom,
There are, of course, many other issues which through experience and the internalisation of
could and should be discussed in the context behaviours and meaning. It is vastly broader in
of this investigation; however, there will inevi- scope than ‘schooling’, which so often relies
tably be some omissions, largely due to the on external mechanisms to cause students to
volume of time I can dedicate to this project engage; the expression ‘education system’ is
and hence to keep the discussion coherent really a misnomer, for in its present state
and relevant. Geographically, I have also de- ‘schooling system’ would be a far more appro-
cided to limit this dissertation to England, ra- priate title, but I will retain the usage of the for-
ther than the broader region of the UK or, yet mer to prevent any confusion arising for those
more widely, the western world. I am aware already familiar with the term.
that there are some considerable differences
between the setup of the education systems Broken - an organism, product or system that
in separate countries, and as I do not have no longer is able to perform its designated
much direct experience in all but a handful of function, though isolated components may still
these, I do not feel in any way qualified to pre- operate correctly, even thrive. Ideas or
side over the ways of other nations and cul- features of broken products can be re-used
tures in any great depth. Nevertheless, some somewhere else, or the initial system can be
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WOODARD JOURNAL ISSUE 2, APRIL 2018

disassembled and re-assembled from (some or in their approach; in many cases, recommen-
all of) its components, but in the current state dations stress the necessity for more research
is rendered unusable, ineffective or even in that field.
detrimental.
One of the findings consistent throughout the
Research Review review is that, on the whole, specialised and
targeted (though more expensive) programs
Much has already been written on education. reap the greatest rewards, even when meas-
In the ‘western world’, we trace many of our ured as a cost-benefit ratio. This is especially
earliest records on this topic to the ancient true of interventions targeting young pre-
Greeks, and other cultures to similar historic school children from disadvantaged back-
time periods, but I suspect that how to grounds, with the proviso that ‘sustained in-
educate and raise our young has been a vestment’ is provided as the child ages and
matter of debate and discussion since the progresses through school to ensure that the
advent of civilisation and urbanisation. Today, effects do not peter out over time.
education stands at the forefront of public
policy of most developed countries, and is the The prominent example highlighted by the au-
subject of continual comment and criticism by thors is the case of the ‘Head Start’ childcare
politicians, academics, journalists and the programme in the US and its ‘Sure Start’ UK
public alike. It is, as a relative pointed out, an equivalent. The former is far more intensive
issue where (almost) everyone has an opinion, and costly than the latter, but has generally
largely because almost everyone in the shown to provide longer-lasting results and
developed world has been enrolled in school greater magnitude of effects in achieving the
for a substantial period of their lives, and so programme’s aims (which differs marginally
feels that they are qualified to make from the UK’s Sure Start). Whilst this may have
suggestions regarding what constitutes ‘best been due to the differing aims and circum-
practice’ for a wider population. stances of the individual schemes, the notion
that short and intensive is better appears to be
successfully backed up by several further ex-
Compulsory education amples and studies.
Obtaining robust evidence of any sort is chal-
The authors also emphasise that the broader
lenging in an environment where opinions are
social, non-economic benefit of intensive
divergent (and, in many cases, are nothing
schemes are not usually included any cost-
more than opinions) and there is no clear
benefit analyses, and given the potential
guide as to what ‘best practice’ might involve.
knock-on effects ‘serious consideration needs
Distinguishing what little evidence we have
to be given’ to investing in future such
from narrative and opinion is even harder;
schemes. Additionally, ‘the costs of not provid-
hence, some of my research is built on the
ing’ these services is often ‘much greater’ than
shoulders of those who have already under-
the financial one incurred during provision. This
taken that task, particularly Making a Differ-
line of thought could potentially be extended
ence in Education by Cassen, McNally &
away from pre-school childcare into other do-
Vignoles. Their systematic and impartial review
mains, such as the education system more
of pre-school to the point of higher education
broadly, and call into question whether the rise
encompasses a range of issues, each
of data and value-added measurement is
presented as a separate chapter and
truly productive if we omit intangible and qual-
authored individually. The common goal is to
itative factors.
analyse initiatives that have failed and
succeeded, both in the UK and the culturally
Another repeated finding is that ‘families are
similar USA, discerning where there is evidence
much more important’ than any other meas-
for or against programs or ideals, or, equally
ure of the well-being and achievement of a
important, where there is no conclusive
child, indicating that schools can only provide
evidence at all. A summary of ‘key findings’
so much, especially when it comes to combat-
and ‘key policies’ are listed at the end of each
ing social inequality. They indicate that many
topic, though by no means being prescriptive
issues, such as lower literacy levels and poor
self-control have their roots in the family back-
ground of the child, and therefore early-years
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WOODARD JOURNAL ISSUE 2, APRIL 2018

intervention is preferable to later remedial ac- unison, championing better and more educa-
tion since the negative effects resulting from tion as the way forward.
such issues tend to compound over time. How-
ever, despite the range of issues which we are Her succinct conclusion is that there is very lit-
now comfortable taking advice on, parenting, tle evidence to suggest that the popularly as-
Vignoles points out, is one that may raise sumed causal relationship indeed exists, or, if
‘some thorny issues from a policy perspective’, so, that the effects are negligible. This result
since she suspects that not all parents will take stems from a coherent analysis of both interna-
kindly to any foreign interference in their prac- tional data sets and historical contexts, as well
tices, and concedes that the issue must be de- as conducting thought experiments to at-
bated more openly to ensure any successful tempt to gauge the likely outcomes of certain
policy implementation. events. Both vocational and academic ter-
tiary education are implicated in her conclu-
The collection of independent essays was very sion. She particularly condemns the wide-
much a useful starting point in my research, spread promotion for specific vocational edu-
providing evidence and opinions on a variety cating, noting that a niche qualification is
of critical, practical issues. There is the criticism more likely to become obsolete given the in-
to be made of the review that the overarching creasing fluidity of the job market and peo-
format and structure of the current education ple’s careers, since by imparting fewer general
system remain largely unchallenged. Whilst skills on the candidate the qualification be-
many lessons learned apply regardless of the comes of lesser value to both the individual
scenario or education system in place, the au- and society as a whole (at least, economi-
thors largely assume the status quo model cally).
whereby achievement in school is quantified
by grades, and do little to question the idea of Standardised (High-Stakes) Testing
what an education system ought to provide. & Targets
However, they do note that a balance needs
to be struck between accountability and po- Concluding her work, Wolf laments that as a
tential side-effects caused by a criterion- result of this narrow mindset, whereby eco-
based system, and also point out that ‘more nomic gain is the near sole purpose of educa-
sophisticated measures than the A*-C target tion, we have lost sight of the other qualities
would be welcome’ for measuring achieve- and rewards a good education might bring.
ment. She points out that, only a few decades ago,
ministerial speeches in the UK and abroad
Tertiary education & its assumed were far less concerned with the economic
economic benefits outcomes than with the ‘moral, intellectual,
aesthetic and spiritual growth’ of the individ-
Despite tertiary education not being the main ual and hence the collective. For example,
focus of my project, I nevertheless felt that comparing Margaret Thatcher’s first and last
Does education matter? By Alison Wolf would manifestos as Prime Minister reveals striking dif-
be of use to me: a.) in giving some context in ferences. In 1979, ‘Standards in Education’
which the current compulsory education sys- features as only the fifth point of the fifth sec-
tem operates, and b.) as it specifically dealt tion, a small part of a wider set of issues entitled
with the perceived relationship between eco- ‘Helping the Family’; in 1987, the entire third
nomic growth and better education systems. section is given over to the same topic, with
Although the book is far narrower in scope by both schooling and higher education being
only examining the supposed causal relation- given separate attention and the concerns of
ship of higher levels of education leading to employers addressed as well as those of par-
greater economic growth, it also touches on ents and the state.
the fact that education systems are by-prod-
ucts of the cultures in which they are formed, The result of chasing economic targets or ed-
and that opinions towards varying types of ter- ucational standards has been fairly predicta-
tiary education vary enormously between ble and with the usual unintended side-ef-
countries as a result. Further, despite these dif- fects, such as the awarding of qualifications to
ferences, the rhetoric of government and busi- ghost candidates that did not exist in the case
nesses across the developed world are in near of National Vocational Qualifications (NVQs).
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Whether the number of a specific qualification Social Inequality and School


awarded or participation levels in higher edu-
cation are the measure of success, perverse There is an argument to be had, that one of
incentives, coupled with centralised bureau- the key roles of compulsory schooling within
cracies, inevitably produces unintended and society is to reduce social inequality and in-
undesirable consequences. crease social mobility. However, various
sources show that there have been no signifi-
This latter issue is also something commented cant improvements in this domain over the last
on by Steve Hilton in his recent book More Hu- five decades. Wolf cites data from
man. His argument here is that standardised UCAS/UCCA and Reid (1989) that show virtu-
tests are only administered (and accepted by ally no change in the distribution of the social
society) because the distant educational ad- classes of first-year university undergraduates
ministrators require them to gauge how effec- in almost four decades from 1960 to 1999, with
tive a teacher or institution is; parents, teach- the middle classes continuing to dominate uni-
ers, students and other local persons know versity places. Further, using more recent data,
how well a child is doing (or otherwise) in a Cassen, NcNally & Vignoles highlight that de-
given area by interacting with them on a daily spite a small reduction in the socio-economic
basis. Since we do not need the administra- gap in the proportion of students achieving A*-
tors, according to Hilton, it follows that we do C including Maths and English in the five years
not need standardised testing either. Wolf leading up to 2012, ‘there is a continuous as-
would dispute the totality of this statement, sociation between deprivation and school
given that there are tasks which can be as- outcomes’ if postcode poverty is used as a
sessed in this manner, but is in agreement that measure of deprivation rather than the oft-
‘laborious paper collection’ is ineffective and cited free school meals (FSM). Whilst neither is
needs to be reduced. a perfect measure of deprivation, and exami-
nation grades are hardly a complete measure
A comprehensive treatment of standardised of achievement, it is worrying that the current
testing and its uses (and abuses) is given in Psy- school system in England appears to be falling
chology in Education by Woolfolk, Hughes & well short of one of society’s core expecta-
Walkup, with an entire chapter devoted to this tions.
domain. Included is a breakdown of the types
of tests that can be administered, their optimal
applications and, perhaps most importantly,
The Purpose of Schooling
the dangers involved in misguided use of re-
sults. Their succinct conclusion, based on the If addressing social imbalance and promoting
research of others, is that high-stakes testing meritocracy is a widely accepted aim of
(i.e. tests with great consequences when re- schooling and the education system, then
sults are used as the basis for decision making) what are the others? One alternative view
are not suitable for either ‘pass/fail decisions’ comes from John Taylor Gatto, former New
or ‘evaluation of teachers or schools (league York State and New York City Teacher of the
tables)’, despite the prevalence of using re- Year, whose thirty year experience of teaching
sults for these purposes. A further danger of in deprived urban schools has given him a
placing increasing the value of such assess- fresh perspective on compulsory schooling. His
ments is that the learning and feedback pro- conclusion is that the real purpose of an edu-
cess is greatly compromised. To combat this, cation system is to produce human labour on
Robert Cassen recommends that teachers re- an industrial scale; this requires the fostering of
spond to a student’s assessment with com- obedience, the dumbing down of intelligence
ments only: marks give little information, and in all but a few and, in Gatto’s view, a mech-
when scores and comments are presented anism for preventing children from fully grow-
simultaneously, the latter are usually ignored. ing up so as to continue their childish traits into
This is a known component of ‘formative as- adulthood. Whilst it is easy to be cynical about
sessment’, which encourages more student- this very bleak view of things, it isn’t difficult to
centric learning, though could well be applied see that the origins of mass schooling coin-
to some modes of standardised testing, too. cided with a period of rapid industrialisation,
and that although the day-to-day demands of

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WOODARD JOURNAL ISSUE 2, APRIL 2018

industry have shifted away from manual la- since I first read it (many years ago), and which
bour, the core values of an industrial system re- has taught me to look at schools (and other
main largely unchanged from 150 years ago. such institutions) with a more critical eye. De-
spite the often anecdotal and philosophical
Meeting the Child’s Needs; Meeting writings, the authors support key arguments
Society’s Needs with relevant endnotes and citations, and
have published multiple studies of their own
Affluenza by Oliver James is an anecdotal ac- which are consistently referenced.
count of the author’s visit to several countries
across the globe, reflecting on those different Further Research - Statistics & Studies
cultures’ attitudes based on his experiences,
combined with his own outlook on developed In order to ensure that assumptions made by
English speaking societies. As a highly opinion- other authors, and indeed myself, had suffi-
ated and subjective piece, conclusions drawn cient substance to them, I was naturally
from it must be treated with caution. However, obliged to look up relevant statistics as col-
James makes some eloquent points regarding lected by a variety of organisations. These in-
childcare and education. He argues that we clude The World Bank, various US university de-
are not meeting the needs of children, but of partments and governmental agencies, the
little adults, and consequently subjecting them UK Office for National Statistics, and collec-
to the same ‘prize-hunting exam fever’ and tions of data from Wikipedia. I have not been
‘other viruses’ of western society. able to independently verify each of these
sources for their validity, but have tried to use
As alluded to earlier, another book (that I had a range of reputable sources to support my
previously read) which proved to be of rele- more literary research and subsequent con-
vance to this topic is Steve Hilton’s More Hu- clusions.
man. As with James, it is a heavily opinionated
piece, although in Hilton’s case the arguments
Dissertation
carry somewhat more weight. This is a result of
greater use of academic research and numer-
Part I - The current situation
ous real-life practical examples to support his
‘Do we really need school? I don't mean edu-
theories, in combination with the knowledge
cation, just forced schooling: six classes a day,
and insights gained from his previous position
five days a week, nine months a year, for
as senior advisor to former Prime Minister David
twelve years. Is this deadly routine really nec-
Cameron. Hilton’s overarching message is one
essary? And if so, for what?’
of decentralisation of systems in order to ena-
- John Gatto
ble them to function and the serve the public
better, and this is particularly pertinent to an
This reflection seems an apt place to start a dis-
education system that is highly centralised
cussion on schooling, its merits and failures,
and bureaucratised. This includes giving more
and the aims of today’s English education sys-
trust to parents, teachers and children to set
tem. Why do we insist on placing our children
up their own schools as they see fit, and break-
in the hands of a few institutions for the major-
ing down the monopolistic nature of today’s
ity of their formative years, allowing them to
schools.
heavily influence their development? Why is
there so strikingly little variation between these
Examples of what such alternative schools
institutions, and why so much considerably
might look like are included in More Human,
more within? Why is it, that despite now being
and a further example is given by the authors
encouraged to instruct their charges on the
of Turning Learning Right Side Up, Russell L.
‘British Values’, of which democracy is one,
Ackoff and Daniel Greenberg. The latter is one
there is an ostensible lack of it both within and
of the founders of Sudbury Valley School, a
determining the roles of schools? Before ven-
democratic school in the 1960’s, and together
turing to consider what state our current ‘edu-
with his co-author they present a thought-pro-
cation system’ is in, it would be wise to con-
voking account of the topics mentioned,
sider its origins and some of its aims.
borne from their own experiences in a variety
of professions. It is perhaps this book that has
had the greatest influence on my opinions

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WOODARD JOURNAL ISSUE 2, APRIL 2018

A Brief History began to be taught by schools, a gradual


extension to the privilege of a ‘whole educa-
Prior to the mid-nineteenth Century, most chil- tion’ enjoyed by the upper classes for centu-
dren did not attend any kind of school; the few ries. Different school types were introduced
that did perhaps attended a local church and subsequently disappeared, such as the
school to learn some Latin and religious texts. well-known Tripartite System of grammar
Only during that period did schooling become school, secondary technical and secondary
widespread in England, and not until the modern schools, later to be largely replaced
Elementary Education Act of 1870 did it with a comprehensive system. The length of
become mandatory for a child to attend mandatory schooling was also increased
school for a small number of years. It is worth multiple times; the most recent of which being
noting that England was rather behind many in 2015, when it became a requirement for all
of its European counterparts in doing so, but aged under-18 to remain in at least part-time
introduce it the Government finally did. The education. A recent period of significance is
reasons for this move are still hotly contested. the late 1980s and early 1990s, when the
The more liberal-minded individuals of the time National Curriculum was introduced (1988)
felt that education of ‘The Three R’s’ was the and schools were ranked for the first time
best way to ensure an even playing field according to their performance in
between what they considered the illiterate standardised assessments, marking the advent
and ignorant poor, to give them a more level of centralisation and a data-driven approach
playing field with well-informed professional to schooling.
classes. The Victorians were also concerned
with improving the ‘morality’ of the poor and Despite all this, the overarching theme and
under-classes, and schooling was seen as a model of schooling has witnessed very little
method for doing so. change since the dawn of compulsory educa-
tion. Children are taken out of familial care at
Another important observation is that the so- a young age to be placed in institutions which
cial upheaval caused by the industrial revolu- they have no personal connection with, in-
tion left great gaps to be mended in the fabric structed in certain disciplines of thought and
of society. With urbanisation and mechanisa- discipline itself, accompanied by a daily rou-
tion young children, who in rural areas were to tine that is observed almost nationwide. At the
a degree able to and expected to help with same time, there has been an ongoing cry for
day-to-day agricultural and household tasks, the past few decades that this model of
were no longer able to contribute to family life ‘education’ (in the loosest sense of the term) is
in the same way. Too young to operate large outdated, irrelevant to modern society, does
and complex machinery, though this didn’t not do enough to help the most disadvan-
stop some of them from trying, children either taged, fails to prepare children for future
had the option to stay at home under the pos- careers; the list goes on, and on. What is it
sible supervision of a grandparent, or join their then, in this day and age, that compulsory
parents in the factories. The increasingly bene- schooling aims to achieve, and how does it set
ficial option, it was seen, was to provide about doing so?
schooling as a form of mass day care, and to
use the opportunity to provide them with basic What are the aims of schooling today?
skills that would allow them to function as part
of the industrial workforce in later life. This did Almost a century and a half on from the origins
not require them to be vastly educated, of compulsory schooling it this country, we like
merely possessing some basic literacy and nu- to consider that society has moved on from
meracy, alongside a measure of indoctrina- the industrial requirements and mindset of that
tion, would suffice for the children to turn out time, replaced by values that place
to become obedient, reliable workers. importance on granting equal opportunity,
‘realising potential’ of the individual (both for
Since then, various changes have been made themselves and the wider economy) and en-
to the content and structure of compulsory gendering a ‘lifelong love of learning’. Three
schooling, too many to list here, though the widely cited reasons for the continuation of
general schooling model remained intact. mandatory schooling are listed below:
Additional ‘subjects’ or domains of knowledge

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 providing a foundation of skills and Compulsory schooling escapes the bulk of


knowledge so that individuals can go Wolf's criticism, and is generally held up as a
on to earn a living and make a contri- necessity to ensure that children learn the nec-
bution to the national economy; essary skills to function in both a national and
 a significant means of correcting social global economy. Though this undoubtedly
inequalities that exist in society, by way holds for functional numeracy and literacy,
of offering each child equal opportuni- and increasingly IT-literacy, there is little con-
ties to develop and succeed; sensus as to what other skills schools should
 promoting societal values and inte- ‘teach’, assuming that the desired skills can in-
grating people thoroughly in society. deed be taught in a classroom. There is even
less evidence that teaching these 'core skills' in
Let us take a look at each of these issues in schools is beneficial to economic growth, and
turn, debating whether these reasons are justi- that there are any long-term gains associated
fied, and if schools indeed make a conse- with them for the individual concerned.
quential impact in the areas that people ex-
pect them to. However, if we take a less data-driven ap-
proach, we could argue that the instruction of
The Skills Economy certain skills has certainly been of use for an in-
dustrialised economy. For example, most
In the last few decades, the mantra of govern- schools try to instil self-discipline in their stu-
ment has increasingly aligned with that of busi- dents, which, according to the Oxford English
ness, with the core aim of public education to Dictionary is defined as ‘the ability to control
foist upon children the skills and knowledge one's feelings and overcome one's weak-
they will need to compete in today’s global- nesses’. The meaning of this word has been fre-
ised world and the future beyond. This asser- quently distorted, as shown by the anecdotal
tion sits on three general assumptions: a) we account of Greenberg:
know what the global and local economies
will look like in 5 years, 15 years, three decades ‘Consider this one example from my recent ex-
time; b) we know which skills will be required perience. I attended a conference of school
then, and the kinds of knowledge that will be counsellors, … I went to a session on the devel-
most crucial for employees to behold; c) that opment of self-discipline and responsibility,
increased time spent in education actually wondering what these concepts mean to
produces any substantial economic benefit. people embedded in traditional schooling. …
They explained that a guidance counsellor’s
To get straight to the point, there is no estab- proper function was to get students to under-
lished causal relationship between ‘higher stand that responsible behaviour means doing
spending on education’ → ‘higher economic their homework in a timely and effective man-
output’, where greater spending usually trans- ner, as prescribed, and self-discipline meant
lates into higher education and longer com- the determination to get that homework
pulsory education. Alison Wolf’s analysis of the done.’
data has soundly debunked this myth for some
time, but it is one that is still bandied about by By not-so-subtly conditioning schoolchildren
politicians and educational reformers world- with these new definitions, it becomes easy to
wide. Whilst her focus is on tertiary and not see how perverted use of language encour-
compulsory education (and hence conclu- ages students to remain loyal to an industrial
sions cannot necessarily be drawn from a par- system, shifting their worldview from an open
allel domain), it is worth pointing out that it is one to another that internalises the values of
naïve to make any such simplified causal as- the system in its place. This mindset transfers to
sumptions without considering the order of the workplace upon leaving school, where
events first, even of a well-established system loyalty to an organisation or industry is highly
(such as the topic of discussion here). This is the valued. This is not a new idea; children have
basic error of omission frequently made upon long been primed to adopt the values of their
producing these kinds of statements, and un- tribe, which potentially guaranteed their
fortunately, once such an idea becomes em- survival. What is new is the scale on which the
bedded in the public mind, it is very difficult to indoctrination is being conducted, and the
change the perception of the issue at hand. monopoly the consumerist culture has in the
developed English-speaking world.
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WOODARD JOURNAL ISSUE 2, APRIL 2018

When it comes to knowledge, particularly the that teachers and support staff can address
kind of knowledge that is desirable for employ- the issues that a child brings with them from
ment candidates to hold, we may also need their familial or community environment, since
to use a more scrutinising eye. One of the con- the length of compulsory schooling allows for
tinual debates of recent times concerns the sufficient time to make any adjustments to the
balance between ‘breadth’ and ‘depth’ in course of the child’s life. The school is often as-
curricula, an argument which may perhaps be sumed to be the institution best positioned
irrelevant. Quite apart from the fact that it has within the community to affect these changes,
not been possible to master all areas of and that they will be able to provide the spe-
knowledge since before the dawn of compul- cialist support necessary.
sory schooling in the U.K., an apt observation
made by the then chancellor of the University Needless to say, most schools are not able to
of Chicago, Robert Hutchins, in 1953 was that: offer this. Financial constraints limit school’s
'the more specific an education is, the less abilities to cater to everyone’s needs, from
likely it is to achieve the only purpose that it has supplying additional personnel to provide indi-
- to prepare the student for a particular kind of vidual support to those who need it most, to
economic activity'. This appears to be an in- ensuring that every child receives the ade-
credibly street-wise remark, judging by the quate care and attention they need for
long-standing trend for young people in Eng- healthy development (this is particularly im-
land to choose to work towards a more gen- portant in the early years). Beyond this, whilst
eral set of qualifications (as opposed to a spe- the school can certainly provide help to ad-
cialised apprenticeship), in order to 'keep dress such issues, it cannot fix them alone,
[their] options open' in a dynamic and shifting since children only spend a proportion of their
work marketplace. day in that environment. Repeated studies
have shown that the effects of parental influ-
Hence, there may be indeed an element of ence are considerably greater than that of
truth in the claim that skills are more valuable school on a child’s development and
than knowledge. Without knowing what achievement, and that these contributions
knowledge will be relevant and useful to em- are already evident by the time children enter
ployers in the future, the ability to learn and pre-school.
develop an understanding of new concepts
would be invaluable, both to them and the in- Hence, an increasing number of programmes
dividual. If this is so, why does the education are now aimed at the early years, targeting
system not fully encourage this ability as one of children from disadvantaged families so that a
its core missions? One cynical possibility is that lack of opportunity can be compensated for
loyalty and obedience are more valuable to early on, and some long-term effects associ-
the establishment than the ability to think ated with deprivation mitigated. Programmes
freely. If one encourages the majority of peo- like Sure Start have helped to increase pre-
ple to learn, i.e. to promote curiosity of thought school enrolment in the UK, particularly among
and genuine understanding, then one in- disadvantaged families, though this is no guar-
creases the risk that sufficient numbers of peo- antee that the quality of care has actually im-
ple will challenge the premise of the institution proved, particularly for those who already ex-
or system they are in, which is a danger to the perienced good parental care previously.
status quo of the privileged classes. Evidently, Although I do not doubt the integrity of the
the benefits of increased innovation or finan- carers carrying out these programmes on a lo-
cial gain through higher learning ability do not cal level, I would question some of the motiva-
offset the risks of a potential social revolution. tion behind the drive to enrol an increasing
number of children of pre-school at a younger
Social Inequality age. If the brain is then at is most ‘malleable’,
and by incarcerating infants it is easier to
Schools are the one location where all chil- shape their development and behaviour en
dren, regardless of background, are in theory masse, we can see that there is room for instil-
given equal attention and opportunity, since ling values in the child that may be against
the taxpayer collectively guarantees each their own natural interests. For example: the US
child a place, independent of the financial or equivalent to the UK’s Sure Start, Head Start,
social status of the parents. Here, it is believed openly states its primary aim as being to ‘pro-
mote school readiness’, as opposed to
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broader ambitions such as ensuring the the spectrum (or, conversely, at the upper
healthy development of the child or reducing end).
social inequality. Further, the financial incen-
tives for large-scale daycare are indisputable: This is not a zero-sum game; there is much to
more parents can return to work and contrib- be gained in ensuring that everyone attains
ute to the national economy at low personal the highest standards of living and well-being
cost, whilst the increase in demand for care- possible, and reducing the unequal distribu-
givers and other staff helps to reduce unem- tion of these is certainly a noble and worth-
ployment somewhat. These motives are not while cause. Nevertheless, it is foolish to expect
necessarily incompatible with the aim of de- schools to shoulder a large part of the burden
creasing social inequality, but there is certainly when it has been consistently shown that they
the potential for a conflict of interest to arise are unable to do so on their own, and it is even
between the needs of the individual, particu- more ill-advised to believe that they are able
larly the child, and the rest of society. to eradicate social barriers and eliminate so-
cial strata entirely.
No matter which indicator we use, schools
themselves do not have a great track record Values & Integration
on making a dent in the issues of social ine-
quality. Where exam performance is used as As the cultural diversity of many societies con-
the measure of achievement there has been tinues to develop, we are faced by the contin-
no marked improvement for those on Free ual challenge to keep tension and friction be-
School Meals (FSM), nor if postcode depriva- tween different groups at a minimum. Again,
tion is used as a measure of poverty. Similar this is not a novel issue; many societies have
trends can be found in the uptake of university developed mechanisms for including foreign
places, where the increases have been ex- tribes within the fabric of their society. Part of
traordinarily concentrated in the middle clas- this duty has now shifted onto schools, with the
ses, and the ratio of students attending from idea that if young children can be condi-
the different social strata has been near-con- tioned at a young age to accept people of
stant for half a century. Whilst these measures different cultures and backgrounds, the na-
are far from perfect, it does highlight that little tion’s society will be more tolerant in the future.
improvement appears to have been made Consequently, ‘British Values’ are now being
across the board; instead, the more privileged increasingly integrated into tuition in schools,
classes have cemented their positions. Clearly, the intention being, amongst other things, to
compulsory education does not have as great ‘further tolerance and harmony between dif-
an effect as we presume it to have. ferent cultural traditions by enabling students
to acquire an appreciation of and respect for
This issue may indeed not be the fault of edu- their own and other cultures’.
cation systems, but lie more in the nature of so-
ciety and equality itself. Let us conduct the fol- As with social inequality, it is difficult, if not im-
lowing thought experiment, as performed by possible to generate equity between different
Michael Young in his satirical The Rise of the cultural groups, again since issues often run
Meritocracy. If a society, and the education through several generations; it is possibly even
system that supports it, were to be perfectly harder to change someone’s mentality than
meritocratic (as many people believe and their financial or social status. A further parallel
wish it to be), then a social pecking order is that it is very difficult to measure true
would still ensue: those with the highest IQ changes over time, and we are for the greater
(Young’s measure of intelligence) would form part reliant on the results of opinion surveys
the elite classes; the others of lesser intelli- and isolated statistics to pronounce judge-
gence would be sent to the bottom of the pile, ment. Another part of the problem is that not
even if they originated from high-IQ families. all parts of England are equally culturally di-
Like any other social species, humans have verse (London, for example, has a far higher
evolved with the concept of hierarchy, be it proportion of ethnic minorities than, say, Bol-
age, physical or mental capabilities, or ances- ton), meaning that changing attitudes nation-
try used as the filter mechanism. In any such wide is a much more arduous task than doing
hierarchical system, some members of a group so on a regional level.
will, by definition, end up in the lower end of

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In order to achieve social cohesion in any question arises as to where the limit of govern-
tribe, certain sacrifices have to be made by mental responsibility lies in ensuring a cohesive
marginalising or converting those with social society; similarly, where is the fine line between
attitudes that differ from the norm. This is the social cohesion and intellectual, cultural uni-
case even in a ‘tolerant’ society: we condemn formity?
those that restrict the freedoms or opportuni-
ties of others, and punish those who do not As is to be expected, this process takes a con-
conform to a near-universal moral code (mur- siderable amount of time, and is not a catch-
derers and thieves, for example). To deal with all net through which no child will fall. Hence,
these outsiders, we are presented with the fol- it is also difficult to measure what progress
lowing options: a) suppress the minorities until schools have actually made in this depart-
they become extinct or leave of their own ment, since we ourselves are often not aware
accord; b) openly try to convert them to the of how our opinions have been shaped over
social norms; c) quietly indoctrinate their off- time. Further, separating the contribution of
spring to integrate future generations into school from other elements of society is near-
society. impossible, so we can never be sure whether
schools are merely a reflection of society or an
The first option often leads to further and more influence upon it. This does not necessarily
severe tensions down the line, as demon- mean we should discount the role of compul-
strated by countless historical examples: per- sory education, or indeed any facet which
secution of the Jewish in Europe throughout cannot be directly measured, but need to be
the last millennium; apartheid in South Africa; cautious in attributing any changes in society
and, more recently, the suppression of ‘ex- to the effects of schooling alone.
tremists’ in the Near and Middle East, which
has given rise to the ‘Islamic State’. The second If not, what then?
is often met with resistance from the non-na-
tive communities, who resent being asked to If the intentions listed above are the sole social
change their often long-standing and tradi- objectives of compulsory schooling, then there
tional beliefs, and is difficult to enforce effec- would presumably be a wider range of school-
tively on a larger scale. This leaves us with the ing models and education systems available
final measure, which subtly and over many from which the public could choose, accord-
generations normalises the various attitudes of ing to their own, more detailed, beliefs of what
different social factions to a common stand- an education system should provide. It would
ard, accepted and believed by all to be true unlikely be the case that the same daily rou-
and right. tine and curricular structure would be followed
in all schools, and that all classes would be
This is one of the unspoken responsibilities and segregated by age group, with students pro-
aims of a compulsory education system. By en- gressing at the same rate through nationally
suring that all children are exposed to a cer- standardised syllabi, regardless of whether a
tain set of values, beliefs and facts on a fre- student is ready for such a progression. Quite
quent and routine basis for several years, those conceivably, many ‘schools’ would not be
in control of the education system influence to recognised as such at all, given that their in-
a very large extent the cognitive and personal struction may differ quite wildly from the cur-
development of those within it, including atti- rent norm.
tudes towards other social tribes. Whilst aca-
demic and exam result performance grab Perhaps the aims of schooling have not at all
most of the current headlines, development of changed as much as we are led to believe, or
a child’s attitudes and beliefs over time often would indeed like to believe. Perhaps we still
goes unnoticed, leaving greater room for ma- unwittingly operate under the same industrial
nipulation. This is not to say that these values mindset, albeit now dubbed consumerism, for
are necessarily malicious or harmful. Encour- the manufacturing has often shifted else-
aging tolerance between different cultural where. Perhaps, schooling was never really
groups and people of conflicting opinions can designed as a vehicle for social mobility and
certainly be beneficial for society, as could be progress for the masses, but to ensure the per-
said for imparting the basic tenets of justice, petuation of the wealth and status of the es-
the rule of law and universal moral values. The tablishment? Perhaps, a universal education

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system was merely the product of the industrial would be hard-pressed to argue that the edu-
revolution, which required a mass workforce to cation system has not at least been partly re-
be trained in standardised skills other than sponsible for perpetuating the pre-existing fi-
those which they could naturally acquire? nancial and cultural divides between the so-
Maybe, there was a fear that should the ben- cial elite and the common public.
efits of the revolution be shared with the ’com-
moners’, the social order so enjoyed by the In fairness, the motivation for such a system
elite would cease to be so, and that a mech- need not stem from class or fear, but equally
anism was required to keep the underclasses from greed, or the belief in a ‘paramount vir-
from advancing too far? tue’ which we believe it is necessary to behold
to ensure the continued advancement of the
And that, John Gatto argues, is exactly the human race (think efficiency, status, financial
point of today’s education systems. By forcing wealth). Even more simply, it could be the re-
children into an environment where they are sult of sheer laziness. Putting aside for the mo-
only surrounded by other children, ‘stripped of ment any political, ideological or selfish mo-
responsibility and independence’, and not tives for compulsory schooling, the conven-
given any incentives to fully develop, is it little ience of mass instruction is another reason why
wonder that many people walk out of these the format of the education system is largely
institutions unable to think for themselves in as it was in late Victorian Britain. Providing day-
any great capacity? That the public educa- care for large numbers of children in a single
tion system is tasked with producing an obedi- location is far more cost- and time-efficient
ent, compliant workforce is an already well than guaranteeing each family a dedicated
documented, albeit poorly-publicised, point. carer, and allows parents to leave their off-
Aside from industrialists who required a large, spring to earn a living and contribute to the
uneducated workforce at the end of the nine- national economy at minimum cost to the
teenth century, other evidence for such mo- state or the individual. If this opportunity can
tives come from former US President Woodrow be used to teach all children the basic require-
Wilson, who in his then position as president of ments of society, such as literacy, numeracy
Princeton university is recorded as saying the and social norms, then the justification for
following in an address to the New York City compulsory schooling is only strengthened.
School Teachers Association in 1909:
Nevertheless, it is hard to miss the continual
‘We want one class of persons to have a liberal thread that runs through all the justifications for
education, and we want another class of per- compulsory schooling. We, as a society, have
sons, a very much larger class, of necessity, in prioritised the economic gain and living stand-
every society, to forgo the privileges of a lib- ards of a few over cultural richness of the many
eral education and fit themselves to perform and fulfilment of the individual and many,
specific difficult manual tasks.’ whether through natural circumstance or hu-
man engineering. We seldom recognise this,
This is very much at odds with the widely held for it underpins the way we live our daily lives
current beliefs that schools are supposed to be (and it is not particularly desirable by the es-
vehicles for social mobility, the foundations of tablishment for this to be recognised), and
meritocracy and the basis on which to build rarely do we ever consider the origins of our
an equal (or, at least, not vastly unequal) soci- lifestyles in great detail. Ultimately, my belief is
ety. And indeed, we could say that little of this that this is the role of the English education sys-
attitude has changed today. Although politi- tem in the past and today, whatever the pre-
cal leaders such as Thatcher and Blair are cise motivation of its creator. It is not what I
wrong to claim that ‘education’ is the vital wish it to be, nor quite possibly what you wish it
driver behind national economic growth, they to be, but it is the function it serves at present,
are not mistaken in recognising that the prev- and by all accounts is serving it rather well.
alent educational model does lead to the Could this aim be served better: undoubtedly
preservation or furthering of the wealth of a yes, but at what cost to our cultural richness,
small and privileged minority. With very little intellectual diversity and personal freedoms?
change in social mobility in at least the past
five decades, and an increase in inequality If there is one thing we can be certain of, it is
within the UK since the 2008 financial crisis, one that our education system mirrors our society;

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WOODARD JOURNAL ISSUE 2, APRIL 2018

that we achieve through it what the key-hold- apparel. People cannot be expected to make
ers of our civilisation intend it to achieve, what- meaningful decisions without having had the
ever their aims may be. Each society gets ex- opportunity to practice decision-making (and
actly the education system it wants, and each mistake-making) in the first place. By limiting
education system is used to fundamentally these opportunities when the consequences
shape the society of which it is a part. Next, we are minor, as would usually be the case in a
will examine two key manifestations of our in- school environment, we are inhibiting of a cru-
dustrial values within schools, how these feed cial part of a child’s development.
back into society and with what results.
Intellectual uniformity manifests itself in the na-
Manifestations ture of the UK’s national curriculum, whereby
all children are required to absorb the same
knowledge matter, regardless of their cultural
Uniforms & Uniformity background or geographic location. Whilst
this could be justified for basic skills required for
Uniformity implies uniforms, and England is rel- the individual to function in modern society (lit-
atively unusual in the circles of developed na- eracy, numeracy and the like), for other do-
tions in that wearing one is mandatory for (al- mains this is much more contentious. Take any
most) every schoolchild. Looking beyond its of the arts or humanities as an example. Set
basic conveniences of reducing incentives for topics must be undertaken by every school
bullying on the playground, ensuring everyone and child, regardless of the relevance to the
is appropriately dressed in lessons and making child’s life or their personal interests. There is a
it easier to find stray students on school field gamut of historical events to be studied, yet
trips (arguments frequently put forward by pro- the National Curriculum only covers a speck of
ponents of school uniforms), the more power- it, rather than letting the student examine the
ful reason for their deployment is to enable any aspects and time periods that fascinate them
casual observer to categorise a child at first the most. Music is an essential part of our hu-
glance into their social pecking order. This is of- man essence, which we fundamentally enjoy
ten disguised under the pretence of ‘building and practise by doing, yet the syllabus for mu-
a community’ or some similar statement, but sic is heavily weighted towards the theoretical
far from aiding social integration, uniforms act knowledge of a certain style and culture.
as identity tags that allow people to avoid
other segments of the population based on When everyone is forced to assimilate, then re-
preconceived ideas about the schools they gurgitate, the same facts and opinions as eve-
attend, with these assumptions often (if only ryone else during the same stage of their life, is
subconsciously) extrapolated onto that per- it a surprise that a nation’s people ends up
son’s character, lifestyle and aspirations. Stere- largely thinking along the same lines as their
otypes often run deep, so perhaps it is little neighbour in matters domestic and interna-
wonder that social mobility has barely im- tional, with little in the way of contradiction or
proved if social integration hasn’t either. novelty? This is certainly the intention behind
such a national curriculum: everyone leaves
Apart from engendering prejudice and dis- school with the same knowledge, and more
crimination in all but name, uniformity in dress importantly, attitudes and routines, embed-
and behaviour also inspires conformity in ded into them, so that no matter where in the
thought, which is invaluable to anyone wishing country a person hails from, one can be sure
to guarantee the future of an industrial system that they will be as predictable as the person
intent on producing mechanistic individuals, or as the person standing beside you. What the
any narrowly prescriptive system for that mat- motives are, I am less sure of: is it for the sake
ter. Not having a choice in what to do or wear of economic efficiency, or political expedi-
immediately delegates responsibility and de- ency (i.e. not enough independent thought to
cisions elsewhere, fostering over time a strong challenge the status quo)? Quite possibly
dependence on the word from above to lead both, though it is hard to distinguish between
the way forward, with the consequence that the two at present.
the individual gradually loses the ability to think
for themselves and challenge the ordinances
they have been given. These repercussions do
not just follow as a result of restricting choice in
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Assessment & Testing date. It is quite another to assess someone’s


understanding of a topic by ‘measuring’ their
In an organic system, progress is non-linear. knowledge of its consistent parts, without ever
Trees do not grow equally all year round: they asking them to discuss the topic as a whole. To
shoot up in the summer when the conditions draw parallels from tennis again: it is like a
for growth are right, and barely change size at coach determining that someone can hit a
all during the winter months. Similarly, we see good forehand because they can hold a
no improvement in a person’s condition or racket with the correct grip, hit a stationary
abilities for a long time, and suddenly they be- ball accurately (with spin), and run quickly
come fluent at a given task, as if a magical across the court between two cones, with
transformation has taken place. these components being assessed separately
and independently. Yet this is what the major-
In both these scenarios, tasks that are often ity of standardised tests seek to do, with the re-
seen as singular and isolated are complex and sult that all but the most basic examples fail to
dependent. Plant growth is dependent on a measure anything other than the ability of the
multitude of conditions: light intensity, rainfall, person to think in pre-defined ways and out of
soil nutrient levels, sunlight hours, etc. Mastery context of the original situation. Not surpris-
of, say a forehand stroke in tennis, requires the ingly, these tests are unreliable indicators of
movement of arm, wrist and torso to be per- quality or future performance: the low-mid
fectly weighted and synchronised, alongside correlation between SAT scores and perfor-
the fluid weight transfer and precise timing of mance at college in the US is already well doc-
impact that make for a powerful shot. Not only umented, and anecdotal evidence shows
is it necessary for the performer to be proficient that those who score highly on the driver’s the-
in each of the individual components, he or ory test do not always turn out to be the best
she must also be able to master the interde- or safest drivers.
pendencies between them and perform all
the sub-skills simultaneously. Should the perfor- Nor does everyone develop at the same rate,
mance in one of the components falter, or a again as both anecdotal evidence and re-
single link between two of them be less than search in the field of child development sug-
complete, then the entire stroke will suffer. gest. Children learn to walk and talk at varying
ages, both hugely complex skills in themselves,
It would therefore be useless to measure how and almost universally master these in time; so
good the wrist action of a player is without why do we expect of children to learn read-
considering every other detail, since high lev- ing, writing and other such skills at an age pre-
els of topspin without good timing will almost determined by someone with no connection
guarantee that the ball will sail into the net ra- or experience of them?
ther than over it. And yet, this is precisely what A yet further issue with the way tests are ad-
the curriculum and associated tests taught in ministered is that the conditions the subjects
most schools set out to do. Separating ‘Global are under bear no resemblance to the real
Warming’ into geography, biology and chem- world. Primo, questions are dressed up in artifi-
istry lessons; splitting the geographical reasons cial problems, in an attempt to put the heart
for Russia’s invasion of Crimea from its cultural, back in the patient as it were, and inject some
socio-political and historical ones; dividing the dose of reality into the sterile situation. Second,
arts & humanities from the natural sciences & tests must be completed in silence, with no
technical domains: education systems have ‘cheating’ or asking questions allowed. This
sought to strip down the components of hu- runs completely in the face of how people are
man knowledge into separates in an industrial expected to solve problems in reality, which is
manner, thus creating abstractions from what through collaboration and external resources.
are (metaphorically speaking, of course) living ‘One who can solve fewer problems without
and breathing issues, each with their own or- help but more problems with help is more val-
gan system, limbs and contradictions. uable than the one who has the reverse prop-
erty.’
Now it is one thing for the separates to be
taught as such, divorced from their original Granted, specialist tests have their purposes,
context much like a heart is removed from a but these only measure the competence in
patient, only to perhaps be rejoined at a later the individual task itself, not in the profession

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WOODARD JOURNAL ISSUE 2, APRIL 2018

associated with that task. To borrow an exam- the reasons range from the selfish to the pred-
ple from Ackoff & Greenberg, being able to atory, some of which have presented here.
type accurately at high speed is no guarantee
of being a good secretary. This seems like an Starting at the more benign end of the scale,
elementary point, but one that is much missed testing is one simple (if thoroughly flawed)
by education systems. No test has yet been method of informing the system administrators
devised to measure anything remotely com- of how well students are doing; or, to put it
plex, like personal character traits or the ability more bluntly, how well schools are doing at im-
to carry out complicated and interdependent plementing their goals for public education
tasks, and nor is such a test likely to emerge in onto the students. It is much easier for an ad-
the future. Further still, the shift in schools’ foci ministrator to consult a database than to ac-
to exam performance at the expense of eve- tually meet and talk to each of the students,
rything else, constant ‘educational reforms’ in and it is much easier for an administrator to
this direction and the results thereof show that claim they are ‘doing their job’ based on sta-
standardised assessment is not exempt from tistical results than actually getting to under-
Goodhart’s Law, which when paraphrased stand the needs of the individual. If we take
states that ‘when a measure becomes a tar- Steve Hilton’s humanist view, the current test-
get, it ceases to be a good measure’. ing regime just demonstrates the unnatural dis-
tance between schools and their subjects (in
The dangers of high-stakes standardised test- this case students, parents and society more
ing and subsequent ranking of students, and broadly), since parents and the local commu-
the ultra-competitive culture that follows, can- nity usually know whether a child is succeed-
not be overstated. Half of South Korean teen- ing in their endeavours or not and do not re-
agers, who regularly are classified as amongst quire additional assessments to confirm this.
the best in the world in the PISA tests, are re- Properly translated, this has become a lazy
ported as having suicidal thoughts. In Palo way to measure the accountability of the ad-
Alto, at the heart of the US’ Silicon Valley and ministrators, and subsequently preserve their
one of that country’s most successful public jobs within the ‘education-industrial complex’.
school districts, volunteers ‘patrol the railroad
tracks’ to prevent high school children from kill- The education sector has indeed swelled in
ing themselves. Whilst these are extreme size over the last few decades. The rise in the
cases, and their is no clear link between inci- number of jobs is certainly disproportional to
dences of mental heal issues (including sui- any increases in the national youth population
cide) and increasing expectations of students, over the same time. More people are em-
it is worth noting that suicide is the second ployed in it than ever before, not just teachers
most prevalent cause of death in the US in but additional administrators, tutors, examin-
both the 10-14 and 15-24 age brackets, even ers, researchers, psychologists, advisors, bu-
though suicide rates amongst these ages are reaucrats, to name just a few. Today’s exami-
significantly lower than for the others. In Eng- nation regimes certainly make a significant
land and Wales, ‘suicide and self-inflicted inju- contribution to this field, what with the extra
ries’ is the third major cause of ‘avoidable personnel required to write specifications and
deaths’ for youths aged 0-19. syllabi for each course (which have also ex-
panded in number), set and administer the
Enough. tests, mark and process them. This is all before
we even consider the increased demand for
tutors and remedial classes as a result of the
Why are they still used? current environment where high-stakes testing
has become the cornerstone of the educa-
If these standardised tests are so ineffective at tional system, and the measure of success and
measuring what we supposedly want them to self-worth for many individuals involved.
measure, why are we still administering them?
By this, I don’t mean simple tests of basic com- Finally, testing perhaps offers a more sinister
petences such as touch-typing, but examina- function than we superficially assume: sorting.
tions of the kind that are imposed on second- Consider this: whilst it is evident that students
ary, and increasingly primary, school children. are ranked according to their performance in
Depending on which perspective one takes, these assessments, these rankings are often

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WOODARD JOURNAL ISSUE 2, APRIL 2018

used as the basis of judgement for a raft of de- Part II - Where next?
cisions, such as application to further educa-
tion institutions and jobs. Since little has hap- The second part of this discussion is my assess-
pened in the way of social mobility in England ment of what our current education system
over the last half-century, the correlation be- might evolve into, in which direction the wind
tween inherited class (or wealth) and exam is blowing, so to speak. It is by no means a
performance is still quite strong, and hence ex- comprehensive list of solutions or possibilities,
ams can be used as a filter to separate the and as I try to avoid crystal-gazing I will not
classes from one another. Whilst this mecha- place too much certainty on any of my pro-
nism is not perfect, it does not have to be so, jections. However, I will outline where I think our
since the odd irregularity here and there helps education system is headed if we follow the
give the impression that the system isn’t rigged current trajectory of events, and what might
in anyone’s favour. If standardised tests in- happen if we were to earnestly pursue a more
deed reveal little information about some- ‘liberal’ system.
one’s understanding, and the privileged clas-
ses are better able to game the system, then it I have so far attempted to be ‘reasonable’ in
follows that to a lesser or greater extent, a fil- my tone and presentation of ideas; hence-
tering mechanism is what ensues. forth I will not hold back on what I truly think of
the education system in this country, and in-
In parallel, an increasing number of children deed, that of much of the developed world. I
have been diagnosed with Special Educa- make no apologies for my lack of discretion,
tional Needs (SEN) over the last 20 years. Whilst and even less for my lack of ‘political correct-
this may be due to an increasingly accurate ness’.
identification of needs (or a previous under-
identification), or great fluidity in the definition
of SEN, there are a couple of interesting obser-
Greater Mechanisation
vations to be made. The first is the tendency to
categorise children as such because of low As I have already demonstrated, our current
achievement or reduced rate of progress on system of schooling rests on the pillars of uni-
the basis of standardised test results, a phe- formity, conformism and measurability. Testing
nomenon well-documented in the US. This may has become incredibly prevalent in a child’s
stem from a desire not to under-diagnose SEN, life, the notions of democracy and freedom of
or simply from failure to concern oneself with expression remain largely ignored by schools
the reasons for their low achievement (which and the interests of the individual are rarely
aren’t necessarily the result of special needs). considered.
However, if we take John Gatto’s more scep-
tical worldview, it becomes a device for label- Much of what I believe to be damaging about
ling supposedly unintelligent children as being the current state of affairs can be summarised
disabled, an association many will carry for life. in Pearson’s report Preparing For A Renais-
The more concerning trend is for children from sance In Assessment. It correctly identifies a
disadvantaged families being apparently number of issues with schools today, not just in
more likely to have a SEN, but less likely to re- terms of assessment but relating to the overall
ceive a ‘statement’ (i.e. have their needs offi- system structure as well (think one-year clas-
cially recognised by the UK authorities) than ses, linear progression through years and syl-
their more affluent peers. Again, poverty may labi, etc.). What I strongly disagree with is the
be a contributing factor to the development report’s overarching drive and conclusions,
of any educational needs, but as poor chil- particularly its obsessive emphasis on objectiv-
dren are more likely to be ‘lower achieving’ in ity and data-gathering. As I have already
these tests they are unsurprisingly also more pointed out, there is quite a low ceiling as to
likely to be diagnosed. All in all, this amounts to what tests can meaningfully measure, and I
a ranking and sorting mechanism, whereby very much doubt that Pearson’s assessment vi-
the ‘undesirable’ poor, ‘unintelligent’ and sion would fit under a high-ceilinged ballroom.
genuinely handicapped population are mar- A ‘systematic, data-driven approach’ may be
ginalised from the rest of society, despite at- of use in a factory system (which they claim to
tempts to promote inclusivity. renounce), but is arguably ill-suited to captur-
ing the subtle nuances of skill and character
that truly defines the individual. The authors of
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the report go on to use the idiosyncrasies of On compartmentalising, self-corrup-


the individual teacher as a justification for im- tion & replacing with the phoney
plementing a more data-driven regime, in or-
der to provide more ‘personalised instruction’ Which neatly brings us to the greater division
to students. induced by such a system that relies indiscrim-
inately and excessively on measurable test re-
Besides the blatant hypocrisy of the authors, to sults. We are already witnessing the commod-
me this vision is wrong on so many levels. As a ification of certain ‘subjects’ (in the loosest
humanist, first and foremost, juxtapositions, the sense of the term): ‘useful’ ones such as the
unexpected surprises and endless variations in STEM group, particularly mathematics, which
human character are what make life worth liv- offer greater employment prospects and fi-
ing; not the mechanistic rote-learning and in- nancial reward; ‘cultural’ others that serve to
tellectual uniformity implied by this method. ‘enrich’ the individual and make them more
When claiming that their new testing pro- ‘well-rounded’, examples of which include the
cesses will enable the teacher to fulfil their role visual and performing arts. The crassest exam-
as ‘activator’ (i.e. motivator and mentor), the ple of this artificial compartmentalisation of
authors do not mean that the teacher will be knowledge into distinct separates is possibly to
allowed to share their niche passions about a be found in China, as demonstrated by the fol-
subject with their students, which well may lowing summary of an anecdote.
transform a disillusioned child into a motivated
and curious one. Instead, the increased vol- A three-year-old son of a well-to-do family
ume of assessment data is intended to give spends the majority of his weekdays in
the teacher greater flexibility in delivering the ‘school’, being instructed in subjects that will
pre-determined curriculum, so that each child make him “a useful person”, such as mathe-
can absorb the same information as every matics and business. At weekends, he is given
other child, but at a pace more suitable for piano lessons and painting classes to foster his
them. ‘creativity’, which will be “crucial” to his prep-
This is all assuming that the data that is gener- aration for success as “a top leader”.
ated is of much use in the first place. True
learning by its very nature tends to be an idio- Whilst it is vital to acknowledge the cultural dif-
syncratic process, in which progress is not ferences between China and England, where
made in small steps but in seemingly large societal duty is valued well in excess of individ-
leaps. This is as true of an organised curriculum ualism, this is not much more than an obvious
as it is elsewhere. If by continuous monitoring exaggeration of a trend that is gaining mo-
and testing we are expecting to see some sort mentum at home, and abroad in places such
of linear progression in results, or after subse- as the US. There are several facets of this ap-
quent remedial action on the part of the child, proach that stand out to me, and which I
then I believe that we are sorely mistaken. Fur- strongly disagree with. The first is the apparent
ther, at the risk of being repetitive, ‘there is no necessity to ascribe a definable, beneficial
way to measure in advance … whether a per- function to every activity, as opposed to doing
son will succeed in a given undertaking’. The something for the sake of it. This is nowhere
majority of things that we value, love, compas- more obvious than the arts: a fundamental,
sions, trust, perseverance, resilience, humility, evolutionary, universal human activity now
freedom, you name it: they have no measura- needs to be justified for its perceived benefit,
ble quantity associated with them. not through the intrinsic value it may offer to
the individual or their community, but in the ex-
What the current system, and Pearson’s pro- plicit gain in power, status or wealth it may pro-
posed development, does indirectly measure vide in the future. We are led by the current
is the student’s (and teacher’s) loyalty to the education and social system to corrupt our
industrial culture. With some exceptions in-be- most human characteristics, the hallmarks of
tween, those whose succeed in standardised our species, to serve as trophies that we pa-
testing have, to at least some degree, ac- rade in front of others, rather than enjoying the
cepted the current culture and its values, i.e. natural pleasure these activities bring.
very few people are genuinely motivated
enough to learn the entire compulsory curric- A related disagreement stems from the com-
ulum as a result of their own direct interest. mon perception and illusion that we can foster

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WOODARD JOURNAL ISSUE 2, APRIL 2018

creativity and its natural sibling, curiosity, true creativity, but sadly is where most people’s apprecia-
tion of the trait ends.
through the ‘teaching’ of subjects considered
as such. By any and all anecdotal accounts,
this is ridiculous. We naïvely assume that this is Many people are not aware of this masquer-
the case, because many of us have already ade that is playing out in front of our eyes; we
been worn down by our day-to-day lives in a no longer recognise true creativity for what it
society that increasingly believes and perpet- is. Manipulating language like this makes it
uates this myth. Observe a very young child, considerably easier for bodies in charge of an
any child will do. It hasn’t yet learned how to education system to subversively insert values
walk, yet it uses its imagination, curiosity and other than those which they claim to promote.
willpower to get around anyway, if only This applies not only to this particular word; I
through sheer necessity. It will be playing role- demonstrated earlier that the meaning of
play games that make no sense to adults or many words are being subverted to suit the
even to older siblings, but that make sense to needs of schools and their administrators, from
them because they help the child make sense 'choice' to 'responsibility’.
of the world around it. We learn first and fore-
most through doing, through trial and error, What I object to here most is the stifling of
and through dealing with the unknown - prob- (true) creativity and individuality as a result of
lem solving and imagination are as fundamen- an obsession with data, with metrics, and with
tally human, nay, natural as eating, breathing assessment. I am aware that these are the
and reproducing. symptoms of deeper underlying problems, but
from what I can see, these manifestations will
The current obsession with promoting creativ- become only more pronounced in the future if
ity in schools is like teaching a caged parrot we take Pearson's lead. The more we attempt
how to fly: it wouldn’t need flying lessons if you to quantify things, the more we compart-
didn’t cage it in the first place! My suspicion of mentalise them; the more we compartmental-
what is going on here runs twofold. We have ise things, the more we abstract them from
undermined creativity at every opportunity: their true meaning; the more we abstract
through authoritarian learning environments, them, the more we de-humanise them. I have
‘right’ answers, and incredible aesthetic and singled out Pearson because they embody
intellectual uniformity - through all we have dis- the current data mania, which, when com-
cussed so far, and more. Now, realising that an bined with a ruthless profit (and efficiency)
integral part of our human nature and survival motive, has the possibility of causing an enor-
instinct is missing, we attempt to recreate it, mous amount of damage to our society (for
unwittingly replacing it with a ‘pseudo-creativ- the aforementioned reasons). A mechanical,
ity’ - a curated form of creativity that only just data-centric society is not one I wish to live in,
thinks outside the box the person’s thought and quite possibly not one you wish to inhabit
was artificially constrained to, but not beyond either.
it. Ideas conceived through regular creativity
are still too radical for the judges of this impos- Next, we will look at some alternatives to the
tor equivalent; conceptions considered spec- current education system and my prognosis
tacular under the new process are actually thus far; an antidote, as it were, that respects
quite conventional by regular creative stand- the individual and operates on a qualitative
ards. basis.

Greater Liberalisation
If we reject the status quo, as outlined in the
previous pages, what, if anything, ought to fill
the void left by a large industrial-complex; an
institution that has been in place for a century
and a half, that has permeated the life of al-
most every child and adult in England, the UK
and the wider developed world? Before at-
tempting to answer this, it is worth emphasising
Figure 2.1 - pseudo-creativity, although diverse when that with the fall of the industrial schooling cul-
compared with conformist thought, is a mere subset of ture must also fall the industrial society, as the
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WOODARD JOURNAL ISSUE 2, APRIL 2018

two are largely dependent on one another for concept, whereby learning takes place pri-
survival. Assuming this happens in parallel and marily in a ‘real’ environment (i.e. the family
in the reasonably near future, let us consider home, the local community, etc.). Originally, a
some of the alternatives that are already cur- broad ‘education’ was the preserve of the
rently being explored, albeit on a much wealthy and social elite, but even rural labour-
smaller scale. ers were undoubtedly ‘learners’, through prac-
tice and application of what was relevant to
A first step would be to de-centralise and de- their lives. Today, homeschooling has to an ex-
bureaucratise the current national framework, tent become an anti-establishment move-
devolving more authority to individual institu- ment, and although it has gathered a reputa-
tions, local authorities and, most importantly, tion for serving the needs of fundamentalist re-
to the end-users themselves: the national pop- ligious families, is much broader in scope than
ulation. On the face of it, the UK Government is frequently presented.
has already begun a mentality shift in this di-
rection with the introduction of ‘free schools’ The variety in format and structure (or lack
and ‘academies’, which both proclaim to thereof) is considerable. Some families confine
have greater control over the manner in which the process to the immediate family; others
they operate. However, in the case the latter form homeschooling communities where ex-
school type, the gains of a theoretically un- pertise and resources can be shared. A few try
constrained curriculum and separate govern- to follow a structured approach as is to be ex-
ing body is somewhat undermined by the fact pected of a conventional school; many re-
that these trusts must report to a centralised nounce this approach on discovering it is gen-
agency, which unlike a local authority is in a erally unsuitable for their child. Many attempt
poor position to work with the school to ensure to ‘teach’ the rudiments of literacy and nu-
it serves the community’s needs. Further, de- meracy: for some a textbook approach works,
spite their ‘independence’, the vast majority whereas others learn better through real world
of academies have done very little to diversify scenarios. Some endorse learning through
away from the standards and curricula em- play (in other words: doing, trying and failing)
ployed in conventional state schools. alone. Despite all the variability associated
with homeschooling, one thing runs consist-
This may be a reflection of the desirability of ently through all attitudes: the potential (and
these standards or, as I believe, a lack of desire) to reinstate personality and individual-
awareness of what the potential alternatives ity into the learning of the child. Whether the
are, combined with a bandwidth deficit that intentions are to meet the child’s needs, or
prevents people from actually taking the time those of the family and local community, the
to think about what the current education sys- homeschooler’s environment offers much
tem is doing. The day-to-day tasks of keeping greater flexibility in catering for these than
afloat (i.e. paying the rent) do not leave much conventional state schools are at present able
time or energy for the majority to ponder on to. The child’s environment strongly influences
the ideal future of their and others’ children; it his or her learning, and in turn their education
is in many cases a certain relief to have one reflects the true needs of the individual or rele-
fewer thing on the mind when school takes vant segment of society.
care of your child for the working day. How-
ever, were we to collectively give this matter For all the personalisation this option offers,
some serious time and thought, what would there is a valid criticism to be made that
come out of it? Below I present two schooling homeschooling can be rather isolationist. This
models that are frequently touted as alterna- obviously depends a great deal on the individ-
tives to the current system, followed by some ual case concerned, but it can easily be seen
general considerations which must be under- that educating children away from any exter-
taken in the event of a shake-up. nal influences can lead to indoctrination and
intolerance; this undoubtedly undermines the
Homeschooling social integration function of schooling dis-
cussed previously. Further, as homeschoolers
Illegal in some countries, but not in the UK, are in the minority at present, there is also the
homeschooling is actually a very traditional possibility of children feeling alienated from
their peers and society through a lack of
shared experiences; whether this is a genuine
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issue or desirable consequence leaves much prides itself on giving children the opportunity
to be debated. The other divide that may re- to practise these skills.
sult from an increased prevalence of home-
schooling is a socio-economic one: as most Disruptive schooling - Acton Acad-
cases require at least one parent or carer to
be present, particularly in the company of
emy & Khan Lab School
young children, this certainly advantages bet-
ter-off families where one breadwinner is suffi- These pair of enterprises in the US share a simi-
cient (or who can afford a carer). lar vision to that of SVS, but these ideas mani-
The question therefore presents itself: is it possi- fest themselves in subtly different ways. They
ble to combine the libertarian benefits of both take a more structured approach to the
homeschooling with the more social aspects day, but the emphasis on self-directed learn-
of conventional schooling, along with the lat- ing remains, though this is interspersed with
ter’s (marginally) more universal access. One group project work, core skills and mentoring.
convincing affirmative answer to this question As with SVS, there is a strong sense of commu-
is presented in the form of the ‘Sudbury Model’ nity, but staff members at these two institutions
(or ‘democratic schools’) based on the prac- take a more active role in the development of
tices of a school in Massachusetts, US, of the the child’s character, acting as a guide that
same name. Another option calls itself ‘disrup- prompts and encourages.
tive schooling’, as exemplified by the Khan
Lab School, an offshoot of the famed Khan The Khan Lab School is the brainchild of Sal
Academy online, and the Acton Academy Kahn, the founder of the online learning re-
group. source Kahn Academy. Students are organ-
ised by ‘independence level’, mixed-age
groups with other children of similar ability, and
Alternative Schooling progression to the next level must be initiated
Democratic schooling - Sudbury by the student. Some subjects are obligatory,
Valley School including maths, science & computing, english
and foreign languages; the rest of the time is
Sudbury Valley School is a fee-paying school given over to the student to use as they see fit.
founded in 1968, though its interpretation of The entire concept of progression is mastery-
the word school is some way from common ex- based, whereby the child learns at their own
pectations. There are no lessons and no teach- pace and only advances to the next level
ers; similarly, there are no formal opening & once they are assured of the skills in the pre-
closing hours, no age restrictions for entering or ceding level.
graduating. Students spend the day doing
what they enjoy or find purposeful; sometimes
as part of a longer project, at other times they
are simply engrossed in spontaneous play. ‘Ba-
sics’ such as numeracy and arithmetic are not
considered as such and are not formally
taught; it is up to the child to ensure that they
acquire these competences, as and when
they require them.

Democracy is taken to the polar opposite of


what can be found in conventional schools at
SVS. Here, every aspect of the school is over- Figure 2.2 - a sample schedule taken from the Kahn Lab
seen and decided by a democratic process, School website. Around a third of time is labeled as ‘own-
ership’, whereby students direct their own learning.
from financial decisions, the appointment
(and release) of staff, disciplinary sanctions
Project-based work independence is taken a
and the assignment of administrative tasks.
step further at Acton Academy, a rapidly ex-
Every member of the school, whether parent,
panding group of schools across the Americas
staff member or child (even those aged 6) are
and beyond. New concepts are framed as a
entitled to a seat and vote at the school’s
‘quests’, topics and ideas are explored in an
meetings. In this environment, compromise
inter-disciplinary fashion, whilst a great deal of
and negotiation is inevitable, and the school
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WOODARD JOURNAL ISSUE 2, APRIL 2018

emphasis is also placed on character devel- basic child safety requirements, etc.) within
opment as a result of doing (students fre- that local community; in reality the members
quently undertake apprenticeships in an array of a such a community are likely to be spread
of different professions). Mastery is measured further afield, so a school may have to serve a
and recognised through a series of badges, wider region than anticipated, particularly if
whilst public exhibitions and portfolios allow equivalents are not available in other regions.
children to showcase their achievements.
Teachers are replaced by socratic ‘guides’, Further, as of yet, almost all alternative schools
who generally do not answer any direct ques- of this nature are currently fee-paying. This is
tions or lecture at the students, but help them partly due to the fact that setting up a pub-
to think over any problems they may come licly-funded school independent of local au-
across during their learning. thority control is not always possible: free
schools in the UK are still a recent initiative, and
Although the badge concept appears some- home-schooling (or other forms of schooling
what ‘game-ified’ in places, particularly within not dictated by government) are often illegal
the ‘elementary school’, it is a method for rec- in many countries. Even when the necessary
ognising achievement without the need for regulatory framework is in place, many schools
the traditional written test score, as a child’s still opt to set themselves up as private institu-
progress is marked not by what they can recite tions, since the bureaucratic burden required
but by what they can do. The school founders to establish and maintain is considerably eas-
also strongly emphasise the need to grant the ier to navigate in the private sector, where
children more trust and authority than most schools are often given the status of charities
adults would be comfortable giving them, (UK) or corporations (US). The result is that, as
since they believe that, when left on their own, with homeschooling, alternative schools are
children ‘want to do wonderful things’. The re- primarily available to the financially privileged
sult is that the school guides pupils through classes. Evidently, if we wish society to be-
ideas that would commonly be considered come more equal, this disparity cannot be al-
too advanced for their age, such as Karl Pop- lowed to continue.
per’s scientific method. Not only that, but stu-
dents often precociously lead themselves into My reading of the situation suggests that the
topics that are not expected of them, such as current procedure for establishing a school is
an elementary schooler mastering the basics too restrictive for a school wishing to differenti-
of calculus before the age of 8. ate itself. Clearly, there need to be safeguards
in place to ensure that schools can only be set
Issues with current alternative ap- up by appropriate persons (e.g. those that do
not have a serious criminal record, especially
proaches a history of child abuse offences). The free
school initiative has gone some way to ad-
An issue that none of the examples mentioned dressing the issue of choice (and it will be inter-
fully addresses is how to serve the needs of the esting to see how the movement develops in
local community. As they are currently rarities the coming years and decades), but perhaps
within the education system, and hence can further streamlining of the application and ad-
cater to a specific group of people, alterna- ministrative process is needed. This issue is of
tive schools are not currently obliged to serve particular importance, since small schools of-
their immediate neighbourhoods in any way. ten do not have the administrative capacity
This does not imply that schools should be to deal with large amounts of bureaucracy,
barred from being selective altogether; in a hence it is imperative that this burden is re-
liberal, progressive environment, the school duced if small, independent schools are to
has to be the right fit for the child (and vice flourish.
versa), so some form of selection process is in-
evitably required. However, this obligation to With smaller schools, greater variety and flexi-
the community should still exist, in another ex- bility also come greater organisational issues. If
ample of the necessity to balance the individ- students should be allowed to switch schools
ual and communal needs. Ideally, if enough until they find a suitable match, how do we en-
families and other groups in a geographic re- sure that each child receives the funding they
gion possess a shared vision, then they should are entitled to by the state, since different
be able to found their own school (subject to
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WOODARD JOURNAL ISSUE 2, APRIL 2018

schools in different areas require different lev- is practical), particularly regarding public fi-
els of funding? Additionally, if schools are al- nancing and administration. However, it is my
lowed to determine their own opening hours belief that the enormous effort required to
and calendars, how do we ensure that fund- transform our uniformly mechanistic model
ing is fairly distributed to take this into ac- into one in which there a gamut of choice, in-
count? One possibility is to define the school cluding the option of attending a traditional
year as three three-month periods (totalling 9- industrial school, will pay itself back manifold
months of schooling per year) for which each though a more diverse, human and fruitful so-
institution is set to receive funding. If the school ciety.
wishes to be open for a longer duration, say
11-months, then it must manage its finances The industrial system of schooling itself is fully
accordingly. functioning to serve the ideas that it was es-
tablished to serve, roughly fifteen decades
A related issue would arise from giving greater ago, and is arguably doing rather well. Despite
flexibility in the starting & ‘graduation’ age. technological, cultural and demographic
Many alternative schools do not employ any shifts in society and the workplace, it has man-
age restrictions other than a minimum; most aged to adapt itself to stay relevant to the
students leave upon reaching the age of ma- times, but still with the intention of producing a
jority or thereabouts, but this is not a limit. If in- compliant mass-workforce (and) for the bene-
stead, the law was to change so that the num- fit of the elite few. For how long this will con-
ber of years in compulsory schooling became tinue to be so is a separate question; the sta-
the defining criterion (within a broad age- tistical elephant in the room is that it will col-
bracket), rather than the start- and end-points, lapse, and the fact that the system is so heavily
how would we ensure that everyone serves centralised indicates that its demise will not be
the number of years required? This would es- quiet or without consequence.
pecially become an issue if students were free
to chop and change schools frequently. A po- What I believe to be broken are the ideas and
tential solution here is to require that each practices that stand behind the façade. My
child must register with their local authority core views on the current prevalent schooling
(where they pay council tax) which school model can be summed up twofold: 1.) the
they are currently attending. To ease the ad- Prussian-style factory ‘education system’ cur-
ministrative burden, a 3-month minimum term rently in place in England, whilst efficient and
could also be employed, whereby a student effective at what it was designed to do, is
would not be allowed to change schools overly-bureaucratised, deceitful, elitist and
within 3 months of having joined a new one. plain anti-human; 2.) there is no one solution to
meet everybody’s needs, hence education as
The suggestions made are only rough a process and system must run at the most de-
thoughts; I leave it up to others to determine centralised level possible, so that individual
what is affordable and practical. However, I and local needs can be catered for in the way
will stress that the public must be involved in that serves those stakeholders best.
the final decision making process, since they
are the ones whom these decisions impact In this relatively brief discussion, only a few is-
most greatly and the ones that shoulder the sues have been touched upon and explored;
burden of any decisions made. ultimately, many unanswered fundamental
questions remain, quite possibly because they
Conclusion are unanswerable. Who determines what the
role of an education system in a society is? Is a
I have barely scratched the surface of the al- universal ‘system’ even required? Should an
ternatives to the industrial schooling model education’s primary purpose be to benefit the
available; suffice it to say that it is evident that individual or the collective, or are the two in-
alternatives exist, that these can be success- extricably linked? If not through education,
fully implemented in reality, and that the ef- how else can we promote social equality and
fects on the individual and society would ap- tolerance effectively on a large scale? How
pear to be overwhelmingly positive. Clearly, do we fund all this; or rather, how do we com-
there are a multitude of challenges involved in pensate people for their time and energy in
scaling up such a decentralised model (and caring for and nurturing society’s youth? These
honouring the principle of subsidiarity as far as are just a selection of problems that require
25
WOODARD JOURNAL ISSUE 2, APRIL 2018

consideration, and each community will likely Zahner et al.; 2014; Comparing alternatives in the prediction of col-
lege success; available from http://cae.org/images/up-
have their own to add to the list. But that, I be- loads/pdf/Comparing_Alternatives_in_the_Prediction_of_Col-
lieve, epitomises my case. As each individual, lege_Success.pdf (accessed 18.12.2016).
Hsu, S.D.H. & Schombert, J.; 2010; Data Mining the University: Col-
neighbourhood, community and society is in- lege GPA Predictions from SAT Scores; https://pa-
dividual, a mass-manufactured, one-size-fits- pers.ssrn.com/sol3/papers.cfm?abstract_id=1589792 (18.12.2016)
Department for Education; 2014; Promoting fundamental British
all solution will rarely bring a satisfactory solu- values as part of SMSC in schools; https://www.gov.uk/govern-
tion, because one size does not fit all. ment/uploads/system/uploads/attach-
ment_data/file/380595/SMSC_Guidance_Maintained_Schools.pdf
(20.12.16)
I am of the firm opinion that a less commodi- Stone et al.; 2016; A guide to statistics on historical trends in income
fied and conformist education system is both inequality; http://www.cbpp.org/research/poverty-and-inequal-
ity/a-guide-to-statistics-on-historical-trends-in-income-inequality
a realistic and desirable possibility, albeit one (20.12.2016)
that will require immense change to occur, Oxfam; 2013; The true cost of austerity and inequality: UK case
study; https://www.oxfam.org/sites/www.oxfam.org/files/cs-true-
owing to the present model’s deep roots in so- cost-austerity-inequality-uk-120913-en.pdf (20.12.2016)
ciety. Whether society can muster the energy Blanden et al.; 2005; Social mobility in Britain: low and falling;
required to initiate and implement such a http://cep.lse.ac.uk/centrepiece/v10i1/blanden.pdf (20.12.2016)

change is, of course, a separate question, but


it is my great hope that we can find this zeal,
passion and courage sooner rather than later.

Seraphin Gnehm
Saint Olave’s Grammar School
References
Books
Ackoff, R.L. & Greenberg, D.A.; 2008; Turning learning right side up;
Pennsylvania: Wharton School Publishing.
Cassen, R., McNally, S. & Vingoles, A.; 2015; Making a difference in
education: what the evidence says; Oxon: Routledge.
Hilton, S.; 2016; More human: designing a world where people
come first; London: WH Allen.
James, O.; 2007; Affluenza; London: Vermilion.
Taleb, N.N.; 2012; Antifragile: how to live in a world we don’t un-
derstand; London: Allen Lane.
Thomas, A. & Pattison, H.; 2007; How children learn at home; Lon-
don: Continuum.
Wolf. A; 2002; Does education matter: myths about education and
economic growth; London: Penguin Books.
Woolfolk, A., Hughes, M., Walkup, V.; 2008; Psychology in educa-
tion; Harlow: Pearson Education.
Webpages & Online Articles
http://www.conservativemanifesto.com/1987/1987-conservative-
manifesto.shtml (accessed 12.10.2016)
http://www.margaretthatcher.org/document/110858 (12.10.2016)
https://www.nimh.nih.gov/health/statistics/suicide/index.shtml
(05.09.2016)
http://www.ons.gov.uk/peoplepopulationandcommu-
nity/healthandsocialcare/causesofdeath/bulletins/avoidable-
mortalityinenglandandwales/2014 (05.09.2016)
Gaito, J.; 2003; How public education cripples out kids, and why;
http://www.wesjones.com/gatto1.htm (01.10.2016)
https://en.wikipedia.org/wiki/Homeschooling_international_sta-
tus_and_statistics (18.12.2016)
http://www.npr.org/sections/ed/2016/01/05/461506508/sal-khan-
on-learning-coding-and-why-virtual-ed-is-not-enough (18.12.2016)
https://vimeo.com/83651159 (18.12.2016)
http://www.actonacademy.org/ (18.12.2016)
http://www.forbes.com/sites/billfrezza/2014/02/28/acton-acad-
emy-socrates-antidote-for-government-school-hem-
lock/#7a58ca9b3816 (18.12.2016)
sudval.com (18.12.2016)
http://data.worldbank.org/indicator/SE.XPD.TOTL.GD.ZS?contex-
tual=default&end=2013&locations=GB&start=1971&view=chart
(18.12.2016)
http://senate.ucsc.edu/committees/cafa-committee-on-admis-
sions-and-financial-aid/cafa-admissions/comprehensive-re-
view/SATGPA.pdf (18.12.2016)
Kahnlabschool.org (18.12.2016)

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WOODARD JOURNAL ISSUE 2, APRIL 2018

To What extent Many people believe that Performing Arts sub-


jects have limited value, yet I would question

should the UK
them to stop and reflect on how many hours
they watch some form of entertainment each
week on all types of electronic devices. All of

Government
these forms of entertainment require a large
number of people with varying skills; it only
takes the attempt to sit through a credit reel of

place greater
a recent film to appreciate this. The greatest
number of members receiving a credit from a
single Production to date was Ironman 3, with

emphasis on
3,310 mentions. Our lives are becoming in-
creasingly reliant upon technology due to the
changing culture of connectivity. This, to-

Performing Arts
gether with the emerging ability to watch
what you want, when you want, all means that
demand for Performing Arts will continue to

within Schools?
soar.

In January 2016, a report by the Government


Department for Culture, Media & Sport stated
that the UK’s Creative Industries were worth
£84.1 billion per year to the UK economy, the
equivalent of around £10 million an hour. Ad-
ditionally, they suggested that the ‘UK’s Crea-
tive Industries grew by 8.9% in 2014, almost
double the UK economy as a whole’ and it
was anticipated that ‘2016 was set to be an-
other blockbuster year for the UK’s Music, film,
video games, TV and publishing sectors’.

In the UK, in 1936, the British Broadcasting Cor-


‘People who are good at doing, but not very poration (BBC) aired its first program; it was in
good at explaining, are massively handi- black and white and BBC1 was the only avail-
capped in School by this difference’. able station. Now, just over eighty years later,
Freeview alone offer over 70 channels, not to
According to the Oxford English Dictionary, mention premium services offered by other
the noun ‘Performing Arts’ is defined as ‘forms companies, such as Sky. Netflix is just one of
of creative activity that are performed in front many companies that have seen an exponen-
of an audience, such as Drama, Music and tial boom in demand. In 2016, Netflix branched
Dance’. into 130 more countries and started making a
real profit; Netflix’s current market cap is $41.1
Drama, Music and Dance are not usually sub- billion. Whilst Netflix may not currently employ
jects that spring in to mind when members of a vast amount of creatively minded people
the public actually stop to think about the jobs (around 3,500 full-time employees), the in-
of tomorrow. The Spanish Artist, Picasso said, creased potential audience through their ever
‘All children are born Artists, the problem is to growing distribution means that demands for
remain Artists as we grow up’. Education is the creativity will ultimately soar. This was con-
vital foundation to creating citizens of tomor- firmed in Netflix’s published plans, when they
row. The unpredictability of the future in which stated their intention to spend ‘more than $6
our generation is growing up in, means that billion in cash on programming in 2016, offering
more than ever before, young people enter- more than six hundred hours of original series,
ing the workplace must be flexible, creative films and other content.’
and confident; all of which Performing Arts It is also important to be aware of the increas-
subjects offer in their own unique way. ing accessibility of Theatre productions, which
were previously restrictive in terms of location
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WOODARD JOURNAL ISSUE 2, APRIL 2018

and cost. The Royal Shakespeare Company and develop their creativity. Artistic and in-
(RSC) is leading the way in terms of live stream- ventive ideas are suffering as a consequence.
ing productions to cinema locations across the With more people competing for arguably
Nation, all thanks to modern technological ad- fewer jobs, the UK Government seems to be
vances. Not only is technology improving ac- letting Performing Arts subjects suffer. How-
cess to Performing Arts it is also offering a fresh ever, not only are students being pressurised to
perspective to look from. A recent production select fewer skill-based subjects, school fund-
at the RSC of The Tempest used state-of-the- ing is being stripped away, eradicating Per-
art Intel technology in order to allow actors to forming Arts subjects from the curriculum and
control projections of the main character, in- our classrooms. Ofsted in recent years has also
corporated with the action. The Tempest has withdrawn their inspection of creative based
since received rave reviews and is opening up areas. Is such a seemingly small change in leg-
the concept to other Artistic Directors, ulti- islation and budgeting going to have a detri-
mately creating an improved experience for mental effect on our future Society? As we are
all and encouraging younger audiences. all being constantly reminded, tomorrow’s
Shakespeare’s works are brought to life on a workforce needs to be flexible. To do this, cre-
whole new level. Opening up theatre to ativity is required, and whilst creativity cannot
younger audiences gives opportunities to ex- be taught per se it must exist to build early
plore new ideas within Education. Another link foundations to allow development of these
between technology and Education exists skills. As suggested on the Independent
when you consider the increasing use of the Schools Parent website, ‘They (students) can
Internet to find facts to improve knowledge. recreate situations using other perspectives
and reach new conclusions. Doing that col-
People are able to simply check ideas and In- laboratively, trusting others by sharing our
ternet usage is becoming increasingly stand- thoughts and being open – and in return being
ard. Education and examinations currently respectful through constructive criticism – is
place great emphasis upon knowledge, yet, what makes Drama so effective in developing
surely they must inevitably move away from the whole child and adolescent.’
this, considering a good memory is arguably
what is ultimately rewarded within written ex- ‘Performing Arts are a form of Art in which Art-
aminations. Regarded this way, the current ex- ists use their voices and/or their bodies... to
amination system within the UK Education sys- convey Artistic expression’. In schools Perform-
tem essentially uses only one means of testing ing Arts are covered by Drama, Music and
excellence. This inevitably lets down children Dance; whilst ‘core subjects’ have much in
with learning challenges, such as Dyslexia, terms of knowledge to offer, they arguably of-
who although they may be extremely able in fer little else. The same, however, cannot be
all respects apart from writing, having only one said about any of the subjects that come un-
method in which to show their understanding der Performing Arts. Not only do these subjects
of a subject exposes their weakness unfairly. impart knowledge to a student, they also offer
in abundance many vital skills to prepare peo-
According to ‘Adobe’s State of Create’ survey ple for life post-school. Teamwork is one of the
two-thirds of people feel that creativity is valu- most obvious; candidates must work with oth-
able to Society whilst less than one in four peo- ers, as all well supporting their peers in the cre-
ple believe that they are living up to their cre- ation process. Many examinations in Perform-
ative potential; it makes many question where ing Arts require those who take these subjects
this short fall all commences. to work together and take leadership in order
to succeed. Due to the general nature of
Britain is renowned for its ability to unite to pro- these subjects, confidence is also developed;
duce a good show, examples of which in- after all, no subject better prepares you for in-
clude the opening scenes of the London 2012 terviews. All three Performing Arts subjects also
Olympics and the pageantry surrounding the ask for communication both verbal and physi-
Queen’s Diamond Jubilee and other Royal cal which help to not only develop further
events. However, with increasing significance one’s own personality, but also to ultimately
being placed upon ‘core academic subjects’, produce a well-rounded Society in which we
English, Mathematics and Science, fewer all live. Furthermore, Performing Arts aids the
young people have the opportunity to realise development of vital additional communica-

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WOODARD JOURNAL ISSUE 2, APRIL 2018

tion skills. In a musical performance, micro-ges- 7.4% between 2013 and 2015. Our current ex-
tures between musicians are occurring all of aminations’ culture directly encourages the
the time to keep everyone in time. Learning idea that, just because you can measure
these gestures spurs players to push deeper something that makes it important. Some ar-
into developing their core communication gue that Performing Arts subjects are too sub-
skills to the highest levels. jective, and this makes it difficult to compare
results worldwide.
In terms of benefits to the workplace, team-
work and leadership skills along with the intro- The unjust undervaluing of Performing Arts sub-
duction of the idea of deadlines and time jects should encourage students to question
management further show the importance of these negative opinions. One additional issue
Performance Arts, making the students work surrounding Performing Arts Education is the
ready. Currently there is much emphasis on ever-growing perception that these subjects
people’s health, due to the increasing aver- are too simple and do not require the aca-
age life expectancy and subsequent in- demic merit that other subjects may demand.
creased pressure on public health services. However, it could be suggested that many stu-
Performing Arts also demands people to be dents taking Performing Arts subjects would
active, therefore encouraging fitness and challenge those with such opinions and ques-
dedication. tion whether or not they have ever attempted
to understand what they are learning, to really
These subjects, whilst looked at in isolation may see whether or not these subjects are easier
appear unnecessary; when portrayed in the than others. Einstein, a renowned German the-
context of the broader picture, they link in one oretical Physicist reputably stated, ‘everyone is
way or another with virtually every subject in a genius. But if you judge a fish by its ability to
our modern day curriculum. The idea of lan- climb a tree, it will live its whole life believing
guage, history and exploration are but a few that it is stupid’, suggesting that not all people
in the spectrum of subject areas that these can or should be assessed in the same way in
more flexible Performing Arts subjects link to. order to attempt to quantify the end product
Another example of this concept of learning is of Education. Not everything is about the end
included in the Independent School Parent product; Performing Arts more than many
website; ‘Drama in school, whether building other subjects encapsulates the process and
on English work, in its own dedicated curricu- not just the ending.
lum Drama time or, as I’ve seen it increasingly
being used, cross-curricular to supplement Sci- A further question that does not have a mean-
ence lessons, allows children to try out another ingful answer currently, is ‘why do Performing
point of view.’ Arts subjects have to compete with other sub-
jects offered within the curriculum?’ Perform-
Whilst I appreciate the thought behind the ing Arts courses were originally set up to allow
Government’s idea of prioritising the ‘core those who were not necessarily inclined core
subjects’, does this really help in the long term subjects to show that they could achieve a
to improving the Education that British students quality qualification, which had value and was
receive? The most recent example of changes respected just like any other. Every single sub-
towards core subjects and away from Per- ject involves learning and the only true differ-
forming Arts based areas was when students, ence between all subjects, apart from con-
as of September 2013, had to carry on study- tent, is that they are approached from differ-
ing Maths and English subjects if they failed to ent perspectives, with varying skills and
obtain a Grade C or higher at GCSE level. It is knowledge being applied. Whilst it is easy to
my belief that this was in reaction to the in- see that Performing Arts subjects are different
creasing awareness of Education globally and to any other, just as any subject is to another,
the perception that the UK was slipping behind a real potential exists to embrace creative
other European and global countries when it ways of learning within different subjects. ‘Tell
came to examinations results and league ta- me and I forget, teach me and I may remem-
bles. Examinations entry data from the JCQ ber, involve me and I learn’, as Benjamin
(Joint Council for Qualifications) shows a fall in Franklin, one of the Founding Fathers of the
GCSE entries to Arts subjects in 2016. However, United States of America summarised.
the JCQ also published that examination en-
tries into the same subjects did increase by

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WOODARD JOURNAL ISSUE 2, APRIL 2018

As part of the research for this essay, during a Performance Arts require a whole lot more co-
recent interview with a Director of Performing ordination. All pupils who take these subjects
Arts, who has taught in both Independent and are physically drained after every quality re-
Maintained Sectors, she emphasised the inter- hearsal or performance and must ensure that
connectivity of different subjects within Educa- they have sufficient stamina, much like in the
tion. Whilst teaching a large class of creatively workplace.
minded young people who were more orien-
tated to the practical context of Performing The real question within this essay is not what
Arts, the students were able to subconsciously our Government offers but rather what is lack-
be taught other subject areas and skills. This in- ing. To portray this, we must first explore what
cluded Mathematics, through the context of a typical maintained school from entrance to
budgeting for productions; English with line the end of A-Levels or similar qualification of-
learning and comprehension of language, His- fers. Children of Nursery school age learn al-
tory providing the understanding and percep- most everything through play. However,
tion of the cultural attitudes during the period throughout further stages in Education, this
that the production was set and even Health method of learning becomes noticeably ab-
and Safety in relation to their performance. sent rather than opportunities being devel-
This all contributed towards the ultimate value oped. Throughout Primary school, children
of their learning experience. learn by hands-on activities and school excur-
sions are often undertaken to take the learning
The taboo topics that Performing Arts subjects outside of the classroom confines. Where pos-
demand students to explore also help them to sible, Primary school lessons take place outside
further understand and appreciate other cul- when the weather permits to add the idea of
tures and open their eyes to appreciating eve- freshness to learning, helping to keep pupils
ryone. ‘The sharing of perspectives with other engaged.
cultures, ages, genders, races and faiths leads
to greater empathy and respect for difference This idea is portrayed by the ‘Growing Forest
and diversity. Thinking outside the box of our School Model’ which seeks to reconnect chil-
own prejudice or uncritical first responses is dren with the outdoors. This model is a Scandi-
also what gives Drama its power to liberate the navian concept that is spreading in Primary
mind. Performing Arts are subjects where there schools across the UK. The idea was intro-
really are no right answers.’ duced to Britain in the early ’90s, which in-
volved taking children to an outdoor wood-
All three Performing Arts subjects have a ma- land environment to develop confidence and
jority or near half split of practical and written self-esteem through hands-on learning experi-
examination work at A-Level standard. More ences. Interestingly, in March 2017, the Stage
often than not, even the practical aspects are Newspaper reported that a new research pro-
at the very least externally moderated if not ject will explore the impact of Arts and Culture
marked by an external examiner with students on health and well-being, activities which
performing directly to them. Like many written could be introduced through Performing Arts
examinations in other subjects, the practical education from a young age. 13The study,
and written examinations within Performing which has been awarded a grant of £1 million
Arts offer only one chance too. Performing Art from the Arts and Humanities Research Coun-
examinations also rely heavily upon group cil, will be run by the Centre for Performance
work and whilst an individual mark is given, it Science, a joint venture between the Royal
would be near impossible to do well if team- College of Music and Imperial College Lon-
work has lacked in the process. Skills necessary don.’ They will be investigating the strength of
to be ‘work-ready’ can also be used to per- the correlation between cultural pursuits and
suade others to realise that Performing Arts re- well-being.
ally do matter and that all efforts must be put
into not just maintaining, but enhancing re- In recent years, Examination Boards have in-
sources available to promote Performing Arts creased written elements, undertaken in ex-
subjects. amination conditions and not within course-
work, often equating to 50% or more of the stu-
Performing Arts are demanding mentally and dents’ final grade which does not make much
physically; whilst written examinations just re- sense. Students who take Performing Arts sub-
quire thought and the movement of a pen, jects do so for the practical elements and I
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WOODARD JOURNAL ISSUE 2, APRIL 2018

think that internally assessed and externally most commonly the subjects that have been
moderated coursework would more than suf- scrapped are Performing Arts subjects. At the
fice to prove that candidates have a true same time, Government statistics reveal suc-
rooted understanding of the creative process cess and economic growth in the creative in-
and can demonstrate reflection, whilst refer- dustries. Recent research found that Drama is
ring to skills used and the ability to correctly in- among the best A-Levels if you want to study
corporate terminology. As soon as the idea of Law and is good for all essay-based subjects
examinations is introduced, the method un- at Russell Group universities. There is evidence
dertaken by most teachers nationwide is that that suggests that exposure to the Performing
of a Victorian style which is outdated. It only Arts at school is invaluable in enhancing the
takes a glance into any classroom to see that life chances of children, including the most dis-
the pupils are often all sat in rows with the advantaged who are three times more likely
teacher out at the front. This concept was orig- to get a degree following experience of the
inally designed to get working class children Arts. Furthermore, by restricting access to Per-
used to the idea of factory working with the forming Arts for those in all stages of Education,
concept of a floor manager or similar role the Government is worsening the division in
overseeing the whole process. Certainly, no opportunities between the privileged few who
successful Performing Arts lesson could ever be may be able to afford extra-curricular activi-
taught in this way alone! ties in Performing Arts and those with limited
disposable income.
The Guardian Newspaper, with its Liberal
tendencies, writes, ‘as the pressure on teach- So, why does this problem exist in the first
ers and students to achieve quantifiable re- place? As described by the BBC, ‘The Organi-
sults continues to rise, we have to ask – are we sation for Economic Co-operation and Devel-
taking all the fun out of learning? And, if so, are opment (OECD) is an international economic
there valid reasons to bring creativity and play research and discussion organisation, based in
back into our results-driven classrooms?’ Paris.’ The OECD describes itself as an “organ-
isation helping governments tackle the eco-
Perhaps, subject teachers have something nomic, social and governance challenges of
that they can learn from one another. As sug- a globalised economy”. The OECD’s Pro-
gested on her online blog by a Dance and gramme for International Student Assessment
Drama teacher at Adcote School for Girls, an (PISA) produced its first report in 2000. The PISA
Independent School based in Shropshire, she survey sets out its aims to ‘evaluate education
highlighted the negative perception of non systems worldwide by testing the skills and
‘core subjects’ in today’s teaching world. Meg knowledge of 15-year-old students. Students
Cooke points out how newly qualified Perform- were assessed in subjects including Science,
ing Arts teachers are often anxious of observa- Mathematics and Reading’. At this time when
tions by teachers of non-Performing Arts based the consecutive Labour and Conservative
subjects; their lessons are often so drastically Governments were focussing on changes in
different, that the teacher may be frowned the curriculum, and arguably schools no
upon as their classes are perceived as chaotic longer delivering a well-rounded Education,
and not productive, with possibly a class full of statistically these changes appear not to be
groups all at different stages in the creative improving standards in the ‘core subjects’. The
process. only justification to follow this path of ‘core
subjects’ focus is to enhance the subjects you
Whilst it is acknowledged by educationalists are retaining and focusing upon. However,
that there are numerous ways of learning, with these subjects are yet to show signs of any sig-
guidance and support from their teachers cre- nificant improvement after more than ten
ative students are able to utilise their creativity years, calling into question the effectiveness of
and adaptability, however, some still suggest these policies.
that time spent on Performing Arts are a waste
of resources. The key example to highlight the
continuation of this negative perception is the
recent Ofqual statistics that highlight the rate
of decline in participation in Performing Arts
subjects at GCSE level. With 27% of the courses
withdrawn by Schools recently at GCSE level,

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PISA 2015 Test Results

Core subjects exist in order to underpin learn-


ing and are not intended to substitute or dom-
inate Education. With better provision for Per-
forming Arts in UK Schools we would have bet-
ter outcomes for learners and society in the
long run. By taking a look at the Higher Order
of Thinking pyramid it is simple to see that cre-
ativity is positioned at priority number one,
leaving many experts to question why this is
not followed through within Education nation-
In the PISA 2015 report, for the first time, they wide when skills required in Performing Arts
analysed a variety of factors including stu- subjects are turning ideas into an end product.
dents’ well-being, their sense of belonging at
school and also their school work related stress Receiving a letter from my local Member of
levels. Each of these categories below could, Parliament, the Rt Hon Owen Paterson, and
without a doubt, from countless professionals, two emails from the Department for Education
be improved if more emphasis was to be (DfE), Christina Janse Van Rensburg, Curricu-
placed upon Performing Arts within UK lum Division, and David Deakin, Ministerial and
Schools. Public Communications Division, apart from
the vital statistical information they provide, in
some respects left more questions remain than
answers.

All three communications are from people


working for the current Conservative Govern-
ment. This suggests that they may want to pro-
ject a positive light on the current situation and
will be missing out statistics which support other
viewpoints.

Rensburg explains what is offered in Main-


tained Education in the simplest way I have
discovered to date.

 ‘Arts subjects are statutory for main-


tained school form key stages 1 to 3’
 ‘Schools remain free to offer the sub-
jects they deem most appropriate’
 ‘Music is compulsory... key stages 1-3’
 ‘Dance is compulsory within the PE cur-
riculum from key stages 1-3’

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WOODARD JOURNAL ISSUE 2, APRIL 2018

 ‘Drama is compulsory as part of the Applying this to the letter, the statistics all re-
English curriculum from Key Stages 1-4’ late to Arts and not Performing Arts, this there-
fore incorporates Visual Art subjects that
After receiving this insight into the extent to would not come under the Performing Arts’
which Performing Arts is currently emphasised banner. The statistic saying that ‘pupils in state-
within UK Primary and Secondary Education, funded schools entering at least one GCSE in
many may question the effectiveness of the an Arts subject has increased... from 45.8% in
implementation of these concepts in reality. 2011 to 49.6% in 2015’. Although this may
How many PE teachers would ever really sound like a really positive thing, if a student
teach Dance, which requires expression and takes ten subjects then less that 10% of their
creativity, not just basic principles, such as bal- time is spent doing Arts. This statistic fails to
ance, and how many Schools would have the show how many students take more than one
funds to have a specialist teacher? As for Mu- Arts subject, heading those who take more
sic, often Primary schools lack the specialist than one Arts subjects under ‘at least one’
teachers and Secondary schools offer minimal possibly means that few GCSE candidates
amounts of time to this subject, which requires take more than one Arts subject; otherwise,
enough time to get instruments out, establish a Paterson would have been keen to show this
brief, and then compose an ensemble perfor- using another statistic.
mance. Creativity cannot be encouraged
within a designated 35 minute lesson. The well Another worrying aspect of Mr. Paterson’s let-
known 10,000 hour rule to become an expert ter is the way in which he encourages private
in any field, would suggest that if a young per- giving and fundraising, this to me demon-
son showed promise in learning a musical in- strates the idea that the Government do
strument their Education, as provided by the simply not place enough emphasis on Per-
UK Government currently, would offer very lit- forming Arts. The letter also contains one key
tle input by the time they left school. The hours contradiction which is within two paragraphs
devoted to Mathematics Education at a saying that the ‘EBacc (a school performance
meaningful level may be the best thing for indicator linked to the GCSE) rightly focuses on
some students, but for many could be a waste core academic skills that employers... value’.
of time if their talents exist elsewhere. Similarly, Whilst, Paterson says that ‘it is important that
whilst drama may be covered within an English everyone can experience and take part in
lesson, the question is as to how effectively Arts’.
Drama is incorporated. Reading a Shake-
spearean play out aloud or short-cutting and Christiana Rensburg refers to the ‘DfE’s Music
showing a video only imparts basic knowledge and Dance Scheme’ (MDS), offering ‘excep-
to pass the examinations and fails to offer a tionally talented children’ access to ‘some of
true insight into what Drama has to offer. the best specialist Music and Dance training in
the world’. Although on the surface this ap-
The letter from Mr. Paterson just seems to quote pears impressive, one flaw of this idea could
many different statistics which are available be the question of how children initially
under the Freedom of Information Act. The lim- achieve an ‘exceptional’ standard without
itations of this source are not the believability prior training whilst little being offered within
of such statistics, but instead, the lack of men- the Maintained sector. The MDS may just be
tion of where the sources are from. As an offi- offering great opportunities to few and not of-
cial Government headed letter it is difficult to fering access to the wider student population,
imagine that these statistics could in any way for them to also realise and reach their artistic
be misleading; I believe that the way in which potential.
the statistics are portrayed is more pertinent.
For example, if I was to say that flight duration To get to this exceptional level, there will likely
is one hour but on average the flight only takes be a need for some form of private tuition. This
forty-five minutes then I can generate a claim related cost may limit this incredible sounding
that a larger percentages of flights are on time opportunity to just the wealthy. As reported by
or early! both The Mirror and found on the CityActing
Blog, the Association for Schools and College
Leaders interim general secretary Malcolm
Trobe said, ‘It would be a tragedy if an unin-

33
WOODARD JOURNAL ISSUE 2, APRIL 2018

tended consequence of EBacc is that it be- However, Sir Ken Robinson, a Government Ad-
comes impossible for schools to run Music and visor on Education in the Arts believes other-
Drama courses. The danger is that these sub- wise and in a recent TED talk stated that,
jects will then end up becoming the preserve ‘we're now running national Education sys-
of the elite, accessible only to those who can tems where mistakes are the worst thing you
afford private tuition.’ During the research for can make. And the result is that we are edu-
this Project, many Performing Arts teachers ex- cating people out of their creative capaci-
pressed their concerns that in not including the ties’. ‘If you are not prepared to be wrong,
Arts within the EBacc this was a huge blow to you’ll never come up with anything creative’.
creativity in the curriculum. Within a system in
which many head teachers already have tun- What kind of future are we really
nel vision regarding examination statistics for
core subjects, one teacher suggested that the
striving to achieve in the UK?
EBacc is ‘...one of the most destructive ideas I
have ever seen in Education’. The email from Whilst I understand no drastic changes can be
the DfE also mentions a few famous names made overnight, Education is all about giving
such as Darcey Bussell (Prima Ballerina), Paul the generation of tomorrow opportunities. Op-
Lewis (Pianist) and Tasmin Little (Violinist), surely portunities upon which to build. I am in no way
highlighting that this system is designed for the suggesting that we should scrap one subject in
few and may exclude those from poorer in- return for Performing Arts, but instead offer the
come brackets. However, the MDS has prom- choice and opportunity to all. ‘Today’s Educa-
ised to release £300 million for Music Education tional theorists emphasise the importance of
between 2016 and 2020, the question as to the the creative mind and ‘emotional intelli-
effectiveness and outcome of this investment gence’ – the need to develop the whole per-
remains to be seen. sonality and children’s imaginations espe-
cially.’ If a vital element, Performing Arts, is
David Deakin said that ‘the programmes of missing then the Country’s future potential is
study for Music and Art and Design were also limited. This factor was identified by the
slimmed down so that prescription about how Ancient Greek Philosopher, Diogenes, when
to teach was removed’. In reality this must im- he wrote ‘the foundation of every state is the
pact the teaching of Performing Arts, reducing Education of its youth’.
time allocated within students’ timetables to
these subjects as schools are being given ‘free In more recent times, the 20th Century Prime
rein’ but they are encouraged and are under Minister, Winston Churchill, when asked to cut
pressure from all angles to improve grades in Arts funding to support the war effort, he repu-
‘core academic subjects’. tably replied: ‘Then what are we fighting for?’
The Director of Music at Ellesmere College sug-
Whilst Paterson writes that, ‘every child should gests that ‘the Arts help us to make sense of
have access to the best opportunities in Brit- the world around us but more importantly in-
ain; this means having access to study key sub- spires us’. As stated by Einstein, ‘imagination is
jects that provide knowledge and skills more important than knowledge. Knowledge
younger people need to succeed and leave is limited. Imagination encircles the world’ and
school ready for life in modern Britain. Involving ‘creativity is contagious, pass it on’.
young people in the Arts increases the aca-
demic performance, encourages creativity Today, by focusing on ‘core academic sub-
and supports talent early on. It is important jects’ it is my firm belief that we are not en-
that everyone can experience and take part hancing the potential of my countrywide peer
in the Arts and cultural activities’. The meaning group to believe in one self, communicate ef-
of this statement can be perceived in different fectively and evolve in readiness for the work-
ways; to some this may be considered to be place. Therefore, I call upon the Government
propaganda in order to keep the reader to take a step back and realise the paramount
happy and to retain their support for him, or, it important role of the Performing Arts within
could otherwise be interpreted as a heartfelt schools and figure out a way to improve ac-
message, only leaving the question as to why cess, placing a far greater emphasis on
the Government fails to put their ‘money Drama, Music and Dance, with all that they
where their mouth is’ to place greater empha- have to offer to our current generation and to
sis on Performing Arts within UK schools. the future of our society.
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WOODARD JOURNAL ISSUE 2, APRIL 2018

How does Jesus’


Jaimie Wakefield
Ellesmere College
References
A quote from the book written in 2015 called ‘Educating
Ruby: What Our Children Really Need to Learn’ by Prof Bill
whiteness affect
Lucas is Director of the Centre for Real-World Learning at
the University of Winchester and Prof Guy Claxton, a Visit-
ing Professor in Learning Science at the University of Bristol
our perception
of him?
Graduate School of Education.
Adobe State of Create Study. A study based on surveys of
5,000 adults. 1,000 people from USA, UK, Germany, France
and Japan.
https://en.wikipedia.org/wiki/Performing_Arts
The notions of Christology – relating to the na-
https://www.theguardian.com/educa-
tion/2016/jul/03/ebacc-a-disaster-for-drama-in-state- ture, role and person of Jesus Christ – are ever
schools changed by his depiction as a white man as
https://www.nytimes.com/2016/01/07/business/me- opposed to a man of Middle Eastern complex-
dia/netflix-expands-its-streaming-service-world-
ation and traits. Considering the role whiteness
wide.html?_r=0
https://www.nytimes.com/2016/01/07/business/me- plays within our world and church today, we
dia/netflix-expands-its-streaming-service-worldwide.html are forced to consider whether Jesus should
http://www.compareyourcountry.org/pisa/country/GBR undertake white privilege from a moral per-
https://www.lkmco.org/what-a-level-subjects-do-russell-
spective and have him pander to ideas of so-
group-universities-prefer/
https://www.theguardian.com/stage/2016/nov/17/why- cial idolatry.
pushing-creativity-out-of-classrooms-will-stop-children-
succeeding-in-the-21st-century Combining philosophical and theological dis-
http://www.independentschoolparent.com/school/the-
cussion, I will focus on how this affects our per-
importance-of-Drama-and-performing-arts
http://www.mirror.co.uk/news/uk-news/music-drama- ception of Jesus and Christianity as a whole.
could-disappear-state-7288145 Furthermore, asking ourselves the question,
https://www.cityacting.co.uk/blogs/news/85470980-Mu- ‘why was Jesus represented in this way?’ I
sic-Drama-to-disappear-from-maintained-schools
hope to unearth greater revelations about the
https://www.thestage.co.uk/news/2017/researchers-
awarded-1m-investigate-links-arts-health/ social relationships of man; the race-relational
http://2.bp.blogspot.com/15WkAV- contest that has divided humanity and cre-
djdM/UwD3R0UmzGI/AAAAAAAAAEo/sAxGgw0MoDk/s1 ated what we like to describe today as cul-
600/Slide1.jpg
ture. Upon considering this idea of ‘culture’, I
http://www.telegraph.co.uk/education/primaryeduca-
tion/12038625/Reading-writing-and-mud-the-growth-of- will attempt to answer why this supports the
Forest-Schools.html idea of a black depiction of Jesus over a white
one, and why many would reject arising no-
tions of reverse racism.

An ever pertinent event that must be consid-


ered when discussing race-relations is the
western colonisation of today’s third world –
Africa, Asia and the Americas – leading to a
giant diaspora of these populations and a cul-
tural dilution. Therein native people were trans-
ported to western lands such as colonised
America and Europe. They were enslaved into
these societies and forced to undergo
change.

A common example of this can be seen in


slaves adopting the surnames of their owners,
effectively eclipsing the roots of their African
heritage and reducing them to objects of their
new ownership. Evidently, the assimilation of
nations (the bringing together of culturally di-

35
WOODARD JOURNAL ISSUE 2, APRIL 2018

verse people) is the cornerstone for such a dis- society concede to the higher class, handing
cussion, seeing that cultural exchange is only over power. Here Frantz Fanon, author of
a nod from cultural appropriation. ‘Black Skin, White Masks’ identifies a ‘depend-
ency complex of the colonized peoples’ – an
Cultural appropriation, in the modern sense of almost Prospero and Caliban dynamic. This
the phrase, refers to the occurrence where a reference to Shakespeare’s ‘The Tempest’
stylistic expression leads to a racist generalisa- highlights the dynamic between those with
tion particularly regarding where it originated, power and those without. Prospero – who
but is considered somewhat superior when wields magic and might – holds Caliban pris-
worn or adopted by an ascendant class, for oner and as a result Caliban depends on him.
example dreadlocks are primarily of Rastafar- In order to receive some of Prospero’s privi-
ian culture and in some white societies are lege, Caliban must pander to his will.
considered unprofessional - and yet in the very
same societies are worn as items of high fash- Fanon postulates the creation of a psychosis
ion. Popularly this is seen in media cases, par- through this explained trauma calling it racism;
ticularly the bold emergence of black culture the collapse and bankruptcy of man. This is the
in white popular culture. As stated by Niloufar depth that man goes to when oppressed by
Haidari, journalist: ‘body ideals are shifting another.
away from the white, thin ideal due to the in-
creased visibility of women from other cultures He explains further: as a result, there is a con-
in mainstream media’. test and struggle to regain this level of manli-
ness/ humanity stolen from the oppressed class
Many can look upon the modern trends worn and guarded by a system of societal, racial hi-
by young Hollywood celebrities - plump lips, full erarchy. For example, in South Africa during
figure and cornrows usually attributed to Afri- the period of Apartheid, blacks and natives to
can women, ironically ridiculed for the physi- the land were subjected to a system of racial
cality for which white women are praised. In a abuse that withheld opportunities and rights,
similar vein, Jesus Christ – a man of Middle East- reserved only for the whites. In this case, these
ern descent and origin – more frequently por- opportunities were the power base symbolic
trayed as a white-skinned, blue-eyed and of hierarchical power; whiteness equated to
blond-haired image of perfection may hint innate power. In the context of global Christi-
also at cultural erasure and a sense of white anity, white Jesus – the figurehead of the reli-
ownership over a man that is historically and gion – is their form of ‘power’. Therein lies the
biologically considered dark-skinned. This is a suggestion that Jesus is a colonising figure and
particularly viable notion as we consider the safeguard for white power. This prompts the
history of race in the Western world, and espe- question: ‘was the image of Jesus used as a
cially in America. device for control within the circle of Christian
belief, from which all further ideals stem?’ If so,
How does colonialism and the eras- his whiteness in a culture where white people
ruled over the oppressed blacks is used to fur-
ure of blackness contribute to an ther promote them and establish Fanon’s de-
image of white supremacy in Jesus? pendency complex.

If we are to consider the colonialization of a Aristotle states ‘that men are not naturally
black Jesus, then we must consider the con- equal because some are born for slavery and
cepts of ownership and power and how they others for command’. This idea appears to
come into play in this context. stem from that of a natural hierarchical struc-
ture, an innate dependency lower classes
The reality of social and racial exchange in the have on the upper. However, what is meant
past is that in most cases white masses have by this is that those born into slavery are born
exercised control over the black population, for slavery (Jean-Jacques Rousseau). That is
manifested as violence, slavery or both in a bid not to say nor suggest that certain racial
to assert power. Where people have been groups are inherently subordinate to others,
conditioned or forced to oppress themselves but rather that the oppressor creates his infe-
or accept the oppression of the ascendant rior. Thus, we can see how colonialism fits into
class there is an untold capitulation of power Aristotle’s philosophy and how this affects how
and defeat. That is to say, the lower classes in Jesus is portrayed today. I will later come back
36
WOODARD JOURNAL ISSUE 2, APRIL 2018

to this idea of a racial hierarchy and how this do so are left in the shadows or the darkness.
affects Jesus’ whiteness. Thus, if we are to consider Jesus as a manifes-
tation of goodness, it seems necessary (follow-
But for now, focusing on colonialism and what ing this interpretation) that he should be light
Aristotle intimates as an absolute divide be- skinned, as lightness is something inherent to
tween social-racial divisions, I will look at how goodness. In turn, our perception of Jesus as a
the spread of Christianity brought about this whole is underpinned by his light complexion,
image of Jesus. This prompts a discussion of springing forth from ideas of Neo-Platonists.
power. The roots of colonialism might go back The two become inseparable entities: Jesus’
to this concept as in the words of Niccolo goodness and Jesus’ lightness.
Machiavelli ‘it is better to be feared than
loved, if you cannot be both’. Underlining an However, perhaps it is necessary for us to con-
innate human inclination, Machiavelli explores sider this within a time period closer to ours, as
the idea that power is to be won through fear these principles seem far removed and obso-
alone or fear and love. lete, considering Christianity now involves a
myriad of diverse people. During colonialism,
Indeed, Machiavelli in ‘The Prince’ uses spe- Christianity - alongside slavery and violence -
cific examples in power-charged political situ- was a device for control. Edward Andrews
ations. For instance, the Romans chose to sus- notes the importance of the faith in the colo-
tain the power of their present chiefs by open- nisation of Africa.
ing them to the dissatisfaction and fear of the
people. This allowed them to establish their Firstly, these crusades performed by earlier
power and appear somewhat as a saving Christians were originally deemed worthy of tit-
grace against potentially dangerous and ular honours: ‘saints’ and men of ‘ideal piety’.
worse external threats who wished to replace The conclusions of these first church historians
these chiefs. are such because of religious subjectivity – the
spread of western Christianity being a feat for
These opportunities, therefore, made these the white colonists. But does this make it any
men fortunate, and it was their lofty virtue that less of an abuse of power? As shown by the
enabled them to recognise the opportunities change in ideas assessed by Andrews - ‘The
by which their countries were made illustrious first church historians to catalogue missionary
and most happy.’ It is for this reason that history provided hagiographic descriptions of
Machiavelli’s point should be reconsidered their trials, successes and sometimes even
when dealing with a religion as globalised as martyrdom… Christianity became not a saving
Christianity as today it appears that it is mainly grace but a monolithic and aggressive force
unconfined to a political context. Perhaps in that missionaries imposed upon defiant na-
the globalised sense Christianity has no politi- tives’ - there is a certain amount of context
cal agenda and for this reason there is no that must be accounted for.
power to be gained; perhaps there is a true
sense of religious equality. If this is the case, Is it the mood of the time that determines right
then there is simply nothing to gain in the idea from wrong; that distinguishes oppressive
of a white Jesus. How far can we claim that power from colonial erasure? If so, will events
power was the end goal for early Christianity such as the Crusades be considered western
and not primarily the benevolent spread of triumphs, despite the massacres and atrocities
their faith? all depending on what society deems moral
(in this case, supposedly a Machiavellian per-
If we assess postulations concerning Christian spective on routes to power)? If not then
Neo-Platonist dualism there may be support would retrospective views on history highlight
for this argument. Influenced by Plato’s philos- true morality? We are able to look upon colo-
ophy of the forms, Neo-Platonists suggested nialism without a trace of fondness not only
that all notions of perfection existed in the idea because of attitudes of conquest and racial
of God. However, matter is imperfect and as a and religious supremacy, but because of the
result all things created on earth are imperfect repercussions left upon these communities: the
too. A challenge is proposed by the Christians; theft of freedom from ‘deviant natives’.
that all things should free themselves from the
bounds of the Earth and move towards the I believe that a white Jesus served as a blind-
light. St John records that all those who fail to fold to the barbarity; that his depiction as
37
WOODARD JOURNAL ISSUE 2, APRIL 2018

something perfect and in the image of these


colonisers covered up the wrong in their ac-
tions. If Jesus could sanction that Christianity
must be spread – ‘go ye therefore, and teach
all nations, baptising them in the name of the
father, and of the son, and of the Holy Ghost’
– then equally the Christians could spread their
ideals of white supremacy embodied by Jesus.
This idea, I later found out, was supported by
celebrated social activist, Francesca Ramsey
who stated, ‘historically, white Jesus has been
used to oppress and erase the histories of peo-
ple of colour’. Whilst the image of Jesus is a
perennial symbol of peace and good will,
here we can see how meanings change sud-
denly transforming the ‘son of god’ into a de-
vice for plunder and power. White Jesus was
simply an extension and strategic manifesta-
tion of the imperialist missionaries.

How do the classic depictions of Je-


sus Christ support the argument for
the influence of cultural representa-
tion, as opposed to a culture of rac-
ism? How are they different from Matthias Grünewald, Isenheim Altarpiece

what we know about Jesus? When talking about culture and race, philoso-
phy usually discusses moral relativism. Moral
The image depicts a white Jesus, almost ro- relativism is the notion suggesting that morality
manticised through the richness of colour en- changes between culture, people and time
shrined with classic biblical imagery. To scep- periods. For instance, whilst it was once gener-
tics, this may be in itself a form of cultural colo- ally considered right to withhold the vote from
nialism, however, there is something rather in- women, now we consider it wrong and harm-
nocuous about Jesus representing the culture ful. However, if we understand culture as a col-
he was born out of: western ideals and con- lection of values or virtues – a culture of gener-
cepts manifested in him. Thus, our perception osity for instance – then we may understand
of him need not change nor of his whiteness as Christianity itself as a culture represented in Je-
he is simply a projection of the people who sus. Indeed, it was he who founded the religion
were Christian: white people. and the teaching which is based upon his par-
ables and traits: ‘then Peter said to them, re-
pent, and be baptized every one of you in the
name of Jesus Christ for the remission of sins,
and you shall receive the gift of the Holy
Ghost. For the promise is to you, and to your
children, and to all that are afar off, even as
many as the Lord our God shall call.’ How are
these character traits incumbent on his race?
Can we separate Jesus’s morality from his
physical image? Furthermore, is it accurate to
suggest that cultural representation is respon-
sible for his depiction, or is there something
more sinister belying this notion – for example
implications of racism?

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WOODARD JOURNAL ISSUE 2, APRIL 2018

First let us consider the former; in order to do so play a role in the thought of the Qumran com-
I must briefly discuss the origins of Christianity munity which is closely comparable to that of
and the church. According to Henry Chad- Jesus in the faith of the early church’ there
wick: may have been a need for the early church to
demarcate as much as possible from this fig-
‘from the first the church was deeply con- ure of hierarchy. As aforementioned, there is a
scious of its solidarity with Israel, and of the context or war and war-like activity in this com-
continuity of God’s action in the past with his munity, so far from the pacifism Christianity
present activity in Jesus of Nazareth and in his preaches today; and whilst there are verses
followers… to the objection that the prophets that depict Jesus as a warrior, ‘the Lord is a
had expected the Messiah to come in glory warrior; the Lord is His name’ they are very dif-
and power, not in the weakness of the crucifix- ferent from the Teacher of Righteousness who
ion, the reply was that Jesus’ sufferings, like is sometimes considered to be the first Messiah.
those of the Suffering Servant in Isaiah’s proph- This imagining of the man goes on to show him
ecy was redemptive’. as a force that would come back in retribution
to judge the wicked. Thus, perhaps in an at-
Highlighting the church’s fundamental values, tempt to reclaim the Messiah figure, Jesus be-
he then goes on to discover the Gentile gan to reflect the culture of early Christians.
Church and this in its formative stages. Upon
establishing order, Chadwick notes the initia- Yet, if these early Israeli Christians were not
tion of presbyters and bishops, thus beginning white themselves, then where lies the reason
what would be a form of spiritual representa- to depict Jesus as such? In which case I must
tion for the Church through which intercessions look to the verses of the suffering servant.
and liturgical practices would be born. How- Whilst the entire chapter records a message of
ever, before this, as stated above, it was clear humility and sacrifice, of worth note is verse 2:
that they wished to perpetuate the image of ‘for He grew up before Him like a tender shoot,
Jesus in contrast to prophets who expected / and like a root out of parched ground; / He
him to arrive in ‘power and glory’. This supports has no stately form or majesty / that we should
the view that he would be humbled in his rep- look upon Him, / nor appearance that we
resentation. Thus, to be like the ‘suffering serv- should be attracted to Him.’
ant in Isaiah’s prophecy’ Jesus would have to
appear normal. Moreover, in images of his cru- Therefore, there is the suggestion here that Je-
cifixion it may follow that he would look weak sus is a projection of human imperfection and
instead of glorious. Seminal to this argument is that he took these imperfections upon himself
the prophecy of the suffering servant. when he went onto the cross on Calvary. A
view held by some is that only through depic-
Furthermore, we must not overlook the influ- tion as a black man can he truly stand for such
ence of the Dead Sea Scrolls. Within the differ- a role – not least because that is how the Jew-
ent sects of Judaism (the Pharisees and the ish Jesus would look (thus making it historically
Sadducees for example) was the Essenes. Ac- accurate), but because that is how Jesus
cording to Henry Chadwick ‘it is probable, but would look today in 21st century society. Karen
not certain, that the Essenes were, or rather in- Teel discusses this idea and puts forward a no-
cluded, the community for whom the Dead tion supporting black representation. In his
Sea Scrolls were written… this community re- view, it is necessary that the edifice of white-
jected the sacrifices and priesthood of the of- ness be dismantled. That is to say, that the sys-
ficially recognised worship in the temple of Je- tem that uphold white privilege in the western
rusalem, and looked back to their founder- world conflicts with the nature of Jesus; ‘a
hero, “the Teacher of Righteousness”, who white body would not manifest a critique of
had been harried by a “wicked priest” who unjust power structure in the way that Jesus’
ruled over Israel’. They are also described as dark body did in the first century and would still
possessing so-called “War Scrolls” which told of need to do today’: this idea comes under Lib-
‘a final battle between the sons of light and eration Theology.
the sons of darkness which is reminiscent of the
Armageddon of the Apocalypse and perhaps The argument follows that if Jesus was to fight
also of Ephesians VI’. Since this sect of early against the struggle of oppression, his white-
faith pictures a messiah figure that does ‘not ness promotes a “holier than thou” stand
point, as theorised by George Kelsey: ‘white
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WOODARD JOURNAL ISSUE 2, APRIL 2018

racism is a form of idolatry and polytheism, “closer to God” is a benefit and thus it is diffi-
where whiteness becomes a god, one that is cult to assert that their choice to depict Jesus
worshipped in daily life’. Richard Dyer attrib- as a reflection of themselves was simply trans-
utes this to ‘the role of the Crusades in racializ- position: i.e. that Jesus being a white man car-
ing the idea of Christendom (making national/ ries no other implications in our perception of
geographic others into enemies of Christ); the whiteness. This is expounded upon by hate
whitening of the image of Christ and the virgin groups such as the KKK who maintain that
in painting; the ready appeal to the God of God’s message was reserved solely for white
Christianity in the prosecution of doctrines of people. Perhaps this is a condensed notion of
racial superiority and imperialism’. As a result, those held by those who ventured to new
we return to this idea of hierarchy within the lands to spread Christianity – holding onto the
church always referring to whiteness, allowing idea that they were pushing their faith right-
Teel to make the point that such ideals cannot eously through their imperialism.
persist into today without carrying the same
weight it did before. White Jesus Structuralism and hu-
However, this idea may be considered one-
man evolution.
sided, especially when we consider other
races/ classes that face systemic discrimina- Even though today we have sufficient
tion. Why should Jesus not be depicted as a knowledge to suggest that Jesus was not
Chinese man to go against the oppression white-skinned, blonde and blue-eyed (ac-
they face? Thus, in this instance we arrive at cording to BBC’s ‘Son of God’ documentary
the idea of cultural representation. Within the series he had dark skin where forensics were
cultures discussed there are unique represen- used to reconstruct his facial features) it is un-
tations of the Virgin Mary and Jesus, reflecting likely that those subject to colonialism were
that race from which the art was created. It is aware of such a nuance. In which case, how
within these groups where their vision of what can one argue for black erasure and white su-
Jesus looked like (1) serves their cultural wants premacy when to the 15th century there was
and (2) depicts what they are most accus- no alternative to this figure? That is to say that
tomed to due to their experiences. It is reason- white Jesus was all that was known to those
able that a person from China, brought up in pressured into the faith, therefore they were
a Chinese household and surrounded by Chi- without a concept of something being stolen
nese people, would also hold a view that fig- from them. How are we to know of oppression
ures within their religion are like them. As Chris- if we have never experienced it?
tianity exists within China there is an imma-
nency in the idea of an Asian Jesus too; as he The argument is dependent on a tenable hy-
is not something distant and ‘western’, but a pothesis and logical reasoning. Thus, we must
part of their community. Indeed, it is for this consider the fact that terms such as oppres-
reason that an Asian Jesus does not overcome sion can be learnt and understood in institu-
oppression in the same way a black Jesus tions. What would prevent us from taking a
does. In Asian societies where being Asian is course learning about the tropes of marginali-
the norm Jesus is an innocent reflection of their sation? I will adduce the example of Mary the
people. However, within these societies too Scientist, proposed by Frank Jackson, which
there are discriminative structures against states that the scientist had all the information
Asians with dark skin – an internal colourism. As concerned with human colour vision, yet re-
such we arrive back at this idea of a redemp- sides in a black and white room. Hence, the
tive black Jesus. question is: does she know everything about
colour? Certainly not: ‘it is inescapable that
In the 21st century Jesus would oppose the ex- her previous knowledge was incomplete. But
amples of muscular Christianity aforemen- she had all the physical information. Ergo there
tioned and Asian representations of Jesus as is more to have than that, and physicalism is
something other than dark skinned do not false.’ This rejection of mechanist ideas refutes
pander to racialized ideals of superiority as the idea that it can be understood through
seen in this instance. This is due to the fact that learning as (1) there are some forms of
historical ideas of Jesus as a white man – used knowledge that are acquired outside of the
by white people to colonise - provides them pedagogy and (2) this learnt knowledge is
with privilege within the faith. Their being
40
WOODARD JOURNAL ISSUE 2, APRIL 2018

simply insufficient and one must experience Opposite to structuralism is the opinion that
oppression first hand, much like colour. there is a natural hierarchy in class and race –
an evolution that underpins the reasoning be-
Yet, at this point Christianity was largely a hind Jesus’ whiteness. Does race alter his inte-
Western and white religion and thus there was gral image? Is his depiction shedding light on
inherently this prima facie (initial) notion of oth- the advent of the ultimate and completely
erness. The depiction of Jesus Christ might still evolved human? Aspects of these notions are
have held some virtue if it didn’t endorse the deep-rooted mainly in Darwinian Theory which
mentality of whiteness equating to goodness. puts forward the theory of evolution. Stem-
There is a school of thought in philosophy ming from this was the archaic belief that
known as structuralism led by the Swiss linguist white people were an evolution of the Nean-
Ferdinand de Saussure. Saussure’s fame is derthal blacks: as an example of what we de-
grounded in the belief that ‘people cut up the scribe as Social Darwinism he comments on
continuum of space and time with which ‘the greater differences between men of dis-
they’re surrounded into segments so that tinct races’ stating that they would be ‘done
they’re predisposed to think of the environ- away with’ by ‘civilised races’.
ment in certain ways. For example, people are
boxed in to seeing the world as consisting of I am reminded of 19th Century evolutionary
lots of separate things belonging to named racists in England and Germany - where ideas
classes’. This may have been the subconscious of races competing were expressed, and
approach taken by early colonists – construct- Charles Darwin himself was convinced of
ing Jesus into the white-skinned, blond-haired white supremacy and the eradication of the
man we know today because of the compul- less evolved black race. He stated that ‘the
sion to confine and structure. As such, ‘things more civilised so-called Caucasian races have
are defined primarily in terms of their relation- beaten the Turkish hollow in the struggle for ex-
ship with others’; Jesus is defined by his rela- istence… endless number of the lower races
tionship with white culture. Notwithstanding, will have been eliminated by the higher civi-
the disparities in culture between the natives lised races throughout the world’. To Darwin
and colonisers are pinned to the notion that this was the natural order of things. Perhaps Je-
specific domains of culture are understood to sus Christ as they saw him was a step forward
be so through structure; Concerning the use of in human evolution too. This argument is
language Saussure argues that it exists only in rooted in this belief that knowledge and intelli-
the mind and by extension gains meaning by gence are a priori – in this case, only attributed
its use in society. to the white race.

Therefore, language and the truth behind it is However, racial disparity and superiority is cer-
unfixed. Combining the two ideas (language tainly not a religious presumption irrespective
and truth) is futile as essentially words will gain of the traditions and rituals of the ‘Christian’ Ku
new meanings in time and geography. In Klux Klan. Indeed, central to the faith outside
which case, it would appear by this logic that of the self-proclaimed hate group is the belief
meanings can be forced and entrained, that all men were created equal under God
moulded and assimilated into new ones. and in His image: ‘the rich and poor meet to-
Hence, even though the natives may have gether: the Lord is the maker of them all’ – this
been ignorant of the significance of whiteness particular verse emphasising the irrelevance of
they would soon learn. Moreover, Jesus – pure, earthly structures, wealth or inheritance. If any
sinless and next-to-God - took on the image of racist assumptions were made from the Bible
colonists not in order to erase his blackness, but they were all made through misinterpretation.
to create the meaning: white means closer to Inherently, racial dominance is immoral speak-
God as ‘to love God, to love our white skin, ing theistically. Yet, as formerly explored in
and to believe in the sanctity of both’ was the brief, the edifice of Christian belief is constantly
ideal. This analysis may be viewed as poststruc- subject to human instruction which leads to
turalist in some respects as 20th century French moral error in the crusade for power. To exem-
philosopher, Michel Foucault argued that plify I adduce the enslavement and abuse of
power operates through complex social struc- the Israelites at the hands of the Egyptians as
tures, knowledge and truth perpetually un- recorded in the book of Exodus and thus the
fixed. idea of superiority is not a modern invention.

41
WOODARD JOURNAL ISSUE 2, APRIL 2018

Therefore, there lies the belief that race pro- That is not to say that a white Jesus is a slight
vided a natural source of servitude, incon- on his character, but under laws of the newly
sistent with the view that Jesus, the son of God, formed American Congress in 1790 which
could have reflected a people ‘made to stated that citizenship could only be awarded
serve’. Is there an innate hierarchy? According to white people, traditions of white privilege in
to George Gaylord Simpson, ‘races of men western societies under Christianity have per-
have, or perhaps one should say ‘had’ exactly sisted. Under the notions of Liberation Theol-
the same biological significance as the sub- ogy we must be able to look at Jesus under a
species of other species of mammals’. Race is far more modest spotlight than that of God.
not a biblical category nor part of the subcon- Whilst he remains the son of God, he died for
scious structuralism we conform to, but a cat- our sins; he came down for us.
egory of evolutionary biology.
It is for this reason that a dark-skinned Jesus re-
In which case there is no superiority, but simply flects a man that came for the oppressed
racial difference. This much does not support across a cultural divide (as even in minority cul-
the notion that Jesus being white equates to tures, those with darker skin are often looked
him being better. We must separate Jesus the down upon). That is not to say that black Jesus
man from Jesus the idea in this instance and now belongs to black culture, but rather that
evaluate what he means to the religion. The he now departs from the racial literalism and
image of peace and eternal life is not incum- exclusivism seen in a white Jesus; now his role
bent on a race, but together with what he rep- is more symbolic. Dark-skinned people – being
resents in liberation theology (coming for the the ‘primary oppressed people of the world’ -
poor and oppressed) and considering his ori- are able to act emblematically if Jesus adopts
gins as a black man, our perception of Jesus their blackness, thereby standing for the whole
as black is one of accuracy and sometimes of humanity.
comfort. Here he comes as a saving grace
and opposition to the structure of whiteness, According to James Cone, whites too are in-
developing equality rather than superiority. cluded in this liberation as they also can break
from the political, cultural and historical stand-
What Now? ard of whiteness, joining in the struggle against
racist domination. He states: ‘the Blackness of
What does this mean for us today? After eval- Christ clarifies the definitions of him as the In-
uating the sources one must hold that the ap- carnate One. In him God becomes oppressed
propriate representation of Jesus is that of a humanity and thus reveals that the achieve-
dark-skinned person and yet, many would still ment of full humanity is consistent with divine
envision him as the white-skinned, blue-eyed being… the appearance of God in [black]
person man we are so accustomed to seeing Christ gives us the possibility of freedom’.
in Western society. One of the most funda- Therefore, in our society today, it is up to both
mental tenets of modern day Christianity (the- Christians and non-Christians, black and white,
oretically) is the universality of Christ - in spite of to envision figures such as Jesus beyond the
Christians who hold on to archaic views of norm of whiteness. According to Liberation
white supremacy, Jesus came for us all. As ex- Theology it is hopeful that this will liberate the
pressed in Galatians 3:28: ‘there is no longer oppressed and unite humanity in realised
Jew or Greek, there is no longer slave or free; equality.
there is no longer male or female, for all of you
are one in Christ’; and thus, the question be- Alexander Barnes
comes: how far does a white Jesus undermine
this ideal. We spoke before of his role in coloni-
King’s Rochester
alism and implications of Christian oppression References
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CHADWICK Henry (1968). The Pelican History of the MACHIAVELLI Niccolo (2004). The Prince. Collector’s Li-
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Edition. Maryknoll, NY: Orbis Press Saviour Before Christ, Harper Collins.
COOKE Matthew (2015). Race Baiting 101, YouTube.com, RADFORD RUETHER Rosemary, (2012), Is Christ White? Rou-
URL = http://youtu.be/lLgIIjnpZyU tledge
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= http://www.buzzfeed.com/sharonchang/this-mocha- SHAKESPEARE William (2011). The Tempest. 4th edition, The
caramel-honey-post-racial-fantasy-is-making-me- Arden Shakespeare. Alden T. Vaughan (ed.)
si?bftw&utm_term=.jfV6pg6M4g#.tkd6Mm6pbm SMITH Lillian (1949). Killers of the Dream, New York: W.W.
CONDON Bill (2006). Dreamgirls, Paramount Pictures and Norton & Company
DreamWorks, STORKEY Elaine (1991) Social Structures and Divisions, The
DARWIN Charles (2013). The Descent of Man, Wordsworth Open University, Block 2, Unit 8, 1.1-2
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DAWKINS, Richard (2006). The Selfish Gene, OUP, 30th an- logian engages whiteness. Routledge, George Yancy
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DYER Richard (1997). White, Routledge The Bible. American King James Version
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led-to-believe-a6969336.html der & Stoughton
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Pluto Press, Evil, John Hunt Publishing Ltd
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GAYLORD SIMPSON George (1966). The Biological Nature udice in small town, America, Blavity.com, URL =
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GREENSTREET, Stuart (2016), On being an existentialist, phi- dice-in-small-town-america/
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GREER Germaine (2009). The Female Eunuch. Harper Col- YANCY George (2012). Christology and Whiteness: What
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Methuen & co. ltd

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How was French


Introduction

The Second World War is an undeniably fasci-

Literature used nating and disastrous period of history for man-


kind, where mass atrocities of proportions
never seen before were carried out with in-
as propaganda credible efficiency, like a well-oiled machine.
At schools, at home and on the television infor-

during the
mation is readily available about the Second
World War, yet surprisingly a topic which is of-
ten hard to discover is the role of literature dur-

Occupation? ing this period. Therefore the aim of this disser-


tation is to explore in depth the effects of the
occupation of France by the Nazis on French
literature and see how literature was used both
Abstract by the Nazis and by French intellectuals during
the occupation. This topic came naturally to
In this essay I will answer the question of: ‘How me as a student of both French and German
was French literature used as propaganda at A-Level, because I will have the ability to ex-
during the occupation?’ by splitting this ques- pand my knowledge of contemporary French
tion into smaller sub-topics, which I will ad- literature, culture, and also modern European
dress individually. These will include the cen- history whilst researching and writing this disser-
sorship regulations in place, the role of the tation.
collaborationist press, publishing houses and
their importance in literature during the occu- French literature and literature in general is al-
pation, the clandestine, resistance press, the ways evolving with the times. The many ways
role of authors in the occupation, the role of that literature adapts and changes are fasci-
poets in the occupation and finally the role of nating, for example between 1800 and 1850
theatre in the occupation. In conclusion I will romanticism was at its height. Great French
summarise my key findings and give a con- novelists and poets such as Alphonse de La-
crete answer to the question that I am ad- martine and Victor Hugo wrote at length
dressing, which will have been reinforced by about the perfect life of the peasant and the
the arguments made throughout this disserta- beauty of nature, placing much emphasis on
tion. the glory of the past and emotion. It is clear to
see that this romantic movement was a reac-
However, before I begin I need to firstly ad- tion to the industrial revolution that was occur-
dress an integral point revolving around the ring at the same time, and that in idealising the
word ‘literature’. When I use this word in my peasant, countryside life these literary giants
dissertation I am using it in its broadest defini- were using their works to convey multiple mes-
tion, that is including not only novels and po- sages to their readers about the industrial rev-
ems but also newspapers and plays. I believe olution. For example, that man must not forget
it is important to view the artistic, intellectual to enjoy nature, that we must not let machines
and literary scene as a whole during the Oc- destroy nature and also expressing general
cupation. Additionally, I also found it incredi- fears surrounding the new advances of ma-
bly interesting to research and write about chinery that were felt in that era.
how different forms of ‘literature’ were af-
fected differently by the extraordinary nature Therefore, one area I want to address in this
of the Occupation and to discover which dissertation is the main themes of war-time
forms were more popular and which were French literature, and, similarly to how the in-
more useful as propaganda. dustrial revolution was a cause for romanti-
cism, I want to see what caused writers to dis-
cuss their chosen themes. I also want to see
what messages were conveyed to readers
during the occupation. No doubt there will be
many contrasting ones from different authors,

44
WOODARD JOURNAL ISSUE 2, APRIL 2018

some supporting the Nazis, perhaps some call- Historical Context


ing the French to join the Resistance. When I
use the term literature in my title, it is in a broad To give my dissertation a firm historical context,
sense, including poems, the press and the the- it is necessary to give a brief description of
atre as well as traditional novels. Conse- French literature before the occupation in or-
quently, one of my primary aims is to see if in- der to paint a clear picture of the literary
tellectuals and authors used all these ‘forms’ of scene at the time. French literature pre-World
literature to convey messages to the public War II took on a rather radical form, with move-
and I want to explore the ways all these differ- ments such as Dadaism and Surrealism preva-
ent manifestations of literature were used by lent. Dadaism itself was an art and literary
the Nazis and by the Resistance during the oc- movement which was characteristically unor-
cupation to achieve their goals. I find this as- thodox and radical; even being described as
pect of using literature as propaganda with a anti-art. Surrealism followed on from Dadaism
definitive political message (either pro or anti and was developed by acclaimed writers
German in this case) to be incredibly fascinat- such as Louis Aragon and Paul Éluard; both of
ing as it highlights the power of literature. whom play key roles in the Resistance. Surreal-
ism was influenced heavily by Freud’s notion of
My second aim to understand the implications the unconscious and its aim was to "resolve the
that Nazi rule had on French literature, as there previously contradictory conditions of dream
was a lot of censorship on what writers and po- and reality”. The key things that we should rec-
ets were able to publish at this time. I will re- ognise about the pre-war literature, that will
search the effects of the Nazi regime on the have an influence on what happens to litera-
French publishing houses and consequently try ture during the occupation, are that the pre-
to work out the knock-on effect that this had war literature was very radical, liberal and ex-
on French literature. I will also research the dif- pressive and was viewed by some as very dec-
ferent methods authors employed in order to adent.
avoid these regulations, or comply with them,
whilst still conveying their true messages via the
use of literary techniques or undertones in their Censorship
works.
Before addressing any further topics surround-
Thirdly I will detail the ways that literature was ing French literature during the occupation, it
used as a weapon; that is as a tool to try and is integral that the rules and regulations that
combat the Nazi and Vichy regime. This par- were placed on literature during the occupa-
ticularly interests me as I am fascinated by how tion are fully understood. Under the Nazi re-
French writers were able to use newspapers, gime censorship was rife. With Hitler’s trusted
poems, books and plays, things which seem ally and friend Joseph Goebbels as the Reich
absolutely harmless, as powerful and harmful Minister of Propaganda the Nazis not only cen-
weapons which weakened the Nazis. I will re- sored but destroyed many forms of literature
search the different ways various authors at- as well as art, because Hitler and Goebbels un-
tempted to do just this and also explore their derstood the power of literature and art as
different roles in the whole resistance move- they realised that they could be used to en-
ment in Paris and the rest of France. courage people to think for themselves and to
resist.
Finally, I will bring my dissertation to an end by
concluding and summarising the main influ- Consequently, the Nazis banned any literature
ences of the occupation on French literature. that expressed any ideas deemed to be con-
I will attempt to answer the question of what trary to the Nazi ideology; they didn’t use their
role did literature play under the occupation powers sparingly with over 25,000 volumes of
and how big was this role? Within this question ‘un-German’ books burned in just one day on
I aim to also address just how much, if at all, the 10th of May 1933 in Germany. This strict
the French Resistance benefited from litera- censorship extended to any literature that
ture during the occupation and likewise how contained any anti-German sentiments, that
much the Germans benefited from literature was Jewish or that was Communist. When
during the occupation; thereby answering the France surrendered, defeated after the ‘Ba-
question: How was French Literature used as taille de la France,’ France was split in two, into
propaganda during the Occupation? Vichy France and its independent ‘puppet’
45
WOODARD JOURNAL ISSUE 2, APRIL 2018

government led by the Maréchal Pétain, and and ‘bouquinistes’ as part of the 40,000 copies
the German occupied part of France which in- of the list that were distributed across Occu-
cluded Paris. Neither were spared the censor- pied France. If establishments were found to
ship rules of the Nazis and these regulations not be complying with the list then they were
were imposed with just as much vigour in simply shut down, alongside some other repris-
France as in Germany. als in extreme cases.

The reaction to this censorship was mixed. In The result of the Otto list however was that the
certain areas there was outrage that the Ger- Propagandastaffel and the Amt Schriftum (the
mans were suppressing what Parisians and the main propaganda office of which the Propa-
French were able to read and that the Nazis gandastaffel was the French arm) did not ac-
wanted to control the thoughts of French citi- tually play a direct role in censoring works.
zens. However others, typically referred to as Publishers and bookshops, albeit with their
the enemies of modernity in France, such as hands tied behind their backs by the Germans,
Robert Brasillach or Pierre Drieu la Rochelle auto-censored the works that they sold. We
welcomed this and saw it as an opportunity to can see that this auto-censorship was the in-
eliminate any degenerate forms of literature tention of the Nazis as according to a quote
that were harmful to the right-wing, tradition- from an official of the Amt Schriftum; “Dès
alist and fascist France they believed in. l’origine il n’a pas été dans nos intentions
d’apparaître comme des censeurs.” As the
The initiative that ensured these rules were in Nazis themselves weren’t seen directly as cen-
place and enacted after the German victory sors they weren’t as unpopular with the French
in 1940 was called the Propagandastaffel and population, at least at first, as perhaps they
was essentially an organisation led by the Ger- should have been.
man authorities which took control of the
French press and all publishing houses during The overall result of this censorship of both Oc-
the Occupation. A Ministry of Propaganda cupied and Vichy France was that many
(Propaganda-Abteilung) was created specifi- works of famous pre war authors and poets
cally for France and Propagandastaffel offices such as Louis Aragon were completely
were spread throughout France, with one of banned due to the political leanings or the
the biggest being the Propagandastaffel in messages they contained and promoted. Ad-
Paris. ditionally many much loved English and Amer-
ican authors were also completely censored,
A variety of techniques was used to control due to the fact that England (and later Amer-
French press and literature. Firstly the Ministry of ica) was at war with Germany and many of
Propaganda distributed paper to publishing these foreign books contained themes the Na-
houses and newspapers but gave priority to zis didn’t want their occupied population to
those which were favourable to the politics of be thinking about. Consequently the remain-
the Nazi occupant. As a result there was an in- ing literature consisted of “un espace inerte,”
centive for the press to be sympathetic and free of any element that questioned the Nazi
collaborate with the Nazis as otherwise they ideology. In essence by doing this the Nazi
would simply not have the paper to print; in a state was undertaking the annihilation of the
way forcing many establishments who didn’t French intellectual. However despite these ev-
want to shut down to collaborate and start idently tough measures in place, literature was
purveying the Nazi message and hence con- still used by the Resistance, as well as the Nazis,
tribute to the creation of pro-Nazi propa- during the Occupation as propaganda with a
ganda. clear point of view, with which it wanted to
persuade the reader.
Additionally, a list of all forbidden books was
created, called ‘la Liste Otto’, which was Collaboration and The Role of the
named after the German ambassador to Vi-
chy France during World War II: Otto Abetz.
Collaborationist Press
This list, classed by author, contained an exten-
sive repertoire of over 1400 books that were The collaborationist press is the term given to
banned and also of books which should be all newspapers that willingly co-operated with
promoted. This list was handed to all two-thou- the Germans and promoted the ideologies of
sand or so of Paris’ bookshops, newsstands and supported either Nazi Germany or Vichy
46
WOODARD JOURNAL ISSUE 2, APRIL 2018

France. The collaborationist press flourished air, that no longer being French, risked offend-
under the German occupiers, in which the ing public opinion.” From this we can clearly
three main publications were: ‘La Gerbe’, ‘Je see just how useful and effective a tool the col-
suis partout’ and ‘Au Pilori’. La Gerbe was a laborationist press must have been to the Na-
weekly newspaper that was founded in July zis. With such willingness and with so many
1940 by Alphonse de Châteaubriant, who was publications reaching readers, the Nazis could
also the editor, and which ended in August make full use of the collaborationist press to
1944 - so its lifespan mirrored that of the occu- publish propaganda of their own, but they
pation. could also rely on these newspapers to convey
pro-Nazi messages without any direct instruc-
We can see through La Gerbe the huge power tions. These messages would have been inval-
and support that collaborationist papers had uable in keeping the whole population satis-
behind them from the German authorities as fied and content and even helping the Ger-
the first issue of La Gerbe was announced with mans in their war effort as a result.
a huge poster campaign. Within three months
the publication’s size had developed into 10 In addition to these three French publications,
pages and it had 100,000 copies in circulation, the Germans also set up a new Parisian daily
which would increase to 140,000 copies by newspaper as part of the collaborationist press
1943. Considering the material shortages oc- called the ‘Parisier Zeitung.’ This newspaper
curring during the war this scale of production was essentially nothing more than a vehicle for
was huge and quite clearly displays the keen- the Nazis views and was anti-British, anti-com-
ness of the Germans to support and promote munist and anti-semitic and even contained a
publications of French origin that were favour- daily anti-British cartoon. In this newspaper
able and sympathetic to the Germans and to huge care was taken to convey the principle
Hitler’s goal of a new Europe. to the readers that German and French cul-
ture could go hand in hand and were harmo-
‘La Gerbe’ itself championed an ideology with nious. Paris’ monuments and culture were in-
close links to fascism and nazism, which was cessantly praised as were French singers, and
extremely anti-communist, anti-republican certain authors and playwrights. Clearly this
and anti-semitic. ‘La Gerbe’ and Châteaubri- piece of ‘literature’ was created with the spe-
ant’s vision of Hitler was that he would form a cific aim of pleasing the Parisian and French
unified catholic Europe and in his newspaper population and ensuring that they were kind
he promoted this new Europe to his readers and sympathetic towards their German occu-
and encouraged them to support and wel- piers, so that civilian unrest and trouble would
come it themselves. Similarly ‘Je suis partout’, not break out.
whose editor was the collaborationiste Robert
Brasillach aimed to be the voice of the far right The common, key themes that we can see in
and published calls for the murder of Jews and regards to the collaborationist press, which are
the Third Republic political figures. Shamelessly important in trying discover how French litera-
it even allowed the Germans to use the space ture was used as propaganda and the im-
in the paper for advertising the SS and the Lé- portance of this usage, are firstly the amount
gion des Volontaires Français, a regiment of of German money, materials and support that
the German army that French volunteers was provided to collaborationist publications.
could sign up to. Likewise ‘Au Pilori’, which was Secondly it is important to realise just how keen
also funded by German money, campaigned a significant number of French intellectuals
against those suspected to be Jewish and at- and journalists were to help the Nazis as much
tacked typically Jewish professions in its edi- as possible. More than eighty famous French
tions. writers were placed on the ‘black list’ of the
Resistance because of their collaboration. The
Moreover, the sheer enthusiasm and willing- results of this are that pieces of French ‘litera-
ness of the collaborationist press cannot be ture’ (the collaborationist papers) could be
underestimated. In eagerness to please the distributed to hundreds of thousands of read-
Nazi’s they sometimes went too far even for ers and that in each newspaper there were
the German authorities’ own liking. On Hitler’s not only articles portraying the greatness of
birthday in 1943 the collaborationist papers Germany but there were also articles in sup-
had to be warned to “act with tact and re- port of and campaigning for Nazi ideals such
serve, so as not to give French newspapers an as the ‘extermination’ of the Jews. Finally the
47
WOODARD JOURNAL ISSUE 2, APRIL 2018

Germans could also rest assured that in these The head of the guild of the French publishers,
pieces of ‘literature’ there were even adver- René Philippon, made contact with the Ger-
tisements for German military organisations. man military authorities from the 25th of July
1940 and very quickly agreed to a deal that
Therefore, we can conclusively show, that one allowed publishers to continue with their work
way French literature was used as propa- as long as they agreed not to publish any œu-
ganda, was via the collaborationist press, who vres that could be considered as harmful to
distributed large amounts of pro-Nazi propa- German prestige or interests. In addition to this
ganda. We can also infer that this source of publishers also weren’t allowed to publish any
propaganda was very important for the Ger- works on the previously mentioned Otto list
mans due to the large audience that would and consequently works by authors such as
see this propaganda and also the need for the Thomas and Heinrich Mann, Erich-Maria Re-
occupier to keep its occupied population marque, Franz Kafka, Charles de Gaulle, An-
calm and content. The fact that the Germans dré Malraux, William Shakespeare, Virginia
created their own newspaper as mentioned Woolf and Marcel Proust were all banned. The
shows that they clearly believed and knew Otto list was enforced by French police offic-
that it was an effective means of spreading ers, who inspected the premises of publishers
their ideas and messages out to the French across France and in doing so seized nearly
population and, in some aspects, of control- three quarters of a million books as well as clos-
ling the French population. ing down eleven of the seventy publishing
houses that were raided.
Publishing Houses
However, despite the majority of publishers
The publishing houses in France and especially complying with these rules and even despite
in Paris were targeted by the German censor- the immense danger and the threat of execu-
ship authorities as they understood that if the tion for those continuing to publish forbidden
publishing houses were voluntarily compliant works, there were some incredibly courageous
or forced to comply with ‘La Liste Otto’ and and daring individuals who wouldn’t stand for
the regulations of the Propagandastaffel then the restriction of free speech and the possibility
it would be extremely hard for widespread re- of years without any French literature.
sistance literature to be produced and distrib-
uted. These brave individuals created underground
publishing houses, not only for the clandestine
Historically Paris was not only the heart of press whose aim was to directly influence peo-
French intellectualism and culture, but also of ple to resist, but also for the ‘Clandestine Liter-
publishing. Mostly in the 5th and 6th arrondisse- ature’ so called for its greater artistic value, of-
ments rows upon rows of publishing houses fering a flourish of calm as well as sometimes
could be found. Many of these publishing an inherent political or persuasive motive. Nov-
houses were family firms which had grown to els, such as Le Silence de la Mer by Vercors
gain a renowned reputation, some of which and Le Cahier Noir by François Mauriac, would
we still know today, such as Hachette, Gal- have been greatly appreciated by the read-
limard, and Robert Denoël. However since ers, who otherwise would have to settle for
mid-September 1939, just after France de- works of pro-Nazi propaganda, or legally pub-
clared war with Germany and months before lished novels which had undertones of re-
‘La Bataille de la France’, publishers had been sistance, which were often written quite dis-
under French government surveillance and re- passionately such as Albert Camus’ L’Étranger.
quired official approval to publish new books The most famous of these publishing houses is
or republish books out of print. When the Nazis Les Éditions de Minuit, which was founded by
took control of France and Paris things be- the authors Jean Bruller and Pierre de Lescure
came progressively worse. Amidst the displays in 1941 in Paris, with the specific aim of circum-
of public book burnings and violent reprisals venting the censorship. A small group of print-
against publishers back in Germany, almost all ers alongside Bruller and de Lescure risked im-
of the big French publishers became desper- prisonment and death in order to publish works
ate very quickly to comply with all the con- by France’s greatest authors.
straints laid down by the Germans.

48
WOODARD JOURNAL ISSUE 2, APRIL 2018

It is clear to see that publishing houses were ex- lated, alone and wary of whom to trust. How-
tremely important and inextricably linked to lit- ever small groups of these individuals did
erature during the occupation. The Nazis’ ‘iron begin to form and to break through the deso-
grip’ on all overt publishers allowed them to late isolation of the individual French person,
control all works being printed and sold, ensur- to work out who else would be sympathetic to
ing that those sold were favourable to the Nazi the Resistance and to keep everyone up-
ideology. Additionally, with control of all the dated to recent news and proceedings some
publishers the Nazis had an immense resource form of written communication was needed -
that they could take full advantage of to print the clandestine press.
vast quantities of any propaganda they
wanted the French population to see. On the The main difficulties with this were obtaining
other hand, the importance of the clandestine the equipment necessary as the Germans
publishers, such as Les Éditions de Minuit, in the controlled paper, ink, photographs, presses
resistance effort and the sustainment of French and radio stations. Therefore, the clandestine
literature is also paramount. Without them the press started off at a very small scale, with in-
Resistance would have undoubtedly struggled dividuals using whatever materials they may
to produce copies of its own underground have had before the occupation, that they
newspapers in the same quantities and we had kept hidden from the occupiers. For ex-
would certainly be without many influential ample, one of the first underground papers
works that were written during the occupation was published in October 1940 by music pub-
such as Le Silence de la Mer and L’Honneur lisher Raymond Deiss on his own offset press,
des Poètes; both published by Minuit. which featured news he had managed to pick
up from the BBC. His paper lasted about a
The Role of the Clandestine Press year, bringing out 16 issues before he was ar-
rested and beheaded by the Germans, illus-
The Clandestine Press is of course deeply and trating the immense danger that surrounded
inherently linked to the role of publishing those who made underground newspapers.
houses as these newspapers and journals for
the most part relied on the underground pub- However, in spite of the threat of death, jour-
lishers to exist. However, the Clandestine Press nals, leaflets and newspapers continued to
itself warrants an in-depth exploration of its be- appear. The majority of the early ones were
ginnings, its format and of its influence on the hand-copied, mimeographed or duplicated
French population. on the same machines French restaurants
used to duplicate their menus. One of the ear-
The clandestine movement in general was be- liest clandestine groups to produce a newspa-
gun by people who saw no place for them- per were the anthropologists from the Musée
selves in Hitler’s envisaged ‘New European Or- de l’Homme. They named their paper ‘Résis-
der’. These people were mainly Jews, perse- tance,’ which was apparently the first time the
cuted both by the Nazis and Pétain’s Vichy in- word was used to describe French opposition
cessantly, Christians, revolted by the Nazis to the German occupation. The anthropolo-
proclamation of German myth over the bible gists, by resisting, were defending their per-
and, particularly pertinent for the French, intel- sonal integrity against the racist Nazi ideology.
lectuals for whom the Nazi ideology went Their paper first appeared on the 15th Decem-
against everything they believed in or stood ber 1940 and in order to write articles for it the
for. The communists only joined the resistance members of the group met at an abandoned
movement later on the 22nd of June 1941, apartment of a friend who had fled to south-
which was a result of Hitler attacking the Soviet ern France. Aware of the threat they faced,
Union. Previously the communists had even they kept a portrait of Pétain above the man-
helped expose members of the Resistance telpiece and a fire constantly burning, so that
and aided the Germans because of the if the apartment was raided they could burn
Germano-Soviet non-aggression pact. any incriminating documents immediately.
Despite these stringent security measures
At the beginning of the occupation, those seven men from the team were executed and
who wanted to continue to fight and resist af- three women sent to concentration camps
ter the depressing defeat of France were iso- again emphasising how dangerous this type of
work was.

49
WOODARD JOURNAL ISSUE 2, APRIL 2018

As the occupation went on, the methods that capture and shape public opinion rather than
were used to print the resistance papers grad- accurately represent it.
ually developed, from the primitive methods of
1940. By 1943 thanks to the efforts of Jean The role of the Clandestine Press in the re-
Moulin, all clandestine papers had been sistance and liberation of France is easy to
brought into co-operation with one another so overlook. After all, newspapers aren’t the typi-
that they were all part of the Conseil National cal weapons people usually link to war and
de la Résistance (CNR). By 1944 completely World War II. However, I think as the statistics
professional newspapers were being pro- above show, this would be a mistake. The ma-
duced on a huge scale. Défense de la France, jority of resistance groups had their own news-
the largest clandestine paper, was printing paper such as Défense de la France, Combat,
and distributing between 250,000 and 450,000 Libération, Témoignage Chrétien and La Voix
copies, with other papers also producing from du Nord. The printing and distributing of these
50,000 to 100,000 copies, which meant that by newspapers was essential to the continued ef-
the end of the occupation, underground pa- forts of these resistance movements and the
pers may have had a weekly circulation of 2 Clandestine Press was by the end of the Occu-
million copies more than the officially author- pation a well-oiled machine, churning out just
ised papers. In fact, so sophisticated became as many newspapers as the occupiers. With-
the clandestine press, that Combat, which out these newspapers it would have been al-
was edited by Albert Camus, used false docu- most impossible to turn the public opinion
ments to order enormous quantities of news- against the occupiers so quickly and to such
print straight from the Germans, without them an extent.
realising it was being used to aid the resistance
effort. Additionally, it wouldn’t have been possible to
reach out to so many people, who conse-
In general, the resistance newspapers were quently joined the resistance movement when
short because of the scarcity of paper. For the they found out about it and the newspapers
most part they all followed a similar format, be- are definitely to thank for broadening the Re-
ginning with a front-page editorial explaining sistance to more than just the isolated individ-
the ideology of the particular newspaper. The uals that were there from the outset. The clan-
contents of the papers usually included arti- destine press is also quite evidently one of the
cles calling on the reader to remain firm in re- ways that literature, this time in the form of
sisting the occupation and also warnings to newspapers and journals, was used as propa-
French policeman, prosecutors and judges ganda to turn people against the Germans
who collaborated about the repercussions and to encourage them to act. With millions of
they would face after the war. Other articles copies of resistance papers in circulation by
would include war news which had not been the end of the occupation, the clandestine
allowed to appear in the German censored press was a well-oiled, discreet, literary-propa-
papers or reports on the morale and living con- ganda producing machine.
ditions in Germany.
Authors in the Resistance
Naturally, in order to keep public opinion firmly
against the Nazis, the resistance papers exag- There were many great French writers and in-
gerated and put a large amount of emphasis tellectuals who had many works to their name
on news of Vichy or German attacks on free- before World War II and were internationally
dom and told of how the Germans were de- renowned. However, during the occupation
manding materials and men from France. The these writers were faced with a choice. At ei-
newspapers also gave information about how ther end of the extremes, writers could collab-
resistance activities were being involved, what orate with the Germans, or try to resist and
resistance activities had recently happened write for the clandestine press. There was also
and how readers could help to resist them- a muted, middle ground which was to not
selves. Memorials to resistors who had been im- write anything at all, no matter how hard that
prisoned or executed were also given. As might have been. Faced with the danger that
propaganda themselves they also misre- loomed over both the paths of collaboration
ported events, and glorified and enlarged Al- and resistance, the decision by many writers to
lied victories. The reporting in these newspa-
pers was often subjective, as they aimed to
50
WOODARD JOURNAL ISSUE 2, APRIL 2018

abstain from all publication was perhaps un- mans, whilst yet others were invited for speak-
derstandable then. However, I personally ing tours around Germany and to Writers’ Con-
would argue that refusing to write at all, is es- gresses.
sentially doing exactly what the Germans
wanted; complying with the censorship rules Some of the novels that were written by these
and doing nothing to counter the threat of ex- authors were more clearly propaganda than
tinction that the French intellectual was faced others, such as the ideological essays of Drieu
with. de la Rochelle, which include Le Français
d’Europe. However in other novels the anti-
During the occupation authors had to be in- communist, anti-resistance themes, albeit
credibly careful with how they portrayed clear, are presented amidst a proper plot. It is
themselves to the outside world. Many authors important to remember that the majority of
simply forbade themselves from all public ap- these collaborationist writers were viewed as
pearances and contact, based on the princi- highly talented as well, and so novels such as
ple that the only way to avoid compromising Brasillach’s La Conquérante and la Rochelle’s
oneself was to remove oneself completely L’Homme à Cheval were high quality books
from any milieu in which you could be linked even if the messages they conveyed were bi-
to the Germans or the ‘collaborationistes’. Au- ased.
thors, poets, playwrights and intellectuals alike
realised that any concrete evidence of meet- The result of the relentless support for these
ings, correspondence or writing with even a collaborationist authors was that their novels
hint of collaboration was likely to cause prob- were thrust upon everyone, both in occupied
lems during the aftermath of the liberation and France, Vichy France and even in Germany
the revenge-fuelled period of the Épuration. and other non-francophone countries. This
overload of pro-Nazi literature was almost ines-
However, despite all these dangers and capable and due to the fact that all collabo-
choices that authors had to make, novels, rationist authors had directives telling them
books and literary works continued to appear, what content, tone and language their novels
but what was their impact and what role did should contain, it is indisputable that the works
they play, if any, as propaganda during the of such collaborationist authors were essen-
occupation? tially more fascist propaganda force-fed to
the French populace.
Unsurprisingly, on the face of it, collaborationist
authors flourished, gaining fame and im- In contrast to the well-advertised and famous
portance backed with German support, collaborationist authors, the authors who
money and materials. Some of the most fa- wrote for the Resistance were discreet and
mous of these collaborationist, anti-semitic au- careful to ensure their identities remained un-
thors included those such as Pierre Drieu la Ro- known throughout the occupation for obvious
chelle, Robert Brasillach, Alphonse de Châ- safety reasons. Despite the fact that a lot of
teaubriant, Jacques Chardonne and Lucien authors who wrote and published their novels
Rebatet all of whom wrote at length during the underground were very successful pre-war au-
occupation, both their own novels and for col- thors, those who read their works would have
laborationist newspapers. The Germans, in an struggled to tell who the authors were.
effort to promote these pro-Nazi authors, com-
piled a list of 189 works by fascist friendly, col- Pseudonyms were standard practice for all
laborationist authors and ordered that these who participated in the Resistance and au-
works, alongside any new works by the authors thors were no exception. Jean Bruller became
on the list, should be welcomed and given pri- Vercors, François Mauriac became Forez, Paul
ority publishing rights by “those publishing Éluard became Maurice Hervent and so on.
houses who wanted to retain the good graces However despite this necessary anonymity
and material support of the Germans.” Addi- great efforts were made to unite the re-
tionally works by Châteaubriant and others sistance authors and co-ordinate them under
were selected for translation and publication one body. In 1941 Le Comité National des
in Germany and the other countries that it was Écrivains (CNE) was created, which was a
occupying. Other collaborationist writers had group of literary resistance. This group was
their works adapted to cinema by the Ger- born out of the ‘Le Front national des écrivains’
which was a group with a similar aim, however
51
WOODARD JOURNAL ISSUE 2, APRIL 2018

it had too strong links to le Parti Communiste the blame on the individual German soldier.
Français (PCF) for certain intellectuals who The soldier makes repeated attempts to try
were concerned about preserving their politi- and make conversation with the family, who
cal autonomy. remain absolutely mute. The silence makes the
officer then realise that his dream of France
The CNE was composed of authors and poets and Germany in harmony is impossible and he
who fought with words, with articles criticising becomes disillusioned, understanding the real
the war, the Vichy government or Nazism. It al- goal of the German army is not to build but to
lowed an old french tradition to retake its ruin and to exploit. He then asks to leave
place; that of french writers engaging in a France to fight on the Eastern Front, cryptically
common cause, just like Émile Zola had done declaring he is "off to Hell,” as serving on the
in the Dreyfus Affair almost 50 years ago. Act- Eastern front is the equivalent of a death sen-
ing on behalf of the CNE Jacques Decour and tence. The novel was as popular as an ‘under-
Jean Paulhan founded a new clandestine ground’ book could be and copies were
newspaper entitled Les Lettres Françaises. This passed on from one friend to another after
was the first underground newspaper dedi- they had finished reading it.
cated wholly to the art and its formation fully
allowed the unification of writes of “toutes les The message that the book gave out was one
tendances et toutes les confessions: gaullistes, of a call to resistance, no matter how small or
communistes, démocrates, catholiques, how seemingly insignificant. It inspired and
protestants,” as novels, poems or articles from captured the hearts and imagination of the
all writers no matter what their tendencies French population and was viewed as a mas-
were collected and critiqued in this paper. Fur- sive success for the Resistance. Still today the
thering its status as a group of literary re- French are immensely proud of this novel and
sistance the CNE went on to establish on the the effect it had on galvanising people is not
20th of March 1943 a black list of writers ac- to be overlooked when studying the Re-
cused of collaboration, which included figures sistance. Evidence of its success lies in the fact
such as François-Ferdinand Céline, whom it that it is a book taught at schools not only in
encouraged people to boycott and not read France but also in English schools for A2 level
their works. This black list would become all the French.
more important in the years of the Épuration
after the liberation as well. It is clear to see therefore that authors played
an important role in the Resistance. Amidst a
French resistance novels contained many sim- war raging around them, authors both pro and
ilar anti-German, anti-fascism and pro-de- anti-Nazi continued to write œuvres. We can
mocracy themes as one would expect. How- see from the examples given that novels and
ever, one book I want to focus on in great de- authors also contributed to the array of prop-
tail to further demonstrate the impact of au- aganda during the occupation. Collabora-
thors in the Resistance and to show how novels tionist authors made their anti-semitic, fascist
were used as propaganda of sorts is Le Silence themes easy to see for all and these authors
de la Mer by Vercors (Jean Bruller). This was the were used by the Nazis as vehicles to propel
first book published by Les Éditions de Minuit their ideology to as much of the French popu-
and was written during the summer of 1941 lation as possible. Likewise authors of the Re-
and published in early 1942. The book is a sistance, although sometimes forced out of
heavyweight of French literature and quickly safety fears to use subtext that was not so ob-
became a symbol of mental resistance vious at first glance, managed to use their nov-
against the German occupiers. els as calls to resistance and calls to action. Alt-
hough these books didn’t have the same
In the book, Vercors tells of how an old man scale of audience as those openly authorised
and his niece show resistance against the Ger- by the Germans, they are nevertheless just as
man occupiers by not speaking to the officer, important and their impact on the French
who is occupying their house. The German of- population was substantial.
ficer is a former composer, dreaming of broth-
erhood between the French and German na-
tions, deluded by the Nazi propaganda of that
period. He is intentionally not portrayed as a
monster because Vercors didn’t want to put
52
WOODARD JOURNAL ISSUE 2, APRIL 2018

Poets in the Resistance which is extended to the whole of France and


its people; as summarised in Aragon’s France
The poem has a few unique properties that écoute.
“France écoute
made it a very important form of literature dur-
On dirait que ta voix n’est plus seule
ing the Resistance. Firstly, poems and antholo- Le ciel est moins obscure”
gies of poems are often much shorter than
novels and books, which rendered them in- “France listen
credibly useful during the occupation due to It is said that your voice is no longer alone
the material shortages. Thanks to their shorter The sky is less dark”
length it was easier to print and distribute more
copies of poems than of novels, for example, We see here Aragon clearly trying to give
and consequently they could reach a greater hope to his readers and revive the French na-
audience. Additionally, in poetry there are lots tional spirit.
of literary techniques available to the poet,
Similarly, in René Char’s Les Feuillets d’Hypnos
with which they can emphasise different
(the leaves of Hypnos) we can also see the
words and create different allegorical mean-
poet trying to recapture the broken minds of
ings to their poems, so that the knowing reader
the French and create a sense of hope.
will be able to detect and understand the hid-
den themes of resistance, which the non-na- “Dans nos ténèbres, il n’y a pas une place pour la
tive French speaking German officer will be Beauté. Toute la place est pour la beauté.”
blind to. Consequently, it was also one of the
safer means of literary resistance. “In our darkness there is not one place for beauty. All
of the space is for beauty. “
The poetry of this period is often referred to as
poetry of the Resistance, however I believe In this Resistance poem the distinction be-
that that title is incorrect and an apter name tween poetry and action is also completely
would be the ‘Resistance Poetry,’ as the po- abolished. The effort is to confuse these two
etry itself was an act of resistance. One of the old enemies, so that the poetry of the Re-
most famous anthologies of resistance poems sistance would be poetry of action as well and
was that entitled L’Honneur des Poètes, which inspire its readers to action. For example, we
had an immediate impact on the French pop- can see this call to action clearly in Aragon’s
ulation. It was selected and prepared by Pierre Prélude à la Diane Française, telling his readers
Seghers, Paul Éluard and Jean Lescure. Like La now is no longer the “time for silence” and do
Silence de la Mer, L’Honneur des Poètes was not speak to me of danger, because he is al-
published by Les Éditions de Minuit and it is ready well aware of the danger and knows
clear to see again the interdependency of the that despite it now is the time to resist.
literary Resistance on publishing houses, and
Ne rien sentir et consentir:
publishing houses on the literary Resistance.
Jusqu’à quand, Français, jusqu’à quand?

As Seghers saw it himself it was essential to Ce n’est plus le temps de se taire:


continue the existence of French poetry, via Quand le ciel change ou va changer,
collections such as L’Honneur des Poètes, un- Ne me parlez plus de danger!
der the conditions of the military occupation. Voyez, voyez sur notre terre,
Le pied pesant de l’étranger!
The writing of poetry, and the writing of poetry Entendez, Francs-Tireurs de France,
in French in particular, expressed a resistance L’appel de nos fils enfermés…
of French thought and of language against
the propaganda that was written in the lan- Not to feel and not to consent:
guage of the German occupying forces. The Until when, French citizens, until when?
Resistance Poetry was tasked with the revival
Now is not the time for silence:
of a defeated, humiliated nation and defend- When the sky changes or will change,
ing French literature against German barbar- Do not speak to me any more of danger!
ity. French poetry thus became a collective See, see on our territory,
song of nationhood, a ’chant national’ to The heavy foot of the foreigner!
quote Pierre Seghers. Poetry during the Re- Hear, snipers of France,
The call of our imprisoned sons…
sistance no longer became that of an address
to a secret interlocutor, but a type of address

53
WOODARD JOURNAL ISSUE 2, APRIL 2018

Similarly, arguably the most famous resistance On returning health


poem, Liberté by Paul Éluard, simply and suc- On disappearing risk
On hope without memory
cinctly expresses the integral desire to fight for
I write your name
liberty and freedom and all the values that
France stands for. The power of this poem and And by the power of a word
the way it managed to arouse a desire for I recommence my life
freedom and resistance in the French people I was born to know you
didn’t go unnoticed either. In order to spread To name you
as many copies of the poem as possible it was Liberty
re-published several times in different under-
ground collections. In September 1942, it was Most of these poems quoted are featured in
then published for the third time, in London, in the anthology L’Honneur des Poètes, which
the Gaullist publication La France libre. Then in was the first anthology of resistance poets. This
what was a rather unheard of feat, even the anthology was a collection of poems which
British military recognised the power of this called people to action and called people to
poem. “The British Royal Air Force dropped resistance, whilst attempting to give the nation
150,000 miniature copies over France, a re- of France a newfound hope and a common
markable print run for any poem in war or song to unite the people under. This anthology
peace.” as with resistance poems in general, was well
received by most and looked back on as a
Sur mes cahiers d’écolier
Sur mon pupitre et les arbres
prime example of French intellectual re-
Sur le sable sur la neige sistance against the Nazis and perhaps even
J’écris ton nom more importantly, a refusal to allow French po-
etry to die during these bleak years when it so
Sur toutes les pages lues easily could have.
Sur toutes les pages blanches
Pierre sang papier ou cendre However, L’Honneur des Poètes was not uni-
J’écris ton nom
versally well received and the French writer
Sur les images dorées Benjamin Péret from his refuge in Mexico wrote
Sur les armes des guerriers in 1945 a piece of work entitled Le Déshonneur
Sur la couronne des rois des Poètes in direct response to it. But how
J’écris ton nom does this anthology of resistance poems, com-
memorating martyrs and heroes and calling
Sur la santé revenue
Sur le risque disparu for heroism and courage dishonour poetry?
Sur l’espoir sans souvenir Péret believed that the “enemies of poetry
J’écris ton nom have always been obsessed with subjecting
poetry to their own, immediate purposes.” He
Et par le pouvoir d’un mot saw L’Honneur des Poètes as putting poetry in
Je recommence ma vie
the “service of political activism,” and essen-
Je suis né pour te connaître
Pour te nommer tially using poetry to produce propaganda. He
even placed the poems in this anthology in
Liberté. the same category as “fascist or antifascist po-
etry or religious exaltation.”
On my school books
On my desk and the trees Péret’s main objection was that poetry cannot
On the sand on the snow
obey a “nationalist slogan, even if the nation
I write your name
in question - France - was savagely oppressed
On all the read pages by the Nazis.” Péret believed that poetry can
On all the blank pages only be understood as “total liberation of the
Stone blood paper or ash human spirit, because poetry has no country,
I write your name being rather of all times and all places.” How-
On golden images
ever, in response to this I would argue that
On the weapons of warriors these poets had to face up to Nazism as well
On the crown of kings as the totalitarianism of the Vichy govern-
I write your name ments and their poems are consequently tied
to the era and circumstances in which they
were written.
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WOODARD JOURNAL ISSUE 2, APRIL 2018

These poets did not have the time to achieve mans. This is something very hard for the direc-
the “total liberation,” of which Péret speaks tor, or playwright to control as for this to occur,
with the impending danger and threat of it would be from a mixture of the messages
death looming over them. These poems were conveyed by the dialogue, gestures, the scen-
held hostage by the circumstances of the oc- ery and décor, the stage directions, the cos-
cupation; the need to continue the tradition of tumes, the delivery of the dialogue and the in-
French poetry and fight against the oppressor. teractions of the actors with the audience.
It is worth reflecting on the words of a German
poet Johan Wolfgang von Goethe with re- In addition to the censorship and the resulting
spect to his view that all his poems were “po- caution on the behalf of playwrights, artistic
ems of circumstance.” “They are inspired by expression was limited further by the fact that
reality, upon which they are founded and certain actors, directors and playwrights were
stand. I have no interest in poems that are un- excluded from the theatre due to their race or
founded.” beliefs. However, despite these extraordinary
circumstances that the theatre faced during
It could not be clearer that poets and poems the Occupation, the development of French
played a hefty role in the Resistance, with theatre was not slowed down at all and in fact
them being used to revive a despairing nation this intervention of politics and war led to a
as well as calling this nation to action against new vision being expressed; theatre charac-
an incredibly powerful enemy. This use of po- terised by a tragic emphasis and the roots of a
etry as propaganda, in the sense that it had ‘theatre of commitment’ which had the philo-
the specific aim detailed above, is something sophical assertion of freedom at its heart.
both Péret and I would agree on. However, in
my mind this act of using poetry for action, alt- However, unlike all the other forms of ‘litera-
hough going against long standing poetic tra- ture’ that I have discussed, the theatre has
ditions and principals, doesn’t devalue the po- certain properties that gives it a unique ad-
etry at all. Rather it grounds it in a specific his- vantage when it comes to portraying a subtle
torical context and proves testament to the allegorical meaning whilst avoiding the cen-
needs of the times in which it was written. sorship of the Propagandastaffel. The theatre
unlike literature must be open and public as
The Role of the Theatre and the Ex- must the majority of its critical reviews. Plays
cannot be performed in a hidden way like
ceptional nature of the Occupa- books and pamphlets can be distributed and
tion on the theatre additionally it is a live performance unlike the
cinema.
The Occupation impacted the theatres of
France just as much as it did the French pub- Beyond the written dialogue of a play there
lishing houses, authors and poets. Censorship are several other factors that must be taken
was reintroduced on plays for the first time into account, such as the quality and perfor-
since 1906 and meant that every script was mances of the actors, the stage directions, the
checked and that there was an obligatory size of the venue and the political leanings of
German presence at all times in the theatres. the administration if the theatre. In the theatre
Consequently, every scene, every word and a ‘mise en scène’ can be structured by a di-
every gesture was put under intense scrutiny. rector to emphasise the audience’s concen-
German displeasure at a play could result in tration on certain aspects of the drama and
the play, and all other works of the playwright, therefore highlighting certain messages or
being banned or the playwright, actors and words. Additionally, unlike authors or poets a
any other participant being punished. theatre director was in a unique position to
avoid censorship. After a play was given a per-
Any playwright hoping to sustain his career formance visa by the German authorities
could not produce any unequivocal calls to based on an inspection of its script, the direc-
resistance in their plays. Any messages of hos- tor could make changes before a public
tility would have to be conveyed incredibly showing. Clearly this was not the case for
subtly and placed in a situation distant books or films which constituted the finished
enough from the circumstances of the Occu- products when they were submitted to the
pation for it to be unrecognisable by the Ger- German censors.

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WOODARD JOURNAL ISSUE 2, APRIL 2018

However, in general the main ways that play- and constant bomb alerts, box office figures
wrights fooled the Propagandastaffel was by show that the period of greatest attendance
implying the transposition of a historical, often in the theatre was during the winter of 1943-
mythical, subject onto the current situation. To 1944; which was when the conditions were at
give an example of this, one can cite Jean- their worst.
Paul Sartre’s Bariona ou le fils du tonnerre. This
play was written and performed first in a POW Ironically at the height of these tensions with
camp and was designed to bring people to- an Allied invasion imminent and danger eve-
gether at Christmas time. Sartre portrayed the rywhere, any theatre showing in Paris was al-
Romans as the masters of Judea and the Jews most guaranteed a full house. The first reason
as a conquered people, which was a clear for this is due to a desire to escape the harsh
comparison of the Germans and the con- realities of daily life and war via entertainment.
quered French to the audience, yet shielded Secondly the public also sought a form of ide-
from the censors’ eyes. Similarly, the Occupa- ological refuge in the theatre, where they
tion saw an incredible soar in the popularity could observe, approve of and identify with
and the number of Joan of Arc plays that were patriotic, anti-Occupation sentiments. Play-
performed in France. wrights such as Sacha Guitry used this second
reason to justify their decision to continue to
The Germans were more than happy to see perform and write plays, saying there was a
the plays re-enact the forced retreat of the need to encourage French people by an ex-
English from France given the context, how- pression of national culture and a reminder of
ever they were unable to understand that alt- their nation’s former greatness. He argued this
hough the occupiers in the Joan of Arc plays would lead to greater solidarity in the face of
such as ‘Jeanne Avec Nous’ were English, the German oppression.
parallel was being drawn between the English
occupiers to the current German occupiers. To show in detail how plays were used to con-
The cries heard from the audience, was not at vey a particular message, albeit disguised, of
the excitement and the pleasure of a forced resistance to their audience we can use Jean-
English retreat from France, but actually at the Paul Sartre’s Les Mouches. This play uses the
idea of the German occupiers being forced to cover of the myth from the Odyssey of Aga-
retreat from France. Each time Jeanne said memnon’s Orestes. Agamemnon the king of
the word “Anglais,” the audience heard “Alle- Mycenae was away fighting in the Trojan war,
mands,” whilst the censors remained blissfully whilst Aegisthus became the lover of his wife
ignorant. Clytemnestra. Upon Agamemnon’s return he is
killed by Aegisthus who becomes the king of
However, although it is tempting to say that Mycenae. Orestes was away when his father
the Propagandastaffel could not pick up on returned from Troy and was murdered and
the subtleties within French texts, for the most doesn’t return to Mycenae until he is a young
part their censorship was efficient. It would be man.
fair to say that virtually no play that referred di-
rectly to contemporary events was allowed to Les Mouches commences upon his return to
be performed and authorities would react Mycenae where he meets his sister Electra and
very quickly to any hints of resistance it could together they plot and commit the murder of
see during performances. For example, after Aegisthus, which is written about in an approv-
an outcry of laughter at the words “Adolphe, ing light, and about which it is emphasised that
l’ignoble Adolphe,” in the play ‘29 Degré à Orestes should in no way feel guilty - that Ae-
l’Ombre’ by Labiche, the character was im- gisthus deserved to be killed. In Les Mouches
mediately renamed to Alfred for the next Sartre is therefore shown to have given his ap-
showing. proval of violent individual acts against an ille-
gitimate tyrant or occupier. This was particu-
Yet amidst the horrors of the Occupation one larly topical at the time that Les Mouches was
has to ask what was the role of the theatre and performed as a German officer was killed by
why did audiences continue to come during the Resistance just the day before the premi-
such suffering? Whilst conditions for theatrego- ere. Sartre stated himself that he wanted to
ers were incredibly taxing, with food and fuel encourage the authors of such attacks not to
shortage compounded by the violent assassi- repent for these acts or denounce themselves
nations of members of the French Resistance

56
WOODARD JOURNAL ISSUE 2, APRIL 2018

in order to escape the retaliation and be con- during the Occupation, as all legally published
fident in your act and your freedom of choice literature was a vehicle for their ideologies and
to act and to kill and know that it was the right essentially propaganda, force-fed to the
choice. French population.

Additionally, Orestes, the protagonist, can be However, despite this fact, it cannot be de-
seen to represent Charles de Gaulle - a rightful nied that literature greatly contributed to the
leader of the people, exiled from his home- Resistance effort during the Occupation as
land, who liberates Mycenae (representing well. Although this clandestine literature was
France) from a fascist, authoritarian leader. scarce to begin with, it grew and became rel-
atively widespread and easily obtainable to-
Consequently, it is very clear to see that the wards the end of the Occupation. This litera-
theatre played a large and important role dur- ture was invaluable as not only did it galvanise
ing the Occupation. Not only did it serve as a the spirit of the public but it actively helped the
distraction to the French population from the leaders of the Resistance to identify and re-
hardships of daily life, but also it was a means cruit new members, gave advice on how to
of laughing at the Germans under their noses, resist and managed to maintain French dig-
and for the playwrights and actors a means of nity, and more importantly French intellectual-
expressing and sharing an anti-Nazi ideology ism and literature during the Occupation, sav-
with the rest of the audience. Quite clearly ing it from having the label of being solely pro-
then the theatre and the plays that were Nazi detritus during the four years from 1940 to
shown were also used when possible as a 1944.
means of propaganda and a tool to circulate
and transmit a message of resistance amongst Therefore, I would conclude by saying that on
the audiences. the whole, although there was a surplus of pro-
Nazi literature; literature actually benefited the
Resistance effort to a greater extent. It seems
Conclusion that a large amount of the French populace
Overall I think I have conclusively shown that deemed the pro-Nazi newspapers to be prop-
literature had a large role during the period of aganda and nothing else and they paid more
the Occupation. In direct response to the attention to the pro-resistance literature. I be-
question that I set myself, it is evident that as lieve also that the benefits gained from litera-
much French literature was used as propa- ture as propaganda were far more important
ganda as possible, in every respect possible. to the Resistance than to the Germans. With-
From newspapers to novels, from poems to out its clandestine literature the Resistance
plays, all became ways for either side to further would have struggled to grow into a fully-
their effort in the war. Clearly the strict censor- fledged movement and would have had im-
ship rules weren’t a problem for the œuvres mense difficulty in co-ordinating its efforts
that were sympathetic to the German cause, throughout the whole of France.
but for any other piece of literature, subtext, The Germans on the other hand still would
metaphor and allegory had to be masterfully have been in control of France and would
wielded or simply it had to be published and have used their main method of violence to
distributed clandestinely. keep this control if they hadn’t been able to
Generally, the main influences that the Occu- use literature as propaganda. The only bene-
pation had regarding French literature were fits the Germans gained from literature during
firstly the fact that due to censorship, it forced the Occupation was from the ability to impose
many different authors, playwrights and intel- their ideology on the French, who didn’t even
lectuals to stop writing or go underground, completely submit to it, and from the fact that
whilst their already published works were they could ban anti-German pieces so that
banned and destroyed. In this sense the Oc- the French weren’t exposed to anything that
cupation actually had an effect of creating went against the Nazis. However, as we have
an abyss of literature. However another result seen this wasn’t entirely successful either
of the Occupation was that a wealth of pro- thanks to the clandestine resistance literature.
Nazi literature arose, mainly in the form of Therefore, I would affirmatively say that French
newspapers and books. It is clear to see that literature played a large role during the Occu-
the Germans benefited vastly from literature pation and although it was of benefit to both

57
WOODARD JOURNAL ISSUE 2, APRIL 2018

sides, the Resistance certainly used literature https://www.theguardian.com/world/2009/sep/08/life-in-occu-


pied-france-nazi
most effectively and gained the most from its The Resistance in France by Professor H.R. Kedward
use as propaganda. http://www.port.ac.uk/special/france1815to2003/chapter8/inter-
views/filetodownload,31504,en.pdf
https://en.wikipedia.org/wiki/French_Resistance#Clandes-
tine_press
Alex Bull
Saint Olave’s Grammar School
References
Redefining the “engagé”: Intellectual Identity and the French Ex-
treme Right, 1898-1968 by Sarah E. Shurts, 2007, (A dissertation sub-
mitted to the faculty of the University of North Carolina at Chapel
Hill in partial fulfilment of the requirements for the degree of Doctor
of Philosophy in the Department of History)
https://en.wikipedia.org/wiki/Postmodernism
https://en.wikipedia.org/wiki/20th_century_in_literature
https://en.wikipedia.org/wiki/Literary_modernism
https://en.wikipedia.org/wiki/Structuralism
https://en.wikipedia.org/wiki/Deconstruction
https://en.wikipedia.org/wiki/Post-structuralism
https://fr.wikipedia.org/wiki/Propagandastaffel
https://www.cambridge.org/core/journals/theatre-research-inter-
national/article/censorship-in-france-during-the-german-occupa-
tion/A3A0713AF5DB3457B845E131EC28166C
https://en.wikipedia.org/wiki/Otto_Abetz
https://en.wikipedia.org/wiki/Je_suis_partout
https://en.wikipedia.org/wiki/Groupe_Collaboration
https://en.wikipedia.org/wiki/La_Gerbe
La Conquérante - Robert Brasillach ISBN-10: 2841910385 Publisher:
Plon (1 Nov. 1991)
L’homme à cheval - Pierre Drieu la Rochelle ISBN-10: 207072719X
Publisher: Editions Gallimard (23 Oct. 1992)
Le Français d’Europe - Pierre Drieu la Rochelle, Publisher : Balzac
(1944), ASIN: B00184Z5BG
https://www.newcriterion.com/articles.cfm/Art---politics-in-the-Vi-
chy-period-4518
The National Daily Press of France - By Clyde Thogmartin ISBN-10:
1883479207 Publisher: Summa Pubns (March 1998)
https://www.britannica.com/art/French-literature/The-mid-20th-
century
http://courses.ischool.berkeley.edu/i103/su09/slides/pro-
jects/FrenchPressWWII.pdf
http://etheses.bham.ac.uk/345/1/boothroyd09PhD.pdf
http://tpecne.skyrock.com/
https://fr.wikipedia.org/wiki/Comit%C3%A9_na-
tional_des_%C3%A9crivains
Poetry of the Resistance, Resistance of the Poet by Yasmine Getz,
University of Charles de Gaulle-Lille III (http://newprairie-
press.org/cgi/viewcontent.cgi?article=1519&context=sttcl)
https://www.jewishvirtuallibrary.org/jsource/juda-
ica/ejud_0002_0007_0_06790.html
http://www.nytimes.com/2011/06/09/arts/09iht-nazi-
france09.html?_r=0
Clandestine French Literature during the Occupation byJustin
O’Brien in The Modern Language Journal Vol. 30, No. 7 (Nov.,
1946), pp. 441-448
Les Editions de Minuit: Purveyors of Propaganda by Adam A. Leff
in The French Review Vol. 74, No. 4 (Mar., 2001), pp. 712-727
http://www.revolvy.com/main/index.php?s=L%27af-
fiche+rouge+(Poem)&item_type=topic&overlay=1
The British Library
La Médiathèque of the French institute in London
https://en.wikipedia.org/wiki/Les_%C3%89ditions_de_Minuit
http://www.poetica.fr/poeme-279/liberte-paul-eluard/
Literature and the French Resistance: Cultural Politics and Narra-
tive Forms, 1940-1950 by Margaret Atack, ISBN-10: 0719026407,
Publisher: Manchester University Press (27 Jan. 1989)
https://en.wikipedia.org/wiki/Underground_media_in_German-
occupied_Europe#France
https://en.wikipedia.org/wiki/Degenerate_art#Degeneracy
http://www.discoverfrance.net/France/Literature/DF_litera-
ture6.shtml
https://en.wikipedia.org/wiki/20th-century_French_litera-
ture#From_1914_to_1945
Paris At War: 1939-1944 by David Drake ISBN-10: 067450481X Pub-
lisher: Harvard University Press; 1 edition (13 Nov. 2015)
http://eserve.org.uk/tmc/occupied/collabo.htm

58
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How has the


clearly seen by examining the change in the
character over time.

representation
of the character
Dracula in Bela Lugos as Dracula

horror films The first film representation of “Dracula” re-


leased on 14th February 1931, was directed by

changed over Tod Browning with Bela Lugosi as Dracula, em-


phasising the ‘otherness’ of Dracula, by using
Lugosi’s Eastern European accent to create a
time? strong binary opposition between the main
English protagonist and the foreign villain. This
representational focus continued in subse-
Representation is the way in which different quent films until the “Horror of Dracula”, which
media platforms portray particular groups, was released on June 16th 1958. Directed by
communities, cultures or individuals, from a Terence Fisher, starring Christopher Lee as
particular ideological or value perspective. Dracula, Lee’s Dracula was made to be both
Constructed through the use of stereotypes it more realistic and physically terrifying, using
can become ‘part of a cultural mythology’ in- color film and make-up to provoke a visceral
fluencing hegemonic views of those groups. response to danger and violence. Lee’s work
for the Hammer Horror film franchise made him
Since the 1897 publication of Bram Stoker’s one of the most famous Draculas, but also ce-
‘Dracula’ there have been 43 adaptations, se- mented the concept of the Vampire sub-
quels and remakes of his novel. The book is genre of horror as primarily a ‘gore-fest’ with a
based on the historical character, Vlad III, who simplistic villain at its core who is clearly ‘Other’
“lived during the 15th century and is said to to real men and therefore does not threaten
have killed 100,000 to 400,000 European civil- hegemonic views of masculinity.
ians”. The Victorian representation that
women were inferior to men is reflected in the
character of Dracula who objectifies them
and reinforces the idea of the woman as vic-
tim. “I want to cut off her head and take out
her heart”.

However, many horror critics such as Peter


Hutchings have pointed out that a fundamen-
tal ideology behind many horror films is the
Christopher Lee as Dracula
concept of ‘otherness’, i.e. that “some horror
films…seek overtly or covertly to reinforce no-
In more recent years however the representa-
tions of Otherness, while other films interrogate
tion of Dracula has become more complex
and attempt to deconstruct categories of the
and the villainous characterization has at
Other and in doing so function as critiques of
times softened. ”Van Helsing”, released May
dominant social ideologies.” I think that one of
3rd 2004, directed by Stephen Sommers, stars
the key dominant social ideologies explored in
Richard Roxburgh as Dracula and Hugh Jack-
the representation of Dracula could be said to
man as vampire slayer Van Helsing. The arche-
be what it is to be masculine, and this can be
type of the characters is still constructed to
show that same traditional stereotype of dark,

59
WOODARD JOURNAL ISSUE 2, APRIL 2018

scary character, with Van Helsing is the hero-


as-warrior/lover and Dracula is the shadow-
trickster/villain. In the first scene of the first film
text, the audience are still positioned to feel
heightened levels of fear towards Dracula
using CGI effects.

The book ‘The Vampire Film’ states “motion


pictures may play with the entire genre of
Dracula”. This has resulted in the introduction
of eleven different genres, including Action,
Steampunk and Horror whilst the 1931 movie
Richard Roxburgh as Dracula only had horror and fiction. This has allowed
Dracula to expand and stretch out the target
A mid shot of Dracula and his victim reveals audience to meet their specific needs in films
the emotion and the transformation of a new (uses and gratification theory) as noted by
type of Vampire. With the aid of the constant Barry Forshaw who states, they are “genres in
focus of the medium close-up, numerous themselves”.
sharp razor fangs and a wide transformed, un-
natural mouth, emphasise Roxburgh’s charac-
ter as more than just a vampire, he’s a hybrid
of monstrous creatures.

Some traits such as the Eastern European ac-


cent have been used to represent the idea of
‘otherness’. Levi-Strauss argues that binary op-
position creates conflict between the suppos-
edly normal against the quality or fact of being
different. The Transylvanian accent from Rox-
burgh was applied intentionally to create ‘oth-
erness’. “Dracula represents the psychically re-
pressed and the socially oppressed”, through
violence, subversion and social oppression in
society. This will be absorbed by an active au- An example of these new representations
dience as it portrays foreign people as villains comes from one specific still (see above) posi-
and as threats of foreign intervention, “repre- tioned with a low angle shot to reinforce that
sented as a cultural mirror that evolve to re- state of authority with the mise en scene relat-
flect society, including its fears and fantasies”. ing to the sub-genre of steampunk and sci-
ence fiction. Low-key lighting represents dark
One scene, shown in the following screenshot evil and electricity bolts link to modernisation
image illustrates this. in society. A binary opposition is constructed
The unnatural tilted angle followed on with a pitting technology against religion with Drac-
tracking shot, positions the audience’s voyeur- ula using technology to rule the world and de-
istic view of this inhuman act, focusing on the feat God’s creation, a clear reference to con-
‘otherness’ of Dracula’s behaviour. This then temporary ideologies and fears about the
tracks into a low angle shot, emphasising conflict between science and religion. Van
Dracula’s power and capabilities through the Helsing prays but also uses technology such as
added height of the object which makes the a semi-automatic cross bow and highly ad-
audience psychologically dominated by the vanced guns. This is representing that today’s
figure on the screen. society is a world of religion and technology
working together, not one or the other. Drac-
ula is eradicated for empowering the world
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WOODARD JOURNAL ISSUE 2, APRIL 2018

with ground breaking technology, his attempt


to defeat God, creating a clear opposition
towards religion.

Dracula Untold

Van Helsing portray the pain and suffering the protagonist


is constantly facing. The point of view shot vis-
Most recently, Dracula Untold is a 2014 Ameri- ualised within a mid-shot of its enemy with vivid
can dark-fantasy-action-horror film directed high key lighting, seems to echo the effects
by Gary Shore and written by Matt Sazama Dracula constantly has to face. The non-die-
and Burk Sharpless. With his kingdom under getic sound effects over the top of the P.O.V
threat by the Turks, Vlad Tepes, played by Luke shot create more suspense, the high pitched
Evans, must turn into a monster to enable the loud ringing noise, used to affect and irritate
security of his family and the families of his king- the audience also elicits the feeling of empa-
dom. In this film the Western stereotype of thy towards the central character. With such a
Dracula “as a blood-sucking vampire whose bond as this, the audience is able to relate to
sinister castle lies somewhere in Transylvania” is Dracula, changing his representation from
transformed into a new representation of Vlad dreaded to pitied. In contrast to other Dracula
Dracula who remains a “national hero, a free- films, where he always seemed to have the up-
dom fighter, and a man of the people” in Ro- per hand, there are many disruptions (Todo-
mania and the rest of Europe, through the de- rov), such as constant pain which stand in his
feating of the invading Turks in the fifteenth way, with the audience relating to every single
century. one.

With Shore’s aims of telling “the origin story” of


Dracula, the audience needs to be able to
see a contrast in representation of the charac-
ter, that he’s not evil and is no villain to Europe
or to the world. If, as Peter Hutchings suggests,
“the true significance of horror is not to be
found in its ostensible subject matter but in-
stead lies hidden beneath its surface”, it could
be argued that the fear of the ‘Other’ is here
transferred from Dracula himself to a more
xenophobic fear of the eastern European in-
vaders linked to contemporary social con- Dracula Untold
cerns about immigration and cultural absorp-
tion. This new representation is constructed with the
consistent use of extreme close-ups to show
Point of view shots of the protagonist further the facial expressions on Vlad Dracula’s face
the involvement of the audience to engage in when he’s confused, lost or in great pain. One
motion and feeling with the character. One example is when he is in agony, screaming in
example, near the end of the film, is used to a diegetic voiceover. With such a close-up the
expression of pain shows dramatically through
the wrinkles and peeled skin tearing from his
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WOODARD JOURNAL ISSUE 2, APRIL 2018

face. The emphasis on the shot type showing plistic representation of threatening ‘Other-
the helpless, worried emotions, interestingly ness’ to a more human depiction which chal-
challenge the hegemonic representations of lenges ideas of masculinity and heroism. The
the construction of previous Draculas such as ideological view began with the unpleasant
Lee, who is typically represented as the one in- wicked quotes from Bram Stoker’s novel, to the
flicting the pain, not receiving it. A binary op- first screen adaptation in 1931 with Bela Lugosi
position has been created because previously as the protagonist, portrayed as a villain
this active audience sought out that evil char- through ‘otherness’.
acter, now through a challenged stereotype,
there is a realisation of a new representation
which has gone from bad to good. This could
be said to link to the changing representations
of masculinity in society, as described by Da-
vid Gauntlett in his book ‘Media, Gender and
Identity’: “The whole issue of men – the point
of them, their purpose, their value, their justifi-
cation – is a matter for public debate.” The
character of Dracula in this film seems to have
taken on many aspects of the ‘new man’ in
terms of his emotional turmoil and suffering,
and the earlier ‘macho’ threat posed by him In the mid-20th century Dracula was con-
has now been subverted in a way which structed as inhumane and feared through re-
seems to question both the role of the hero petitive close-ups of his bloody, unnatural
and ideals of masculinity. face, prompting the audience to feel danger
in his inhuman and more monstrous presence.
One element, unchanged through time, that In the early films, shot types such as the point
has always given Dracula a motive, is love. of view shot, were never used to show the in-
With a hybridised genre including romance, a ner qualities of Dracula. In Dracula Untold
secondary audience will respond to this text. In however, through such a technique, the audi-
‘Dracula Untold’ the audience is positioned to ence is positioned to have empathy for the
form a personal identity with the characters character through the visualisation of his per-
Vlad and Mirena. In one specific scene Drac- spective of his own painful experiences. With
ula is positioned in bed through a mid-shot, time and through a positive historical fiction
with the diegetic sounds of Milena panting film, Dracula has become ‘one’ with the peo-
and grasping air, both making love to one an- ple and is “changing from a feared villain to a
other. dark hero”, portraying his role on screen as a
transformation.
His actions connote the tensing of the arm and
the upper body posture of Dracula suggesting
Laura Mulvey’s theory regarding the female Joshua Bohn
gaze. This is a key representation of the protag- Ellesmere College
onist which impels the motivation of romance.
Freud's psychoanalytic approach towards this References
AS/A Level Media Studies Essential Word Dictionary, David
traditional stereotype of Dracula states, "there
Probert, Philip Allan (2005) Accessed 12th of November
is a force that drives him... sharing fluids in an 2016.
act between lovers that symbolically binds The making of a monster- Vampires & Werewolves, Shaina
their hearts and minds”. This confirms the rep- C. Indovino. (2011) Accessed 16th November 2016.
Dracula, Bram Stoker, (1897) accessed 22nd November
resentation of Dracula in this text eventually
2016
sucking the blood from her neck in an extreme The Horror Film – Peter Hutchings, Pearson (2004)
close-up, showing the exchange of fluids as an Website: https://www.glyndwr.ac.uk/rdover/other/drac-
act of love not evil. ula_.htm by Burton Hatlan. Date accessed 3rd December
2016
Shadow of the Vampire, Michelle L Bohn. (2007) accessed
Over the space of time in film, from 1931 to the 10th December 2016
present day, we have seen the representation The Vampire Film- from Nosferatu to true blood. By Alain
of Dracula change, challenging the stereotyp- Silver and James Ursini. (2011) accessed 18th December
2016
ical view of the character, moving from a sim-

62
WOODARD JOURNAL ISSUE 2, APRIL 2018

To what extent do the


British Gothic Cinema, Barry Forshaw (2013) accessed 14th
November 2016
http://www.imdb.com/title/tt0829150/ , accessed 14th
March 2017.
Cultural Stereotypes: From Dracula's Myth to Contempo- Metaphysical Poets
present the lure of the
rary Diasporic Productions, Ileana F. Popa, Virginia Com-
monwealth University (2006) date accessed 15th January
2017
the real Dracula- Vlad the Impaler documentary”
YouTube quoted by Mel Throw who is the author from the worldly and obligation
book “Vlad the Impaler”. (2014) accessed 28th January
2017 towards God in conflict?
https://www.youtube.com/watch?v=LeqUxOEzD40 ,
2014. Accessed 28th January 2017
The Horror Film, Peter Hutchings, Pearson (2004) An investigation into the interaction of faith
Media, Gender and Identity by David Gauntlett, and material pleasure in the poetry of John
Routledge (2008) Donne, George Herbert, Andrew Marvell and
Primary sources:
Henry Vaughan.
Dracula (1931)
Horror of Dracula (1958)
Van Helsing (2004)
Dracula Untold (2014)
Secondary sources:
Books:
British Gothic Cinema, Barry Forshaw (2013)
The Vampire Film from Nosferatu to True Blood, Alain Silver
and James Ursini, fourth edition (2011)
The Making Of A Monster, Vampires & Werewolves, Drac-
ula and beyond: famous vampires & werewolves in litera-
ture and film, Shaina C. Indovino (2011)
Shadow Of The Vampire: Understanding The Transfor-
mation Of An Icon In Popular Culture, Michelle L Bohn,
(2007)
AS/A Level Media Studies Essential Word Dictionary, David
Probert, Philip Allan (2005)
The New Middle Ages, chapter two, the medieval motion
picture. Editors: Johnston, A., Rouse, M., Hinz, Philipp (Eds.)
(2014)
Dracula, Bram Stoker, (1897)
Cultural Stereotypes: From Dracula's Myth to Contempo-
rary Diasporic Productions, Ileana F. Popa, Virginia Com-
monwealth University (2006)
The Horror Film, Peter Hutchings (2004)
Media, Gender and Identity. David Gauntlett
Websites:
https://www.glyndwr.ac.uk/rdover/other/dracula_.htm
,by Burton Hatlan.
http://www.livescience.com/40843-real-dracula-vlad-
the-impaler.html
http://www.imdb.com/title/tt0829150/
Critical Viewpoints:
https://www.youtube.com/watch?v=LeqUxOEzD40 ,
Gary Shore, 2014.
https://www.youtube.com/watch?v=c3NNibFk058 , Luke
Evans, 2014.
Abstract
Documentaries:
The Real Dracula- Vlad the Impaler documentary, Mel This project examines the extent to which the
Throw, YouTube Metaphysical Poets presented material desires
in conflict with obligations towards God, prin-
cipally concerning the poetry of Donne, Mar-
vell, Vaughan and Herbert. I shall begin by
considering the argument that several poems,
somewhat surprisingly, emphasise secular con-
siderations of Life on Earth, suggesting a lack
of conflict with the seemingly lesser pull to-
wards God. Nonetheless I will also highlight the
considerable elements of conflict in the po-
ems that create an impression of individuals
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torn between prioritising this life and the after- broaden my literary base in order to achieve
life, before developing my argument by a wider view of literary appreciation. Prior de-
demonstrating the notable elements of Meta- light in older verse such as that of Chaucer
physical poems that appear to present reli- and Shakespeare gives me a starting thirst for
gious obligations as dominating the poetry. My pre-18th century poetry.
own personal readings of the poems will form
the core of my argument, but I shall corrobo- For the purpose of this dissertation I will assume
rate this practical criticism with literary critics that literary debate concludes that these po-
and historical research, considering the Meta- ets can be grouped under the collective
physicals’ context, both historically and in re- name of ‘The Metaphysicals’. Such a label un-
ception in order to inform my thesis. In this way deniably acts as a starting point for debate on
ultimately I will conclude that whilst portraying the way that their poetry explores the lure of
elements of conflict between God and mate- the worldly and obligations towards God;
rial pleasures in their poetry, Donne, Marvell, ‘meta’ being a prefix used to denote abstrac-
Herbert and Vaughan reflect their context in tion from an idea, in the sense of ‘beyond’, but
that the 17th century was still a period where also a completion or an addition to a con-
the force of religion penetrated all aspects of cept, in the sense of ‘along with’. Thus the term
life; their poetry is often devotional and sees ‘Metaphysicals’ simultaneously appears to
God as the force behind material pleasures. suggest a focus on beyond-the-physical and
Faith is shown to be the dominating force. accommodation of the physical and the ab-
Introduction stract or divine.

After attending an LSE Literary Festival lecture It is important to recognise the wealth of reli-
by philosopher A.C. Grayling on ‘Progress in gious debate during the 17th century and the
Troubled times: learning from “The Age of Ge- consequent plethora of Christian dominations
nius”’, I became fascinated in the 17th century that developed. Not only was there great con-
as a period religious, scientific and political de- test between Catholics and Protestants during
velopment whose intellectual and cultural rev- the lives of the Metaphysical Poets but new
olution was demonstrated in the literature of groups such as the Quakers and the Puritans
the time. Consequent reading of the poetry of gained popularity. These religious divisions af-
George Herbert with my school poetry group fected the Metaphysical Poets themselves;
as well as listening to an ‘In Our Time’ podcast Donne, for example, was born into a Roman
on the subject led me to reflect on the way Catholic family but in later life succumbed to
such poems celebrate God and act as the religious pressure and joined the Anglican
fruits of religious faith, but do so in the lan- Church, eventually being made Dean of St
guage of the recognisably every day, whilst Paul's Cathedral, while Marvell's 'An Horatian
also reflecting on the physical pleasures of this Ode' both laments the regicide of a Catholic
world. In such a context of religious and scien- King whilst celebrating the puritanical return of
tific change, I was profoundly interested in the Cromwell. Nonetheless for my investigation I
way the Metaphysical Poets addressed simul- have chosen to define the concept of 'obliga-
taneously issues of this world and the next; tion towards God' as one that spans all Chris-
therefore, this dissertation shall discuss the ex- tian conflicts and denominations, in other
tent to which this ‘race of poets’ present the words a recognition of a spiritual, divine being
physical and the divine in conflict instead of recognised by all. Consequently, I have cho-
accommodation in such uncertain and rap- sen to prioritise discussion of the conflict be-
idly evolving times. tween the spiritiaul and the secular in Meta-
physical Poetry instead of conflicts within the
I intend that such an inquiry will not only lead bounds of religion.
me to greater understanding of this period in
literature and literary history, but also develop In this dissertation I will critically analyse the po-
my skills of critical analysis and incorporation of etry of four metaphysical poets, namely John
critics in order to strengthen my application to Donne, George Herbert, Andrew Marvell and
study English Literature at university. The analy- Henry Vaughan. I have chosen these four po-
sis of poetry, and specifically poetry from as ets on the basis that these are four of the best
long ago as the early 17th century, is an aspect known from the ‘Metaphysical’ group, being
of English Literature little covered by my English four of the five writers addressed in Joan Ben-
A-level studies at present; thus I wish to net’s criticism ‘Five Metaphysical Poets’ and
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having a large number of their poems in the gate into the extent that old values and uni-
Penguin Book of ‘The Metaphysical Poets’, my form, unquestioned devotion to God was re-
principal source for primary research. Moreo- ally thrown aside for enjoyment of and explo-
ver, they prove an interesting sample of the ration into this life on Earth.
group as they span a broad historical period
from the very late 16th century to the mid-17th Podcast: In Our Time
century. My personal selection of poems by
these four Metaphysical Poets is a small sam- Curious to know more about the literature of
ple of the poems I read by Donne, Herbert, this period and its development from Shake-
Marvell and Vaughan, specifically those that speare, whose work I have immensely enjoyed
appeared most relevant to my line of research independently and at school, I listened to an
concerning discussion of the potentially con- ‘In Our Time’ podcast on ‘The Metaphysical
flicting lure of the worldly and obligation to- Poets’. This informed me of the name ‘meta-
wards God. physical’ suggesting an examination of univer-
sal issues through everyday language and im-
I will use historical and social contextual re- ages, leading me to consider whether the spir-
search and literary critics to support my analy- itual and the physical are separated in the
sis and conclude the extent to which the Met- minds of the poets. A.C. Grayling’s assessment
aphysical Poets present physical and spiritual of this tumultuous period seemed to be cor-
life in conflict as opposed to harmony. roborated by the podcast’s assessment that
the context of these poets was one of disrup-
Key terms tion due to scientific breakthroughs (such as in-
Metaphysical Poets – a term coined by poet vestigations into the anatomy of the body)
Samuel Johnson to refer to a group of early and political turbulence.
17th century poets such as Donne and Herbert
whose work is distinguished by unusual ex- It was argued that such a historical backdrop
tended images often in the form of conceits, led to themes of uncertainty in relationships
and reflections on topics such as love, empire with God, conflict and accommodation to re-
and religion. ligious authority and a more tense, dramatic
and critical assessment of the world than, for
Research Review example, that of Shakespeare’s sonnets.
Nonetheless this podcast distinguished the po-
Intial Inspiration: A.C. Grayling ets who at the time were not considered a
conscious group; for example, arguing that
A considerable time before applying to under- Donne presents more tension and masculine
take the Extended Project, my research effec- expression that the Hebert in the latter’s reli-
tively began when I attended a fascinating gious verses which present God in the charac-
lecture by A.C. Grayling at the LSE literary fes- ter of a friend. This informed the way I tackled
tival addressing the period of the 17th century. each poet as a very separate individual for my
Grayling’s argument that out of these tumultu- dissertation, and stimulated me to reflect on
ous 100 years was born an intellectual revolu- the way that the poets’ approaches to such
tion interested me greatly. He drew upon the issues potentially developed over time. The
way that the 16th century’s humanist move- podcast was also useful in that it educated me
ment was extended in the 1600s to a loss of the on the development of criticism of the Meta-
church’s grip on the mind, the rise in ‘natural physical poets: whilst popular at the time of
philosophers’ or scientists and the overthrow- their reception, they faded out of fashion,
ing of monarchical authority, proposing a ‘lib- heavily criticised by Johnson and Dryden, only
erty of conscience’ which freed Europe to ex- to be rescued to their current popularity
amine life, and the afterlife, in a new light. Alt- through the work of Herbert J.C. Grierson and
hough Grayling addressed this birth of a mod- T.S. Eliot. In this way this podcast informed my
ern Europe as not exclusive to Britain and Eng- later approach to literary criticism of the Met-
lish literature, and is perhaps known as a ‘pop- aphysicals.
ular’ philosopher, this lecture, while forming far
from the bulk of my research, inspired me to Overall this podcast provided a valuable intro-
know more about such a period, and investi- duction to this group of poets, and allowed
me to access three, sometimes differing and

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contested, and interpretations from the aca- eyes, and others’, the primary material of the
demics interviewed in order to gage a reliable Metaphysicals, and observing how a nonethe-
overview of the poetry. Although the podcast less eventual acceptance of God is often pre-
is broadcasted on popular radio and thus its ceded by doubt described in physical terms.
reliability and usefulness is brought into ques- In this way I built upon my understanding from
tion by its primary purpose of entertainment, it the ‘In Our Time’ podcast especially in terms of
is considered a respected programme and its the theme of juggling materialism with religious
use of academics – experts in their field – as- devotion; at very least there was a particularly
sured me it could be considered reliable for in- startling proximity and physicality to God’s
troducing me to the group of poets. Simulta- presence intermingling the spiritual and the
neously the podcast helped to narrow my physical. Nonetheless I was eager to discover
thinking as I was interested by the theme of more poets of this period, George Herbert be-
carnality versus spirituality, seemingly particu- ing only one of the group and thus unable to
larly presented on the podcast. inform me of the whole horizon, especially
since Herbert, as I had learned on the ‘In Our
Primary Research Undertaken with Time’ podcast, only published one volume of
verse, it being religious in focus.
School Poetry Society
Consequently, I was now anxious to explore Extended Project and Direction of
the poems themselves and reach my own in- Research
terpretation, and thus I encouraged my poetry
group at school to discuss together some of Due to my developing interest in this topic, I
George Herbert’s poetry. Reading ‘Deniall’, decided to undertake the Extended Project
‘Love’ and ‘Prayer’ together was not only val- on the potentially conflicting priorities of this
uable research in terms of allowing me to in- world and the next as addressed by the Meta-
terpret the poems, but was useful in that I physical Poets, and continued to research my
gained the opinions of my fellow students. In topic. I corroborated my reading of Herbert’s
many ways, Herbert’s poems appeared fo- poetry by reading Helen Gardner’s introduc-
cused on religion and the divine, and thus tion to the Metaphysical Poets. This proved a
seemed harder to analyse separately for the useful introduction to their poets and I appre-
issue of worldly desires impeding upon faith. ciated the chance to learn about their char-
Nonetheless these three poems were incredi- acteristic techniques which I observed as I be-
bly useful not only in providing a first look at the gan to read more poems such as Marvell’s
style of the Metaphysicals but also for exami- ‘the Definition of Love’. However, in terms of
nation of Herbert’s attitude toward God in a narrowing down my analysis to my specific
worldly, physical context. ‘Prayer’ interestingly topic of divine obligations and worldly desires,
connected in its imagery the Heavens and the the introduction proved too general. Conse-
Earth, and while its overwhelming awe was di- quently, I decided to focus my research by in-
rected towards God’s omnipotence, Herbert tertwining primary research – reading of the
presented this power of God as influencing, poems – with historical and literary criticism of
blessing and beautifying the ordinary world so the period, in order to reach an informed as
that it appears extraordinary. well as personally reflective position from I
could assess the extent to which the Meta-
Meanwhile, in ‘Deniall’ the poet describes physicals found conflict in their religious and
physical suffering at the hands of God’s ap- material or worldly desires.
parent silence before in the final stanza the
eventual rhyming couplet acknowledges a
nonetheless enduring faith in God’s powers of
Historical Criticism
answering portrayed in ‘Prayer’. ‘Love’ in con-
trast portrays the poet’s hesitancy in accept- Thus amongst reading poems, I began read-
ing God’s love, but like ‘Deniall’ the final ing history books and introductions to familiar-
stanza describes the poet’s inevitable recep- ise myself with the context of the Metaphysi-
tion of the divine. cals and investigate in what ways conflicts in
their historical circumstances had an effect
Reading these poems was an important step upon their literature. The ‘Oxford Illustrated His-
in my research. I was accessing with my own tory of Britain’ corroborated to an extent the

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argument of A.C. Grayling’s that the 17th cen- love of worldly pleasures such as their mis-
tury was a period of great change and devel- tresses, the next world looking less compara-
opment; particularly knowledge of the reli- tively desirable. Similarly, Herbert’s ‘Mortifica-
gious conflicts of the time, suggesting the pe- tion’ has a more timeless, less historically con-
riod to be one of revaluation of faith, proved scious feel, although unlike ‘To his Coy Mistress’
useful to enrich my reading of poems such as it addresses the power of death and the ap-
Donne’s holy sonnets which battle dramati- proaching afterlife being more powerful and
cally with intense emotions toward God and a relevant than any worldly joy. Vaughan’s ‘The
direct, personal relationship stemming from World’ proved similar in this way to ‘Mortifica-
the great tide of Protestantism. tion’ in that it addressed a divine importance
overshadowing worldly troubles.
This I considered especially relevant in light of
my question considering how obligations to- The introduction to the literature and culture of
wards God could be wavering at a time when the early 17th century 1603-1660 from ‘The Nor-
the Divine Right of Kings was about to be de- ton Anthology of English Literature’ also
fied by a monarch’s execution, especially a proved useful in that it gave a comprehensive
monarch who, problematically, identified so introduction to the early seventeenth century;
strongly with Roman Catholicism. Nonetheless meanwhile taken from a literary volume, its
on the sections of this volume relevant to the purpose to educate and inform in relation to
early seventeenth century, the author argued literature, I gaged it a reliable source which
that despite two decades of civil war, revolu- corroborated my knowledge on the period
tion and republican experiment the course of from ‘The Oxford Illustrated History of Britain’ as
British history was not dramatically altered, and well as a particularly useful foundation for link-
old values still reigned. ing the context directly to the literature. It rein-
forced what I had read about the importance
In fact in many ways Britain enjoyed a period of religion in everyday life to cement socio-po-
of stability relative to the turmoil of Europe litical order, and yet simultaneously set a con-
(perhaps Grayling’s greater focus) where fam- text of religious discussion and debate in which
ine and war were raging; in Britain the birth- theological controversy abounded.
rate declined, wealth was to an extent redis-
tributed to the benefit of the middle-classes Thus the scene for the Metaphysicals, one of
and famine was no longer a threat. Such sta- faith, but faith brought into question, was set,
bility was particularly noticeable during the and Marvell’s ‘Dialogue between the resolved
early Stuart period when Donne and Herbert soul and created pleasure’ and ‘Dialogue be-
were writing, although Vaughan and Marvell tween the Soul and Body’ can be seen in their
admittedly come slightly later. Thus this book discursive structure as products of such a soci-
brought into question A.C. Grayling’s argu- ety. This introduction also informed me cru-
ment that the 17th century was a period of im- cially of the way that printed versions of the
mense upheaval making way for drastic mo- poems can be altered, which influenced my
dernity. primary research and led me to compare two
volumes of Metaphysical Poetry. Its comment
Indeed, on reading poems such as Herbert’s on the importance of new scientific research,
‘Flower’, the context of religious and political but significant continuance of the dominance
upheaval did not appear directly apparent. of traditional ways of thinking, corroborated
Similarly, Donne’s poems ‘Canonization’ and Grayling’s argument that truths of nature were
‘the Good-Morrow’ reflected a seeming wish beginning to be established by empirical
from isolation from the world in order to enjoy ways. This introduction crucially alluded to
the delights of love. Nonetheless, comment on Donne’s – and many people’s – scepticism on
the potential stability of life in this period was this topic, and thus to Donne’s intermingling of
useful to informing my reading of poems such new and old images in poems such as ‘The
as ‘To his Coy Mistress’ in light of my question’s Flea’.
consideration of material and spiritual con- Meanwhile however it also values the im-
flicts. Whilst this poem delights in the joys of life, portance of scientific developments of the
apparently untroubled by outward conflict, time exciting the poets and influencing their in-
the timeless approach of death is omnipres- tellectual, philosophical style. However, its em-
ent; thus potentially any stability of the Meta- phasis on the Metaphysicals as private and
physicals’ context could in fact accentuate a personal poets led me to consider that while
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the context of these poets is important to inter-


preting them, much more again can be From here I progressed to early 20th century
gleaned from practical and literary criticism, criticism and the work of T.S. Eliot and Grierson
and thus I decided to focus my research from who are largely responsible for reviving the
then on in that direction. Metaphysicals to modern popularity. Eliot’s es-
say on the Metaphysical Poets was an interest-
Biographical Criticism ing antithesis to Johnson’s theory that the Met-
aphysicals’ imagination is arguably dry, but
Thus once I had gained an understanding of proved more of an assessment of the canon of
broad historical period, I undertook research in English literature and a criticism of literary criti-
order to learn more about the individual po- cism rather than exclusive criticism of the Met-
ets’ lives. The ‘York Handbooks: The Metaphys- aphysical Poets’ thematic handlings, thus it
ical Poets’ by Trevor James was an informative was not incredibly useful to my research. How-
and reliable source from which to study the ever Eliot’s essay, being a response to a lec-
poets’ biographies. For example, James’ de- ture by Grierson, was useful in directing me to
scription of Herbert’s turn in career path from Grierson’s introduction to the poets which was
an ambitious worldly man to a man of the more useful in that it was more rooted exclu-
Church informed my reading of ‘The Collar’ sively in the Metaphysical Poets themselves. His
and ‘The Pearl’, while I found the idea that valuing of the historical context, arguing that
Donne had concerted from Catholicism to An- ‘the century was metaphysical’ was relevant
glicanism interesting for examining his tense at- after my reading in that direction.
titude toward God in his Divine Meditations.
‘English Poetry of the 17th century’
Literary Criticism by George Parfitt
From here I turned to researching literary criti- ‘English Poetry of the 17th century’ by George
cism on the subject of the Metaphysical Poets, Parfitt gave another interesting assessment of
while continuing to read the poetry, in order to the poetry of the age in context, and its intro-
widen my appreciation and compare my own duction and chapter on the Lyric were partic-
personal and historical interpretations of the ularly relevant to my research. Parfitt’s argu-
poems with literary experts’. Naturally it was im- ment that the way in which religious and sec-
portant however to appreciate these aca- ular impulses began to increasingly become
demic assessments as subjective and com- not separate but one can be seen in the erot-
pare them with each other and my own per- icism of Donne’s religious lyrics was informa-
sonal reflection. tive. Meanwhile, Simon Mold’s essay ‘From
profane to sacred – the poetry of John Donne’
Contemporary Literary Criticism taken online from the English and Media Cen-
tre proved valuable in corroborating Parfitt’s
As detailed above the ‘In Our Time’ podcast comparisons between Donne’s secular verses
had informed me of the development of criti- and his religious, but to do so drew less on the
cism across the period, so I began with read- broad historical context than on the more bio-
ing relatively contemporary literary criticism. graphical – as I had previously explored in
Samuel Johnson’s chapter ‘Life of Cowley’ ‘York Handbooks: The Metaphysical Poets’ by
from ‘Lives of the Poets’ was interesting to dis- Trevor James - to reinforce his argument.
cover the poets from an 18th century perspec-
tive. However it was generally not extremely ‘Five Metaphysical Poets’ by John
useful; it focused on the general approach of Bennet
the poets and was not specific enough for my
line of research. Moreover, it presented an ex- However in Joan Bennet’s book ‘Five Meta-
tremely subjective account, rooted in 18th physical Poets’ less emphasis was given to the
century literary judgements, and referenced historical context of the poets and more to di-
no poems at all, thereby being arguably not a rect analysis of the poems, a different ap-
very reliable analysis of the poems. proach which I found useful. Crucially her reg-
ular address of the theme of the secular run-
Early 20th Century Criticism ning alongside the religious was useful after

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previously reading more general criticism. She sex, free will and the natural world, in their po-
usefully alludes to the way that the Metaphys- etry. Writing in the early to mid-17th century, the
icals are poets able, not only in their original Metaphysical Poets were surrounded by a
images but in their themes, to unite seemingly context of intellectual and religious revolution,
contrasting concepts such as the sublime and and such a move away from a traditionally un-
the commonplace, the abstract and the con- questioning attitude towards God is evident.
crete. Her examination of poetic technique to Such a context of religious debate is important
conclude that it is ‘poetry written by men for when considering the often argumentative
whom the light of day is God’s shadow’ was and conflicting poetical attitudes toward this
particularly enlightening in relation to my ques- life and the next. Nonetheless it must be con-
tion. Her separate address of each poet in turn sidered that the Poets still lived in a time where
was frustrating in that the book lacked an faith held sway, and the legacy of earlier, de-
overall argument or conclusion, but useful in vout centuries was far from completely thrown
directing my approach of individual consider- off; thus the joys of life on Earth are often con-
ation for my essay after understanding that veyed through religious pathways and im-
these poets did not consciously consider ages. In this way it must be concluded that
themselves a group. whilst the Poets do celebrate material pleas-
ures and present the conflict the 17th century
Methodological Conclusion man was faced with between life on earth
and life beyond, ultimately, earthly pleasures
Reading Bennet’s volume was particularly use- are cast aside for obligation towards God and
ful in cementing my approach to my Extended thoughts of the next life that still dominated lit-
Project. Overall I was pleased with my re- erary minds in the early 17th century.
search and felt well-informed to plan my dis-
sertation and answer to the question of the ex- Celebrating the Secular
tent to which the Metaphysicals present obli-
gations to the divine and worldly desires in The Metaphysical Poets’ secular celebration
conflict. I had supplemented reading poetry of material delights is notable in much of their
with extensive critical reading, and whilst some poetry, and it could be argued that it takes a
reading had not proved entirely useful for my dominant position in several poems. However,
line of research it had directed me onto a the extent to which they appear to prioritise
more specific path. In this way I had gained a such elements of life over faith is nonetheless
broad understanding of and introduction to questionable.
the Metaphysical Poets whilst being increas-
ingly able to examine their poetry from a more To his Coy Mistress
direct line of inquiry. While my reading of his- Marvell’s ‘To his Coy Mistress’ is an immediately
torical and literary criticism had been very in- striking example of a celebration of the secu-
formative and broadened my interpretation of lar. In this poem, Marvell’s ‘anguished engage-
the Metaphysical Poets, reading Bennet’s ment with life’, and predominately with this life
work paradoxically made me also clear that I on Earth it appears, is evident as he encour-
wanted to make the primary concern of my ages his Mistress to ‘make [Time] run’ and em-
dissertation my personal, practical analysis of brace ‘our Pleasures’ before inevitable death.
the poetry. Undeniably, Marvell presents ‘the Renaissance
Premise theme of carpe diem’ in this poem and thus
appears to prioritise material, physical pleas-
In this essay I shall critically analyse a person- ures from life on Earth before thoughts of the
ally selected collection of Metaphysical Poetry next world. He conveys the joy that love of his
by four poets – Donne, Herbert, Marvell and mistress brings him through the conditional
Vaughan – and combine personal readings tense of ‘we would’ allowing him to explore
with historical and literary criticism in order to the luxurious possibilities that ‘World enough’
assess the extent to which the Metaphysical would bring, using the subjunctive mood and
Poets presented the secular and the religious a lexical field of the exotic such as ‘the Indian
in conflict in their works. Undoubtedly the Met- Ganges’ and ‘Rubies’ to further demonstrate
aphysical Poets celebrate life on Earth and the pull of worldly pleasures and luxury. Such
present the lure of its attractions, such as love, celebration of sex is heightened by the hyper-
bole of ‘I would/ Love you ten years before the

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WOODARD JOURNAL ISSUE 2, APRIL 2018

Flood’, as well as that of ‘An hundred years make our Sun/ Stand still’ and the couple’s
should go to praise/ Thine Eyes…Two hundred love is ultimately powerless to the force of time,
to adore each Breast/ But thirty thousand to whether religiously characterised or not. Mar-
the rest’, the rhyming couplet here quickening vell does however even use religious images
the pace and adding to the intensified cele- such as ‘the Flood…the Conversion of the
bration of the woman’s physical attributes. Jews’ to accentuate his feelings towards his
mistress; such religious pathways of expression,
The second stanza further highlights the secu- albeit expression of physical pleasures and
larity of this poem as Marvell presents death as common stock phrases of the time, give a
physical decay and lack of life rather than a sense of the power of religion on Marvell. He
religious afterlife. The metaphor of ‘vast Eter- cannot help but describe worldly lures in terms
nity’ as ‘desarts’ shows this sense of death as of his faith which appears arguably more of a
emptiness and fruitlessness instead of tradition- potentially conflicting and dominating force
ally religiously anticipated eternal life with God than is often first assumed.
in Heaven. Marvell presents physical decay
through descriptions of ‘Worms’ and ‘ashes’ in Donne’s Love Poetry
order to convey death as physical decay of Such a celebration of the joys of sex and love
the body in ‘The Grave’ rather than a continu- are not unique to Marvell: ‘The Good Morrow’
ation of the soul’s existence; no such spirituality and ‘The Canonization’ similarly present such
is addressed in this stanza whose mood it pleasures with seemingly little mention of faith
coldly indicative. Instead of anticipating immi- or God, leading Parfitt to argue that ‘when
nent peace with God, Marvell focuses on the Donne is writing above love’ he was, along
lack of ‘embrace’ in the ‘private place’ that is with ‘contemporaries…quite capable of mak-
‘The Grave’. Similarly, rather than describe the ing distinctions between religious and secular
pearly gates of Heaven, Marvell subverts the impulses’.
traditional, religious image of ‘gates’ to de-
scribe the ‘Iron gates of Life’. ‘The Good Morrow’ goes beyond the carpe
diem vein of ‘To His Coy Mistress’ to stress a
The poem’s argumentative structure, split into message more akin to ‘love conquers all’
three stanzas addressing different elements of through its concluding couplet:
Marvell’s argument, as well as use iambic te-
trameters give a smooth flow to the poem and If our loves be one, or thou and I
the changing mood of the poem from sub- Love so alike, that none doe slacken, none
junctive to indicative to finally the imperative can die.
‘let us’ give a persuasive feel to the poem
which accentuates the sense of conflict and The polysemantic nature of ‘die’ and its sexual
the mistress having to be convinced of a way double meaning denoting orgasm increases
of life not common to her. Although arguably the sense of the lure of worldly pleasures as
the powerful argument of the speaker and the death does not have a religious meaning with
emphatic concluding declaration ‘we will the promise of an afterlife with God but in-
make him run’ suggests that the Mistress will in- stead has a sexual force that in its negative
evitably agree to embrace worldly pleasures ‘none’ defies an end to sensual pleasures.
and give up her ‘coyness, there is an acknowl-
edgement that such physically driven atti- Indeed, from the beginning of the poem and
tudes might not be principally held by all. the repeated, awe-struck rhetorical questions
Whilst Marvell does give attention to the joys of of ‘What thou, and I/ Did, till we lov’d? Where
sex and physical pleasure, ‘To his Coy Mistress’ we not wean’d till then...’ there is a sense in the
does present a sense of a conflict between life poem that life’s focus is love. As in ‘To His Coy
on this Earth and the next life. Although the Mistress’, a lexical field of exploration is used,
speaker is encouraging his Mistress to love him but in ‘The Good Morrow’ the external world
while they are alive, he is aware of approach- pales into importance in comparison to physi-
ing death and presents the inevitable power cal love instead of heightening the romance
of the external force of ‘Time’ which reduces as shown by restless anaphora:
‘into ashes all my Lust’. Bennet argues that ‘the Let sea discoveries to new worlds have gone,
poem comes full circle, the enemy time is dis- Let Maps to others, worlds on worlds have
covered, feared and…conquered’, but argu- showne,
ably the reader is conscious that ‘we cannot
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WOODARD JOURNAL ISSUE 2, APRIL 2018

Let us possesse or world, each hath one, and 17th century. This radical change in thought
is one. patterns, placing importance on individual
reason before ecclesiastical authority argua-
Such a sense of the external fading in compar- bly places greater power in ‘man’ and the
ison to the force of love is seen also in ‘The secular before God.
Canonization’. The structure of the first two
stanzas, lamenting for 8 lines on negative as- Although it could be argued that the signifi-
pects of the world such as ‘litigious men’, ‘my cant upheaval of the English Civil War was a
palsie, or my gout’ or ‘the plaguie Bill’ before religious conflict, Maus and Lewalksi argue
the emphasis is concluded in the last line, ac- that ‘the religious tensions between
centuated by its half rhyme, on the pure ‘love’ the…Laudian church and the Puritan opposi-
of the couple, allows Donne to emphasise the tion produced something of a culture war’,
conquering, all-powerful nature of the man- suggesting that secular motivations were a sig-
woman relationship where perhaps the man- nificant cause in forming ideological and reli-
God relationship could once have been. As in gious alignments. Indeed, it can be argued
‘To his Coy Mistress’, death is shown to be an that the Civil War was predominately a con-
end to the physical and there is no emphasis frontation between monarchy and Parliament
on the afterlife. Donne writes of ‘tombes or over the assignment of power more than it was
hearse’ before concluding that the couples’ a religious confrontation between the Angli-
love will be immortal in ‘verse’; such a focus on cans and the Catholics.
immortal life through poetry instead of God
appears almost an sacrilegious rejection of Moreover, the execution of Charles I, defying
faith. Indeed, Donne proclamation of the right the Divine Right of Kings that decreed the ap-
of the speaker and his lover to be ‘Canoniz’d pointment of a King by God and thus the King
for Love’ borders on the sacrilegious as he ap- a sacred being, marked a turning point in Eng-
pears to elevate the couple to the level of lish history. Kings had long been believed to be
saints simply for their physical bond. chosen by God, and thus by undermining such
divine appointment the English people ap-
Thus both Donne and Marvell provide exam- peared to be electing for a more secularly
ples of how in many ways the Metaphysical driven government. The following separation
Poets arguably present a lack of conflict be- of church from state demonstrates this increas-
tween material desires and obligations toward ing importance of the secular.
God; there is undoubtedly a significant em-
phasis on the overarching power of secular Thus it can be argued that the Metaphysical
desires in their love poetry. Poets’ context was one where material desires
and secular interpretations of life seemed to
be beginning to be dominating the religious
Herbert’s Lack of Secular Poetry obligations that had held sway in former cen-
turies. This corroborates the above argument
Although as discussed Vaughan, Marvell and that some Metaphysical Poetry in fact shows a
Donne all provide examples in their poetry of lack of conflict between the religious and the
a potentially dominant secular outlook, it must secular due to an overriding weight placed on
be considered that Herbert’s only published physical, earthly elements of life. Conse-
work was one of religious poetry: ‘The Church’. quently, Kenneth O. Morgan argues:
This dilution of religious energies, this break-
Historical Context: A Secular Revo- down of a world-view dominated by religious
imperatives can be seen in literature and in sci-
lution?
ence…Metaphysical poetry, which rooted re-
It can be argued that the Metaphysical Poets’ ligious experienced in the natural world, gave
historical context was one where secular ele- way to a religious poetry either more cerebral
ments of life became increasingly important, and coolly rational, or else more ethereal and
thus corroborating a more secular interpreta- other-worldly.
tion of the poetry.
The impact of the Renaissance and the hu-
manist movement of the 15th and 16th centu-
ries was still keenly felt into the early and mid-

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Debate and Conflict divine devotion, Donne presents the inevitable


pull of earthly temptations.
Nonetheless there is not always a co-operation
of the religious and the secular in Metaphysi- Donne’s sonnet ‘As due by many titles I re-
cal Poetry and several poems embrace a signe’ begins with self-resignation to God, the
sense of definite conflict between physicality speaker describing himself with the possessive
and spirituality. determiner and traditionally obedient images
such as ‘thy servant’ and ‘thy sheepe’ showing
Historical Context of Conflict how man is devoted to God as ‘a temple of
thy Spirit divine’. However, Donne uses the son-
Arguably the context of the Metaphysical Po- net form to allow the poem to turn at the volta,
ets is one rife with conflict between religious giving a sense of conflict as the tone changing
and secular forces, implying the likelihood of a with confused and angry rhetorical questions
sense of conflict between obligations towards displaying a new tone lacing in former placid
God and material desires in their poetry. obedience toward God: ‘Why doth the devill
then usurpe in mee?’ Donne’s earlier profes-
The 17th century saw substantial conflict on re- sion of commitment towards God now ap-
ligious grounds with conflicts between Catho- pears more as though the speaker were at-
lics and the English Church culminating the tempting to convince himself of his faith in
English Revolution 1642-60. Maus and Lewalksi God which now he admits has crumbled as
allude to the importance of the Reformation in the force of ‘Satan’ is introduced. Anaphora
causing theological disagreement, arguing at the end of the poem through repetition of
that ‘Seventeenth-century people argued ‘yet’ allows this sense of conflict between God
over many religious topics’. Not only this, but and Satan to be drawn out. The final line does
Cox argues that ‘the problems of religion’ not use the second person and there is a more
were becoming ‘inextricably mingled with introspective tone that suggests a distance
secular problems’. from God and sense of loneliness in the face
of the speaker being torn between God and
There was marked separation and disagree- sacrilegious forces.
ment between secular and religious establish-
ments as scientific developments occurred. This is further seen in the Holy Sonnet ‘Since she
A.C. Grayling argues that a key example of whom I lovd’ where again at first Donne writes
the increasingly opposing nature of the secu- that, admittedly after the death of a lover
lar and the scientific against the religious was whose pleasures seem to have been formerly
of the trial of Galileo. Galileo’s sentence in prioritised, ‘wholy in heavenly things my mind
1633 of heresy and his conflict with the Catho- is sett.’, use of an end-stopped line shows
lic Church mark the conflict between the reli- Donne’s apparent resolve to devote himself to
gious and scientific authorities and embody God. However Donne uses the metaphor of a
the split of reason and tradition that marked ‘dropsy’, although ‘fed’, ‘melts mee yett’, to
the beginning of the 17th century. Indeed ‘The show how he is not satisfied with God’s love
Galileo affair’ has been described as ‘a defin- and looks for some opposing satisfaction be-
ing moment in the history of the relationship yond ‘saints and Angels, things divine’, to ‘the
between religion and science’. World, fleshe, yea Devill’.

Consequently, it is logical to suggest that Met- Again in the sonnet ‘Batter my Heart’, Donne’s
aphysical Poetry was inevitably born from a faith is more conflicted that might be as-
context of the secular and the religious being sumed. He uses the imperative, repeated be-
in conflict. yond the tricolon, to give an excessive sense
of yearning for God’s presence: ‘batter my
heart…knock, breathe, shine, and seeke to
Donne’s Holy Sonnets
mend’. However it is clear that the speaker
feels conflicted and ‘to’another due’, a sense
Several of Donne’s ‘Holy Sonnets’ present a
which Donne accentuates through war-like
‘passionate conflict’ in his relationship towards
language and the similie of the speaker ‘like
God. The form of a sonnet traditionally de-
an unsurpt towne’ pleading for God to ‘bend/
notes love, and although the speaker shows
Your force, to breake…me’. The speaker
seems to ‘love’ God, ‘but’ is ‘bethror’d unto
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WOODARD JOURNAL ISSUE 2, APRIL 2018

your enemie’. The sexual paradox that con- ‘The Resolved Soul’ and ‘Created Pleasure’
cludes the poem gives a sense that the are presented in definite conflict. The first
speaker can see his relationship with God in stanza presents an omniscient narrator (and
physical, secular terms, accentuating this thus the reader thinks perhaps a God-like fig-
sense of being torn between the physical and ure, especially considering use of the posses-
the spiritual: sive determiner ‘my’ over the Soul) command-
ing the soul with the imperative to ‘conquer’
Divorce me, untie or break that knot again, Pleasure, as in Donne’s ‘Batter my Heart’ using
Take me to you, imprison me, for I, a lexical field of war to emphasise the idea of
Except you enthrall me, never shall be free, a physical fight between the Soul and Pleas-
Nor ever chaste, except you ravish me. ure, so opposed are these forces.

Indeed, Maus and Lewalksi allude to the inter- Courage, my Soul, now learn to wield
mingling of religious and sexual language in The weight of thine immortal shield.
Donne’s poetry: Close on thy head thy helmet bright.
Balance thy sword against the fight.
While sexual and religious love had long See where an army, strong as fair,
shared a common vocabulary, Donne de- With silken banners spreads the air.
lights in making that overlap seem new and Now, if thou be’st that thing divine,
shocking. He likens conjoined lovers to saints; In this day’s combat let it shine:
demands to be raped by God; speculates, af- And show that Nature wants an art
ter his wife’s death, that God killed her be- To conquer one resolvèd heart.
cause He was jealous of Donne’s divided loy-
alty; imagines Christ encouraging his Bride, the Here the reader must consider the context of
church, to ‘open’ herself to as many men as civil war that raged whilst Marvell was writing.
possible. The poem continues with a structure alternat-
ing back and forth between the two charac-
Bennet corroborates this interpretation by ar- ters presenting their opposing arguments,
guing that ‘After his wife’s death he sought in again accentuating the idea of conflict.
religion for the sense of security and complete-
ness that she had at one time given him’ and Undoubtedly there is a sense of potential unity
thus in his poetry, Donne ‘cries out to God in between the secular and the religious in this
the accents of love…he expresses his love for poem; Pleasure tempts the Soul by arguing for
God in terms of that of a lover for his mistress’. the possibility of union between the Soul and
There is a sense that whilst Donne attempts to Pleasure, presenting the argument seen as dis-
devote himself entirely to God, he cannot cussed in Vaughan and Marvell’s use of nature
deny the pull of physical pleasures, describing that ‘of Nature banquet share…the Soul of
his relationship with God through such material fruits and flow’rs/ Stand prepar’d to heighten
appropriation. yours’. Pleasure uses the imperative such as
‘lay aside’ to plead for an end to the conflict
Marvell’s ‘Dialogue between the with the Soul and rhetorical questions for a per-
suasive tone. Sibilance and descriptions of lux-
Resolved Soul, and Created Pleas- ury and comfort such as ‘all this fair, and soft,
ure’ and sweet’ from Pleasure add to the tempting
nature of succumbing to secular desires, the
Marvell’s ‘A Dialogue between The Resolved use of caesura in this line slowing down the
Soul, and Created Pleasure’ is an example of pace and increasing the seduction of Pleas-
contemporary debate over secular and reli- ure’s tone.
gious matters, its very form consisting of two
opposing, argumentative voices embodying Nonetheless despite Pleasure ‘alluring’ the
a sense of material desires and obligations to- Soul, the latter grows increasingly ‘Resolved’
wards God in conflict. Trevor James argues throughout the poem. It replies with its own
that ‘a consistent feature of Marvell’s writing is rhetorical questions and speaking in repeated
the way in which the challenge of achieving a couplets of sense units whose sharp wit make
balance between contradictions seems par- for a concise and unfaltering stand on the
ticularly to fascinate him’. need to align oneself with the ‘Divine’:

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Wer’t not for price, who’d value gold? Conflict in Herbert’s Poetry
And that’s worth naught that can be sold.
The conflict between the material and the spir-
The Soul presents key arguments as to the itual and the pull the soul resists towards physi-
need for pure divinity unaffected by Pleasure, cal pleasures in Marvell’s ‘A Dialogue be-
such as the need to think morally of what we tween The Resolved Soul and Created Pleas-
‘ought’ to do not what we might be tempted ure’ is given an individual, dramatic embodi-
by. The Soul’s arguments corroborate the idea ment in Herbert’s religious verse, most notably
discussed above in other Metaphysical Poetry ‘The Pearl’ and ‘The Collar’.
of Earth being simply a stepping stone to a far
more glorious Heaven; in other words, the af- In the dramatic monologue ‘The Collar’, an in-
terlife being the real life: tense narrative voice is instantly introduced
with the energetic verbs of ‘struck’ and ‘cry’d’.
When the Creator’s skill is prized, Use of rhetorical questions such as ‘Shall I ever
The rest is all but earth disguised. sigh and pine?’ create a rebellious voice
dramatizing the sense of conflict; ‘Herbert will
If things of sight such heavens be, argue with God’. Images of restraint through-
What heavens are those we cannot see? out the poem reinforce this sense of resistance
to the human condition of being bound to
One recalls St. Paul’s letter to the Corinthians God as master. The images of ‘cage’ and
and his conviction that ‘when the perfect ‘rope of sands’ present the speaker as re-
comes, the imperfect will pass away…for now stricted and trapped, unable to be ‘free’ as he
we see in a mirror dimly, but then face to would wish. This is accentuated by the title
face’. Life in Heaven will be nothing com- ‘The Collar’, its polysemantic nature associat-
pared to its preceding, ‘imperfect’ chapter on ing the clergy with restriction from desired
Earth. ‘pleasures’ as it reduces the priest’s condition
to that of an animal controlled by a master.
The Chorus presents an interlude that empha- Contrasting images of freedom present the
sises the arguments of the Soul. The imperative speaker’s desire for and sense of entitlement
‘persevere’ is further used to encourage the to a life unrestrained by God’s call:
Soul to resist temptation. Further war-like lan-
guage is used to show how the ‘Soul does My lines and life are free, free as the road,
fence/ The batteries of alluring Sense’. Most Loose as the wind, as large as store.
importantly, the Chorus asserts that ‘Heaven
views it with delight’, and use of the future Here alliteration of ‘lines and
tense promises a true reward for the Soul in the life…loose…large’, repetition of ‘free’ and
next life: ‘thou overcom’st thou shalt be lack of a regimented rhyming couplet orally
crown’d’. relax the lines showing how the speaker’s in-
tense desire for a free life seeps into his poetic
Ultimately Marvell portrays the soul to resist the construction.
temptations of a pleasurable life on Earth, en-
couraging the reader to do the same. The hu- Similarly, ‘The Pearl’ describes the earthly
man body is shown as limited and the soul finds temptations that are ‘open’ to the speaker;
existence on earth inferior to its former life in these are plenty and dominate the description
Heaven. The Chorus’ final stanza summarises of the first nine of ten lines of the first three of
the way in which the Soul must ‘triumph’ to win four stanzas. ‘The ways of Learning’ – ‘both
this conflict over secular distractions: th’old discoveries, and the new-found seas’ –
‘the ways of honour…the quick returns of cour-
tesie and wit’ and the ‘wayes of Pleasure’ are
Triumph, triumph, victorious Soul; presented, the latter even more alluring due to
The world has not one pleasure more: its use of sibilance in ‘sweet strains’.
The rest does lie beyond the Pole,
And is thine everlasting store. Such a sense of conflict between a free and
pleasurable life and a life given to God is ac-
The ‘everlasting’ and ‘the world…beyond the centuated given Herbert’s own personal strug-
Pole’ are the ultimate goal for which ‘Created
Pleasure’ must be sacrificed.
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WOODARD JOURNAL ISSUE 2, APRIL 2018

gles. In 1629 Herbert turned his back on an ac- The instance reply of obedience from the
ademic or aristocratic future his noble back- speaker shows their immediate devotion to
ground would have allowed, and decided to God even after their anger at the imprisoning
enter priesthood. In this way, Trevor James ar- nature of a professional life devoted to God.
gues for an autobiographical interpretation of The cyclical nature of the poem beginning
‘The Collar’ and ‘The Pearl’: ‘the sense of ten- and ending with speech begets instant com-
sion between a courtly public role where his parison between these two examples of direct
considerable talents could flourish, and his far speech, and emphasises the disappearance
more restricted private life as a parish clergy- of a sense of conflict that concludes the
men, provides a distinctive tone for the po- poem. As Cox argues, if ‘the serenity of his faith
ems’. James corroborates this interpretation was not achieved without suffering and con-
by citing a note from Herbert to Nicolas Ferrar flict’, but ultimately the ‘a rebellious
describing his own poems as ‘a picture of the mood…subsides’.
many spiritual Conflicts that have past betwixt
God and my Soul’. Similarly for this reason, Ben- It is therefore unsurprising that Herbert’s note to
net argues that ‘the fuller life of worldly inter- Ferrar concludes with Herbert’s acceptance
course and the sweets of ambition allured of ‘the will of Jesus my Master, in whose service
him’. I have now found perfect freedom’. This para-
dox of finding freedom in the ‘Master’ who
However, in both poems the conflict is ulti- was previously seen to restrict the speaker
mately resolved as the speaker acknowledges demonstrates the way that although Herbert
the overriding need for conciliation with God. does present a conflict between the secular
The Pearl concludes its first three stanzas with and the divine, he concludes with the glory of
the simple truth ‘Yet I love thee’, these lines’ God being the ultimate force, thus ending the
overriding in their four syllables and simple na- concept of conflict. Bennet’s conclusion that
ture the previous grandiose descriptions of ‘No human love competed with the love of
earthly ‘wayes’. The final stanza is devoted to God for Herbert…the satisfaction he sought
God and demonstrates that despite the was not to be found in the love of women’ is
speaker ‘know[ing]…at what rate and price I convincing.
have thy love’, he ‘flie[s]’ to God ‘with open
eyes’. The true knowledge that matters in the Thus it is undeniable that many Metaphysical
poem is what he does not know: how to truly Poems present an ‘either/ or’ situation with the
be with God. In a humbling conclusion he asks secular and the religious in conflict. However
God to: the divine way is shown to be ultimately fa-
voured with the promise of reward in the after-
But thy silk twist let down from heav'n to me life.
Did both conduct and teach me how by it
To climb to thee. Ultimate Religious Dominance
The title of the poem and its epigraph from Indeed, it becomes increasingly arguable that
Matthew 13.45, explains Herbert’s ultimate pri- the Metaphysical Poets do not present a huge
oritisation of God through the allegory: ‘The amount of conflict, the dominance of religious
kingdom of heaven is like a merchant in obligations overpowering any suggestion of
search of fine pearls. When he found one very struggle with the secular.
precious pearl, he went away and sold all he
had and bought it’. Thus ultimately Herbert
shows the ‘very precious pearl’ of God to be The secular on religious terms
nothing to numerous ‘fine pearls’ Earth might
be able to offer. Nevertheless, in Donne and Marvell’s secular
Similarly, the Collar’s final four lines in their pow- poetry, material desires are often expressed
erful conclusion override all the speaker’s pre- through religious pathways of Christian images
vious remonstrations of God’s restrictive force: or language. This suggests that whilst the Met-
aphysical Poets celebrated life on Earth, the
But as I raved and grew more fierce and wild extent of such pleasure was due to their reli-
At every word, gious outlook.
Methought I heard one calling, Child!
And I replied, My Lord.
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As earlier argued, in ‘To His Coy Mistress’, Mar- Marvell’s ‘The Garden’ can be compared to
vell uses religious images such as ‘the Vaughan’s ‘Morning-watch’ in that it cele-
Flood…the Conversion of the Jews’ to accen- brates God through celebrating the natural
tuate his feelings towards his mistress; such reli- world. Sitting in ‘The Garden’, the speaker en-
gious pathways of expression, albeit expres- joys the Earthly vitality of ‘Ripe Apples’ and
sion of physical pleasures, give a sense of the ‘Luscious Clusters of the Vine’, and Marvell
inescapable power of religion on Marvell, uses Classical allusions such as ‘Apollo’ and
even in an apparently secular poem. ‘Daphne’ to reinforce the extravagant enjoy-
ment of ‘Life’. However, the speaker is aware
Similarly, in ‘The Canonization’, Donne must that these are ‘sacred Plants’ and with trium-
use the religious image of canonization to ex- phant exclamation anticipates the power of
press the extent to which the couple’s love is God to create further such wonder in the af-
precious. His ‘sonnets’ are in fact ‘hymnes’, terlife: ‘How far these Beauties Hers exceed!’
and this self-conscious confession from Donne Reflection on such ‘wondr’ous Life’ only leads
that his poetry is ultimately in the name of God the speaker to think of ‘longer flight’ to ‘other
can be seen in the final stanza when Donne worlds…beyond a Mortal’s share’; that is, in
again shows that love so powerful must be ‘Paradise’ or Heaven. The fact that Marvell
‘reverend’ as others ‘beg from above/ a pat- writes of a ‘Garden’ rather than a forest or an-
tern of your love!’; it is God who engineers such other uncultivated natural setting alludes to
human relationships. the idea of a cultivator and ‘the skilful Gard-
ner’ in the form of God, strengthened by the
Consequently, as Parfitt argues, although the symmetrical, structured use of meter and form
Metaphysical Poets ‘stress…experience rather through iambic tetrameter. The title also al-
than doctrine’, these are ‘spiritually weighted ludes to the Garden of Eden, giving a sense of
accounts of experience’. Earthly natural wonders having a more glori-
ous, divine counterpart to which such ‘pleas-
The Natural World ures’ are ‘less’.

Using the pleasures of the material world as a Thus both Marvell’s and Vaughan’s celebra-
currency which heightens religious faith is an tion of the secular is ultimately a celebration of
essential characteristic of Vaughan’s poetry the divine. Arguably this is an essential quality
and his reflections on nature. of metaphysical poetry by its definition; ‘meta’
meaning both together and beyond in Greek,
Arthur L. Clements’ argument that in there is a suggestion that metaphysical poetry
Vaughan’s poetry ‘divinity graces, animates using the physical world to paradoxically go
and pervades the self and all crea- beyond Earthly mattes into more philosophi-
tion…Vaughan sees all of nature filled with a cal, devotional worlds to be closer to God.
kind of intelligence, a sense, and a desire for ‘Nature’ is but ‘a testimony to God its creator’.
God’ can be seen as a convincing interpreta-
tion of ‘The Morning-watch’. In this poem, the Herbert’s Devotion to God
‘infinite sweetnes’ of ‘flowres’ and nature is
rendered so joyous due to its origin with God; In a similar way, George Herbert shows the
indeed, it the natural world is almost ‘a source dominance of obligations towards God
of revelation’ as Vaughan’s interest in ‘natural through the way he presented this life in terms
creation…conducts him to the creator’. ‘All of the next in several of his poems from his sole,
things’ such as ‘the rising winds, and falling religious collection of poetry.
springs, birds, beasts’ are defined by and cel- In ‘The Prayer’ Herbert lists many recognisable,
ebrated due to the way they ‘adore him in earthly images which all, in his eyes, in their
their kinds’. Consequently, the speaker con- purest essence are forms of prayer to God.
cludes: ‘The milkie way, the bird of Paradise…the land
of spices’ are all ‘God’s breath in man return-
Yet I have one Pearle by whose light ing to his birth’, and use of caesura in the final
All things I see, line emphasise the concluding words ‘some-
In the heart of Earth, and night thing understood’ which all things ultimately
Find Heaven, and thee. form. God is directly mentioned only once but

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WOODARD JOURNAL ISSUE 2, APRIL 2018

the passive voice of ‘understood’ imply the di- speaker the only being mentioned is ‘Thy
vine authority whose is behind all such won- God’, the anaphora of the final line emphasis-
drous forms of celebration. ing the possessive determiner and thus the un-
deniable bond between God and subject. This
Similarly, in ‘Love’, the personification of Love final trinitarial motif beginning with ‘God’ gives
takes undoubtedly a Christian, not womanly, a sense that the former is the reason behind
form. For Herbert it is God who is ‘Love’ and his ‘thy life’ and ‘thy cure’ for worldly imperfec-
true friend. The image of God as the one who tions. Worldly references in this poem only dis-
‘serve[s]’ life shows Herbert’s faith in God as play the sole source of life’s satisfaction to be
true subject of all that is on Earth due to his be- with God who is ‘The Rose that cannot wither’,
ing the creator. and the ‘perfect’ counterpart to ‘imperfect’
life on Earth.
Since Herbert was a clergymen, devoting his
life to God, it is no surprise that ‘Herbert never Religious context
wavered in his resolution to devote his poetic
gifts exclusively to the service of God’. Although, as considered above, the early to
mid-17th century was a period were the English
The Afterlife population felt an increasing awareness of a
more secular currency across the nation, it
‘The World’ and ‘Peace’ by Vaughan go be- must be considered that the context of the
yond the aforementioned poems by celebrat- Metaphysical Poets was still one where reli-
ing God and life in Heaven as not only superior gious obligations held sway, leading it to ap-
to but removed from life on Earth in its superi- pear inevitable that the Metaphysicals ulti-
ority. mately present obligations towards God as
dominating any material desires. Faith was an
‘The World’ has a dramatic opening declara- undeniably significant part of daily life; law en-
tion of ‘I saw Eternity the other night’ which sured that all citizens were members of the
gives an immediate sense of God’s power in Church of England. James I, who reigned be-
the everyday. The powerful beginning of this tween 1603-25, made clear assertion of his
stanza and the fast pace due to caesura and closeness to God due to the Divine right of
the asyndeton of ‘hours, days, years’ is in con- Kings, believing a monarch’s power to be de-
trast to the smaller-scale ending of ‘Upon a rived entirely from God not his people, thus
flowr’ and the slower pace through enjamb- particularly Donne and Herbert writing in this
ment which causes auditory pauses, accentu- time would have been influenced by such a
ating the force of God in comparison to Earthly religious origin of authority. As Cox argues, ‘re-
matters. The speaker reflects on down-trod- ligion dominated both national and personal
den Earthly individuals such as ‘the darksome life in the early seventeenth century…nearly
States-man’ and ‘the fearfull miser’ who are half the books published between 1600 and
‘fools…to prefer dark night/ before true light’. 1640 were on religious topics’.
Vaughan uses light imagery so that in compar-
ison to the ‘darksome States-man’ and the Although there was much conflict during the
‘clouds’ of Earthly troubles, God appears lives of the Metaphysical Poets, it must be re-
‘more bright’ and close to ‘the Sun’. The met- membered that such upheaval and debate
aphor of a solely secular life away from God was due to the force of faith and driven by re-
as living in ‘grots’ or ‘caves’ emphasises the ligious, not secular passions; religion was the
drudgery and fruitlessness of unreligious life. principal cause of civil war, the origin of the
godly rule of Oliver Cromwell and ‘the Saints’
The setting of ‘Peace’, entirely removed from while fears of popery helped create a sense of
life on Earth in ‘a Countrie/ Far beyond the national identity. Moreover, the fact that Maus
stars’ does not even consider the fact that and Lewalksi assert that ‘the need to find right
‘sweet peace’ could be found through secu- answers seemed particularly urgent for the Mil-
lar pathways. The title of ‘peace’ and the fig- lenarians’ who interpreted ‘the upheaval of
ure of God ‘there above noise, and danger’ the time through the lens of the apocalyptic
gives a sense of a lack of conflict; God is the Book of Revelation’ and thus believed that
‘pure’, undeniable reason for being. Besides ‘their day was very near to being the last day’
the subject, the ‘winged sentrie’ and the suggested that 17th century English people still

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saw life through a lens of religious appropria- Arguably there is a sense of conflict in their
tion. work; many of the poems battle with the op-
posing demands of the secular and the reli-
The emergence of the Puritans as a radically gious, and the context of civil war on religious
devout group is evidence of the dominance grounds must be considered. It could even be
of religious obligation. Believing that man ex- argued that secular desires overtake duties of
isted for the glory and will of the Lord, Puritans faith in some poems which celebrate the
concentrated their devotion on personal con- pleasures of life on Earth, such as To His Coy
nection with Jesus Christ, not ‘works’ which Mistress. Nonetheless, reconciliation often
were deemed sinful deeds with an absence of characterizes poems in which conflict with
faith. Since the English Civil War was first de- God is addressed, such as in Herbert’s devo-
fined as a ‘Puritan Revolution’ by Samuel Raw- tional lyrics, and if resolution is not achieved
son Gardiner in the 19th century, it is clear that there is a passionate attempt to find such re-
the Puritans and their strict practice and un- union with the Almighty, as shown by Donne.
questioning recognition of obligations towards Moreover, celebration of the secular is often
God had an impact on the historical context addressed through religious pathways, with all
of the Metaphysical Poets. credit for Earthly pleasures given to the Crea-
tor, and thus the afterlife, and not life on Earth,
Thus while I have previously alluded to the ar- being seen as truly desired. The way Marvell
gument that the Metaphysicals' historical con- and Vaughan use nature is an example of
text was one of conflict with the clear evi- such celebration of the divine through secular
dence of the English civil war and Anglican- appropriation, alongside Herbert’s use of eve-
Catholic clashes, it can be argued that such ryday, Earthly images being ultimately in order
conflict was simply an adjustment of religious to show the prevalence and strength of his de-
worship along more liturgical, less ritualistic votion to God. Thus the Metaphysical Poets
lines as the practices and laws of the Puritans present a sentiment similar to Saint Paul in his
demonstrated. There was little fundamental letter to the Corinthians; ‘for now we see in a
change in people's unquestioning faith in mirror dimly, but then face to face’.
God.
Whilst the early seventeenth century is consid-
Kenneth O. Morgan argues that despite ‘two ered by many as an age where the rise of sci-
decades of civil war, revolution and republi- ence and the execution of a monarch previ-
can experiment…the course of English history’ ously thought to be appointed by God saw
only ‘changed…if at all, elusively’. Addition- the English population looking to the secular
ally, before the Civil War, ‘Early Stuart England for answers, ultimately religion was still the
was probably the least violent country in Eu- dominating force and the upheavals experi-
rope’; when Civil War came the country ‘cried enced only resulted in a change of method of
for peace’ and a return to simple, religiously belief relating to 'words not works' rather than
dictated lives. The Age of Enlightenment was an extreme secularization of religion or weak-
still a significant time off; it is likely that the Met- ening of religious dominance in daily life. In
aphysical Poets’ felt their lives, and thus their their poetry the Metaphysical Poets show a
poetry, still dominated by religion, and thus largely unquestioning devotion towards God.
Metaphysical Poetry is as such ‘written by men It could even be argued that such as division
for whom the light of day is God’s shadow’. in criticism between the secular and the reli-
gious lyrics of the Metaphysical Poets is unnec-
Conclusion essary; if they address secular notions in their
poetry the final focus is always divinely di-
Overall the Metaphysical Poets prioritise obli- rected.
gations towards God over material desires
such as romantic love. Daily life in the early
seventeenth century was dominated by reli-
gious faith, and all of the Metaphysical Poets
show themselves to be devout members of the
Christian faith, as can be corroborated by bio-
graphical readings.

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Carla Hill
Saint Olave’s Grammar School
Does Bernini’s Apollo
References
and Daphne, as a
Helen Gardiner; The Metaphysical Poets; Penguin Books;
1957
Cox, Marjorie; The Pelican Guide to English Literature: The
response to Ovid’s
Background to English Literature: 1603-60; Pelican Books;
1956 Metamorphoses,
Maus/ Lewalksi; The Norton Anthology of English Litera-
ture: The Early Seventeenth Century; W. W. Norton and
Company; 2012
fully capture the
spirit and facts of
Morgan, Kenneth O.; The Oxford Illustrated History of Brit-
ain; Oxford University Press; 1984
Bennet, Joan; Five Metaphysical Poets; Cambridge Uni-
versity Press; 1964
James, Trevor; The Metaphysical Poets; York Press; 1988
Parfitt, George; English Poetry of the 17th Century; Long-
the original?
man; 1985
Clements, Arthur L.: Poetry of Contemplation: John
Donne, George Herbert, Henry Vaughan, and the Mod-
ern Period; SUNY Press; 1990
Enright, D.J.; The Pelican Guide to English Literature:
George Herbert and the Devotional Poets; Pelican Books;
1956
https://en.wikipedia.org/wiki/Christian-
ity_in_the_17th_century
http://www.goarch.org/chapel/lection-
ary_view?type=epistle&code=92

Ovid (43 BCE – 17 CE) is seen today as one of


the most important and influential Ancient
writers. His descriptive and narrative prowess,
as seen in Metamorphoses, is some of the most
successful in Roman literature. He captures
each story with beautiful illustrative detail,
each verse immersing the reader to make the
poem an experience far more impactful than
simply the words on the page. Equally, Gian
Lorenzo Bernini (1598-1680) was arguably the
leading sculptor of the Italian Renaissance pe-
riod, credited with the creation of the Baroque
style. Both men were leading visionaries of their
age, and both had the almost unparalleled
skill to execute their vast imagination in a rev-
olutionary manner. This allowed Bernini to cap-
ture both the spirit and the facts of the original
with intricacy and grace, in his Apollo and
Daphne.

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WOODARD JOURNAL ISSUE 2, APRIL 2018

Whether a sculpture itself, inspired by litera- lingering first on her breasts, then her hair, feet,
ture, can fully capture a story, or only the es- and head.
sence, is debatable. It can be seen as simulta-
neously broader and narrower than the origi- “She had hardly ended her prayer when a
nal. It can only ever be a snapshot, but any heavy numbness came over her body; her soft
ambiguity is left to be filled in by the viewer’s white bosom was ringed in a layer of bark, her
imagination or interpretation. As an explana- hair was turned into foliage, her arms into
tion of narrative, sculpture would never be branches. The feet that had run so nimbly were
used in isolation, but supplemented with other sunk into sluggish roots; her head was confined
sources. More often, Renaissance sculpture in a treetop; and all that remained was her
was a depiction of a previously known story, so beauty”
context would be properly understood by the – Ovid, Metamorphoses, Book 1
viewer anyway. Bernini’s Apollo and Daphne is
no exception. While Cupid’s role in the story The description of each individual part, like a
has no place in the sculpture, an educated, camera shot zooming in and sweeping across
Renaissance audience (Bernini’s contempo- her body, slows the tempo of this moment,
raries were well versed in Augustan literature) particularly contrasting the pace of the chase.
would be aware of the arrows he shot which This pinpoints Daphne’s transformation as the
caused Apollo’s ardour and Daphne’s repul- pivotal moment, the climax of the narrative, as
sion. is befitting of a poem about metamorphosis.
In Bernini's choice to depict this moment, he
The myth, as told by Ovid, goes that as Cupid captures the essence of the story, even before
(god of desire and erotic love) aimed his bow his skill is explored. Admittedly, facts are ex-
and arrow, Apollo (god of archery, amongst cluded but the spirit and import of this moment
other things) mocked him, boasting of his own are certainly conveyed.
prowess with the weapon and his recent vic-
tory over the Python. Cupid, resentful, shot Furthermore, the attention to detail and preci-
Apollo with an arrow that would make him fall sion with which the statue was carved is con-
in love with Daphne, but shot her with an arrow sistent with the level of detail shown by Ovid.
causing her to repel his affections and flee Bernini shows each of Daphne’s fingers sprout-
from him. Ovid gives a lengthy description of ing branches and leaves, her body being en-
Apollo’s perception of the nymph, “her bright veloped by bark, just enough to form a barrier
eyes burning and twinkling like stars… her lips, between Apollo’s fingers and her skin, as her
so teasingly tempting… her hands with their toes grow roots into the ground. Each aspect
delicate fingers…”. mirrors the original text, perfectly depicting a
single snapshot of transformation which al-
Apollo begs her to stop running, but she only ludes to the whole scene. Furthermore, Bernini
ran faster. In response, Apollo accelerated gives enough life to the characters, in the dy-
and caught her, but as he did so she prayed namism of movement and the realism in their
to her father to protect her by changing her anatomy, that the level of visual description
form. This he does, and she morphs into a laurel mirrors that of the literary. In this sense, it is fair
tree. Apollo, still in love with her, embraced to state that Bernini captures the spirit, if not all
and caressed the tree trunk, naming the laurel the facts of the original text.
his symbolism tree. Much of this narrative is not
captured by Bernini, but his aim is not to tell a The pose beautifully captures the emotion of
full and advanced story but to capture the the story also. As art historian Paul Barolsky ar-
emotion in one image. gues, Bernini “ingeniously manages to capture
the pathos of Daphne's transformation without
This he does through his use of composition compromising the beauty of her body”. This is
and exquisite attention to detail. He chose one done through the humanity awarded to
moment, the transformation, to depict and at- Daphne. The texture of her flesh, achieved by
tacks it meticulously. In this sense, Bernini per- subtle modelling, gives a sense of life and
fectly captures the spirit of Ovid’s narrative. warmth. Her back follows the indent of her
What sets the Roman writer apart from others spine, and her waist shows the compression in
is not his story-telling capabilities, but his de- her flesh caused by her her body curving away
tailed and thoughtful descriptive passages. from Apollo. Even her shoulder blades look as
Ovid travels slowly through the transformation, though they could be felt underneath the skin.
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This is credit to Bernini’s skill as a sculptor. Daph- These devices were inspired by classical art
ne's emotion is also depicted in her facial ex- and mythology. Sense of movement was not
pression; her mouth agape and her eyes wide. seen in a significant way until the Hellenistic
Her panic, fear, and shock is all captured in a Age, during which tension and conflict were
face made of stone. She could be screaming, more frequently depicted. Laocoön and His
or even praying. Bernini brings the sculpture to Sons (42-20 BCE) is a prime example of the use
life through detail, just as Ovid does, so he of contrapposto to a degree that depicted
does successfully capture the essence of the agony. The three figures are contorted to give
original. the impression of convulsion and terror. This
later style, which was at its height while Ovid
Apollo’s face similarly holds much emotion; was, embraced extravagance and vehe-
held in the moment of realisation, transforming mence. Desire to depict harsh reality again
in itself from ardour to shock. His lips are slightly became fashionable in the Renaissance, and
parted, perhaps in the beginning of a gasp, characterised the Baroque style. This allowed
and his eyes her fixed on hers. Such attention Bernini the platform to create a statue that re-
to detail brings the sculpture to life in such a flected the intensity of Ovid’s narrative. As
way as to immerse the viewer, just as Ovid Daphne's form curves up and away from
does. Arguably, there is a slightly comedic as- Apollo, his weight is thrust forward towards her,
pect of the narrative that Bernini misses. After on one leg.
the transformation, Apollo embraces the tree.
This clash of directions reflects the emotional
“Seizing the branches, as though they were clash between the two would-be lovers. The
limbs, in his arms’ embrace, he pressed his lips sense on motion is also seen in Apollo’s dra-
to the wood” pery; it flows out behind him, weightless and
– Ovid, Metamorphoses, Book 1 lyrical as it moves. Similarly, Daphne's hair is
splayed out around her head. This not only re-
Despite the tragedy of Daphne’s story, the flects the movement, but also almost creates
idea of a god kissing and cradling a tree is a halo around her, showing her purity and in-
comical. Ovid frequently includes a degree of nocence as a virgin. To both the modern and
comedy in Metamorphoses, following the var- Renaissance viewer, this has connotations of
ious escapades of the gods, notably Jupiter the Virgin Mary, pure and holy. This goes be-
and his extramarital affairs. While this is omitted yond Ovid’s original narrative, but still depicts
from the sculpture, arguably it is unimportant. Daphne’s spirit. This multi-layered analysis
The true essence of the story is one of fear, es- shows the depth of Bernini’s skill and he won-
cape, and a graceful transformation from derful ability to capture the essence of Ovid’s
nymph to laurel, which Bernini captures su- original text. It was this depth that defined Ber-
perbly. nini's work; he added the emotional intensity
that gave life to the grandeur of Renaissance
The movements and fashion of Bernini’s time art, unlike anything seen before, even in the
allowed him to capture the story with such dy- work of the great Michelangelo. This clearly
namism. Mannerism is an exaggeration of High shows his success in capturing the spirit and
Renaissance ideals, which focus on the ideals facts of Ovid's original literature. Furthermore,
of beauty, balance and heightened realism, his work reflects Ovid's in the transformation
but takes this further by aiming to “display the Bernini created himself. He changed stone into
mysterious, the bizarre, the unreal and the fan- flesh, as the sculptor Pygmalion did in Ovid's
tastic”. Contrapposto, in which forms are or- myth, when he created the statue of a woman
ganised on varying axes to provide asymmet- so perfect that he fell in love with it. He prayed
ric balance to the figure, was often used, as to Venus to bring it to life, which she did. When
well as a style called figure serpentinata, de- viewing Daphne, one could imagine flesh,
scribed by the National Gallery website as “a “yielding to his sensitive fingers” (Ovid, Meta-
human figure which spirals around a central morphoses, Book 10). Bernini mimicked Ovid
axis, so that the lower limbs face in one direc- by creating his own version of metamorphosis,
tion and the torso almost in the opposite direc- from stone to skin, like Pygmalion. In this sense
tion, in a graceful if sometimes contorted also, Bernini captured the spirit of the original
pose”, which lends itself to the depiction of ag- text, as well as its writer.
ony.

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Bernini also draws inspiration from classical art serves to capture the spirit of Ovid's writing,
in his depiction of Apollo. The Apollo Belvedere through reference to his culture. The most sig-
(350-325 BCE), shows many similarities to Ber- nificant success, however, is the beauty with
nini’s Apollo, not just in the youthful, somewhat which Bernini tells the story, to rival Ovid’s own
androgynous portrayal, but also the facial fea- narrative prowess. Therefore, it is not only cor-
tures bear a high level of resemblance. A Ro- rect, but appropriate to declare that Bernini’s
man copy of the original Greek statue was dis- Apollo and Daphne, as a response to Ovid’s
covered in the late 15th century, and Bernini Metamorphoses, fully captures the spirit and
would certainly have been aware of it in 1625 facts of the original, with skill and dexterity.
when he was sculpting his version. The sparsely
defined musculature shows Apollo to be juve- Alice Tarplee
nile but elegant, and is the perfect figure. Ber-
nini has clearly dawn influence from this, to the Hurstpierpoint College
point where it was probably used as a model.
References
Barolsky, P. (1998). As in Ovid, So in Renaissance Art. Re-
This shows his desire to retain the essence of naissance Quarterly, 51(2), pp.451-474.
classicism, and an incorporation of classical Borngasser, B., Rauch, A. and Geese, U. (2011). Renais-
ideals, from sculpture as well as literature. This sance Art and Architecture in Europe During the 15th and
16th Centuries. 1st ed. Bath, Eng: Paragon Books Ltd.
suggests that the spirit of the original is cap-
Depts.washington.edu. (n.d.). View Article: Ancient Influ-
tured. The use of contrapposto in the Apollo ences on Renaissance Art. [online] Available at:
Belvedere, with the left foot extended behind, https://depts.washington.edu/hrome/Authors/heberj/An-
makes it perfectly balanced. F.T. Barbell de- cientInflucesonRenaissanceArt/pub_zbarticle_view_print-
able.html [Accessed 2 Mar. 2017].
scribes how he “moves over the ground with
Dictionary.com. (n.d.). the definition of contrapposto.
marvellous lightness” and that he “remains a [online] Available at: http://www.diction-
radiant apparition”. His stance is calm and se- ary.com/browse/contrapposto [Accessed 28 Feb. 2017].
rene, where Bernini's Apollo is engaged in vio- Khan Academy. (2017). Bernini, Apollo and Daphne.
[online] Available at: https://www.khanacademy.org/hu-
lent action. However, he still appears to glide
manities/monarchy-enlightenment/baroque-art1/ba-
as he runs, such is his grace. Furthermore, de- roque-italy/v/bernini-apollo-and-daphne-1622-25 [Ac-
piction of violence is not excluded from classi- cessed 27 Feb. 2017].
cal art, as seen in the earlier exploration of La- Mlahanas.de. (2017). Apollo Belvedere, the anatomy of a
god. [online] Available at: http://www.mla-
ocoön and His Sons. Artists of the Hellenistic pe-
hanas.de/Greeks/Arts/ApolloBel.htm [Accessed 2 Mar.
riod can be typified by delicate and finished 2017].
musculature, sense of movement, often vio- Mlahanas.de. (2017). Apollo Belvedere, the anatomy of a
lent, and extreme emotion with a high levels of god. [online] Available at: http://www.mla-
hanas.de/Greeks/Arts/ApolloBel.htm [Accessed 2 Mar.
characterisation. Clearly, Bernini has captured
2017].
all of these elements in Apollo and Daphne. Nationalgallery.org.uk. (n.d.). Figura Serpentinata | Glos-
Therefore, it can be said that he captures both sary | National Gallery, London. [online] Available at:
the spirit and facts of the classical period, so https://www.nationalgallery.org.uk/paintings/glossary/fig-
ura-serpentinata [Accessed 28 Feb. 2017].
by extension the culture Ovid lived in while
Ovid, and Raeburn, D. (2004). Metamorphoses. 1st ed.
writing. It is then fair to state that Bernini's London: Penguin.
Apollo and Daphne did capture the spirits and Sparknotes.com. (2007). SparkNotes: Metamorphoses:
facts of the original it was responding to. Book I (page 2). [online] Available at:
http://www.sparknotes.com/lit/metamorphoses/sec-
tion1/page/2/ [Accessed 27 Feb. 2017].
In conclusion, it can be said with confidence Toupin, J. (1999). Bernini's 'Apollo and Daphne'. The Classi-
that Bernini’s Apollo and Daphne, as a re- cal Outlook, 77(1), p.17.
sponse to Ovid’s Metamorphoses, does fully Wilkins, A. (1999). Bernini and Ovid: Expanding the con-
cept of metamorphosis. International Journal of the Clas-
capture the spirit and facts of the original. Both
sical Tradition, 6(3), pp.383-408.
artists illustrate the story using detail. Ovid's de-
scription parallels Bernini's technical skill as a
sculptor, conveying emotion and action in
harmony. Bernini shows one snapshot, a
freeze-frame, the precise moment of transfor-
mation to capture the essence of metamor-
phosis and succeeds in portraying the whole
narrative in one image, if some details are
omitted. The influence of classical sculpture
gives Bernini's work an aura of classicism, also
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Would you have


a struggle stretched tight over decades of sen-
atorial conflict. In the century that preceded
Christ the populist movement within Rome was
preferred living in vividly illustrated by civil unrest, mob terrorism
and aggressive demagoguery. The majority of

the Roman Empire senators were threatened by the people; the


people were threatened by the manipulation
of agitators; these agitators were, at times,
or under the considered so great a peril to society that they
could be put to death, legal trial and all (ex-

Roman Republic? emplified by the execution of five Catilinarian


conspirators under the consulship of Marcus
Cicero).
To merely cast oneself back into the vast
realms of history, let alone as far behind as Whoever you were, your safety could not be
classical antiquity, commands the necessity of assured as even wealth did not guarantee im-
thorough contemplation – time travel, as so munity from the ferocious passion of sabo-
commonly proven in popular fictitious con- taged public opinion. The Pax Romana, liter-
texts, is a dangerous art. Unless, that is, it is con- ally “Roman Peace”, is traditionally dated as
ducted from the comparative safety of an ac- starting around 27 BC – it is no coincidence
ademic’s desk; renovating it into a most satis- that the Empire also shares that year of birth.
factory pastime. This Pax is generally taken to refer to the mini-
mal expansion of Roman-held territories, but I
Ancient Rome was the light before the Dark believe the lesson soon learnt at home in Italy
Ages, the apex of human civilisation before was to be equally relevant. By the time the vet-
our long struggle to reach where we are to- erans of Republican democracy had died out,
day. Never before had the world seen such the position of Emperor was a firm feature of
power invested in a system characterised by the state, as was the totally limited power of
politics, economics and society. In an age of the Senate and, cum hoc ergo propter hoc
tyrants, the Roman Republic was a little slice of (“with this, therefore because of this”), the
the age of democracy, first served by speak- people. The unofficial motto SPQR no longer
ers of Greek but immortalised by those who held practical value. With a tyrant in power
spoke Latin. If there were to be only one rea- (once again) and the Senate reduced to
son to choose to reside in the Republic, as op- something quite pathetic, the era of funda-
posed to the Empire that would follow, it would mental civil liberties (e.g. the right to protest)
be to experience the constitutional liberties and ruthless socio-political conflict was over.
that continue to frame democracies today. As The days of ugly direct democracy were over.
per Cicero: civis romanus sum – “I am a Roman
citizen!”, a phrase later described by US Presi- To walk your city’s streets in relative safety is a
dent Jack Kennedy as antiquity’s “proudest privilege that a great many people exercise
boast” (before his Boston-accented attempt today, and a thing that for long I would have
at German). Living in the West today, we inher- associated with the supposed civility of Roman
ently, by human nature, take for granted the society in relation to contemporary civilisa-
basic freedom of democracy, a freedom that tions. Although the most politically interesting
many (a minority but irrespectively far too era of Ancient Rome is most likely the Republic,
many) still cannot enjoy. I thank Athens for this the image of the Romans that our popular cul-
freedom, of course, but perhaps unfairly I ture is more faithful to is that of the Empire.
thank Rome for it with even greater gratitude
and a sense of naïve pride for the humbling By 30 BC, the dictator Octavian held absolute
achievements of our species. power in Rome, a feat finally accomplished
with the death of Mark Antony; three years
On the subject of citizenry, though, it is imper- later he was recognised as Augustus, and was
ative to take into account the benefits of civil- the first ruler of the Principate, or Empire. Re-
ian life in the Empire. Democratic politics are forms implemented during his forty-year reign
based upon competition, and in Ancient popularly mark the birth of this ancient civilisa-
Rome that competition could quickly become tion’s golden age. Dramatic policies included

83
WOODARD JOURNAL ISSUE 2, APRIL 2018

the building of roads, theatres, baths and cut it for me. Neither, funnily enough, does be-
mausoleums, basic public necessities such as ing stabbed to an unfortunate end by a
fire departments, reliable food imports and the crazed human charge of sabotaged public
easy movement of water through an ad- opinion. No, that fine little villa on the Adriatic
vanced aqueduct system. coast seems a whole lot cosier upon genuine
analysis.
All of these would have contributed enor-
mously to at least some degree of improve- Phillip Hellman
ment in living standards, if not to a great de-
gree considering how significant the socio- Hurstpierpoint College
technological leap must have been in con-
References
temporary history. The Romans themselves
Robert Harris’ trilogy on Cicero - Imperium, Lustrum, Dicta-
would most certainly not have taken any step tor
forward, no matter how small, for granted. Po- Pax Romana at https://en.wikipe-
tentially of more relevant meaning in a domes- dia.org/wiki/Pax_Romana
Rights of women at http://www.pbs.org/empires/ro-
tic setting were Augustus’ civil reforms. A law
mans/empire/women.html
concerning marriage (de maritandis) pro- Emperor Augustus at https://en.wikipedia.org/wiki/Augus-
moted incentives for higher birth rates across tus
the population, incentives as drastic as the re- Wikipedia used largely as a primary source for checking
basic facts
lease of a daughter from her father’s legal
control upon the legitimate birth of at least
three children. For someone who has always
imagined Ancient Rome as being characteris-
tically harsh on the gender-based rights of
women, such a fact is certainly profound in its
support for Augustus on, I dare say, humanitar-
ian grounds.

An incentive which likely also proved effective


was the comparative severity with which child-
less individuals were taxed – and the story of
the ever-reluctant taxpayer is one that out-
dates classical antiquity. In a sombre but
nonetheless somewhat cheerful note, the exe-
cution of a woman convicted of adultery
(Lex…. de adulteriis) was restricted to cases
where the crime, within its duration, was dis-
covered to be occurring in the husband’s bed.
Men still could not be convicted of adultery –
but, hey, Western civilisation wasn’t built in a
day.

So, would I have preferred to live in the Roman


Empire, or under the Republic? Aware that ac-
cusations of moral lethargy may follow, I
choose the former for reasons I hope I have
made clear enough. As beautiful the concept
of democracy may be, the Republic simply
does not compare with our modern structure –
dispensing with my earlier emotional ranting,
their system is barely a foetus of the near-per-
fection performed today (note ‘near-’). The
thought of returning from the Field of Mars with
your pockets bulging with gold because
someone just purchased your vote just doesn’t

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WOODARD JOURNAL ISSUE 2, APRIL 2018

Has Henry VIII’s The Break with Rome

contribution to the
One of the most overgrown of Marshall’s
weeds is the misconception that Henry’s break
with Rome was, in itself, the Reformation. It is
Reformation of the this erroneous belief which has led to the
greatest exaggeration of Henry’s own role.

English Church M.D. Palmer describes a Henrician as ‘a bishop


who was Catholic, yet who supported the

been exaggerated? schismatic acts of Henry VIII.’ It is of paramount


importance to realise that Henry’s schism from
Rome does not equate to ‘the English Refor-
mation’, and intrinsically wrong to deem Henry
to be a radical Protestant reformer just be-
cause he cut ties with the Papacy. Of course,
‘the Great Schism’ played a vital role in the for-
ward momentum of the English Reformation,
acting as a gateway to allow easier imple-
mentation of reformist thought. However, it
neither established Protestantism nor enforced
it. A.G Dickens writes, ‘We must avoid the
temptation to equate the Henrician Schism
with the Protestant Reformation’, epitomising
this point.

For Henry, the motivation for Schism stemmed


from two central tenets - securing a divorce
The tyrant and womaniser, the man who broke from Katherine of Aragon and, arguably more
with Rome and created a Protestant Church importantly, furthering his own supremacy. This
of England – Henry VIII was the iconic and obsession with, and utter conviction of his di-
ebullient King who has captured imaginations vine right, is made clear by the speech Henry
in popular and academic thought alike. His delivered to his Parliament in 1515, espousing
name is almost synonymous with that of Eng- that ‘by the ordinance and sufferance of God,
land and its monarchy; his presence can still we are king of England, and kings of England
be felt in modern Britain, and internationally. in time past have never had any superior but
God only.’ Henry firmly believed that Royal Su-
Peter Marshall aptly describes the study of the premacy was his right; he was the King of Eng-
Reformation as ‘the challenge of maintaining land, ordained by God himself. Even Tyndale
order and coherence in a large and untidy wrote that ‘the King is, in this world, without
garden, alive with luxuriant foliage, periodic law; and may at his lust do right or wrong and
colourful blooms, and a smattering of undesir- shall give accounts but to God only.’
able weeds.’ These weeds, poking out from
the vast range of interpretations, make the There was unwillingness, or at least inability,
task for historians much more difficult. from Papal authorities to solve Henry’s Great
Matter – the Pope was under pressure from
The extent to which Henry VIII’s role is exagger- Catholic Charles V after his sack of Rome in
ated depends on how one chooses to view his 1527. Consequently, Henry was forced to look
contributions. To use the available evidence to outside the bubble of traditional orthodoxy to
paint the picture of a Henry who sets up an es- satisfy his own desires - desires he thought had
tablished and largely popular Protestant reli- the inherent right to be satisfied. As Palmer
gion would be challenging at best. However, concurred, ‘he was a firm Catholic…he was
it may perhaps be said that Henry made cal- keen to have papal approval for his remar-
culated moves towards a reformed Catholi- riage, but the more unlikely this became, the
cism, laying the essential groundwork for the more he was forced to question the Pope’s ju-
religious upheaval that was to follow. risdiction in England.’

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Henry’s emphasis on supremacy culminated in permitted and even funded the printing and
the 1534 Act of Supremacy, making him offi- distribution of the English Bible. But it is clear
cial head of the Church of England and in the that actions to translate the Bible into the ver-
statute that followed in 1536 eliminating de nacular began long before Henry’s acknowl-
jure papal authority in England. It is important edgment of them, which even then was
to note, with Palmer, that ‘these [acts] are not, prompted by coercion from Cranmer and
however, true definitions of royal prerogative Cromwell.
in sixteenth-century England; they are merely
the logical conclusions of arguments that Finally, the introduction of the Bible in English
trace royal authority direct from God.’ In a was, from Henry’s perspective, for reasons pre-
time of political as well as religious change, dominantly personal (once again used to reit-
Henry was re-defining his own role. erate supremacy) rather than for the ‘greater
good’ of reform. Holbein’s cover page for the
The Schism equates itself with almost entirely Great Bible, which under the 1538 injunctions
different motives from those of the wider Refor- was required to be available in every parish,
mation, and the separation from Rome didn’t was a depiction of Henry’s own supremacy.
induce immediate reform. This is not to say that Sat directly under God, Henry can be seen
it was not a contributing factor to the English towering over subjects, with the words ‘vivat
Reformation, but that it is this misconception of rex’ emanating from their mouths. People had
the Break with Rome being synonymous with been offered the ability to appeal to ‘higher
the Reformation that leads to much exagger- powers’ than that of the Papacy, namely their
ation of Henry’s contributions. King. Therefore, whilst the impact of the English
bible cannot be exaggerated, Henry’s mo-
The Value of the Vernacular tives can.

The impact of the translation and publication The Stripping of Altars


of the bible into English cannot be underesti-
mated, this being one of the most seminal ac- The removal of imagery is a pivotal indicator
tions of Henry’s reign. Language is often re- for the changing state of religion. Although
garded as the material and product of human the most significant stripping away of imagery
activity, and has consistently played an im- was carried out during Edward VI’s reign,
portant role in the development and ‘progres- Henry and Cromwell did begin to have an im-
sion’ of society, as Peter Ives puts it. The official pact. 1536 saw the Act of the Ten Articles, an
introduction of vernacular religious text made act ostensibly devised by the Crown. Although
it possible for those who weren’t proficient in not a shattering abolition of Catholic practice,
Latin to take ownership of their beliefs, to en- the articles were the first official doctrinal mo-
gage not only with what they saw and were tion of the Church of England, and signified a
told, but with scripture they could read. As projection towards reform. They concluded
Christopher Morris wrote, ‘Henry had given the that sermons should be preached against
English bible to the people. The long term con- Rome, children were to learn The Creed, Pat-
sequences for the English religion and for Eng- ernoster and The Ten Commandments in Eng-
lish literature are beyond calculation.’ lish and that images were useful only as re-
membrancers.
Yet Morris’ statement, which implies funda-
mental and near incomparable contribution In a time where the culture of image worship
from Henry, is questionable, as to the extent and the saints was at the forefront of religious
that Henry gave the English Bible to the peo- life, this signified a change in attitude. Injunc-
ple. Translating the Bible had started long be- tions in 1538 furthered this idea and were the
fore in the 1380’s by John Wycliff with the first precursor to the grassroots iconoclasm that fol-
hand-written English manuscripts. John Colet lowed in Edward VI’s reign by forbidding the
followed in 1496, then Erasmus, with William burning of candles before images. Henry had
Tyndale’s translations first being printed in begun the fundamentally Protestant process
1525-26. These were burned, as was Tyndale of removing the apostrophic significance of
himself in 1536. His final words, ‘Oh Lord, open symbolism and imagery within the Church and
the King of England’s eyes’ were indeed pro- replacing it with didactic and pedagogical
phetic, as it wasn’t long afterwards that Henry meaning. Iconoclasm was unquestionably
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WOODARD JOURNAL ISSUE 2, APRIL 2018

more vitriolic during the reign of Edward VI, but In 1536 Henry clashed with the paradoxical Pil-
the Injunctions triggered and catalysed a grimage of Grace movement; the 40,000
change in perceptions. strong rebellion against destruction. The rebel-
lion encompassed the vast geographical
The Dissolution of the Monasteries, the greatest scope of Yorkshire, Lincolnshire, Lancashire
display of iconoclasm during Henry’s reign, and Westmorland and, despite common mis-
held twofold significance. Not only did it trust of the gentry by the common people, in-
change the religious and physical landscape cluded some of the North’s leading elite, such
permanently, but also it led to the creation of as Henry Percy. The rebellion was a bold state-
‘new men’ (men to whom ex-monastic land ment of dissatisfaction. The pilgrims volun-
was sold). As Richard Rex writes, it therefore teered, rather than being dominated by feu-
‘gave the purchasers a considerable vested dal loyalty, taking the oath: ‘Ye shall not enter
interest in the Reformation and this was one as- into this our Pilgrimage of Grace for the com-
pect of religious change that even Mary Tudor mon wealth but only for the love ye bear to
dared not alter’. This concept, reiterated by God's faith and church militant and the
Dickens and Morris, is evidence of Henry mak- maintenance thereof…’. Though rebels were
ing not only dramatic but also enduring demanding economic1 and political2 reforms,
changes to English religious life, despite the their motives appeared overwhelmingly reli-
Dissolution’s overwhelmingly financial motives. gious. Marching under a banner of the five
wounds of Christ, the rebels even attempted
Removing Opposition to re-establish dissolved religious houses.

Clearly, those who argue definitively that


One contribution to the Reformation of the Henry offered nothing to the Reformation are
English Church was Henry VIII’s removal of key mistaken, despite the concept of Henry radi-
religiously conservative figures, including cally enforcing Protestantism on the Church
Bishop John Fisher in June 1535 and Thomas being a fallacy. The fact that so many were
More in July 1535. Fisher had considerable in- prepared to rally against his religious changes
ternational standing, being in contact with im- is evidence that Henry was attempting to re-
perial ambassador Eustace Chapuys and form Catholicism. It would be unfair to expect
Charles V himself. His refusal to swear the Oath Henry to have constructed a reformed Church
of Succession in April 1534 was publicly humili- akin to that of later monarchs, when this level
ating for Henry. This humiliation worsened of opposition existed. This evidence is signifi-
when, during Fisher’s captivity in the Tower, the cant; it shows that whilst Henry’s role has been
Pope declared him a Cardinal. This was a sign exaggerated, his role did exist.
of defiance to Henry’s ‘threatening’ new posi-
tion and foreshadowed his 1538 excommuni-
cation. The Impact of the Radical Reformers

More, appointed Lord Chancellor after Wol- Previously, the impact of Protestant thought
sey’s 1529 fall, maintained a silent yet powerful emanating from Germany and Switzerland
stance, similarly refusing to swear this Oath. had been limited by the links to Rome, but af-
Henry keenly needed to eliminate such oppo- ter England’s separation, reformers prompted
sition. As Eamon Duffy states, when ‘the great Henry onwards. Foreign ideas were influential,
champion of the cult of the Saints and the providing a starting point for new doctrine and
doctrine of Purgatory, Thomas More, went to concepts and supporting the nascent move-
the Tower at the end of April 1534; it was a de- ment.
cisive moment’, and indeed it was, as it
showed Henry’s unmitigated conviction that Yet many foreign reformers like Luther were
he was the Head of the Church of England, dedicated to a Protestant Church, whilst Henry
and that those who defied this needed to be lacked this single-mindedness, making this for-
eliminated. Once again, Henry desired power, eign influence a threat to Henry’s religious idi-
not Protestantism. osyncrasy. Ott Mack confirms that ‘Protestant

1 2
Fletcher and McCulloch cite the economic causes as: resent- James and Elton argue that national politics was a more im-
ment over taxation [1534 Subsidy Act], hardship due to two portant factor than the socio-economic ones
years of bad harvests and weather, enclosures, entry fines and
tithes.
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WOODARD JOURNAL ISSUE 2, APRIL 2018

ideas were permeating the air, and Henry’s in- did not benefit from studying the Bible in Eng-
terest in maintaining a Catholic Church, albeit lish. It stated that "no women nor artificers, jour-
an English Catholic Church, could be lost by neymen, serving men of the degree of yeo-
default if the case for it were not vigorously men or under husbandmen nor labourers"
raised to counter the arguments of the reform- could, in future, read the Bible "privately or
ers, whether domestic Dissenters, Calvinist or openly”. Henry had consistently bemoaned
Lutheran.’ Hence, due to foreign influence, the contrary nature of preaching he saw de-
Henry was forced to take his reformation and velop, worrying about how such preaching
ergo his contributions more seriously, as his was causing divisions amongst the people. The
Church needed to stand firm against the ideas Act for Advancement of True Religion swept
of the Western Europeans. away all doubts - for Henry, Catholic doctrine
and practices were there to stay. In Henry’s fi-
Also, much progress in the dissemination of nal speech to Parliament in 1545, he openly in-
Protestant ideas in England is due to foreign in- clined his beliefs neither to the ‘old Mumspi-
fluence. As Morris writes, ‘Had there been mus’ or the ‘new Sumpsimus’; at best he was
enough native Protestants of light and learning hanging in a fragile equilibrium between the
there would have been no need to call in the two dominant attitudes, if not leaning towards
German Bucer, the Italian Peter Martyr, or the the religious orthodoxy that had meant so
Pole John á Lasco.’ much to him in his youth. Suzannah Lipscomb
summarises Henry’s personal position, writing
To disregard the prodigiously important role of ‘Henry didn’t end his life - just as he hadn’t
these external Protestant thinkers is, in itself, a lived it - as a Protestant, but rather in his own
sure way to exaggerate Henry’s own role, at- special, idiosyncratic religious position: reform
tributing their successes to him, when in reality, coupled with fairly orthodox catholic theol-
the wider European Reformation was acceler- ogy.’ In some respects, it is hardly surprising.
ating way past Henry’s own pace. According This was the man who detested letter-writing,
to Lawrence Stone ‘once he had started on yet diligently penned his defence of the Seven
the Reformation, Henry found himself riding on Sacraments and annotated his bible, who left
the back of a tiger; he could neither control its the equivalent of £1323 per annum to aid his
movements nor jump off as it plunged ahead.’ souls passage through purgatory. He was
Henry tried to control the ‘tiger’ of the Euro- never intending to break free from his old
pean Reformation within England, to no avail. Catholic devotions. To believe he established
a secure Protestant Church seems a vast ex-
His Dying Breath – Henry’s Idiosyncracy aggeration.

There are several indicators of Henry’s reluc- The Boy King


tance to bid farewell to Catholicism; indicators
proving that the popular conception of Henry In contrast, Edward VI allowed religious reform
as ‘Protestant Reformer’ is vastly exaggerated. to be radically more Protestant than during the
A relative constant throughout Henry’s reign Henrician period; if conditions under Henry
was his negative outlook towards Lutheranism were ripening for Protestantism, under Edward
as expressed in his early work ‘Assertio Septum they came to fruition.
Sacramentorum’, reemerging especially in his
later years when he visibly tended back to- Northumberland’s period of dominance saw
wards Catholicism. The Act of the Six Articles astronomical changes, such as the New Re-
set forth Henry’s position in very religiously con- formed Ordinal of January 1550 that replaced
servative terms, reconfirming the irrefutably the Sarum Ordinal, ensuring the protestant
traditional transubstantiation, re-emphasising tendencies of clergymen from their very ordi-
the ban on clerical marriage and stating the nation. The Treason Act and the Second Book
need for continuation of private masses. In of Common Prayer followed in January 1552,
fact, Palmer hailed this, alongside the fall of as the first instance of collaboration between
Cromwell in 1540, as marking the ‘collapse of Cranmer and Bucer. This book made extensive
the party of change.’ changes to the existing Prayer Book, establish-
ing a Eucharist aligned to Calvin’s belief of
The Act for the Advancement of True Religion ‘spiritual presence’ and promoting consub-
followed this, declaring ‘that the "lower sort" stantiation rather than transubstantiation. In

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WOODARD JOURNAL ISSUE 2, APRIL 2018

1546 Henry VIII had Anne Askew burnt for Conclusion


denying transubstantiation, and so this new af-
firmation in the Prayer Book marked definitive ‘The Protestant Reformation was one of the
differences between the father and son rulers. most far-reaching events of the last millen-
The Black Rubric, added days before the final nium. It ended the millennium-old hegemony
printing of the Second Book of Common of the Catholic Church in Western Europe.’ Ap-
Prayer, asserted that kneeling at communion plying this definition to Henrician England,
was to maintain peaceful order, and didn't im- Henry does not appear to have contributed
ply any adoration of the host. Edward was al- definitively to the English Reformation. Though
tering doctrine. some aspects of religious life changed under
Henry, there is little to suggest that he swayed
Therefore, it is easy to agree with Loades when far from the orthodoxy of the time, using his
he writes ‘with the advent of the second spurts of change to achieve aims rather than
Prayer Book the worship of the English Church to adopt the somewhat radical concepts that
could be described as fully reformed.’ This was had begun to emerge. Proving more than
the kind of full reformation that many wrongly happy to flirt with ideas of evangelicalism if
attribute to Henry. they aided his bid of caeseropapism, Henry ra-
rely attempted to abolish Catholic doctrine.
In Edward’s reign there was a furthering of de- A.G Dickens’ ‘The English Reformation’ pre-
mystification and iconoclasm. History demon- sented a damning view of the pre-reformation
strates how people can be influenced by vis- Church, yet this concept has been usurped by
ual culture used to express purposes or denote the revisionist works of those such as Haigh,
intentions. This can also be said of evocative or Scarisbrick and Duffy. Many didn’t see a
religious imagery. Symbolism played a funda- Church that was in need of reform, and so it
mental role in the early-modern Catholic would be unfair to impose retrospectively
church. Arguably, it was imagery through upon Henry the task of completely abjuring
which many people found a connection to the traditional Catholic Church in one fell
their God, rather than through scripture. ‘In- swoop. To adopt this stance would be to belit-
junction twenty-eight, which was based in part tle unfairly the contributions that Henry did
on Henry VIII’s 1541 order from Hull against im- make.
ages and shrines, ordered the removal of rel-
ics, images, pictures and paintings…It went Perhaps a fairer assessment is that Henry by no
beyond both the spirit and the letter of the means initiated the period of settled Protes-
Henrician provision’ [Duffy]. Here, Edward’s tantism that was to follow, yet in his reformed
contributions were far greater than Henry’s. Catholicism he planted seeds of change from
which the Reformation sprung. Henry did intro-
Edward experienced initial problems in propel- duce some changes during his reign, such as
ling forward Protestantism; but this could be at- the Dissolution under Cromwell, but the ‘ad-
tributed to the tenuous state in which Henry VIII vances’ were seen as heretical and illegiti-
had left religious matters. Henry had selected mate by many. As Duffy writes, ‘the intensity
Edward a Protestant tutor (John Cheeke) and and scope of the Henrician assault on popular
left a Regency Council that had been subject religion would vary greatly from region to re-
to the last-minute domination of the reformist gion, diocese to diocese.’ Though pockets of
faction, but it was clear that Henry himself Protestantism were proselytised by preachers
hadn’t been a convicted Protestant. Lacking in places such as London, lack of widespread
clear direction from the top, full reform was clerical support limited effectiveness. People
highly unlikely. were’t ready to be receptive. Duffy then reit-
erates that Henry’s death ‘freed the reforming
In writing that ’The Henrician Reformation had party from the restraint of a King who, for all his
been a curious hybrid, driven by and riven with cynicism and hatred of the papacy, remained
contradictory impulses. The Edwardian re- attached to much of the traditional frame-
gimes of Somerset and Northumberland re- work of Catholicism.’ Henry hadn't managed
solved those contradictions’, Rex highlights the to convince his country of Protestantism; or in
clear religious direction that Edward provided fact himself.
in contrast to the more arbitrary and function-
alist moves of Henry.

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WOODARD JOURNAL ISSUE 2, APRIL 2018

The extent to which Henry contributed to the 16. Loades, David., 1992, The Mid-Tudor Crisis, 1545-1565
(British History in Perspective), Palgrave Macmillan; First Edi-
English Reformation depends upon the pa- tion edition
rameters within which we view ‘contribution’ 17. Duffy, Eamon., 2005, The Stripping of the Altars: Tradi-
tional Religion in England,1400-1580, Yale University Press;
and ‘reform’. In terms of paving the way for 2nd edition
Protestantism whilst promoting a revised Ca- 18. O. Becker, Sascha., Pfaff, Steven., Rubin, Jared., 2015,
tholicism, Henry’s contributions have unparal- Causes and Consequences of the Protestant Reformation,
Available at: <https://www2.warwick.ac.uk/fac/soc/eco-
leled significance. In terms of effacing tradi- nomics/research/work-
tional doctrine and ensuring a solely Protestant ingpapers/2016/twerp_1105_becker.pdf>
one he did little, especially in comparison to his 19. Dickens, A.G., 1989, The English Reformation, Pennsyl-
vania State University Press; 2nd edition
successor Edward. It is therefore reasonable to
conclude that Henry’s contributions have
been exaggerated due to popular interpreta-
tions becoming clouded when looking for the
flowers of evidence amongst the weeds of
misconception.

Amelia Hutchinson
Bishop Stopford School
References:
1.Marshall, Peter., 2009, (Re)Defining the English Refor-
mation, The North American Conference on British Studies,
Available at: <http://wrap.war-
wick.ac.uk/97/1/WRAP_Marshall_redefining.pdf>, [ac-
cessed: 10 June 2016]
2. Palmer, M.D., 1984, Henry VIII (Seminar Studies in History),
Longman
3. 'Henry VIII: December 1515, 21-25', in Letters and Papers,
Foreign and Domestic, Henry VIII, Volume 2, 1515-1518, ed.
J S Brewer (London, 1864), pp. 350-361. British History
Online, Available at: <http://www.british-history.ac.uk/let-
ters-papers-hen8/vol2/pp350-361> [accessed 19 October
2016].
4. Tyndale, William., 2000, The Obedience of a Christian
Man, Penguin Classics
5. Ives, Peter., 2004, Gramsci's Politics of Language: En-
gaging the Bakhtin Circle and the Frankfurt School (Cul-
tural Spaces), University of Toronto Press
6. Morris, Christopher., 1955, The Tudors, London: B.T. Bats-
ford
7. English Bible History, 2016, Available at:
<http://www.greatsite.com/timeline-english-bible-his-
tory/> [Accessed 2 November 2016]
8. BBC History, 2016, William Tyndale, Available at:
<http://www.bbc.co.uk/history/people/william_tyn-
dale/>, [Accessed 2 September 2016]
9. Interpreting the Pilgrimage of Grace, Religion:Examples,
University of Warwick, Faculty of Arts, <www2.war-
wick.ac.uk/fac/.../interpreting_the_pilgrim-
age_of_grace.pptx> [Accessed 10th June 2016]
10. Rex, Richard., 2006, Henry VIII and the English Refor-
mation (British History in Perspective), Palgrave Macmillan;
Second Edition
11. Ott, Mack., 2012, The Political Economy of Nation
Building: The World’s Unfinished Business, Transaction Pub-
lishers
12. Stone, Lawrence., 1975, The causes of the English Rev-
olution 1529-1642, Routledge & Kegan, London
13. Spartacus Educational, 2015, Act for the Advance-
ment of the True Religion, Available at: <http://spartacus-
educational.com/True_Religion.htm> [Accessed 6 Sep-
tember 2016]
14. The Anne Boleyn Files, 2013, 24 December 1545 - Henry
VIII’s Last Speech to Parliament, Available at:
<http://www.theanneboleynfiles.com/24-december-
1545/> [Accessed 7 May 2016]
15. Lipscomb, Suzannah., 2015, The King is Dead: The Last
Will and Testament of Henry VIII, Head of Zeus

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“History is the story


the rising monopoly of the urban proletariat.
Presenting his writing as the history of the past
and a projection of the future, as well as justifi-
of progress.” To cation of his socialist principles, it becomes en-
tirely impossible to separate Marx’s works from

what extent is this his political prejudices. Much the same can be
said of Hitler’s Mein Kampf, in which he appro-
priated the principle of Lebensraum, the terri-
statement valid? tory which a nation believes to be necessary
for its own survival. He later adopted it to justify
It is commonly held that history is the story of the German territorial expansion into East-
obvious progress; the story of mankind’s eter- Central Europe. Hitler read history, actually of-
nal improvement. However, this is just popular ten myth, through his own distorted perspec-
opinion. The issue that needs to be dealt with tive, and carried out his fascist goals in the
is that the title of this essay contains within it a name of progress, namely the purification of
number of assumptions. The first of which is that the human race with the aim of achieving Ar-
history can tell a “story” that is accurate, valid yan uniformity.
and real. The second is that “progress” is some- Marx and Hitler are, of course, extreme exam-
thing that can be easily identified and univer- ples of the inherent problems within the rela-
sally defined as a concept. tionship between an author and their written
Writing history is not like raising ‘a mirror up to history. However, there is the distinct possibility
nature’ as Shakespeare once said (Hamlet). It for this to be much less obvious. Nehru stated
is a construction by an author, or even a gen- that ‘history is almost always written by the vic-
erative process as defined by the Prussian phi- tors and conquerors and gives their view’,
losopher Wilhelm von Humboldt. It can only which is a reflection of Foucault’s concerns re-
provide a filtered version of the true reality in garding the relationship between knowledge
which presented elements have been se- and power. From Foucault we might conclude
lected for specific reasons. The author is there- that, in any period following historical change,
fore central, and their perspectives and under- those who emerge dominant have the re-
standings are inseparable from the writing pro- sources to construct social history. Therefore,
cess. They represent a purpose, to explore and arguably what we discover as interpretations
discover untold truths. However, this is surely of history are constructed by those in positions
one that is not objective; it is not possible to of superiority, seeking to justify their own exist-
complete without becoming entangled in ence. Henry VII, notably, from 1485 onwards
one’s own values and assumptions which taint systematically sought to ruthlessly misrepresent
these historical discoveries and truths. The So- the last of the Yorkist house as a corrupt, mur-
viet Russian linguist Voloshinov expresses such derous antithesis of princely virtues. His aim,
concept in his argument that language is a according to 20th Century historians, was to
material reality and the medium of ideology, eradicate the Plantagenets who were poten-
which essentially is an exploration of the theory tial threats to the establishment of the Tudor
of ideological bias. Defined as implicit values dynasty. Henry was remarkably successful,
and assumptions embedded within texts, dis- and only now are modern historians decon-
course, or social practices, when applied to structing and reconstructing the popular per-
the writing of history it means that establishing ception of both Henry Tudor and more im-
whether it can, as a story, relay a narrative of portantly Richard Plantagenet. Presented as a
true progress is a matter for debate. “poisonous bunch-back’d toad” in Shake-
speare’s Richard III, those of the Ricardian
Historical authors recognised for their extreme school today would argue otherwise. Clearly
dogmatic ideologies include Karl Marx and represented is Foucault’s argument that both
Adolf Hitler, who, through their works Das dominance and knowledge can have instru-
Kapital (1867) and Mein Kampf (1925), pre- mental outcomes when utilized as a form of so-
sented their own theories as objective com- cial control through societal institutions. The
mentaries of historical fact. Marx envisaged a writing of history is an undeniable exertion of
classless society in which the liberal bourgeoi- power. Ironically, considering Nehru’s view-
sie, along with private ownership, would be point, this gives rise to the question: can Indian
suppressed following attritional class war and
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WOODARD JOURNAL ISSUE 2, APRIL 2018

historians objectively present their own inde- group is writing it. However, it is imperative to
pendence as progress? note that, over time, one interest group’s idea
of what exactly constitutes progress is liable to
What is progress, however? Epistemologically change. Today Hutton, in his novel ‘The
speaking this is difficult to define, as this theory Apache Wars: The Hunt for Geronimo, the
examines the rationality of belief and ques- Apache Kid, and the Captive Boy Who Started
tions whether progress is something to be be- the Longest War in American History’, com-
lieved in at all. Progress is after all a subjective pletely overturns the once prevalent view held
judgement and, as Gettier argues, one’s belief by the Anglo-American soldiers of the 18th
may not always be justified as knowledge. Be- Century. Rather, he glorifies the ‘fierce’ Geron-
ing certain about what progress is can be imo as a ‘great leader’, who was instrumental
problematic. Sociologically, it is expressed as in the Apache’s stand against the ‘American
an upward ascending movement featuring war machine bent on their destruction’. Ulti-
greater levels of energy, efficiency, quality, mately, one version of history, one story, can-
productivity, complexity, comprehension, cre- not encapsulate progress for all. The historical
ativity, mastery, enjoyment and accomplish- progress of one group will almost certainly
ment (Social Development theory). come at a cost for that of another.
If this is progress, let it be applied to the The history of the Egyptian Empire is most defi-
Apache Wars. For the Anglo-Americans, the nitely, in part, a story of progress. Egypt was ul-
westward expansion of their allegedly civilized timately a great power which saw phenome-
culture was the epitome of progress. Manifest nal achievements, expressed by author John
destiny, explained by American journalist John Henrik Clarke as the ‘birth of what would later
L. O’Sullivan in 1854 as the right to ‘possess the be known as Western Civilization’. Most signifi-
whole of the continent which Providence has cant were the masterpieces that were the pyr-
given us’, drove soldiers to purge the plains of amids, the impressive military and sophisti-
the sub-human ‘renegades’. Charles H. Wood cated governing system. Dating from pre
of the Troop D. 6th Cavalry most definitely un- 3100BC, the Egyptians were an incredibly ad-
derstood the necessity of improving the terri- vanced, intelligent civilization, and produced
tory ‘disagreeable on account of so many In- brilliant scholars such as the polymath Imho-
dians’. In the pursuit of the idolized frontier, tep. This upward trajectory of progress, how-
from their perspective, the establishment of ever, was not sustained. The most advanced
law and order, infrastructure and settlements civilization in the Mediterranean was ravaged
was certainly progress in the name of produc- by a series of attacks such as the Assyrian inva-
tivity, efficiency and mastery. sion in 670BC, and ultimately brought to its
knees by natural calamities, namely plague
The Native Americans, however, would have and famine.
most definitely not shared this supposedly en-
lightened viewpoint. Geronimo, in his 1905 au- In a sense the Egyptians had not made pro-
tobiography, relayed the tribe’s fear and un- gress enough to sustain themselves, as de-
certainty that ‘whether that future life was scribed by R. Said: “the Nile can be consid-
worse than this life or better, we did not know, ered as the force which destroyed the civiliza-
and no one was able to tell us’, and ultimate tion that it had nurtured”. This example is an
resentment towards the Anglo-American idea excellent demonstration of how human en-
of progress, ‘We hoped that in the future life, deavor and ‘progress’ is not always in straight
family and tribal relations would be resumed’. lines, and that human civilization, anthropo-
For the Natives, at harmony with the environ- logically, is not a story of uninterrupted pro-
ment, there was no mastery or enjoyment to gress.
be found in the obliteration of their heritage,
language and customs. Essentially, the second The idea that human development takes
assumption made by the statement is illus- place on a stable, upward curve is erroneous.
trated by these contrasting perspectives. As explored by Gibbon, history is more a cycle
of progress, decline and fall. This cycle is illus-
When analyzing progress forensically, whether trated, for example, in the way that the Egyp-
it has been made or not depends entirely on tians were succeeded by two other highly ad-
the interest group one is asking and, with re- vanced civilizations, the Greeks and the Ro-
gards to constructing history, which interest mans. However, both of their Empires were to
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WOODARD JOURNAL ISSUE 2, APRIL 2018

eventually be dismantled by war and conflict,


with the progress and establishment of one,
the Romans, directly destroying those of the
other. History is therefore littered with collapse
and decay, and as a whole concept is much
too complex and inconsistent to be entirely
defined as the story of progress.

History is not, therefore, the story of simple and


clearly identifiable progress. It is a complex
mixture of achievement and collapse, crea-
tion often accompanied by terrifying destruc-
tion, constructed by an author with a specific
purpose, even if this is a function of the sub-
conscious. Whether they be the victors or not,
their perception of progress is neither shared
by nor representative of all. Yes, it is a series of
chronological events, though it is often what
happens in parallel as collateral that is more
interesting. These however, cannot all be cat-
egorized as progression, when what that truly
is as a concept is not even possible to univer-
sally define. History is subtle, complex and of-
ten cyclical, and most certainly not a single,
progressive timeline of social development.

Grace Taylor-West
Hurstpierpoint College
References
Voloshinov, V. (1973). Marxism and the Philosophy of Lan-
guage, 48-49, Harvard University Press,
Voloshinov, V. (1973). Marxism and the Philosophy of Lan-
guage, 11
Voloshinov, V. (1973). Marxism and the Philosophy of Lan-
guage, 9.
Oxford Reference
Allan Bullock & Stephen Trombley, ed. "Lebensraum." The New
Fontana Dictionary of Modern Thought (1999), p. 473.
Discovery of India, Nehru,J. (1946)
Is Justified True Belief Knowledge, Gettier,E. (1963)
Jacobs, Garry and Asokan N., "Towards a Comprehensive The-
ory of Social Development". In: Human Choice, World Acad-
emy of Art & Science, USA, 1999, p. 152
McCrisken, Trevor B., "Exceptionalism: Manifest Destiny" in En-
cyclopedia of American Foreign Policy (2002), Vol. 2, p. 68
Once They Moved Like The Wind: Cochise, Geronimo and the
Apache Wars, Roberts.D (1998)
Letter to a friend from Commander Charles Winters, Troop D.
6th Cavalry, Fort Stanton, New Mexico. 1887.
Geronimo (1971). Barrett, S. M., ed. Geronimo, His Own Story.
New York, New York: Ballantine Books
The River Nile: Geology, Hydrology and Utilization by R Said
Pergamon Press, (1993)

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WOODARD JOURNAL ISSUE 2, APRIL 2018

How can the politics of to hold many countries and societies back
from their goals.

a society determine Laura Bates, a British feminist writer who

the roles of females founded the ‘Everyday Sexism Project’ stated


in her book ‘Girl Up’ (2016) that ‘Young women

within that society? face sexism, stereotyping, media objectifica-


tion and huge double standards. If we could
just crack all that then we’d be tapping into
The role of females within society the most enormous surge of brain power the
world has to offer’. This again reinforces the ar-
gument that females are hugely underrepre-
Women - A Minority in Society? sented in many employment spheres, and that
there are evidently tangible barriers prevent-
Gender inequality has always been a global ing their progress in many fields.
issue, and continues to be one throughout our
societies: ‘the unequal treatment of individuals
based on their gender is a deeply rooted Why does gender inequality exist?
problem in most societies’ as described by Dr
Benjamin D. Hennig, a research associate of When looking at gender inequality from a so-
geography and the environment with Oxford ciological point of view, there are a variety of
University. It is something he describes as hav- different sociological perspectives as to why
ing ‘knock on effects’ that inhibit the develop- gender inequality exists, which are important
ment of a country. Since the 1980s it has be- factors to consider when looking at the very
come an important part of academic re- making of female roles within society.
search, with factors of gender inequality be-
coming ‘part of the Human Development In- Structural Functionalist Perspective
dex (HDI), the annual report by the United Na-
tions Development Programme (UNDP), and This is the theory that Pre-industrial society re-
eventually integrated as the Gender Inequal- quired a division of labour based on gender,
ity Index (GII) in the 2010 report. It is designed and that this has developed into the conven-
to measure the loss of achievement within a tional gender roles that we see within modern
country caused by gender inequality.’ society. In the pre-industrial society, women
took domestic roles, such as nursing and car-
The results of the report showed that ‘discrimi- ing for children, whereas men took responsibil-
nation and underrepresentation of women in ity for material needs. Industrialisation made
health, education, politics, work and other ‘traditional division of labour less functional’,
parts of life has repercussions for the develop- but the ‘belief system remains’. This ultimately
ment of their capabilities and their freedom of supports the idea that our modern gender ex-
choice.’ Additionally, it showed that gender pectations and conventions have stemmed
inequality is a problem regardless of a coun- from traditional beliefs about what the differ-
try’s development, with more developed ent roles of men and women are, and these
countries still exhibiting the signs of gender ine- have simply continued on with what we have
quality. grown accustomed to in modern society.

It has often been said that there is absolutely


no society in our world today that exhibits gen- Conflict Perspective
der equality. Women have throughout history
taken a backseat, being subordinated in This is the theory that ‘continued domination
many aspects of life as we know it, particularly by males requires a belief system that supports
in employment and career opportunities. The gender inequality’. In summary, the repression
idea of women being inferior to men is en- and subordination of women in many parts of
grained in our psyche, our societal condition- society allows males to continue to dominate
ing leads to the perpetuation of this idea and control, which is something that deliber-
through our everyday actions. Ultimately, gen- ately perpetuated through a lack of focus on
der inequality has become a norm within
modern society, and is an issue that continues
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WOODARD JOURNAL ISSUE 2, APRIL 2018

gender equality, thus meaning gender ine- Constitutional Monarchy: ‘A government in


quality is actually supported by males in soci- which leadership rests in the hands of repre-
ety. sentative government based upon a written
constitution, with a monarch (king or queen)
There are two core beliefs that are central to as a respected figurehead.’
the ideas of the conflict perspective: firstly, the
idea that women are inferior outside of the Federal Monarchy: ‘A federation with a single
home, and the second that women are more monarch as over-all head of all the states un-
valuable in the home for domestic practices. der federation or a non-monarchical system of
government with a federation of states.’
Symbolic Interactionist Perspective
Elective Monarchy: ‘A type of Monarchy or
This is the theory that gender roles are learned king’s rule wherein the leader is elected.’
through socialisation processes, and that the
separate genders learn what is considered the Emirate: A political system ruled by an Arab
‘norm’ for them through this. monarch in which the reign is of an emir.’

Women are believed to be socialised into ex-


pressive roles, which traditionally are nurturing
and emotionally supportive roles.
Men are socialised into instrumental roles,
where they are focused on task-oriented roles
that require physical activity and a lack of
emotion.

The social construction of gender


roles: cultural sexism Fig 1- flow chart of Chinese government

The United Arab Emirates’ governmental sys-


Cultural Sexism tem can be referred to as a Federal Presiden-
tial Elected Monarchy, where the president is
‘The ways in which the culture of society elected from among the absolute monarchs
(norms, values, beliefs, symbols) perpetuates who rule each of the seven emirates.
subordination based on sex classification.’
Another frequently argued point of view as to
why males are treated as superior to females is Democracy
due to the biological differences between the
two genders. Men are often believed to be Democracy: ‘A political system in which the
stronger, more athletic, more confident and government is under the control of the citizens
more capable to carry out physical and men- themselves, or elected representatives chosen
tal tasks than females are, and this is a stereo- from eligible citizens.’
type that has deeply infiltrated into the way so-
cieties are structured, a prime example being Parliamentary Democracy: ‘The English system
women’s political involvement. of government since the Glorious Revolution of
1688, when the divine right of kings came to
an end and Parliament was considered the su-
Types of political systems - definitions preme lawmaking body. Members of Parlia-
ment represented the people and made the
laws.’
Monarchy
Representative Democracy: ‘A form of gov-
Monarchy: ‘A political system in which the ernment in which power and responsibility are
government is under the control of one pow- held by elected officials, placed there by the
erful leader.’ vote of the citizens, i.e. essentially all individu-
als over a particular age, without restrictions

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regarding gender, colour, religion, or property Politiburo: a group of 24 people, almost all
ownership.’ men, who discuss all significant governmental
decisions. They are elected by the party’s cen-
The United Kingdom’s governmental system tral committee.
can be referred to as a Parliamentary Democ-
racy. National People’s Congress: made up of
nearly 3000 delegates elected by China’s
Communism provinces, autonomous regions, municipalities
and the armed forces. Delegates hold office
for five years, and the full congress is con-
Communism: ‘A system of government in vened for one session each year. In theory,
which a single, totalitarian, party holds power. ‘the congress has the power to change the
It is characterised by state control of the econ- constitution and make laws’. However, it is not,
omy, and restriction on personal freedoms. It and is not meant to be, an independent body.
was first proposed by Karl Marx and Friedrich About 70% of its delegates, and almost all its
Engels in The Communist Manifesto.’ senior figures, are also party members.
China’s governmental system can be referred Courts and prosecutors: the NPC is responsible
to as a Communist political system. for drafting laws about areas such as taxation
or human rights. But in other areas, the State
China - Do women hold up half the Council and local governments legislate too.
Both main legal bodies answer to the NPC. The
sky? A Communist Society Supreme People’s Procuratorate is the highest
legal supervisory body, ‘charged with safe-
I will be looking at China as an example of a guarding the constitution, laws and people’s
communist society. I will explore the structure rights’.
of the Chinese political system, as this will help
me to understand the relevance of the politics Discipline Commission: a body that deals with
of the society, and the impact this has had on suspected corruption, bad management or
the roles of females in Chinese society. China breaking with the party line of Communist
is an interesting example when looking at how party members.
different political systems can influence the
roles of females within a society. China has Military Affairs Commission: a body that pro-
been a communist country for over 60 years vides the CCP with control over China’s mili-
when, in 1949 the People’s Republic of China tary.
was founded by Chairman Mao Zedong, who
immediately began assembling the com- Armed Forces: China’s People’s Liberation
munist model of government explored below. Army (PLA).

Structure of Chinese government Party Elders: ex-politicians who have stepped


down from power, but still retain great influ-
The communist party: made largely of govern- ence over decisions and appointments long
ment officials, army officers, farmers, model after.
workers and employees of state-owned com-
panies. It has over 80 million members, and is State Council: the cabinet which oversees
the biggest political party in the world. The China’s entire government’s activity. Drafts
party has a pyramid structure, with millions of and manages the national economic plan
local-level party organisations across the and state budget, and is also responsible for
country, reaching all the way up to the ‘high- law and order.
est decision- making bodies in Beijing’. The top
of the pyramid is the National Party Congress, Provinces and Townships: China is governed
which is convened once every five years and as 22 provinces, five autonomous regions, four
brings together more than 2000 delegates municipalities, and two special administrative
from party organisations across the country. It regions.
has been in power for over 60 years.

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Pre-Communism vs. Looking at the data


Post-Communism?
Data regarding the current and previous state
Before the rise of the CCP into power in 1949, of gender inequality in China is extremely lim-
it is important to note that the traditional role ited, due to the private nature of the country.
of females in China is something to take into However, in 2015-2016, Beijing’s Xicheng
consideration when considering their role Women’s Federation, along with the Law Re-
within society; both before and after the de- search Center for Women and Children of the
velopment of China as a communist country. native Lawyers Association, jointly conducted
a survey ‘so as to better understand gender
The traditional role of women in Chinese patri- equality in the workplace’. Organisers col-
archal society often is broken down into the lected nearly 1000 questionnaires from female
‘three obediences’. Women are expected to employees who work in state-owned enter-
be obedient to their fathers, their husbands prises, institutions and government agencies,
and their sons. The four virtues women are ex- as well as private enterprises.
pected to possess are propriety in behaviour,
speech, demeanour and employment- edu- Treatment of women
cation for women was intended to instil these
values. Another ‘obvious symbol’ of the con- during Childbearing
finement and subordination of women in Chi- duties
nese society was the custom of binding the
feet of young girls ‘in order to achieve their “fe- 3% 6%
male beauty” according to men’s standard’. Treatment 1
10%
Girls could also be sold as servants, concubine
or prostitutes, and child marriage was often 18%
Treatment 2
common; helping to ensure that husbands
dominated their wives. 33% 30%
Treatment 3
The Chinese Communist Party came to power
in 1949, and this marked some significant gov-
ernmental changes.

One of the CCP’s first major social reforms was The results of the survey revealed the startling
the Marriage Law of 1950. This law offered new gender inequality that still exists in a variety of
rights for all citizens, particularly women. These Chinese workplaces.
rights included the right to choose their partner
and career path, and women were liberated When women were asked to select a reason
by the banning of old regime practices such that they believed gender inequality in the
as polygamy, child marriage, foot binding and workplace existed, the different reasons
concubinage. Divorce was also legalised. The women were asked to choose from were:
CCP’s motivation for these radical political
and governmental reforms is arguably the Reason 1- Giving birth and heavy housework
most pivotal factor in the resulting develop- make women not as energetic as men (60.43%
ment of females within society. Jude Howell, in of women claimed this was the main reason)
the essay ‘Women’s political participation in
China- struggling to hold up half the sky’ (2001) Reason 2- Inequality is affected by the tradi-
describes that after the CCP gained power in tional concept of ‘men are stronger than
1949, “it was crucial to mobilise women for its women’ (25.96% of women said this was the
goals”. main reason)
Exploring that statement is perhaps unveiling
the most influential factor in the progress of Reason 3- Women’s competence at work is in-
women in a society such as China. It is argua- ferior to males (11.99% of women said this was
bly a question of whether a government has the main reason)
the political will to make the development of
women an issue they are going to tackle.

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Analysis of the results in China feel they are at a disadvantage


within their workplace due to their anatomy.
These are interesting results that highlight the
relevance of the sociological theories previ- This data suggests that perhaps more focus
ously suggested about why gender inequality from the Chinese government needs to be
exists. The majority of women believe that the placed on making sure that women in the
traditional societal roles of women being do- workplace are not discriminated against for
mestic cause their careers to not be able to their gender.
progress in the same way as men. 25.96% of
women also believe that inequality is affected Conclusion: modern state of gen-
by the traditional concept of men being der equality in China
stronger than women, supporting the theory of
gender inequality stemming from traditional It can be argued that although the CCP has
beliefs about men being biologically superior placed importance on gender equality and
to women, and this is what holds women back. created legislation that enforces equality on
A startling 11.9% of women also believe that many fronts, the data shows that equality, par-
the reason for gender inequality is that ticularly in the workplace, has still not been
women’s competence at work is inferior to met. Many women who took part in the survey
males and that this is what prevents them from showed that they felt they were at a profes-
being able to fully progress in their careers. Ul- sional disadvantage due to their gender, and
timately, all of these supported reasons sug- that their career would suffer due to childbear-
gest that women believe that they are at a bi- ing duties/ their biological differences to their
ological disadvantage to males, and this is male counterparts.
what holds back their career.
The CCP did initially realise the importance of
Another part of the survey was looking at gender equality in helping the country to pro-
women who believed they suffered unfair gress and for them to be able to reach their
treatment when they were pregnant, on ma- goals, but the participation of females within
ternity leave or breastfeeding in the work- the Chinese government shows that female
place. empowerment has only gone so far. In 2001,
there was ‘not a single woman in the Politi-
Treatment 1: 18.49% of women suffered pay
buro’, and many of the females who did man-
cuts
age to make it into a political profession were
Treatment 2: 29.57% of women had to transfer
placed in jobs that were involved with domes-
to other posts
tic activities.
Treatment 3: 33.33% of women lost their op-
portunities of promotion or training
Ultimately, it is suggested through the research
Treatment 4: 9.82% of women were per-
I have carried out that there has been some
suaded by employers to resign directly from
progress made in gender equality, initiated by
their posts
the CCP. This caused the roles of females
Treatment 5: 3.08% of women experienced
within Chinese society to start to break away
other forms of unfair treatment
from traditional patriarchal society. However,
Treatment 6: 5.71% of women were unable to
this progress is limited, particularly when look-
answer
ing at female political participation. Therefore
perhaps if the CCP placed more emphasis on
Analysis of these results re-shaping the traditional views of what fe-
males are within society, there would be more
Overwhelmingly, these results show that the female empowerment, and thus more female
around 73% of women experienced their ca- political participation.
reer progression had significantly suffered as a
result of having children. A third of women lost
their opportunities of promotion or training due
to the process of having children, with around
20% of women suffering pay cuts due to hav-
ing children. These results suggest that women

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The United Kingdom – A Parliamentary The House of Commons: made up of MPs, with
Democratic Society 650 members who have all been elected by
local residents to represent an area (constitu-
ency) of the country in Parliament. It is where
Structure of UK government policies and laws are discussed.

The UK is a parliamentary democracy with a


constitutional Monarch as Head of State.
History of the role of women within
‘The principle behind British democracy is that the UK
the people elect Members of Parliament (MPs)
to the House of Commons in London at a gen- Throughout history, women in the UK have
eral election, held no more than five years been treated as inferior to men in many
apart. Most MPs belong to a political party, spheres. Just to name a few: career and em-
and the party with the largest number of MPs ployment opportunities, ability to partake in
in the House of Commons forms the govern- politics, and ultimately the ability to take con-
ment.’ trol of their lives and direct their choices.

Government: ‘runs the country and is also Within the UK, similar to many societies, women
elected by the people’. have historically generally been side-lined into
domestic activities, due to the belief that this is
The government is led by the Prime Minister, the role that they biologically suit. This subordi-
who is elected into power through a general nation of women was particularly evident in
election. This person chooses a team of peo- the 19th and 20th Centuries, where industrialisa-
ple from Parliament to help form the govern- tion led to the gender roles of males and fe-
ment, which is usually formed of around 100 males becoming more and more separated.
people. Kathryn Hughes, a Professor of Lifewriting and
Convenor of the MA in Lifewriting at the Uni-
Parliament: ‘represents the people’. Where versity of East Anglia, described that ‘as the
MPs meet to decide laws and make decisions 19th century progressed men increasingly
for the UK. commuted to their place of work- the factory,
The main functions of Parliament are: shop or office. Wives, daughters and sisters
To pass laws were left at home all day to oversee the do-
To provide, by voting for taxation, the means mestic duties’. She also describes the idea that
of carrying on the work of government the two sexes at this point were living in ‘sepa-
To scrutinise government policy and admin- rate spheres’, which ultimately stemmed from
istration, including proposals for expenditure the belief that ‘women were considered phys-
To debate the major issues of the day ically weaker yet morally superior to men,
which meant that they were best suited to the
Parliament is made up of three domestic sphere’. Additionally, ‘the fact that
women had such great influence at home was
parts: used as an argument against giving them the
vote’.
The Queen: The Queen is the ‘official Head of
State’. She rules symbolically, when in reality These ideas of women being suited to domes-
power belongs to Parliament. She does not tic roles and not being able to progress to the
play any part in determining decisions made same career paths as men is an idea that has
in Parliament. long been perpetuated in UK society. One of
the key pivotal moments that helped to shape
The House of Lords: Made up of people who the role of females in society was the attain-
have inherited family titles and those who ment of the vote for women. Before 1918, ‘no
have been given titles because of their out- women were allowed to vote in parliamentary
standing work in a field. There are 675 mem- elections’. In the early 20th century there were
bers of the Lords. The role of the House of Lords two main groups actively campaigning for
is to oversee new laws to make sure they will women to gain the ability to vote, known as
be fair and effective. the ‘suffragettes’. These groups campaigned
through peaceful protests and lobbying, and
in 1918 the ‘Representation of the People Act’
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was passed which allowed women over the women are guaranteed an entitlement to re-
age of 30 who met a property qualification to turn to their own job on the same terms and
vote. However this only represented 40% of the conditions under which they left.
total population of women in the UK, and so in Flexible Working Regulations (2003)- gives em-
1928 the ‘Equal Franchise Act’ was passed, ployees the statutory right to ask for a flexible
meaning that women over 21 were able to working pattern, including working from home
vote and finally achieve the same voting rights or reduced/different hours, for employees with
as men. children under 6 years old.

Other important historical events in UK history Institutions within UK focused on


that arguably broke women out of their tradi-
tional gender roles were World Wars I and II.
gender equality
The World Wars meant that many men were
called away to battle, which left large The Joint Committee on Human Rights: has a
amounts of women who took up the roles that maximum of 6 members who have been ap-
men had left, which began to chip away at pointed by the House of Lords and the House
the stereotypes of what men and women’s of Commons. They consider matters relating to
roles within society should be. human rights in the UK, proposals for remedial
orders, draft remedial orders and remedial or-
The attainment of the vote for women helped ders.
propel many improvements in gender equal- The Equal Opportunities Commission (EOC):
ity, including women going on to excel in male the key institution involved in the promotion
dominated career paths, breaking away from and implementation of gender equality issues.
the traditional roles of their gender and the ex- Main functions:
pectations set for them. Setting the gender equality agenda through
campaigns and promotion of good practice;
However, despite huge gender equality Investigating institutions where gender ine-
breakthroughs such as women gaining the quality exists;
right to vote politically, women are still mas- Commissions and publishes research into gen-
sively underrepresented in politics, and der equality issues;
treated as inferior to their male counterparts in Takes key employment tribunal cases under
many professions. the Equal Pay Act and Sex Discrimination Act;
Although it is independent from the govern-
ment, it is involved with the Minister for Equality.
UK government’s focus on gender It is made up of 15 independent commissioners
equality (12 women and 3 men) and a nominated
Chair and Chief Executive.
Since the 1970s, there has been legislation put The Women and Equality Unit (WEU): headed
in place in the UK that has aimed to help to by the Minister for Equality and is responsible
reduce gender inequality by focusing on two for ‘promoting and realising the benefits of di-
key areas: firstly, how men and women are versity in the economy and more widely’ 17.
paid, and secondly employment and provi- The WEU develops policies focused on gender
sion of goods and services. equality, and ‘works with colleagues, both in-
side and outside Government, to bring about
The Equal Pay Act (1970)- states that two peo- measurable improvements in the position of
ple doing the same job should be paid the women and men, and to promote equality for
same wage, regardless of their gender. all- which benefit society generally’.
The Sex Discrimination Act (1975)- prohibits di-
rect/ indirect gender discrimination against in-
dividuals in the areas of employment, educa-
Looking at the data
tion and the provision of goods, facilities and
services. The modern state of gender equality in the UK
Maternity Leave and Pay Regulations (1975)- is interesting to look at to consider whether
gives women the right to statutory leave and these schemes have been effective, and how
pay for up to 12 months, once a job has been much society has progressed in terms of the
offered and accepted. During the leave, roles of females in society.

100
WOODARD JOURNAL ISSUE 2, APRIL 2018

had reduced to just 13%, showing that less and


Proportion of less people are subscribing to more traditional
Government Ministers in views of the gender roles. This may be be-
cause of more progressive attitudes being
UK adopted, as new generations are supporting
equality more and more, and perhaps realis-
ing the value and importance of societies
23%
treating genders equally. However, this
change may be because of government im-
77%
plemented strategies that have been tar-
geted to encourage and support gender
equality.
Male Female
Additionally, only 33% of people in 2016 think
Fig 3 Independent Newspaper that a mother should stay at home when there
is a child under school age, compared with
Analysis of results 64% in 1989. This could be because of the gov-
ernment creating legislation such as the Flexi-
By looking at this data, we can see that there ble Working Regulations in 2003, or the Mater-
is clear under-representation of females within nity Leave and Pay Regulations being intro-
politics in the UK. This may be because the po- duced in 1975.
litical system in the UK continues to remain a
male-dominated field, with females perhaps Conclusion: modern state of gen-
not feeling that a career in politics is viable or der equality in the UK
encouraged, leading to only 23% of Govern-
ment Ministers in the UK being female. There have been huge efforts to help improve
gender equality in the UK, particularly from the
1970s onwards, where numerous pieces of leg-
islation were introduced to ensure equality
particularly within the workplace. In many
ways these legislative and political efforts
have helped to improve gender equality, and
thus have led to more equal roles for females
within society. When looking at the data, it is
clear that from the 1980s onwards traditional
views of what a female’s role is have
changed, and this coincides with the political
efforts that have taken place that have
helped to encourage equality. Therefore, the
Fig 4 www.bsa.natcen.ac.uk UK has become much more progressive in its
views of gender equality, and there has been
Analysis of results considerable progress in female empower-
ment in modern society.
Looking at this data shows that attitudes to-
However, when looking at female political
wards gender roles are changing, and that fe-
participation in the UK, females are still hugely
males are being treated more and more
underrepresented within the British political sys-
equal to men in terms of beliefs about what
tem. Only 23% of government ministers within
their gender roles are. In the 1980s, where leg-
the UK are female, showing that there is still
islation promoting gender equality was new
startling gender inequality in this area. This
and had not fully taken effect, higher percent-
shows that there is still a long way to go for im-
ages of people believed that women should
proving the rights and status of females within
be taking domestic roles and followed more
UK society.
patriarchal beliefs. 49% of people in the mid-
1980s believed that “a man’s job is to earn
money; a woman’s job is to look after the
home and family”, but in 2016 this proportion
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WOODARD JOURNAL ISSUE 2, APRIL 2018

United Arab Emirates: are defined and cross-sexual relationships de-


lineated’. This is important to consider when
A Monarchical Society thinking about the status of women within the
UAE.
Structure of UAE political system
‘Sex role expectations and patterns of cross-
The United Arab Emirates is made up of seven sexual relations have at their base the differen-
emirates: Abu Dhabi, Sharjah, Ajman, Umm al- tial access of men and women to the major
Qaiwain, Ra’s al Khaimah and Fujairah. The sources of power and prestige in society.’ This
president is elected from among the absolute idea is evident through the fact that within the
monarchs who rule each of the seven emir- Arab family, power and status is relative to the
ates. position in the family. For example: a new wife
occupies he lowest status and power position
Since 2004, the chief of state of the UAE is Pres- within her husband’s household until she has
ident Khalifa bin Zayid al-Nuhayyan, who is the male children. The mother in law however is
ruler of Abu Dhabi. There is a head of govern- both active and powerful, due to her close
ment (who is the Vice President) and Prime bond with her adult son.
Minister, and Deputy Prime Ministers. These
roles are appointed by the president. It is important to realise that the UAE is one of
the wealthiest countries within the Middle East,
The President appoints a Cabinet, or a ‘Coun- and has arguably become increasingly ‘West-
cil of Ministers’. The Federal Supreme Council ernised’ in its culture and values. However, the
(FSC) is composed of the seven rulers of each traditional monarchical society still exists, one
of the seven emirates, which meets four times where family dictates the very political fabric
a year. It establishes general policies and of the society.
sanctions federal legislation, and also elects
the president and vice president from Traditionally within UAE women are part of a
amongst them, meeting every five years to re- patriarchal society, where males dominate
affirm the existing president or elect a new many areas of industry and employment due
one. to being seen as superior to females. For exam-
ple in 1990 women’s participation in the labour
The Federal National Council (FNC) is made up force remained one of the lowest in the world
of 40 seats, the rulers of the seven Emirates ap- at only 6%. ‘Most women opt for marriage and
pointing 20 members, and 20 members are raising children’, in spite of new employment
elected to four-year terms. opportunities in such a rapidly modernised
area. However, the status of females within so-
Candidates are completely individual and not ciety has been something that the UAE gov-
associated with parties, as political parties are ernment has placed increasing importance
forbidden within the UAE. The legal system of on in the recent past.
the UAE is based on a ‘dual system of Sharia
and civil courts’. There is a supreme court with
judges appointed by the president, and a ju- UAE government’s efforts
diciary whose independence is guaranteed
by the Constitution of the UAE. The UAE embassy released a report in 2008,
produced by the UAE Ministry of State, for the
Each emirate has its own local government Federal National Council of Affairs (MFNCA).
and municipal governments, with the constitu- The report outlines ‘the developments and
tion directing the distribution of authority for challenges associated with women’s progress
each level of government. in that country’, and ultimately aims to show
that there is great progress being made for the
roles of females within the UAE, and that stere-
Status of women within society otypes about the status of women in the Arab
world ‘do not necessarily apply in this country’.
‘In the Arab world the family (whether ex- The report states that there are continual vast
tended- patrilocal- patrilineal or nuclear) is the achievements with the UAE in economy, infra-
basic socio-economic unit. It is where sex roles structure and other social factors. It also states
how ‘the UAE’s achievement is perhaps best
102
WOODARD JOURNAL ISSUE 2, APRIL 2018

typified in the evolution and growing promi- country to be run by the group of people who
nence of Emirati women as partners and con- will do the best job, regardless of gender.
tributors in this remarkable nation-building pro-
cess’. Looking at the data
The current monarchical structure of the UAE’s
political system was established in 1971. The
political system aimed to make the empower- Graph to show % of
ment and support of females as equal to men governmental seats held by
one of its key goals, realising that in order for its women
economy to flourish and its country to become
as successful as possible, women would have 25

% of seats held by women


to be able to gain equal rights to men. 20

The desire for gender equality in the UAE is 15


founded in the country’s constitution, where it 10
places emphasis on the importance of social
5
equality and justice, including gender equal-
ity. Under the constitution, women are guaran- 0
teed many rights including access to educa- UAE Arab world World
tion, legal status, healthcare and social wel- average average
fare, and the same rights to enter professions Area
as men.
Fig 5 UNDP Human Development Report 2007/2008
Legislation put in place to encour-
age gender equality Analysis of results
UAE Federal Labour Law of 1980: created to These results show that in the UAE, there is a
state that discrimination between men and comparatively high proportion of governmen-
women in terms of equal pay for equal work is tal seats held by women. The UAE percentage
‘unconstitutional’, and goes against Article 32 is 22.5%, which is much higher than the 9.3%
of the constitution where it is stated that ‘a Arab average, and the 17% world average.
woman shall be paid the same wage as a These figures show that in comparison, the UAE
man if she performs the same work’. is progressing in terms of gender equality at a
Civil Service Law of 2005: allows for extensive much faster rate than many other areas. This
maternity leave, meaning that employers are may be due to the large emphasis they have
forbidden from firing or threatening the loss of placed on gender equality and legislation that
the job for maternity leave. enables the progression of women in many ar-
UAE Federal Law no.6 of 200: women who are eas, particularly their political participation de-
divorced, widowed or supporting orphaned spite the tradition monarchical political struc-
children are eligible for social welfare. ture.

Political Participation as an integral In many other areas women are excelling as


facet of gender equality well. According to the UNDP’s Gender- Re-
lated Development Index for 2007/2008, the
The report states that the government ‘views UAE ranks 43rd among 177 countries and 29th in
the empowerment of women as crucial to im- the world under the Gender Empowerment
proving their level of political participation in Measure, which is the best rating in the Arab
the country’, and that this is a key aspect in World.
helping to propel the development of the
country as a whole. They have recognised that It is however important to consider that this
by improving and focusing on gender equality data may not be completely reflective of the
in other areas, this will help to encourage roles of women who are born and raised in the
women to engage in politics, helping the UAE. Since its rapid economic growth, the UAE
has experienced higher levels of migration to
the country, and therefore the statistics shown
103
WOODARD JOURNAL ISSUE 2, APRIL 2018

may have been impacted by these women It could be concluded that the political system
who are not actually from the UAE. that has allowed for the most progress to be
made for women in terms of gender equality is
Conclusion: modern state of gen- actually the monarchical political system. This
is evident through the case study of the United
der equality in UAE Arab Emirates, which has a ‘federal presiden-
tial elected monarchy’. This progress in the sta-
It can be seen that the UAE has made huge tus of women is evident through many aspects
amounts of progress in the improvement of of society, particularly the political participa-
gender equality and the roles of women within tion of females within the society, which is
society. Since the establishment of the federa- much higher than the average for the Middle
tion in 1971, there have been huge improve- East, and indeed the world.
ments in the rights of women and their ability
to live a life equal to men. This is particularly This progress has arguably only been made
evident through the creation of legislation that possible due to the political efforts that have
has helped women gain equal rights to men in been made from the government; stemming
many social, economic and political spheres. right back to the constitution of the UAE, which
In a book by Jean Sasson, ‘The Arab Princess’, contains many articles outlining equal rights for
this progress is described as being enforced by men and women, which have been enforced
the government, ‘as the ruling family have through a number of legislative laws. It can be
made women’s rights a priority’. She describes argued that this increased political participa-
also how ‘while there is no guarantee that tion that is evident is actually due to the em-
women have equal rights in their homes, the powerment of women in other areas; namely
government is working to elevate the status of the rejection of typical patriarchal social struc-
women’. tures, and the emboldening of career oppor-
tunities for women, particularly in male domi-
This has arguably had the knock on effect of a nated areas such as politics.
much improved female political participation.
When looking at the data, it can be seen that Comparatively, the UK and China have also
the number of governmental seats held by seen improvements in the status of females
women in the UAE is not only higher than the within their societies, but there is still a serious
Arab World average, it is also significantly lack of female representation in male domi-
higher than the World average. This shows that nated areas such as politics. However there
although it is still not a huge percentage of fe- have been changes in the attitudes towards
male seat holders, it is showing much more women and their role in society. For example,
progress than other areas of the world that it in China the traditional patriarchal society is
can be compared to. slowly being dissembled, again through legis-
lation and organisations focused on reforming
General conclusion in answer to my attitudes to women, both in society and the
workplace. This has somewhat been effective,
initial question: ‘How can the poli- seeing an increase in female political partici-
tics of a society influence the roles pation. However when looking at the data,
of females within that society?’ many women still feel severely discriminated
against due to their biological differences to
men, and feel that they are less able to profes-
Monarchy, Communism and De-
sionally progress due to their gender.
mocracy
Within the UK, there is evidence of a variety of
Three political models have been explored in legislative and governmental measures to pro-
this report: a monarchical government, a mote gender equality, which have actually
communist government, and a democratic helped massively to change the attitudes to-
government. The structures of these different wards what a female’s role traditionally is
political systems have been explored, and within society. However, similar to China and
case studies into countries with these different also the UAE, the UK’s political system is almost
systems have been used. completely male-dominated, and many other
male-dominated professions also are still un-
derrepresented by women.
104
WOODARD JOURNAL ISSUE 2, APRIL 2018

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Princess: A True Story of Life Behind the Veil in Saudi Arabia’

fundamentally
by Jean Sasson (1992)

undermined by
Tyranny of the
Majority?
Introduction
Tyranny of the Majority was a termed coined
by John Adams and popularised by 19th cen-
tury political thinkers Alexis de Tocqueville and
John Stuart Mill. Typically, it is defined as an in-
stance when the majority of an electorate
place its interests above, and often at the ex-
pense of, the minority. Within the context of UK
democracy, tyranny of the majority is becom-
ing an increasingly relevant and interesting
political theory, since democracy in the UK is
shifting towards one which is more direct. UK
democracy is usually termed as representative
democracy in which the interests of the peo-
ple are defended by representatives who are
appointed through elections. As referendums
increasingly become part of the UK political
landscape, the public are beginning to bypass
this representative stage, leading to untram-
melled tyranny of the majority.

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WOODARD JOURNAL ISSUE 2, APRIL 2018

This essay will address this issue by exploring huge issue of democratic inequality. As a con-
several aspects of tyranny of the majority: in sequence of the huge differences between
what form does tyranny of the majority prevail the turnouts of various groups the parties
in a representative democracy?; have in- which get into power only represent the older,
creased referendums triggered increased tyr- middle class, home-owning and white voters,
anny of the majority?; and within my conclu- rather than the true diversity of the nation,
sion: can it be avoided? simply because the turnout in one election,
every five years, decides so. The policies and
In what forms does tryanny priorities of parties then become based
of the majority prevail in a around appealing to this demographic and
gaining these votes, and the minority interests
representative democracy? (which representative democracy is meant to
One of the main strengths of representative defend) are ignored and cast aside. This cre-
democracy is that it facilitates stability and ates democratic inequality and undermines
moderation as the representatives can adopt the key democratic principle: everyone’s
a ‘balanced approach’ which ensures the in- opinions hold the same weight, which in a rep-
terests of all citizens of the UK are considered resentative democracy the elected MPs
and defended. They can also approach issues should aim to carry out.
in an informed and non-emotional manner
However, it can be argued that not voting is a
which should lead to decisions which benefit
democratic choice and as a result low turn-
the nation as a whole. This is the theory behind
outs among specific groups is their way of ex-
representative democracy, and representa-
pressing their opinion, and therefore the dem-
tive democracy is how the UK’s democracy is
ocratic principle stated above is not under-
described. However, when the effects of tyr-
mined. This view however does not consider
anny of majority encroach their way into this
the various reason behind low turnout, and, us-
system, in ways which I will go on to explain,
ing the low turnout of BME voters as an exam-
then representative democracy itself be-
ple, a recent report carried out by the Elec-
comes a contradiction because, with career
toral Commission states that there are various
politicians making up 26% of MPs, these repre-
institutional reasons for low turnout. Most nota-
sentatives only truly represent those which will
bly is the ‘lack of [BME] representation in high-
vote for them again. This raises multiple ques-
profile public positions’ and the fact that ‘ver-
tions including whether or not these represent-
nacular ethnic media’ doesn’t feature the
atives are simply the voice of the tyrannical
same levels or quality of political news or pub-
majority. In this section I will explore the forms
licity as English-language media. This reveals
of tyranny of the majority which exist in the UK
that low turnout among specific groups is not
democracy: voter turnout patterns and elec-
a fault of their own but instead a fault of the
tive dictatorship within Parliament.
system. Overall voter turnout patterns signifi-
Firstly, tyranny of the majority prevails through cantly trigger tyranny of the majority as higher
voter turnout patterns. As a result of lower turn- turnouts among older, middle class, home-
outs for certain parts of society, the party owning and white voters result in policy which
which gets into power fails to represent the po- favours these groups.
litical interests and wishes of these distinct sec-
Secondly tyranny of the majority prevails within
tors. An example of this is that in the 2015 elec-
Parliament, infecting the heart of the UK’s
tion Conservatives had a clear win, however
democratic system. This is as a result of elective
Labour held a ‘clear lead over the Conserva-
dictatorship, also known as ‘governmental tyr-
tives among 18-34s (43%), voters in social class
anny’. Elective dictatorship comes about as a
DE (41%), among private and social renters
result of a constitutional imbalance in which
(45%), and BME voters (65%)’. This meant that
the power of the executive is limited only by
the party which got into power did not repre-
the need to gain re-election because a sover-
sent the wishes and demands of significant
eign parliament is dominated by the govern-
sections of society. At the same time, Labour’s
ment of the day. This domination is created
vote within the demographic of those aged
through tight party discipline such as whips (for
65+ (the highest turnout group at 78%) was
example in 2012 there was a three line whip on
only 1 out 0f 4. These statistics clearly reveal a
Lords reform). It is created through a significant
lack of limits on executive power because of a
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weak opposition in Commons with Labour’s referendums, this appears to be the direction
poll ratings the 'worst a party has experienced in which the UK is headed.
in opposition'. The House of Lords is also not
powerful enough to successfully limit the Have increased referendums
power of the executive as a result of various triggered increased tyranny of
reforms for example the 1911 and 1949 Parlia- the majority?
ment Acts which limited the amount of time
Parliament could delay legislation to one year. Within the last decade referendums have be-
Elective dictatorship results in an overly power- come a fairly common element of democracy
ful government which can act in a way which in the UK. Since 2011 four referendums con-
will only aid its voting supporters, and ignore cerning constitutional change have taken
minority interests. In recent years unlimited place: in 2011 there was both a referendum on
government power has also allowed the exec- whether the National Assembly for Wales
utive to corruptly strengthen its link with The Es- should gain increased devolved powers, and
tablishment by acting in a way which benefits on the introduction of AV+; in 2014 Scotland
MPs own interests and the interests of its do- voted in their independence referendum; and
nors. An example of this was in 2015 when the most recently in 2016 the UK voted to leave the
ex-Treasurer Peter Cruddas was called to trial. EU. This illustrates a radical shift in the UK to-
The judge stated that he had offered journal- wards direct democracy in which the people
ists ‘an opportunity to influence Government have an unmediated say over policy and po-
policy and to gain unfair commercial ad- litical decisions. Direct democracy is based on
vantage through confidential meetings with the same format that was used in Ancient Ath-
the Prime Minister and other senior ministers’ ens, and here lies its first issue. Suffrage in An-
on the basis that they donated vast sums of cient Athens was not universal and popula-
money to the party. Actions such as these cre- tions were significantly smaller than today.
ate shocking levels of elitism and the concept
of pluralism, as a result, is forced out of the dis- Consequently, direct democracy could be ef-
cussion. In this way, the supposedly most dem- fective as the electorate could gather to-
ocratic institution in the UK undermines its own gether and debate. However nowadays soci-
claim to democratic status. ety is much larger and suffrage is universal
making direct democracy ineffective as the
However, it is often argued that governmental only way for decisions to be made is if the ma-
tyranny is a better than its alternative: judicial jority dictate them: tyranny of the majority, the
tyranny. The judiciary are unelected and un- fatal flaw of direct democracy. Of course ref-
representative with 10/11 Supreme Court erendums are only a small form of direct de-
judges being male and all being white. In mocracy, and they do have advantages,
many cases already the judiciary’s interfer- such as higher turnouts and increased political
ence has put the national interest at risk for ex- awareness and engagement. In this section I
ample the 2004 Belmarsh Act. Judicial Tyranny will look out at how referendums have in-
is a key example of ‘tyranny of the minority creased tyranny of the majority in a way which
where a larger group’s interest suffers’. The op- undermines democracy.
posite to tyranny of the majority, this could be
even more detrimental to democracy, but in Referendums have increased tyranny of the
reality this is yet to be proved. Overall elective majority because they are based on a binary
dictatorship / governmental democracy sig- choice and the result is therefore the choice
nificantly undermines democracy in the UK as which only the majority supported, for exam-
it allows the government to act in a way which ple in the 2016 Brexit referendum 51.9% voted
favours themselves, their donors and their vot- to leave the EU which now is what the UK is in
ing supporters. the process of doing. This shows that the ma-
jority dictated a large constitutional reform
Both voter turnout patterns and elective dicta- and the risks of this include the fact that the
torship create tyranny of the majority in a rep- public, unlike MPs (as our representatives) can-
resentative democracy, the one democratic not be objective or unemotional towards
system where it should not, in theory, be able these votes and are not always fully informed.
to exist. If tyranny of the majority can exist here, This creates dangerous results which in some
then any form of democracy which is more di- cases can ‘threaten [the] individual freedoms’
rect will be plagued with it, and with the rise of and wellbeing of certain minority groups. This
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issue was clearly exemplified in America in and this meant the public were only really ex-
2008 in the state of California, which uses the posed to political information every five years.
most forms of direct democracy on a regular Nowadays politics is at the fore-front of media
basis of any American state. The public di- coverage, and this can be linked to referen-
rectly amended policy regulating how fowl dums because their frequency and their nov-
should be kept in coops, and on the same day elty factor (since the increase has only been in
they also voted to ban gays from marrying. In the last decade) mean the public is more likely
this example, the same day chickens gained to read new stories concerning referendums.
rights, the LGBT community lost them. As this This has led to increased education of voters
clearly shows there are many risks associated and has prompted public debate which sug-
with handing over such a degree of sover- gests political apathy is decreasing. There is a
eignty to the people. risk associated with media coverage of elec-
tions, however, since most UK newspapers
In the UK tyranny of the majority can be seen have a political bias, and some papers even
in the fact that all of the UK’s devolved bodies go so far to publish inaccurate stories (for ex-
will be removed from the EU despite what their ample The Sun published a front-page head-
own nationals voted for. In Scotland 62% of the line ‘Queen backs Brexit’, prompting a com-
electorate voted to remain but the whole of plaint for Buckingham Palace that the story
Scotland makes up only 8% of the population was inaccurate). The influence of the media
so a dramatic case tyranny of the majority means that they have disproportionate power
emerges. Of course it can be argued that over the results of popular votes, (for example
Scotland only possess certain legislative pow- Rupert Murdoch, who was pro-leave during
ers as it is a devolved body, and control of the campaign, had control over the stance
treaties and foreign policy must remain with the newspapers he owned would take). Over-
Westminster to keep the UK ‘strong and sta- all increased popular interest is a benefit of ref-
ble’, in the words of Theresa May. However erendums and it strengthens democracy in
when such a large proportion of a nation’s the UK as the electorate becomes more in-
votes are simply ignored, based on the views formed and more open to a wide range of
of a the population of a different nation then opinions. This creates a more diverse but edu-
it becomes clear that everyone’s vote does cated electorate.
not hold the same weight (a foundational part
of democracy) and that tyranny of the major- The advantages of referendums all stem from
ity undermines democracy. the fact that referendums allow people to feel
they can make a real, tangible difference to
There is a significant counter-point to the argu- the democratic system in the UK. This benefits
ment that referendums damage democracy democracy as it creates a political engage-
however as the turnouts in elections have con- ment which in turn can grant legitimacy to a
sistently been higher than those of general government’s actions. However, as explained
elections. The 2016 EU referendum had a turn- at the start of this section, referendums could
out of 72%, compared to the 2015 General be seen as the main cause of tyranny of the
Election turnout of 66%. Meanwhile the turnout majority in today’s democratic society as they
in the Scottish Independence Referendum of allow the majority to circumscribe the opinion
2014 was 85%, with an outstanding 75% of 16 of the minority in a way which undermines de-
and 17 year olds voting. However this was still mocracy to a terrifying degree.
significantly less than the 55+ demographic
whose turnout was at 92%. Overall higher turn- Conclusion
outs increase the legitimacy of decisions and
it also ensures that in the aftermath of deci- It is often ignored that the end of the quote
sions the public remain peaceful and accept- “Democracy is two wolves and a lamb voting
ing as they consented through the referen- on what to have for lunch” is that “liberty is a
dum. well-armed lamb contesting the vote”. This
could be taken to imply that there are ways to
Alongside higher turnouts there is also an in- relieve the effects of tyranny of the majority,
creased popular interest in politics as a result although it cannot be prevented as a whole
of referendums. Before the increase in referen- since it is an inevitable part of the democratic
dums, the media only significantly focused on system in which we live. Over the last decade
politics around the time of General Elections, there have been a handful of political events
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which give an insight into what these solutions This undermines the basic principal of democ-
could be because the events themselves racy: that everyone’s views hold the same
have helped to lessen the effects of tyranny of weight.
the majority. These are devolution, the intro-
duction of the Supreme Court and the and the The counter-arguments (not voting is a demo-
House of Lords vote to secure rights of EU citi- cratic choice, tyranny of the minority, and the
zens living in the UK. Firstly devolution to Scot- benefits of referendums to democracy of
land, Wales and Northern Ireland has allowed higher turnout and more political engage-
each of these nations varying levels of in- ment) are not convincing enough for it to be
creased control over their country. This has re- possible to claim that tyranny of the majority
duced the tyranny of the majority which British does not undermine democracy. As Winston
voters and Westminster have over the de- Churchill claimed “Democracy is the worst
volved nations and allow them to secure the form of government, except for all the others”,
political actions and setup they want. and tyranny of the majority is the reason why.

Secondly the Constitutional Reform Act of


2005 introduced the Supreme Court and since
Aisha Mahal
then the judges have been able to act in an Hurstpierpoint College
independent way to protect the rights of mi-
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resentative-democracy

Will it be Possible to
Develop Technology to
Prevent Catastrophic
Climate Change, or is
Adaptation the Key to
Survival?
Abstract
This study focuses on evaluating whether dif-
ferent novel technological methods can be
utilised to prevent catastrophic climate
change and the possible adaptation mecha-
nisms available to stabilise climate change.

111
WOODARD JOURNAL ISSUE 2, APRIL 2018

With existing technology focused on the pre- Reforestation - The process of planting trees to
vention of climate change, recognised tech- replace a forest that has been destroyed by
niques such as Carbon Capture Storage (CCS) deforestation.
are discussed, alongside novel concepts. This Exponential Population Growth - Increase pro-
includes Geoengineering, such as assembly of portional to the amount already present, re-
a Giant Sunshade, implementation of Iron Fer- sulting in a continual increase in rate of growth
tilisation and the construction of an Artificial culminating in runaway expansion of popula-
volcano. With each of these techniques I out- tion.
line the mechanism of action, and their effect Ozone Layer - A section of the stratosphere
on climate change. I also evaluate the con- roughly at an altitude of about 10 km contain-
cepts, considering environmental, economic, ing a high concentration of O3, which is capa-
political and practical feasibility. This project ble of absorbing ultraviolet radiation reaching
also examines the viability and sustainability of the earth or reflecting it back out into space.
Nuclear Power.
Will it be possible to develop tech-
I then examine the adaptation ideas, using the
example of renewable energy sources and
nology to prevent catastrophic Cli-
the case study of The Green Wall of China. mate Change, or is adaptation the
When evaluating the significance of these key to survival?
ideas, I adopt an altruistic view, deciding that
the most suitable methods for the environment “Together, we must ensure that our grandchil-
would increase efficacy and limit damage. I dren will not have to ask why we failed to do
also consider how exponential population the right thing, and let them suffer the conse-
growth may reduce the viability of adaptation quences”
ideas. I reflect on how the world may generate
new ideas that begin to reverse contemporary - Ban Ki-Moon, Secretary-General of
geographical issues such as the hole in the the United Nations
ozone layer over the Antarctic region.
From a very young age, I have been intrigued
After considering all the above sections, this by our planet, the damage our human activity
project concludes that existing technology has caused, and how both industry and our
aimed at preventing climate change is too own population contributes to global warm-
radical and the adaptation methods contrib- ing. Undertaking this dissertation, I feel, will
ute to significant unintentional harm. Finally, I support my desire to study both Human and
consider whether a combination of the two is Physical Geography at University, with a spe-
practical. cialism towards Climate Change and Devel-
opment.
Glossary of Key Terms
‘Technofix’- The use of technology to try and Climate change, as defined by the Met Office
solve a geographical issue. is a large-scale, long-term shift in the planet's
Sunshade - The use of multiple discs to block weather patterns or average temperature,
radiation from the sun hitting the Earth. and is inevitable. It’s a known fact that the ef-
Geoengineering - The deliberate large scale fects of global warming are well and truly
manipulation of an environmental process upon our planet, more extreme weather, sea
that affects the Earth’s climate in an attempt level rising, floods and droughts affecting eve-
to counteract the effects of climate change. ryone around the world socio-economically
Carbon Capture Storage - Technology that and environmentally. We need to act urgently
can collect and store carbon dioxide emis- if we are to avoid an irreversible build-up of
sions produced through the burning of fossil greenhouse gases which are proven to be
fuels, so that it is not released into the atmos- contributing to Global Warming at a huge cost
phere. to society.
Sustainable - Meeting the needs of today’s
population without compromising the needs Global Warming, is defined by the Oxford Dic-
of future generations, considering all environ- tionary as the ‘gradual increase in the overall
mental, social, economic and political issues. temperature of the Earth’s atmosphere, gen-
erally attributed to the greenhouse effect
caused by increased levels of carbon dioxide,
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WOODARD JOURNAL ISSUE 2, APRIL 2018

CFC’s and other pollutants. Scientists have Greenhouse gases are emitted by many eco-
documented the rise in average temperatures nomic and industrial activities, however quan-
worldwide since the late 1800’s. Earth’s aver- titavely the largest share is accounted for by
age temperature has risen by 1.4⁰F (0.8⁰C) power generation. There are new emerging
over the past century, according to the Envi- ways in which we can change our behaviour,
ronmental Protection Agency (EPA). Tempera- to adapt to whatever comes our way, how-
tures are projected to rise another 2 to 11.5⁰F ever it is our choice as to whether we should
(1.133 to 6.42⁰C) over the next 100 years. focus on technological development for the
hope that future generations should live in the
There may only be a fine line between these same climate as today, or whether we should
definitions, but it is important to understand adapt and have an almost guaranteed future
that climate change are not the same thing, but in a world with a completely different cli-
global warming is causing the ‘gradual heat- mate.
ing of the Earth’s surface, oceans and atmos-
phere’ thus, is causing climate change. Introduction
So, why should we be so worried by this When I embarked on this project I initially
change in weather patterns and tempera- thought the scope was quite narrow as there
tures? Changes in the seasons are bringing were a limited number of contributors to the
changes in the behaviour of species, for exam- perceived causes to Global Warming and
ple birds shifting their migration patterns, since there were limited approaches to solving it.
1900 sea levels have risen by about 10 cm But the more reading and research I under-
around the UK and about 19 cm globally, on took the more I discovered how complex this
average, Glaciers all over the world - in the issue is. Complex, not just in terms of the tech-
Alps, Rockies, Andes, Himalayas, Africa and nologies and their uses to prevent and miti-
Alaska - are melting and the rate of shrinkage gate climate change but also in forms of the
has increased in recent decade. Arctic sea- significant global political, economic, social
ice has been declining since the late 1970s, re- and environmental pressures influencing the
ducing by about 4% per decade. At the same problem.
time Antarctic sea-ice has increased, but at a
slower rate of about 1.5% per decade, The Early on, I recognised I could not do justice to
Greenland and Antarctic ice sheets, which the whole area associated with possible solu-
between them store the majority of the world's tions to Climate Change within this EPQ. There-
fresh water, are both shrinking at an acceler- fore, I consciously chose to narrow the focus
ating rate. Our world is changing but at an es- specifically to the question of Will it be possible
calating rate. to develop technology to prevent cata-
strophic climate change, or is adaptation the
Much of the changes that we have imposed key to survival?
on our planet are due to our substantial devel-
opment, in particular, in the 20th and 21st Cen- I will explore a series of different novel methods
turies. Development in general is defined as of implementing technology to prevent cata-
the process in which someone or something strophic climate change. It is also important to
grows or changes and becomes more ad- note that when looking for new technology to
vanced. However, more specifically, techno- combat climate change, we need to do this
logical development within the human race, is in the most environmentally friendly way, as
what is causing our world’s climate to change otherwise we will be contributing further to cli-
at such a pace. Of course it is important for hu- mate change.
mans to advance in as many ways as possible,
but should we prevent ourselves from going so
far that we don’t end up impeding on the fu-
ture climate, or is the world we live in now in
need of more development, to take the risk
that we might just find that all-encompassing
solution?

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Preventing Climate Change: The Creating an Artificial Volcano


Technology Argument:
When Mount Pinatubo in the Philippines blew
What possible technologies exist in in 1991, its emissions briefly reversed most of the
order to ‘solve’ Climate Change? global warming that had occurred since the
[

start of the Industrial Revolution. This was be-


cause huge amounts of sulphur were released
Iron Fertilisation into the atmosphere, enhancing the reflection
of solar radiation into space. Overall the
The theory that has been discussed to support global climate was cooled by about 0.5OC the
this idea is that pouring large quantities of iron following year. Therefore, the idea would be to
into the sea would encourage large blooms of mimic Pinatubo by using a fleet of modified
plankton to grow at a rapid rate. An increase business jets to spray small aerosols of sulphuric
in these plants would consume CO2 thus re- acid into the stratosphere, where they would
move vast amounts of excess carbon dioxide combine with water vapour to form fine sul-
from the atmosphere, storing it deep down in phate particles that reflect sunlight away from
the ocean as organic matter when the plank- the earth, called ‘the sun-shield’.
ton eventually dies. The reduced surface wa- According to Bloomberg Business Week, ‘Sci-
ter carbon dioxide is replenished by carbon di- entists estimate that a few grams of sulphate
oxide from the atmosphere, removing atmos- would be enough to counteract the warming
pheric CO2, slowing the greenhouse effect. effect of a ton of carbon dioxide, and this
would only cost 0.01% of the annual world
Although this may seem like a clever idea, af- gross domestic product (GDP), making it very
ter 12 different experiments at oceans around cost effective.’
the world, it has been calculated that the
amount of iron required for this to be feasible The downside to this ‘technofix’ is that the sun-
is huge, and as soon as the iron is no longer shield would simply mask the rising concentra-
added, much of the stored carbon dioxide in tion of greenhouse gases. People may begin
the phytoplankton would be released, mainly to feel less inclined to reduce their carbon
in the form of respiration. Another problem is footprint, and laws pressurising greenhouse
legality. There are strict laws on dumping at gas emission levels may become weaker. This
sea and even though these experiments have could then result in a rapid sudden increase in
taken place in international waters, there are greenhouse gases, contributing to cata-
still legal obstacles to overcome. Especially in strophic climate change. Sulphur also contrib-
Antarctica, which might even become a ma- utes to the production of acid rain (being sul-
rine protected area if politicians can work out phur dioxide), and produces an increased
their differences. number of sulphate particles in the atmos-
phere which could cause more air pollution
deaths. It would leave fertile coral reefs ex-
posed to deadly bleaching, due to acid rain,
as this would only prevent the amount of sun-
light that could reach the Earth, not ocean
acidification from carbonic acids being ab-
sorbed within our oceans.

Giant Sunshade for the Earth

There have also been recent developments


using an idea that scientists could use a giant
space based sunshade. This may seem a bit
far-fetched, however some say that this might
just work, including the Royal Society and
Nasa, plus even the Intergovernmental Panel
on Climate Change (IPCC) have been in-
trigued by the potential that this ‘sunshade’
might have. But how could it actually work?
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The shade would be made up of about 16 tril- But there’s an even bigger problem with this
lion metres wide flat discs, which would be method: the idea might be there but the tech-
launched into space via 20 million rockets in nology doesn’t exist yet. Like many methods
an aim to place it about a million miles away. of geoengineering, the expense of develop-
In order to uniformly cool a planet constantly ing the technology is far too high and we may
on the move, the shade would have to be in- have all these extravagant ideas, but with lim-
stalled in an area of space that is balanced ited time and money, it may just be the case
between the gravity of the Earth and the Sun. of too little too late for geoengineering. But do
The discs would deflect sunlight by having a our adaptation methods seem any better?
transparent film being pierced with tiny holes.
Carbon Capture Storage
A model of a ‘sunshade’ world was created by
Carbon Capture Storage (CCS) has been a
Dan Lunt and his colleagues from the University
very public and topical method of trying to
of Bristol, which did look promising. The model
slow down and possibly prevent catastrophic
included three scenarios: the pre-industrial
climate change. CCS works by capturing car-
world, a ‘greenhouse world’ which has four
bon dioxide emissions pre- or post- combus-
times the current levels of atmospheric carbon
tion, thus preventing CO2 from entering the at-
dioxide and is 6oC warmer, and ‘sunshade
mosphere. Once captured, CO2 is transported
world’ with the same high CO2 but the strength
through pipelines to geological reserves where
of the sun reduced by 4%, (being only a pre-
it is then stored deep underground, preventing
diction of how much less sunlight would reach
carbon dioxide from entering the atmosphere,
the Earth). They found that the sunshade could
which would otherwise contribute towards the
compensate for the warming in greenhouse
greenhouse effect, leading to climate
world exactly. The 'sunshade world' was also
change.
drier, with 5% less rainfall on average. How-
ever, this is when the problems arise. Com-
This method has been perceived to be a way
pared with pre-industrial times, the tropics
forward for the following reasons. As the CO2 is
were 1.5oC cooler, while high latitudes were
no longer being emitted into the atmosphere,
warmer by 1.5oC. Even with a space sunshield,
global greenhouse gas emissions should be re-
there would be less sea ice. That is because
duced, thus less heat would be trapped in the
the planet would be shaded evenly. There-
atmosphere, limiting the Earth’s warming. It
fore, in the tropic regions, a 4% reduction in
also allows us to keep burning fossil fuels (while
sunlight would numerically equal more than a
we still can), so as our population continues to
4% reduction in the sunlight to the polar re-
grow exponentially, and more NIC’s start to
gions, due to the tropics receiving more sun-
emerge, coal, oil and natural gas are helping
light. So although there would still be a reduc-
to increase energy supply to meet the increas-
tion in sunlight to the polar regions, this effect
ing demand.
is likely to be minuscule and perhaps only
slightly slow down the melting of the ice caps.
On the other hand, it is important to realise that
Sea level rise would still be likely to occur and
this is still in its early stages of development,
this would have happened anyway without
with its scale being limited across the world
this technology.
and scientists are still unsure about whether it
works. The sites where CCS can take place are
limited, as it can only be employed in fossil fuel
power stations of a large scale and is a very
expensive addition. There are numerous car-
bon producing sites around the world, there-
fore it would need to be more widely dis-
persed globally than it is now to have a notice-
able effect. Furthermore, CCS at a power sta-
tion requires a huge amount of components to
build, requiring large transportation distances,
adding to greenhouse gases emissions if CCS
is implemented hugely on a global scale.

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A Technological Adaption: Nuclear resource, its supply is estimated to last only for
the next 30 to 60 years depending on the ac-
Power tual demand, making it a non-renewable re-
Is Nuclear Power truly a sustainable way to source. Becoming reliant on a non-renewable
adapt our energy mix? resource will cause issues for the future popu-
lation, as when uranium sources run out, we
Nuclear power is the production of energy would limit the amount of energy we could
from atomic nuclei by the use of a controlled produce. In the long term, building a new nu-
nuclear reaction through Nuclear fission clear station takes 30-40 years, including plan-
(where one atom splits into two, releasing en- ning, transportation and construction. So if we
ergy), but there is continued research in the need to find a solution as soon as possible to
area of Nuclear fusion which has been sug- tackle CO2 emissions that can make our long
gested as the perfect “endless” source of safe term future sustainable, nuclear would not be
and inexpensive energy. the answer as it would take at least 50 years to
build the next generation of nuclear genera-
Uranium is currently the “radioactive” element tors globally.
used in nuclear fission. In a nuclear reactor, the
uranium nucleus is bombarded by a free neu- Waste, which is a key argument against the
tron, which then yields two smaller atoms and use of nuclear power, is why it is not consid-
up to three free neutrons and energy. This pro- ered ‘green’ or sustainable. It's estimated that
cess can become self-sustaining and produce about 250,000 tonnes of nuclear waste is cur-
a massive amount of energy as more free neu- rently in storage, however when this is com-
trons are released from the fission event than pared to coal, this produces more than
was required to initiate it. This process requires 125,000 tons of ash and 193,000 tons of sludge
little energy and therefore little need for burn- at the average coal power plant a year, ac-
ing of fossil fuels, thus releasing less CO2 over a cording to the Union of Concerned Scientists.
long period. Considering the number of coal power plants
around the world, there is a considerably
With the current development of nuclear larger amount of waste produced by coal
power through nuclear fission, to a certain ex- plants than what has ever been produced by
tent, it does seem like a viable option for the nuclear power plants. With that being said
world’s energy mix in the future, due to the though, the storage techniques are not always
technology to develop a plant already being safe as they first appear as discussed below.
in existence, unlike with the giant sunshade.
The energy density of nuclear (the amount of
energy that can be stored in 1g of nuclear Nuclear on Home Ground: Sella-
fuel) compared to fossil fuels, according to the field Nuclear Power Storage
Green World Investor Website is very high, be-
ing 2,715,385 times denser in energy than the One of the UK’s biggest storage facilities for nu-
most polluting fossil fuel. While most fossil fuel clear power, which should probably be aiming
types have similar range of energy output per for the highest safety expectations in the world
unit of mass, nuclear energy is almost a million has been failing in recent safety reports, as
times more efficient. highlighted in BBC’s Panorama, Sellafield's Nu-
clear Safety Failings. Some of the main issues
The argument that Nuclear Power is not sus- involved with this storage facility includes staff-
tainable continues to be a huge debate in to- ing shortages, with levels being breached on
day’s society. Firstly, nuclear power plants as average 11.2 times over the first half of 2013,
well as nuclear waste could be preferred tar- and still in 2016, staffing levels are breached
gets for terrorist attacks. No atomic energy once a week. According to Sellafield’s own
plant in the world could withstand an attack performance indicators, any deviation from
similar to 9/11 in New York. Such a terrorist act safe minimum manning levels are not ac-
would have catastrophic effects, changing ceptable. Not only that, but alarms are con-
the world as we know it. stantly being reset, with in excess of 1000
alarms a day at some parts of the Sellafield
In the short term it may not be considered site, staff members are considering some
ideal as the most dominant energy source for alarms as ‘trivial’ or ‘false’, and so do not inves-
nuclear energy is Uranium. Uranium is a scarce tigate the cause, which is also unacceptable
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according to the Nuclear Safety and Opera- One of the biggest advantages of developing
tions Audit 2012. renewable energy is that the fossil fuel supply
is non-renewable, and so is running out, there-
As for the site itself, many of the facilities and fore we need some type of energy to ‘fill the
equipment used to store the waste are on the
verge of breaking, after years of misuse since
the 1950’s, with little maintenance. This has
caused pipe works to degrade, causing poor
electricity and steam supply at a very signifi-
cant nuclear storage site. Liquids containing
radioactive uranium and plutonium are stored
in degradable plastic bottles for years at a
time, when the bottles are designed for ‘tem-
porary weekly storage’. With some bottles de-
grading, this is causing frequent leakages that
with better management could have been gap’ when fossil fuels do inevitably run out.
prevented. Overall, as a renowned nuclear Converting sunlight, wind, wave and tidal into
storage site, the Office for Nuclear Regulation energy could, in the next century, meet most
2012 claimed, “Sellafield does not have the of the world’s energy needs. These energy
level of capability required to respond to the sources are much cleaner than burning fossil
nuclear emergencies effectively.” If one of the fuels; the use of them could cut carbon emis-
“best” storage facilities in the world is failing in sions by 60-80%.
basic maintenance and planning, how can
we trust that the rest of our nuclear waste This may all seem promising, but using renew-
across the world is being treated appropriately able energy as an energy source is a complex
and sustainably? issue. According to the Energy Information
Agency, collectively renewable energy
Is Adaptation a Better Way For- sources provide only about 7 percent of the
world’s energy needs. This means that fossil
ward? fuels, (82.1%) along with nuclear energy
Can we develop our provision of renewables (10.9%) are supplying about 93% of the world’s
sufficiently within the next 20 years to supply energy resources. When this percentage dis-
the UK, should fossil fuels run out? appears as reserves run dry, it will be hard for
the original 7% to make up almost 90% of our
Continuing on a path that we perhaps know energy supply lost from fossil fuel combustion.
more about, maybe adaptation is a more sen- The development of renewable energy
sible way of trying to help society survive cli- sources has been invested in for many years,
mate change. Avoiding dangerous climate and we are still only able to supply for 7% of the
change will depend in largely on our ability to world. We are making incredibly slow progress
develop and continue to use renewable en- on the renewable stage, and unless some sci-
ergy supplies. This is because the biggest entific breakthrough occurs, renewable tech-
source of greenhouse gas emissions come nology will only develop at a similar rate in the
from burning fossil fuels, which the world uses next 50 to 100 years, when both oil and coal
to produce the worlds energy supply. If we are predicted to run out. Furthermore, many
were to substitute this by using renewables, countries are deciding not to introduce some
creating clean and environmentally friendly methods of renewables, due to the initial in-
energy sources, then this would greatly reduce vestment cost and the upkeep of renewable
greenhouse gas emissions, thus global warm- resource plants.
ing would be slowed significantly.
An Alternative Case Study: The
Green Wall of China
One example of a nation trying to adapt to
survive booming greenhouse emissions and cli-
mate change is China. When looking at the

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capital, Beijing, it is easy to see the effects de- An environmental issue that may be encoun-
forestation in North China has had on a city’s tered is the possibility of changing the biodiver-
way of life. With toxic dust clouds and high lev- sity. Planting so many new trees may change
els of pollution (caused by increased vehicle the type of species that are able to live in
usage and their recent ‘technology boom’), China, and depending on the species devel-
thousands have suffered pollution related oping, this may lead to more competition, dis-
deaths and millions have respiratory related ruption of food chains and a depleting mineral
problems such as asthma. In order to lighten supply in the soil. A higher number of trees re-
the effects, the Chinese government is carry- quire a large amount of water, and as these
ing out an initiative to plant a forest of trees trees grow in the future, the water supply
covering over 400 million hectares of land by needed is only going to increase, possibly
2050, equating to about 42% of China’s land- leading to increased pressure on water re-
mass. The project started in 1978, and the lo- sources across China and Eastern Asia.
cation of this forest is from the Xinjiang prov-
ince in the far west to Heilongjiang province in In terms of the attitude, although countries
the east stretching 4,480 km. may begin to follow suit, this will take a lot of
time that we possibly don’t have to stop the
The benefits of reforestation are evident. Nota- increasing rates of deforestation around the
bly, the trees help stop China's fast-moving de- world, with rates of 150 acres being lost every
serts in the west and north, which annually minute in the Amazon rainforest. Even if other
send dust clouds to cover many of the main countries such as Kenya, continue to cut down
cities in north and west China. China's forestry their trees, there is no overall benefit and CO2
scientists say these forests are better at absorb- levels in the atmosphere will just keep rising. For
ing carbon than slow-growth forests. They ar- a case study like this, it is important to remem-
gue that fast-growing poplar and white birch ber that now this is occurring in China and be-
trees capture perhaps double the amount of ginning in a few other countries, it has not
carbon as Korean pine, larch and firs. The fact reached a global scale.
that China has done this shows their positive
attitude towards combatting climate change, In order for us to reap the benefits, the majority
so much that other countries have started to of the countries in the world would have to
follow suit, such as Kenya, working with the pick up a similar initiative on a large scale in
‘Green Belt Movement’. their country, costing huge amounts of money
as well as time and co-operation with commu-
On the other hand, there may be some short nities across the world. Attitudes would also
and long-term negative effects on the horizon need to change towards deforestation, we
that may have not been considered by the would have to limit reliance on wood and limit
Chinese Government. The expense is massive, urbanisation or agricultural land growth, sacri-
and the money financed into building this ficing space for trees, which with our exponen-
‘Green Wall’ could have been invested into tially growing population, is perhaps not prac-
developing some of the geoengineering tech- tical.
nology mentioned in the technology debate
of this dissertation. Furthermore, as the funding
for this has been so huge, this has limited fund-
ing from the Chinese government into areas
such as Education and Healthcare, which in
the long term, may lead to limited develop-
ment in these areas, possibly contributing to
China being a less dominant power in the
world, limiting its workforce.

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and copper, as well as fossil fuels that, when


burned, spew enough carbon dioxide into the
atmosphere to trap warm air to cause the
greenhouse effect.

We cannot just cease deforestation of rainfor-


ests or stop the urbanisation of small towns into
cities. At the current rate of population growth
we still need space to grow and develop as a
species, we need extra land to provide crops
as food, more of the world’s population need
to become globalised and we need more
global ‘hotspots’ in order to accommodate
Overall, this does lead us to question whether an expanding 21st century population. With in-
some of these adaptation methods do more creasing food consumption, all the food and
unintentional harm than good. If this is the drink we have been producing and consum-
case, it may be better to take the risk and in- ing require a lot of energy, not only through
vest in the development of geoengineering production to generate these basic materials
technology when adaptation causes us multi- but also for transport, use, and disposal of such
ple economic, political and environmental is- products. As a result, our use of oil, coal and
sues. Furthermore, this adaptation technique gas has increased dramatically to meet rock-
has not been around for a long time, so it has eting demand for energy consumption.
most likely been a too short a time to see much
effect, which leaves us to consider whether it Thomas Malthus said that our population
would work, and whether it is worth taking the would grow exponentially whilst food produc-
economic risk. After all, these adaptation tion grows at a slower arithmetic rate. He be-
methods are not there to prevent climate lieved that there would come a time where
change, mainly to ease the blow if cata- population increase should be kept down to a
strophic climate change does hit us in the near level at which it could be supported by the
future. planet. In order for this to work, he theorised a
number of preventive and ‘positive’ checks.
The Complexity: Many of these checks not only included later
marriages, encouraging later (and possibly
Is this an impossible challenge? fewer) births, but checks where overcrowding
would lead to poor living conditions, easier
This is an extremely complicated issue to solve spread of disease and limiting food resources
and the challenges that scientists face around causing famine. Up until now, this theory has
the world are many and various. If the chal- given much of society hope that we will even-
lenge of addressing the adverse effects of Cli- tually reach a point where our population will
mate Change were not enough, they are sig- become too large and unable to support itself,
nificantly complicated by the context of tack- causing widespread overpopulation, causing
ling them within the context of a global world the population to stagnate. However, it is im-
driven by consumption and population portant to realise that to a certain extent our
growth. world is already experiencing some overpop-
ulation, easy spread of disease and famine,
Population especially in Less Economically Developed
Countries (LEDCs), the area where the popu-
There is no doubt that human population lation growth is higher than anywhere else in
growth has become a major contributor to the world. Furthermore, after the Second
global warming, given that humans use fossil World War, many countries across Europe ex-
fuels to power their increasingly technology perienced a baby boom.
based lifestyles. Few people actually stop to
consider this in much detail, perhaps making So, at this moment in time, global human pop-
population one of the biggest ‘elephants in ulation is quite insensitive to catastrophic mor-
the room’. More people results in a higher de- tality events such as wars and famine. Corey
mand for natural resources, wood, gold, iron Bradshaw, Director of Ecological Modelling at
the Environment Institute claimed that: “even
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a 5-year WWIII scenario mimicking the same the conversion of CFCs to chlorine. About 90
proportion of people killed in First and Second percent of CFCs currently in the atmosphere
World Wars combined barely made a blip on were emitted by industrialised countries in-
the human population trajectory this century.” cluding the United States and Europe. These
Taking all of this into consideration, is it really countries introduced policies in 1987 to ban all
enough on its own to use adaptation methods CFCs by 1996, plus new alternatives such as
when we know that our population is going to Hydrofluorocarbons (HFC’s) would be intro-
continue to expand exponentially. I hugely duced in these continents. As a result, the
doubt this, therefore leading to the under- amount of chlorine in the atmosphere is falling
standing that we do need technology to some now.
extent to help solve our climate change issue.
More impressively, recent investigations have
discovered that the ozone layer above the
The Ozone Layer: Have we done it
Antarctic is now reforming. US and UK scien-
before? tists, according to The Guardian have claimed
that the size of the ozone void has shrunk, on
average, by around 4m sq.km since 2000. They
claim that this hole in the ozone will not be
fixed completely until around 2050, however
these recent discoveries encourage that it is
possible to fight significant environmental is-
sues with technology and adaption.

If the human race have been able to start to


reverse environmental global issues such as
the ozone hole over the Antarctic, then this
Climate Change is not the first environmental bodes well that we will be able to find a way
issue that society has faced. The ozone layer of reversing the climate change issue by
has been depleting for many decades, leav- adapting environmental policies along with
ing the Antarctic ice sheet very vulnerable to developing new ideas with technology.
sunrays penetrating it, thus melting it.
Conclusion
The ozone layer is an area in the stratosphere,
between 20 and 40 kilometres above the sur-
face of the Earth, where a rare molecule exists.
This molecule is made up of atoms of oxygen,
the gas that we normally breathe, but instead
of two atoms of oxygen forming a molecule of
O2, ozone is composed of three atoms of oxy-
gen in the molecule and is known as O3. How-
ever, over the past 50 years, this layer of O3
molecules has been depleting. This was mainly
due to Chlorofluorocarbons (CFCs), chemicals
found mainly in spray aerosols heavily used by
industrialised nations for much of the past 50
years. When CFCs reach the upper atmos-
phere, they are exposed to ultraviolet rays,
which causes them to break down into sub- The methods of technology and adaptation
stances that include chlorine. The chlorine re- discussed and analysed previously only touch
acts with the oxygen atoms in ozone and rips what seems to be the surface of such an in
apart the ozone molecule. depth as well as broad topic, being so rele-
vant to today’s society. Creating an Artificial
According to the National Geographic Maga- Volcano to produce conditions similar to the
zine, the ozone layer above the Antarctic has 1991 eruption of Mount Pinatubo may seem
been particularly impacted by CFC’s and pol- like a huge advancement in this topic, how-
lution since the mid-1980s. As the Antarctic is
so cold, these low temperatures have sped up
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ever, as with many of the solutions, it is im- This would reduce the amount in the atmos-
portant to consider whether as a human race phere, considering our planet is covered with
we would learn anything and by masking more than 70% of ocean. However, after con-
greenhouse gases we could make everything sidering the effects, there may not be enough
worse, more than we realise. iron resources, plus, like with many climate
change ‘solutions’, there are political issues
Using nuclear fuels also seem like an intuitive that arise (especially with this technique)
way to combat the issue of meeting supply where oceans may be protected for conser-
and demand for future energy, particularly if vation. This suggests that there are many more
we stop burning fossil fuels, however the eco- issues to be considered when thinking about
nomic issues arising in building enough plants solutions for climate change, and there is not
and places to store waste, and whether they just one simple answer to this issue.
are safe is a factor that we must all consider On the other hand, when considering a solu-
and on its own, would certainly not be a way tion to this problem, it is important to discuss all
to adapt to reduce climate change. possible ideas that scientists suggest, whether
ridiculous or simple, so each idea is evaluated
Climate change, whether natural or human in- critically so that ideas can be improved. As a
duced has been occurring since Earth formed. human race, we are advancing all the time
As mentioned in my introduction, it is now oc- and the fact that we keep trying to come up
curring at a more rapid rate than seen before, with multiple solutions through geoengineering
with sea ice melting faster leading to sea levels and adaptation, many of which are not dis-
rising and when considering the many differ- cussed in this dissertation, proves that are atti-
ent solutions, we cannot develop new ideas tudes are beginning to change and that we
that will add to the effects of Climate Change. have more opportunities to learn from our mis-
This is part of the reason why multiple methods takes. Discussing the contemporary issue of
discussed in my dissertation may not seem suit- the ozone layer just shows that we do have the
able. Carbon capture storage has this issue, potential to impact positively on such a large
where building in carbon capture within a scale environmental issue of the 20th century,
power station is not only extremely expensive, and perhaps the technique of ‘trial and error’
but requires multiple components, which re- may not be such a bad idea after all. The only
quire burning of fossil fuels to make, as well as question society should ask itself now is that
there being transportation distances. have we started this process too late?

The scale of each one of these methods was From all the suggestions of adaptation and
also an important factor to consider. We can technology discussed, I conclude that it could
see that with The Green Wall of China, it has be possible to develop technology to prevent
taken years to grow trees on nearly half of catastrophic climate change, however it will
China’s landmass. If the Chinese government perhaps take another 50 or 60 years to come
were to continue with this initiative, the positive up with a viable, less controversial idea. Fac-
benefits seen could be huge, with an in- tors such as population growth and urbanisa-
creased amount of CO2 being absorbed by tion must be considered as the world never
trees, but as discussed, to incorporate this on stands still, and the climate will not wait for us.
a global scale, co-operation would be Therefore, with climate change happening so
needed and deforestation would need to rapidly today, perhaps the best idea is to keep
cease to see positive effects. This may work in working on and combining many of the adap-
an ideal world, however our population is not tation techniques in existence, not taking a risk
one, and to stop deforestation would create on geoengineering until further, more practi-
even more problems for our world of 7 billion cal ideas and theories have been tested. As
people and rapidly growing, which is already Darwin suggested, those who adapt best are
overcrowded, low on resources and plagued more likely to survive and succeed. Humanity
with famine. should learn from this and do the same, but
must also be prepared to investigate new
Iron fertilisation could also be a suitable way to methods to combat global warming, as a re-
reduce impacts of climate change, causing sult of climate change once and for all.
more vegetation to grow, absorbing more
CO2 and storing it at the bottom of the ocean.

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Alice Speed
Saint Olave’s Grammar School

References
Books:
Global Warming, A Very Short Introduction’ -Mark Maslin.
Pages 141-145.
‘A Very Short Introduction to Climate Change’- Mark
Maslin
A2 Geography for Edexcel- Digby, Hurst, Chapman,
Cowling, Dale. Pages 252-253.
Websites/Online Articles:
http://www.bbc.com/future/story/20160425-how-a-giant-
space-umbrella-could-stop-global-warming - BBC Future:
How a Giant Space Umbrella Could Stop Global Warm-
ing. By Zaria Gorvett. Date Last Accessed- 30/10/16.
https://www.theguardian.com/environ-
ment/2008/sep/05/carboncapturestorage.carbonemis-
sions1 - Explainer: How Carbon is Captured and Stored.
By Alok Jha. Date Last Accessed- 30/10/16.
http://www.cbsnews.com/news/technology-that-could-
change-the-course-of-climate-change/ - Technology
that could disrupt the course of Climate Change. By
Brian Mastroianni. Date Last Accessed- 24/09/16.
https://www.theguardian.com/environ-
ment/2010/sep/23/china-great-green-wall-climate - The
Guardian: China's Great Green Wall Grows in Climate
Fight. By Mitch Moxley. Date Last Accessed- 3/10/16.
http://anthropocene.info/ - The Anthropocene. Date
Last Accessed- 23/08/16.
https://www.boundless.com/sociology/textbooks/bound-
less-sociology-textbook/population-and-urbanization-
17/population-growth-122/malthus-theory-of-population-
growth-689-9631/ - Boundless: Malthus’ Theory of Popula-
tion Growth. Date Last Accessed- 21/12/16.
http://environment.nationalgeographic.com/environ-
ment/global-warming/ozone-depletion-overview/ - Na-
tional Geographic: Ozone Depletion. Date Last Ac-
cessed- 3/10/16.
Reports:
https://royalsociety.org/~/media/Royal_Society_Con-
tent/policy/publications/2009/8693.pdf - The Royal Soci-
ety: Geoengineering the climate: Science, governance
and uncertainty. By J.Shepherd FRS et al. Date Last Ac-
cessed- 21/12/16.
a) Page 18 b)Page 21
http://cgge.aag.org/PopulationandNaturalRe-
sources1e/CF_PopNatRes_Jan10/CF_PopNa-
tRes_Jan108.html - Malthusian Theory of Population. Date
Last Accessed- 21/12/16.
Documentaries:
An Inconvenient Truth
The Truth about Climate Change – BBC Nature
http://www.bbc.co.uk/iplayer/episode/b07v80s4/pano-
rama-sellafields-nuclear-safety-failings - BBC Panorama
Documentary on Sellafield Nuclear. Date Last Accessed
13/10/16.

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The Psychology
term ‘Lucifer’ is generally associated with ‘Sa-
tan’. Therefore, the title, “The Lucifer Effect”,
seems to be a rather fitting one for Zimbardo’s

of Evil
book, which outlines his beliefs and under-
standing of the psychology of evil.

‘The psychology of evil’ is an area within psy- Early on in the book, Zimbardo defines the Lu-
chology that has interested psychologists for cifer Effect as : “the term given to the point in
years, as they hope to understand why it is that time, or situation which turns ordinary ‘good’
seemingly good people can engage in inex- people into perpetuators of immoral or 'evil'
plicable acts of evil, and how to prevent these behaviours”, and he even states that his inter-
atrocities from happening in the future. How- est in the psychology of evil stems from his eth-
ever, I believe that quite often the findings nicity - having been raised in a “Jewish, Italian,
from these studies, such as Philip Zimbardo’s black and Puerto Rican family”, he was partic-
renowned 1971 Stanford Prison Experiment, or ularly interested in understanding the horrors of
his high school class-mate, Stanley Milgram’s the Holocaust, and how it was the previously
rather unethical 1963 shock experiment, seem ‘good’ people would obey Hitler’s orders and
to actually overlook true acts of heroism, and carry out the killing of six million jews.
goodness, by focusing merely on the dark side
of humanity. In fact, Zimbardo’s former friend and class-
mate shared the same desire to understand
the psychology of evil, in order to answer the
question: “could it be that Adolf Eichmann
(who was on trial in 1960 for war crimes) and
his million accomplices in the Holocaust were
just following orders?”. Therefore, in 1963, Mil-
gram devised and carried out an experiment
that focused primarily on the conflict between
obedience to authority and personal con-
science.

The procedure required male volunteer partic-


ipants who were paired with confederates be-
fore drawing lots to find out who would be the
‘teacher’, and who would be the ‘learner’.
The draw was, of course, fixed so that the real
participant was always the ‘teacher’, as this
was the role that Milgram would be studying.
It seemed appropriate, therefore, to begin by Although the real participants were not in-
observing M.C.Escher’s Circle Limit iv, as from formed of the true nature of the study, they
this illusion, three psychological truths emerge, were told that the ‘learner’ would be sitting
which form the basis of our understanding of next door with electrodes attached to his
the psychology of evil; firstly, both good and arms, and that the ‘teacher’ would test the
evil exist simultaneously in the world - secondly, ‘learner’ on his word pair recall, and that if he
the barrier between good and evil is perhaps got the answer wrong, being the teacher, they
a little more permeable or nebulous than we would have to administer increasingly strong
may choose to believe, - and thirdly, it is in fact electric shocks. [There were 30 switches on the
possible for seemingly good people to be- shock generator marked from 15 volts (slight
come evil, and (perhaps the more difficult to shock) to 450 (danger – severe shock).] The
conceive), for supposedly evil people to be- confederate gave mainly wrong answers, and
come good. In fact, the mythological story of so, the ‘teacher’ was instructed by the experi-
Lucifer exemplifies this; Lucifer was God’s menter (who wore a white lab coat in order to
greatest angel, but after challenging His encourage the ‘teacher’ to believe that there
power, was banished from heaven and fell was a legitimacy of authority, and therefore
from grace, becoming The Devil, and now the must be obeyed) to administer the shocks. At

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one point, the confederate began to com- that the participants were coincidently all in-
plain that his heart was bothering him, and alt- trinsically evil. However, this conclusion does
hough this clearly bothered the majority of the therefore bring about the alarming question:
‘teachers’, after a quick ‘prod’ from the exper- ‘could I actually kill somebody if ordered to do
imenter, they continued to obey the authority, so by an authority figure’, or ‘would I take
as they believed that the experimenter was re- pleasure in abusing somebody if I happened
sponsible for whatever happened to the to be in the situation where my friends, or peers
‘learner’. When obedient individuals attribute surrounding me were doing so?’
responsibility to a figure of authority, they are
going through a process known as ‘the agen- Naturally, of course, we all read this and imme-
tic shift’, which involves moving from an auton- diately dispute the fact that abuse, rape, or
omous state into an agentic state. even murder are within our capabilities; in-
stead, we choose to believe the notion that
Milgram carried out his study 40 times, invaria- there is an unbridgeable chasm separating
bly finding that every participant continued to good people from bad people, as this acts as
300 volts, but perhaps what’s even more fright- a source of comfort for us all, encouraging us
ening, is that 65% of the participants continued to wilfully accept that evil is an inherent quality
to the highest level of 450 volts. Hence, Mil- that men like Idi Amin, Stalin, and Vlad Dracula
gram concluded that ordinary people are share, alongside the modern day, more ordi-
likely to obey authority figures, even if they are nary and lesser evils of drug dealers, thieves,
aware that what they’re doing is morally and even bullies.
wrong or unacceptable, due to the presence
of an authority figure. And yet, the scandal surrounding Abu Ghraib
suggests otherwise: Abu Ghraib prison was a
Zimbardo on the other hand, carried out the US army detention centre, located 20 miles
renowned Stanford Prison Experiment in 1971, from Baghdad, where in November 2003 a de-
with the aim of investigating “how readily peo- tainee died during an investigation, and then
ple would conform to the roles of guard and in January 2004, trophy photos of Iraqi prison-
prisoner in a prison simulated study, and, after ers were discovered, prompting an investiga-
having to cut the experiment short by eight tion of the prison. In April 2004, Major General
days, Zimbardo concluded that people will in Taguba released an appalling report of the
fact conform to social roles that they are ex- prison, stating that eleven US soldiers had been
pected to play to such an extent that, as a re- involved in punching and kicking detainees,
sult of the guards’ brutality, one prisoner had photographing naked male and female de-
to be released after 36 hours, as he was suffer- tainees in variously sexually explicit positions
ing from uncontrollable bursts of screaming, that the soldiers had arranged them into, sim-
crying and anger. Zimbardo suggests that the ulating electric torture, using military dogs with-
strongly stereotyped roles of prisoner and out muzzles to intimidate and frighten detain-
guard will have influenced the participants to ees, and in at least one case biting and se-
act as they did, because ultimately, before verely injuring a detainee, and a male guard
the experiment actually began, the partici- even raped a female detainee, before finally
pants would have had a fairly good idea of taking photographs smiling alongside dead
how prisoners and guards behave. Further- Iraqi prisoners. The media labeled the soldiers
more, Zimbardo added that the prison-simu- as “just a couple of rogue soldiers”, or “bad
lated environment itself was a key factor in apples”, and although of course, situational
creating the guards’ sadistic behaviour, sup- analysis does not nearly excuse these crimes,
porting the situational explanation of behav- or make them morally acceptable, it is im-
iour. portant to remember how powerful situational
forces are over individual behaviour, and that
From their findings, therefore, both Milgram in reality, any of us can be vulnerable to its per-
and Zimbardo concluded that the human-be- vasive powers; Albert Bandura believes that by
ing’s ability to carry out acts of evil are more wearing military uniform, deindividuation
down to the presence of an authority figure, or played a large role in the moral disengage-
pre-existing ideas about how to behave in cer- ment of the guards, who may have felt as
tain situations, or even more simply down to though what they were doing was justified as
the environment itself, as opposed to the fact all their peers were doing it. And so, William
Golding’s literary stroke of genius, ‘Lord of the
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WOODARD JOURNAL ISSUE 2, APRIL 2018

Flies’ exemplifies the idea that conditions can every individual person, due to free will, could
make us feel anonymous, and provoke dis- choose to go down either path, depending on
turbing outcomes, and any setting that cloaks their personal situations and experiences, per-
people in anonymity reduces their sense of sonality, and genetics, and this alternative
personal accountability and responsibility for conception therefore treats evil as something
their actions. of which we are all capable, depending on
circumstances, as ultimately, situational fac-
Admittedly, the realisation that arguably each tors are a highly powerful force.
and every one of us has the potential to be-
come ‘evil’ is quite difficult to process, and Mimi Steward
therefore, we must remind ourselves of the
fact that true heroism does continue to exist in Hurstpierpoint College
today’s society: in 2013, New York bus driver,
Darnell Barton was driving a bus full of high References
school students home when he saw a young Philip Zimbardo, The Lucifer Effect, How Good People Turn
Evil, Rider Books, 2007
woman on the far side of the guardrail, leaning
Zimbardo, P, 2007 (see n.1 as above)
over the busy Scajaquada expressway. While Ron Rodes, (n.d.), How Did Lucifer Fall and Become Sa-
others drove, cycled and even walked right tan?, Retrieved from http://www.christianity.com/theol-
past the clearly distraught woman who was in ogy/theological-faq/how-did-lucifer-fall-and-become-sa-
tan-11557519.html
obvious danger, Barton immediately stopped
Zimbardo, P, 2007 (see n.1 as above)
the bus in order to try and persuade her to (n.a), Brainy quotes, Retrieved from
come back over the rail. She agreed, and Bar- https://www.brainyquote.com/quotes/quotes/p/philip-
ton stayed, talking with her until the police ar- zimb271911.html
(n.a.) Holocaust, A Call To Conscience, Retrieved from
rived.
http://www.projetaladin.org/holocaust/en/40-questions-
40-answers/basic-questions-about-the-holocaust.html
Additionally, a young Pakistani school boy McLeod, S. A. (2007), The Milgram Experiment, Retrieved
called Aitzaz Hasas demonstrated the fact from www.simplypsychology.org/milgram.html
McLeod, S. A. (2016). Zimbardo - Stanford Prison
that human-beings are capable of goodness,
Experiment. Retrieved from www.simplypsychol-
unselfishness, and sacrifice: in 2014, Hasas ogy.org/zimbardo.html
gave his own life in order to prevent a suicide (n.a.), Iraq Prison Abuse Scandal fast facts, Retrieved from
bomber from entering his school, thus saving http://edition.cnn.com/2013/10/30/world/meast/iraq-
prison-abuse-scandal-fast-facts/
his classmates and teachers. His story spread
Caroline Coupe, 10 Incredible Acts Of Heroism By Ordinary
quickly, capturing the hearts of many in Paki- People, 2014, Retrieved from
stan, and for his act, he was awarded the Si- http://listverse.com/2014/12/04/10-incredible-acts-of-her-
tara-e-Shujaat (Star of Bravery) by the Govern- oism-by-ordinary-people/
Salman Masood, Call to Honor Pakistani Boy in Fatal Tackle
ment of Pakistan.
of a Bomber, 2014, Retrieved from https://www.ny-
times.com/2014/01/10/world/asia/call-to-honor-paki-
With everything taken into consideration stani-boy-in-fatal-tackle-of-a-bomber.html
therefore, it seems clear that although we all
have the propensity for violence, aggression,
and cruelty, we have been so conditioned by
society that we understand the inappropriate-
ness of acting upon these tendencies. That is
not to say, however, that we don’t want to act
upon our suppressed feelings of resentment, or
animosity, and as proven by the Abu Graib
scandal, or the Holocaust, ordinary human-
beings have been known to do so. In fact, only
last week, Steve Stephens, a children’s mental
health case worker, used social media to pub-
licly broadcast himself shooting 74 year-old
Robert Godwin, thus indicating that people,
on a daily basis, do certainly continue to break
the boundaries of society. Therefore, it is prob-
ably more appropriate to regard evil as black
and good as white, and understand that we
all live in a world of invariable greyness where
125
WOODARD JOURNAL ISSUE 2, APRIL 2018

The Haitian
proven to be a wealth of information. In the
same fashion, it has been assumed that when-
ever a text from Neale Hurston was quoted, it
was “Tell my Horse” from where the statement

Zonbi originated. In this light, it is important to under-


stand the limitation placed upon the two writ-
ers as it is with them and their work that the

Phenomenon
matter really gains depth.

As the oldest text mentioning zonbis, it is una-


voidable for the “The Zombi of Grand Pérou or
the Countess of Cocagne” by Pierre-Corneille
Blessebois to make an appearance. Pierre-
Corneille Blessebois is a late 17th century writer,
a Normand adventurer and a shameless wom-
anizer. The most surprising element of the story
was the use of the zonbi as a mean to frighten
the Countess, which was accepted in the Car-
Introduction ibbean’s as perfectly normal. This suggests that
even as far back as the initial printing of the
work (1697) zonbis were already common oc-
The idea concerning the topic of this EPQ
currences. The publication of this erotic, spite-
came from a book; “Zombis” by Philippe Char-
ful pamphlet occurs barely ten years after the
lier. Charlier is a well-known and acknowl-
decree of the Code Noir by Louis XIV. It follows
edged French anthropologist, who has been
through as a legalisation by the French Monar-
known for writing a multitude of other books on
chy of slavery, something which had been un-
equally fascinating topics – but what made
seen in France for centuries but was definitely
this very book special was the mention of a
present in the Caribbean as early as 1620. This
wondrous drug; Tetrodotoxin. Tetrodotoxin,
is however better suited for later as the history
also known to its friends as TTX, gets a full blown
of the nation deserves to be treated more at
6 pages of the book dedicated to it, although
length, and a little forewarning (a pinch of salt,
very little of its mechanism of action is actually
if you would) becomes necessary when ad-
discussed. (A shame, because it is actually
dressing the matter of this research. Yes – this is
quite straight forward.)
about zombies; but not the brain-eating, Walk-
ing-Dead type.
Once Charlier got the ball rolling, it was impos-
sible to stop. So many questions were left un-
It has been mentioned in previous texts of the
answered by the book, questions which
trouble which has been associated with the re-
spurred the reading of a second, older and
search of this topic and once more it must be
better known book; “The Serpent and the
reiterated to ensure that there are no precon-
Rainbow”. Wade Davis’ work, both better writ-
ceived ideas when reading this account.
ten and more detailed, has been used con-
Whilst the Walking Dead are interesting in
stantly throughout this essay as both a thread
themselves (far from me the idea to dismiss
to follow and the basis for most of the argu-
them) this treats of zonbification. That means
ments, and is often merely referred to as “Da-
that, at some point, this will treat of Vodou and
vis’s work”. It is however to be noted that
rites and a little bit of those secret societies no
Wade Davis’ “The Serpent and the Rainbow”
one is entitled to speak of and therefore eve-
is a highly commercial book and hence is not
rybody knows. These nowadays are often
necessarily a factual account of the events in
gathered (wrongly, according to some) under
Haiti. It proved mostly valuable for its scientific
the umbrella of Vodou. (For the sake of simplic-
research of the “Zonbi Powder” – as a Harvard
ity, it is this terminology which will be used – alt-
Ethnobotanist, Wade Davis had a different un-
hough it refers mostly to the Haitian branch of
derstanding of the pharmacology when com-
beliefs.)
pared to Métraux, Charlier or even Schultess
and Hoffman – two fantastic biochemists. For
most of the cultural background, it is Zora
Neale Hurston’s “Tell my Horse” which has
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WOODARD JOURNAL ISSUE 2, APRIL 2018

Name Origin Refers to the body cannot survive without exter-


Vodou Kingdom of Haitian nal help, or the Haitian concept of
Dahomey branch death; the breaking of the man into his
(current components.
Nigeria)  The bokor here refers to a ‘dark’
Voodoo Kingdom of Lousiana houngan, a vodou priest who ‘serves
Dahomey branch
with both hands’ – a paraphrase of a
Vodun Kingdom of West African
houngan putting his skills to use for
Dahomey branch,
deeds deemed evil; a houngan who
sometimes ar-
gued the orig- does not work for the benefit of the so-
inal belief, ciety. This is another issue which will be
practised by raised, since the role of the zonbi lacks
Gbe speaking clarity; though the stance adopted
ethnicities here is that it isn’t just to work on plan-
Vodù Kingdom of Cuban tations.
Dahomey branch, devel-  A state akin to idiocy is medically inac-
oped under- curate, especially with the 1950s use of
neath the the word to evoke a person unable to
Spanish rule reason or care for themselves. It isn’t a
Vudù Kingdom of Dominican term we use in polite conversation and
Dahomey Republic today it would be called mental retar-
branch, devel- dation. This is not applicable to the
oped under-
case of zonbi, as mental retardations
neath the
occur in children and have nothing to
Spanish rule
of the eastern do with the repeated consumption of
half of the psychoactive drugs nor asphyxia of
Hispaniola is- certain regions of the brain.
land. (Haiti is
the other half An alternate definition was proposed by Yann
of the island) Guillemot, in his “Recherches sur les Zombis”;
Candomblé Yoruba Brazilian rite “a person who is allegedly kept in a state be-
(Bahia – Petro associated tween life and death.” This definition was pur-
Rite only) with Vodou posefully very broad. This essay will aim for
Abakua Egbe Brazil rite as- something neither as broad as Guillemot’s
sociated with work nor as ‘classical’ as Métraux’s. Here is the
Vodou proposed:
Kumina Kongo Jamaican rite
associated “A person stripped of will and personality,
with Vodou whose cognitive functions have been suffi-
ciently impaired that no reliable identification
is possible and who is thought to have been
What exactly is a Zonbi? risen from the dead.”

Alfred Métraux, in his “Le Vaudou Haitien” Although this definition does have issues (espe-
(2015) defines a zonbi as “a person of which cially with the introduction of the concepts of
the death has been stated by an authorised will, personality and identification) it will be a
official, who has been openly buried and who subsequent aim to justify the choice of this def-
is found a few years later, belonging to a bokor inition and bring light onto questions arising.
and in a state akin to idiocy.” This naturally
raises immediate problems:
Part I: Where to find a Zonbi?
 The death is, in this case, only a matter
of perspective. Which death is spoken It is nowadays more or less well acknowledged
of is not stated – the clinical death that zonbis come from Africa, especially the
when the brain stops working, the point West African coast where the kingdom of Da-
at which the heart stops beating and homey situated. It is not a far-fetched idea,
and has enough proof of its likelihood already
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WOODARD JOURNAL ISSUE 2, APRIL 2018

published that a mere recapitulation of the


key points will be enough to establish its verac-
ity.

The West African coast is where most of the


black slaves which were deported to the Car-
ibbean came from. At first they were a to-
bacco growing force, with a similar proportion
of white and black population on the island of
Hispaniola. As the commerce grew and
France realised the potential of the sugar
cane plantation, which they could import and
sell to Europe at huge profit for the crown, the
number of black slaves on the island initially
grew to six times its original size whilst the white
population struggled to double. This lead to a
situation where a small commanding ethnic
minority of people ruled over and owned the
working majority.

The French dominion and supremacy of the


plantations over the black slaves was consoli-
dated by the Code Noir, enforced by Louis
XIV. It forbade black slaves from gathering to-
gether, forced the plantation owners to con-
vert all their working force to Christianity within
seven days of being bought and gave white
judges the power to order the death of unruly
black slaves who had sought to escape. This
crushing of African religions and attempt to
erase the black identity of the slaves, however,
did not have the desired effect – the vodoun
lwas (spirits) were syncretised to Christian
saints. There is a very interesting theory cur-
rently being scrutinised that hints at the possi-
bility that African religions were the ones to
theorise the existence of a higher being, as
well as the concept of resurrection. It is them,
according to some, who slowly infused the
Egyptian mythology with those salient points;
an Egyptian mythology which shaped Juda-
ism, and therefore Christianity. It would explain
why the syncretisation occurred without too
much trouble; one religion had influenced the
other enough that the crucial concepts and
ideas existed in both.

With the concept of a cultural import from


Western Sub-Saharan Africa to Haiti, it be-
comes easier to see where the zonbi might
have originated from. Indeed, when looking
further into the poisons the Ewe people
brewed (from southern Ghana, Benin and
Togo) some of said poisons can cause furious
itching, madness or death – all of which are
symptoms of zonbification.

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Purpose Organism Part Picture


Itching Baphia Nitida, Leguminosae Leaf
Papilionoideae

Irvingia Gabonensis, Ix- Leaf


onanthacea

Smilax Kraussiana, Smilaca- Leaf


cea (Known today as S. an-
ceps)

Mimosa Pudica, Legumi- Leaf


nosae Mimosoidae

Aframomum Melegueta, Fruit


Zingiberaceae

Toad – not specified, but Parotoid glands


after further research it is contain the re-
supposed to be the African quired Bufotowins,
Giant toad, Amietophrynus which can be ob-
Superciliaris due to his tained by stroking
overly developed parotid the toad under-
glands and the fact that it is neath its chin to ac-
endemic to the entire tivate the poison
‘Slave Trade’ Coast. secretion

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Madness Datura Metel, Solanaceae Leaf

Aframomum Melegueta, Fruit (see above)


Zingiberaceae
Tetrapleura Tetraptera, Le- Fruit
guminosa Mimosoideae

Allium Aescalanicum, or Bulb


shallot.
Wasp nest
Pig faeces
Poison Solanum Incanum, Sola- Leaf
naceae, of the eggplant
family, thorn apple

Abelmoschus Esculentus, Leaf


Malvaceae

Datura Metel, Solanaceae Fruit (See above)


Hymenocardia Acida, Eu- Leaf and Fruit
phorbiacea

Ashes

Even if these are not all present in Haiti, it is the other to the secrets of the local flora.) To
easy to identify a few which strike as particu- this non-exhaustive list, it seems right to add
larly promising for later application of the re- another plant which originates from Africa,
search; Datura Metal, Solanum Incanum and and appears promising in our research for
the toads. (The psychoactive properties of three reasons; it is mentioned by Wade Davis
toads had already been discovered by the In- as growing on Haiti, it contains more active
dians before the colonisations of the Carib- compounds than most of the flora mentioned
bean and it is not far-fetched to imagine that, above, and the Yoruba have given it the
between two oppressed people sharing the name of yerepe, or more often seen as
knowledge of plants, one would have initiated
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WOODARD JOURNAL ISSUE 2, APRIL 2018

werepe (translated into English as Pits and Net-  The nine-days wake; held every night
tle respectively.) This is the velvet bean, for nine nights after the death, some-
Mucuna Pruriens. Mucuna Pruriens deserves a one must always be present inside the
larger, more exhaustive section to itself be- cemetery to ensure that the duppy
cause of its strange and fascinating properties (ghost/spirit of the dead man able to
– one which I regrettably do not have the do evil) does not rise from the dead.
space to offer here.
In addition to the traditions, Neale Hurston
But back to more direct matters, and to a brings to light a few characteristics of duppies
question which struck early on in the research; which sound eerily similar to Haitian zonbis;
if there are zonbis in Haiti, and some can be
suspected in western Africa – are there any  The duppy has got the power to
accounts of them in neighbouring island to His- ‘breathe’ on a man – that is, to make
paniola? Are there some in the Dominican Re- you sick. They can also induce fits by
public; adjacent to Haiti? touch; all properties of astral zonbis.
 Only rude, wicked people set duppies
The answer to this is unclear, as traces of zonbis on folks.
have not yet been found in any of the Carib-  Duppies can be trapped in bottles –
bean islands beside Haiti. (Though Zora Neale highly similar to the astral zonbis
Hurston did allude to some similar cases in Ja-  Men willing to steal duppies for work go
maica) In fact, there have been no reasons to their graves at night. They beat the
found as of yet to explain why there are no ground with a stick and pour alcohol
zonbis in the neighbouring parts of the world. down onto the earth and roll around
However, one theory can be formed. Zora on it until the duppy arises. Then, the
Neale Hurston describes in her account of a duppy does what it has been paid to
Jamaican burial about four traditions, tradi- do. This is highly similar to the way that
tions which echo zonbification stories and ritu- bokor have been known to ‘resurrect’
als: their zonbis.
 Four nails (iron – which is also part of
western folklore concerning spirits, de- All this therefore shows that, even though there
mons and creature banishment) were are no factual reports of cases which can be
driven into the fabric of the dead likened to zonbis, the concept does exist within
man’s shirt, at the cuffs and into his the culture of Jamaica. From then on, seeing
socks. They did not pierce the skin but that most of the Caribbean islands are
aimed to be as close as possible to the vodouisants anyway (practitioners of vodou),
body. They were then hammered into it is not a far-stretch to assume that most of the
the coffin to prevent the duppy (ghost) other islands share this cultural similitude. This
from rising from the grave. does not explain why the Haitian culture is the
 The brother of the dead man said, only one to have records of such things,
amongst other things; “if we want you though perhaps a closer look at its history
we come wake you.” might.
 Some salt mixed with a powder (un-
known composition, but once again Haiti existed far before its colonisation by the
note the appearance of a substance French, even before Christopher Columbus
which is part of modern western culture reached it, and in these times it was inhabited
and reinforces the African origins of by the aboriginal tribes. Amongst them, one
zonbi) was sprinkled in the coffin. Every main ethnicity dominates; the Taíno. These
Haitian bokor knows that a zonbi must people, the original tribe of what they called
not be fed salt. Later on in the text it Ayiti, were subsequently massacred and en-
goes on to give a variety of folklore as slaved (not necessarily in that order) by the
to why duppies don’t like salt, some conquering Spanish. With the invasion, strange
which involves them not being able to diseases were introduced. Where it wasn’t
pass on or fly, the salt being too strong white men who killed them, or the mountains
for them, it causing them to regain per- to which they fled, it was illness which, eventu-
sonality – things which echo quite ally, killed all the Taíno off within decades. With
strongly the Haitian belief that giving the death of their main work force, Charles
salt to a zonbi will bring him back to life. Quint, in 1517, authorised the shipping of slaves
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from the Western Coast of Africa. This was the Tonton Macoute – an organisation created by
first introduction of an oppressed culture into Duvalier to execute the dirty work of his regime
Haiti. and instil fear in his people. He ruled until his
death in 1971, when his son took over after be-
The French slowly, steadily took over and by ing ‘elected’. A revolt chased him out of the
1654 half of Hispaniola was under the French country. Since then, Haiti has been in a con-
rule and the other half was Spanish. The Code stant imbalance – alternating presidents and
Noir was implemented by Colbert under Louis revolts, earthquakes and the de-militarisation
XIV as a response to the tobacco crisis – caus- of the island; there has been no economic sta-
ing the few plantation owners to have to turn bility from its official leaders.
towards the sugar cane in order to survive. This
business proved plentiful, and more and more Where does this tie into the phenomenon of
Africans were imported as a result. In 1697, zonbi? Simple; the people inhabiting a country
Spain gave up on Hispaniola and it passed need stability to be able to survive and de-
fully under French rule. By 1790, there were ten velop. If the government cannot provide said
times as many blacks on the island as there stability, it has been seen time and time again
were whites. that it is religion which shall step in. Which reli-
gion? Again, the issue isn’t as complicated as
So far, Hispaniola was a simple colonised island it looks. (Although the practicalities of it are far
from the Caribbean, perhaps special in the reaching.)
fact that it was French when most of the archi-
pelago tended to be Spanish, English and, to
Part II: Why are there zonbi?
a lesser extent, German. What caused things
to change was the French Revolution of 1789. With the Code Noir, all imported slaves had to
With trouble in the motherland, the Antilles be converted to Christianity (Roman Catholic
found themselves cut off from help. A prime denomination) within seven days of their pur-
time for rebellion, it was in 1793 that the Revolt chase by a plantation owner. Changes of faith
of the Slaves ended with the official ban of were enforced and, as already established,
slavery. Toussaint L’Ouverture was declared Vodou proved to be incredibly malleable and
ruler until death and set the island mostly up- adaptable.
right again. He chased away the threatening
English and Spanish, implemented a few au- If it weren’t proof enough of the ubiquity of
dacious measures and succeeded into driving vodouisants, a recent poll asked the popula-
most of the non-black Haitians from the island. tion which religion they followed. Although
Alas, great things are not meant to last and it most of the answers were “Christianity”, peo-
was in 1802 that Napoleon Bonaparte (not yet ple then followed on to say that one could be
Napoléon Ier) sailed to Hispaniola in an at- both Christian and vodouisant, and saw no
tempt to retake the colony. It failed, though trouble in that. To them, each intervenes in dif-
the battles closed with Toussaint L’Ouverture ferent areas of life and complements the
tricked and imprisoned by the French and other.
Jean-Jacques Dessalines leading the black re-
volt after having defected from the French But pushing further, one notices a few things
ranks. Dessalines, proclaimed ruler until death concerning vodou:
by his army, organised the execution of some
10 000 whites still on the island and proceeded 1. Not everything that is called vodou is
to rule supreme. Mulattoes were the ones to vodou;
assassinate him in 1806 – leaving the country 2. Everyone who holds power in Haiti is
broken in two. In the north, a black kingdom also a powerful vodouisant, perhaps
led by Henri Christophe, self-proclaimed Henri even a ‘houngan’ or a ‘mambo’;
Ier, and in the south a republic presided by the 3. No white and only a few mulattoes will
mulatto Alexandre Pétion. The country is uni- admit to being vodouisants.
fied again in 1822.
Why is this? Well, the first point is easy to an-
It was in 1957 that the extent to which Haiti had swer. Time and time again, throughout history,
become corrupt appeared clearly with the religion has been used as a motive behind
election of the originally well-loved François which to hide for personal gain. One of the
Duvalier (Papa Doc), an elite member of the better known sects (in which vodouisants deny

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being a branch of vodou and members of the talent as a chief, as to the fear he instilled in his
sect affirm to be legitimate) is the Secte people.
Rouge. There are others; of which the Maroons
quoted by Neale Hurston – described as an- Finally, the divide between the white Haitian,
thropophagous (man-eating) and amoral. the mulattoes and the blacks. It is very tempt-
Davis merely talks of the Secte as a gathering ing to make sweeping statements; ones of the
of greedy men, a sort of ‘shadow power’ likes of “all whites seek to be seen as sophisti-
which serves to form a common enemy cated and therefore strive to appear Euro-
against which vodou can unite. pean, rejecting their Haitian roots and culture”
and whilst it wouldn’t be wrong, it wouldn’t be
Vodou in itself is organised a little like a coun- true either. Certainly not all white Haitians are
try. There is the Emperor, who rules over the en- like that, but the majority of the aristocratic
tire nation of vodouisants and is the most pow- elite definitely displays these tendencies.
erful houngan. With the Emperor come
Queens and sometimes Kings, each of them With this shadowing of power, effectively
ruling over a section of the island. Their word is these two governments which rule side by side
law and it is to them that vodouisants appeal on different aspects of each man’s life, it ap-
when they are in need. The vodou society is pears likely that zonbi are a manifestation of
responsible for the entire welfare of their prac- the vodoun society.
titioners, which involves settling quarrels and
ensuring that everyone is adequately dressed Indeed, where the law proves to be either in-
and fed. Under the Queens and Kings (power- effective or uncaring (quarrels between
ful Mambo and Houngan) are other Mambo neighbours, sickness, dishonour) it is the role of
and Houngan, less powerful, guardians of Vodou to sweep in and commend the people.
‘temples’; most often simple rooms in which al- Of the alleged zonbi cases reported in Haiti, a
tars are raised, to which vodouisants come to common description of the victim persists;
invoke the Lwa. ‘mean’ some people would say – ‘dishonour-
able’. ‘He did bad things and he got his come-
Every person who holds power in Haiti is very uppance.’ ‘She was a shame to her family and
likely either going to be a mambo or a they got rid of her.’ ‘His brother killed him to get
houngan. This is because the mambo and the all the land.’ In the Haitian eye, to zonbify
houngan are, by their very roles, the leader of someone is to kill them. Does this, then, make
the people. Marc Beauvoir, for example, was zonbification the vodoun equivalent of capital
a reputed houngan across all Haiti. He did not punishment? It would not be surprising to think
hold a position in the government, but rather so, especially since, although zonbi are quite
his word was taken as gospel on the streets. rare, the dosage is finicky. How many dead
People looked to Marc Beauvoir before they were meant to be zonbis but never rose from
glanced at their government. Note that it is the grave? If a brother tells you to take a man,
phrased ‘holds power’ and not ‘in power’, be- it is because he never wants to see him again.
cause the European way of ruling a country ‘Make him disappear’, they might say. What
holds very little legitimacy in the Haitian mind these people want is the immediate removal
and those in power may not necessarily hold of the person; the zonbification then comes as
power. It is very common for an outsider seek- a ‘plus’ to the bokor, who can then go on to
ing to understand vodou, upon his arrival to sell the zonbi or keep his astral form for further
Haiti, to be introduced to a powerful houngan magic.
or a mambo. This is, naturally, done without
their knowledge as the very nature of these There is, interestingly enough, an article in the
people is to effortlessly hold power. It is only Code Penal of Haiti which, in barely disguised
later, when a relationship of trust and under- words, bans zonbification:
standing has been reached between a “It shall also be qualified as attempted mur-
vodouisant and a foreigner, that the new- der the employment, which may be made
comer realises who exactly the jovial man they against any person, of substances which,
shared a drink with is. This quiet, shadowing without necessarily causing actual death,
power is a legacy from the secret societies of produce a lethargic coma more or less pro-
Africa. The tribe leader was a high ranking sor- longed. If the person is buried, the act shall
cerer and his position was equally due to his be considered murder no matter what result

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follows.” Article 246 of the Code Pénal Hai- During a ceremony, the horse (name for pos-
tien. sessed vodouisant) is mounted by the lwa. The
consciousness of the person is effectively
Vodou thought to be pushed to the back of the body
There is not, and there will never be, enough as the spirit takes over the person and hence
space to explain all the finer intricacies of takes form amongst those who have invoked
Vodou. One can, however, strive to breach it. Allegedly, amazing feats have been per-
the key points and this is what has been at- formed when a practitioner was mounted by
tempted here. As a mean to condense as a lwa – feats which allow the mambo and
much as possible the information, this section houngan to identify which spirit has joined
has been divided into parts; the Lwa, the soul them. If it is Damballa Wedo, the horse will
and the body, zonbi death. crawl on the ground or climb trees. If Ogun is
Lwa present, his horse will try to grab a bottle of
The lwa, associated with the orisha (Brazilian rum, eat a sword or perhaps light a cigar.
Candomblé) and the vodun (original kingdom
of Dahomey), are spirits of the earth and na- The Haitian also believe in a world of the dead,
ture which act as intermediates between the called ‘Guinée’. The lwa Papa Legba is able
Bondye (Good God) and the mortals. The lwa to communicate with the dead souls in
themselves are separated into families, de- Guinée, the earth of the Haitian ancestors.
pending on which rite they belong to, with one Death, in the Haitian culture, is a complicated
lwa having multiple aspects in the different matter.
families as well as each family having special
traits. The table below seeks to summarise the
facts:

Rite Rada Rite Congo Rite Petro


Origins Dahomey Central Africa Haiti
Lwa Tempera- Old and People who Lwa from the
ment kind have been Rada rite which
deified post- have been re-
mortum, such modelled by the
as great kings Haitians to re-
and queens flect the
changes of the
people under
slavery: bellig-
erent, energetic
and ruthless
spirits.
Colour White (and (Depends on Red (and the
the Lwa’s the Lwa Lwa’s own col-
own colour) served) our)
Erzulie: Marinette Erzulie: Dantor,
Freda, Ba- Bras Chêne Mapiangue,
lianne, Yeux Rouge,
Mansur, Toho
Granne La Sirène
Papa Legba Modong Papa Legba
Mousai
Damballa Damballa Wedo
Ayia- Ayia Wedo
Weddo
Agwé Bokoulou Agoué
Baka
Guédé fam- Bumba Baron; Samedi,
ily Cimetière, La
Croix, Kriminel,
Piquant
Maman Brigitte
Ogun Dessalines

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Soul and body


Vodou believes in man being made up of not
one, not two, nor three, but five parts:

Part Function Death


Corps-cadavre The body itself, envelope of flesh and Physical, visible remain of the person. Decays over
blood. In conjunction with the n’âme time with the departure of its other physical com-
it forms the physical envelope of ponent
man.
Gros-bon-ange It is the life force which inhabits man. Enters the body at conception and leaves at death
The gros-bon-ange never leaves the to re-join the great reservoir of energy from
body until death, always keeping the whence all life is supported
man alive. It appears similar to the
n’âme, but they treat different as-
pects of the person. The gros-bon-
ange and the ti-bon-ange act in con-
junction to represent to magical part
of man.
Ti-bon-ange The aura of a person - his personality Hovers around the body for seven days after the
and ambitions, his character and will. death. It can be captured at that time and formed
The gros-bon-ange gives people the a zonbi astral. If it is removed from the body, and
ability to act, but it is the ti-bon-ange only the other four components are kept, then the
that makes them want to act. zonbi is known as a zonbi corporel.
After death, the ti-bon-ange sinks down to the un-
derworld, the world of Guinée where the ances-
tors rest. A year and a day after the departure of
the ti-bon-ange, it is recalled to be reincarnated.
The ti-bon-ange is reborn 16 times, during which it
gains wisdom up until it is wizened sufficiently to
return to Damballa and become undifferentiated
into the Djo; the cosmic breath that envelopes the
universe
N’âme The spirit of the flesh that allows the Decays and bleeds into the earth over the time
functioning of the corps-cadavre. To- that the corps-cadavre decays. It passes into the
gether, they form the physical part of ground and returns to the great basin of energy in
man. the soil
Z’étoile It inhabits the night sky and is nes- Remains in the night sky, near the z’étoile of the
tled in the coils of Damballa’s body. ancestors of the man.
The Z’étoile is the component of fate
in every man’s life, a part of his soul
which is inscribed in the sky and per-
sists there, carrying one’s hopes and
the defining events of his life.

It is the ti-bon-ange, the part of man most sen- This vulnerable time in Haitian cosmology is
sitive to magic, which is affected in the making when the bokor strikes. Zonbification is only
of a zonbi. To a Haitian, death is not a frightful done by bokors because it is considered very
experience because it is the end, but rather dark and dreadful magic. It is stopping one
because it a moment in one’s existence of in- from death and forcefully trapping a man on
credible vulnerability; the essence of man death’s door.
comes undone and all the parts thence be-
come fragile. It is during the week after a Zonbi Death
man’s death that his soul splits and the linger-
ing of the ti-bon-ange around the corps-ca- The magic behind the making of a zonbi is a
davre becomes a liability to the dead man’s well-kept secret, but a few clues have been
peaceful descent to Guinée.
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gleaned over the years by curious intellectu- 9. It (once risen, the zonbi is no longer
als. Here is a rough summary of the vodoun considered human) is force fed an-
magic involved in the process. other powder and is roughly beaten to
prevent the zonbi’s uprising. It is said
1. The person due to be killed must be ap- that when coming out of the grave,
proved by the Society. It is only when the zonbi can display the strength of
the Queens or Emperor have given the two men. This is why the bokor comes
approval for the zonbification that it accompanied.
may happen. Their role here is the one
of judge, where the impact of the 10. The bokor has now separated the ti-
‘threat’ onto the society is assessed bon-ange from the rest of the compo-
and, if the Queens or Emperor decide nents of the zonbi. He will then trap the
that, indeed, the person is too harmful, ti-bon-ange to ensure that it is unable
then a fate worse than death awaits to re-enter its body and to avoid the ti-
them. It is not always necessary for the bon-ange roaming and causing trou-
Queens and Emperor to be involved – ble.
on some occasions it falls to the family
to rid themselves of the dishonour. (A 11. The corporeal zonbi is possibly sold to
further case study later on will deal with the owner of some plantation in need
this aspect of the issue.) of cheap unskilled workers, though the
bokor may keep it for his own purposes.
2. The bokor must be solicited. A It will work at night and be confined to
houngan would refuse to perform the its state until the bokor dies – at which
task asked of him, and hence a bokor point the astral zonbis will be freed and
must be found by the person who has the spell lifted. If the zonbi is lucky, its ti-
brought the problem to the attention bon-ange will be able to regain its
of the society in the first place. body and he will live again.

3. The bokor will prepare a powder which Part III: How to make a zonbi
is laid in a cross over the threshold of
the house, or in the bed where the vic- So far the where, and why, and since when of
tim sleeps. the matter have been covered – however it is
the how that is the culminating point of this re-
4. The bokor will perform a ceremony dur- search project. How could this be done? Is
ing which he might use one of his astral there a viable way in which all the symptoms
zonbis to ‘breathe on’ the soon-to-be- can be obtained, from organisms native to
dead man and induce an illness onto both Africa and Haiti, whilst keeping in the spirit
him, which will kill the victim. of the phenomenon?

5. Soon, symptoms appear. They may First of all, the right mind-set must be present. It
vary, but a few characteristics of the ill- will be far harder to zonbify a Christian Euro-
ness persist. It is in Part III that the phar- pean visiting Haiti than it will be a Haitian
macology of the powder will be dis- Vodouisant.
cussed and those symptoms will hence
be enumerated later. The aboriginal Australians show a magnificent
domination of mind over body. Within the ab-
6. The victim is declared dead by the at- original community, if someone has broken a
tending physician. law or a taboo, his death is “sung”. “Sung
death” is the chanting of spells which all abo-
7. A burial is organised, in the tradition of riginals know to be used to kill the victim. The
Haiti. aboriginal to be killed realises that the spirits
have been invoked against him and his faith is
8. During the night following the burial, so strong that his mind believes that he will die.
within 48 hours of death, the bokor and The aboriginal convinces himself that death is
a few of his helpers unbury the zonbi imminent and thus causes his own demise – he
from his grave falls into a religious depression where all faith in

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survival is lost, he is ostracised by his community “They had based their belief on the fact that
and ‘sent to Coventry’. The aboriginal loses the woman was lame […] as a result of a frac-
the will to live, and in losing the will to live he ture of her left leg.”
slowly falls physically ill. As the symptoms of his Outcome
depression become more and more apparent “This is evidently a case of schizophrenia.”
(loss of appetite, sleep, motivation) the aborig- “an X-ray examination [showed] there was no
inal becomes increasingly convinced that the evidence of a fracture”
spirits are trying to kill him and therefore dies
faster. With a few sung words and a little faith,
Case Study Two – Clairvius Narciss,
a man auto-destructs.
aka Louis Ozias, “The ethnobotany
It is not a far stretch to apply the same con- of the Haitian Zonbi”, Wade Davis,
cept to the Haitian zonbi – especially since
such ‘self-inflicted’ woes are present in most 1983
cultures. With the vodouisant open to being
zonbified, he becomes easier to zonbify. This Symptoms of Deaths
aspect of the zonbification process is helpful in  Fever
explaining why the phenomenon is restrained.  Body ache
Naturally, the theory would hardly have as  General malaise
much impact if there weren’t some traces of  Spat up blood
possible zonbification. The following pages will  Digestive disorder
seek to establish links between possible zonbi  Pulmonary oedema
cases and the aforementioned points.  Hypothermia
 Respiratory difficulties
Case Study One – Felicia Felix Men-  Hypotension
 Sensation of floating above his grave
tor; source: “The story of Zonbi in  Conscious at all times, but unable to
Haiti”, Louis P. Mars move
 Cyanosis of lips (blueing)

Symptoms of Zonbi Background


 “old, feeble and stupefied.” “muscular Was pronounced dead by two attending phy-
weakness or undernourishment” sicians, one Haitian and one American. His sis-
 “her skin was pale and wrinkled and ter was present and another one of his sisters
looked like the scales of a fish.” apposed her thumb print to the death certifi-
 “her eyelashes had almost fallen out; cate. Body stored in cold room for eight hours
she could not bear the glare of sun- Heavy tomb slab placed over the grave ten
light.” days after burial. Greeted his sister nineteen
 “all her answers were unintelligible and years later in a market. Introduced himself by
irrelevant.” “spoke of herself in either a boyhood nickname. Claimed to have been
the first or third person” zonbified by his brother. Worked two years as
 “had lost all sense of time” a slave on a sugar cane plantation until the
 “laughter […] devoid of emotion” death of his master.
 “was quite indifferent”
Outcome
Background He was asked “detailed questions” which
24th October 1936, the village of Ennery “even a close boyhood friend could not have
“A woman appeared in in the streets, clad in answered” and they were answered correctly
ragged clothes” He claimed to have been zonbified by a bokor
“The Mentors noticed that she bore a close re- who had used a poison.
semblance to one of their members” Their sis-
ter; Felicia.

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Other Case Studies:


Case Study Symptoms Background Outcome
Natagette Aged 60
Joseph Reputedly killed over a land dispute
Recognised wandering her home village by the
police officer who had declared her dead in the
absence of a doctor.
Francina Digestive problems Jealous husband was said to be responsible for
Illeus her demise
Her mother recognised her by a childhood scar
Death Zonbi Death

on her temple
Her coffin was found to be full of rocks.
Catatonic state

FI (see case Short febrile illness Buried the same day as death Diagnostic: Cat-
above?) Was recognised three years later by a friend atonic Schizo-
Mother confirmed identity by a facial mark (could phrenia.
Appeared mute and un- it be the case of Felicia Felix Mentor?)
able to feed herself Husband accused due to jealousy after she had
Kept her head lowered cheated on him
and walked slowly and Tomb was full of stones
stiffly
Zonbi

Muscle tone reduced


WD Fever Eldest son of a Tonton Macoute Scarred wrists,
Eyes turned yellow The tomb was not guarded the night of his death consistent with
Death

‘smelled bad like death’ Recognised his father 19months later and ac- marks left by
Swollen body cused his uncle chains or wires
Most of his time sitting or Correctly recalled comments made by his family Diagnosis: or-
lying down from his funerals ganic brain syn-
Lower libs to the left and Brother admitted to the facts, before escaping drome and epi-
upper limbs to the right from prison and retracting; arguing he had made lepsy consistent
No spontaneous speak- these confessions under torture with periods of
ing His mother identified a childhood mark (hyperex- anoxia.
Single words answers tension of fourth finger)
Said he was ill and a
zonbi
Had to be bathed and
changed, but would say
when hungry
Avoided eye contact
Hands fidgeting or pick-
ing at things constantly
Slight muscle wasting
Periods of anger and irri-
tation
Small, circular hole 5mm
Zonbi

diameter with scar tissue


over his sternum
MM Diarrhoea Joined in praying for a zonbified neighbour Diagnosis; learn-
Fever Fell ill soon after ing disability and
Death

Swollen body Says she had been kept as a zonbi in a village (perhaps) foetal
and had born a child to another zonbi, or per- alcohol syn-
Responsive to attention
haps the bokor drome
Inquisitive
At the death of the bokor, his son freed her Mistaken identity
Giggled frequently and
She said she was ill, but not a zonbi
inappropriately
Round sternal scar 10
mm diameter
Zonbi

Limited speech but struc-


tured sentences

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Pooling together all the symptoms, recurrent Matching symptoms to drugs


traits can be observed.

Symptoms Symptoms Possible Cause

Fever Fever Allergic reaction / Me-


tabolism trying to fight
Body ache off poison
Body ache Tetrodotoxin
General malaise
General malaise Tetrodotoxin, Couma-
Digestive disorder rins, Bufotenin
Digestive disor- Tetrodotoxin
Hypothermia der / Bloating
Respiratory diffi- Tetrodotoxin, Couma-
Respiratory difficulties culties rins, Atropine
Hypothermia Tetrodotoxin
Hypotension
Respiratory diffi- Tetrodotoxin
Time of Death

Sensation of floating culties


Hypotension Tetrodotoxin
Consciousness but paralysis
paraesthesia Sensation of DMT
Cyanosis of lips (blueing) floating
Time of Death

Consciousness Tetrodotoxin, Atropine


Catatonic state but paralysis and
paraesthesia
Mute Cyanosis of lips Tetrodotoxin
(blueing)
Unintelligible
Catatonic state: Coumarins, Scopola-
Unspeaking mine, Bufotenin
No initiative
Unintelligible
Unable to feed itself No initiative
Unable to feed
Photosensitive itself
Photosensitive Tropane alkaloid abuse
Muscular atrophy
Muscular atro- Lack of proper nourish-
Mood swings from placid to phy ment
enraged Mood swings Weaning off psycho-
Lowered eyes from placid to active substances after
enraged their abuse
Glassy eyes Lowered eyes Cultural submission
Zonbi

Swollen belly Glassy eyes Abuse of psychoactive


substances: Couma-
rins, Scopolamine,
The Haitian refer to zonbification as a “coup Bufotenin
Zonbi

de poudre”. This means a powder blow. At no Swollen belly Lack of proteins


point do they speak of poison but rather of
powder, because it is not the powder that kills
but the power of the bokor. But is it possible? Could, the people of Haiti
(who don’t have access to money or educa-
Originally, at the beginning of the research, tion) poison someone in this way? The answer
the assumption had been made that there is yes.
was one poisoning which caused the state of
zonbification. However, a more likely theory Wade Davis’ accounts are mostly to thank for
holds; two powders, one to kill and one to sub- this, since it is his recipe for the poison from
due. The symptoms of zonbification appear which this work has been based. The table
too broad and long-lasting for a single dose to below takes note of all the components he
cause them. suggested for the poison and checks, for our

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benefit, that they were present in Haiti at the lent, once again supporting the (widely ad-
date of the “Zombi du Grand Pérou”. The mitted) theory that the origin for the entire
second table draws a parallel between the phenomenon is found in Africa.
Haitian plants and a possible African equiva-

Ingredients Native of; Active Compounds


Datura Stramonium North America Tropane alkaloids
Mucuna Pruriens Tropics (African origin, seen in Bufotenin, nicotine, indoles and DMT
ancient Asia, Ayruvedic Indi- Serotonin, Mucunain
ans)
Diffenbachia Sequine Tropical Americas Calcium oxalates
Zanthoxylum martinicense Temperate to sub-tropical Coumarin
Bufo Marinus (Rhinella Ma- Native to Haiti Bufotenin, bufotoxin, glucosides
rina)
Osteopilus dominiciencis Endemic to Hispaniola Bufotenin, catecholamine (dopamine,
adrenaline), tryptamines, glucosides,
morphine
Puffer fish Coastal tropics TTX, DSP – diarrhoea Shellfish Poison,
STX, Amnesic Shellfish Poison – ASP, Cu-
tanous toxins; palytoxin – irritant, cigua-
tera
Produced by the Dinoflagellate they
feed upon
Spirobolida / Palydesmida Tropics / Everywhere! Alkaloids, glomerine
Tarantula Africa and Central America Urticating bristles: inflammation, rash,
itching

And a simple equivalence table:

Haitian component African equivalent


Datura Stramonium Datura Metel
Mucuna Pruriens Baphida Nitida
Diffenbachia Sequine Smilax Kraussiana
Zanthoxylum martinicense
Bufo Marinus (Rhinella Marina) Amietophrynus Regularis (genus Bufo)
Osteopilus dominiciencis Amietophrynus Gutturalis (genus Bufo)
Puffer fish Dinoflagellates, the alleged source of exogenous TTX,
occur all around the world. They also produce STX; Sax-
itoxin
Diodons and Fugu feed on algae (Rodophyta) upon
which Dinoglagellates live.
Spirobolida / Palydesmida Everywhere
Tarantula Present

If one were to compare the three tables have the knowledge required to zonbify some-
above (Symptoms, the compounds that one.
cause them and their viability in both Africa
and Haiti) then it becomes reasonably easy to
argue that the Haitian did indeed, providing
there was cultural exchange between the two
oppressed groups (and there most likely was)

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Compound Chemistry Effects


Calcium oxalate Forms tiny crystals underneath the skin; very itchy Shortens epidermis regeneration
Histamine is allergic reaction, people with Schizo- Stimulates immune system
phrenia have high histamine levels Allergic reaction
Psychosis
Tropane alkaloids Atropine: chemically related to cocaine, hyosci- Atropine; stimulates CNS, paralysis,
amine racemases into atropine when dried coma, fatal respiratory failure
Scopolamine: nightshade family, produced by Scopolamine: potent hallucinogen with
recrystallization of hyosciamine, can be topically narcotic effects, hypnotic agent causing
active, lethal at >14mg in adults delirium and hallucinations
Bufotenin Tryptamine, closely related to N,N DMT, almost Red/purple face
identical to melatonin (sleeping hormone) Vomiting, nausea, hypertension, confu-
Similar to digitalis, cardiotoxic sion, psychotic states
Heat stable – can be smoked
Nicotine Permeable through skin Respiratory failure
Stimulates CNS Cardiac arrest
Paralysing at high dosage, lethal at 40 – 60mg Addictive
PNs; similar to acetylcholine
Addictive
Indole Alkaloids β – carbolynes; very psychoactive, Mucuna Pruri- Psychoactive
ens gets special mention Gangrene
tryptamines Hallucinations
ergot alkaloids; two types – toxic gangrenous er-
got and psychoactive hallucinogenic. Close to
LSD, ergot derived from Lysergic Acid
ibogane alkaloids
yokihimbine alkaloids
strychnane alkaloids
Dimethyltryptamine, Short duration Can be smoked
DMT Most potent psychedelic Near death experiences
Heat resistant Correspondences with Buddhist teach-
Lethal dose for 50% test subjects (LD50) is 50 – ings
100mg, or 1mg per kg of body weight
Pure, LD50 can be 20mg for a man
Produced by nervous system
Hyperventilating and death increase DMT levels
Coumarins Tonka beans Dizziness
Psychoactive scopoletin Headaches
Lethargy
Respiratory paralysis.
Mucunain Proteolytic enzyme (breaking down of proteins) Severe itching and irritation
Stiff hairs, trichome on seed pods
Serotonin Regulation of mood, appetite, sleep Decreases appetite, incites passivity,
Memory and learning stimulates schizophrenia and psyche-
Anxiety, depression delia
Schizophrenia, aggressive behaviour inhibitor, Helps with memory
dopamine release, psychedelia Inhibits dopamine release
Causes diarrhoea, can alter the density
of bones
Psychedelic drugs; LSD, DMT, mescaline
are agonists
Dopamine Motor neurone movement High levels of dopamine cause high risk
Controlling physical motions behaviours
Lack of parkinson’s Involved in the reward system
Not a speeding neurotransmitter, but calming Neurotransmitter
Adrenalin and noradrenalin can be synthetized
from dopamine
Tetrodotoxin Tiny molecule with a guanidine group which Paralysis, no noticeable heartbeat, could
binds to receptors near the shallowest parts of lead to death if the dose ingested is too
voltage gated Sodium Channels. This prevents high. Most efficient way to have effect
Action Potentials from being passed down with TTX is via subcutaneous injections (ie:
nerves to motor neurones since the sodium ions getting it into the blood stream directly)
cannot flow out to depolarise the membrane though ingestion will suffice. Breathing it
and therefore no further impulse can be sent. in is largely ineffectual.
Very tight binding, which means that it actually 1 – 2mg of pure TTX can kill a human (fits
binds for a lot longer than Na+ might have. on a pinhead), with a LD50 of 5.0 – 8.0μg
kg – 1.

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Saxitoxin Slightly bigger than TTX, chemistry is fundamen- Family of PSPs; Paralytic Shellfish Poisons
tally similar. which are the cause of many unex-
There’s documentation stating it is both heat sta- plained deaths from the colonial peri-
ble and not heat stable, so the assumption it is ods/discovering of the new world.
has been made here, for theoretical purposes. Like TTX, produced from Dinoflagellates
which live in the stomachs of Tetraodonti-
dae fish family and shellfish. Dinoflagel-
lates occur all over the world and are
phytoplankton.
They accumulate in the soft tissues of
their vectors, such as in the liver and gon-
ads of pufferfish which have developed
resistance to TTX. It allows them to stock
up in very high numbers during certain
prime times of the year for reproduction
and makes them toxic to predators.

The assumed process is such: The bokor comes within 48 hours to unearth the
body. Two men come with him, since psycho-
A mixture containing Tetraodon flesh, Mucuna active plants and adrenaline have been
Pruriens, Toad secretion and anything from Da- known to be precursors to shows of extreme
tura to Ergot is made. It is vital that it contains strength. The process of beating the zonbi is as
Tetraodon fish, bufotoxins, an urticating agent much to keep him subdued as it is to get the
(such as tarantula hair or M. Pruriens) and a blood flowing again through the limbs in order
psychoactive, or at least atropine containing, to avoid gangrene. This also gets oxygen back
plant. Other ingredients, such as human bones to the brain, which in those 48 hours under-
or animals can be added for cultural purposes neath the earth doubtlessly was oxygen de-
but the chemically active compounds are the prived and therefore suffered from anoxia of
four named above. The mixture is cooked on tissues – another explanation of the catatonic
an open fire and dried until it becomes a pow- state zonbis are in. The zonbi is then fed a sec-
der. The powder is then applied to the skin of ond mixture, this time not a powder but most
the person to be zonbified. likely a ‘potion’ which contains many psycho-
active compounds (addictive and with a gen-
How remains a good question – spread on the eral tendency to destroy the thinking part of
floor? Haitians walk barefoot and have very the brain over repeated abuse); most likely ob-
thick sole skin. On beds? How to ensure only tained from the leaves of Datura Metel and
they get poisoned? Through food? Possible, mixed with the secretion from the parotoid
but risky since other would eat it as well. Per- gland of Bufo Marinus (known today as Rhi-
haps a combination of all. nella Marina). This keeps the zonbi thinking it is
in Guinée (where they go in the afterlife) and
Mucuna Pruriens is the scratching powder, dead, as well as supressing the sensation of
with calcium oxalate forming itchy crystals hunger and rationale from its mind. With its cer-
which induce fervent scratching. The victim ebral cortex destroyed, an addiction to drugs
therefore scratches the poison into the blood- and the firm belief it is dead; no one can be
stream through open, bleeding shallow surprised by the fact that zonbi don’t escape
wounds he or she self-inflicts. This sets the or revolt against their captors.
scene for the prime action of TTX, bufotoxins
and alkaloids. The former two will cause ap- Naturally, there have been many critics. One
parent death whilst the latter will cover the of the problems Wade Davis encountered in
mystical side of the death in causing ‘trips’ Harvard (and to which this paper offers a solu-
(heightened by the high levels of DMT that oc- tion) is that the levels of TTX were possibly not
cur naturally when the body reaches a state high enough to cause this state of death. Mul-
very near to death). tiple papers have been published against the
TTX theory. A possible solution I wish to suggest
The person is buried alive, under the influence is based on three facts: TTX and STX (saxitoxin)
of the drug, but thinks he or she has died due have the same mechanism of action; TTX and
to the psychoactive ‘trance’. STX can be found in the same organisms; and
they are both heat– and acid-stable. This then
suggests that TTX and STX could have a syner-
gistic effect; where they can potentiate each
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WOODARD JOURNAL ISSUE 2, APRIL 2018

other so that the sum of the whole is greater which seems to be the running princi-
than the one of its parts. Just like with a doc- ple here.)
tor’s advice not to take both alcohol and  It is chemically possible to zonbify
medication – where individually they don’t someone and get the wanted results.
seem too dangerous but can prove lethal  It is however highly surprising that the
when mixed. right dosage is obtained with the meth-
This theory, however, is currently untested. ods available and therefore hints at
the possibility of there being many a
Synopsis zonbi that never rose from the grave
since they had too much (overdosed)
 Haitian vodoun is complex and varied.
or too little (asphyxiated) TTX/STX in
 It is this ability to change, morph and
their powder mixtures.
adapt which has allowed it to endure,
 STX/TTX synergy could be an answer to
from the very beginning adapting to
the issue of there not being sufficient
the African lands and shifting to match
TTX levels in the flesh of Tetraodontidae
the belief of the people as they faced
used in preparations, but that is an un-
new trials.
tested theory put forward here.
 The race for the New World following
Columbus re-discovering America is
Conclusion
mostly the reason why there are zonbi
in Haiti although their origins are Afri- After having shown that the process of zonbifi-
can. cation is possible and, were it to happen, how
 The powder used for zonbification can it could be done, it appears as if there is noth-
be made in Africa and Haiti using local ing left to do but for each to make up their
plants. own minds as to whether or not zonbis do exist.
 Haiti is unique in having zonbi, but that
it due to its bloody and dark history, as
it is the first Black Republic and the lack Sophie Guillemot
of economic stability that this entails. King’s Rochester
 Lack of education, healthcare and
money preserve the zonbi phenome- References
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2011
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“Paralytic Shellfish Poisonning” Laura E Fleming, 22 January 2003
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Ackermann, Hans-W and Gauthier Jeanine
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The causes
confused as one in the same. OCD can be
seen as more extreme; whilst OCPD is consid-
ered simply as a personality trait, OCD is more
like an illness. A very noticeable difference is

of Obsessive that people with OCD are often very apolo-


getic of the compulsions they go through,
whilst OCPD people see them as completely

Compulsive
normal - this extends into how both types of
people deal with their obsessions, with people
seeking for help to cure their OCD whilst peo-
ple are more comfortable with their OCPD.

Disorder Fear is a common trait associated with OCD,


as compulsions done through OCD are done
out of fear (rather than for organization) and
Obsessive Compulsive Disorder, or ‘OCD’, is the actions caused by OCD will distress the pa-
defined by the US English dictionary as ‘a dis- tient, as opposed to comforting them. A pa-
order in which a person feels compelled to tient with OCD is more likely to feel bad for not
perform certain meaningless actions repeat- acting out of their compulsions than someone
edly in order to alleviate obsessive fears or in- with OCPD. Furthermore, the compulsions
trusive thoughts, typically resulting in se- done through OCD are more disjointed from
vere disruption of daily life’. These obsessions everyday life (they waste time), whilst compul-
are similar to phobias in their irrationality and sions caused by personality are more interwo-
intrusiveness, the key difference being that ven into a daily routine, and finally someone
whereas a phobia is of something in the real with OCPD will tend to have more black and
world, such as spiders, an obsession is a hypo- white morals; a clear distinction between right
thetical fear, such as contracting an infection. and wrong with no overlap.
The compulsions occur in reaction to the ob-
session; as psychologist Paul Salkovskis said, The idea that OCD is inherited genetically is
‘compulsive behaviour rituals are attempts to one of the theories with the most scientific
control intrusive thoughts’. backing. Supposedly, 50% of OCD cases in-
volve a genetic tendency for it within the fam-
According to NHS guidelines, for someone to ily, so there certainly is precedent. In fact,
be diagnosed with OCD the compulsions must studies have shown that someone with an
take up at least an hour of their day; in fact, OCD-affected relative is twice as likely to
only 1-2% of people actually suffer from OCD share the disorder as someone who comes
at some stage of their lives. Of these people, from a family with no history of the disorder.
25% first show obsessive compulsions at 14 (but
for 25% of men it’s before they are even 10), The family element isn’t just genetic however,
but the average onset is at 19.5 years of age. as children can also ‘learn’ OCD by mimicking
The development of OCD is usually gradual, the actions of a close family member. Despite
but it very rarely starts to occur after the age the plethora of research conducted, there is
of 35. yet to be a specific gene identified which
‘causes’ OCD, so the validity of this theory may
This essay will investigate the various causes be dependant of future discoveries. Further-
identified with OCD – genetic inheritance, more, it is not completely certain that OCD will
brain abnormalities, life events, personality be passed down to a couple’s children, so it
and culture - to see if there is any cause which cannot be the only defining cause.
can be empirically proven as the most preva-
lent, based on the proportion of people af- Some of the most successful research in ge-
fected by the cause, effects as a result of the netic OCD has taken place in studying the be-
cause and the amount of evidence there is haviour of twins. Psychologist E. Inouye, as rec-
behind the cause’s legitimacy. orded in the Oxford Handbook of Obsessive
Compulsive and Spectrum Disorders, ob-
It is important to distinguish the difference be- served that 8 out of 10 identical twins share
tween OCD and obsessive compulsive person- OCD tendencies whilst only a quarter of non-
ality disorder (OCPD), as the two are often identical twins share the disorder. This figure,
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backed by the Maudsley Twin Registry, (also serotonin in the brain. Evidence of brain differ-
recorded in the Oxford Handbook of Obses- ences causing the onset of OCD is also evident
sive Compulsive and Spectrum Disorders) in neuroimaging and pharmalogic studies. Re-
demonstrates a clear correlation between the searchers funded by the National Institutes of
genetic similarities in family members and the Health have concluded that OCD patients
likeliness that they will share obsessive compul- tend to have mutations in the human Seroto-
sive behaviours. nin Transporter gene (hSERT); this further gives
credence to the idea that OCD is caused by
However, as of yet no studies have been con- abnormalities in the brain, particularly regard-
ducted on twins raised separately from each ing the levels of serotonin.
other, so perhaps there isn’t enough infor-
mation regarding the behaviour of twins to use OCD has also been observed as a bi-product
this as a viable conclusion to suggest the prime of other disorders. Such disorders include en-
cause of OCD. Regardless, we may still look to cephalitis lethargica, Parkinson’s disease,
studies of families in general for more evi- cholera, epilepsies and brain tumours. Animal
dence. According to the Oxford Handbook of research, again documented in the Oxford
Obsessive Compulsive and Spectrum Disor- Handbook of Obsessive Compulsive and
ders, up until 1992 studies in this area were too Spectrum Disorders, has also been crucial in
imprecise to be worth considering, but more proving the validity of brain differences as a
recent and disciplined studies which observed prime cause of OCD. Studies of laboratory
children without sufficient impairment or dis- mice have recorded some interesting results;
tress (taking away the element of life trauma) by altering the dopamine DI receptor mice
showed overwhelming support for the idea have developed compulsive tendencies such
that OCD can be passed down through fami- as tics, constant leaping and biting their sib-
lies. Six out of seven studies conducted in re- lings. Also, disruptions of the Hoxb8 gene, do-
cent years have observed a family connec- pamine transporter and SAPAP3 gene causes
tion to OCD, so it is entirely plausible that cer- excessive grooming in mice. With this in mind,
tain genetics which are passed down into chil- the case can be made for brain differences
dren develop compulsive tendencies in peo- having more backing and scientific evidence
ple, so therefore genetics may be a very valid than genetics as the most prevalent reason for
and prevalent cause of OCD. OCD.

Another scientific explanation for OCD comes There is also a strong case for OCD being a
in the form of various brain differences or ab- consequence of life trauma. For example,
normalities. Whilst this theory dates back to Traumatic Brain Injury (TBI) in young children
Sigmund Freud, who believed OCD to be psy- can potentially cause OCD within 12 months;
chogenic (from the mind) in origin, research say, a car crash could very well cause OCD in
over the last 20 years has been particularly im- a young person. According to Medical News
portant. Scientists have noticed that an imbal- Today, a study found that 30% of children
ance in the levels of serotonin (a chemical aged 6-18 suffering from a TBI developed OCD
which controls natural inhibitions, and by ex- within 12 months of the incident.
tension obsessions and compulsions) in people
with OCD tendencies. There are also a small number of cases where
OCD develops within someone who suffers im-
Every single one of my sources for this area, in- mense post-traumatic stress disorder (such as
cluding the Diagnostic and statistical manual a war veteran), adding to this theory. How-
of Mental Disorders 15th edition (DSM-5), the of- ever, it is crucial to point out that the disorder
ficial OCD-UK charity website, and again the is not caused by stress, but it is possible that a
Oxford Handbook of Obsessive Compulsive stressful event (such as a potentially fatal dis-
and Spectrum Disorders, references the imbal- ease or the death of a loved one) can trigger
ance of serotonin levels as the key component it within someone. However, for this to be the
of brain differences causing OCD. This is further case it is usually necessary for the person (or
proven by how Salkovskis’ Cognitive Behav- child in particular) to be genetically disposed
ioural Therapy (CBT) and selective serotonin re- to OCD.
uptake inhibitors (SSRTs) can actually help limit
the effects of OCD by controlling the levels of There is no actual scientific evidence for life
trauma being a legitimate standalone cause
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WOODARD JOURNAL ISSUE 2, APRIL 2018

and perhaps this theory works better when Some may also argue that OCD has less to do
coupled with the theory of genetic cause - with biological alterations, and more to do
maybe OCD cannot be narrowed down to with one’s personality. A popular example of
one single cause, but a combination of this is OCD being an extreme development of
causes. perfectionism. As OCD is a disorder that de-
velops rather than being an infection or some-
Evidence of this idea can also be seen in the thing gained at birth, the argument can be
case study of Darcy Dawson. Darcy recalls the made that people with a strong sense of re-
onset of her disorder as being from the age of sponsibility or issues with anxiety may be more
9 when her grandma died and she moved prone to developing OCD; someone who
from a small town to the city of Melbourne in blames themselves for catching an illness will
Australia. However, this is coupled with her probably be more likely to show compulsions
mother telling her that grandad always used towards cleanliness after recovery than some-
to wash his hands and check the doors and one who wouldn’t blame themselves, as an
windows were locked constantly if he was example.
leaving the house. Clearly, this shows a cou-
pling of genetics and life events as a com- This point can also be linked to the aforemen-
bined cause of OCD. tioned differences in the effect of OCD de-
pending on gender. Men, who are usually di-
However, that isn’t to say there is absolutely no agnosed with the disorder at an earlier age,
proof of this being a worthy factor. As previ- tend to be more prone to obsessions or hidden
ously mentioned, it is not uncommon for OCD thoughts, which could be associated with a
to affect PTSD patients, and studies found in child being more susceptible to fear or worry.
the 4th edition of the book ‘the facts-Obsessive Conversely, women, who often inherit the dis-
Compulsive Disorder’ show that many OCD order later on, usually show compulsions re-
patients are unmarried or childless, possibly lated to cleanliness, such as routinely washing
pointing to the disorder developing from some their hands or constantly making sure the
form of loneliness. Before the turn of the mil- house is spotlessly clean; again this could be
lennium some thought the disorder could be put down to an adult’s focus on perfection
linked to people being brought up in a higher and order.
social class or education standard, but a USA
study conducted between 2001 and 2003 re- However, this argument is relatively weak
futed this claim. compared to the other causes, as research in
this area has so far been minimal and person-
As mentioned before (and on the official ality related illnesses, such as depression, are
OCD-UK website), stress can trigger the disor- more likely to be symptoms of OCD rather than
der, but some examples show it being a very causes; the OCD-UK charity website states,
sudden and very major trigger. For example, ‘Depression is also sometimes thought to
a man once adopted symptoms of the disor- cause OCD, although again opinion is split,
der soon after having life-saving surgery as he with the majority of experts believing that de-
developed a chronic fear of illness, and a pression is often a symptom of OCD rather
woman also developed compulsive cleanli- than a cause’. Therefore the lack of compel-
ness habits (one of the most common and ling evidence for this idea makes it unlikely that
well-known compulsions) after being raped on personality is a very prevalent cause of
a holiday. Parental imitation only affects chil- OCD.There is also another rather interesting
dren in the short term, although it’s very im- idea which might be considered a cause of
portant to emphasize the impact a traumatic OCD: differences between cultures. This the-
life event can have on young people in par- ory is not as discussed ideas previously men-
ticular as their minds are still developing and tioned, but I found it in the aforementioned 4th
more susceptible to outside influence. There- edition of ‘the facts-Obsessive Compulsive Dis-
fore, whilst it is difficult to consider life events as order’, and I feel like it may have some im-
a strong standalone cause due to the lack of portance.
scientific backing and links to the genetic side
of the disorder, there are enough valid exam- The theory is that certain practices in different
ples of it having an effect for it to be worth cultures across the globe may encourage cer-
considering as a prevalent cause of OCD. tain compulsive behaviours which lead to
OCD within practitioners. For example, Zen
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master Hakuin (follower of Buddhism) had ob- It is also important to consider the possibility of
sessive doubt, which was possibly caused by the disorder being curable. In the case of
the lifelong search for enlightenment that Bud- Darcy Dawson, OCD was a crippling bane on
dhists abide by; it would make sense for some- her life, but through therapy the pain was
one to constantly doubt themselves if they eased. In that case, the prime cause was a
were searching for their purpose. traumatic life event, so when considering the
prevalence of a cause one should also ac-
A clearer example can be observed in the count for whether the disorder will be curable.
compulsive confessions of Martin Luther, Therapy may help shine a light on a life event
founder of Protestantism. Throughout his life he which caused obsessions, and CBT and SSRTs
was terrified of blaspheming against God, so it can balance out serotonin levels, but little can
would make sense that his extreme piety be done to change your genetics and forcing
would lead him to developing such a compul- India to change its underlying religious culture
sion. Continuing the influence of religion, there is out of the question, so perhaps we can also
is an exceptionally high proportion of patients compare causes based on how lasting an ef-
with OCD in India - Hinduism has a strong em- fect they leave on an individual. However, re-
phasis on cleanliness as part of worship, so gardless, I still conclude that there is no ‘best’
compulsions of cleanliness could not only be cause of this disorder due to the sheer number
enforced in India, but seen as completely nor- of variables at play, but in my opinion the most
mal. prevalent causes are either abnormalities in
the brain (particularly in the levels of serotonin)
A correlation can also be seen with OCD and and a combination of genetic inheritance
the strength of belief, for example approxi- and triggering life events, if only because the
mately 65% of ultra-orthodox Jews have OCD, scientific backing for these hypotheses is
whilst only a fifth of non-Jews have the disor- sound.
der. Moving away from religion, in the UK 20-
30 years ago the fear of cancer caused by as-
bestos poisoning skyrocketed, leading to a George Harrington
surge in obsessive compulsive behaviours. King’s Rochester
Nowadays, a similar pattern can be seen with
the fear of HIV and, by extension, AIDS. All of References
these examples are listed in ‘the facts-Obses- http://www.nhs.uk/Conditions/Obsessive-compulsive-dis-
order/Pages/Causes.aspx
sive Compulsive Disorder’. However, whilst http://www.ocduk.org/what-causes-ocd
there seems to be plenty of evidence of cul- http://www.aipc.net.au/articles/case-study-obsessive-
ture having an influence of OCD, this influence compulsive-disorder/
only seems to have an effect in very specific http://www.medicalnewstoday.com/arti-
cles/178508.php#causes_of_ocd
situations (such as strong religious believers), so http://schoolpsychologistfiles.com/10-most-extreme-
unlike brain differences or genetics it can be cases-of-ocd-in-history/
considered a prevalent cause because it https://www.verywell.com/difference-ocd-vs-obsessive-
doesn’t have a widespread effect on the con- compulsive-personality-disorder-2510489
http://www.quickanddirtytips.com/health-fitness/mental-
tinuing existence of OCD. health/ocd-vs-ocpd-5-differences
‘The Psychology Book’ by Nigel Benson
To conclude, there is not enough unambigu- ‘Psychology’ by Peter Gray
ous research and information to provide us a The Oxford Handbook of Obsessive Compulsive and Spec-
trum Disorders
definitive cause of OCD, and with the various The facts-Obsessive-Compulsive Disorder (4th edition)
results that studies have given us it’s not unrea- Diagnostic and statistical manual of Mental Disorders 15th
sonable to say that there is no one most prev- edition (DSM-5)
alent cause of OCD. There may even be other
unseen causes. It is very possible that OCD just
happens and in some cases it can’t be traced
to an exact origin. Whilst some causes are
more reputable than others - brain differences
have a lot more support than personality, for
example - in many cases OCD is caused by a
combination of factors which lead to the dif-
ferent compulsions patients demonstrate.

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How has public opinion could be put at risk, or the child could be born
with a severe disability. Abortion has a long his-
surrounding Abortion and tory of laws which fluctuate between permit-
ting it, and not permitting it, with it now being
Euthanasia changed, legal in the UK with the exception of Northern
Ireland where it is still illegal. The procedure of
and what effect has this abortion can be done in two different ways; a
medical abortion or a surgical abortion.
had on the law governing
them? Medical abortions involve the mother taking
two different drugs – 24 hours apart – which will
result in the termination of the pregnancy. The
first drug is mifepristone which blocks the hor-
mone progesterone hence preventing the
pregnancy from being able to continue. Pro-
gesterone causes the lining of the womb to
thicken so that it is able to accept a fertilized
egg. It plays an important part during preg-
nancy to ensure that the baby can grow and
the mother will produce milk. Thus, by blocking
Introduction the secretion of progesterone, the pregnancy
is unable to continue. The second drug is
With the development of new medical proce- called misoprostol and should be taken 24-48
dures almost constantly occurring in today’s hours after mifepristone. Misoprostol induces
society, medical professionals and politicians your uterus to contract and makes your cervix
are forced to constantly review their responsi- dilate. This means labour is induced and the
bilities to their patients. Advancing technolo- pregnancy is fully terminated. If the preg-
gies in many areas such as pharmaceuticals, nancy is past nine weeks, then further doses of
transplants and end-of-life issues have led misoprostol may be required.
doctors, and politicians, to reconsider the
treatments offered. However, with every new Surgical abortion covers two different surgical
technology comes a new ethical issue. For ex- procedures which may be used. The first one
ample, the increasing transplant capability of these is vacuum, or suction, aspiration
leads doctors to tough decisions about who which involves the cervix being dilated and
receives a transplant. Furthermore, the in- the pregnancy being sucked out. Alterna-
creasing capabilities of pharmaceutical tively, the dilation and evacuation method
drugs, and their rising prices, means that their may be used wherein the cervix is dilated and
availability on the NHS has to be discussed. the pregnancy is removed using forceps. Suc-
Public opinion is changing, and medical pro- tion aspiration is normally used up to the 15th
cedures are changing. There are many exam- week of pregnancy, and then dilation and
ples of where the law has had to adapt to so- evacuation is used from 15 weeks.
cietal pressures and needs, but the main body
of this essay will focus on end-of-life issues, spe- The laws on abortion have changed multiple
cifically abortion and euthanasia. Within those times since it was first permitted in the 18th cen-
two areas, the focus will be on their use/avail- tury. Back in the 18th century abortion was al-
ability to those in Britain, the debate surround- lowed providing it occurred before “quicken-
ing their practice, and the public’s opinion on ing” (when the mother feels the baby move).
their use. However, later on it was classified as a criminal
offence in the 1861 Offences against the Per-
Abortion - an introduction: laws, the son Act. It was then decriminalised in the 1929
Infant Life Preservation Act which stated it had
procedure and public opinions to be carried out to preserve the life of the
mother. 38 years later, the 1967 Abortion Act
Abortion is the medical procedure which ter- was brought in which regulates abortions to-
minates a pregnancy. It normally occurs be- day and states the criteria which must be ful-
fore 24 weeks in the UK but can occur later in filled for an abortion to take place. The criteria
specialist cases such as if the life of the mother
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in the 1967 Abortion Act state that for an abor- remainder did not know). Another common
tion to be legal, two registered medical pro- belief is that life begins when the foetus is med-
fessionals must be of the belief that the preg- ically viable (when it could survive outside of
nancy is at 24 weeks or less, and that if the the mother’s womb). This is where the 24 week
pregnancy were to be continued the mother’s time limit on abortions comes from as it is be-
physical health, mental health or life would be lieved that, at 24 weeks, a baby could survive
at risk. Additionally, an abortion can also be if born, albeit with considerable medical inter-
carried out if it is believed that the child would vention. However, viability as a boundary is
be born with severe mental or physical health quite a subjective measure. It is different for
problems. every child as there is no blanket rule that if
you are born one day you will die, but if you
Public opinion is largely in favour of abortions, are born the next day you will survive. Further-
and fairly content with the law as it is. A recent more Glover (1977) talks about the time limit
YouGov survey on behalf of the University of being at 28 weeks, and we can see that 40
Lancaster showed that of approximately 4500 years down the line that time limit has now
people surveyed, only 7% favoured the ban- been reduced to 24 weeks. Within those 40
ning of abortion. Furthermore, 40% of people years, the law must have changed at some
were happy with the time limit remaining at 24 point. That means that one year a baby at 26
weeks. Of the remaining people, 6% wanted weeks is not considered to be a life, but the
the time limit to be later than 24 weeks, 28% next year it is considered to be a life. Surely it
wanted it below 24 weeks, and the remainder seems irrational that just because our medical
did not know. This shows public opinion is in fa- technology has changed, foetuses are
vour of abortion, even if the laws governing it counted as people at different ages. There is
may be insufficient for some. Of those who no consistency in a law like this.
wished to see the time limit reduced, 89% of
them wanted it to be 20 weeks or less. The most This leaves us with two main other options on
favoured option was 18 weeks (28%) but 12 where life begins; conception and birth. Birth
and 20 weeks were also both popular options seems like an obviously attractive option as
(both 23%). This positive opinion on abortion is that is when we see the baby and when it
not highly surprising considering the NHS web- seemingly becomes a member of society.
site states that one in three women will have However, what really makes the difference at
an abortion in their lifetime. Furthermore, the the point of birth? Supposedly, for those that
numbers of abortions are shown to be rising. hold this view, the hours that it takes the baby
The number of abortions in 2015 rose by 0.7% to be born shows a transformation from it be-
from the number in 2014. This may seem like a ing a lump of cells to being a human being.
small percentage but it is an increase of ap- Within that time, however, not much physio-
proximately 1,250 abortions. These statistics logically changes about the child. Even when
highlight how the responsibilities of doctors to inside the womb, the foetus displays many
provide, and be accepting of, abortion has in- characteristics which we would say are indic-
creased as citizens have become more likely ative of life. The foetus begins to move and dis-
to get an abortion. However, the topic is still play characteristics which we see continue af-
one which is hotly countered by some. ter birth: e.g. a foetus that sucks its right thumb
is more likely to be right-handed.
The debate: considerations to be
Although the foetus does not breathe or see
made when inside the womb, it starts to practise
these movements before the 24 week marker.
One of the first things to consider when debat- While it is hard to measure the sensory ability of
ing abortion is the status of the foetus – re- a foetus it is believed that it may start to hear
ferred to as “personhood”. Some consider the from about 20 weeks and that a new-born
foetus to become a life at conception; others baby can recognise music that it heard inside
believe it becomes a life at some point during the womb. Furthermore, from studying the for-
pregnancy; others believe that a foetus is not mation of connections between the brain and
a life until it is born. YouGov found that 44% of the nervous system, it seems likely that a baby
people believe life begins at conception, 30% can hear fully, and can possibly feel pain, from
believed it started at some point during preg- about 26 weeks. All of these attributes may be
nancy and 17% believed it started at birth (the how we define a baby as being different to a
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foetus; however, even inside the womb a foe- considered as abortion. Furthermore, some
tus appears to be a baby in training which IUDs (intrauterine devices) likewise prevent the
could mean that to end its life could be implantation of a fertilized egg and thus may
equated to ending the life of a baby. also be considered abortion.

With the exception of less mainstream views, Another thing to consider within the abortion
this leaves one final opinion on when life starts: debate is traditional beliefs such as the sanc-
conception. At face value, this seems like a tity of life. The sanctity of life is a Christian view
fairly flawless belief as it is at conception that that says all life is sacred as it comes from God.
the genetic ingredients for the baby come to- Those who believe in the sanctity of life would
gether and, even though the baby hasn’t say that abortion is wrong as life is to be pro-
formed yet, it is still a potential person; thus, to tected and honoured as a gift from God. A sur-
end the life of a fertilized egg would be to end vey conducted in 2010 suggested that 64% of
a potential life. Glover (1977) sums up this ar- people in the UK identify themselves as Chris-
gument in his book by saying “A cake is still a tian but that number is falling. This suggests
cake, even if it is an unbaked one”. However, that the traditional views of Christianity such as
this argument can still be countered. The ingre- the sanctity of life are going to become out-
dients for a cake are fairly generic: flour, but- of-date and other views such as the right of
ter, eggs, sugar etc. and these ingredients, the woman to choose will become more pop-
when unbaked, could also be used for making ular.
other things such as biscuits and puddings. A
human embryo is similar: 99.9% of our DNA is However, the belief in the sanctity of life could
the same as the person next to us; 80% is the be flawed anyway – regardless of whether it is
same as a cow and even 60% is the same as a true from a religious point of view. Glover
banana. While a fertilized egg does contain (1977) points out the flaws in the moral theory
the base code specific to the baby it will cre- anyway merely by looking at the definition of
ate, it also contains 80% of a cow – an organ- life. He says that there are many things in the
ism many of us have no trouble eating regu- world that are living that we do not treat with
larly. Some people may find it hard to say that the level of respect that we say we should
an embryo at the point of conception is a per- treat a human child with. For example, plants
son as it is essentially just a list of the amino ac- are a life form however the sanctity of life does
ids: adenine, thymine, cytosine and guanine, not stop us from eating vegetables or mowing
in a particular order which will mean nothing our lawn. Additionally, animals are all living
to the average person. and, with the exception of vegetarians/ve-
gans, we are all perfectly happy to eat meat
Moreover, the belief that life begins at con- or kill an annoying fly. Hence you can be led
ception throws up more questions as to what to question how such people can apply the
abortion actually is. As we can see from the sanctity of life to the issues of human life and
YouGov survey referenced earlier, 44% of peo- death but not to other issues on living things.
ple believe life starts at conception, meaning
this is probably the most popular belief. How- A final consideration in this debate is the rights
ever, if you believe that life literally starts at the of the woman to choose what happens to her
point of conception, then some contraceptive body. There are many women’s rights which
options can be counted as abortion. For ex- could be activated in support of abortion but
ample, the combined pill (often referred to perhaps the biggest one is the right to decide
simply as ‘the pill’) prevents the egg being fer- what happens to your body. It is argued that if
tilized in the first place and also makes it diffi- we are allowed decisions over our body such
cult for a fertilized egg to implant itself in the as whether we want surgery or treatment for
womb. This last function could be considered something, then a woman should be able to
to be abortion as a fertilized egg is a potential decide whether she wants to have a foetus in
person and if this egg cannot implant itself in her uterus. Furthermore, it can be argued that
the womb then the woman will not become abortion is also an issue of gender equality. It
pregnant and that potential life will be over. also takes a man to conceive a baby, yet a
The emergency contraceptive pill (the morn- pregnancy has very little impact on the man.
ing after pill) does a similar thing to the com- Essentially, he is free to get a woman preg-
bined pill which means depending on how the nant, and then leave her to raise his child on
pill prevents your pregnancy, it could also be
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her own. The act of childbearing and the soci- meaning. The YouGov survey on opinions
etal views around it often then leave single about abortion shows that the belief that life
mothers in tricky positions. If they cannot or do begins at conception is the most popular be-
not want to abort, then their job prospects are lief amongst all age groups except the young-
often inhibited and they will have a long strug- est group (18-24) where “at some point during
gle with trying to raise a child single-handedly, pregnancy” was the most popular belief. Fur-
trying to earn money and trying to live their thermore, the 18-24 age group was the age
own lives. The argument goes that if preg- group most in favour of keeping abortion law
nancy doesn’t affect men, then why should it as it is. In conclusion, it is probably best to main-
have to inhibit the woman. Lastly, if you pre- tain abortion law as it is because there may be
vent women having abortions this may lead to opposition but this seems likely to change.
unsafe, illegal abortions where women will risk
their lives over it. All in all, people who hold this Euthanasia - An introduction:
belief argue it is safer and fairer to allow abor-
tion.
distinctions, laws and public opinion
Euthanasia is the act of deliberately ending
Conclusion someone’s life so as to end their suffering. It is
often called mercy-killing for this reason. There
Overall, the main opinions on abortion can be are many different types of euthanasia and,
divided into two camps; pro-life and pro- hence, many definitions which you need to
choice. Traditionally it is viewed that to be know in order to discuss euthanasia effec-
“pro-life” means to believe that life starts at tively. Euthanasia is currently illegal in Britain;
conception and that to abort a baby is to end however, there are some countries where cer-
a life, and hence this is wrong. Pro-life is often tain types of euthanasia are legal, as will be
highly linked to the sanctity of life and religion. discussed later.
Therefore, “pro-choice” could be considered
to be in favour of abortion, however it is not Firstly, there are many different ways to de-
necessarily. To be pro-choice simply means scribe euthanasia. There are two distinctions
that you believe the woman should be able to provided on how euthanasia is carried out:
decide/choose what to do with her body. passive or active. Furthermore, there are then
Somebody who is pro-choice could still be three ways to describe it in relation to the
anti-abortion, as that is their decision, but they wishes of the patient: voluntary, non-voluntary
respect that other women should have the and involuntary. Active euthanasia is when
choice to have an abortion. In fact, those who someone (usually a doctor) performs an ac-
personally disagree with abortion can still be in tion which results in the patient’s death.
favour of abortion being legal as it is far safer
to make it available legally than to force peo- Conversely, passive euthanasia is when some-
ple to risk their lives for an abortion. This is ex- one (usually a doctor) withholds or withdraws
emplified well in a survey of 7000 GPs and their treatment which, hence, will result in the death
opinions on abortion. 82% of GPs surveyed de- of the patient. When the patient requests their
scribed themselves as pro-choice and, of death and is deemed to be competent, this is
those who were against abortion, one in five voluntary euthanasia as they have asked for it
of them said that they still supported a themselves. Non-voluntary euthanasia is when
woman’s right to choose. the patient is not competent to request it
themselves but it is believed to have been in
On balance, there is no easy answer to the their best interests. Finally, involuntary eutha-
problem of abortion. The debate itself is heav- nasia is when the patient would not have
ily emotional as many people’s opinions come wanted euthanasia but it is imposed upon
from experience or deeply personal views them regardless. These definitions are im-
such as religion. Overall, it is probably safer to portant clarifiers in the euthanasia debate in
offer abortion legally as this will safeguard order to ensure false assumptions about the
against women taking personal risks to have nature of euthanasia are not being made.
an abortion. Additionally, this may be more fa-
vourable with those who are younger and are In Britain, all forms of active euthanasia are
going to be of a generation where religion completely illegal. However, the law does
and beliefs such as the sanctity of life have less

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state that all adults are able to say what treat- Another notable country in the euthanasia de-
ment they want so are fully within their rights to bate is Switzerland. Due to the rise of organisa-
refuse treatment which could lead to a tions such as Dignitas, it is commonly believed
quicker death. In order to refuse treatment, that euthanasia is fully legal in Switzerland;
you have to be deemed to have the capacity however, this is not the case. Firstly active eu-
to make your own decisions, or you must have thanasia is not legal at all in Switzerland; what
a legally binding advance decision which was is practised at Dignitas, and other such organ-
derived while you had the capacity to con- isations, is actually PAS. Furthermore it is not so
sent and which contains the information that much that PAS is legal, like in the Netherlands,
you will not consent to that treatment. but more that it is not illegal. Swiss law on as-
sisted suicide merely says that you will be pun-
However, in a few countries active euthanasia ished for assisting suicide if it is for “selfish mo-
and physician-assisted suicide (PAS) are both tives”. As PAS is performed by a physician in a
legal. One of these countries is the Nether- clinic and not by a family member, then there
lands, a country that will be discussed further are no grounds for claiming a selfish motive.
in this essay when debating euthanasia. The Hence, the act of PAS is not punishable by cur-
main differentiation between active euthana- rent Swiss law. This provides an important dis-
sia and PAS within the terms of Dutch law is tinction between Switzerland and other coun-
that active euthanasia is when the attending tries such as the Netherlands or Belgium where
physician administers a fatal dose of the cor- euthanasia is legal. In Switzerland, euthanasia
rect drug to a patient upon their request. In is not considered to be a medical procedure
PAS the physician merely prescribes the drug whereas in other countries it is considered to
and the patient themselves administers it (PAS be a medical treatment. Dignitas itself does
is legal in more countries than active euthana- pose some ethical issues which will be dis-
sia). cussed later on.

This law may seem like it is not strict enough Oregon is also worthy of a mention when it
when it comes to dealing with death; how- comes to euthanasia law. Similarly to Switzer-
ever, the Dutch government does provide land, any form of active euthanasia is out-
large amounts of safeguarding around the lawed; however, PAS is allowed. In contrast to
procedure. The Dutch penal code states that Switzerland, PAS is considered a medical treat-
anyone who terminates another’s life, even at ment in Oregon. The physician prescribes a
their request, is liable to punishment, unless medication which, if taken, would end some-
they have followed the specific criteria for eu- one’s life, and it is then up to the patient as to
thanasia. whether or not they take it. There are regula-
tions surrounding the prescriptions of these
These criteria state that the physician must be drugs which essentially say that the patient
sure the patient is competent to make the de- must be over 18, a resident of Oregon, capa-
cision, must be sure that the patient was un- ble to make their own medical decisions, and
dergoing unbearable suffering and that there must have less than six months to live. These dif-
was no other reasonable solution, must have ferent countries all provide interesting consid-
informed the patient of their condition and erations on euthanasia law and how/whether
prospects, and has consulted another inde- it should be legal.
pendent physician who also believes that this
is the best option. If all of these criteria are met, Public opinion on euthanasia is potentially sur-
then euthanasia is legally allowed to take prising considering its legal status. A YouGov
place. If euthanasia has been performed, the and Daily Telegraph survey of just over 2000
physician must report this to the pathologist people found that 75% believed that the law
who will then inform a regional review commit- on assisted dying should be changed to allow
tee. It is the job of this committee to decide doctors and/or close relatives to assist suicide.
whether or not the physician acted within the Moreover, 82% of people agreed that those
law. The committee will normally consist of at who assist in the suicide of a close friend or rel-
least three people; a doctor, an ethicist and ative who has a clear, informed and settled
an expert in the law. Although some view the wish to die should not be prosecuted. 67% of
Dutch law to be too lenient on this matter, you those surveyed believed that a doctor should
can see that the issue of euthanasia is carefully have the power to end the life of a terminally
safeguarded within their law. ill patient who wants to die23. These statistics
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seem to show that the public is in favour of as- Another factor worthy of consideration is pa-
sisted dying. So what are the reasons for the tient autonomy. Healthcare is based on the
debate? principle that the patient has the right to
choose whether they want treatment. There-
The debate; concerns and consid- fore, it may be argued that as you have the
right to control your life, why don’t you have
erations the right to control your death? However, as
with most ethical debates, there is no easy an-
When considering the arguments around eu- swer to this question. Huxtable (2013) discusses
thanasia, you must first consider the law to the case of a woman named Mrs Georgette
which they are referring. As outlined in the in- Malette – a case-study of a debate on patient
troduction to the euthanasia section, there are autonomy. She had been in a road traffic ac-
different legal approaches to euthanasia as il- cident and was in need of a blood transfusion
lustrated by the Netherlands, Switzerland and however, she was a Jehovah’s Witness and
Oregon. Potentially the most easily criticized carried on her person a card which informed
law of the countries listed is that of the Nether- people of her wish to not receive blood. Her
lands. The phrase that is often thrown around daughter, her husband and a church elder all
in these discussions is that of a “slippery slope”. confirmed that this was her wish yet the doctor
In the YouGov/Daily Telegraph survey men- gave her blood regardless. She made a full re-
tioned earlier, 13% of those surveyed believed covery and later sued the doctor and the hos-
that the law on assisted dying should remain pital.
as it is, because to change it would be to start
down a dangerously slippery slope. This case showcases the potential issues with
patient autonomy. The doctor believed that
The slippery slope argument runs logically that he couldn’t be fully sure of her beliefs so did
for the acceptance of voluntary euthanasia what he believed was right instead. Similarly, in
there must be some form of judgement made the case of euthanasia it may be hard to know
on when a life stops being worth living. If this whether someone does truly want to die and
judgement can be made on those requesting hence a doctor might be tempted to not per-
euthanasia, then logically it can be made on form euthanasia. However, while this may be
those not requesting it as well, hence we could the correct thing to do, this could also be seen
get to a point where it is acceptable to per- as a violation of their patient autonomy and it
form euthanasia even without the preference would be very hard for the doctor to know
of the patient if someone else believes the pa- what actually is the correct thing to do. Fur-
tient’s life is not worth living. For those in favour thermore, if a patient is in a potentially tempo-
of euthanasia/assisted dying, this argument rary time of extreme pain/duress then it may
could seem a little far-fetched. It seems like a be hard to work out if they are actually capa-
rather large jump to go from assisting a willing ble of consenting to euthanasia.
patient to die, to then killing people without
their permission. Keown (1995) addresses this in A final point to make in the euthanasia debate
his essay on the topic. He references the Rem- is the argument that it devalues life. There are
melink commission and the van der Maas sur- many bases for this argument. One of them
vey (conducted in 1990) which estimated that links back to an earlier point I made on the
in 1000 cases (0.8% of all deaths in the survey) sanctity of life and religion. Some may argue
the physicians had “administered a drug with from a religious perspective that as God gives
the explicit purpose of hastening the end of life us life, only he should have the power to take
without an explicit request of the patient”. If it away. Some may see organisations such as
this slide in practice can be seen fairly soon af- Dignitas as examples of the devaluation of life.
ter the introduction of the law, then it is not il- In order to commit suicide through Dignitas, it
logical to assume that practise may’ve gotten will cost you a minimum of £5,180 (administra-
worse since. Hence, there is some potential ev- tive costs, doctor’s consultations and the com-
idence to support those who believe that a pletion of the suicide). If you include funeral ar-
change in legislation could lead to a slippery rangements (an optional extra) it comes to
slope. As the Dutch law perfectly exemplifies, £7,770 and these fees aren’t even including
even with seemingly strict conditions, it is not the “Dignitas membership” you are required to
impossible to circumvent the law. have which is a £148 joining fee and then a
minimum annual fee of £59. Although you see
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people quoting the Netherlands as an exam- would seem to be the logical choice in order
ple of a “slippery slope”, it is arguably more to keep most sides of the debate satisfied.
concerning that death is being turned into
something that you have to pay thousands of Conclusion
pounds for. It is almost absurd to write about
the idea of “administrative costs” when it This essay has used two examples of controver-
comes to matters of life and death. Religious sial medical procedures, how the public opin-
arguments and references to God may seem ion has changed surrounding them, and how
outdated to many, but are references to cost medical professionals have/may respond ac-
when discussing death really appropriate ei- cordingly. Abortion is the perfect case-study of
ther? how the procedure became possible, and
how physicians/politicians introduced it in re-
Conclusion sponse to the need and acceptance by soci-
ety. Studies show public opinion to be very
Euthanasia, as with abortion, is a difficult sub- much in favour of it, and amendments to the
ject and there is undoubtedly no easy answer. law show the revision of the responsibilities of
Even with the law in the UK as it is, euthanasia medical professionals to the people they
still occurs - it merely promotes “suicide tour- serve. Euthanasia is on this journey, but is not
ism”. This is the practice of travelling to another there yet. Passive euthanasia such as remov-
country in order to end your life through eutha- ing life-support is accepted and practised
nasia. A team of Swiss researchers found that, within society, but a move towards legalising
between 2008 and 2012, 611 people travelled PAS is seemingly favoured by society.
to Switzerland from 31 different countries (alt-
hough mainly Germany and the UK) in order to This move was nearly made back in 2015 when
end their lives. There are also concerns about the Assisted Dying Bill was debated in parlia-
whether or not euthanasia sparks the start of a ment however a large majority of MPs (74%)
dark path towards what is essentially murder, opposed it. It is potentially argued that this
and whether or not it inherently devalues life. shows MPs to be out of touch with the public’s
On the flip side of this, there is an increasing voice. This leads on to what was possibly the
movement towards people wanting to take inevitable conclusion of any debate on this
control of their lives and medical treatment. topic; while medical professionals may be
aware that their responsibilities are changing,
For some with a terminal illness, it may be hard and while society’s beliefs and attitudes on
to be in such pain, with such a bleak future these issues may be altering, it is up to politi-
ahead of you when you know that there is a cians to make the change and this could take
way out. When current medical treatments of- years. Through society’s movement away from
fer you so much control over other aspects of tradition, and towards individual rights and
your life, it seems odd that so little control is of- freedoms, we are in need of reforms in this
fered over death. With 75% of us believing that area however it just may take us a while to get
the current law on assisted suicide should be them.
adjusted to allow doctors and close relatives
to assist suicide, maybe it is time for a change? Frances Green
On balance, the evidence seems to suggest
Dyson Perrins Church of England
that taking some steps towards legalising eu- Academy
thanasia, or at least PAS, seems favourable
References
due to public opinion. However, perhaps we
http://www.nhs.uk/conditions/Abortion/Pages/Introduc-
should be wary of the so-called “slippery tion.aspx (accessed 7/4/2017)
slope”. Following the example of somewhere http://www.nhs.uk/Conditions/Abortion/Pages/How-is-it-
such as Oregon could be a wise choice as it performed.aspx (accessed 7/4/2017)
https://www.drugs.com/cdi/mifepristone.html (accessed
puts the focus on the patient more than the
7/4/2017)
physician. It also allows the patient space to http://www.hormone.org/hormones-and-health/what-
change their mind and would make a poten- do-hormones-do/progesterone (accessed 7/4/2017)
tial move towards involuntary euthanasia less Acred, C. (2012) Issues: The Abortion Debate, Volume 231,
Cambridge, Independence Educational Publishers
likely. In conclusion, legalising a form of PAS
http://www.legislation.gov.uk/ukpga/1967/87/section/1
(accessed 7/4/2017)

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WOODARD JOURNAL ISSUE 2, APRIL 2018

The adverse effects


http://cdn.yougov.com/cumulus_uploads/docu-
ment/a0c0uf8c2g/YouGov-Survey-University-of-Lancas-
ter-Results-130130.pdf (accessed 7/4/2017)
https://www.gov.uk/government/uploads/system/up-
loads/attachment_data/file/570040/Updated_Abor-
tion_Statistics_2015.pdf (accessed 7/4/2017)
of Gestational
Glover, J. (1977) Causing Death and Saving Lives, 2nd edi-
tion, England, Penguin Books
Diabetes Mellitus on
mothers and their
http://www.beginbeforebirth.org/in-the-womb/foetal-
development (accessed 10/4/2017)
http://uk.businessinsider.com/comparing-genetic-similar-
ity-between-humans-and-other-things-2016-5/#when-it-
comes-to-protein-encoding-genes-mice-are-85-similar-to- offspring with a
humans-for-non-coding-genes-its-only-about-50-the-na-
tional-human-genome-research-institute-attributes-this-
similarity-to-a-shared-ancestor-about-80-million-years-
review of current and
proposed diagnoses
ago-4 (accessed 10/4/2017)
http://www.nhs.uk/Conditions/contraception-
guide/pages/combined-contraceptive-pill.aspx (ac-
cessed 10/4/2017)
http://www.bbc.co.uk/ethics/contraception/contracep- and treatments
tion_abortion.shtml (accessed 10/4/2017)
http://www.bbc.co.uk/news/uk-32722155 (accessed
10/4/2017) Abstract
http://www.bbc.co.uk/ethics/abor-
tion/mother/for_1.shtml (accessed 10/4/2017) Purpose: The purpose of this research paper, is
http://www.prochoiceforum.org.uk/comm15.php (ac-
cessed 10/4/2017) to explore and investigate Gestational Diabe-
Hope, T. (2004) Medical Ethics: A Very Short Introduction, tes Mellitus (GDM) and its adverse physiologi-
the United States, Oxford University Press cal and psychological effects on mothers and
http://www.nhs.uk/conditions/Euthanasiaandassistedsui- their offspring, and to also review current and
cide/Pages/Introduction.aspx (accessed 12/4/2017)
https://www.government.nl/topics/euthanasia/con- proposed diagnoses and treatments for GDM.
tents/euthanasia-assisted-suicide-and-non-resuscitation-
on-request (accessed 12/4/2017) Summary of Research: GDM is the develop-
http://www.eutanasia.ws/documentos/Leyes/Internac- ment of an intolerance to glucose that is dis-
ional/Holanda%20Ley%202002.pdf (accessed 12/4/2017)
http://www.patientsrightscouncil.org/site/switzerland/ covered during pregnancy (Zhang et al.,
(accessed 12/4/2017) 2014). It can affect the mother in various ways,
http://euthanasia.procon.org/view.answers.php?ques- including the mother having an increased
tionID=001289 (accessed 12/4/2017) chance of Type II Diabetes and cardiovascu-
http://cdn.yougov.com/today_uk_import/YG-Archives-
Lif-DT-euthanasia-100128.pdf (accessed 12/4/2017) lar disease later in life, as well as suffering from
Keown, J. (1995) Euthanasia in the Netherlands: sliding anxiety and post-partum depression. Effects
down the slippery slope? In: Keown, J. (ed) Euthanasia Ex- on the offspring include being larger than ges-
amined: Ethical, clinical and legal perspectives. Cam- tational age (LGA), which can cause injuries
bridge, Cambridge University Press, pp. 261-289.
Huxtable, B. (2013) All That Matters: Euthanasia. Great Brit- such as shoulder dystocia and nerve palsies. It
ain, Hodder & Stoughton can also lead to an onset of Type II Diabetes in
http://www.dignitas.ch/index.php?option=com_con- the offspring and difficulties managing weight
tent&view=article&id=22&Itemid=5&lang=en (accessed later in life. Diagnostic practices for GDM cur-
12/4/2017)
http://www.medicaldaily.com/assisted-suicide-tourism- rently do not incorporate a wide enough
right-die-387577 (accessed 12/4/2017) range and therefore lack sensitivity, meaning
http://www.bbc.co.uk/news/health-34208624 (accessed that many women are undiagnosed or diag-
12/4/2017) nosed late in the third trimester, increasing the
likelihood of adverse effects. In addition, treat-
ment practices are not always holistic in ap-
proach. Research shows that they should in-
clude lifestyle alterations, counselling and
medication where needed. Finally, education
of young women about GDM is lacking, and it
should be incorporated into health education
of teenagers in schools.

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Introduction 5. The increase in concentration of calcium


ions causes vesicles (membrane-bound sacs)
Definition of Gestational Diabetes Mellitus of insulin to fuse with the plasma membrane
(GDM) and release insulin (Figure 1, Step 5).

Gestational Diabetes Mellitus (GDM) is the de- 6. The insulin can then travel through the blood
velopment of an intolerance to glucose that is to the cells of the body, which it affects.
discovered during pregnancy (Zhang et al.,
2014). In some cases, GDM is a serious condi-
tion with various complications affecting both
the pregnant woman and her offspring (Buck-
ley et al., 2011). More specifically, the onset of
diabetes during pregnancy can cause severe
alterations in the homeostatic pathways that
control blood glucose levels, including insulin
secretion rates in the foetus. This can result in
various issues, such as unusual foetal growth
(Boloker, 2002).

Background information about Insulin

Insulin is a peptide hormone, which is pro-


duced in the pancreas, specifically by the
beta cells of the islets of Langerhans. Insulin is
produced and secreted in response to an in-
creased concentration of glucose in the
blood. If there is an increased concentration
of glucose in the blood, more glucose will dif- Figure 1: Glucose-stimulated insulin secretion in beta cells
fuse into the beta cells via the capillaries which (Zazzle, 2016).
are found inside the islets of Langerhans. As a
result, a complex series of biochemical reac- Insulin is crucial to homeostasis, due to the fact
tions occur, resulting in the release of insulin: that it causes a reduction in blood glucose lev-
els when they are too high. When blood glu-
1. Inside the beta cells, glucose enters by the cose is too high, it is called hyperglycaemia.
GLUT2 transport protein (Figure 1, Step 1) and When untreated, hyperglycaemia causes
is used to produce ATP with the aid of the en- many effects (Mayo clinic, 2015), including,
zyme glucokinase and mitochondria (Figure 1, but not limited to:
Step 2)
 Cardiovascular disease due to in-
2. The increased concentrations of ATP, cause creased blood pressure
potassium channels in the cell (plasma) mem-  Damage to retinal capillaries and arte-
brane of the beta cells to close. This decreases rioles due to increased blood pressure
the amount of potassium that leaves the cell
 Cataracts in eyes (clouding of the lens)
(Figure 1, Step 3).
 Damage to nerves – also called neu-
3. As a result, since potassium is positive, this in- ropathy
creases the positive charge inside the cell (in  Potential gangrene due to damage of
the cytoplasm) compared to outside the cell nerves and blood vessels in the lower
(extracellular fluid). The increase in charge to extremities (legs and feet)
more positive is called depolarisation.  Kidney damage and potential failure
 Increased bacterial infections body-
4. The increase in positivity causes calcium
channels (which are voltage gated) to open wide
and allow calcium ions into the cell (Figure 1,
Step 4). Insulin acts mainly on the liver, but also on mus-
cle cells and other body cells. It is detected by
receptors embedded in cell membranes,
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which specifically compliment the insulin pep- Purpose of Investigation


tide. The insulin acts as the first messenger (pri-
mary messenger) when it binds to these recep- Diabetes, particularly type II, has increased in
tors. This causes a series of biochemical reac- prevalence in the UK. In addition, especially
tions inside the concerned cells, due to the with more specific diagnostic assessments of
production of secondary messengers within pregnant women, cases of GDM are also in-
the cells. To show this, the example of the ef- creasing. Given that GDM can affect the
fect of insulin on a liver cell is described: health of both the mother and offspring, it is
crucial that the public, especially women, are
Insulin binds to an insulin receptor on the well educated about GDM. Thus, GDM is a cur-
plasma membrane of a liver cell (two insulin rently interesting and relevant topic in medi-
molecules need to bind to activate the recep- cine.
tor) (Figure 2, Step 1).
The purpose of this research paper, is to ex-
 The receptor then changes shape and plore and investigate GDM and its adverse
activates a secondary messenger in- physiological and psychological effects on
side the cytoplasm of the cell (Figure 2, mothers and their offspring, and to also review
Step 2). This is needed because insulin current and proposed diagnoses and treat-
cannot enter the cell. ments for GDM.
 The secondary messenger causes a
transport protein, called ‘glucose
transporter – 4’, to bring more glucose Causes of Gestational Diabetes
from the blood into the liver cell (Figure Mellitus
2, Step 3).
 The increased levels of glucose in the One of the factors causing GDM is increased
liver cell cause the liver cell to use glu- insulin resistance. This is caused partially by a
cose in three ways: myriad of imbalances in hormones secreted
 The liver cell converts glucose into the by the placenta that are associated with the
energy storage molecule, glycogen onset of diabetes, including growth hormones,
(Figure 2, Step 4). human placental lactogen (a specialised
 The liver cell produces pyruvate (a 3 growth hormone that alters the mother’s me-
carbon sugar) to be used in aerobic tabolism to provide more energy to the foe-
respiration by mitochondria (Figure 2, tus), progesterone and corticotropin releasing
Step 5). hormone (a hormone which helps with the
 The liver cell converts some of the py- stress of pregnancy and also in the third tri-
ruvate into fatty acids for energy stor- mester with the body’s preparation for labour)
age (Figure 2, Step 6). (Hocher, 2012). Due to the imbalance of these
hormones, the mothers experience hypergly-
caemia (high concentration of blood glu-
cose) following meals, because of their insulin
resistance. In addition, when the foetus uses
glucose from the mother, called the ‘foetal
draw’, the mother then experiences moments
of hypoglycaemia (low concentration of
blood glucose). The severe fluctuation in glu-
cose levels is a cause of GDM (Hocher, 2012).

Research has shown that magnesium levels in-


side beta cells partially determine insulin and
glucose metabolism. In women with GDM, in-
Figure 2: Effects of insulin on liver cells (Tidy, 2011). tracellular magnesium concentrations are low,
akin to the low concentrations found in pa-
tients with Type II Diabetes (Nair et al., 2012).
This is associated with reduced glucose usage
by body cells and, therefore, leads to in-
creased insulin resistance by interfering with

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the response to insulin in an enzyme cascade Denison et al. (2008) analysed data of 186, 087
following the reception of insulin by cell recep- women in the Swedish Medical Birth Register
tors (Figure 3). Body cells do not get adequate and found that obesity or a high BMI in the first
messages to take in more glucose for metab- trimester (due to women already being
olism. The reduced metabolism of glucose obese) were more at risk of developing GDM,
leads to the hyperglycaemia occurring in both in addition to being more at risk for still births
GDM and Type II Diabetes (Nair et al., 2012). and needing Caesarian sections.

In addition to having a higher BMI or being


obese, other lifestyle and diet factors can con-
tribute to development of GDM. A woman’s
diet influences her risk, specifically, the types of
carbohydrate and lipids she consumes (Zang
and Ning, 2011). For example, a diet including
whole grain instead of refined carbohydrates,
reduces risk, whereas a diet high in trans-fatty
acids increases risk (Zang and Ning, 2011). Fol-
lowing this, a diet high in polyunsaturated fats
helps protect the woman against developing
Figure 3: One of the biochemical pathways affected by GDM due to reducing her chances of glucose
low magnesium levels (Hocher, 2012). intolerance (Zang and Ning, 2011). Saldana et
al. (2004) analysed nutrient correlations with
Given that some women are genetically pre- women developing GDM and discovered that
disposed to GDM, it is unsurprising that certain women with high fat and low carbohydrate di-
ethnicities are more prone to having GDM ets were more at risk. Interestingly, smoking
(Berkowitz et al., 1992). In a study conducted and alcohol consumption during pregnancy
with 11,205 women in a London clinic, it was are not correlated to the onset of GDM (Xiong
found that 2.9% of women in minority ethnici- et al., 2001). However, the older a mother is
ties, including Black, South East Asian and In- when pregnant, the more likely she is to have
dian, developed GDM, whereas only 0.4% of GDM (Zang and Ning, 2011). This is further sup-
the White women in the study developed ported by the fact that teenage mothers are
GDM (Dornhorst et al., 1992). Of these ethnici- less likely to have GDM (Xiong et al., 2001).
ties, Indian had the greatest onset of GDM, fol-
lowed by South East Asian (Dornhorst et al., Diagnoses
1992). In another study involving 10,187
women, women of Oriental, Puerto Rican His-
One of the most common tests used when de-
panic, Indian and Middle East backgrounds
tecting GDM is the oral glucose tolerance test
were found to have a higher prevalence of
(OGTT). The test involves not consuming any
GDM than other women from other back-
food other than water for at least eight hours.
grounds (Berkowitz et al., 1992).
Following this, the person will be given glucose
and then metabolism of the glucose will be
Despite there being genetic links to develop-
monitored for one, two or three hours, de-
ing GDM, the mother’s lifestyle and overall
pending on the length of the test (Kinman,
health play important roles. One health issue
2016). The OGTT levels which indicate the pos-
that increases the onset of GDM is having a
sibility of GDM are debated still (Ryan, 2011).
high body mass index, or being obese.
GDM can be diagnosed, however, if the fast-
Huidobro et al. (2004) conducted a study with
ing levels for the OGTT 5.1 mmol/l or 10.0
234 Chilean women who had delivered a sin-
mmol/l after 1 hour post consumption of 75 g
gle baby in the previous twelve months. 11.2%
of glucose, and then 8.5 mmol/l after 2 hours
of the women included were diagnosed with
following glucose consumption. With these
GDM. The women who developed GDM
cut-offs, Ryan (2011) states that 17.8% of cases
gained more weight during their pregnancy,
would be diagnosed with GDM. These cut-offs
and had a higher BMI as a result, showing a
were determined by the Hyperglycaemia Ad-
correlation between high BMI and GDM. In re-
verse Pregnancy Outcome (HAPO) study,
lation to this, women with already high BMI or
which was an international pregnancy study
obesity before pregnancy are more prone to
GDM (Chu et al., 2007; Denison et al., 2008).
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conducted with 23,316 pregnant women the International Association of Diabetes in


(Ryan, 2011). Pregnancy Study Group (IADPSG) who sug-
gested, based on their own research, that any
One issue also highlighted in the HAPO study, of the following test results could be used to di-
by HAPO scientists (2008), was the potential for agnose GDM: a single time fasting glucose test
hyperglycaemia in pregnancy (not quite as with a resulting blood glucose level of greater
severe as full GDM) to also cause adverse ma- than or equal to 92 mg/dL, a 1 hour 75g OGTT
ternal and foetal complications (HAPO, 2008). with a level of greater than or equal to 180
The endpoints, or most severe final outcomes mg/dL, or a 2 hour 75g OGTT with a level of
among women with hyperglycaemia in the greater than or equal to 153 mg/dL
HAPO study were: large for gestational age (Banerjeeg et al., 2012). Banerjeeg et al. (2012)
(LGA) infants, primary caesarian section, neo- from India, in response to these recommenda-
natal hyperglycaemia, and high cord blood tions, tested their own diagnostic system (Dia-
C-peptide levels (these are precursor chemi- betes in Pregnancy Study Group India (DIPSI)
cals to insulin) (Ryan, 2011). However, the procedure), which only uses a 2 hour 75g glu-
HAPO data revealed that there was a positive cose OGTT for diagnosis of GDM at values
correlation between increased glucose levels greater than or equal to 140 mg/dL (based on
detected by the OGTT and the occurrence of guidelines from the World Health Organisa-
the aforementioned endpoints (which can be tion). They wanted to ensure that the DIPSI pro-
collectively called foetal complications). How- cedure was still suitable for diagnosing GDM.
ever, there was no clear point or OGTT result When comparing the positive diagnoses from
that gave a definitive conclusion for the exist- both procedures, there was no significant dif-
ence of GDM. Therefore, the HAPO scientists ference between them. Thus Banerjeeg et al.
(2008) proposed the potential need to make (2012) concluded that the current DIPSI proce-
the OGTT cut-offs lower, so that pregnant dure was sufficient and also more cost effec-
women with hyperglycaemia and not GDM tive.
could also be discovered and treated. Thus,
one major issue with the OGTT is that the cut- Given the breadth of research related to diag-
offs are not sensitive enough. nosis of GDM, it is clear that more needs to be
done. One particular issue with the aforemen-
Another issue with testing pregnant women tioned detailed HAPO study, is that it did not
with an OGTT, is that it is a time-consuming pro- include any Indian or Asian women (Mishra et
cess. Rajput et al. (2012) were interested in al., 2016). This explains the reasoning behind
whether or not testing for glycated haemoglo- studies such as that done by Banerjeeg et al.
bin levels would be a useful way to detect the (2012), which aim to ensure that testing is ap-
presence of GDM. In order to do this, they used propriate for these women. It is reasonable to
the HbA1c blood test, which tests for the levels assume that with different genetic back-
of glycated haemoglobin (haemoglobin grounds, different versions of testing may be
bonded to glucose) in the blood, alongside an required, given that there is a genetic propo-
OGTT to test 607 pregnant women between 24 nent to one’s likelihood of having GDM. In their
and 28 weeks of gestation for GDM. They Trends in Diagnosis of Gestational Diabetes
found a significant correlation between high Mellitus, Mishra et al. (2016) produced a dia-
levels of glycated haemoglobin and the pres- gram showing the diagnoses evolved since
ence of GDM. However, even though more re- 1964 (Appendix 1).
search would be needed to use the HbA1c test
to solely diagnose GDM, Rajput et al. (2012) Effects on the Child
have enough data to show that the HbA1c
would be an easier and less time-consuming In a study conducted with over 1000 Russian
way to rule out pregnant women who do not pregnant women, it was found that a fasting
have GDM or hyperglycaemia. In effect, a sim- glucose result in the highest category (5.6 to 7
ple blood test would be able to show which mmol of glucose per litre of blood) was associ-
women are at risk of GDM, and then further ated with adverse side effects in infants. In
testing with the OGTT could then be per- many of the cases the women had GDM
formed to diagnose GDM. (Popova et al., 2016). GDM can cause infants
to be large for gestational age (LGA). In ef-
Other versions of testing for GDM have been fect, this means that some of the infants born,
proposed. One such suggestion came from
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are above the 90th percentile in terms of mass Thirdly, due to being LGA and having intrauter-
upon birth (Ryan, 2011). ine growth restriction issues, foetuses often suf-
fer from chronic foetal hypoxia, meaning that
Foetal growth is determined by the balance they cannot gain enough oxygen (Dollberg et
among the mother’s provision of nutrients, the al., 2000). This causes the foetus to develop
ability for the placenta to provide nutrition to more erythrocytes (red blood cells), increasing
the foetus, and the involvement of the foetus’ the concentration of erythrocytes in their
own growth hormones and factors (Aerts et blood. This leads to the composition of blood
al., 1990). In the case of a mother having GDM, becoming thick and ‘sludgy’ (Dollberg et al.,
this balance is shifted in the offspring, due to 2000; Potter et al., 2016). The condition is
increased insulin levels. This is the reason be- called, ‘hyperviscosity due to polycythemia’.
hind the onset of being LGA. The polycythemia is technically defined as an
increase in haemoglobin levels due to in-
Cord blood C-peptide levels are related to in- creased erythrocyte numbers, and conse-
sulin production in the mother, as well as insulin quent plasma (the liquid portion of blood) vol-
levels, due to their involvement during the ume reduction (Dollberg et al., 2000).
steps of insulin production (Dube et al., 2012; Finally, other causes of IUFD or stillbirth due to
Ryan, 2011). Infants of GDM mothers can have GDM relate mostly to mineral deficiencies in
higher than normal cord blood C-peptide lev- the foetus, including calcium, magnesium and
els, indicating that their insulin sensitivity mirrors iron. This can lead to poor development and
that of their mothers (Dube et al., 2012). This growth, as well as congenital malformations
can link to other conditions in the infant, such that, at times, can lead to death (Potter et al.,
as neonatal hypoglycaemia (a tendency to 2016).
have low blood glucose levels) (Ryan, 2011).
Being born LGA can lead to bone fractures in
In a study conducted in Australia, the Austral- infants. The most common fracture is that of
ian Carbohydrate Intolerance Study in Preg- the clavicle (collar bone). This is due to in-
nant Women, there were cases of foetal creased pressure against the mother’s pubic
death, shoulder dystocia, nerve palsy and bone during delivery. Shoulder dystocia can
bone fractures in infants, which were condi- also occur when the baby’s head has been
tions resulting from mothers having GDM delivered, but one of the shoulders becomes
(Ryan, 2011). trapped behind the mother’s pubic bone (Fig-
ure 4). This is dangerous, because the baby
Foetal death or Intrauterine Foetal Death cannot breathe due to the blocking of its nose
(IUFD) or still birth is often associated with GDM. and mouth (NHS Choices, 2014). Releasing the
In a study, which observed 316 women during baby’s shoulder swiftly is necessary and this of-
their pregnancies who had previously experi- ten leads to injuries of the baby in the forms of
enced IUFDs, the levels of GDM were four times shoulder and elbow dislocations (Lerner, 2006).
more than expected (RCOG, 2010). There are Moreover, one in ten infants having been born
multiple reasons for IUFD and stillbirths due to this way will suffer nerve damage in the neck
GDM. Firstly, the lack of glucose control in the due to stretching of the nerves called brachial
mother can lead to early births. The premature plexus injury (BPI). This can cause a lack of
infants can suffer from respiratory distress syn- movement ability in the arm affected (RCOG,
drome. If this cannot be treated effectively, 2013). The primary reason for shoulder dysto-
they die due to not gaining enough oxygen, cia’s occurrence is the baby being born LGA.
and thus, not being able to fully grow and de- As aforementioned, being LGA is often
velop (MAYO, 2014). caused by GDM. In the UK, women with any
form of diabetes, including GDM, are offered
Secondly, due to the onset of hypoglycaemia early induced labour in a controlled setting, or
(low blood sugar) in foetuses as a result of in- a caesarian section, to ensure a safer labour
creased insulin production, seizures can occur process (RCOG, 2013).
and, in severe cases, death (MAYO, 2014). Of-
ten treatment with immediate feeding and
provision of intravenous glucose solution will
normalise the baby’s blood sugar levels
(MAYO, 2014).

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sensitivity to insulin is one of the precursors


leading to the development of Type II Diabe-
tes. It is estimated that offspring of mothers with
GDM are six times more likely to develop Type
II Diabetes than other offspring (Diabetes UK,
2015).

In addition to decreased sensitivity to insulin,


offspring of GDM mothers often produce less
insulin than normal. This is due to the pathology
of the over-stimulated beta cells at the foetal
stage. When they are overused, the granules
with insulin stores, are used to secrete insulin in-
stead of being reserved. This takes excess pro-
tein production and, therefore, energy. In
Figure 4: Diagram displaying position of infant with shoul- beta cells of such foetuses, one can find that
der dystocia (RCOG, 2013) they are swollen due to excess mitochondria
(for ATP production for energy), as well as
As expected with babies being LGA caused more rough endoplasmic reticulum than nor-
by GDM, there are generally difficult births. mal (for increased protein production to make
Shoulder dystocia is but one effect of this the excess insulin) (Marynissen et al., 1983). This
(Campellone, 2014). Birth trauma due to being overworks the beta cells, and causes a de-
born LGA can cause damage to the seventh crease in granule storage. This literally exhausts
cranial nerve (facial nerve), due to increased the beta cells, and is proposed as the reason
pressure during the birthing process. This for less insulin production later in life of these
causes facial nerve palsy (Campellone, 2014). offspring (Van Assche et al., 2001)
The nerve palsy decreases the infant’s ability
to control facial movements (Campellone, The aforementioned increased insulin levels
2014). Their muscles appear weaker, espe- due to over-activation of the beta cells, can
cially the in the lower region of the face close also lead to altered expression of various
to the lips (Campellone, 2014). This is most no- genes. In particular, it has been found by
ticeable when babies cry. Further symptoms Kamei et al. (2007) that an altered form of the
include the inability to close eyelids and full or Mest gene, which is involved in the growth of
partial paralysis on the affected side or region the embryo and placenta, is linked to in-
of the face (Campellone, 2014). creased expansion of fat. Kozak et al. (2010)
found that an environment with too much nu-
Not only are there short-term effects of being trition, including excess glucose, led to overex-
born from a mother with GDM, long-term ef- pression of the Mest gene. It follows that the
fects have been discovered. As aforemen- excess glucose levels in cells of foetuses who
tioned, GDM is most associated with asymmet- are LGA have greater expression of their Mest
ric macrosomia or being LGA (Van Assche et genes – leading to the additional adipose tis-
al., 2001). More specifically, offspring tend to sue that contributes to their LGA develop-
have a high ponderal index, or high mass in re- ment. Godfrey et al. (2011) found further links
lation to their width and height. One of the between the overexpression of the Mest gene
reasons for being LGA, is having greater insulin and increased adipose tissue development in
secretion than normal, which causes cells to children at nine years of age, supporting that
take up glucose and much of this glucose to babies born LGA from mothers with GDM, are
be converted to adipose tissue (fat). The un- likely to have problems with being overweight
derlying reason for the increased insulin pro- as children and adults. Interestingly, individuals
duction is heightened stimulation of the beta who are morbidly obese also have up-regu-
cells producing insulin in the pancreas (Van lated Mest gene expression (Kosaki et al.,
Assche et al., 2001). One of the main conse- 2000).
quences of the overproduction of insulin is the
development of the foetus in an abnormal In general, offspring of GDM mothers are older,
uterine environment, which causes a reduced they are more prone to issues of hyperglycae-
sensitivity to insulin in the long-term as children mia, glucose intolerance and obesity. How-
and adults (Van Assche et al., 2001). Reduced ever, in most cases, other confounding factors,
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WOODARD JOURNAL ISSUE 2, APRIL 2018

such as lifestyle, also influence these outcomes two inner and middle layers of the carotid ar-
during their adulthood (Ryan, 2011). teries) is higher in women with GDM than
women without (Tarim et al., 2006). If the thick-
Effects on the Mother ness is higher, this is indicative of thickening of
the lining of the arteries due to plaque build-
GDM can be a precursor to Type II diabetes in up. Plaque, in this case, is fatty deposits that
women, even though many women regain line the arteries. In addition, clotting can often
normal glucose homeostasis (glucose level occur in areas with fatty deposits that are
balance), following giving birth. Women who hardened. This is because if the fatty deposits
have had GDM are, according to O’Sullivan crack or split, this is detected as an injury, and
(1989), are seven times more likely than control platelets gather and form clots at the
groups to develop Type II diabetes later in life, cracked/split portion. Clots are formed by the
as well as hypertension (high blood pressure), conversion of soluble fibrinogen into insoluble
and hyperlipidemia (high lipid levels in the fibrin fibres that weave together to form a
blood). Defects in tolerance to glucose can mesh, which constitutes the clot. This is how
arise, as well as issues with the secretion and scabs are formed when cut, but this is not sup-
working of insulin existing in women who have posed to be present in the linings of arteries.
suffered from GDM (Kjos et al., 1999). These is- The concern with clotting in carotid arteries, is
sues can occur anytime from six weeks follow- that there may also be clotting in coronary ar-
ing giving birth to years afterwards (Buchanan teries, which could lead to cardiac arrest
et al., 1999). (heart attacks), and also stroke if clots be-
come dislodged and travel to the brain.
In a study conducted by Linné et al. (2002)
called the Stockholm Pregnancy and As well as atherosclerosis, women with GDM
Women’s Nutrition (SPAWN), which tracked often suffer from abnormal vascular endothe-
the health of 28 women with GDM, as well as lial function both during pregnancy and later
a control group of 52 women who gave birth in life (Knock et al., 1997). Specifically, Knock
at the same time, fifteen years after they had et al. (1997) found that endothelium depend-
given birth. Ten women in the GDM group ent vasodilator function in the circulation of
(35%) were diagnosed with Type II Diabetes in women with GDM was abnormal. The ability of
comparison on no women (0%) with Type II Di- arteries and arterioles to constrict and dilate is
abetes in the control group. The mean basal dependent on biochemical pathways involv-
metabolic indices for both groups were similar. ing a neurotransmitter called acetylcholine. In
However, the women who had Type II Diabe- women with GDM, response to acetylcholine
tes had a mean weight gain of 15.1 kg over is slowed, leading to less efficient circulation
the fifteen years, in comparison to 8.4 kg in all (Knock et al., 1997). The muscles lining arteries
GDM women. This shows that there is a corre- and arterioles do not relax effectively, and this
lation between weight and the onset of Type can also lead to hypertension (high blood
II Diabetes, but also a correlation between pressure), which has also been noted as a
having had GDM and having Type II Diabetes long-term health effect for women who have
when older. GDM (Knock et al., 1997; O’Sullivan, 1989).

It is possible that GDM may be linked with Linking the increased potential for atheroscle-
weight problems later in life. It is not surprising rosis to a cause, hyperglycaemia is tradition-
given the effects of GDM on fat metabolism, ally a major cause of microvascular complica-
that issues with fat metabolism continue for the tions (small blood vessel issues) in patients with
mother. The onset of maternal weight gain diabetes (Bonora and Muggeo, 2001). This
and obesity has certainly been linked to previ- leads to the development of macrovascular
ously having GDM (Reece, 2010). In addition, diseases (in large blood vessels), such as ath-
women having had GDM are also more prone erosclerosis. Thus, gestational diabetes, which
to cardiovascular disease (Reece, 2010). involves hyperglycaemia, can contribute to
the onset of macrovascular diseases in gen-
One such cardiovascular issue, which these eral, including atherosclerosis (Bonora and
women are at a higher risk of developing later Muggeo, 2001).
in life, is atherosclerosis. In relation, carotid ar-
tery intima-media thickness (thickness of the

163
WOODARD JOURNAL ISSUE 2, APRIL 2018

Interview with Previous GDM Patient viewees’ bloods were tested throughout la-
bour to ensure her and the baby had enough
An interview was conducted with a woman glucose.
who had previously had GDM. A series of 11
questions were asked, which were related to In terms of psychological effects, the inter-
causes, diagnosis, treatment and effects on viewee was fine; however, she did experience
the mother and baby. Appendix 2 contains a higher anxiety about her pregnancy and the
transcript of the interview. safety of her baby following diagnosis. She also
has small worries about developing Type II Di-
Interestingly the interviewee had a history of abetes later on in life but gets tested annually
Type II diabetes in her family on the maternal as a precaution.
side. She also had a niece with GDM. This may
indicate that there was a genetic causal fac- As it stands, the interviewee and child do not
tor leading to her development of GDM while have any long term side effects.
pregnant.
Treatment
In addition to family history some lifestyle
choices may have played a part, the inter- In the Australian Carbohydrate Intoleance
viewee had smoked in the past but had given Study in Pregnant Women (ACHOIS), women
up several years before becoming pregnant. between the ages of 24 and 34 weeks gesta-
She also participated in moderate alcohol tion who had GDM were split into an interven-
consumption prior to pregnancy. In line with tion group which received dietary advice,
previous causes discussed these lifestyle monitoring of blood glucose levels, and insulin
choices may have influenced the outcome of therapy where needed, and another group
GDM. kept in routine care, which was not as holistic
(Crowther et al., 2005). In this study, endpoints
In terms of diagnosis the interviewee was not (primary outcomes) included various perinatal
diagnosed as a matter of normal procedure complications (death, shoulder dystocia,
(i.e. with a standard OGTT administered to all nerve palsy, and bone fracture), admission to
pregnant women). Instead she was only diag- the neonatal nursery, jaundice, requirement
nosed when it was realized that the foetus was for induced labour, Caesarian birth, and ma-
LGA at 7.5 months. It is possible that the inter- ternal anxiety/depression (Crowther et al.,
viewee had GDM prior to this but because 2005). It turned out that the data for the inter-
preventative diagnostic procedures were not vention group showed less onset of perinatal
in place, her diagnosis did not occur till mid- complications, than the routine treatment
third trimester, which may mean that any help- group (1% versus 4% respectively). This defends
ful treatments earlier in the pregnancy weren’t the need for a holistic approach addressing
administered. diet and medical monitoring and treatment, in
order to reduce complications of GDM in
Following diagnosis the interviewee was pregnant women and their foetuses.
placed on a very strict calorie reduced and
nutrient controlled diet in order to slow down As previously discussed, one of the perinatal
the rate at which the foetus was growing. She complications for foetuses is being born LGA.
also had regular checkups with the midwife Preventing this and the associated birth risks is
and physician, this was advantageous be- crucial treatment requirement. Dornhorst et al.
cause it turned out that her diet, low in carbo- (1991) conducted a comparison study be-
hydrates, was not enough to control her glu- tween a group of 35 women with GDM on a
cose levels and therefore not enough to con- specific calorie restricted diet between 1200
trol those of the foetus. To control the glucose and 1800 calories, and a cohort of 2300 non-
levels, she had to inject insulin before each diabetic women split into two control groups
meal. Another part of the treatment plan in- which matched in age, race and equivalent
volved early inducement of labour due to the social and economic status to the GDM group.
baby being LGA. This was to prevent harm to The calorie-restricted diet reduced the weight
both the baby and the interviewee. The inter- gain of the women in the GDM group, in addi-
tion to ensuring normal birth weight of the off-
spring (Dornhorst et al., 1991). Specifically, the

164
WOODARD JOURNAL ISSUE 2, APRIL 2018

frequency of macrosomia or babies being and the diagnostic tools used to be more spe-
born LGA was comparable percentage-wise cific. It is clear from reviewing diagnostic pro-
to the other cohort of women (Dornhorst et al., cedures that this is recognised by the medical
1991). This indicates that calorie restriction is community, and that testing of newer diag-
crucial in order to reduce the likelihood of nostic assessment regimes is being con-
larger than normal offspring. ducted. In addition, treatments need to be
more holistic, incorporating not only admin-
Coupled with controlling calorie intake and istration of medicines, but also alteration of
diet, a woman with GDM should increase her diet, exercise and lifestyle choices. Further-
activity levels as part of her treatment. Horton more, women of a child-bearing age need to
(1991) found that women with Non-Insulin De- be educated about GDM, so that they know
pendent Diabetes Mellitus (NIDDM) who par- the risks involved in their lifestyle choices for
took in an exercise regime had lower blood their future pregnancies. Moreover, it would
plasma insulin concentrations, and higher insu- be beneficial to incorporate this in the health
lin sensitivity, especially in their muscles and education of secondary school pupils as part
adipose tissue. This has positive implications for of a risks to pregnancy unit.
women with GDM as well. In a review of the
role of exercise in treating GDM, Mottola GDM, along with Type II diabetes, is destined
(2008) found that many studies showed that in- to increase if the current public does not alter
creased exercise reduced prevalence and its lifestyle choices in relation to diet and exer-
symptoms of GDM in pregnant women. cise. More people need to be aware of issues
such as GDM to encourage this. Education is
In addition to diet and exercise adjustments, key to realising the goal of a healthier society.
women with GDM often require insulin therapy
as part of their treatment. In a study by Cordelia Heath
Giuffrida et al. (2003), comparing 644 women
with both diet and insulin treatment, and 637 King’s Rochester
women with only diet treatment, it was found
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Appendix 1

(Mishra et al., 2016)

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Appendix 2 No, none at all

Interview with Mother who had GDM 11. Is there anything else you would like to discuss re-
lated to your experiences with GDM?
1. How prevalent is diabetes in your family? Which
types? 1, 2, GDM… Fortunately, it was a relatively short-lived experience for
me.
My mum and her two brothers all have or have had Type
II diabetes and my niece also had gestational diabetes.

2. How healthy were you before becoming preg-


nant with your child (food habits, smoking, alco-
hol consumption?

I gave up smoking several years before becoming preg-


nant. I also had moderate levels of alcohol prior to preg-
nancy but none during pregnancy.

3. When and how were you diagnosed with GDM?

At approximately 7.5 months my baby was getting very


large for little me! So I needed regular checkups with mid-
wife as a result.

4. Were you satisfied with how you were diagnosed


and treated? Is there anything you would im-
prove?

I was more than happy with the way I was diagnosed, but
not so happy when I found out the implications. My diet
was very restricted in calories and carbohydrates as the
baby was getting too big too quickly.

5. Did your diagnosis cause you any anxiety?

No not really other than hoping that all would be ok with


the baby. This I did worry about.

6. When it was discovered, what treatment plan


were you put on?

Initially it was hoped that my carbohydrate levels could be


controlled with diet. This did not work though. They
needed me to have a more realistic diet so I was put on
insulin until my daughter was born. I had to inject insulin
just prior to eating. Not convenient but it was the better
option.

7. Were there any complications during birth?


What were they?

No complications, but my daughter was induced two


weeks early as she was growing too fast. As soon as she
was born I stopped using insulin. I had to test my bloods all
through labour though.

8. Were there any short or long term health effects


on you?

No, not so far, but I was told because of my family history


and the GDM I am at higher risk of getting Type II Diabetes.
I am tested annually and so far so good.

9. Were there any short or long term health effects


on your child?

No

10. Did you have any pre-natal or post-natal anxiety


and depression issues?

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To what extent should


homicide. However, the laws are changing, as
are public attitudes.

doctors intervene During my week on work experience at a Mi-


nor Injuries Unit, I got to witness first hand par-
when people refuse ents refusing medical treatment for their child.
Whilst these parents and families weren’t refus-
medical treatment for ing treatment on religious grounds and proce-
dures were as simple as removing a toenail, it
their child on religious helped me to understand the struggles that
doctors and nurses must go through to over-
grounds? rule a parent, or to go with a parents’ wishes
and know the child hasn’t received the best
treatment.
Religion plays an important role in the lives of
many individuals, with the most recent poll in At the Minor Injuries Unit there were two inci-
2012 reporting that 50% of people in Great Brit- dents in which parents refused treatment for
ain stated that religion was important to them. their child. In one I was with an Emergency
The relationship between religion and medi- Nurse Professional. A one-year-old child came
cine is complex, and there are times when re- into the unit with a toenail hanging off that
ligion and medicine can come into conflict. needed to be removed or it could become in-
This essay aims to address the issue of parents’ fected. Both parents refused to have the nail
refusal of medical treatment for their children. pulled off despite her advice and attempts to
change their mind; she eventually had to
The constant battle between medicine and cover it with steri-strips and a plaster. After
religion is one that keeps popping up in news- talking to the nurse about her decision to go
paper headlines and a very common debate with the parents’ decision, she said, “To me,
within society. Many religions refuse some sorts my job is about making people leave the unit
of medical treatment based on their beliefs feeling happier than when they came in. Even
and faith. Where adults are concerned, if this involves taking a slightly different path on
providing they fully understand the implica- someone’s treatment based on what treat-
tions of refusing treatment, doctors have to ment they accept. However, if a child needed
abide by their wishes whether they are religion treatment that could save their life or prevent
based or based on other beliefs; the most diseases and disabilities in their future but their
common cases are Jehovah’s Witnesses. Pa- parents refused it, I believe doctors should pro-
tients are provided with forms to state what vide treatment.”
they will accept and are well informed of what
can happen. However, it is very different with After talking to her for a while, she told me she
children below the age of seventeen. had been an Accident and Emergency Nurse
for fifteen years, and in that time she had one
Some religions believe that the body is sacred incident when a child with flu-like symptoms
and refuse treatment that is against their reli- which they had for four to five weeks. After a
gious beliefs: Jehovah’s Witnesses refuse blood few tests the doctors came to the conclusion
transfusions, Christian Scientists use prayer to that the child had a serious disease that, if not
heal physical and mental illnesses. However, is treated with medicine and antibiotics, could
it right for parents to refuse medical treatment lead to emergency surgery in the future. The
for their child a simple procedure that could parents were very religious – though the nurse
be life changing but against their religion? couldn’t remember their religion – and refused
Sometimes by refusing treatment it can lead to the medicine and antibiotics due to their be-
more serious problems and this may be seen liefs, as they believed that putting toxins in the
as child neglect. On the other hand, 66.6% of body was against God’s wishes. After a long
children follow the religion of their parents. This debate between the consultants and the par-
means doctors often have the big decision of ents, the parents agreed and the doctors pre-
whether to proceed with a procedure or to lis- scribed the medication. she said, “As a nurse,
ten to the parents’ wishes. Until recently, reli- I could not do anything in that situation. This in-
gious shield laws have protected the parents cident was nearly fifteen years ago and then
from prosecution for child negligence and doctors could provide treatment without the
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WOODARD JOURNAL ISSUE 2, APRIL 2018

parents’ consent as they had the knowledge concern of health professionals must always
and knew what they were doing. However, be the best interests of the individual child. Pa-
doctors and consultants now have to be care- rental decision-making ought to be accepted
ful because any wrong decision could lead to unless it is obvious that the decision is not in the
them being sued and losing their jobs. best interests of the child and the child is likely
Healthcare professionals don’t have the same to suffer as a consequence. This may then re-
contribution in decisions anymore, you have to sult in the case being referred to other doctors,
include parents, family, friends, other doctors ethical consultants, child protection authori-
and nurses and it just gets complicated.” ties and even the legal system. This course of
action is often uncomfortable and distressing
In Great Britain, if cases like these happen and for the families and health care team and is
are taken to court, the law assesses the par- only used as a last resort.
ents’ physical and mental ability, as well as will-
ingness to make medically appropriate deci- Resolving such cases can be difficult for all in-
sions. Parents have a legal obligation to refrain volved and some religions are trying to help.
from actions that may harm their child includ- Jehovah’s Witnesses have set up hospital liai-
ing medical treatment. Failure to do this can son committees to help understanding be-
lead to prison sentences for child neglect for tween patients/parents of the faith and the
up to a maximum of 10 years. However, reli- medical staff who treat them. In the UK there
gious objections to treatment for their children are about 25000 Jehovah’s Witnesses whose
have a long history of acceptance and at religion forbids them from receiving blood
times are accepted into the law because of transfusions. Bloodless surgery - where blood
religious exemption laws. loss is minimised by operating in stages or using
drugs is increasingly being used in the UK after
The law in the United Kingdom states from the being pioneered in the United States. Jeho-
age of sixteen a person is presumed capable vah’s Witnesses have also raised money to buy
of consenting to his or her own medical treat- machines that can recycle a patient’s own
ment. However, below this age decisions for blood preventing the need for a transfusion.
receiving medical care are made by health
care professionals as well as family and friends, The General Medical Council (GMC) is a pub-
as the child is seen to lack the ability to make lic body that maintains the official register of
autonomous medical decisions. Over the past medical practioners within the UK. Its chief re-
few decades, the traditional approach of phy- sponsibility is to protect, promote and maintain
sician decision-making has decreased, the health and safety of the public, and it also
whereas the number of decisions made by provides guidelines for practising doctors. The
family and friends has increased. GMC places great importance on respecting
religious beliefs of patients, but in cases where
As medical treatments have advanced so parents refuse consent for a child’s essential
have the number of cases where doctors and care a doctor can act without the consent of
parents of patients have failed to agree and a parent or guardian to save the life or prevent
increasingly disputes have ended in court. Alt- the deterioration of a child’s condition. In Eng-
hough cases vary, many arise because the re- land and Wales if only one parent/guardian
ligious beliefs and values of a parent differ refuses treatment then legally doctors can
from those of the health care team. In all cases proceed with the consent of the other parent,
whether the argument is because doctors but only in a life-threatening situation.
want to treat the child and parents disagree
or parents want a treatment and the doctors Beyond emergencies the decisions are more
disagree, decisions will always be based on complex. Doctors are advised by the GMC to
the child’s best interests. All children, regard- get consent and agreement from parents for
less of physical or mental disability, have the providing medical treatment for a child, but
right to respect, protection and medical treat- this sometimes proves to be impossible. Doc-
ment that serves their best interests. tor’s decisions should always be in a child’s
best interests and uphold medical ethics and
Decisions regarding the medical treatment of the law. Doctor’s decisions must be based on
any child should actively involve the family. clinical judgement, but when they believe
Although family issues and values are im- medically, ethically and legally that they
portant and must be considered, the primary
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WOODARD JOURNAL ISSUE 2, APRIL 2018

should treat a child and the parents disagree child to the doctor, believing that their daugh-
then it can be up to the courts to take a view. ter’s illness could be healed through faith and
the power of prayer. She is now permanently
In this country legal decisions and the GMC’s disabled and suffers from pulmonary hyper-
guidelines regarding the withdrawing or with- tension, and is in desperate need of a heart
holding care from children are based on The and lung transplant – an extremely risky pro-
Children’s Act of 1989, which governs the legal cess. This could have been prevented in her in-
rights of children and protects their interests fancy by closing a small congenital hole in her
and also the Human Rights Act which empha- heart. Mariah Walton, 20-year-old daughter of
sises the universal right to life. The Children’s the parents, believes they should be prose-
Act outlines that the child’s welfare is of utmost cuted for medical child neglect; she also
importance and provides a list of general prin- wants to sue the doctor for medical neglect.
ciples that one should keep in mind when However, Idaho is one of six states that offer a
dealing with cases involving children so as to faith-based shield for felony crimes, including
promote and protect their general welfare medical neglect and manslaughter. In Idaho
and to guide actions that are in the best inter- laws against preventable death among chil-
est of the child. dren have exempted faith healers from prose-
cution since the 1970s.
The Human Rights Act of 1998 ensures that
everyone can defend their rights and beliefs in Had this happened in neighbouring state of
the UK courts and that public organizations in- Oregon, her parents would have been prose-
cluding the NHS must treat everyone equally, cuted for medical neglect. For example, in
with fairness, dignity and respect. This law in- 2011 Dale and Shannon Hickman were con-
cludes a guarantee of freedom of religion or victed of a second-degree manslaughter two
belief. This means people have the right to years after their new born son died of a simple
practise or teach their religion in private and infection that could have been easily treated
public. However, this guarantee has limits. If re- with antibiotics. Both Dale and Shannon were
ligious parents are seen to be refusing medical Followers of Christ members who tried to treat
treatment or that would affect their child’s their son with prayer and oil ointments. They
quality of life then they can be charged under were prosecuted with medical neglect with a
UK law with child neglect. However, this law 6-month jail sentence and fined $2750.
also means they can refuse treatment for their
child, such as medication and vaccines, only In 2014 Birmingham Children’s Hospital NHS
as it doesn’t affect their quality of life, if that’s Trust got legal permission from the High Court
what their religion requires. to give a baby a blood transfusion during an
operation against the parents’ wishes, based
Finding any cases in Great Britain where reli- on religious beliefs. The child was born with a
gious parents had been sentenced to prison complex heart condition including a hole in
for child neglect when refusing treatment for the heart. The baby’s parents were Jehovah’s
their child has proved to be very difficult. So in- Witnesses and did not agree to a blood trans-
stead I investigated cases from the United fusion during the essential operation. A con-
States of America. This allowed me to com- sultant paediatrician at the Birmingham Chil-
pare cases where parents had not had a dren’s Hospital stated that if the procedure
prison sentence and those where parents had was not carried out then the child was unlikely
been sentenced to prison, due to the different to survive. Although the risks of surgery were
laws in different states, such as Idaho and Min- low it could not be done without blood prod-
nesota. These are just the tip of the iceberg, as ucts being supplied. He stated that if the oper-
many cases, which result in the death of a ation was carried out successfully then the
child, are never discovered and, in other baby’s prospects of leading a normal life were
cases, many children may end up perma- excellent. The judge, Mr Justice Keehan under-
nently disabled or psychologically harmed, as stood the parents’ religious objections to their
a result of their parents’ decision. baby receiving blood products but had to
consider the baby’s best interests and that the
One case I investigated took place in Idaho, chances of survival without surgery were ex-
America in April 2016 when parents who were tremely poor.
fundamentalist Mormons refused to take their

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WOODARD JOURNAL ISSUE 2, APRIL 2018

I interviewed a mother of two from Stourbridge Many of these religions reject all medical treat-
whose two-year-old child spent much of the ment, and replace it with prayer, anointing
first eight months of his life in Birmingham Chil- with oils, and in rare occasions exorcisms.
dren’s Hospital after suffering from twin transfu- Some even deny the reality of illness.
sion syndrome, as well as heart and bowel The most recent case I investigated occurred
problems. He has had blood transfusions and in January 2017, when a seven-year-old boy
open-heart surgery as well as other medical died after his parents prayed for him instead of
treatments that some religions refuse. As a taking him to the doctors. Seth Johnson was
Christian attending Church every Sunday, she suffering from pancreatitis and acute sepsis; a
reads the same Bible as Jehovah’s Witnesses life-threatening infection causing septic shock
and Christian Scientists, but interprets it in a and dramatic drop in blood pressure. They are
very different way. She said, “As a Mother it is from Minnesota in the United States, and have
very bizarre and illogical that you wouldn’t currently been charged with child neglect
want the best care for your child whatever it and are due to appear in court this month.
takes, even a simple blood transfusion that
could save their life. I believe God gave doc- Most of the time these children’s parents are
tors and scientists the knowledge to make neither bad people or morally innocent, but
medicine to save lives and help improve peo- their behavior is motivated mainly by an alle-
ple’s quality of life.” giance with their religion, as well as peer pres-
sure from other believers and leaders. They
Jehovah’s Witnesses accept the majority of sometimes also fear rejection and being made
medicine and medical treatment, this is be- outcast from their church. Sometimes parents
cause in the Bible it states, “It is not the healthy change their views in time to save a child, but
who need doctor, but the sick” – Luke 5:31. too often they do not. Many fundamentalist
However, they believe that some treatments religions can often seem like a family and a
conflict with Biblical principles. For example, sort of comfort blanket from real life society;
they refuse blood transfusions: “Instead, we whilst many parents want to help their chil-
should write and tell them to abstain from the dren, they also don’t want to be cast out and
meat of strangled animals and from blood”- lose their sense of belonging. There are many
Acts 15:20, they interpret this as forbidding different reasons why parents may refuse
them from taking in blood to sustain the body. treatment for their child, some include:
It isn’t just all about Biblical principles, but also
personal choice. Some Jehovah’s Witnesses 1. They argue that they have a right to
suffering with kidney disease or acute kidney practice their religious beliefs.
may not accept haemodialysis, whilst others 2. They argue that they are not neglect-
may accept it. ing their child because they are con-
cerned for their spiritual well-being.
Christian Scientists base their beliefs on the 3. They may argue that their children will
Christian Scriptures (The New Testament). Mark decide to join their religion when they
16:18 "they shall take up serpents, and if they are older and will therefore share the
drink any deadly thing, it shall in no wise hurt same beliefs / values.
them; they shall lay hands on the sick, and
they shall recover." This part of the Bible de- However, many people disagree with this and
scribes Jesus Christ and the Apostles healing argue that parents should not refuse medical
the sick with God’s power. Many Christian Sci- treatment for their child, because:
entists don’t use medicine or go to the doctor;
instead they promote the healing of physical 1. Parents do not have the right to martyr
and mental illnesses through prayer. However, their child for the parents’ religious be-
some may consult physicians when they have liefs.
broken bones. There are also some Christian 2. Refusal of necessary medical treat-
Science practitioners who devote themselves ment constitutes child abuse.
to helping heal others through prayer, as they 3. Parents do not know for certain that
believe that only God heals. This is where many their child will have the same beliefs as
Christian Scientist parents take their children their parents when they reach adult-
when they are ill. Faith healing is widely prac- hood.
tised by Christian Scientists, Pentacostalists,
and members of the Church of the First Born.
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WOODARD JOURNAL ISSUE 2, APRIL 2018

Certain churches often use religious exemp- make decisions involving their medical treat-
tion laws as evidence that the state endorses ment. Statistics taken by the University of Chi-
the withholding of medical care on religious cago in 2016 show that 80.3% of fundamental-
grounds. The parent may not comprehend the ist children follow the religion of their parents.
risk they are taking with their child’s life when This shows that the majority of children when
they believe that the state endorses their ac- older would agree with the decision their par-
tion. The Christian Science church even uses ents made for them on their medical treat-
religious exemption laws as evidence that leg- ment, and would make the same decision for
islators agree that Christian Scientists can heal their own children.
all disease as effectively as medical care.
Many doctors now feel unable to disagree
An example of the Christian Church using reli- with parents, even if they feel the parents’ de-
gious exemption laws occurred in suburban cision is wrong. This is because making the
Minneapolis, when 11-year-old Ian Lundman wrong decision could lead to the family of the
died of diabetes. The mother and stepfather child suing the doctor, costing them thousands
realized he was ill when he lost a significant of pounds, as well as ending their career in
amount of weight and became lethargic. As health care. This means doctors may now be
the parents had religious beliefs against medi- less likely to intervene in religion-based cases
cal care, they decided to take Ian to a Chris- even if they don’t agree with the parents’ de-
tian Science practitioner for spiritual treat- cision. However, as shown in the case in Idaho
ment, where they were charged $446 for his in 2016, the child wants to sue the doctor for
services. The next day Ian died. Ian’s father, medical neglect. This shows that there are still
who had recently left Christian Science, filed a consequences whether or not the doctor in-
wrongful death suit against the mother, step- tervenes.
father, Christian Science practitioner and the
Christian Science church. A jury awarded him When I spoke to a General Practioner at my
$14 million in compensation and punitive dam- local Medical Centre, she said “In my area I
ages; this was later reduced to $1.5 million as have never come across any cases involving
the court dismissed charges against the religious parents refusing treatment for their
church as the child had received ‘care’ from child.” I asked what she would do in that situa-
a Christian Science Practitioner the previous tion, and she said, “If I was in that situation I
day. think I would intervene, my job is about helping
people whatever the situation.” However,
Conversely, in an article published in The Jour- when I mentioned the possibility of getting
nal of Medical Ethics, doctors from Great Or- sued for treating patients poorly for not re-
mond Street Children’s Hospital in London specting their wishes, the doctor agreed that
called for a change in the British legal system the thought of being sued may affect the de-
as some parents with religious beliefs refused cision of many doctors but that it would not af-
to allow the withdrawal of medical treatment fect him.
for dying children. It looked at cases where
medical staff advised parents that life support I spoke to an anesthetist at Wrexham Maelor
systems should be switched off. Of the 203 Hospital and asked if she had come across
cases reviewed there were 17 cases where any cases and she said, “If it is felt in the case
parents insisted on continuing treatment ra- of a very young child that the parents’ deci-
ther than allowing their child to die and many sion is being made for religious reasons and is
of these cases were due to religious beliefs. not in the child’s best interests then we can ap-
One case went to the High Court where the ply to the courts to be allowed to treat them.
judge ruled in favour of the hospital stating Thinking about Jehovah’s Witness patients,
that subjecting children to suffering with no children given blood by court order can be os-
hope of a cure could breach Article 3 of the tracized by the community and even their par-
European Convention of Human Rights. ents. Providing it is not an emergency and the
parents understand the consequences I am
It can be argued that before the age of 16, happy to abide by their decision.” I asked spe-
children are incapable of deciding on their cifically on the threat of being sued and
own medical treatment. However, doctors fill whether it would affect her decision, she said,
in forms to assess the child’s mental ability to “This is a difficult one. If you go against a pa-
tient’s wishes and treat them when they have
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WOODARD JOURNAL ISSUE 2, APRIL 2018

the mental capacity to make a decision and happening we need to remove religious ex-
have refused treatment then you can be emption laws, and this could help increase the
sued, or even charged with assault. There are number of doctors who intervene, as it would
formal documents to assess capacity and you decrease the risk of being sued.
can only treat a patient against their wishes if
you have completed the documentation and
they are deemed to lack capacity. You can Elena Rhian Bateman
then treat them ‘in their best interest’. You Ellesmere College
can’t say they lack capacity because you
don’t agree with their decision, no matter References
what it is based on. It can be very difficult, es- Religion in the United Kingdom: Diversity, Trends and De-
cline - http://www.vexen.co.uk/UK/religion.html
pecially if the parents’ wishes are at odds with Google Answers: What percentages of people maintain
their family.” She concluded, “I suppose what religious beliefs from their childhood? - http://an-
I am saying is that if it is life saving treatment swers.google.com/answers/threadview?id=272042
and I don’t feel the child is old enough to fully Jehovah’s Witnesses and rejections to blood transfusions -
http://www.lawandreligionuk.com/2014/03/10/jehovahs-
understand their decision then the decision will witnesses-and-objections-to-blood-transfusion/
be made by the court. Generally, the courts Newspaper article from the Telegraph – Parents who be-
will find in the doctors’ favour in this instance.” lieve in miracles ‘torturing’ dying children- 07/05/2017

The final case that I investigated happened in


August 2000 where conjoined twins ‘Jodie’
and ‘Mary’ were born at a Manchester hospi-
tal. Doctors predicted that without an opera-
tion to separate the twins both babies would
die. However if surgical separation went
ahead they would be able to save one of the
twins, ‘Jodie’. Although this baby would need
future operations she was predicted to live a
virtually normal life after separation from her
sister. The parents, who were Roman Catholics
refused to allow an operation to separate the
twins as it went against their religious beliefs.
They were quoted saying “We can not begin
to accept or contemplate that one of our chil-
dren should die to enable the other to survive.
That is not God’s will”. The hospital trust took
the case to the High Court where Mr Justice
Johnson decided that it was better to save the
life of one twin than allow both to die, and the
High Court ruled that the twins could be sepa-
rated against the wishes for the parents.

In conclusion, I believe that doctors should in-


tervene if parents refuse medical treatment for
their child in life threatening and potentially life
changing situations. This is because often par-
ents aren’t basing their decision on the child’s
best interests, but on religious reasons. Even
though in many cases doctors go to the courts
that generally favour the doctors’ decisions,
after speaking to some people in the profes-
sion. Whilst I believe it is important that religions
have the right to practise their beliefs as well
as express their beliefs and culture, it shouldn’t
be able to affect or put others in danger, es-
pecially children. I believe that to stop this from

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WOODARD JOURNAL ISSUE 2, APRIL 2018

Has the public


hoping to do this to provide a greater under-
standing of attitudes towards HIV. To do this I
will be looking at the stigma around HIV and

perception of HIV how it has changed, the levels of knowledge


of HIV and how changes in health have influ-
enced the image of the disease. I will look at
changed in the other aspects that impact on the lives of peo-
ple with HIV like working and support as well as

UK?
things which help to form people’s image of
HIV like media and celebrities. To do this, I
have looked at reports and research written
about HIV; first-hand accounts of living with
Abstract HIV or AIDS and articles written about events.
This has helped me to gain a full image of the
When the AIDS crisis was at its height public public view of HIV, enabling me to answer the
perceptions were often those of prejudice, question ‘has the public perception of HIV
fuelled by fear. Since then there have been changed in the UK?’
many developments for AIDS and HIV, most
notably in health, and many people’s atti- Stigma
tudes have moved away from the views of the
past. Now most people, but not everyone, Stigma can indicate the public perceptions of
have a more positive and supportive attitude HIV as it shows the views and actions people
towards people living with HIV. This has mainly take towards people with HIV. There was a
been caused by the changes in the image of great deal of stigma during the early days of
HIV, which has reduced the fear surrounding it. AIDS yet it has not completely gone. People
The change in image has mostly been caused living with AIDS or HIV were subjected to
by factors of increased knowledge and better stigma varying from violence, workplace dis-
health care, among others. However, many crimination, callous language and isolation.
people living with HIV still experience cases of Perhaps the worst affected were the gay com-
stigma and discrimination today. This suggests munity who saw violence and discrimination
that many people are still holding on to the regularly. This was because homosexual men
views of the past and have not experienced a were a highly affected group. This added to
change in their image of HIV. pre-existing homophobia. A 1999 American
study found that homosexual and bisexual
Introduction men were seen to have more blame, less sym-
pathy and less support than heterosexual men
When AIDS first entered our awareness, the and women, who had also got AIDS from sex
public saw it as very dangerous and there was with multiple partners. This suggests it was not
wide-spread panic. It was quickly established just the risky sex that people had an issue with
as a disease for gay men and drug users. This but also the fact these people were gay. The
created an idea of guilt and blame, often appearance of AIDS also made more people
linked to the idea of it being God’s punish- feel that homosexuality was wrong “as, with
ment. Although not everyone shared this view the exception of the 1960s generation, each
it is clear that many did. Even the Chief Con- generation themselves became less tolerant
stable of Greater Manchester Police, James [to homosexuality] between 1987 and 1993”
Anderton, said that people with AIDS were when the AIDS crisis was at its height. This was
“Swirling about in a human cesspit of their own probably as people saw it as a punishment
making.” At the beginning of the epidemic, which they could use to justify their views. This
AIDS was seen as a death sentence, with no association remains today with over half of
medication until 1996, which made people people saying they associate AIDS/HIV with
very fearful. I’m investigating whether the homosexual men.
public perception of AIDS/HIV has changed
since then and why and how it has changed. The association between HIV and homosexual
The change in public perceptions of HIV has men is far higher in the over 50s than in any
not been fully explored before and so I am other category, showing that there could be a
remaining association among those who were

176
WOODARD JOURNAL ISSUE 2, APRIL 2018

adults during the original crisis. This suggests


that some of the ideas from then might have
remained in people’s minds. However, 40% of
Question Overview
people now associate no particular person 4
with HIV and “all generations have become 3.5
notably more liberal over time”. 3
2.5
This shows that although homosexual men are 2
associated with the disease, many people 1.5
have moved away from this view and atti- 1
tudes towards homosexuality have improved. 0.5
It wasn’t just gay men that have faced stigma, 0
with groups like drug users also being affected.
The stigma was also a problem for people who
contracted HIV/AIDS from blood transfusions
as “they were still classed by others as the
same as everyone else - dirty, bad, prostitutes,
contaminated, to be avoided,” even though
they did not involve themselves in a high-risk
situation. This classing shows that the disease Figure two: (Average responses to questions based on
itself sparked a lot of stigma, regardless of situ- themes shown in the X axis; the higher the score the more
negative the attitude shown)
ation, suggesting that it was not just homopho-
bia that caused and prolonged stigma.
Some of the stigma has remained today. De-
spite my survey showing that the public had
mainly positive attitudes towards people with
Who do you most HIV, there is still an element of blame surround-
associate with HIV? ing people with HIV. Only 23% strongly agree
that ‘most people with HIV are not to blame’,
a significantly lower percentage than for any
80 other question, causing a much higher score
Percentage of answers

70
60 seen in figure two. This could suggest that we
50 General have not fully moved past the idea of guilty
40 and innocent victims. These low results for the
30 Male
other questions, show that there is a mainly low
20
10 Female level of stigma among those questioned.
0
15-29 This is also shown by a survey conducted by
the NAT and Ipsos Mori in 2014 with 79% of peo-
30-49 ple agreeing that people with HIV deserve the
50+ same level of support and respect as people
with cancer. This is the most positive attitude
towards HIV since 2000, when the surveys be-
gan. This illustrates that people have increas-
Figure one: Public Attitudes on HIV (who do you most as- ingly positive reactions to people with HIV. My
sociate with HIV?) survey did however show that 70% of people
believe that there is still stigma around today.
This was particularly high amongst the 15-29
year olds, and lowest amongst the over 50s.
This suggests that stigma is still prominent in our
modern society and that it is far from disap-
pearing. This is added to by the incidences of
stigma which occur today.

Many people living with HIV face stigma sur-


rounding their HIV. Paida,18, has talked about
her harassment and incidences of “parents
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WOODARD JOURNAL ISSUE 2, APRIL 2018

complaining, saying how come I’m being al- over the stigma, as they were already being
lowed to go to the same school as their child disgraced whether they had AIDS or not and
when I’ve got HIV.” Maluba, originally from there were probably greater concerns over
Zambia but infected in Britain, said that “when health.
I came here, the so-called First World, I realised
how ignorant Brits were about HIV” saying that Health
stigma was much less of a problem in Zambia.
She also says “I know people who have been There has been great development in the
attacked and whose children have been at- healthcare surrounding HIV since the original
tacked, and this is Britain, not Africa – it’s very epidemic. Since 1996 there has been antiviral
scary.” With cases like this it is hard to argue treatment, though with varying degrees of
that people don’t still face stigma based prob- success, which has allowed people to live with
lems today, which can make those with HIV the disease. Today we have the development
fearful of discrimination and prejudice. of drugs which can make people have an un-
detectable viral load. The recent National
Fear of stigma AIDS Trust survey showed that not many peo-
ple (20%) are aware of this. This suggests that
When people are diagnosed with HIV or AIDS people have a lack of understanding of the
they often fear stigma. The 2015 stigma index development of HIV healthcare leading to
survey shows that more people worry about people fearing high chances of transmission,
conditions then have actually been affected which could lead to problems like sexual rejec-
by the problems (see figure three). This could tion and isolation.
suggest that people believe that there is much
more stigma than there is, yet most people will
have legitimate fears. Fear of stigma was es-
pecially high among Black, Asian and minority
ethnic groups (BAME) who were twice as likely
not to tell anyone about their diagnosis. A 2001
report also found that those in the African
community within Britain were more likely to
not want to visit a sexual health clinic, prefer-
ring to visit a GP, or avoid being diagnosed,
due to fear of stigma. This means that they of-
ten have a later stage of HIV when they are
diagnosed. This suggests that these groups are
very likely to stigmatise people with the dis-
ease.
Figure three: (Experiences of stigma and discrimination)
A recent study by Chris Sandford showed that
people fear stigmatisation and rejection with When some people were interviewed about
the “top three concerns surrounding HIV status HIV they showed a lack of understanding
[being] social isolation, fears about disclosure about medication. One man, Andrew, talked
and fears of discrimination,”. This was reported about how a friend thought he was going die.
by between a “quarter and a third of people “After speaking on stage about being HIV pos-
asked” showing that fear of stigma is common. itive, a friend came up to me and put her arms
The fear of stigma shows that people still worry around me and was sort of shaking. She said:
that they will be discriminated against, how- 'I'm gonna be with you to the end'… and I said
ever this could be based on problems of the to her: 'I’m not going to die'.” This shows that
past. some people still carry the idea of HIV being a
death sentence, suggesting again people
During the original epidemic, many did fear aren’t aware of some of the medical ad-
stigma “especially for the straight ones, those vances. Many people that first had HIV medi-
trying to hide their sexuality/diagnosis … they cation have suffered with many other condi-
worried about the stigma so much more.” I tions such as osteoporosis and severe loss of
think that during the original epidemic, homo- body fat. The image of people suffering with
sexual men were probably less concerned side effects, and the problems HIV causes, still
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WOODARD JOURNAL ISSUE 2, APRIL 2018

influences the dramatic appearance of the could not believe that unless you put yourself
disease. This can cause people to fear taking at risk, it was quite hard to become infected.”
medication. Patrick didn’t want to take medi- Knowledge though has changed since the
cation, “I deferred treatment for as long as original epidemic as scientists and medics
possible. Treatment was like this big spectre of have come a long way in their knowledge of
a thing for me that I didn’t want because it felt HIV. In general, this has increased public
like a moment of me becoming somebody awareness, yet over the last two decades or
else. “Patrick was also scared by the horror sto- so knowledge of transmission routes has de-
ries from the first round of medication, showing creased.
that things from the past of HIV can still influ-
ence people today and that the unhealthy The Research by the National AIDS Trust has
and deadly image could be hard to shake. shown that, in 2000, people tended to have a
However, 69% of people now know that ‘in the much greater awareness of the main HIV
UK if someone is diagnosed with HIV they will transmission routes then in any other year
probably die within three years’ is false. This since. This suggests that in 2000 there was a
shows that many people are now aware that much greater awareness of HIV, probably as it
HIV is not a death sentence and patients can was much closer to the main epidemic and
lead a healthy life. the campaigns that surround it. However, the
2014 survey has shown the highest percentage
Now that the public knows that HIV is not of correct answers for transmissions than any
deadly, they are less fearful of it. “People were other survey after 2000, though there was a rise
scared witless about catching” AIDS/HIV and in incorrect routes chosen. This suggests that
this caused a lot of the stigma and discrimina- some, but not all, messages about transmission
tion. Now that people are less scared about are getting through to the public. Both the
catching HIV “those living with HIV are not as 2007 and the 2014 survey showed the 16-24
outcast as they used to be.” This shows that the year olds had answers broadly in line with the
reduced fear of HIV has helped to create rest of the population, yet the 2014 survey
more positive attitudes. The medical problems showed that they identified more incorrect
made it easy for people to spot someone with routes. This suggests that the younger genera-
HIV. Now it is a lot harder to tell if a person has tions aren’t getting as much information about
HIV, as they don’t look ill. This means that peo- HIV, thus leading to their misconceptions. The
ple today can face less stigma as it harder for decrease in knowledge from 2000 shows a
others to tell if they have HIV. Medical ad- lack of awareness of HIV. This suggests that
vances, lowering the risk of HIV, could have led now there is much less focus on HIV, from an
to lower knowledge of transmissions routes as education and media front; perhaps many
HIV is not a focus for health campaigns. people think that is no longer an issue.

Figure four: and Figure five (knowledge about HIV)


Knowledge of HIV
The amount that the public knows about HIV
can tell us a lot. During the 1980s people knew
very little about HIV which led to many miscon-
ceptions. “People were afraid that gay
plumbers might infect a cistern. Afraid that you
could ‘catch AIDS’ from communion wine…
[or] from sharing communal baths”. This cre-
ated more panic as people thought it was a
lot easier to catch then it actually is, creating
isolation for those with HIV. In 1987 a leaflet
which told the public how HIV was actually
transmitted was given to every household in
the country. Although this might have helped
to change some perceptions of HIV as they
were more informed, I doubt it made such a
vast impact on everyone as “[People] from
low risks groups or uneducated people just

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WOODARD JOURNAL ISSUE 2, APRIL 2018

levels of knowledge of HIV, there could still be


discrimination, suggesting knowledge might
not be the most important factor in stigma. It
is also true that the social “groups who are less
likely to hold supportive views towards people
with HIV are generally the same groups that
consistently show lower levels of overall
knowledge.” Social background might cause
both lower knowledge and lower levels of sup-
port, yet it could still be that lower knowledge
in those groups is causing lower levels of sup-
port.

Working
During the early years of AIDS/HIV, health con-
ditions would stop a lot of people from working
especially as the disease progressed. How-
ever, there were also cases of work place dis-
crimination against people with AIDS. The 1993
film ‘Philadelphia’ showed the case of a man
challenging his unfair dismissal. The film, alt-
hough fictional, was based on true stories and
reflected many people’s fears of being re-
jected from their job. A 2001 study found that
many people remained in employment, but
some did face prejudice and discrimination in
the form of being sacked to being forced to
change work patterns.

Then people were covered by the Disability


Knowledge is an important issue in the fight Discrimination Act 1995 which only protected
against stigma as there is a link between against discrimination when the person was
knowledge and the perceptions of HIV. The unwell. The Equality Act in 2010 made it illegal
National AIDS Trust found that “members of to discriminate against someone who is living
the public who hold greater knowledge with HIV in the workplace, showing that the
around the realities of HIV and its transmission government has tried to stop people being
routes tend to express greater levels of support discriminated against. Despite this being in
for people living with HIV.” This suggests that place, the 2015 stigma index survey found that
with knowledge of HIV transmission, people 73% of people who had experienced discrimi-
become more supportive as they are less nation in the workplace hadn’t sought legal
scared of transmission and more aware of the action, while 3% of people had reported losing
facts. This could be why some still hold nega- their job due to their HIV status. This shows that
tive attitudes towards HIV as they are not there are still some problems surrounding HIV
aware of the facts and could remain fearful. discrimination and views in employers, yet this
However, there could remain some discrimina- only affects a minority.
tion even within the health care system, sug-
gesting it might not be the case for everyone: Within the workplace many people living with
“32% and 39% of all participants worried about HIV are supported: 47% of people living with
being treated differently to other patients at HIV have told someone they work with about
their general and dental practice respec- their HIV status, with the majority (67%) feeling
tively” this can lead to some people avoiding supported when doing so. Most people are
care or being denied care. A 2001 report also comfortable working with someone with
found “incidents involving dentists either refus- HIV (67%) although only a minority (35%) of
ing to treat HIV positive people or insisting they people disagreed that they should be told if
are treated at the end of the day.” Even their colleague has HIV. This suggests that
amongst professionals who should have high
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WOODARD JOURNAL ISSUE 2, APRIL 2018

many people are happy being around people found “it was a real empowerment thing “. This
living with HIV and will support them. Yet some shows that the growth of support for people liv-
people still show negative attitudes around ing with HIV has helped to improve their quality
working with someone with HIV, suggesting of life. This will have helped to create a more
that there are still some discriminatory views positive image of people living with HIV as
and unsupportive attitudes. people can see those with HIV living healthy
and normal lives. The rise in support available
also shows that more people are more empa-
thetic and supportive towards those with HIV.

Support from families and friends can have a


large impact on people with HIV, and they of-
ten have a variety of responses. “Some families
and friends would disown the person com-
pletely, worrying that they would catch the vi-
rus themselves. Some would not allow the per-
son to hold hands with their children or come
into their house. Even though outwardly they
seemed supportive” whereas, “some just went
Figure six and figure seven: (HIV and the workplace) in to full support mode”. This reflects not only
how the fear that the public had surrounding
Support AIDS affected how people living with HIV/AIDS
were treated in the 1980s and 1990s, but also
Support surrounding people with HIV was low the differences in attitudes present. In 2015
during the original epidemic. “In 1985, HIV was around 3 in 5 people felt well supported when
a death sentence. There was no support or telling family and friends (58% and 59%), show-
counselling. You were left to get on with it.” ing that in the majority of cases people have
Mike, who contracted HIV aged 18, was in- supportive attitudes towards those with HIV.
formed by accident then left to cope with the Although there are many people who were
problems on his own. This lack of support was not well supported when disclosing their status
recognised by many people that were af- the information doesn’t show if attitudes of
fected by HIV. This led to many local charities friends or family changed over time. As with
being set up, as well as national bigger chari- the 1980s and 1990s, there is a range of atti-
ties, such as the Terrence Higgins Trust. “I think tudes towards people living with HIV. I feel,
gay men have responded incredibly to though, that more family and friends are sup-
HIV…The Terrence Higgins Trust wouldn’t be portive now than before due to the majority of
here unless it was for gay men.” Support was people currently being well supported.
highest for those in the in the gay community
as “Those living very openly gay lives… [had] a Media
lot of support for them and there was a feeling
of ‘we are all in together.” The support though When the epidemic first started, there quickly
was less high for people outside the gay com- became a focus on prevention, and so the
munity leading to many people becoming iso- ‘Don’t Die of Ignorance’ campaign ap-
lated. Over time, there has been a growth in peared. This was started by the adverts which
support groups, which has helped to make the struck fear into many and are well remem-
diagnosis of HIV easier, with rates of people bered today. The image of the tombstone
seeking support being higher among those first and the scary and serious tone of John Hurt
diagnosed (46% seeking support from a local emphasised the idea of the death sentence
charity in the last year compared to 30% nor- and would have shocked many, despite it
mally). Many people who have HIV also get in- seeming reasonably tame by today’s stand-
volved in running support and charity groups. ards. The image tip of an iceberg also had a
similar effect, despite not being so closely re-
This involvement can often provide experi- lated to death, it placed more impact on the
ences for people with HIV which has positively volume of those affected. The programme
affected their lives. Leigh who, at the time of proved to be very effective, so much so that it
interview, had had HIV for 27 years, first started
volunteering after she was first diagnosed and
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WOODARD JOURNAL ISSUE 2, APRIL 2018

was imitated in other countries. The pro- of Rock Hudson, in 1985, is seen by some as the
gramme though did increase the fear that “first major celebrity casualty of AIDS-related
people had of HIV which could have had a causes” who caused the press coverage of
negative impact on the stigma and isolation AIDS in the USA to triple after his death. This
that people faced, endorsed by the media raised awareness for people living with AIDS
headlines. and for research in to AIDS. This shows that ce-
lebrities can have a big impact on the image
The media reaction to AIDS also helped to and reaction to AIDS/HIV. When there was
shape the attitudes towards it. AIDS appeared controversy in the summer of 2016 about the
frequently in the news, and headlines took giving of PReP pills, Scott Agnew, a Scottish
many forms. These included the idea of the Comedian, spoke out about his condition in
‘Gay Plague’ saying that gay men were the order to challenge stereotypes, and spoke
source of the disease. There was a continued about the realities of living with HIV. He said
attitude against gay men, with headlines such “My consultant actually said that I’ve proba-
as “AIDS is the wrath of God, says vicar” (Sun), bly increased my life expectancy because
“My doomed son’s gay plague agony” (News men in the West of Scotland don’t see their
of the World). The media also had a way of pri- doctors enough!” This also shows how celebri-
oritising stories and deaths of heterosexuals ties can try to use their influence to change
over homosexuals with the Daily Mail headlin- how we view things and that people now are
ing “AIDS virus Kills Man in Britain”, despite 32 trying to portray a more positive image of life
homosexual men dying before the haemo- with HIV. This suggests that people are still try-
philic died. These headlines show the attitudes ing to move away from the image of the 1980s.
of blame, disgust and fear that the public had
towards people with AIDS as well as the scare Some celebrities remain worried about how
and shock tactics that would have influenced HIV could affect their public image. The death
readers. of Freddie Mercury in 1991 is remembered by
many. The fact that Mercury didn’t announce
Now, the media has less of an influence on his diagnosis until two days before he died,
reader’s attitudes in HIV. The coverage of AIDS does suggest he was trying to hide his condi-
in the media has reduced, however, it is still re- tion, perhaps down to fear of stigma; however,
ported on. Reports on AIDS are usually based he said it was to maintain privacy and friends
on developing countries yet recently issues like say it was to avoid pity and because he
the PReP pills and leaking of names of people “didn’t want circling vultures over his head”.
with HIV have also been covered. It is clear This suggests that he knew there would be vast
that the media is still aware of HIV yet is far from public interest. In more recent times there
the focus of media attention, and when it is, it have also been celebrities announcing their
tends to be respectful and serious in its man- diagnosis. Charlie Sheen disclosed his status to
ner. This suggests that the public are less neg- the world in 2015 and although he was well
atively influenced by the media, reducing supported, he also saw some abuse, mainly
stigma. It also suggests that people do not from twitter, where people said it was “a pun-
want to see prejudiced views being voiced by ishment for his well-documented drug abuse
the media and that there are fewer inci- and promiscuity.” It was perhaps more worry-
dences of prejudice for the media to report ing that Sheen had been blackmailed in order
on, showing a change in attitude of the British to keep the condition secret. This suggests that
public. There are also not the education cam- he was worried that HIV might ruin his reputa-
paigns that there used to be. This means that tion. This shows that many celebrities, past and
there is not the fear and shock they provide, present, have worried about how the conno-
but also not increased knowledge. This means tations of HIV could influence their lives and
the public could be less informed on HIV, lead- careers, showing they fear public reaction to
ing to remaining stigmatised views. the virus.

Celebrities Conclusion
The early epidemic saw a lot of deaths, includ- Overall I think there has been a change of
ing those of the celebrities which helped to public perceptions of HIV in the UK. There is a
shape how the disease was viewed. The death limitation to the extent to which the views

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WOODARD JOURNAL ISSUE 2, APRIL 2018

have changed. There has been a change in Ellen Thompson


the stigma around HIV with most people now
seeming to be positive and supportive towards
The Peterborough School
people with HIV. However, there are still cases
References:
of people being faced with stigma and dis- Kelly, J (2011). HIV/AIDS: Why were the campaigns suc-
crimination, in daily life and whilst working. cessful in the West?. BBC. Available at:
Many believe that there is still stigma around http://www.bbc.co.uk/news/magazine-15886670 [Ac-
cessed 27 jun.16]
HIV today and many people with HIV still fear
Herek,M. and Capitanio,J (1999). AIDS Stigma and Sexual
stigma, celebrities included. This shows that prejudice. [online]California: university of California. Avail-
despite an improvement in attitudes in gen- able at: http://psc.dss.ucdavis.edu/rain-
eral, there remains a proportion of the popula- bow/html/abs99_sp.pdf [Accessed 23 Jul.2016].
Park, A. and Read, R (2013). Homosexulaity. [online] British
tion who still hold prejudiced views towards
Social attitudes. Available at:
those with HIV. http://www.bsa.natcen.ac.uk/latest-report/british-social-
attitudes-30/personal-relationships/homosexuality.aspx
The increasingly supportive attitude has been [Accessed 26 Oct. 2016]
Thompson,E(2016). Public Attitudes on HIV.
caused by a change in how HIV is perceived.
Thompson,E.and Brown,J. HIV counsellor interview.
As people are now more aware of the risks of National AIDS Trust (2014). Public knowledge and Atti-
getting HIV, they have become more support- tudes,2014. [online] National AIDS Trust. Available at:
ive as they are less fearful. The reduced fear http://www.nat.org.uk/media/Files/PDF%20docu-
ments/Mori_2014_report_FINAL.pdf [Accessed 22
has also been due to the change in the image
Oct.2016].
of HIV, moving away from the idea of a death Terrence Higgins Trust(2014) Films by HIV positive people.
sentence punishing some for their lifestyle. This [online] Available at:
image has been changed by the improve- http://www.tht.org.uk/myhiv/HIV-and-you/Films-by-HIV-
positive-people [Accessed 03 Aug. 2016].
ments in health care and support which has, in
Strudwick,P (2014). One Virus, four lives: the reality of being
turn, improved the quality of life of people liv- HIV positive. Mosaic science [online]. Available at:
ing with HIV, which has been presented to the http://mosaicscience.com/story/living-with-hiv [Accessed
world by the work of charities and celebrities. 23 sep.2016].
Stigma Survey UK (2016). The People Living With HIV Stigma
The change in media coverage has also
Survey UK 2015. [online] Stigma Survey UK. Available at:
helped to change the image of HIV as it has http://stigmaindexuk.org/reports/2016/BAME.pdf [ Ac-
moved away from scare and blame tactics. cessed 22 Oct. 2016].
There has been a lower attention level given Terrence Higgins Trust(2001). Prejudice, Discrimination and
HIV. [online] London: Terrence Higgins Trust. Available at:
to HIV from the media which, combined with
http://www.heart-intl.net/HEART/011507/PrejudiceDis-
less education, has led to lower knowledge crimination.pdf [Accessed 09 Aug. 2016].
levels since 2000. This lack of public attention (2005). The 1980s AIDS campaign. [online] BBC. Available
shows that HIV is no longer seen as a concern at: http://news.bbc.co.uk/1/hi/programmes/pano-
rama/4348096.stm [Accessed 27 Jun. 2016].
for many.
National AIDS Trust (2008). Public Attitudes Towards HIV
2007. [online] National AIDS Trust. Available at:
The change in perceptions has been limited. http://www.nat.org.uk/Media%20Li-
This is because some people still have a lack of brary/Files/PDF%20documents/NAT-MORI-report.pdf [Ac-
cessed 22 Oct. 2016].
understanding of the disease and this lack of
knowledge is linked to less supportive atti- Clews,C (2013). 184-85. Media: AIDS and the British Press.
tudes. It may also be affected by the influence [online] GAY in the 80s. Available at
of the AIDS crisis as for many people it remains http://www.gayinthe80s.com/2013/01/1984-85-media-
aids-and-the-british-press/ [Accessed 28 Jun. 2016].
ingrained in memory leading to the intoler-
Smith,L(2015). How America woke up to AIDS: Rock Hud-
ance which remains in our society. There has son’s death, 30 years later. CNN [online]. Avaliable at:
been a change in public perception of HIV to http://edition.cnn.com/2015/10/01/entertainment/rock-
some extent, as evidence points to a general hudson-anniversary-death/index.html [Accessed 28 Jun.
2016]
increase in supportive views. However, it is
O’Dwyer, D (2015). Reactions to Charlie Sheen’s HIV status
clear not everyone’s views have changed not so posistive. Irish Times [Online]. Available at:
from the attitudes of blame, fear and disgust http://www.irishtimes.com/news/health/reactions-to-
that arose during the original AIDS crisis of the charlie-sheen-s-hiv-status-not-so-positive-1.2438484 [Ac-
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1980s and 1990s.

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Are we a
of such a study is that concerning Mr Jim Lewis
and Mr Jim Springer, facilitated by T.J Bou-
chard’s 1979 Minnesota Study of Twins Reared
Apart. The two identical twins (that is, a result
of the same female gamete fertilised by the

product of
same male gamete, hence making their ge-
netic makeup identical) were separated at
four weeks old and raised in adopted families
with no contact between each other. Despite

'nature' or
these contrasting environments however, it
transpired that both brothers had many similar-
ities. Amongst other things, both brothers were
named Jim by their adoptive parents, both

'nurture'?
had married twice to women of the same
name, both had similar careers and identical
hobbies. Their preferences, sexuality and paths
in life were therefore almost indistinguishable.
With such a difference in their nurture and de-
The nature vs. nurture debate is one that con- veloping environment, this study is considered
tinues to confound scientists and philosophers to infallibly argue that genetics are responsible
alike. The question as to why individualism ex- for much more than simply physical traits.
ists, or most simply why humans are as we are,
is still shrouded in mystery. The ‘nurture’ argument on the other hand,
works on the premise that it is actually our en-
In most cases, the 'nature' side of the discus- vironment and surroundings that determine
sion refers to the influence of genetics and pre- the majority of our characteristics. Many psy-
disposed biological factors, whereas the 'nur- chologists and philosophers are of the belief
ture' perspective refers to the effect of envi- that our behaviours, likes and dislikes are due
ronment and circumstance. In this essay I in- not to our genetics (as our phenotypical traits
tend to explore the arguments from each pro- are generally agreed to be), but situations and
posal and reach a conclusion as to the extent surroundings. For example, a child brought up
of influence of nature, nurture or indeed both, in a single parent household in Wales may
on us as humans. grow up to behave differently from a child
brought up in a two-parent household in the
As mentioned, the 'nature' argument works on Midlands. Psychologists such as John Watson
the basis of humans as a result of inherited would argue that this difference was due to
characteristics. Humans are a physical result of the difference in environmental factors, rather
two genetic ‘instructions’ (a male and female than any variation in genetics.
gamete - a haploid sex cell) that combine to
produce a diploid zygote, which divides to Dr Watson was such a strong believer of this
eventually form a baby. The baby's eye colour, notion that much of his work was dedicated to
hair colour and pigmentation of skin are all uni- trying to prove it. He founded the psychologi-
versally agreed to be a result of genetics. Said cal distinction of Behaviourism; the idea that
genetics are a result of particular orders and people learnt behaviours after being pre-
combinations of biological molecules, and are sented with external situations. Although the
hence supposedly unalterable. psychologist Ivan Pavlov had already hypoth-
esised this concept, made famous by his ex-
The real question as to the importance of ge- periment involving dogs that were condi-
netics, is the extent as to which it influences as- tioned to salivate whenever they heard a bell
pects of us as humans. We know it to be the being rung, it was Watson that extended his
cause of physical attributes, but is it also the findings into a human capacity. Of his experi-
cause of more abstract ideas, such as person- ments the ‘Little Albert’ study was one that
ality, preferences and sexuality? One instance truly caught the public’s attention. This exer-
that supports this notion is the study of similari- cise involved a young child, Albert, being clas-
ties between identical twins that grew up in sically conditioned to fear the sight of a white
different environments. A landmark example rat.

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The analysis began by introducing the infant to malnourished mothers may give birth to chil-
a white rat, to which the child initially showed dren that remain small in size throughout their
no fear. When the rat was brought in again life, despite any increase in nourishment. This
however, Watson hit a steel bar behind Albert shows the environmental factor (lack of food)
to produce a noise which distressed him. After determining an intrinsic physical factor (size of
repeating these actions simultaneously over the child.)
the course of several weeks – introducing the
white rat to the room then creating the dis- There are two main ways in which Epigenetics
tressing noise soon after – Albert began to cry works; Methylation and Acetylation. Methyla-
as soon as he saw the rat. Hence, the young tion involves hydrocarbon methyl groups
child was taught to fear the white rat. He had (CHȝ) being added to a length of DNA so that
no genetic predisposition to dislike the animal, the protein binding site is restricted or even de-
yet was conditioned by the changes of envi- bilitated. Acetylation works similarly in that
ronment around him. added proteins (Acetyl groups – CHȝC0) also
disfigure the protein binding sites; its difference
A more recent theory regarding the influence is that it works internally, altering the histone
of environment is the ecological systems the- proteins that DNA is wound around.
ory, formulated by Urie Bronfenbrenner. It
states that human behaviour can be catego- An interesting study as to the viability of epige-
rized as a result of one of five different ecolog- netics was conducted by Mr Brian G. Dias in
ical systems: the microsystem, the mesosystem, 2013. Much like John Watson, it involved the
the exosystem, the macrosystem and the classical conditioning of animals, though this
chronosystem. For example, the mesosystem time the conditioning of mice to fear a partic-
involves the relationships within a person’s mi- ular odour (harmless Acetophenone). The im-
crosystem (direct environment). If a child was portance of this fear however, was not the
neglected by his or her parents, they would way in which it supported behaviourist princi-
likely be less inclined to favour authoritative ples, but rather the later generational result of
figures – for example, a teacher. The child the adaptation. Dias found that mice fathered
would not have any particular gene that by the mice involved in the experiment inher-
would encourage them to disrespect any ited the same fear of the Acetophenone
domineering figure, but would rather obtain odour. Hence, a behaviour caused by an en-
this disregard through repeated apathy from vironmental factor was expressed due to ge-
his parents. Thus, as fear was extended into fur- netic assimilation. Epigenetics therefore pro-
ther fear in Watson’s ‘Little Albert’ experiment, vides a somewhat unlikely bridge between the
negative mesosystemic situations extend into two disciplines of nature and nurture.
further negative mesosystemic situations.
This said bridge is prevalent and possible, alt-
However, there is a different way in which to hough does not aid me in reaching a conclu-
approach this seemingly black and white sion to the matter of which perspective is su-
topic; to argue that it is both a combination of perior. As scientific discussion has not enabled
nature and nurture that defines us. On a simple this, I feel I must attempt to view it on a more
level, it is a possibility that our eclectic human practical level. If one cannot alter the reason-
qualities could be due in equal measure to ei- ing behind a perspective, it may be possible to
ther genetics or environment. That is, that one alter the definition of a perspective. By ex-
trait (e.g. eye colour) could be a result of na- panding the boundaries of an attitude, it is
ture whereas another trait (e.g. preference) possible to encompass a wider range of expla-
could be a result of a person’s nurture. Be that nations – potentially all. This approach how-
as it may, there is also a more interlaced, and ever is extremely subjective, and could be ar-
I believe more interesting, potentiality for the gued to entirely invalidate the concept of this
origins of our behaviours. argument.

Epigenetics is the term that describes heritable It is a difficult process to attempt to pinpoint an
changes to gene expression. That is, certain explanation for our quirks as humans; we are
genes can supposedly be ‘switched on and complex beings whose behaviours almost un-
off’ so that a person may display different traits doubtedly require a complex justification. If
despite having the same genes. For example, each of the studies mentioned have proved
anything in fact, it is that there is not simply one
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Telomerase:
answer. There is a seemingly endless overlap
between what people would argue are na-
ture or nurture-based factors, not least in the
way in which epigenetics scientifically link the
two. It is only by changing the definition of A Scientific,
Economic and
what nature or indeed nurture is, that one
would be able to potentially decide upon one
dominating factor.

Virginia Campbell
Ethical
Hurstpierpoint College investigation
References
Overview - https://explorable.com/nature-vs-nurture-de-
bate
Twin Studies - http://www.apa.org/monitor/2015/01/dou-
ble-life.aspx
Jim Springer and Jim Lewis - http://firsttoknow.com/jim-
twins/
Minnesota Study of Twins Reared Apart -
https://mctfr.psych.umn.edu/research/UM%20re-
search.html
John Watson - https://en.m.wikipe-
dia.org/wiki/John_B._Watson
Definition of Behaviourism - https://www.learning-theo-
ries.com/behaviorism.html
Ivan Pavlov - https://www.simplypsychology.org/pa-
vlov.html
‘Little Albert’ Experiment - https://www.simplypsychol-
ogy.org/classical-conditioning.html
Ecological Systems Theory - https://explorable.com/eco-
logical-systems-theory
Epigenetics - http://ed.ted.com/on/9AqzZAzx Abstract
Epigenetics Examples – Nessa Carey ‘The Epigenetics Rev-
olution’ (2012)
Methylation and Acetylation – Dr. Elodie Hudson ‘Epigen- Eternal life has been sought for centuries; fic-
tics’ (2016) tion, from ancient mythology to the most con-
Dias’ Mice Experiment - http://www.na- temporary anime, is filled with cautionary tales
ture.com/news/epigenetics-the-sins-of-the-father-1.14816 of achieving immortality. Would it be possible
to create a treatment which could offer eve-
ryone this potential? Perhaps more im-
portantly, would it be desirable for the world to
have access to this treatment?

Ageing is mainly caused by metabolic attri-


tions; these are perfectly normal and occur
through normal cellular activity. One of the
main attritions which leads to ageing is telo-
mere shortening. Through this project, I re-
searched one potential treatment for these
metabolic attritions: telomerase therapies.

Introduction

The Oxford Dictionary’s definition of immortal-


ity is as follows: “Living Forever; never dying or
decaying”. A more fitting definition, if less ap-
pealing, could be “The ability to live forever;
whilst getting progressively more frail and sick”.
The difference between these definitions can

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be seen in the Greek myth of Tithonus. In this creates DNA molecules by joining together nu-
myth, Zeus bestows immortality upon Tithonus cleotides) as it can only operate in a 5 prime
but does not give him eternal youth; as such, to 3 prime direction along the DNA strand. Due
“old age pressed full upon him, and he could to DNA being antiparallel, one strand, called
not move nor life nor his limbs”. Tithonus’ phi- the lagging strand, cannot be easily repli-
losopher’s stone was not all it was made out to cated as DNA Polymerase cannot operate in
be. No-one would aspire to immortality if this the direction it unravels. To combat this, Oka-
was the unappealing outcome. It appears zaki fragments are formed on the lagging tem-
that if we seek immortality, we also desire eter- plate strand (the strand being created) during
nal or prolonged youth. DNA replication. These fragments are short
sections of DNA separated by RNA primers
Most medical advancements have not which are created by the enzyme primase.
achieved the desired outcome. We are able The enzyme DNA ligase eventually removes
to extend people’s lifespans beyond their nor- these RNA primers and connects the Okazaki
mal limits but cannot combat old age and its fragments to form the complete template
effects. strand. The purpose of this is to allow the DNA
molecule to be created in instalments in a 5
Recent medical breakthroughs indicate that prime to 3 prime direction.
treatments made from the enzyme telomer-
ase could achieve “eternal or prolonged
youth”. The 2009 Nobel Prize in Physiology or
Medicine, awarded to Blackburn, Greider and
Szostak, pioneered research into this enzyme
and the effects it could have on ageing and
our cells. Scientific research has been ongo-
ing, with companies such as Bioviva leading
the way (although, arguably, some of their
testing methods may be questionable).

The results of telomerase research should be This seems like a smart trick the body has
headline grabbing, but recent discoveries ap- adapted to escape its own limitations - but it
pear to be downplayed; this is perhaps be- has a flaw. The DNA Polymerase can only
cause of the ethical and economic uncer- “backfill deoxyribonucleotides if there is al-
tainty associated with artificially extending life. ready DNA upstream from the RNA primer”.
Aubrey De Grey asserts that extending youth What this basically means is that DNA polymer-
would be beneficial, but many other econo- ase cannot function at the very end of the
mists and experts in morality do not share his chromosome and therefore some base se-
enthusiasm. quences are lost from the lagging strand. Our
telomeres stop this flaw leading to a deletion
The aim of this report is to investigate whether of chromosomal DNA by having their bases
telomerase therapies are close to extending slowly deleted instead. If our actual DNA was
youth and whether this would be of any ben- deleted, our cells would stop replicating and
efit to society. go through apoptosis.

This gradual deletion of our telomeres is argu-


Scientific Theory
ably the reason why our cells age. Dr Leonard
Hayflick investigated the maximum amount of
Telomeres are a repeating DNA sequence times a normal cell is able to divide before the
found at the end of a cell’s chromosomes. The telomeres are completely eroded and the cell
telomeres can reach a length of 15000 base begins apoptosis; he found that though envi-
pairs. This sequence of these base pairs is ronmental factors influence this number, it
TTAGGG. would appear to be an average of 50 times in
healthy cells. This means our cells can only di-
Due to a flaw in DNA replication, every time vide around 50 times before they are naturally
our cells divide some of the base pairs at the programmed to die. This number of divisions is
end of the chromosome are lost. This flaw is called The Hayflick Limit and is estimated to be
found with DNA Polymerase (the enzyme that about 120 years’ worth of divisions.
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entific community to understand the role of te-


lomeres in protecting chromosomes and the
structure and use of the enzyme telomerase.
They found that this enzyme is naturally inhib-
ited in many of our cells and is only found in
small quantities in rare, highly dividing cells
such as those of the immune or digestive sys-
tems.

Many think that the cure to ageing and the


key to immortality can be found with telomer-
ase. It is coded by the hTERT gene. It is made
This seems bizarre. If the limit for our lives is up of a non-coding RNA sub unit, 451 nucleo-
found at 120 years, then it doesn’t make sense tides long, which is used as a template and the
that the UK life expectancy would be only 81.5 enzyme telomerase reverse transcriptase,
years. However, Hayflick noted in his research 1132 amino acids long, which catalyses the
that environmental factors could also increase formation of the DNA strand from a RNA tem-
telomere shortening rates. “Smoking, exposure plate. Reverse transcriptases are a class of en-
to pollution, a lack of physical activity, obesity, zyme that create a DNA strand using single
stress and an unhealthy diet increase oxidative stranded RNA as a template; this is used to cre-
ate double stranded DNA by DNA polymerase
forming and connecting the other side of the
molecule. The function of this is to add a six-
nucleotide repeating sequence to the end of
the leading telomere strand by attracting
complementary DNA nucleotides to elongate
the telomere: human telomerase has a “mit-
ten structure which allows it to wrap around
the chromosome to add single-stranded telo-
mere repeats”.

The lagging strand is then also elongated by


one repeat unit by the enzymes primase and
DNA polymerase. DNA polymerase is still
flawed in this replication and misses out a few
base sequences but successfully lengthens the
telomeres on both DNA strands. The action of
telomerase therefore helps to reverse telo-
mere attrition. This should stop DNA replication
resulting in completely eroded telomeres and
lost coding sequences of DNA. Our cells should
never reach the point of senescence and
apoptosis. This should allow us to bypass the
Hayflick Limit, and the environmental factors
which increase oxidative burden to expand
our lifespan.
burden and the rate of telomere shortening”.
We all have the potential to live to a hundred
and twenty but environmental factors limit us
at younger ages.

In 2009 the Nobel Prize in Physiology or Medi-


cine was awarded to Blackburn, Greider and
Szostak “for the discovery of how chromo-
somes are protected by telomeres and the en-
zyme telomerase”. Their work helped the sci-

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Parrish, who underwent the treatment herself


after tests revealed she had shortened telo-
meres. In March 2016, the effects of the treat-
ment after only six months were calculated. It
was seen that Parrish’s white blood cell telo-
meres had lengthened from 6.71 kilobases to
7.33kb; this has been estimated as a reversal
of twenty years of ageing.

These figures are flawed in that they only com-


ment on the telomere length in the white
blood cells and don’t give information on the
long-term effect of the treatment as this is not
yet possible. Bioviva say: “It remains to be seen
whether the success in leukocytes can be ex-
panded to other tissues and organs, and re-
peated in future patients”.
Interestingly, telomere length does not only af-
fect our cells lifespan but “shorter telomeres Bioviva’s experiment has been subject to
have been associated with increased inci- heavy criticism. The results are considered
dence of diseases and poor survival”. It ap- flawed due to their use of peripheral blood
pears that if we could lengthen our telomeres, when recording results: “The overarching
we could avoid incidences of disease and problem is that peripheral blood contains a
stay healthier, alongside slowing ageing. mixture of many different cell types with dis-
parate telomere lengths”. This source explains
The 2009 Nobel Prize in Physiology or Medicine that the change in telomere length could be
inspired interest in telomerase from the scien- due to many environmental factors and the
tific community but didn’t suggest any possi- only true way to compare the samples would
ble treatment to lengthen telomeres. This has have been to “cryopreserve the two samples,
been the work of modern scientists hoping to and run the telomere length measurements
bring telomere treatments out of science fic- side-by-side under identical experimental con-
tion. Many so-called treatments involve slight ditions” which, they accept, would still be
changes to one’s diet or other environmental flawed due to inaccuracies.
factors which bring about a minuscule
change in telomere length. Despite my clear Another criticism of Bioviva’s experiment is the
scepticism of this kind of treatment, it has, in unorthodox methods by which it was carried
fact, been seen to cause anti-aging effects in out. The company bypassed the FDA (U.S.
individuals. One example of this is docu- Food and Drug Administration) by performing
mented in Jim Green’s blog, after his pro- the procedure overseas. This was to reduce
longed use of herbal telomerase activators he the requirement for costly trials and to avoid
reports feeling healthier and younger. This difficulty with the FDA, they did not register
study has not been scientifically authenti- ageing as a disease (arguably, they may not
cated but offers anecdotal evidence of suc- have allowed testing to ‘cure ageing’). Alt-
cess as he compares his health and body to hough Bioviva’s reasons appear just, Michael
those of a similar age. Fossel, a doctor looking to work with telomer-
ase to treat Alzheimer’s, commented “the
Recently, many companies have begun ex- problem is that no one is going to believe
perimenting with gene therapy treatments on them… the credibility will be zero”.
telomeres. Prominent among these compa-
nies is Bioviva USA who have applied to patent It appears that Bioviva’s breakthrough cannot
their dual gene therapy treatment targeting be legitimised until more accurate and de-
the ageing process. One of these treatments is tailed results are drawn from their “Patient
a telomere inducing therapy which the com- Zero”. Many other experiments have been un-
pany claims is “capable of counteracting te- dertaken in order to prove the use of telomer-
lomere attrition”, whilst the other targets loss of ase in counteracting ageing, one notable ex-
muscle mass. This treatment has been empiri- ample being the Harvard Medical School’s
cally tested by the company’s CEO, Elizabeth mice experiment. The school engineered mice
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with a controllable telomerase gene and se- aged cells release self-damaging hormones
vere DNA and tissue damage. The gene was through cytokinesis, and unstable DNA is likely
only made active for a small amount of time to form which “can produce the opposing
but the scientists found a “reversal of tissue de- pathophysiological states of degenerative ag-
generation, and increase in size of the spleen, ing or cancer”.
testes, and brain”. The scientists also found
that the physical ability of the mice had been From this, it appears that telomerase treat-
restored to a younger state and they had ments would be more likely to reduce the rate
gained additional nerve cells and survival skills. of cancer growth than to increase its for-
The mice were not seen to live longer than nor- mation. The mice in the Harvard study
mal mice, possibly due to the short-term boost “showed no sign of developing cancer”. I be-
of telomerase rather than constant produc- lieve this removes the largest concern created
tion, but there was a definite reduction in the against telomerase therapies.
development of age related depreciations in
the tested mice. This provides merit for te- Many scientists will disregard telomerase ther-
lomerase’s use against age related conditions. apies, stating they can only extend lifespan
and not offer immortality. The reason for this is
Before we can sufficiently comment on te- that many different factors contribute to age-
lomerase’s role on our life span, more experi- ing and lifespan. Although telomerase thera-
ments must be completed, but there is evi- pies do have a significant effect, they may not
dence to show that telomerase plays a role in solve all these different factors. This is possibly
rejuvenating cells and fighting age related dis- the reason why Bioviva’s gene therapy treat-
eases. ment involves two treatments and not just te-
lomerase therapies.
The reason the scientists in the Harvard study
did not leave the telomerase gene active in Although this appears disheartening, Aubrey
the mice for more than a short period was their De Grey explains that small or partial break-
fear of causing a tumour in the mice. Ad- throughs in ageing can have a significant ef-
vanced cancer cells often have activated the fect and also allow the development of new
telomerase hTERT gene which allows them to therapies over time. He calls this “Step 2” of tar-
“bypass cellular senescence and continue geting ageing, and suggests that develop-
growing as immortalized cells”. This led many ment like this occurs within any industry. He re-
scientists to assume that telomerase produc- fers to small developments in computers and
tion caused cancer, instead of realising that flight leading to near identical development
cancer has the ability to produce telomerase. timelines and believes that any breakthrough
More support for this concern was created by can start large development cycles.
early experiments in telomerase which in-
volved “tampering with the structure of DNA” An interesting, if slightly unrelated, controversy
which is now “known to increase cancer risk no is found with the reliance of telomerase on the
matter what gene is added or subtracted”. In reverse transcriptase enzyme to produce DNA.
this quotation, Mitteldorf is referring to three Many antiviral HIV drugs rely on inhibiting this
early studies which saw increased cancer risk enzyme to limit HIV’s growth in the body. Many
in mice. HIV sufferers are reported to have faced in-
creased ageing in cells where telomerase is
These early studies created the belief that te- active due to this inhibition. Those suffering
lomerase induces cancer development, but from HIV would be unable to undergo telomer-
this view is not valid. Telomerase is required for ase treatments.
the growth of advanced cancers but is
thought to be “permissive” and not driving the Overall, it appears that there are multiple is-
process. It is now believed that telomerase sues raised in opposition to telomere therapies.
could have the opposite effect on cancer de- Despite these, there can be no doubt that te-
velopment by lengthening telomeres and reju- lomerase therapies will allow us to become
venating the immune system, stopping dam- healthier, stronger and could radically expand
age to cells through cytokinesis and stopping human lifespan. While extending lifespan with
the formation of unstable DNA. Without te- telomerase is theoretically possible, only fur-
lomerase, the immune system is aged and ther data and empirical testing can prove the
weakened when fighting against cancer, our legitimacy of this theory.
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Ethics and Economics people immune to heart disease, cancer, de-


mentia, and many other diseases and decide
Ageing is an unavoidable expectation for hu- that we should not”. Telomerase therapies
mankind. In the Greek play Oedipus Rex by could be a cure to age related diseases, as
Sophocles, the Sphinx demands an answer to seen in the Harvard mouse experiment, and if
the riddle: “What has one voice, and is four we are to follow ethical guidelines such as the
footed, two footed and three footed?”. The 1964 version of the Hippocratic Oath: “I will
answer to this riddle is “man” and it refers to a prevent disease whenever I can” then it ap-
baby crawling on four limbs, an adult walking pears treatments which “prevent disease”
on two and an elderly person requiring a walk- should be an intrinsic part of regular practice.
ing stick and walking on three ‘feet’. Ageing Telomerase or similar treatments focused on
has forever haunted man as inescapable. preventing ageing must be included in this. In
other words: “It could usher in a new era of
A compelling authority who challenges this geroscience where doctors would no longer
submissive mind set is Aubrey De Grey. He fight individual conditions like cancer, diabe-
writes of the process of ageing with scientific tes and dementia, but instead treat the under-
expertise while challenging economic and lying mechanism – ageing.”
ethical viewpoints. In a TED talk he delivered,
entitled A Roadmap to End Aging, he com- Treatments could also be considered unethi-
pares human ageing to malaria, which is a cal, not only due to their meddling in the hu-
painful killer, and to fox hunting which is bar- man genome and ‘playing God’, but for a
baric and aimed at keeping numbers down. more materialistic reason. It is possible that ex-
De Grey argues that we must change our tremely beneficial treatments, like telomerase
point of view and see aging as a disease in- therapies, would be oppressively expensive
stead of an inevitability. He accepts this will be and impossible for the average person to af-
challenging but would be a welcome ethical ford.
development in society.
Elizabeth Parrish currently describes the treat-
ment her company offers as “cost prohibitive,
at this time, for most people” but that Bioviva
are hoping to “build laboratories that will
make the mission of a CGMP (Current Good
Manufacturing Practice) product at a re-
duced cost”. If only the rich could afford the
treatment, then the gap between the rich and
poor would widen, not just in social status but
also in health and life span. The science fiction
movie Gattica explores how those with
weaker genes would be unable to get high
level jobs. The term ‘weaker genes’ could eas-
ily be extended to shorter telomeres and a
There are strong arguments that medical
shorter lifespan. An important consideration is
treatments, such as telomerase therapies,
whether companies would feel incentivised to
would always be unethical. One of these
spend money training people who are more
states that we have no right to choose a single
likely to get ill and die prematurely than their
generation which should become immortal, it
competitors.
would be natural, but not necessarily fair, to
choose one’s own generation for this treat-
A problem may also be found with supply and
ment.
demand. It is likely that the extremely rich
would still purchase the treatment no matter
Dr John Harris (a bioethicist at the University of
what the cost and it is likely companies would
Manchester) focuses on the health benefits of
keep the price artificially high to secure profit.
avoiding ageing rather than the ethical or so-
In economics this is called profit maximisation,
cial implications of immortality. He contends:
where supply of a good is purposely reduced
"It is one thing to ask, should we make people
to maximise price and profit. Theory states that
immortal? and answer in the negative. It is
all rational “firms seek to maximise profits” and
quite another to ask whether we should make
this action of market agents was proven in
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2015, when Martin Shkreli bought the patent UK is devoted to people over 65” and that an
for Daraprim, a drug that fights some of the 85-year-old man costs the NHS “about seven
worst symptoms of AIDS, and raised the price times more on average than a man in his late
by “5500% - from $13.50 to $750.00 per pill”. 30s”, over 7000 pounds per year per person
Shkreli supported the decision by maintaining compared to about 1000.” It appears that a
his company “needed to turn a [quick] profit”. lot of spending could be preserved if we pre-
Using this as an example, we can see how the vented ageing and the depreciation of the
price of revolutionary treatments can be body rather than dealing with its after effects.
raised significantly in response to demand, or
necessity; perhaps the same could be said of We can also estimate the cost on the econ-
telomerase therapies and their price. The price omy of retirement due to evidence from the
of Daraprim has since been reduced to $375 ‘baby boom generation’. As this boost to the
per pill, but this is still extremely high compared population reached retirement age (esti-
to its original price and cost of production. mated at age 64), the “participation rate hit a
36-year low” as they stopped working and
However, Aubrey De Grey doesn’t believe this contributing to the economy. In layman’s
would be a problem. He says the reason for his terms, “fewer workers mean less economic
belief is because “ageing is not just miserable; growth”.
it’s also really, really expensive”. If we were to
divert the spending we sink in treating the el-
derly and their afflictions to instead preventing
ageing, then healthcare services could save a
huge amount of money. In the long run, this
should incentivise governments to fund the
treatments and not discriminate against any-
one. De Grey argues that this is especially true
because people who no longer age are: “not
just not consuming medical [services], they’re
also contributing wealth to the economy”. This
contributes more to his argument, if people
don’t age then they have no illness related Average NHS spending per person per year by age.
reason to retire; eventually our work force
could become larger and more efficient. Log- Although this is not very detailed, it can be
ically, nations should subsidise or fund anti- seen that if the proportion of elderly people
ageing therapies so their cost is no longer pro- keeps increasing, then not only do the elderly
hibitive to the normal person. Elizabeth Parrish themselves stop contributing to the economy,
supports this view and refers to the original but also, a larger proportion of workers will be
computer in this statement: “’We had to build needed to support them – these workers do
the super computer which cost $8 million in not contribute directly to economic growth as
1960. Now everyone has technologies that they are operating in domestic services. It is
work predictably and at a cost the average accepted that this has a knock-on effect of
person can afford.’ By working with ‘govern- fewer people of working age contributing to
ments and insurance providers’ [Bioviva] aim the economy. Altogether, this is hugely dam-
to ensure the same affordability for anti-aging aging to economic growth. A reduction in
gene therapy treatments”. economic growth reduces the ability of an
economy to be internationally competitive;
This argument is supported by estimates pro- this would reduce the potential for new tech-
duced by the Nuffield Trust (see diagram). As nologies and industries to grow. The effects of
we age our immune system becomes weaker: a high dependency are seen in all countries,
The thymus shrinks to about 15% of its size, mac- even those who are not struggling from a baby
rophages operate more slowly (this is why can- boom.
cer is more prevalent in older people), the
number of antibodies decreases and autoim-
mune disease develops. It is no surprise that
elderly people suffer with healthcare issues.
Data from The Nuffield Trust suggests that
“two-fifths of National Health spending in the
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dependency ratio and increasing supply of la-


bour. One of these is that an economy’s other
factors of production (land, capital and entre-
preneurship) may not be able to expand at
the same rate as the labour force. This would
inevitably cause unemployment and lead to a
large proportion of the work force to be de-
pendent on the state; ironically, this seems to
have the same effect as the elderly depend-
ency ratio. Another negative effect is that it re-
moves the incentive offered by promotion or
having a mobile labour market. Workers may
feel that they are unable to progress in their
professions due to older generations “clog-
ging the usual professional pathways”. The ef-
Current and projected over 65 dependency ratio in
eleven countries. It can be concluded that any economic fect of this is uncertain but it is likely to cause
problems would be inclined to escalate. inefficiency within the labour force as there
are fewer incentives to work hard. It could also
In this example, I analysed the effect of an in- lead to a revolt in new workers as they are “be-
creased dependency ratio on the economy. I ginning their careers” with no advancement in
have struggled to find any data on economies sight.
which have actively reduced the depend-
ency ratio, as telomerase therapies offer, as Another significant concern expressed by
this situation is currently impossible and has many, is that extending lifespans and youth
never been carried out. As such, I am only could lead to overpopulation. If immortality
able to use current economic theory to hy- was achieved, then the global death rate
pothesise the effect on the economy but can- would fall significantly; if the global birth rate
not directly reference studies or history. did not follow the same pattern, then there
would be a population spike. Aubrey De Gray
Firstly, it can be assumed that if the depend- dismisses this fear: “it’s very likely that women
ency ratio was decreased, rather than in- who are currently in the industrialized world
creased, the opposite economic effects delaying the birth of their first child until their
would be seen. The proportion of workers con- mid-30s… will simply delay it more”. With every
tributing to the economy would be higher and health discovery, a fear of overpopulation has
fewer people would be required to provide occurred but it can be observed that coun-
domestic services. This would result in eco- tries with low death rates and sophisticated
nomic growth. More economic growth should healthcare systems also have low birth rates
then allow the economy to remain or become and the population prefer to have fewer chil-
internationally competitive and easily expand dren. This thinking suggests overpopulation will
to new technologies or industries. A further not be a serious issue.
benefit to an economy arises when workers
are educated or trained. This is because it al- An interesting hypothetical economic argu-
lows the workforce to become “capable of ment is that immortality (or radical life exten-
operating industries at a level where it holds a sion) could reduce potential entrepreneurship;
competitive advantage” (a condition that the ability to “organise production… and
puts a country or company at a superior trad- [bear] the risk of the activity. The effect of this
ing position). It would be expected that firms on an economy would be reduced risk taking,
would always choose to invest in training if which would have a negative effect on new
they would receive sufficient benefit from it. If industries developing and products being cre-
firms believed their workers to be healthier and ated, and reducing competition as fewer new
able to work for many more years, then they companies would be created. Both of these
are much more likely to invest in training which scenarios would have a negative impact on
benefits the involved parties and the entire the competitive nature of an economy as well
economy. as the welfare of the population and would
appear to have a detrimental effect of life ex-
It must also be noted that there are various dis- tension therapies.
advantages associated with decreasing the
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Many short stories or tales warn of this effect of prominent of these methods are gene ther-
immortality. Jorge Luis Borges’ The Immortal, apy.
for example, depicts a society which, having
achieved immortality, loses motivation for Essentially, these treatments could be a mod-
working or indeed, any action to better their ern-day philosopher’s stone… but no one
society or themselves. seems to be excited about them! On the day
that Elizabeth Parrish’s telomere results were
Overall, it is impossible to define the effect on published, a new snapchat filter was trending
the economy that telomerase therapies could on social media. For these therapies to de-
offer. I have tried to analyse a few of the pos- velop further, they must have public support
sible positive and negative effects in this sec- and funding and this is impossible if we refuse
tion but without data and statistics it cannot to acknowledge their worth. Opposing scien-
be concluded whether the direction will be a tific journals and studies have attempted to re-
wholly positive or negative one for economic fute telomerase’s usefulness, many stating that
growth and the other objectives of govern- it is only one part of slowing ageing and not a
ment, such as achieving low unemployment complete cure, yet they have been unable to
and maximising the welfare of the population. compromise the worth of the enzyme in at
Within some of these arguments, the objec- least extending longevity and reducing the
tives of government are in antithesis to each woes of ageing. It appears logical that te-
other and could lead to some aims being lomerase therapies would have a positive ef-
achieved whilst others are not. Whether te- fect on growing and sophisticated economies
lomerase therapies are desirable is further con- and many ethical problems could be avoided
fused with ethical issues. Though we can spec- once production is funded and expanded.
ulate and predict, it is difficult to comment, in Like many other economic experiments, if it
any factual way, on the overall effects of te- was causing negative effects to growth or so-
lomerase therapies. However, in many ways, cial welfare then nations would stop funding
the potential advantages of extending and individuals would not purchase it. This sug-
lifespan and causing longevity seem to out- gests that telomerase therapies should be
weigh the potential negative effects. funded, tested and given a trial in the world;
the benefits may be limitless and the negatives
Conclusion negligible. As strange as it sounds, eternal
youth is in our future.
There are many reasons why we age. Accord-
ing to medical studies, the main cause of age- Jordan Grinyer
ing is an inefficiency during ‘semi conserva-
tive’ DNA replication. The enzyme DNA poly-
The Peterborough School
merase misses 25-200 bases at the end of DNA
strand in every replication. This appears to Glossary
lead to loss of the DNA required for our healthy Definitions from Google’s online dictionary:
Apoptosis: A form of cell death in which a pro-
body processes. When our DNA is damaged, it
grammed sequence of events leads to the elimina-
leads to failures in replication, our cells go into tion of cells. The cell also stops dividing.
apoptosis and we begin to die. DNA is capped Autoimmune disease: A disease in which the body
by a buffer called telomeres and it is the ends produces antibodies that attack its own tissues,
of these telomeres that are lost while our DNA leading to the deterioration and in some cases to
is protected. Once these telomeres are the destruction of such tissue
eroded, DNA becomes damaged and the Base Pairs: a pair of complementary bases in a dou-
body’s ability to sustain life is reduced. Te- ble-stranded nucleic acid molecule
lomerase is an enzyme that works by attaching Chromosomes: a thread-like structure of nucleic ac-
ids and protein found in the nucleus of most living
a strand of six bases to the end of damaged
cells, carrying genetic information in the form of
telomeres in order to restore their length and genes
stop our cells reaching apoptosis. Most of our Competitive advantage: A condition that puts a
cells are unable to produce telomerase so cell country or company at a superior trading position
death is inevitable unless external action is Cytokinesis: the cytoplasmic division of a cell at the
taken. Bioviva among other groups have been end of mitosis or meiosis, bringing about the sepa-
experimenting with methods of producing te- ration into two daughter cells
lomerase in our cells. The most successful and Deoxyribonucleotides: The monomer, or single unit,
of DNA
194
WOODARD JOURNAL ISSUE 2, APRIL 2018

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DNA replication and Repair, http://oregonstate.edu/in-
Metabolic: Relating to the natural body processes struction/bi314/summer09/Fig-06-16-0.jpg
of an organism Jim Green, http://greenray4ever.com/astraga-
Okazaki fragments: Okazaki fragments are short, lus2years.html, 2009
newly synthesized DNA fragments that are formed Bioviva science, http://bioviva-sci-
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tion gene-therapy-targeting-the-aging-process/, June 17th
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are either employed or looking for work. Genetics Experts, http://geneticexperts.org/company-
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teins
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starting point for DNA synthesis questions
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two strands of the DNA helix separate and free nu- ing-achieved-in-mice/, November 28th 2010
cleotides pair with the exposed bases on the single Johns Hopkins Medicine, http://www.hopkinsmedi-
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Senescence: the condition or process of deteriora-
ogy_or_medicine, 5th October 2009
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Telomere: A compound structure at the end of a lomerase-as-a-fountain-of-youth/
chromosome Josh Mitteldorf, http://joshmitteldorf.science-
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the telomeres of the chromosomes so that they do cer/, 22nd April 2015.
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rounds of chromosome replication Medicine, http://www.ncbi.nlm.nih.gov/pub-
med/?term=Artandi+and+DePinho+2010, January 2010
Thymus: a lymphoid organ situated in the neck of
Aubrey De Grey, https://www.ted.com/talks/au-
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2013
Josh Mitteldorf’s references:
Department of Immunology and Oncology, National
Centre of Biotechnology, www.ncbi.nlm.nih.gov/pub-
med/11387197, Madrid, June 2001
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Department of Adult Oncology, Dana-Farber Cancer In-


stitute, Harvard Medical
http://www.ncbi.nlm.nih.gov/pubmed/?term=Ar-
tandi%2C+Alson+2002, June 2002
School,
How useful are
Fractals in the
Telomeres and Telomerase Group, Spanish National Can-
cer Centre, http://www.ncbi.nlm.nih.gov/pub-
med/?term=Canela%2C+Mart%C3%ADn-Caballero, May
2004

real world?
Ethics and Economics
Ker Than, http://www.livescience.com/10465-ethical-di-
lemmas-immortality.html, May 23rd 2006
Credited to Louis Lasagna, http://guides.li-
brary.jhu.edu/c.php?g=202502&p=1335759, Adademic
Dean of the School of Medicine at Tufts University, 1964
Sarah Knapton, http://www.telegraph.co.uk/sci-
Abstract
ence/2016/03/12/worlds-first-anti-ageing-drug-could-see-
humans-live-to-120/, 29th November 2015 The article will examine the past, present and
Ricky Piper, http://lifemag.org/article/10-things-we- future of fractals, from their conception in the
learned-from-liz-parrish-s-reddit-ama, 12th October 2015
Gattica, Directed by Andrew Niccol,
mid- twentieth century to their potential uses in
http://gb.imdb.com/title/tt0119177/, 1997 the future. In order to fully appreciate the ne-
Pettinger, http://www.econom- cessity of fractal geometry to mathematics,
icshelp.org/blog/3201/economics/profit-maximisation/, the history of fractals must be considered and
16th September 2011
Kelly Mclaughlin, http://www.dailymail.co.uk/news/arti-
the dissertation will outline why some geomet-
cle-3243938/Ex-hedge-funder-32-hated-man-internet-de- rical figures are deemed to have a fractional
fends-jacking-prices-AIDS-medication-5500.html, 28th dimension. Classical geometry has always as-
September 2015 sumed all shapes have a dimension that is an
Aubrey De Grey, http://bigthink.com/videos/the-eco-
nomics-of-immortality, October 2nd 2009
integer e.g. a line is 1-dimensional; a plane is 2-
Delphine Robineau, https://www.theguardian.com/soci- dimensional and solid shapes are 3-dimen-
ety/2016/feb/01/ageing-britain-two-fifths-nhs-budget- sional. Mandelbrot’s defining work was to in-
spent-over-65s, 1st February 2016 troduce fractional dimensions after noticing
Fred Cicetti, http://www.livescience.com/35908-aging-
lowers-your-immunity.html, 11th October 2011
that many shapes found in nature did not def-
Ben Casselman, http://fivethirtyeight.com/features/what- initely fit the properties of one of these catego-
baby-boomers-retirement-means-for-the-u-s-economy/, ries, as most naturally occurring shapes and
7th May 2014 curves are irregular (or rough), not smooth. The
Brent Radcliffe, http://www.investopedia.com/arti-
cles/economics/09/education-training-advantages.asp,
article will explain why the west coast of Great
2009 Britain does not have a definable length; in-
OCR A Level Economics, Peter Smith, ISBN 978-1-4718- stead of being 1-dimensional it actually has a
2989-5, Hodder Education, 2015 dimension of 1.25. It will also explain how the
Jorge Luis Borges, The Immortal, within The Aleph and
Other Stories, Penguin Classics, 2004
fractional dimension of other shapes and
curves can be measured.

The main purpose of the article is to evaluate


the usefulness of fractals, not just for pure
mathematicians, but to other scientific fields
and the areas the article will specifically look
at is in geography and medical diagnoses. A
balanced approach has been taken in order
to limit bias and fully weigh up the advantages
and disadvantages of using fractal analysis, by
looking at how fractal analysis compares to
the current recognised methods for medical
diagnosis, for example. However, it is con-
cluded that the use of fractals in this field is
fairly limited and that overall, fractals are of
more immediate use to the pure mathemati-
cian searching for precision within geometry.

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Introduction so rough and irregular that its length is undefin-


able and hence should be defined in terms of
Fractals are shapes, curves, patterns or geo- a new dimension. While it may be mathemati-
metrical objects whereby on analysing their cally more precise to define the coastline in
structure at progressively smaller scales, it can terms of a fractional dimension, does this have
be seen that at every scale the structure is self- any benefit in the physical world?
similar to the overall shape. What this means is
that as one zooms in on the shape, features of The reason I chose to investigate fractals for
the larger pattern are evident at every scale this project was that it is a field of mathematics
throughout and this is the case at infinitely which is not studied at school and therefore
many smaller scales. Although this may imme- has enabled me to stretch my knowledge of
diately confuse the reader as to how such a mathematics beyond that which is offered by
shape could possibly be constructed, the truth the A-level curriculum. The mathematical con-
is that objects displaying this property can be cepts underlying fractals incorporate,
seen all around us. Indeed, the invention of amongst other techniques, the use of loga-
computers has made such constructions al- rithms and complex numbers, while calculus is
most trivial, as fractal sets can be created dig- closely linked, as will be described. These are
itally by iterating a function, written with a few techniques I have learnt at school and will be
lines of code, over and over again. It is also in- able to utilise in this project. However, investi-
evitable however that the mathematics gov- gating fractals also allows one to explore the
erning fractals is complex, to such an extent creative side of mathematics, where calcula-
that it has only been a half-century since the tion and formulae meet nature and art. I hope
idea of quantitatively analysing such irregular that the following essay will encourage the
objects was properly considered. Study of the reader to appreciate the beauty and intricacy
subject has since given rise to the creation of of the mathematics of fractals in the same
what the Scientific American magazine has way that I did when I was inspired to research
called the “most complex object in mathe- the subject.
matics” in the Mandelbrot set.
One final point to note is that throughout the
Specifically, I will be evaluating the usefulness essay, many key terms are defined and ex-
of fractals in the real world. It is my intention to plained as they arise; for where this is not the
discover whether or not studying fractals can case, the reader should consult the glossary for
give rise to practical applications across differ- a definition.
ent scientific fields, or whether they are just an
intriguing concept for pure mathematicians to Research review
make sense of. On starting the research pro-
ject, I viewed fractals more as an artistic fea- It must be noted that in mathematics it is al-
ture as opposed to a mathematical field. most impossible to influence any work with
While it is undoubtedly the case that fractals one’s opinion; once a proof or theory is pre-
can give rise to intricate patterns within con- sented, it is either verified by other mathemati-
temporary artwork, many scientists would ar- cians, or rejected should a counter-example
gue that the potential uses of fractal analysis to the proof be found. Hence any proof can-
in medical and geographical contexts are not justly be evaluated. However, the aim of
enormous and far outweigh their aesthetic this dissertation is not to argue with any proofs
merit. already presented, but to evaluate the uses of
The coastline of Great Britain is a good exam- fractals in the physical world. I will specifically
ple of fractal occurrence in nature. Lewis Fry be considering whether a length can accu-
Richardson (1881-1953), first noticed that the rately be assigned to the coastline of Britain. To
length of the British coastline was strangely dif- answer this question, I will look at some of the
ficult to measure and Benoit Mandelbrot, a ways the coastline of Britain is measured for
Polish-French-American mathematician (1924- geographical purposes, as well as studying the
2010), later provided the theory as to why this coastline of Britain as a fractal, which is what
is in his 1967 essay “How long is the coast of Benoit Mandelbrot suggested. I will also be
Britain?”, which was published in the journal evaluating other potential uses of fractals
Science. He argued that the British coastline is which I discovered through my reading on the
subject.
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There is inevitably some critique which can be identified because a healthy heart will gener-
applied to the works of mathematicians on ate a graph with a fractional dimension of 1.5;
fractals as well as the subject itself, without any significant deviation from this mean could
contradicting any widely accepted proofs. indicate problems. This can be cross-refer-
Prior to Benoit Mandelbrot’s introduction of the enced with an article published in 2009 by R.
idea in 1967 there was little geometrical under- Lopes and N. Betrouni titled Fractal and Mul-
standing amongst the scientific community of tifractal analysis: A review. It backs up the
highly irregular objects. Many considered it suf- claims of Falconer in that it suggests ways frac-
ficient to only study smooth planes, opting to tal analysis can be used in medical imaging.
disregard rough objects entirely, often group- For example, MRI scans have shown that the
ing them by vague descriptions, such as “wig- fractional dimension of the boundary be-
gly”. Thus it was not for many centuries that tween the cerebral cortex and white matter
mathematicians started to focus on studying was lower in patients with schizophrenia than
these objects quantitatively and any under- control patients.
standing or literature is very recent. Conse-
quently, the subject has not had the input of There too are questions to be asked about
all that many academics and thus it is difficult Mandelbrot’s work. He himself admits in The
to accurately validate or disregard any sug- Fractal Geometry of Nature that he cannot
gestions for the use of fractals. prove that there exist such fractional dimen-
sions; it merely makes logical sense for the sci-
Kenneth Falconer notes in his 2013 publication entific world to accept there as being so. Alt-
Fractals- A Very Short Introduction that it was hough he presents his theory of fractional di-
not until 1872 that Karl Weierstrass surprised the mension and explains the logical reasoning
mathematics world by inventing a curve behind it, “no such proof is conceivable in any
whereby a tangent could be drawn at no natural science”. Therefore I will need to con-
point. This was significant because since no sider this when evaluating if the coastline of
point on the curve has a tangent, at no point Great Britain really does have an infinite
is the curve differentiable. Hence the curve length. Although in mathematical terms it may
could not be analysed through the use of cal- be more correct to say the coastline does not
culus. Falconer’s book provides a concise his- have a specified length, for geographical pur-
tory of fractals and also gives simple back- poses it is much more useful to ignore the frac-
ground knowledge of the subject. He writes of tal concept and present a length which has
how the dimension of fractals can be calcu- been measured by GPS. Mandelbrot’s theory
lated, for which the box-counting method is of the British coastline having a fractional di-
used. Moreover, he touches on how the Man- mension was based on the findings of Lewis Fry
delbrot set can be generated in the complex Richardson, who investigated the changing
plane, using an iterative formula and how this length of the British coastline when measured
related to Julia sets. with different step lengths (to be discussed in
detail later).
When writing about the length of the British
coastline, Falconer takes the expected side of Although Lewis Fry Richardson is credited with
mathematicians; in that he assumes the coast- the findings on which Mandelbrot’s work is
line is undefinable in terms of length and can based, there is a limited amount of sources on
only exist as a dimension between 1 and 2. Fal- this. Certainly no publications in journals or oth-
coner pools existing knowledge on fractals erwise written exclusively by Richardson could
and presents it in his own fashion. Therefore, be found and hence I was reliant on third party
nothing presented is revolutionary, since the sources for much of the information. The lec-
concepts are already widely accepted. How- ture at the University of Exeter, along with the
ever, the book is certainly useful in laying out Wikipedia page on the ‘Coastline Paradox’,
information about fractals for one with little was useful for providing this information; how-
prior knowledge. He also mentions other ways ever, these are not as useful or precise as a pa-
in which fractals can be applied to the real per written by Richardson would have been.
world; one of the most interesting being the Dr Gihan Marasingha gave the lecture at the
fractal structure of the alveoli in human lungs University of Exeter and this proved interesting
and fractal analysis of heart-beat graphs. for my dissertation. He talked about calculus
Conditions such as atrial fibrillation can be techniques for obtaining the length of line seg-

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ments, as well as the work of Lewis Fry Richard- Mandelbrot was the sole instigator of the study
son. However, he did not talk much about of fractals; everyone else has only copied and
fractals and the application of fractals in this re-presented his work, or used it in other fields
scenario. and for alternative applications. Therefore
when reading sources written by other authors
One mathematician directly inspired by the it must be remembered that they have not dis-
work of Mandelbrot was the Dutch mathema- covered the theory themselves and so may
tician Hans Lauwerier. In 1987 he wrote Frac- have adjusted it in a way.
tals: Images of Chaos and many of the ideas
included in this essay come directly from Man- Discussion
delbrot. He is somewhat sceptical of the idea
of the British coastline being infinitely long, as
this is only true if the “meandering of the coast- Birth of fractals and early uses in
line goes on repeating itself on an ever dimin- geography
ishing scale”, whereas in reality one will “disre-
gard rocks that are relatively small”. However For centuries it was generally considered to be
he agrees with the modern view that defining the case that the development of calculus by
the coastline in terms of a fractional dimen- Isaac Newton and Gottfried Leibniz in the mid-
sion, rather than being a one-dimensional ob- 17th century enabled the length of any geo-
ject, is more appropriate. As an admirer, not metrical curve to be calculated. Hence it was
an instigator, of the work on fractals, Lauwerier to the surprise and frustration of much of the
can only present the ideas from a secondary world of mathematics that in 1872 a German
viewpoint, shown by his use of: “Apparently mathematician named Karl Weierstrass cre-
the concept of length is not very practical”. ated a curve for which a tangent could be
Since he has not come up with the idea of drawn at no point. This is because no point on
fractals himself, he cannot be used as a pri- the curve has a well-defined ‘direction’, thus
mary source. Despite this, Lauwerier is clearly meaning neither calculus, nor any other classi-
an established mathematician, having been cal geometry techniques, can be used to an-
appointed Professor in Mathematics at the alyse the curve. Helge von Koch of Sweden
University of Amsterdam in 1959. Hence he has created a different curve in 1904 with the simi-
evaluated Mandelbrot’s theories himself and lar property of it being non-differentiable at all
come to own conclusions. points.

The Beauty of Fractals, which is a joint publica- Shapes as irregular as this were not properly
tion on the topic of fractional dimensions by studied for some time after 1904 because the
Heinz-Otto Peitgen and Peter Richter, explores mathematicians of the time believed there
the history of developments on the subject, as was no way of quantitatively analysing them,
well as citing practical applications. While the instead labelling them as “wiggly”, “grainy”
book goes into a lot of depth, there is no sec- and “tangled”, amongst other adjectives. It
tion dedicated to the study of coastlines; ob- was Benoit Mandelbrot, nowadays referred to
viously this will not be useful in helping me to as the “father of fractals”, who revolutionised
evaluate the question of study. This essay was geometry in the late 20th century when he in-
mostly aimed at university students and hence troduced his idea of fractional dimensions,
was too mathematically complicated to be of which allowed shapes such as the von Koch
any real use for my dissertation. It was also writ- curve, to be analysed in a rigorous mathemat-
ten over 30 years ago and so misses out the ical manner.
most recent applications of fractals. Overall
this source was not helpful to my research. With any smooth curve, its length can be cal-
Both authors were physicists at the University of culated precisely through the methods of cal-
Bremen, Germany and they had links with the culus, as explained earlier. The method relies
University of Utah in the United States. They are on the assumption that a curve is, realistically,
credible sources as they are extremely knowl- composed of straight line segments. As the
edgeable on the subject, having joined the length of these straight line segments tend to
Goethe Institute in 1984, for the parts of their 0, the straight lines match the curve perfectly
work I have used. and thus calculating the sum of the length of
these straight lines will also give the length the

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curve. A proof of the formula to find arc length longer the measured length would be be-
is given below: cause the smaller steps are able to measure
small variations in bays and headlands along
Let the curve have the equation given by 𝑦 = the coast, which the longer steps could not
𝑓(𝑥). detect. Figures 1.1 to 1.3 show this illustratively.

The distance along the curve can be approxi-


mated by calculating the infinite sum of infi-
nitely small straight line segments, each de-
noted by 𝑑𝑠 . Therefore the arc length, 𝐿 is
𝑏
given by 𝐿 = ∫𝑎 𝑑𝑠 , where a and b are the
lower and upper bounds of the sum.

Since 𝑑𝑠 is a straight line, Pythagoras’ Theorem


tells us that 𝑑𝑠 2 = 𝑑𝑥 2 + 𝑑𝑦 2 and therefore =
√𝑑𝑥 2 + 𝑑𝑦 2 . Substituting this equation back
into the original integral gives us 𝐿 =
𝑏
∫𝑎 √𝑑𝑥 2 + 𝑑𝑦 2 . Figure1.1: British coastline is measured using ‘step’ length of
200km. Total length is relatively short.

Factoring out the 𝑑𝑥 2 means 𝐿=


𝑏 𝑑𝑦 2
∫𝑎 √𝑑𝑥 2 [1 + (𝑑𝑥 ) ] and by simplification we ar-
rived at the formula for arc length:
𝑏 𝑑𝑦 2
𝐿 = ∫𝑎 √(1 + ( ) ) 𝑑𝑥
𝑑𝑥

This formula relies on the fact that the curve


can be differentiated, however with fractals
this is not the case, because at no point on a
fractal curve can a tangent be drawn, as ex-
plained earlier. A specific fractal to be ana-
lysed further is the coastline of Great Britain. It Figure1.2: British coastline is measured using ‘step’ length of
was through his work on coastlines, started by 100km.
Lewis Fry Richardson, that Mandelbrot first in-
troduced the concept of fractals. Richardson,
a mathematician who was also a strong paci-
fist, directed his academic research for a hu-
manitarian cause, by investigating the proba-
bility two neighbouring countries would go to
war. He theorised that this probability was
based on the length of two countries’ com-
mon land border and so set about recording
the measurements of international borders
and coastlines.

However, he noticed that the published Figure1.3: British coastline is measured using ‘step’ length of
lengths of various land borders differed 50km. Total length is relatively long.
greatly. For example, one set of data quoted
the length of the Spanish-Portuguese border
as 987 km, while another data set gave it as
1214 km. He soon noted that this too was the
case for the British coastline. He realised that
coastlines and borders were being measured
in ‘steps’. The longer the ‘step’ length, the
shorter the overall length of the coastline
would be. The smaller the ‘step’ length, the
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WOODARD JOURNAL ISSUE 2, APRIL 2018

Thinking logically, it would appear to be the of the scale at which the coastline was meas-
case that as the step length tended to 0, the ured. He proposed that the exponent 1 − 𝐷
total length of the coastline would approach was in fact the dimension of the coastline, 𝐷
a limit which could be defined as the true being the fraction that the dimension is above
length of the coastline. However unlike with 1. Although the graph in figure 2 showed how
the arc length formula for smooth curves, little use the concept of length was when it
there are no line segments which can be ap- came to the British coastline, if logarithms (to
proximated by 𝑑𝑠 . Plotting the ‘step’ length base 10) are taken for both sides’ axis, this
against the total length of the coastline gener- value 𝐷 can again be calculated.
ates the following graph:

Figure 3: A doubly logarithmic graph showing the change in


total length with change in ‘step’ length for various coastlines,
Figure 2: Graph showing how the measured length of the British as examined by Richardson and Mandelbrot.
coastline changes as ‘step’ length changes. The curve is asymp-
totic to both the x-axis and the y-axis i.e. it intersects neither and Since the curves generated are now straight
thus shows the British coastline has no positive limit for its length. lines, their gradients can be calculated using
∆𝑦
simple geometry: 𝑎𝑑𝑖𝑒𝑛𝑡 = . It can be calcu-
It was Mandelbrot who argued that the British ∆𝑥
coastline had an undefinable length because lated that the gradient of the line “West Coast
a smaller step length would always be able to of Britain” is –0.25, while that of “South African
pick up smaller bays and sub bays, for exam- Coast” is very nearly 0. In Britain’s case 𝐷 =
ple. Therefore, the coastline could not be one- −0.25, giving the dimension of the West coast
dimensional; however, was neither a two-di- of Britain to be 1.25; meanwhile the fractional
mensional shape because it had no area. dimension of South Africa is 1.02. What this
Therefore, he concluded the coastline must means in practice is that Britain’s west coast is
have a dimension between 1 and 2 and with a lot more “wiggly” and irregular in nature
that the concept of fractional dimension was than South Africa’s, which is visibly reflected on
born. Dissatisfied with merely suggesting the an atlas.
coastline had fractal properties, Mandelbrot
sought to develop a method for determining
the exact value of the coastline's dimension.
He noted that previously, Richardson had dis-
covered the total length of coastline could be
approximated by:

𝐿(𝜀) ≈ 𝐹(𝜀)1−𝐷

𝐿(𝜀) is the total length, ε is the ‘step’ length and


𝐹(𝜀) is the number of ‘steps’ recorded. 𝐷 is a
constant, which changes for each individual Figure 4.2: The outline of the
Figure 4.1: The outline of
coastline measured; however Richardson the west coast of Britain South African coast is smooth
thought nothing of it at the time. Mandelbrot is irregular and has a and has a relatively smaller di-
considered 𝐷 to be significant however be- large fractional dimen- mension of 1.02
sion of 1.25
cause it kept its constant value, independent

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Measuring fractional dimensions Once we have collated the data, the table in
figure 6 shows that the number of boxes inter-
As has already been mentioned, describing secting the fractal can be expressed in terms
fractals in terms of length or area is insufficient of some number to a constant power, regard-
and therefore a non-integer dimension must less of the scale or side length that the shape
be assigned to the fractal. Although is observed at. If we let the side length be de-
Mandelbrot found one way of measuring the noted by 𝑟, it can be seen that the number of
fractional dimension of the British coastline, if it boxes intersecting the fractal set is approxi-
1 𝑘
is to be concluded that fractals are of use to mately given by ( ) , where 𝑘 is a constant. As
𝑟
the scientific community, there must be an
we defined earlier on, for a geometrical figure
efficient and precise method for measuring
to be classed as a fractal, it must exhibit a sig-
the fractional dimension of any curve or
nificant level of self-similarity at increasingly
geometrical figure. It has been found that
small scales. Having examined the irregularity
there are numerous ways this dimension can
of the fractal over different scales, the con-
be measured, all of which give the same value
stant 𝑘 shows that there is a correlation be-
for each curve. The easiest to understand and
tween the side length and irregularity of the
use is the box-counting (Minkowski-Bouligand)
shape, which holds true over the different
dimension.
scales. As 𝑘 is between 1 and 2 in this instance,
it seems likely one could define 𝑘 to be the
fractional dimension of this shape. However,
we must examine other cases to verify this de-
cision.

Any straight line has the topological dimension


Figure 5: The fractional dimension of the Koch snowflake
can be determined by the box-counting method of 1. If the idea of fractional dimension is to be
consistent with geometry that is millennia old,
Consider the fractal image of the top half of a by box-counting a straight line, we should ob-
Koch snowflake shown in figure 5. Firstly a grid tain the result that 𝑘 = 1.
of squares or ‘boxes’ is superimposed on the
fractal and the number of these boxes that
intersect the shape are counted and 1
recorded. The side-length of the boxes is a unit
fraction between 0 and 1 (assuming the total
square has length 1) i.e. the boxes in a 4x4
4
1
square grid have side length . We can alter
4
the side-length of the boxes and with each
new grid that is overlaying the fractal, count 1
and record the number of boxes intersecting
the shape. This allows us to view the changing 8
irregularity of the shape over different scales.
The data can then be recorded in the table
shown in figure 6. Figure 7: Fractional dimensions are consistent with
1 1 1 1 classical geometry, as a straight line still has di-
Side mension 1.
length 4 8 16 32
of The red line in figure 7 is intersected by 4 boxes
1 1
boxes when 𝑟 = and 8 boxes when 𝑟 = . 41 = 4
4 8
Num- and 81 = 8; hence for a straight line 𝑘 = 1, giv-
ber of 6 14 33 79
ing the dimension of a straight line the value of
boxes ≈ 41.26 ≈ 81.26 ≈ 161.26 ≈ 321.26
1, as per expected. The same experiment
inter- could be repeated for on the coastline of
sect- Great Britain. Mandelbrot already showed
ing from Richardson’s results that the coastline of
the Great Britain had a fractional dimension of
shape 1.25 and should box-counting be used to de-
Figure 6: Table of data from measuring the dimension of a termine this dimension, the value of 𝑘 = 1.25
fractal by the box-counting method
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would also be obtained, proving that box- Using fractal analysis for medical di-
counting is an appropriate tool to measure the
fractalness of a shape.
agnosis
It has been shown that it is possible to measure
the dimension of a fractal; however, it may in-
itially be unclear as to why this might be useful.
Knowing a line is one-dimensional allows one
to calculate its length; similarly knowing a
plane is two-dimensional allows one to calcu-
late its area. In contrast knowing the box-
counting dimension of a fractal does not allow
any further measurements of length or area to
be made, so what could be the uses of this in
Figure 8: Determining the fractal dimension of the coast- scientific fields?
line of Great Britain, shows us that this dimension is 1.25

One such use is fractal analysis of graphs


Although we have shown that this constant 𝑘 which behave erratically. In particular this tool
is the dimension of the fractal, we need to de- has leant itself to analysing heart beat graphs
velop a way of finding 𝑘 from our data, with- (electrocardiograms, or ECGs in abbreviated
out having to use trial and error, or spot its form). A heart beat graph is volatile because
value from the observations. If we let 𝑁(𝑟) de- the human heart and cardiovascular system
note the box-counting number for a fractal at are extremely complex and the medulla
1 𝑘
a given side length 𝑟, we can say 𝑁(𝑟) = 𝑐 ( ) , keeps altering the rate of beating to control
𝑟
the body’s functions. Hence the heart does
as in some cases a constant of multiplication,
which we shall call 𝑐 may be needed for the not beat at a constant rate, causing the irreg-
ular structure of the graph, seen in figure 9.
relationship to hold true. We can then rear-
range this equation to find an expression for
the dimension, 𝑘.
1 𝑘
𝑁(𝑟) = 𝑐 ( )
𝑟

1 𝑘
Taking logarithms we obtain: log 𝑁(𝑟) = log (𝑐 ( ) )
𝑟

1
= log 𝑐 + 𝑘 log ( )
𝑟

log 𝑁(𝑟) log 𝑐


Solving for 𝑘 gives: 𝑘= 1 − 1
log( ) log( )
𝑟 𝑟
Figure 9: An ECG of a healthy heart has a fractional
The dimension of a fractal represents the irreg- dimension of 1.5
ularity of the shape at small scales i.e. when 𝑟 However over longer periods of time, it would
1
is small. As 𝑟 → 0 , log ( ) → ∞ and hence be expected that there is a more regular struc-
𝑟
log 𝑐 ture to the rate of beating. By measuring the
1 → 0. Therefore the value for the fractional fractional dimension of a patient’s ECG, it can
log( )
𝑟
dimension, 𝑘 , which can be found by box- be determined whether that patient’s heart
counting is given by the formula: beat is consistent with a healthy one. A healthy
heart approximately has a fractional dimen-
log 𝑁(𝑟) sion of 1.5 and too significant a deviation from
𝑘 = lim this value signals the possibility of heart prob-
1
log ( ) lems. For example if the patient’s ECG has a
𝑟
dimension less than 1.5, it could be due to a
lack of response from the heart, suggesting the
onset of a heart attack. A higher dimension
than 1.5 could be a result of atrial fibrillation,
which is where the atria contract randomly
and do not allow the heart muscle sufficient
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rest between contractions. Consequently, tomography (CT) scan, for example. CT scans
fractal analysis of ECGs can be beneficial to have used in British hospitals since 1974 and
doctors who are trying to diagnose heart have been incredibly effective at diagnosing
problems, especially as detecting slight varia- medical issues, not just of the brain, but of in-
tions through human observation can be inac- ternal organs as well. There is neither a need
curate. nor a demand for a replacement method of
diagnosing medical conditions. Thus fractal
Fractal analysis can also be applied to MRI imaging is not necessary in medical fields for
scans on the brain to detect a range of prob- the current time. Should its uses be expanded
lems, from tumours to schizophrenia. Using the beyond its current limited capabilities, there
box-counting method to determine the di- may exist in the future situations where fractal
mension of the boundary between the cere- analysis is the most effective and efficient
bral cortex and white matter led brain re- method of diagnosing illnesses.
searchers in 1994 to notice differences be-
tween the dimensions of the boundary for Clouds as fractals
controls and for schizophrenics. The mean di-
mension in the control patients was higher for Clouds display fractal properties, because
the controls than it was for the schizophrenics; they are irregular in shape and self-similar on
thus psychologists may be able to diagnose fu- different scales. Cirrus clouds are wispy clouds
ture patients with schizophrenia by comparing formed at high altitudes which have an unde-
the dimension of their boundary to the known finable length (like the coastline of Great Brit-
approximate value for schizophrenics, along ain) because of their wiggly and self-similar pe-
with looking at other symptoms. Moreover the rimeter. The cumulus clouds shown in figure 10
use of fractal analysis in detecting brain tu- can be seen to have a wiggly, fractal-like out-
mours has been considered. Assuming the tu- line and by using the box-counting method,
mour is located in one half of the brain only, the fractional dimension of the perimeter of
the fractional dimension of each half of the the average cumulus cloud is approximately
brain can be calculated from MRI scans and 1.16, with the dimension of the cloud’s surface
compared. If one half of the brain has a signif- being 2.16.
icantly lower fractional dimension than the
other half, it may signal the presence of a tu-
mour and warrant further attention by doctors.

If fractal analysis is to be an asset to doctors in


helping to diagnose heart problems, there
must exist a way for computers to quickly cal-
culate the fractional dimension of the ECG.
While computers can generate fractals in-
credibly precisely by following an iterative for-
mula, there is yet to be created technology
which can process the data quickly enough to
give the information to a doctor who must Figure 10: Cumulus clouds are fractals
make a critical decision. However, in the future
this may possibly be one of the best uses of Like most natural objects, clouds do not have
fractals, because knowing the fractional di- smooth surfaces, but are generally convoluted
mension provides data which shows the regu- because their formation does not generate a
larity of the heart beat more precisely than regular pattern. Clouds are formed when
reading off data from the ECG could. warm air rises above cooler air, because the
warmer air is less dense, but then condenses as
Although fractal analysis may help doctors to it reaches higher into the sky. This causes mois-
verify the presence of a brain tumour, fractal ture in the air to escape and the water vapour
analysis could not be used by itself to deter- condenses, along with other trapped particles
mine the existence of one, because a change such as dust, forming the clouds. The fractal
in the fractional dimension of part of the brain properties of clouds are thought to have an in-
may be explained by other non-threatening teresting effect on weather and climate; for
reasons. It does not show the same level of de- example, the irregular fractal surface of the
tail that could be gained from a computerised
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clouds allows more of the sun’s heat and radi- more likely fractional dimensions simply help
ation to be absorbed than if the surface was mathematicians to plug a hole in geometry,
merely 2-dimensional. The fractal structure of without contradicting classical geometry.
clouds is one of the reasons weather and the However as has often been the case with var-
global climate is so complex and difficult to ious branches of pure mathematics in the past,
predict. fractals could have implications in the future
one could not even comprehend today. Their
Conclusion use could revolutionise medical diagnoses, or
other scientific fields in which fractal geometry
As the concept of fractional dimension is a rel- is not currently even being considered.
atively new addition to geometry, its applica-
tions still appear fairly limited. Mandelbrot in- Joshua Davidson
troducing the concept of fractals has un-
doubtedly enhanced our understanding of
Saint Olave’s Grammar School
the geometry displayed in the natural world,
but the question must be asked whether this is Glossary
actually of benefit in a practical sense. From Curve: A mathematical term describing a
the cases which have been already been ex- path which can be traced from one end to
amined in this article, fractals have added an the other. It is generally not straight for all or
extra layer in terms of knowledge; however, no part of its course and could be smooth or
significant advancement in each field has highly irregular.
been made as a result. It is surprising fractals Fractal: A curve or object for which on observ-
are only a relatively new concept in geometry, ing the structure at different scales, it is appar-
considering that they can be seen throughout ent that the features are similar to, or a copy
nature and other aspects of the world. As of, the structure at larger scales.
Mandelbrot remarked in The Fractal Geometry Function: An inputted value is mapped to an
of Nature: “Clouds are not spheres, mountains output value through calculations.
are not cones, coastlines are not smooth, and Geometry: A branch of mathematics con-
bark is not smooth, nor does lightening travel cerning the study of points, planes, surfaces,
in straight line”. Although fractals can describe curves, solids and spatial dimension.
natural phenomena, they can not necessarily Hausdorff dimension: A definition of dimension
help the development of research which to include fractional dimensions, where the di-
would have ground-breaking applications. mension of a set is defined by the distance be-
tween each of its members.
For example, although an understanding of Iteration: The repetition of a function to pro-
fractional dimensions allows a mathematician duce a series of output values, or transfor-
to logically disagree that the length of the mations on a plane.
main British coastline, as stated by the Ord- Julia set: A set of complex numbers that does
nance Survey, is 17820km, this fact is of little not converge to a limit under an iterative func-
practical use to geographers. Similarly fractal tion. Often the result is a fractal pattern.
analysis of ECG graphs or MRI scans can help Logarithm: The power to which the base num-
to identify the presence of an irregular heart- ber must be raised to give a certain number
beat, or a tumour, however as of yet, this is not i.e. log 𝑎 𝑏 = 𝑐 ⇔ 𝑎𝑐 = 𝑏.
the most efficient method for diagnosing these Mandelbrot set: The set of complex numbers
illnesses. Along the same line of thought, know- for which the function 𝑓(𝑧) = 𝑧 2 + 𝑐 does not
ing that clouds are fractals helps to confirm the diverge when iterated from 𝑧 = 0 for each
complex and chaotic behaviour of weather complex number 𝑐.
patterns, however its complexity was already Self-similar: An object which is a copy of itself
known. What would have been more useful at a different scale.
would be if fractals helped predict variations Set: A collection of objects, or points on a
in the global climate. plane.
Smooth curve: A curve which can be differen-
Therefore, it must be concluded that although tiated for all points on the curve.
fractals are an interesting and counterintuitive Tangent: A straight line that touches a curve at
area of mathematical research, they serve lit- a given point.
tle practical purpose in the real world. It is

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Von Koch curve (Von Koch snowflake): An Online resources


https://en.wikipedia.org/wiki/Coastline_paradox
early fractal curve whereby, via repeated iter-
http://users.math.yale.edu/public_html/People/frame/Fr
ations, triangles are created on line segments, actals/
to form a curve with the overall appearance https://www.khanacademy.org/math/calculus-
of a snowflake. home/integration-applications-calc/arc-length-
calc/v/arc-length-formula
‘Fractals and the art of roughness’ –TED Talk by Benoit Man-
References
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Fractals, Images of Chaos, by Hans Lauwerier, 1987.
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http://fractalfoundation.org/OFC/OFC-12-2.html
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http://www.medicinenet.com/electrocardio-
by B. B. Mandelbrot, 1967.
gram_ecg_or_ekg/page3.htm
The Fractal Geometry of Nature, by Benoit B. Mandelbrot,
http://www.imaginis.com/ct-scan/brief-history-of-ct
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https://croor.wordpress.com/2010/11/18/fractals-in-
‘How long is the coastline of Britain?’ – Lecture by Dr Gihan
clouds/
Marasingha at the University of Exeter, 3rd June 2016.
The Beauty of Fractals (Images of Complex Dynamical Sys-
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