Professional Documents
Culture Documents
3 BOLIVIAN
rd
PROCEEDINGS
VOLUME 2
VOLUME 2
VOLUME 2
Edited by
Bengt H. Fellenius
K. Rainer Massarsch
Alessandro Mandolini
Mario Terceros Herrera
Design, execution, monitoring
and interpretation of deep foundation methods
ORGANIZING COMMITTEE
Conference Chairman:
Mario Terceros Herrera (Bolivia)
© 2017, 3° C.F.P.B.
Copyright Information
Manuscripts are published according to an exclusive publication
agreement between the author and the conference organizer. Authors
retain copyright to their works.
Volume 2
Preface ........................................................................................................................v
Introduction ................................................................................................................1
Mandolini, Alessandro, Italy
ISSMGE TC10 – Seismic cone down-hole procedure to measure shear wave velocity:
A guideline .....................................................................................................................................91
The 3rd International Conference on Deep Foundations is held April 27 – 29, 2017 in Santa Cruz
de la Sierra, Bolivia. It follows two successful conferences held in 2013 and 2015. The conference
is organized with the support of INCOTEC SA in association with the Society of Engineers of
Bolivia, the Bolivian Society of Soil Mechanics and Geotechnical Engineering and the Chamber
of Construction of Santa Cruz. It is held at the UPSA Campus (Universidad Privada de Santa
Cruz), the main private university of the city and arranged with the support of the International
Society of Soil Mechanics and Geotechnical Engineering (ISSMGE), Technical Committee 212,
“Deep Foundations”.
The principal objective of the conference is to bring together local engineers and international
experts in order to facilitate the exchange of experience and to introduce to the region new design
concepts, methods and equipment for the application to deep foundations. The conference program
is composed of invited lectures, discussions, a field demonstration, and a pile testing prediction
event where international experts have been invited to predict the load-movement response of piles
in static loading carried out prior to the conference.
During the first two days of the conference, speakers of international repute have been invited to
present papers on specific topics, covering different aspects of deep foundations. The third day of
the conference is devoted to the presentation and discussion of tests a comprehensive pile testing
program. The Bolivian Experimental Site for Testing Piles (B.E.S.T.) was adopted by ISSMGE
TC 212 as a reference site for investigations on piles and pile groups. B.E.S.T. offers a unique
possibility to enhance the understanding of the performance of different pile types and pile groups
when subjected to load. The geotechnical conditions at the B.E.S.T. site have been documented
by detailed investigations, using state-of-the art testing and interpretation methods. The results of
the field testing programme, including interpretation of in-situ methods and results of the pile
loading tests will be presented during the third day of the conference.
Volume 1 of the proceedings comprises the papers presented at the conference. All papers have
been reviewed by at least two members of the Review Committee. The dedicated work by the
reviewers and their valuable contributions is gratefully acknowledged.
Volume 2 contains a description of the geological setting and the results of comprehensive
geotechnical investigations carried out at the B.E.S.T. site. It is the intention of the Conference
Organizers to make available all data from the B.E.S.T. site investigations and pile tests in digital
format at the conference web platform for use in future investigations, in cooperation with
ISSMGE TC 212.
Volume 3 includes a description of the test piles and the loading test programme. The predictions
as well as a presentation of test results will be published in a Volume 3 after the conference.
1. BACKGROUND
The purpose of the “Bolivian Experimental Site for Testing” (B.E.S.T) is to provide well-
documented, comprehensive geotechnical information from a site where different types of pile
tests have been performed. The results from the field investigations and the full-scale pile loading
tests are intended to augment the current state-of-the-art of pile design. The results of the field
studies are being presented in connection with the 3rd International Conference on Deep
Foundations, Bolivia (C.F.P.B.), held in Santa Cruz from April 27 through 30, 2017.
Pile design methods have advanced significantly. However, they still rely greatly on empirical
correlations. In spite of significant recent improvements made in identifying the complex actions
occurring when a pile is installed or constructed, as well as the process of long-term load-transfer,
the interaction between structure, piles, and soil to consider in the design of piled foundations,
needs much further study. Currently, new types of piles, installation and construction methods
have emerged. Such new pile types are, for example, drilled displacement piles, full displacement
piles, Expander Body piles, Toe Box piles, helical piles, injected micro piles, etc. Although these
new pile types, potentially, offer significant savings and improved quality, design methods are still
based on simplified concepts. Better knowledge regarding their validity in relation to existing
practice is needed by the deep foundation industry.
The current state-of-the-art of piled foundation design relies on empirical correlations and
emphasizes capacity, that is, ultimate shaft and toe resistances. An important development of piling
technology has been the possibility to monitor and control the installation process. This
information can be used to determine the required depth of installation and to estimate, based on
empirical correlations, the bearing capacity of piles after installation.
Settlement analysis is rarely included and less understood. The design analysis is usually
limited to the response to load applied to single piles and, while verification tests on single piles
are common, tests on pile groups are extremely rare—only a handful reports are available and they
are frequently based on results of model studies. Therefore, the understanding of pile group
response in piled foundation design is limited.
Moreover, current design practice relies primarily on soil description from samples obtained
from boreholes (BH) and Standard Penetration tests (SPT) N-indices and, in some areas, also Cone
Penetration Tests with pore water pressure measurement (CPTU). The use of other in-situ tests,
such as dilatometer (DLT), pressuremeter (PMT), shear wave velocity measurements (also in
combination with CPT and DMT) or seismic surface wave measurements (MASW) is still rare.
Fig. 1. Location of the city of Santa Cruz and the B.E.S.T. site in reference to Santa Cruz.
In summary, the upper about 10 to 20 m part of the profile consists of normally consolidated
layers of clays, silts, sands, in various combination and thickness. The upper about 5 to 6 m consists
of loose silt and sand. Hereunder lies a 6 to 7 m layer of compact silt and sand. At about 11 m
depth lies an about 1 m thick layer of soft silty clay followed by an about 1 m thick layer of compact
4. SOIL EXPLORATION
The B.E.S.T. site is about 40 m wide and 100 m long. The geotechnical conditions of the site have
been investigated using conventional in-situ and laboratory methods. At each single pile location
and at the location of two piles of the group (E-piles), the following in-situ tests have been
performed:
• SPT (standard penetration test) and SPT-T (SPT plus torque measurement).
Dynamic measurements are made to determine the transferred energy ratio
(ETR)
• SCPTU (seismic piezocone penetration test with pore water pressure
measurement)
• SDMT (seismic dilatometer test)
• PMT (pressuremeter tests)
• SASW and REMI geophysical tests
Each borehole and field test is identified with the letter of its designated test pile and located at
0.80-m radial distance from the test pile. The first four in-situ tests are placed in the corners of a
square inscribed in an octagon with the designated pile in its center and its sides parallel with the
line between the test piles; Figure 2 shows the locations and denotations for in-situ tests around
Pile A-1. Any additional in-situ tests will be placed in the opposite corners of the octagon.
When possible, water content and grain size distribution were determined for samples. The
samples were classified for soil type per the Unified Soil Classification System (USCS). For
cohesive samples, consistency limits (LP and LL) were also determined. Section 9 shows the
compilations from all site borehole data, and SPT and CPT tests at the B.E.S.T. site.
Different types of single piles and one pile group will be constructed and tested at the site. Figure
5.1 shows the pile locations and Table 5.1 shows a summary of the different piles and tests. The
head-down tests will be using four reaction piles placed in a square configuration with a 5 m center
to center distance with the test pile in the center (the distance between test pile and anchor pile is
3.5 m). The piles intended for static testing will be installed to a depth of 9.5 m, i.e., about 1.5 m
above the about 1 m thick soft clay layer. (The length of the piles intended for integrity testing
demonstration will be disclosed only after the demonstrations are completed).
Locations of Pile Tests, Boreholes, and In-situ Tests
South to North (m)
6.0 A1 A2 A3 B1 B2 C1 C2 F1 F2 G1 D1 D2 E1 E2-E13 H1
3.0
0.0
0 10 20 30 40 50 60 70 80 90
East to West (m)
Pile Group, Piles E2 - E14
Fig. 3. Test pile locations.
All piles subjected to static testing are instrumented with strain-gages for measurement of
axial load distribution. Piles A1, B1 and B2, C1 and C2, D1 and D2, and all E-piles will have the
reinforcement cage equipped with an Expander-Body (EB) to ensure a toe resistance larger than
the shaft resistance. The EB is constructed by expanding a folded steel cylinder by injecting grout.
The 9.5-m installation depth is the depth of the EB end before inflation. A bidirectional cell (BD)
is placed above the EB in all EB-equipped piles with the BD bottom plate at 8.3-m depth, as shown
in Figure 4. The EB width prior to expansion is 160, 140, 120, and 110 mm in Piles A3, B2, C1,
D1, and E-piles, respectively. After installation and concreting the pile shaft, the EB is pressure-
grouted expanding the diameter to 815, 600, 500, and 300 mm for Piles A3, B2, C1, D1, and E-
piles, respectively. Pressure-grouting the soil below the EB completes the installation. Piles B2,
C2, E1, and the E-pile group will be included in a prediction event.
Pile Head
Ground surface
Pile toe depth = 9.5 m
Bidirectional Cell
Inflated EBI
inflation
1.20 m
Before
Grouted zone
After
inflation
Fig. 4. Sketch showing the EB and BD arrangement (not to scale).
A. Three 620-mm diameter, bored piles, A1, A2, and A2, constructed using a slurry. Once the
final depth is reached, the 500-mm reinforcement cage is placed in the pile. Thereafter, the
concrete is tremied (pumped into the shaft starting at the toe of the pile). Pile A1 will have
an EB800 placed below the BD. Pile A2 will have a "Toe Box" (TB) placed below the BD,
which is a 500-mm diameter and 300 mm high steel telescopic device installed with the
reinforcing cage. After the shaft concrete is hardened, grout is pumped into the TB
expanding the height of the box and compressing the soil below the pile toe and introducing
a compressive strain in the pile shaft. The TB will be equipped with a "Shaft Box" (SB),
which is a folded steel belt welded to the outside of the TB. When the TB grout has
hardened, grout is pumped into the SB expanding the width of the TB-SB to about 800 mm
diameter compressing the soil around the TB. Pile A3 has neither EB nor TB. Pile A3 is a
part of the prediction event.
B. Two 450-mm diameter continuous flight auger (CFA), partial displacement piles, B1 and
B2. The central stem of the auger is 250 mm of O.D. Mortar is used instead of concrete in
order to allow the subsequent installing the reinforcement cage. Pile B-1 has a bidirectional
cell (BD) and an Expander Body (EB800) placed below the BD. Pile B2 are straight (have
no EB) and are a part of the prediction event.
C. Two 450-mm diameter Full Displacement Piles (FDP) with "lost bit", C1 and C2. The
equipment is illustrated in Figure 5 and consists of a 450-mm O.D. displacement body
(pipe) with a 800 mm long bulb attached to a 1.15 m long auger with a 350-mm diameter.
The auger rotation pulls down the displacement body. The drill equipment is a Bauer
BG18PL with a 180-kMm maximum torque. The auger has a short conical tip that is left
in the hole upon completion (“lost bit”). Pile C1 will have an Expander Body (EB600) at
the toe and Pile C2 is straight. After placing the reinforcement cage in the casing, concrete
is pumped into the shaft starting at the toe of the pile gradually withdrawing and the casing.
The "lost bit" remains in the ground. Pile C2 is a part of the prediction event.
260 mm
220 mm
450 mm
800 mm
300 mm
800 mm
350 mm 1,150 mm
220 mm 250 mm
Fig. 5. Sketch showing equipment and geometry of the full displacement pile (not to scale).
D. Two 150-mm diameter self-boring micropiles, D1 and D2, with a 75-mm diameter drilling
pipe and a cutting tool at the pipe end. Fluid grout is injected as the pile penetrates the soil.
Pile D1 will have an Expander Body (EB600) at the toe and Pile D2 will be straight. The
reinforcement cage consists of six 12-mm bars inside a 6-mm spiral with a 250-mm pitch.
The drilling pipe remains in the pile. A solid 32-mm diameter bar will be placed inside the
Pile-D1 drilling pipe to increase the axial stiffness of the shaft.
E. Fourteen 300-mm diameter FDP piles, E1 through E14. The equipment is illustrated in
Figure 5.3 and consists of a 220-mm O.D. displacement body (pipe) with a 800 mm long
bulb attached to a 0.25 m long auger with a 220-mm diameter (no lost bit). The auger
rotation pulls down the displacement body. The drill equipment is a Bauer BG18PL with
a 180-kNm maximum torque. All piles to have an EB300 at the toe and a BD above the
EB. After placing the reinforcement cage in the casing, concrete is pumped into the shaft
starting at the toe of the pile gradually withdrawing the casing. Pile E1 test will be a part
of the prediction event.
F. Three bored piles with different diameter, 450, 600, and 1,200 mm, respectively, F1 - F3,
constructed using a slurry. Once the final depth is reached, the reinforcement cage with
attached gages and bidirectional cell (BD) is placed in the shafts of F1 and F2, but not in
F1. Thereafter, 30-MPa strength concrete is tremied (pumped into the shaft starting at the
toe of the pile. Static loading tests will be carried out on Piles F1 and F2. Pile F3 is intended
for integrity testing, only.
G. 300 mm diameter long helical pile, G1.
The results of the tests on Pile Types A through D are intended to be used for comparing the
response of same type piles with and without toe enhancement (EB, TB, and SB) and to the other
pile types in terms of stiffness, shaft and toe responses, and ultimate resistance. The results of the
test on Pile E1 will serve as reference to the results of the tests on the E-piles. Phase 1 is a
bidirectional test. The BD test on the E-pile group will apply equal force to the piles, while
measuring the upward and downward movements for each pile at the cell level and the pile head
(the movements will differ depending on the position in the group). The second, Phase 2, is a head-
down test. For the E-pile group, the piles are encased in a rigid pile cap cast on the ground. Thus,
the head-down test will involve equal movement of all pile heads and measuring the resulting pile
forces by means of a load cell placed on the pile heads immediately below the pile cap (before
casting the cap).
E5 E6
E7 E8 E9
E10 E11
7. PREDICTION EVENT
Single Piles, A3, B2, C2, and E1, and group Piles E2 - E14 are part of a prediction event addressing
the pile response in terms of load-movement. The event will be reported in Volume 3 of the
conference proceedings.
25
MEAN = 44 %
STD Dev. = 6.9 %
No. of blows = 115
F 20
r
e
q
u 15
e
n
c
y 10
(%)
0
10 20 30 40 50 60
Energy Transfer Ratio, ETR (%)
Water content was determined on a sample from all depths. Plastic and liquid limits were
determined on samples where visual inspection suggested cohesive condition. The water content
values and Atterberg limits together with the fines contents show most of these samples to be silt
more than clay.
The "Soil Type Fraction" indicates the amount of fines in percent of total sample (Sieve #200).
No gravel was found in the samples.
6 6 6
8 8 8
DEPTH (m)
10 10 10
16 16 16
CLAY and
SILT SAND
18 18 18
20 20 20
22 22 22
6 6 6
8 8 8
DEPTH (m)
10 10 10
12 12 12
14 14 14
16 16 16
18 18 18
20 20 20
22 22 22
6 6 Loose Gravel 6
8 8 8
SAND
DEPTH (m)
10 10 10
12 12 Clay 12
Silty Sand
14 14 14
CLAY
SAND
16 16 and 16
SILT
18 18 18
20 20 20
22 22 22
6 6 6
8 8 8
SAND
DEPTH (m)
10 10 10
12 12 Clay 12
CLAY and SILT
14 14 SAND 14
16 16 16
CLAY
18 18 and 18
SILT
20 20 20
22 22 22
6 6 6
Sand
8 8 8
SAND
DEPTH (m)
10 10 10
20 20 20
22 22 22
6 6 6
8 8 8
SAND
DEPTH (m)
10 10 10
20 20 20
22 22 22
4 4 4
wn
6 6 6
CLAY and SAND
8 8 SILT 8
DEPTH (m)
10 10 10
12 12 12
14 14 14
16 16 16
18 18 18
20 20 20
22 22 22
4 4 4
CLAY SAND
6 and SILT 6
6
8 8 8
DEPTH (m)
10 10 10
12 12 12
14 14 14
16 16 16
18 18 18
20 20 20
22 22 22
D2
E1
E2
15 F1
F2
F3
G1
20
G2
25
CPTU A1
Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
Cone Stress, qt (MPa)
0 25 50 75 100 0 200 400 600 800 1,000 0 1 2 3 4 5
0 5 10 15
0 0 0
0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
CPTU A3
Cone Stress, qt (MPa) Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
0 25 50 75 100 0 100 200 300 400 0 1 2 3 4 5
0 5 10 15
0 0 0
0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
CPTU B2
Cone Stress, qt (MPa) Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
0 5 10 15 0 25 50 75 100 0 100 200 300 400 0 1 2 3 4 5
0 0 0 0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
CPTU D1
Cone Stress, qt (MPa) Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
0 25 50 75 100 0 100 200 300 400 0 1 2 3 4 5
0 5 10 15
0 0 0
0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
CPTU E1
Cone Stress, qt (MPa) Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
0 25 50 75 100 0 100 200 300 400 0 1 2 3 4 5
0 5 10 15
0 0 0
0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
2 2 2
2
4 4 4 4
6 6 6 6
8 8 8 8
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
10 10 10 10
12 12 12 12
14 14 14 14
16 16 16 16
18 18 18 18
20 20 20 20
22 22 22 22
CPTU F1
Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
Cone Stress, qt (MPa)
0 25 50 75 100 0 200 400 600 800 1,000 0 1 2 3 4 5
0 5 10 15
0 0 0
0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
CPTU F3
Sleeve Friction, fs (kPa) Pore Pressure (kPa) Friction Ratio, fR (%)
Cone Stress, qt (MPa)
0 25 50 75 100 0 200 400 600 800 1,000 0 1 2 3 4 5
0 5 10 15
0 0 0
0
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
Decourt, L.(1)
(1)
Luciano Decourt Egenharios Ltda., Sao Paulo, Brazil <decourt@decourt.com.br>
Nine SPTs have been carried out at the site of B.E.S.T. Most of them also included torque
measurements and some have been instrumented to provide Enthru energy measurements.
As is well known, for common soils, the SPT provides information usually considered reliable
for foundation design purposes. However, for structured soils, such as soft clays, and saprolitic
and lateritic soils, SPT results are not reliable. The introduction of torque measurements to these
tests, the SPT-T (Décourt and Quaresma Filho 1991; 1994) and the concept of equivalent N, Neq
(Décourt, 1991; 2002) allowed a much better understanding of the behavior of soft clays and
saprolitic soils. However, for lateritic soils, no test, up till know, allows correct evaluation of the
response from the SPT records.
Average N-indices SPTs, for each depth are shown in Figure 1 and in Table 1.
EBEST = 0.672 X 72
∵ EBEST ≈ 48.4%
Fig. 2. Correlation between Neq and NSPT. Fig. 3. Correlation between Neq and
NSPT, with regression line through the
origin.
Some tests carried out at this site had energy measurements. Figures 4 and 5 show correlations
between N60 and NSPT.
N60 ≈ 0.769 NSPT.. EBEST = 60 x 0.769 = 46.14 %. Another option is to compare quc (CPT)
values with NSPT. Considering depths down to 17.85 m, the ratio of the average values of qc and
NSPT is:
qc/NSPT = 4.375/10.400 = 0.42 (1)
Besides, as mentioned above, the sampler had a provision for the use of liners. However it
was not used. Were it to be used, it could yield higher efficiencies than now measured. On basis
of all this reasoning, it appears reasonable to assume for the SPTs carried out at B.E.S.T., an
apparent average efficiency of 48%. So, in order to convert the measured NSPT values to N60, the
field values should be divided by a factor of 1.25. Another important consideration regards fine
sands below the water table. the influence of pore pressure generation also effects NSPT values.
According to Terzaghi and Peck (1948; 1996), for saturated, very dense, fine sands, the measured
N values should be reduced, as follows:
The efficiency of the SPTs considered in Terzaghi and Peck analysis was not known.
However, most probably, they were in the range of 45% - 50%, approximately the same range of
values determined in B.E.S.T. tests.
For dense sands, NSPT ≥ 15, the void ratios were assumed to be lower than those corresponding
to the Critical State, and the tendency was to dilate and to the generate negative pore pressures. As
a consequence, the measured NSPT values might be unrealistically high. For NSPT values lower
than 15, the opposite occurs.
Figure 6 shows the ratio of corrected values of NSPT, divided by NSPT and as a function of NSPT.
The correction proposed by these authors had been extended for NSPT values lower than 15, what
has not been the intention of these authors.
Figure 7 shows the Terzaghi and Peck corrections adapted to the Brazilian SPT (Ei = 72%),
and another correction based on equivalent N values (Neq) are shown (Décourt 1998).
For very loose fine sands, below the water level, the measured NSPT values should be increased
as indicated in these figures.
In some cases, as mentioned by Décourt (1986), unrealistically low NSPT values were the most
likeable explanation for the fact that the capacities of displacement piles, computed using Décourt
and Quaresma method (1978) have been much lower than those provided by loading tests. Once
REFERENCES
Décourt, L., 1986. One case where the SPT failed in the prediction of bearing capacity of piles (in
Portuguese). VII Cobramseg, Porto Alegre, Brazil.
Décourt, L., 1991. Bearing capacity of displacement piles in residual soils on basis of SPT, SEFE
II, São Paulo, Brazil.
Décourt, L. and Quaresma Filho, A.R. 1991. The SPT-CF, an improved SPT, SEFE II, São Paulo,
Brazil.
Décourt, L. and Quaresma Filho, A.R. 1994. Practical applications of the standard penetration test
complemented by torque measurements, SPT-T; Present state and future trends. XIII
ICSMFE, New Delhi, India / XIII CIMSTF, 1994, New Delhi, India.
Décourt, L., 1998. A more rational utilization of some old in situ tests. 1st First International
Conference on Site Characterization – ISC. Atlanta, U.S.A.
Décourt, L., 2002. The concept of Equivalent N, Neq, in engineering practice; Still a postulate or
already a proven reality?( in Portuguese). VII Cobramseg. São Paulo, Brazil.
Terzaghi, K. and Peck, R.B., 1948; 1996. Soil mechanics in engineering practice. John Wiley and
Sons, New York, U.S.A.
Velloso, D.A. and Lopes, F.R., 1996. Foundations (in Portuguese). Coppe-UFRJ Rio de Janeiro,
Brazil.
Robertson, P.K.(1)
(1)
Gregg Drilling and Testing Inc., Signal Hill, California, USA
<PRobertson@GreggDrilling.com>
Figure 1 shows an overlay plot of the SCPTu for each pile location (A1 to G1). In general, the
SCPTu results indicate a complex sequence of interbedded sands and clays. The soils are
reasonable consistent across the site with some variability in layer thickness and consistency.
Figure 2 shows an overlay plot of estimated soil parameters, based on Robertson (2009). The
overlay plots of estimated soil parameters illustrate the variability within each main stratigraphic
unit. Several dissipation tests were carried out at various depths and the time for 50% dissipation
(t50) in the fine-grained soils between depths of about 12 to 16 m varied from 2.5 to 10 minutes
with an average of 4.8 minutes, that is consistent with a silty clay/clayey silt type of soil.
Fig. 1. Overlay plots of SCPTu profiles (A1, B1, C1, D1, E1, F1, and G1) in terms of cone
resistance, qt, sleeve resistance, fs, penetration pore pressures, u2 and SBT index, Ic.
The measured shear wave velocity values (Vs) are generally higher than estimated using the
CPT data based on empirical correlations for young, uncemented soils. This would suggest that
the soils have significant microstructure due to either aging and/or cementation effects (Robertson,
2016). Figure 3 includes the measured values of Vs (shown in red) for location G1, as an example.
Other SCPTu locations show a similar trend of high Vs values. Robertson (2016)
Fig. 4. SCPTu G1 normalized SCPTu data and normalized rigidity index (K*G),
based on Robertson (2016).
REFERENCES
Robertson, P.K., 2009. Interpretation of Cone Penetration Tests – a unified approach. Canadian
Geotechnical Journal. 27(1) 151-158, 10.1139/t90-014
Robertson, P.K., 2016. Cone Penetration Test (CPT)-based soil behavior type (SBT) classification
system–an update. Canadian Geotechnical Journal, 53(12)1910-1927, 10.1139/cgj-2016-0044
Marchetti, D.(1)
(1)
Studio Prof. Marchetti s.r.l., Rome, Italy <diego@marchetti-dmt.it>
The SDMT results indicate an alternation of sands and clays, with a reasonable homogeneity along
all the test locations. In particular, the material index ID indicates two main layers of sand (5-12 m
and below 17 m) and two main layers of finer material (2-5 m and 12-17 m).
The top clayey layer is characterised by KD ≈ 2-3, indicating a normally consolidated or
slightly overconsolidated state.
The deeper clayey layer exhibits higher values of KD, with OCR with values of about 3-5 in
the northern and southern locations and even higher in the central location C1 and F1 (OCR up to
7-8). The undrained shear strength Cu also shows an increase in the same central locations, with
values up to about 250 kPa. The higher mechanical characteristics in the central locations are
confirmed by the higher values of Vs and G0, obtained with independent measurements from the
seismic instrumentation.
The sandy layer between 5-12 m is characterized by a high variability of KD and MDMT along
the various test locations. Similar variability is observable in the qt profiles of the CPT. The
average ratio of MDMT/qt is between 5-8, suggesting an approximate estimation of OCR ≈ 1
(Monaco et al. 2014).
The P2 values in the sandy layers confirm the depth levels of the water table in the locations
where the C readings were performed.
Figure 1 shows that the measured Vs values are significantly higher than their estimation from
the DMT parameters (Amoroso 2014), suggesting that the soil may be affected by aging,
cementation, or structure.
Frank, R.(1)
(1)
Ecole Nationale des Ponts et Chaussées, Champs-sur-Marne, France.
<frank@roger.frank.enpc.fr>
TEAM pressuremeter expansion tests (PMTs) were performed in 5 boreholes on the B.E.S.T. site,
located at A3, B2, C1, D1, and E2. In the 5 boreholes, the tests were performed at the same 3
depths: 5.54 m, 9.04 m (with the exception of C1, where the depth was 8.94 m), and 12.04 m.
Altogether 15 expansion tests are thus available. The TEXAM tests were performed with the
“equal-volume increment method” (also called “volume-controlled” tests), following ASTM D
4719-07 standard (Procedure B). The TEXAM probe is made of one cell with length/diameter ratio
L/D = 6.2 (NX probe, with D = 73.8 mm and L = 0.46 m), ensuring negligible end effects. The
initial volume of the probe is 1,968 cm3.
Note that ‘conventional’ Ménard type prebored PMTs are usually carried out with a probe
encompassing three cells and using the “equal-pressure increment method” (Procedure A in ASTM
D 4719-07; see also EN ISO standard, AFNOR, 2015). According to Briaud (1992), the results
obtained from TEXAM tests and Ménard tests are quite similar.
For the 5 boreholes, mud rotary drilling with a drag bit was used. The diameter of the drag bit
was around 74 mm, very near the diameter of the probe (Viscarra 2017). According to the site
records, there was no need to force the probe into the ground. Thus, it seems that the size of the
preborehole was optimal (only slightly larger than the size of the probe), ensuring good quality
expansion tests. Indeed, the observation of the expansion curves (plotted in Section 9.4 as pressure,
p, vs. radial strain, � r/r0) confirm the good quality of the tests.
Apart from the expansion curves, obtained from the raw injected volume and raw pressure
readings corrected for volume loss, pressure loss, and hydrostatic pressure (see ASTM standard or
EN ISO standard), the other main results from the interpretation of the PMTs are:
Figure 1 is an example of the interpretation of a Ménard expansion test following the EN ISO
standard. The expansion curve is plotted as injected volume, V, vs. pressure, p. The modulus, EM,
is determined from the slope between the points (p1, v1) and (p2, v2). The limit pressure, pL, is
determined by extrapolation of the expansion curve to the doubling of volume of the cavity, that
is, for an injected volume equal to Vs + 2V1 (where Vs is the initial volume of the pressuremeter
probe and V1 is the volume injected in order to catch back the initial wall of the cavity). Several
extrapolation methods are used, such as the “inverse volume method” and the “double hyperbola
method”. The creep pressure, pf, is determined from the creep curve (difference in injected
volumes recorded at 60 s and 30 s for each pressure increment � V60/30 = V60 –V30).
VS + 2V1
1000
800
EM = 23 MPa
600
400
Pl = 1,7 MPa
200 p2
pf
p1
0
0 0,2 0,4 0,6 0,8 1 1,2 1,4 1,6 1,8
Fig. 1. Interpretation of a Ménard expansion test following the EN ISO standard (document:
APAGEO).
For the present interpretation of the PMTs performed on the B.E.S.T site, the proposed
pressuremeter modulus EM is an upper bound, as the highest slope of the expansion tests is chosen
(Viscarra 2017) – see the example on Figure 2. The limit pressure is obtained by extrapolation of
the 1/V curve to the doubling of the volume of the cavity, that is, for V > 2000 cm3 or � r /r0 around
40% (“inverse-volume method”). It is to be noted that, in the present tests, the maximum injected
volumes are rather low: they vary between 431 cm3 (� r/r0 = 10.4%) and 917 cm3 (� r/r0 = 21%).
More often they are around 600 cm3 to 700 cm3. The extrapolation would certainly be more reliable
if the maximum injected volumes would be about 1,000 cm3 or more. In the example shown on
Figure 3, the maximum injected volume is 880 cm3.
Fig. 2. Expansion curve of Test No. 2 at location C1 of B.E.S.T. site – see Section 9.4.
Another interpretation has been carried out by Reiffsteck (2017), using the ISO EN standard
for Ménard PMTs (AFNOR 2015) for deriving the corrected expansion curves, as well as the
‘user’s choice’ for deriving EM and the double hyperbola method for deriving pL – see example in
Figure 4. This interpretation gives a picture which is overall consistent with the results given in
Section 9.4, but it leads to moduli EM usually lower and limit pressures pL usually larger than those
presented in Section 9.4.
According to the borings on the B.E.S.T. site, it is clear that the tests at 9 m depth are all in
the sand layer, while the tests at 5.5 m depth and 12 m depth are either in a predominantly sand
layer or a silty sand and sandy silt layer, at the interface of these two layers, or at the interface of
one of these two layers with a clay layer. For these depths, it is not possible to be entirely sure
about the nature of the layers.
In the sand layer at 9 m depth, the limit pressures, pL, range between 670 kPa and 990 kPa,
and the values of EM/pL are between 7 and 11. These values are quite consistent and are typical of
medium dense sands. For the silty sand and sandy silt apparently found at A3, C1 and D1, at 5.5 m
depth, the limit pressures pL are between 140 kPa and 400 kPa. There are quite low values, usually
measured in very loose to loose sands or silts. EM/pL are between 7.7 and 8.1, matching more
Fig. 4. Interpretation of test No. 2 at location B2 on B.E.S.T. site, following EN ISO standard
(Reiffsteck 2017).
The values pL = 240 kPa and EM/pL = 8.6 would then mean that the clay is very soft. The pL
value might also show loose sand, but then again the value EM/pL is too high.
An unload-reload loop has also been incorporated into each expansion test on the B.E.S.T.
site. The corresponding moduli, Eunload and Ereload are several times larger than the ‘first loading’
modulus, EM, as also expected. Eunload and Ereload can sometimes be used as a measure of small
deformation moduli or a sort of Young’s modulus (to be used, for example, in formulae, tables,
and charts of elastic solutions). This approach is a rather delicate matter, because the values
obtained depend on a number of factors difficult to quantify.
For the prediction of the behaviour of the piles tested on the site, the PMT results can be very
useful. Indeed, the bearing capacity can be derived from the limit pressures pL and the load-
settlement curve can be derived from the pressuremeter moduli EM, by applying the so-called
‘Frank and Zhao’ t-z curves (see Burlon et al. 2014 and Abchir et al. 2016). Unfortunately, the
PMT tests were only performed at 3 depths. Nevertheless, by using correlations between the PMT
results and the results of other in-situ tests performed on the site, it may prove possible to build up
a full pressuremeter ‘picture’ allowing to predict the behaviour of the piles on the site from the
pressuremeter parameters EM and pL.
Abchir Z., Burlon S., Frank R., Habert J., and Legrand S., 2016. t-z curves for piles from
pressuremeter test results. Géotechnique 66(2) 137-148 [doi:10.1680/jgeot.15.P.097]
AFNOR, 2015. Geotechnical investigation and testing - Field testing - Part 4: Ménard
pressuremeter test. European and International Standard, NF EN ISO 22476-4, May 2015,
51 p.
ASTM D4719-07, Standard Test Methods for Prebored Pressuremeter Testing in Soils (Withdrawn
2016), 9 pages, ASTM International, West Conshohocken, PA, 2007 [doi:10.1520/D4719-
07]
Briaud J-L., 1992. The pressuremeter. Balkema, Rotterdam, 322 p.
Burlon S., Frank R., Baguelin F., Habert J., Legrand S., 2014 Model factor for the bearing capacity
of piles from pressuremeter test results — Eurocode 7 approach, Géotechnique 64(7) 513–
525 [doi:10.1680/geot.13.P.061].
Reiffsteck P., 2017. Interpretation of PMTs performed at Santa Cruz de la Sierra, Bolivia. Private
communication.
Viscarra F., 2017. Private communication by e-mail, 19 January 2017.
(2)
Incotec S.A., Santa Cruz de la Sierra, Bolivia <mta@incotec.cc>, <math@incotec.cc>
<noel.perez@incotec.cc>
ABSTRACT. Comprehensive geotechnical and seismic investigations have been carried out at
the B.E.S.T. site. The following tests were performed: seismic refraction, surface wave
measurements (MASW) and seismic down-hole tests (one and two sensors). The investigations
offer a unique opportunity to compare the results of the different seismic tests at a relatively
homogeneous site. The effect of strain softening on the shear modulus is accounted for by the
introduction of a modulus reduction factor. Geotechnical parameters such as plasticity index, void
ratio and degree of saturation influence the modulus reduction factor. A concept is presented which
makes it possible to estimate the soil modulus at large strain. The results of shear wave velocity
measurements by different methods are compared. The shear modulus and elastic modulus at large
strain (static modulus) is estimated.
1. GEOTECHNICAL SETTING
The geology of the B.E.S.T. site is characterized by a sedimentary basin. The soil deposit is the
result of a sedimentation-erosion-sedimentation process, dominated by fine to medium sands with
intermittent layers of silt, clay or clayey sand. The results of SPT investigations and laboratory soil
classification at test point C1 are shown in Figure 1.
SPT N-INDICES
H-C1 WATER CONTENT (%) SOIL TYPE FRACTIONS (%) (blows/0.3 m)
0 5 10 15 20 25 30 35 40 45 50 0 20 40 60 80 100 0 10 20 30
0 0 0
GW
2 2 2
SAND
PL wn LL CLAY and SILT
4 4 4
6 6 Loose Gravel 6
8 8 8
SAND
DEPTH (m)
10 10 10
12 12 Clay 12
Silty Sand
14 14 14
CLAY
SAND
16 16 and 16
SILT
18 18 18
20 20 20
22 22 22
5 5 5 5
10 10 10 10
DEPTH (m)
DEPTH (m)
DEPTH (m)
DEPTH (m)
15 15 15 15
20 20 20 20
25 25 25 25
The results of the borehole records and the CPTU from Location C-1 show reasonable
agreement. However, the CPTU provides significantly more detailed information. The cone stress
shows four general soil layer formations (0–6 m; 6–12.5 m, 12.5-16.5 m and 16.5-22 m), and the
pore water pressure measurements add additional valuable information. Down to about 12.5 m,
the soil is relatively free-draining, with occasional fine-grained layers. Below 15.5 m, the deposit
changes to mainly fine-grained soil. The relatively stiff/dense soil layer between 12.5 and 16.5 m
is characterized by negative pore water pressure, indicating a dilative behavior. Different types of
seismic measurements were performed at individual locations (SCPT and SDMT) as well as along
three profiles. Figure 3 shows and overview of the B.E.S.T. site with test location and seismic
profiles (MASW and refraction).
Fig. 3. Test area showing of test piles (Ax-Hx) and seismic profiles (A, B and C).
Fig. 4. Location of geotechnical (SPT, DPSH, CPTU and DMT) and seismic tests (SCPT and
SDMT), illustrated at Location A-1.
Fig. 5. Arrangement of vertically sensitive sensors (G) and source (P) at seismic refraction test.
From the recorded first arrival of compression waves, the time-distance relation can be
plotted, Figure 6. The time, t, of arrival of the first impulse at various geophones is taken as
ordinate and the distance, d, of the geophones from the source P is taken as abscissa. Velocity in
any layer is equal to the reciprocal of the slope of the corresponding line. The slopes of the various
lines are determined, from which the corresponding velocities are computed.
After the determination of velocities at different layers, its depth can be calculated from the
following equations:
d1 V −V
H1 = �V2 +V1 (1)
2 2 1
d2 V −V
H2 = 0.85 H1 + �V3 +V2 (2)
2 3 2
It should be noted, that the above case is limited to level ground and gradually increasing wave
velocities. More sophisticated, computer-based, analytical models are available.
Fig. 7. Schematic diagram of SCPT with single and dual seismic sensors, (Butcher et al. 2015).
Figure 8 illustrates the execution of a seismic down-hole test (SDMT) at the B.E.S.T. site. A
horizontally polarized shear wave is generated by striking a steel plate (loaded by the CPT rig). A
trigger activates the recording equipment that then displays the time based signal trace received by
the seismometer.
Fig. 8. Execution of a seismic down-hole test (SDMT) at the B.E.S.T. site, courtesy Incotec.
Fig. 9. An example of oppositely polarized shear wave traces with clear crossover of traces
showing the interval time T2 – T1. (Butcher et al. 2015).
The seismic dilatometer SDMT is the combination of the flat dilatometer with an add-on seismic
module for the measurement of the shear wave velocity VS. The measurement system is similar to
that of the SCPT. However, the SDMT uses two seismic receivers and the true-interval time can
be measured, which enhances the repeatability of the VS measurements. The seismograms recorded
by the two receivers, amplified and digitized at depth, are transmitted to a PC at the surface that
automatically calculates the delay using the cross-correlation algorithm, Figure 10.
Fig. 10. Example of seismic record and re-phased signal using cross-correlation (from DMT
pamphlet).
where ρ is the bulk density of the soil. Gmax is determined at very low shear strain, typically lower
than 10-5 (10-3 %). At such a low strain level, excess pore pressure is not generated and Gmax reflects
fundamental soil behavior. As has been pointed out by Massarsch (2004), during seismic tests at
shear strain level < 10-3 %, the rate of loading (straining rate) is surprisingly slow and comparable
to that of static laboratory tests. This important aspect has been confirmed by a comparison of
Fig. 11. Variation of shear modulus with shear strain determined from torsional resonant column
test, after Drnevich and Massarsch (1979).
Based on extensive resonant column tests, Hardin (1978) suggested that the small-strain shear
modulus, Gmax of sand can be estimated from the following relationship
(4)
where: e = void ratio, σ’m = mean effective stress and σr = reference stress (100 kPa). The mean
effective stress σ’m is defined as
(5)
where: σ’v = vertical effective stress, K0 = coefficient of lateral earth pressure at rest. Even if the
horizontal stress (and thus K0) are not known, it is preferable to estimate the coefficient of
horizontal earth pressure at rest, K0 based on engineering judgment than to neglect the significance
of horizontal effective stress. Hardin (1978) found that, for granular soils, the overconsolidation
ratio, OCR has little or no influence on Gmax. In Figure 12, the variation of the small-strain shear
modulus, Gmax is shown for different values of the void ratio, e as a function of the mean effect
Fig. 12. Variation of the small-strain shear modulus with mean effective stress for different
values of void ratio, cf. Equation (5). The ground water level is assumed at the ground surface.
where: RM = modulus reduction factor, Gmax = shear modulus at small strain (<10-3%). The
modulus reduction factor, RM of fine-grained soils has been investigated by Massarsch (2004).
Based on the evaluation of extensive resonant column test data, a relationship was found which
describes the variation of the normalized shear modulus is shown as a function of shear strain, for
different values of PI, Figure 13. It is apparent that shear modulus degradation is more pronounced
with decreasing plasticity index, PI.
The effect of basic soil parameters on the modulus reduction factor, RM of silts and sands,
such as plasticity index, PI, void ratio, e, and degree of saturation, Sr, has been investigated by
Massarsch (2015).
A robust relationship for fine-grained soils between RM at 0.5 % shear strain and plasticity
index, PI, has been proposed by Massarsch (2004). The relationship between RM and PI is shown
in Figure 14 for PI values ranging from 0 to 100 %. The following relationship between the
modulus reduction factor, RM, and plasticity index, PI, is obtained
(7)
Fig. 14. Relationship between modulus reduction factor, RM and plasticity index, PI
including data from Table 2 and results by Massarsch (2015).
For granular soils, the dependence of RM on void ratio, e, is shown in Figure 15, from which
the following relationship between void ratio, e, and the modulus reduction factor, RM, is obtained
In spite of some scatter in the data, it is apparent that the modulus reduction effect is more
pronounced in dense (low void ratio) than in loose (high void ratio) granular soils. On average,
Gmax decreases at a shear strain level of 0.5 % to between 10 and 15 % of the maximum value.
For a void ratio between e = 0.3 and 0.8, RM varies between 0.096 and 0.152. On average, in
medium dense (compact) sand with a void ratio e = 0.60, RM is 0.13. The relative density of sands
can be approximately characterized by the ranges of void ratio shown in Table 2.
TABLE 2. Approximate range of values for void ratio in sand with different densities (Massarsch
2015).
The dependence of the modulus reduction factor on the degree of saturation is shown in Figure 16.
There is scatter in the data at high degree of saturation, but the trend shows that Sr has only a slight
effect on RM.
From Figures 16, the effect of the degree of saturation on the modulus reduction factor can be
determined from the following equations
A slight increase of the modulus reduction factor appears to occur with increasing degree of
saturation. For most soils the average value of RM can be assumed to be 0.13, a value similar to
that of the void ratio. However, for most practical purposes, the influence of Sr on RM can be
neglected.
(1−𝜈𝜈) 2(1−𝜈𝜈)
𝑀𝑀 = (1−2𝜈𝜈)(1+𝜈𝜈)E = (1−2𝜈𝜈)
𝐺𝐺 (11)
It should be noted that Poisson’s ratio, ν is strain dependent and increases with increasing strain
level. The ratio between different moduli for a range of values of Poisson’s ratio, ν is shown in
Table 3.
The variation of the elastic modulus, E as a function of mean effective stress can be determined
by substituting Equation (5) into Equation (11). For sand an average value RM = 0.13 is chosen.
Assuming that the ground water table is located at the ground surface, Poisson’s ration, ν = 0.30,
unit weight ρ = 20 kN/m3 and coefficient of lateral earth pressure at rest, K0 = 0.5, the elastic
modulus, E at 0.5% shear strain (i.e. “static modulus”) can be determined. The variation of elastic
TABLE 3. Modulus ratio for values of Poisson’s ratio, ν, cf. Eq. (10) and (11).
For example, in granular soils (ν = 0.30), the elastic modulus E = 2.6 G and the confined
modulus M = 3.5 G. The variation of the elastic modulus, E as a function of mean effective stress
can be determined by substituting Equation (5) into Equation (11). For sand an average value RM
= 0.13 is chosen. Assuming that the ground water table is located at the ground surface, Poisson’s
ration, ν = 0.30, unit weight ρ = 20 kN/m3 and coefficient of lateral earth pressure at rest, K0 = 0.5,
the elastic modulus, E at 0.5% shear strain (i.e. “static modulus”) can be determined. The variation
of elastic modulus as a function of mean confining stress and for different values of void ratio is
shown in Figure 17.
Fig. 17. Dependence of elastic modulus, E, at 0.5% shear strain on mean confining stress as a
function of void ratio, e.
10
DEPTH (m)
15
20
25
Fig. 18. Result of seismic refraction measurement, variation of compression wave velocity, VP
along Line B and comparison with CPT C1, cf. Figure 2.
The image indicates a relatively homogenous medium with generally horizontal layers and a
final refractive boundary at approximately 20.0 m. The first layer down to approximately 5 m
depth shows a P-wave velocity of 400 to 750 m/s. The subsequent layer (5 to 8 m) has a P-wave
velocity of 750 to 1,300 m/s. Below follows a layer (8 to 20 m) with gradually increasing P-wave
velocity (1,300 m/s to 1,900 m/s). At 20 m depth, a stiff boundary was detected.
As mentioned above, seismic refraction cannot detect soil layers, which are overlain by a high
velocity layer. Thus it is not surprising, that the compressible layer between 12 and 16 m is not
detected. The groundwater table is located close to the ground surface. In water-saturated soils, the
P-wave velocity is approximately 1,450 m/s. Thus, the P-wave velocity down to about 10 m depth
is underestimated. It can be concluded that seismic refraction gives a qualitative representation of
soil strata, but is not suitable for geotechnical applications.
10
DEPTH (m)
15
20
Fig. 19. Result of MASW measurement, variation of shear wave velocity, VS along Line A and
comparison with CPT C1, cf. Figure 2.
Cone Stress, qt (MPa)
0 5 10 15
0
10
DEPTH (m)
15
20
Fig. 20. Result of MASW measurement, variation of shear wave velocity, VS along Line C and
comparison with CPT C1, cf. Figure 2.
10
DEPTH (m)
15
20
Fig. 21. Generalized soil profile based on seismic refraction and MASW investigations. Also
shown is CPT C1. Soil layers and wave velocities are identified in Table 4.
TABLE 4. Identification of soil layers along profile A, B and C, based on refraction and surface
wave measurements.
A3 F1 G1
Figure 23 compares shear wave velocities measured by down-hole tests (SCPT and SDMT)
with the surface wave velocity (MASW) measurements. The general agreement between the
average values of down-hole tests and MASW tests is fair. The down-hole method provides
significantly more detailed resolution, especially in the case of the SDMT data.
Fig. 24. Small-strain shear modulus, Gmax and static shear modulus, Gs (0.5 % shear strain)
determined from SDMT results in test locations A3, F1, and G1.
It should be observed that an error in the measurement of the shear wave velocity will be magnified
when calculating the shear modulus, cf. Eq. (3). For example, an error in the shear wave velocity
of 25 % will result in an error in the shear modulus of 56 %!
A3 F1 G1
Fig. 25. Small-strain shear modulus, Gmax and static shear modulus, Gs (0.5 % shear strain) and
Es at three test locations (A, F and G).
7. REFERENCES
Butcher, A. P., Campanella, R.G., Kaynia, A.M. and Massarsch, K. R., 2015. Seismic cone
downhole procedure to measure shear wave velocity - a guideline prepared by ISSMGE TC10:
Geophysical Testing in Geotechnical Engineering. XVIth International Conference on Soil
Mechanics and Geotechnical Engineering, Osaka, published in ISSMGE News 2015,
ISSMGE Bulletin, 9(2) 17-26.
Drnevich, V. P. and Massarsch, K. R. (1979). Sample Disturbance and Stress - Strain Behaviour,
ASCE Journal of the Geotechnical Engineering Division, 105(GT 9) 1001-1016.
Hardin, B. (1978). The nature of stress strain behaviour of soils. Proceedings, ASCE Specialty Conference on
Earthquake Engineering and Soil Dynamics, Pasadena, Vol. 1. pp. 3 – 30.
Massarsch, K. R. 2004. Deformation properties of fine-grained soils from seismic tests. Keynote
lecture, International Conference on Site Characterization, ISC’2, 19 – 22 Sept. 2004, Porto,
pp. 133-146.
Massarsch, K.R. 2015. Determination of shear modulus of soil from static and seismic penetration
testing. Jubilee Volume. Proceedings in honour of Prof. A. Anagnostopoulos, Technical
University of Athens, School of Civil Engineering – Geotechnical Department. Ed. M.
Kavvadas. Athens 2015. Publisher: Tsotras ISBN: 978-618-5066-30-7, pp. 335 - 352.
Park, C.B., Miller, R.D., and Xia, J., 1999, Multichannel analysis of surface waves (MASW).
Geophysics, Vol. 64, pp. 800-808.
Richart, F.E., Jr., Hall, J.R. and Woods, R.D. 1970. Vibrations of Soils and Foundations.
Englewood Cliffs, New Jersey, Prentice Hall, 414 p.
Robertson, P.K., Campanella, R.G., Gillespie, D. and Rice, A. 1986. Seismic CPT to Measure In-
Situ Shear Wave Velocity. ASCE, Journal of Geotechnical Engineering, 112(8) 791-804.
Santamarina, J. C., Klein, K.A., and Fam, M.A. 2001. Soils and Waves. John Wiley & Sons, Ltd.,
Rexdale, Ontario, Canada, 488 p.
Stokoe, K.H., Rix, G.J. and Nazarian, S. 1989. In-situ seismic testing with surface waves.
International Conference on Soil Mechanics and Foundation Engineering, Rio de Janeiro,
August 1989. Proceedings, Vol. 1. pp. 331-334.
Stokoe, K.H., II, Joh, S.H. and Woods, R.D. 2004. Geotechnical and geophysical site
characterization. International conference on site characterization, 2, ISC 2, Porto, Portugal,
19-22 September, 2004. Proceedings, Vol. 1, pp. 97-132.
Youd, T. L., Idriss, I. M., Andrus, R. D., Arango, I., Castro, G., Christian, J.T., Dobry, R., Liam
Finn, W.D., Harder Jr.L.F., Hynes, M.E., Ishihara, K., Koester, J.P., Liao, S.S.C., Marcuson
III, W.F., Martin, G.R., Mitchell, J.K., Moriwaki, Y., Power, M.S., Robertson, P.K., Seed,
R.B., and Stokoe II, K.H., 2001. Liquefaction Resistance of Soils: Summary Report from the
1996 NCEER and 1998 NCEER/NSF Workshops on Evaluation of Liquefaction Resistance
of Soils. Journal of Geotechnical and Geoenvironmental Engineering, ASCE, 127(10)
817-833.
ABSTRACT. The engineering properties of the Bolivian Experimental Site for Testing
(B.E.S.T.) are examined in detail based on the field results of the geotechnical site investigation.
The performed investigation includes four main in-situ tests: Standard Penetration Tests (SPT),
Cone Penetration Tests (CPTu), Flat Plate Dilatometer Tests (DMT), and Downhole Shear Wave
Velocity (VsVH). Practical methods from the literature for estimating the geotechnical properties
of the site from in-situ tests are discussed with a presented comparison between the interpreted
values from the different in-situ methods. The investigated design parameters include: soil type,
unit weight (gt), effective friction angle (f’), stress history (OCR), and elastic shear modulus (E).
1. INTRODUCTION
A comprehensive geotechnical site investigation program has been carried out at the Bolivian
experimental site for testing. The testing program included both in-situ and laboratory tests to
interpret the main geotechnical parameters at the site to be used in numerous geotechnical design
applications. The in-situ testing program was comprised of 8 SPTs, 15 CPTus, 6 DMTs, and 3
VsVH measurements. Complementary laboratory tests included: grain size distribution, water
content, plastic and liquid limits tests.
A total of eight boreholes were drilled at B.E.S.T. with SPT split-spoon samplers with
varying depths ranging from 9.5 m to 25 m. The 8 SPTs were carried out with an average
measured energy rating (ER) of 44 % covering the site location. Figures 1a and 1b present the
raw measured SPT – N values with depth in addition to the energy-corrected N60 values with
depth. The obtained samples from the drilled boreholes were used to identify the soil type at the
site using laboratory grain size distribution. Figure 1c presents the profiles of percentage of fines
(passing sieve #200) for the eight borehole locations; where "Sands" indicate a percentage of
fines less than 50% while "Clays and Silts" indicate a percentage of fines greater than 50%. The
average trend presented in Figure 1c indicates that the majority of the soil profile at B.E.S.T. can
be identified as sands with an exception to a 1-m thick clay/silt layer at a depth of 3 m and at
depth greater than 11 m.
Since SPT N-values in the same geomaterial will increase with increasing effective
overburden stress, the energy-corrected blow count (N60) is often stress-normalized to an
equivalent effective overburden stress of 1 atmosphere ≈ 100 kPa known as overburden
correction. The stress-normalized and energy-corrected blow count is referred to as (N1)60, and is
equal to:
CN = (satm/svo')n' (3)
where CN is the stress normalization parameter, satm is atmospheric pressure in the same units as
svo' (i.e., 1 atm ≈ 1 bar ≈ 100 kPa), and n' is a stress exponent equal to 0.5 in clean sands (Liao &
Whitman, 1986; Kulhawy & Mayne 1990) and increases to 1 in clays (Mayne & Kemper, 1988).
The relationship applies to particulate geomaterials that are not cemented or bonded, thus
would not be applicable to saprolites, rocks, cemented or structured diatomaceous or calcareous
or carbonate soils. By using the measured in-situ SPT resistance (N value), one can estimate the
corresponding shear wave velocity (Vs) value to be used in estimating in the unit weight of the
soil following Eq. 4. Figure 2a shows the interpreted soil unit weight values from the 8 SPT
soundings ranging from 16.3 to 19.4 kN m! with an average trend with depth.
Fig. 1. B.E.S.T. SPT- N values with depth: (a) Uncorrected; (b) Corrected to 60% efficiency; and
(c) grain size distribution.
In the case of clays, there is no direct relationship between the SPT resistance and the
effective stress friction angle, hence, a mean value of f' = 30 degrees is assigned (Mayne 2013).
Fig. 2. B.E.S.T. profiles from SPT data: (a) soil unit weight (gt) and (b) effective stress
friction angle (f’).
To overcome issues associated with laboratory methods, sp' can be evaluated using direct
correlations with in-situ test measurements such as standard penetration, cone penetration, flat
dilatometer, and/or vane shear tests that are faster, more economical, and productive than
laboratory tests. Kulhawy and Mayne (1990) investigated the relationship between the SPT
resistance (N) and the effective preconsolidation stress (sp') for 51 fine-grained soils. These were
mainly firm to stiff to hard clays which were neither sensitive nor structured, resulting in the
following expression:
The SPT data were obtained primarily using safety hammers for which the average ER ≈
60%. Later, a more detailed study investigated the relationship between energy-corrected
where m is an exponent that depends on the soil type: m = 0.6 for clean quartzitic sands and
gravels, m = 0.7 for silty to clayey sands, m = 0.8 for sandy silts, m = 0.9 for silts to clayey silts,
and m = 1.0 for intact clays (Mayne 1992). Figure 3a presents the interpreted overconsolidation
ratios from the 8 SPT soundings ranging from 1.3 to 19 and showing an average trend with
depth.
Figure 3b presents the interpreted soil modulus of elasticity values from the 8 SPT soundings
ranging from 10 to 280 bars and showing an overall average trend with depth.
Fig. 4. B.E.S.T. CPTu measurements with depth: (a) cone tip resistance, qt;
(b) sleeve friction, fs; and (c) pore water pressure, u2.
F = 100·fs/(qt-svo) (12)
To better identify the soil type, it is convenient to use the CPT material index, Ic which is
defined (Robertson & Wride, 1998):
The aforementioned stress normalization for tip resistance (Q) directly with effective
overburden stress works well in soft clays and silts, however in sands the stress normalization is
proportional to the square root of effective stress, probably due to particle grain crushing or
breakage effects. In this case, a modified normalized cone tip resistance has been defined as
(Robertson, 2004; 2009):
n
(qt − σ vo ) ⎛ σ atm ⎞ (14)
Qtn = ⋅⎜ ⎟
σ atm ⎜⎝ σ vo ' ⎟⎠
where satm = 1 atmosphere ≈ 1 bar = 100 kPa and the exponent n is varying with soil type,
with typical values of 1.0 in the general case of clays (Ic > 2.95), n = 0.75 for silty soils, and n =
0.5 for clean sands (Ic < 2.05). The exponent n is a function of the material index Ic which in turn
is dependent on the modified normalized cone resistance (Q = Qtn). Therefore, an iterative
approach is needed to find the appropriate exponent n to identify the CPT material index using:
σ vo ' (15)
n = 0.381⋅ ( I c ) + 0.05 ⋅ ( ) − 0.15
σ atm
Figure 5a presents the profiles for the CPT material index, Ic with depth for the 15
conducted CPTus with an averaged trend indicating that the studied soil at B.E.S.T. can be
mainly classified as sand and/ or sand mix except for the crust layer within the top 1 m that can
be identified as gravelly sand and an intermediate 1-m thick clay layer at depth of 3 m that exists
in some soundings and several thin silty layers at depths of 6, 7, and 11 m.
A different means to classify the soil type is using empirical soil behavioral type (SBT)
charts as proposed by Robertson et al. (1986). The original 12-zone SBT system has been
updated and modified to a 9-zone classification scheme. The SBT number is determined by
plotting the CPTu data in terms of Qtn versus F. According to Robertson (2009), basic clay is
found in zone 3 while "hourglass" sands form zone 6, guidelines for the modified SBTn
classifications are identified in Table 1. Figure 5b presents the evaluated soil behavioral type
number for the 15 conducted CPTus where the soil profile mainly lies within zone 6 (sands) with
the crust in the uppermost 1 m in zone 7 (gravelly sands) and some exceptions at 3 m depth lying
in zone 3 (clays) which agrees with the previously presented classification by the CPT material
index, Ic and the grain size distribution from the samples obtained from the split-spoon samplers
along the SPTs.
Soil SBT
Range CPT Material Index Ic
Classification Zone
Stiff sands and clays 8 and 9 (see note 1)
Sands with gravels 7 Ic < 1.31
Sands: clean to silty 6 1.31 < Ic < 2.05
Sandy mixtures 5 2.05 < Ic < 2.60
Silty mixtures 4 2.60< Ic <2.95
Clays 3 2.95< Ic <3.60
Organic soils 2 Ic > 3.60
Sensitive soils 1 (see note 2)
Notes: 1. Zone 8 (1.4 < F < 4.5 %) and Zone 9 (F > 4.5 %) and following criterion:
1
Qtn ≥
0.006 ⋅ ( F − 0.9) − 0.0004 ⋅ ( F − 0.9) 2 − 0.002
2. Sensitive soils of zone 1 identified when Q < 12 exp (-1.4 F)
Fig. 5. Soil Classification from CPT: (a) profiles of CPT material indices (Ic) and (b) soil
behavioral type number (SBTn) with depth.
A direct unit weight relationship with the sleeve friction has been investigated by Mayne (2014)
on a comprehensive database of sands, silts, and clays and is expressed as:
!! !!"#
𝜙° = 17.6° + 11.0 ∙ log (17)
! !
!!" !"#
For estimating the effective stress friction angle of clays, a typical value f' = 28° to 30° can be
assumed, or alternatively the NTH method can be adopted which involves an effective stress
limit plasticity solution for undrained penetration developed by Senneset et al. (1989) at the
Norwegian Institute of Technology (NTH). In this method, a cone resistance number (Nm) is
defined:
Nq − 1 q t − σ v0
Nm = = (18)
1 + N u ⋅ Bq σ vo ' + a'
where a' = c'· cotf' = attraction, Nq = Kp· exp[(p-2b)·tanf'] is the end-bearing factor for the cone
tip resistance, Kp = (1+sinf')/(1-sinf') is the passive stress coefficient, b = angle of plastification (-
20º < b < +20º) which defines the size of the failure zone beneath the tip, Nu = 6·tanf'·(1+tanf') is
the pore water pressure bearing factor. The full solution allows for an interpretation of a paired
set of Mohr-Coulomb strength parameters (c' and f') for all soil types.
For soft clays, it can be adopted that c' = 0, thus the term Nm reduces to the well-known
normalized cone resistance, Q = qnet/svo'. Further simplification is achieved by taking the angle b
= 0 (Terzaghi equation) for the case of undrained loading and an approximate deterministic
expression for Bq > 0.1 is obtained (Mayne 2007):
Figure 6b presents the interpreted effective friction angle values from the 15 CPT soundings
ranging from 24 to 48 degrees with an average trend with depth.
!! !!!!
𝜎! ! = 0.33 ∙ 𝑞! − 𝜎!" ∙ 𝜎!"# 100 (20)
Figure 7a presents the interpreted overconsolidation ratio values from the 15 CPT soundings
that range from 1.5 to 20 along with an overall average trend of OCR with depth.
Fig. 6. Interpreted B.E.S.T. profiles from CPT data: (a) soil unit weight (gt) and
(b) effective friction angle (φ’).
E = 2 ∙ G ∙ (1 + υ) (22)
(1 − ν' )
D' = E' ⋅ (23)
(1 + ν' )(1 − 2ν' )
D! ≈ α! ∙ q! − σ!" (24)
where aD is an empirical scaling factor that has been shown to depend upon soil type, confining
stress level, overconsolidation, and other factors (Kulhawy & Mayne, 1990). From numerous
studies in the literature, aD ≈ 5 is an approximate starting place, excepting soft plastic organic
clays and cemented geomaterials (Mayne 2007b). Figure 7b presents the interpreted soil modulus
of elasticity values from the 15 CPT soundings, with E' ranging between 5 to 60 MPa. The
overall average trend of E' is also shown with depth.
Fig. 7. Interpreted profiles from B.E.S.T. CPTs: (a) overconsolidation ratio (OCR) and
(b) soil modulus of elasticity (E).
p! = B − ∆B − z! (26)
where ΔA and ΔB are reported as positive absolute values for the calibration factors for applied
suction and expansion of the membrane in air, respectively, and zm is the gage offset zero reading
when vented to atmospheric pressure (typically set to zero for a new gage). Figure 8 presents the
corrected lift-off and expansion pressure profiles with depth for the 6 DMTs performed at the
B.E.S.T. site.
Fig. 8. B.E.S.T. DMT readings with depth: (a) lift off pressure p0 and (b) expansion pressure p1.
The two dilatometer pressures, p0 and p1, are used together with the hydrostatic water
pressure, uo, to provide three index parameters: (a) material index ID, (b) horizontal stress index
KD, and (c) dilatometer modulus, ED. These were developed by Marchetti (1980) to provide
information on the stratigraphy, soil types, and the evaluation of soil parameters. Hydrostatic
water pressure (u0) can be evaluated based on available groundwater table information. The DMT
material index, ID, is related to the soil classification and is presented as:
I! = p! − p! p! − u ! (27)
K ! = p! − u ! σ′!" (28)
The dilatometer modulus ED; presented in Figure 9c; is obtained from p0 and p1 from the
theory of elasticity. For the 60-mm membrane diameter and required 1.1 mm displacement, it is
found according to Marchetti (1980) that the modulus is evaluated as:
E! = 34.7 p! − p! (29)
Fig. 9. B.E.S.T. profiles from DMTs: (a) soil material index (ID), (b) horizontal stress index (KD),
and (c) dilatometer modulus (ED).
As for clays and silts, Ouyang & Mayne (2016) use the NTH method, as explained earlier
with the cone penetration test in Eq. 19, with the following DMT equivalent quantities:
Figure 10b shows the interpreted effective friction angle values from the 6 DMT soundings
using methods for sands and clays ranging from 26 to 45 degrees with an average trend with
depth.
𝜎! ! ≈ 0.5 ∙ 𝑝! − 𝑢! (34)
Figure 10c shows the interpreted OCRs from the 6 DMT soundings that range from 1.5 to
18. The overall average trend with depth is also shown and over much of the profile suggests low
OCR soils in the range of 1 to 2.
M!"# = 𝑅! . E! (35)
The equations defining RM as a function of both ID and KD are described by (Marchetti 1980)
and are given in Table 2.
The Young's modulus E' of the soil skeleton can be derived from MDMT using the theory of
elasticity equation:
!! !! (!!!"!)
𝐸! = (!! !!)
𝑀!"# (36)
In sands, using a representative value for Poisson's ratio n'= 0.2, then E' = 0.9 MDMT.
where Vs1 = (Vs) / (svo' / satm) 0.25 = stress-normalized shear wave velocity (m/s) (40)
As for clays and silts, there is no direct developed relationship with DHT, hence, an
assumed friction value of 30 degrees can be assigned. Better yet, the procurement of undisturbed
samples for triaxial compression tests is recommended. Figure 12b shows the interpreted
effective friction angle values from the three VsVH profiles shows and interpreted f' varying from
35 to 45 degrees along with an overall average trend with depth.
where 𝜎!"# is atmospheric pressure = 1 bar = 100 kPa = 1 kg/cm2. Figure 12c shows the
interpreted overconsolidation ratio values from the three VsVH profiles. Corresponding OCRs
range from 1.5 to 6.2 with an average profile of interpreted OCR shown with depth.
Fig. 12. B.E.S.T. profiles from VsVH data: (a) interpreted soil unit weight (gt), (b) effective
friction angle (f’), and (c) overconsolidation ratio (OCR).
Fig. 14. Comparison between averaged interpreted overconsolidation ratio (OCR) and soil
modulus of elasticity (E) values from CPT, SPT, DMT, and VsVH data.
A primary objective of TC 10 was to develop the Guidance Document “Seismic Cone Downhole Procedure
to Measure Shear Wave Velocity - A Guideline”. A Task Force was set up to implement the development of
a Guidance document on Seismic Cone Downhole Testing (SCPT). The members of the Task force were:
Tony Butcher (Chairman), Richard Campanella, Amir Kaynia and K. Rainer Massarsch. A Draft of the
document was presented at the TC 10 Member Meetings in, respectively, Prague and Porto, for the
occasion of the 2nd International Conference on Site Characterization, organized by ISSMGE. Technical
Committee on “Ground Property Characterization from In Situ Testing”, TC16, presently TC102.
Thereafter, the Final Draft was submitted to TC 10 members and sister TCs for commenting. The final
document was presented at the TC 10 Member Meeting, which was held in connection with the 16 th
ICSMGE, held in Osaka 2005. However, the document was never published in the proceedings of the Osaka
conference.
The activities of TC 10 have since been merged with those of ISSMGE TC102. Upon suggestion by ISSMGE
President Roger Frank, and with the support of TC 102 chairman Antonio Viana da Fonseca, the document
is endorsed by TC 102 and now formally published in this issue of ISSMGE Bulletin. The formal reference to
the document is:
Butcher, A. P., Campanella, R.G., Kaynia, A.M. and Massarsch, K. R., 2005. “Seismic cone downhole
procedure to measure shear wave velocity - a guideline”, prepared by ISSMGE TC10: Geophysical Testing
in Geotechnical Engineering. ISSMGE Bulletin April 2015 issue.
A.P. Butcher (BRE, UK), R.G. Campanella (University of British Columbia, Canada), A.M. Kaynia
(Norwegian Geotechnical Institute, Norway) and K.R. Massarsch (Geo Engineering AB, Sweden)
Abstract
The International Society for Soil Mechanics and Geotechnical Engineering, Technical Committee No. 10:
Geophysical Testing in Geotechnical Engineering has as part of its brief the task of drafting guidelines for
geophysical techniques where no other national or international standards or codes of practice exist. This
document is the first of these guidelines and concerns the use of the Seismic Cone to measure downhole
seismic wave propagation.
Resume
La Société Internationale de Mécanique des Sols et de la Géotechnique, le Comité technique No. 10:
L'essai géophysique dans la technologie géotechnique a en tant qu'élément de son dossier le charger des
directives de rédaction pour des techniques géophysiques où aucune autre norme ou recueil d'instructions
nationale ou internationale n'existe. Ce document est le premier de ces directives et concerne l'utilisation
du cône séismique de mesurer la propagation séismique d’ondes de downhole.
Introduction
This document is to provide guidance to practitioners and procurers on downhole seismic wave
measurement using a seismic cone penetrometer. The guideline has been prepared by ISSMGE TC10:
Geophysical Testing in Geotechnical Engineering and is a supplement to the International Reference Test
Procedure (IRTP) for the electric Cone Penetration Test (CPT) and the Cone Penetration Test with Pore
pressure (CPTU) as produced by the ISSMGE TC16. The document therefore follows, and should be used
with, the CPT IRTP (1999).
The addition of a seismic sensor (usually a geophone but may be an accelerometer or seismometer) inside
the barrel of a standard electric CPT is termed a Seismic Cone Penetrometer Test (SCPT) (Robertson et al.,
1986). Such a sensor allows the measurement of the arrival of vertically propagating seismic body waves,
generated from a source on the ground surface, in addition to the usual cone parameters that are used for
detailed stratigraphic logging.
There are two types of seismic body waves, Pressure or Compression waves (P waves) as well as Shear
waves (S waves) and seismic sensors react to both. The P wave always arrives first. In soils below the
ground water table the P wave typically travels 2 or more times faster than the S wave, so separation of
the two body waves is easy. Above the water table, however, the difference is small and separation of P
and S waves may be very difficult, requiring specialized techniques. However the most significant
difference between P and S waves is that S waves are reversible. Therefore using a source that can
produce shear waves of opposite polarity facilitates the identification of S waves.
Since shear waves travel through the skeletal structure of the soil at very small strains, one can apply
simple elastic theory to calculate the average elastic small strain shear modulus, over the length interval
of measurement, as the mass density times the square of the shear wave velocity. Thus, the shear wave
velocity relates directly to stiffness (Massarsch, 2004) and may also be used to estimate liquefaction
susceptibility in young uncemented sands (Youd et al., 2001).
Methodology
During a pause in cone penetration, a shear wave can be created at the ground surface that will propagate
into the ground on a hemi-spherical front and a measurement made of the time taken for the seismic
wave to propagate to the seismometer in the cone. By repeating this measurement at another depth, one
can determine, from the signal traces, the interval time and so calculate the average shear wave velocity
over the depth interval between the seismometers. A repetition of this procedure with cone advancement
yields a vertical profile of vertically propagating shear wave velocity. Fig. 1 shows two alternative
schematic arrangements of the SCPT, and Fig. 2 shows a typical arrangement of the surface shear wave
source.
Equipment
The general arrangement of equipment is shown in Figs 1 and 2.
Seismometer: The seismometer will typically have a natural frequency of less than 28 Hz and must fit
inside the cone barrel. The seismometer must be mounted firmly in the cone barrel with the active axis in
the horizontal direction and the axis alignment indicated on the outside of cone body. The cone barrel at
the location of the seismometer should be of a greater diameter than the sections immediately below the
location of the seismometer to ensure good acoustic coupling between the cone barrel and the
surrounding soil.
D2 Dual D2
array
SCPT
body
SCPT at depth D2 Receiver 2
Figure 1a. Schematic diagram of the seismic cone Figure 1b. Schematic diagram of the dual array
test with required dimensions, D1, D2, and X seismic cone test with required dimensions, D 1, D2,
and X
boundaries. seismic
cone
Heavy hammer(s): Heavy hammer(s) with head mass of between 5 to 15 kg to strike the plate or anvil on
the end of the shear beam in a direction parallel to the long axis of the shear beam and the active axis of
seismometer.
Comment: Two fixed axis hammers, one to strike each end of the beam in the specified directions, will
significantly speed up the operation and give controllable and consistent source output. A typical setup
is shown in Fig. 2.
Data recording equipment: The recording equipment can be a digital oscilloscope, a P.C. with installed
A/D board and oscilloscope software or a commercial data acquisition system such as a seismograph. The
data recording equipment must be able to record at 50 s (microsecond) per point interval, or faster, to
ensure clear uncorrupted signals and to start the logging of the seismometer outputs using an automatic
trigger. An analogue anti-aliasing filter should be used to avoid corruption of signal frequencies above the
device limits. Commercial data recording equipment usually include amplifiers and signal filters to help
enhance recorded signals. The effect of these processes on the recorded signals must be considered
before their use. For example, filtering can cause phase shift of signals and amplification is usually limited
to a frequency range. In either case, the signals may not be directly comparable.
Comment: Experience has shown that there is a significant advantage to record the unprocessed data and
then the effect of filtering and processing can be assessed during post processing. Most modern
acquisition equipment allows the viewing of filtered signals during acquisition (to assess quality and
repeatability) but saves the data un-filtered. Most modern acquisition equipment allows signal stacking
to improve signal to noise ratio.
Trigger: The trigger can be fixed to the hammer head or the beam. The trigger is required to be very fast
(less than 10 microsecond reaction time) and repeatable. When the hammer hits the shear beam, the
electrical reaction of the trigger activates the trigger circuit that outputs to the signal recording
equipment. A typical trigger circuit is given in Campanella & Stewart (1992). A seismic trigger mounted
on the beam may be used if it is fast enough, repeatable and delay time is checked and known or a
contact trigger that works the instant contact is made between the hammer and the anvil.
Comment: The use of 2 arrays of seismometers set in the cone barrel a fixed distance apart, say 0.5 m or
1.0 m, (termed a dual array seismic cone, see Fig. 1b) would enable the travel time of the shear wave to
be measured between the seismometers from the same source activation thereby avoiding possible errors
from selection of signal from different source activation, the speed of the trigger, and the accuracy of
distance from the source to the receivers from successive pushes of the drive rods to each depth. In this
case the seismometers must have identical response characteristics (natural frequency, calibration and
damping). However if signals are to be stacked, that is the signals from successive source activations
added together to improve signal to noise ratio, the trigger time must be repeatable.
(a) The cone is pushed into the ground, monitoring the inclination of the cone barrel during the push.
Comment: It is important to know the exact location of the receivers in all three axes and the
inclinometer in the cone barrel will give the horizontal component and the depth measuring system of
the CPT the vertical component.
(b) The penetration of the cone is stopped and the seismometer depth is recorded. The horizontal offset
distance, X, from cone to centre of the shear beam should also be recorded (see Fig. 1).
Comment: Typically this procedure is carried out at depths greater than about 2-3 m in order to minimize
the interference of surface wave effects. If the seismic cone includes a fully operative electric cone then
it will be advanced at 2 cm/s and stopped typically at a rod break at 1m intervals or for pore water
pressure dissipation tests. If acceptable, such stoppages can also be used for downhole seismic wave
measurements. Alternatively the seismic cone can be pushed to a predetermined depth at which the
shear wave velocities are required and the measurements made. To avoid the possible effects of time
between stopping, pushing and making measurements, it is advisable to keep this time interval consistent.
The horizontal distance, X, between the entry point of the seismic cone and the source should be kept at
around 1m. Greater distances will require the effects of curved travel paths, that particularly affect
single array SCPT’s, to be addressed. It is advisable at the first depth of measurement to monitor the
output of the receivers without activating the source to determine the ambient seismic noise in the
ground and thereby enable the filtering, as far as possible, the ambient noise. Experience has shown that
ambient noise can be reduced by retracting the cone pushing system, so that the drive rods are unloaded
and there is no contact between the shear beam system and the cone drive rods through the cone drive
vehicle, and the cone driving equipment motors are not running.
(c) The shear beam is struck by the hammer and the trigger activates the recording equipment that then
displays the time based signal trace received by the seismometer.
Comment: For quality assurance, it is recommended to reset the trigger and repeat the procedure until a
consistent and reproducible trace is obtained. The voltage-time traces should lie one over the other. If
they do not, continue repeating until measured responses are identical. In the case of the dual array
SCPT the traces from both the seismometers can be displayed together giving a rapid assessment of the
shear wave propagation time. If the seismic wave velocity appears too high then there may be a
connection between the cone drive system and the seismic cone so allowing the seismic waves to travel
through the cone drive rods instead of the ground.
(d) The trigger is reset and the shear beam is then struck by the hammer on the opposite end on the
other side of vehicle (causing initial particle motion in the opposite direction and a shear wave of
opposite polarity) and procedure in step (c)) is again completed.
(e) Show the traces from steps (c) and (d) together and identify the shear wave (usually clearly seen with
traces from the opposite polarity shear waves as a mirror image in time) and pick an arrival time. An
example of a pair of signals is shown in Fig. 3.
Comment: As depth increases the signal to noise ratio decreases. At large depths it may be necessary to
increase signal/noise (depending on the amplification, resolution and accuracy of the data recording
equipment). This can be achieved by using multiple source activation events (from 4 to 10) and adding
(or stacking) the measured signals. This will reduce most of the random noise and increase signal/noise
ratio.
Time (milliseconds)
0 40 80 120 160
0
t2-t1= 5.53ms
T2 -T1 = 5.53ms
Depth (m)
10
15
(1)
where
L1 = calculated length, m of the straight travel path distance from source to receiver at shallower depth
(use horizontal offset, X, and vertical depth D 1).
L2 = calculated length, m of the straight travel path distance from source to receiver at greater depth (use
horizontal offset, X, and vertical depth D2).
T1 = shear wave travel time from source to receiver at shallower depth (along wave path L 1).
T2 = shear wave travel time from source to receiver at greater depth (along wave path L 2).
T2 -T1 = interval travel time.
The data files in n) should be stored for future access or for further processing until the end of the project
or as specified by the client.
Appendix
Maintenance, Checks and Calibrations:
This appendix contains informative guidance on maintenance, checks and calibrations for the SCPT but
excludes those parts that are common to the CPT and are included in the CPT IRTP (1999).
1. Seismometers
The seismometers should be checked to ensure they comply to the manufacturers specification in
response to seismic waves in regard to frequency, phase and damping before each profile. Where arrays of
seismometers are used, such as for true interval time measurements, each seismometer must have an
identical response, in laboratory test conditions, to seismic waves in regard to frequency, phase and
damping.
3 BOLIVIAN
rd
PROCEEDINGS
VOLUME 1
VOLUME 1