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Edited by Joan Ockman

THE PRAGMATIST
IMAGINATION
THINKING ABOUT “THINGS IN THE MAKING”

Temple Hoyne Buell Center Princeton Architectural Press


for the Study of American Architecture
Columbia University
Edited by Joan Ockman
with a general introduction by John Rajchman
and an afterword by Casey Nelson Blake

THE PRAGMATIST
IMAGINATION
THINKING ABOUT “THINGS IN THE MAKING”

a compilation of papers based on the proceedings of a workshop


held at Columbia University on May 1–2, 2000

presented by the Temple Hoyne Buell Center for the Study of American Architecture
Graduate School of Architecture, Planning and Preservation, Columbia University

with major funding from the Skidmore, Owings & Merrill Foundation
and the Graduate School of Architecture, Planning and Preservation, Columbia University

published by Princeton Architectural Press


November 2000
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Printed and bound in the United States


THE FUTURE / THE PAST
032 Introduction A N D E R S S T E P H A N S O N
036 Democracy’s Mythmakers N A D I A U R B I N AT I
044 Urban Projects and Adjustment to the
Future J E A N - L O U I S C O H E N
052 From Network to Patchwork

CONTENTS D AV I D L A P O U J A D E

THE PUBLIC
006 General Introduction J O H N R A J C H M A N 062 Introduction G W E N D O LY N W R I G H T
016 Pragmatism/Architecture: The Idea 066 For an Agonistic Public Sphere
of the Workshop Project J O A N O C K M A N C H A N TA L M O U F F E
024 Glossary 076 Democratic Public Space
R O S A LY N D E U T S C H E
082 Public Space / Private Space
GERALD E. FRUG
092 On the Line between Procedures
and Aesthetics H A S H I M S A R K I S
104 Land Settlement, Architecture,
and the Eclipse of the Public Realm
KENNETH FRAMPTON
AESTHETICS / EXPERIENCE
114 Introduction J O H N R A J C H M A N
116 On Pragmatist Aesthetics
RICHARD SHUSTERMAN
122 Anodyne B E R N A R D T S C H U M I
128 Repeat / Complete: Notes for a
Digital Agora PA U L M I L L E R A . K . A . DJ SPOOKY

TECHNOLOGY AND ITS


IMPACT ON PERCEPTION
136 Introduction R E I N H O L D M A R T I N
138 Untitled Remarks J O N AT H A N C R A R Y
148 Pragmatism at War P E T E R G A L I S O N
152 Notes on the Thing E L I Z A B E T H G R O S Z
160 The Ether and Your Anger:
Toward a Pragmatics of the Useless
BRIAN MASSUMI

SOCIAL LIFE AND THE PLACE AND CITIZENSHIP


EVERYDAY WORLD 222 Introduction A N D R E A S H U Y S S E N
170 Introduction M A R Y M C L E O D 224 The Making and Unmaking of
176 Extraordinary Appetites: A Japan Democratic Spaces T E R E S A C A L D E I R A
Not-at-Home-with-Itself S A N D R A B U C K L E Y 234 The Place of African Cities
186 Reconsidering Pragmatism and ABDOUMALIQ SIMONE

the Chicago School I S A A C J O S E P H 244 (a)way station: A Narrative of Domestic


196 What Do Young Artists Want? Space and Urban Migration M A B E L W I L S O N
MARTHA ROSLER 248 Dialectics of Place and Citizenship
204 Short Presentation on Everyday Life S A N D H YA S H U K L A

S TA N L E Y A R O N O W I T Z 254 The Global City: The Denationalizing


208 It Happens Every Day MARSHALL BERMAN of Time and Space S A S K I A S A S S E N

266 Afterword: What’s Pragmatism


Got to Do with It? C A S E Y N E L S O N BLAKE

274 Notes on Contributors


280 Acknowledgments
JOHN RAJCHMAN
GENERAL INTRODUCTION
The diverse, overlapping, open, unexpected Each of the early pragmatists was an original
series of statements that comprise this thinker whose work goes off on diverse paths,
volume help pose a question: what is it entering into discussion or debate with
today to think or to imagine, to construct many others, confronting the new forces
or to design, in relation not to “things and questions of the day. Taken together
made” but to “things in the making”? From their work forms a sprawling, multiple thing,
this perspective they together broach the not governed by programmatic statements,
possibility of a new pragmatism in theory which we can enter and exit in different
and imagination. ways. Already Peirce could not abide the
pragmatism James had attributed to him.
Pragmatism is of course an old thing. It was
He proposed to rebaptize his philosophy
the name given to the kind of philosophy
“pragmaticism,” a label, he said, unlovely
started in New England by Charles Peirce,
enough that no one would try to steal it.
popularized by William James, extended
Cantankerous and solitary, Peirce wrote
into the 20th century by John Dewey. It
short papers on many topics. He started
remains one of the richest, most singular
many things even if he finished nothing.
episodes to emerge at the end of the 19th
He invented a semiology still current in art-
century or at a moment Europeans call
critical debates. He was the first philoso-
“modernity”; we may think of Peirce as an
pher actually to conduct experiments and
American contemporary of Nietzsche and
to use randomization techniques in them;
Baudelaire. But today, in much altered cir-
and at one point he proposed to call his
cumstances, does pragmatism still harbor
philosophy “tychism” or the philosophy of
unexpected powers, untapped secrets,
chance. He had a view of reality as vague
allowing it to take off anew, in perhaps
or anexact, beyond the limitations of our
unrecognizable guises? Can it also itself
measurements. He thought that inquiry had
still be a “thing in the making”?
a great advantage over the doctrine of church
or party as a way of “fixing our beliefs”—
it took truth to be what comes out in the
long run. Each of these ideas would assume
new forms in James and Dewey.

7
In particular, we find them at work in William in them, and the manner in which they may
James’s talk of “things in intellectualism,” be said to evolve; in this way they complicate
1. William James, first given in 1908.1 His picture of things the relation of pragmatism to questions of
“Bergson and His Critique
of Intellectualism,”
in the making was directed at once against instrumentality or instrumentalism. Implicitly,
in A Pluralistic Universe Hegel’s holism and Russell’s atomism and they raise the question of how today prag-
(Lincoln: University of
Nebraska Press, 1996). involved a “critique of the intellectualism” matism might treat the question of the

2. Gilles Deleuze, Essays


that went with each — a critique of “abstrac- digital instruments that take off from a
Critical and Clinical tions” that says the abstract doesn’t explain; “military-industrial” situation to transform
(Minneapolis: University of
Minnesota, 1997), pp. 86ff. it is, on the contrary, what itself needs to urban and architectural spaces.
See also his essay on the be explained by reinsertion into the plural,
treatment of whole and frag- But this volume includes many contributors
ment in Whitman (pp. 56ff.). divergent space from which it derives. Might
with other kinds of links with pragmatism,
The logic of a space or time we then use this cluster of ideas as a point
in which “the whole is not often also unexplicit or unself-conscious.
given” is a constant theme of entry into the great pragmatist edifice?
in Deleuze, and is found in
For the aim of the workshop was not just
Might we extract from it a larger picture
his own discussion and use commentary; it was rather to identify new
of Bergson and extends of the space or the time of “things in the
to his understanding of cine- zones where we are now seeing unforeseen
matic signs and images. It
making” and the “pragmatist” relation we
“things in the making,” and to pose new
is a logic inseparable from have to it? In effect that is a tack suggested
a pragmatism that says that problems which have antecedents in the
“the multiple” is something by Gilles Deleuze2 and pursued in this volume
great pragmatist philosophers, but which
we must always make anew. by David Lapoujade3 and Isaac Joseph, who
That is, at least, one connec- reappear today in new light that complicates
tion I try to present in my explore the fate of the notion of such a net-
them in turn. The proof of the undertaking
book The Deleuze Connections work or patchwork space, first broached by
(Cambridge, Mass.: MIT would then lie, in good pragmatist manner,
Press, 2000). the Chicago School, especially in the work
in the outcome: in the ways that such zones
3. Lapoujade elaborates this of Robert Park and his notions of public and
help stimulate new thinking, open up new
principle in the thought of mass spaces in cities. This thread is taken
William James in explicit ideas, shift accustomed boundaries today —
contrast to Richard Rorty up in another way by Elizabeth Grosz and
in his book William James:
in other words, in uses rather than interpre-
Brian Massumi in terms of what it might mean
Empiricisme et pragmatisme tations. In that way the present project
(Paris: PUF, 1997). for an approach to technological arrange-
might itself take part in the kind of prag-
ments, and the role of the body or sensation
matism which lies in our relations to those
things still in the making that provoke us
to think, to imagine, and so to act, create,
transform, in new ways.

8
How, for example, might such philosophy That is a question confronted at the outset
conceive or complicate our sense of the by the partially displaced Europeans who
processes and the spaces of the politics of opened the workshop. But one might also
democratization that, over the last decade, ask whether the shift from the “mechanical”
have assumed growing importance in many type of technology and corresponding view of
different places in the world? Is it that the operations of the mind that confronted
America — or what Dewey called “pragmatic the original pragmatists to the “informational”
America”— has become a new model for or “digital” type that has so dramatically
the rest of the globe;4 or is it rather that taken off in the last decades supplies condi- 4. See John Dewey,
“Pragmatic America,”
others, elsewhere, now find themselves in tions in which to carry on such experimenta- New Republic, April 12, 1922,
the condition of the “swerve” taken by the tion. Or does it tend to prevent or inhibit it? pp. 185–87. Dewey writes
in this article (p. 186),
American pragmatists, of not knowing what Do the new patterns of immigration and “Undoubtedly in expressing
they might yet become, of having to experi- shifting borders after colonialism and the his sense of a world still
open, a world still in the
ment, and experiment with themselves, Cold War offer geographic conditions in making, William James
rather as if America had assumed the role which to exercise the imagination of “things reported…a characteristic
feature of the American
5
of the “old country,” even to Europe? in the making” in and around us? Might scene. Be the evils what they
may, the experiment is not
one use it to extend the idea of citizenship
yet played out. The United
beyond the horizon of the nation-state in States are not yet made; they
are not a finished fact
which it has often been enclosed to the to be categorically assessed.
urban situations that such processes have Mr. James’ assertion that the
world is still making does not
helped to transform? Such were some of import a facile faith. He knew
the larger questions put on the table. They well that the world has also
its madeness, and that what
helped establish a number of connections is done and over with fearfully
to the very idea of pragmatism, of which complicated the task of mak-
ing the future that human bet-
we might distinguish three lines. ter we should like it to be.”

5. Cornel West develops the


idea of pragmatism’s “swerve”
from Europe and its episte-
mologies in The American
Evasion of Philosophy:
A Genealogy of Pragmatism
(Madison: University of
Wisconsin Press, 1989).

9
1.
Pragmatism is a philosophy that, for certainty Yet it would seem that such uses of Peirce 6. Rosalind Kraus, “Notes
on the Index,” in The Avant-
and invariable method, substitutes experi- go against the grain of what is sometimes Garde and Other Modernist
mentation and belief in the world. To think called “neopragmatism,” or the revival of Myths (Cambridge, Mass.:
MIT Press, 1985). Peirce’s
about things in the making is thus to think, pragmatism engineered by Richard Rorty, allusive remarks on the dia-
and think of ourselves, “experimentally.” leading to a wide-ranging debate in the gram might be used to
extend this analysis.
But in what does such experimentation con- 1980s, here and abroad. Rorty gave us a
7. Gilles Deleuze, in Cinema
sist and what is it good for? In the work- pragmatism that “takes the linguistic turn” 2 (Minneapolis: University of
shop, this question was tackled in several to become a philosophy of conversation Minnesota, 1986), opposes
Peirce to the linguistic mod-
ways. Today a strength of Peirce’s semi- among different, even incommensurable els used by Christian Metz.
otics may lie in the fact that it is not domi- vocabularies with no other foundation than More generally in Deleuze’s
work, we find an attempt to
nated by the models of modern linguistics or agreements reached through them. It is in extend “semiotics” to a
region of expression prior to
language-theory, allowing us instead to look the name of such foundationless vocabular-
notions of ideas of form and
at non- or pre-linguistic ways images are ies that Rorty proposes that we abandon context, signifier and signi-
fied, that underlie the ideas
formed or arranged. The importance that everything John Dewey sought under the name of medium or of linguistic
Peirce’s notion of indexicality has had for “experience” in favor of a kind of linguistic system, thereby being
capable of developing what
understanding the new space of photo- culturalism.8 Richard Shusterman parts Peirce called “firstness.”
graphic images may be understood in this company with Rorty on this score, and There would then exist a
whole “pragmatics” of the
6
way; and in explicit contrast to structural starts to ask whether there is not after all uses of language no longer
linguistics, Deleuze has turned to Peirce something in the pragmatist conception of contained in the langue-
parole or competence-
to analyze the original way cinema presents “experience” that might allow us to reinvent performance distinctions.
On this point, see his
movement and time, in particular with a “pragmatist aesthetics” that would move
“Postulates of Linguistics,”
respect to the new urban conditions of beyond exhibition spaces to what in the in A Thousand Plateaus
(Minneapolis: University of
Europe after the Second World War.7 body is prior or irreducible to language. Minnesota Press, 1988).
Might we then think of such “aesthetics”
8. Richard Rorty,
already in the work of Alexander Dorner; “Dewey’s Metaphysics,”
in Consequences of
and so imagine a kind of transformation Pragmatism: Essays
of exhibition spaces to allow for a kind of 1972–1980 (Minneapolis:
University of Minnesota,
pragmatist aesthetic laboratory, concerned 1982), pp. 72–89.
precisely with questions of “things in the 9. See Joan Ockman, “The
making”?9 Might we develop the relevant Road Not Taken: Alexander
Dorner’s Way Beyond Art,”
in R. E. Somol, ed., Autonomy
and Ideology: Positioning an
Avant-Garde in America (New
York: Monacelli Press, 1997).
notions of experience and experiment in But a pragmatist conception of “experience”
terms of the whole problem of “sensation” led in another direction as well in the
and its relation to the role of the body in workshop — to the question of the turn to
vision? Jonathan Crary’s new book takes the “everyday” in the conception and prac-
up this question, looking at a network of tice of art as well as in the nature of critical
related psychological, neurological, and thinking, for example, in the work of Martha
philosophical writing in the late 19th century, Rosler. A larger question emerged as to
which includes not only Bergson, but also the relation of such “experience” to the
James and Dewey. His focus is on the prob- problem of the everyday, an issue Henri
lem of attention and its destablizations in Lefebvre helped encourage in artistic prac-
our understanding of the whole question tice and the critical analysis of urban space.
of the being of sensation that Cézanne On this score Isaac Joseph and Sandra
bequeathed to modernity; thus he is led to Buckley seemed to move in somewhat dif-
ask whether we are not confronted today ferent directions from Stanley Aronowitz in
with a kind of generalized “attention deficit his tour of the transformations in New York
10
10. Jonathan Crary, disorder” to be chemically relieved. That City that have come after the problem of
Suspensions of Perception:
Attention, Spectacle, and
was a notion that, in the workshop, also “the everyday” was introduced in critical
Modern Culture (Cambridge, caught the attention of young Paul Miller thought and practice in the 1960s and ’70s.
Mass.: MIT Press, 1999).
a.k.a. DJ Spooky That Subliminal Kid in his The problem of the nature of “experience”
peculiar cut-and-paste mix of material from and “experimentation” in pragmatism, or
the tradition. It is, of course, quite rare that in a new pragmatism, thus opened to larger
a scholarly or intellectual gathering inspires questions of politics and critical thought.
a collaboration among ar tists working
in different domains and mediums —
something toward which, it would seem,
Dewey’s own “critique of intellectualism”
was specifically directed. In this case, Paul
Miller’s piece with Bernard Tschumi seemed to
bring out precisely the role of “experience”—
of bodily sensation, affect, movement — in
what Tschumi has called an “architecture
of the event.”

12
2.
Among the great pragmatists it was John being is never given or found but always in
Dewey who elaborated the link between the making. Beyond the “abstract space” of
pragmatism and the very nature of democra- modernism, or the “collage space” of post-
tic politics or a democratic polity; and cen- modernism, what might it then mean today
tral to his conception was the role of the to introduce such “non-essentializable plu-
public and so, by extension, what, following rality” into our conception of urban environ-
Hannah Arendt or Jürgen Habermas, is now ments; what kind of design might it involve,
called “public space” and “public realm.” and what conception of social or public
For both Cornel West and Richard Rorty that space would have to include it? On this
is a key element in a “pragmatist” concep- score, it would seem that the debate on
tion of what it is to do philosophy; yet each public space and its relation to democratic
takes the idea in a somewhat different politics has itself been elaborated along
direction. West has tried to push it in the new lines since Dewey.
direction of a “radical democracy” capable
Rosalyn Deutsche, for example, has used
of responding to the new “politics of
a conception of “agonistic democracy” or
difference.” We might view this attempt
“agonistic citizenship” advanced by Chantal
as opening the question of how to extend or
Mouffe to understand the critical art prac-
elaborate the notion of “the common” (and
tices of Krzysztof Wodiczko or Barbara
so of the “everyday”) in pragmatism. What
Kruger in the 1980s;11 and in the workshop 11. Rosalyn Deutsche,
we have in common would in these terms Evictions (Cambridge, Mass.:
Mouffe tried to show how this conception MIT Press, 1996).
be not a fixed essence, but, on the contrary,
differs from models of “deliberative democ-
an irreducible plurality or “difference” in the
racy,” sometimes associated with Dewey or
arrangements and spaces in which we find
preserved in the notions of “solidarity” or
ourselves at a particular time and place,
“consensus” Rorty has used in his quarrel
exposing them to new forces and so to
with the New Left. The problem of a “prag-
experimentation; pragmatism would involve
matist” view of “public space” thus opens
the active belief or ethic that our common
onto another issue tackled in the workshop,
the problem of new geographies. How might
it be applied to what might be called the
“borders of democracy,” or to those real
points, at once internal and external, public
and private, that today cause us to rethink
the nature of democracy and its relations

13
3.
with place and space? Drawing on her forth- Experimentalism, pluralism of those “things
coming book, Teresa Caldeira offered a kind in the making” we have in common, the
of ethnographic diagram of the violence that bodily sensations through which they are
has grown up in São Paolo after the democ- given — we might direct such a pragmatism
ratization of the government, which might not simply to space but also to time and
serve not only to reintroduce the question history, the history we write as well as
of citizenship in a contemporary urban the history we make. In effect, that was
context, but also to suggest how detailed a question also posed at the outset of the
or “thick” ethnographic “diagrams” might workshop by Nadia Urbinati. Is there a
be used to indicate or diagnose possibilities. “pragmatist” or “experimentalist” relation
One way to exercise a “pragmatist imagina- to the future that is unlike “avant-gardist”
tion” today might lie in this “cartographic” or “progressivist” ones, or at least pushes
direction rather than the “utopian” one them in another direction; which no longer
whose failures or disappointments have tries to predict or program, but rather to
led some to a stance of studied melancholic diagnose the unknown or unforeseen forces
disappointment. The new question of the knocking at the door? Does the notion of
“geographies of citizenship” thus rejoins “things in the making” in and around us
the question of a shift from the Europe- then suppose a zone of historical indetermi-
America axis that preoccupied the early nation allowing for such experimentation?
pragmatists, raised at the outset of the We find the question posed in various ways
workshop when it was asked what role
America and Americanization would play
in the ways pragmatism might be pursued
or extended today.

14
in relation to new technologies or media, For the workshop, which brought together
the forces they bring with them, the ques- distinguished scholars in many fields, was
tions they pose, the ways in which today not intended to rehearse familiar ideas about
they cause us to evolve. But we also find it known objects. It was an attempt to find
in AbdouMaliq Simone’s view of the rallying a discussion-form that might allow a little
cry of African youth, “to transcend our past, fresh air for those willing to take on those
to discover our past,” and the manner in processes, as yet unmade, that provoke us
which it forms part of a complex condition to think or imagine new things in new ways.
of “preparedness” that might serve as a It was thus an attempt to offer a discursive
starting point for a new urbanism in Africa framework for something like what Gerald
today. But might it also become a premise Frug called “fortuitous associations,” or
of the painstaking investigations undertaken Isaac Joseph called “gatherings in the
by historians, already implicit, for example, making,” or Hashim Sarkis called “the
in Manfredo Tafuri’s critique of “operative practical withdrawal from prior programs.”
history”? In particular, might it be applied It was, in short, an attempt to put into
to the work of intellectual historians of prag- practice the pragmatist maxim according
matism? In his reactions to the workshop, to which there is nothing in the making
Casey Blake seems to think not. But perhaps unless what is already there is unsettled,
in a general conception of pragmatism one mixed up, and mixed together anew, without
would need to move away a bit from the prior program, encompassing plan, or single
“irony” he finds in the tension between fixed end.
what is and what should be, toward the vital
“humor” that lies instead in things in the
making and the way they serve to mix
things up and pose new questions, even
for historians.

15
PRAGMATISM /
ARCHITECTURE:

The following compilation of position papers


and essays is based on a workshop that
took place at Columbia University in May
2000 under the auspices of the Temple Hoyne
Buell Center for the Study of American
Architecture. It was the outcome of discus-
sions with a number of colleagues inside
and outside of architecture concerning
the widely acknowledged schism existing
between the theory and practice of archi-
tecture today. This schism has its origins in
the 1960s, the moment when architectural
theory first became a mature discourse in
the United States, heralded by a think tank
like the Institute for Architecture and Urban
Studies in New York City and its journal
Oppositions. It was also at this time that
members of a newly politicized generation
of architects and architecture students
mounted a challenge to a profession that
it saw as arrogant, irrelevant, and anti-
intellectual. During the following decades
the aphasia between architectural theory
and practice intensified as “theory” became
an increasingly autonomous and often arcane
field of specialization within the schools and
JOAN OCKMAN
THE IDEA OF THE
WORKSHOP PROJECT
media, preoccupied with debates taking place serve as a lever to pry open some hardened
in philosophy and literary criticism but ironi- formations in architecture, by now giving
cally enough (given its beginnings) distanced signs of having run their course? At the most
from everyday problems of the built environ- general level, pragmatism defines itself
ment. Especially on the East Coast, intellec- as a theory of practice. It is also, more
tual discourse in architecture was largely polemically, an anti-theoretical theory: its
dominated by Continental philosophies — antifoundationalist view of the world is in
from the brilliantly combative but implacable keeping with a contemporary architectural
resignation of Manfredo Tafuri and the Venice sensibility that — like other postmodern
School in the 1970s to the often esoteric practices — remains wary of modernist
play authorized by French poststructuralism absolutes. At the same time, the central
in the 1980s. A consequence was the pragmatist commitment to social ameliora-
alienation of the professionals from the tion and ethical praxis furnishes grounds
intellectuals, and vice versa. By the late for reclaiming a portion of that modernist
1990s, partly in reaction to this situation, heritage that many architects still refuse,
but also in the climate of a booming economy in all conscience, to abandon.
and plenty of buildings coming out of
Apart from these explicitly ideological
the ground, a desire to reconceptualize
considerations (which no doubt can lead
architectural practice in terms of some
to some strange bedfellows, as Casey Blake
new realities became manifest.
cautions in his afterword to this volume —
It is in this context that pragmatism seems even if, in my opinion, the gambit is worth
potentially to offer a fresh point of depar- the risk), pragmatist discourse has over 1. See Morris Dickstein, ed.,
The Revival of Pragmatism:
ture. Enjoying a revival recently in philoso- the course of its history revolved around New Essays on Social
Thought, Law, and Culture
phy and other disciplines — from social a constellation of themes that are also of
(Durham, N.C.: Duke
1
thought and law to culture — might it also central significance to architecture and University Press, 1998).
urban design. Among others, these include Mumford, the foremost architecture critic of
the Deweyan “problem of the public” and, the day, and John Dewey, over pragmatism’s
by extension, public space; questions of alleged acquiescence to technocracy,
technological innovation and experimental reexamined in a discerning essay by Casey
forms of inquiry; and a view of the relation- Blake,3 continues to be relevant, especially
ship between aesthetics and experience. so at a moment when computer technology
From a historical standpoint, considering is becoming hegemonic in the design fields.
the parallelisms between the intellectual
Although the historiographic relationship
development of pragmatism and modern
between architecture and pragmatism
architecture — both products of cultural
remains outside the specific purview of
conditions ushered in by late 19th- and early
this workshop, it is implicitly a subtext.
20th-century modernity — I find it rather
As director of an architectural study center
remarkable that an extended conversation
that is nominally American — and someone
between the two has never really occurred.
who never considered herself an Americanist
There have, however, been some suggestive before assuming this position — I have spent
2. Peter Galison, “Aufbau/
Bauhaus: Logical Positivism
points of tangency. For example, the rela- some time in recent years thinking about
and Architectural Modernism,” tionship between pragmatism and logical what makes American architecture
Critical Inquiry 16
(summer 1990), pp. 709–52. positivism, including the contacts that “American.” In the canonical histories
3. See Casey Nelson Blake,
took place between these philosophies and of 20th-century architecture, one of the
“The Perils of Personality: the Bauhaus, first in Germany and later in recurrent tropes, one may say stereotypes,
Lewis Mumford and
Politics after Liberalism,” Chicago (a subject to which John Rajchman seems to be the characterization of
in Robert Hollinger and David initially drew my attention, broached in American architecture as driven by practical
Depew, eds., Pragmatism:
2
From Progressivism to an interesting essay by Peter Galison ), exigencies and commercial realities.
Postmodernism (Westport,
has interesting implications. Likewise, the European architecture, on the other hand,
Conn.: Praeger, 1995),
pp. 88–106. altercation in the 1930s between Lewis is seen as underpinned by theories and

18
doctrines. (As I have already suggested, infrequently carrying a pejorative charge —
this situation changed somewhat in the it seems ripe today for recontextualization.
1960s, when American architectural thought In this respect, pragmatist philosophy,
became less provincial.) To take just one inasmuch as it has repeatedly been charac-
example, in a classic essay on the Chicago terized as an American national philosophy
skyscraper, Colin Rowe describes the devel- and stigmatized as a philosophy of capitalism,
4. Colin Rowe, “Chicago
opment of this building type in the United offers a parallel. Needless to say, I propose Frame” (1956), republ. in
The Mathematics of the Ideal
States during the 1880s and 1890s as a this comparative project without chauvinistic Villa and Other Essays
matter of “fact rather than idea.”4 In con- intentions. Certainly in a post-Cold War epoch (Cambridge, Mass.: MIT
Press, 1976), pp. 89–117;
trast, in Europe, where the high-rise building when globalization is frequently accounted phrase quoted, p. 99.
was still more a fantasy than a buildable to be synonymous with Americanization, the 5. See, for example,
reality in the early 1920s, a full-fledged question of a new American “international Manfredo Tafuri, “The New
Babylon: The ‘Yellow Giants’
theory of the skyscraper was already emerg- style,” in both architecture and intellectual and the Myth of
ing. Within this perspective, the arrival of discourse, is inescapable. To what extent Americanism,” in The Sphere
and the Labyrinth: Avant-
Mies van der Rohe in Chicago in the 1930s is the paradigm of the American Century Gardes and Architecture from
represents a consequential convergence of still operative — if it ever really was anything Piranesi to the 1970s
(Cambridge, Mass.: MIT
American and European ideologies. more than a one-sided myth (see Anders Press, 1987), pp. 171–89;
and Jean-Louis Cohen,
Stephanson’s comments on this in his intro-
Other recent writers have also emphasized Scenes of the World to Come:
duction to the first group of papers) — and European Architecture and
this interpretation or perception of American the American Challenge,
how is American hegemony, in cultural fields 1893–1960 (Paris:
architecture as “pragmatic” (in the generic
too, being renegotiated today? Flammarion, 1995). For
sense of practical, matter-of-fact, busi- the influence of pragmatism
nesslike), including, most incisively, Manfredo As a related issue, again from the vantage on Tafuri’s intellectual
formation, see the interview
5
Tafuri and Jean-Louis Cohen. Yet as a point of a historicization of theory, pragma- published in the special issue
of ANY, no. 25–26 (spring
theory of Americanism in architecture tism’s rise and fall and recent rise seems
2000), “Being Manfredo
chiefly formulated by Europeans — and not suggestive with respect to the trajectory of Tafuri,” p. 14.

19
American architecture. Pragmatism largely Foundation. One of the largest and most
went into eclipse after the Second World prestigious architectural firms in the United
War as analytic philosophy, a European import, States, SOM has historically been a practice
became ascendant, making pragmatism look whose work has affinities to pragmatist
naive and unrigorous. Why, then, should it “ways of doing.” The Foundation was very
have come back into intellectual currency interested in sponsoring a “year 2000”
in the early 1980s, catalyzed by Rorty’s event that would address the theory/
Philosophy and the Mirror of Nature (1979)? practice schism in contemporary architec-
This question, addressed by John Rajchman ture. They preferred to hold it in a setting
and Cornel West in their book Post-Analytic that was not strictly academic, however,
Philosophy, is one for historians of philos- as they felt that the issue was, after all,
6
ophy. Yet from an architectural perspective to bridge the divide between scholars and 6. John Rajchman and Cornel
West, eds., Post-Analytic
it leads one to think about an analogous professionals. At the same time, it seemed Philosophy (New York:
“scientistic” development in postwar to those of us at the Buell Center that a Columbia University Press,
1985).
American architecture and the subsequent scholarly event was indispensable to educat-
revision of this attitude under the name ing the architectural community to this new
of postmodernism. (to architects) philosophical discourse, and
Columbia a natural choice with its historical
To return to the specific evolution of the pre-
ties to pragmatism through John Dewey.
sent project, the original intent was to pre-
After a series of discussions the SOM
sent a conference at the Graduate School of
Foundation agreed to underwrite a two-
Architecture, Planning and Preservation at
stage event, the first part a scholarly and
Columbia exploring as many of these ideas
multidisciplinary workshop at Columbia, the
as possible. Two years ago, funding
second part, more directly focused on archi-
for such an event materialized through the
tecture, to take place six months later at
generosity of the Skidmore, Owings & Merrill
the Museum of Modern Art in New York.

21
The present publication was to act as a kind While this multiple genealogy may or may
of bridge between the two. not provide a license to “pick your pragma-
tism,” the intent of the workshop was most
It was my privilege to collaborate on this
explicitly not to forward any one pragmatist
project with John Rajchman and Casey Blake.
“line.” Nor was it to rehearse philosophical
The diverse knowledge and perspectives
debates that have already taken place, nor to
that each brought to it, the former as a
convert the uninitiated. While the issues
philosopher with a strong interest in archi-
broached in the six sections of this publica-
tecture and visual studies, the latter as a
tion all have some prehistory in American
specialist in American studies with a focus
pragmatist discourse, the “pragmatist ques-
on urban history, served to produce a rather
tions” raised at the outset of each section
singular event. Indeed, on first glance read-
and in the glossary that follows were meant
ers may find it startling that despite its
mainly to serve as inspirational (or con-
purport to have something to do with prag-
tentious) points of reference, catalysts for
matism or neopragmatism, the book includes
departure. The contributors to this volume
a minority of people explicitly affiliated
come from an exceptionally wide spectrum
with this philosophy, at least in an orthodox
of disciplines and areas: from philosophy,
sense. Yet perhaps this is less extraordinary
political theory, sociology, anthropology, the
in the context of an intellectual tradition
history of science, literature, public policy
that has always been marked by hetero-
and urban studies, the art world, popular
geneity — that in Peirce, James, and Dewey
music, and architecture; and from European,
it has not one but three founding fathers,
7. Arthur Lovejoy, “Thirteen Asian, Latin American, and African as well
and that already in 1908 it provoked a cri-
Types of Pragmatism,” in as U.S. studies. Again, the aspiration was
The Thirteen Pragmatisms tique entitled “Thirteen Types of Pragmatism”
(Baltimore: Johns Hopkins not merely to pay lip service to diversity, but
University Press, 1963),
on the basis of the wide-ranging and even
to provide a kind of petri dish for generating
pp. 1–29. conflicting directions it was taking.7
fresh thinking about a set of important social

22
and cultural transformations still very
much “in the making” and by their nature
superseding disciplinary and cultural bound-
aries. Very simply, the objective of the
workshop was to open up a new context
for conversation.

Finally, the paradoxical coupling of the words


“pragmatist” and “imagination” in the title
is meant to have a somewhat explosive
effect — something like William James’s
provocative use of the metaphor “cash-value”
to dramatize the pragmatist idea that any
theory of truth, meaning, or reality can only
be verified in terms of the concrete differ-
ences it makes when implemented and
tested in actual experience. The “pragma-
tist imagination” may, in turn, be taken as
a complementary construct to that of the
utopian imagination. The two represent
alternative strategies for orienting ourselves
to the future. Unquestionably the world in
the year 2000 still needs utopian thinkers.
But I believe, with William James, that
today we also need “more imagination
of realities.”

23
GLOSSARY
Why pragmatism?

It is no accident that American pragmatism once again rises to the


surface of North American intellectual life at the present moment, for
its major themes of evading epistemology-centered philosophy, accenting
human powers, and transforming antiquated modes of social hierarchies
in light of religious and/or ethical ideals make it relevant and attractive.
The distinctive appeal of American pragmatism in our postmodern
moment is its unashamedly moral emphasis and its unequivocally
ameliorative impulse. In this world-weary period of pervasive cynicisms,
nihilisms, terrorisms, and possible extermination, there is a longing for
norms and values that can make a difference, a yearning for principled
resistance and struggle that can change our desperate plight.
Cornel West, introduction to The American Evasion of Philosophy: A Genealogy of Pragmatism (1989)

Imagination

[Imagination] designates a quality that animates and per vades all


processes of making and observation. It is a way of seeing and feeling
things as they compose an integral whole. It is the large and generous
blending of interests at the point where the mind comes in contact with
the world. When old and familiar things are made new in experience,
there is imagination. When the new is created, the far and strange
become the most natural inevitable things in the world. There is always
some measure of adventure in the meeting of mind and universe, and
this adventure is, in its measure, imagination.
John Dewey, Art as Experience (1934)

Thinking and talking

Without discussion intellectual experience is only an exercise in a


private gymnasium. It has never been put to the test, never had to
give an account of itself. It is some such motive that impels people
25
to discussion; though they are too often content with the jousting of
pasteboard knights. But a good discussion is not only a conflict. It
is fundamentally a cooperation. It progresses towards some common
understanding. This does not mean that it must end in agreement. A
discussion will have been adequate if it has done no more than set
the problem in its significant terms, or even defined the purpose that
makes such a setting significant….The impulse for discussion is an
impulse towards the only environment where creative thinking can be
done. All the more reason why an instinct for workmanship should
come in to insure that thought does not lose itself in feeble sparring
or detached monologue.
Randolph Bourne, “On Discussion,” in History of a Literary Radical and Other Essays (1920)

Laboratory or workshop?

…the method of laboratory science…is the method whose structure


and generic postulates [Charles Sanders] Peirce wishes to generalize
and ubiquitously to apply. Such generalization occurs in Peirce by means
of “analogical extensions” from scientific practices. He is viewing mind
or imagination as laborator y….Only by keeping in mind the fact that
Peirce is attempting to extend his laboratory practices, as he was aware
of them, into all inquiry can we understand his reformulating and going
behind, beneath, doubt as an experience. We can understand his
inclusion of fact and action as elements involved in the precipitation
of doubt. In the laborator y, experimental action is actually arrested by
emergent, exceptional fact; and the experimenter is forced to revise
or reject the hypothesis or belief upon which the experimental action
was predicated. Experimentation is the “difficult art,” the technique
of seeking out emergent exceptions, for this “difficult art” of instituting
doubt can, from the Peircian perspective, be nothing other than

26
experimentation, during the course of which factual items arise,
“surprising” the investigator precisely because they cannot be
subsumed within the belief-habit or hypothesis whose experimental
actuation they interrupted….Challenging the dominant epistemological
traditions, which he largely subsumes under the spirit of Cartesianism,
Peirce analogically translates the component elements of experimental
science into a formulation of the general structure of the processes
of inquir y. His conceptions of doubt arise readily from within this
program, from within the metaphor: mind as laborator y. For mind
genuinely at work with meanings, theories, and with words exemplifies
to Peirce the form of experimental inquiry. The structure of each inquiry
is carried over into mind. It is, synoptically, then, the “laboratory habit
of mind” which is the central thought-model for Peirce.
C. Wright Mills, “The Laboratory Style of Inquiry,” in Sociology and Pragmatism: The Higher Learning in America (1964)

Things in the making


What really exists is not things made but things in the making. Once
made, they are dead, and an infinite number of alternative conceptual
decompositions can be used in defining them. But put yourself in the
making by a stroke of intuitive sympathy with the thing and, the whole
range of possible decompositions coming at once into your possession,
you are no longer troubled with the question which of them is the more
absolutely true. Reality falls in passing into conceptual analysis; it
mounts in living its own undivided life — it buds and burgeons, changes
and creates. Once adopt the movement of this life in any given instance
and you know what Bergson calls the devenir réel by which the thing
evolves and grows. Philosophy should seek this kind of living under-
standing of the movement of reality, not follow science in vainly
patching together fragments of its dead results.
William James, “Bergson and His Critique of Intellectualism,” in A Pluralistic Universe (1909)

27
THE FUTURE / THE

Do classic narratives of the 20th


century need to be rewritten?
PAST How should we imagine the future?

How should the past be reimagined?

Is the “American Century” over?

29
ANDERS STEPHANSON
INTRODUCTION
It perhaps seems peculiar to invite four out that throughout most of that century,
Europeans to open up a discussion about the it appeared quite otherwise. Indeed, when
narratives of pragmatism and “the American Time/Life founder Henry R. Luce coined the
Century,” but one does not have to evoke phrase in early 1941, things were looking
the great names of past commentaries to rather dim and grim and anything but
say that Europeans have frequently provided American. The crushing demoralization of the
good insights about things “American.” Depression was yet to be cast aside by the
Having been convened on May Day in the massive war mobilization that regenerated
millennial year 2000, one is bound to remark capitalism and spirit alike in the United
on some telling historical ironies. It is often States. The world was in fact dominated by
forgotten that this celebration of working- aggressive dictators. Luce, alarmed by this,
class solidarity across borders began as a was using his slogan to exhort the public
struggle for the eight-hour workday in the to assume what he (born in China, the son
United States a little more than a century of a missionary) considered the moral duty
ago, only to be appropriated and institution- of the United States to intervene in the
alized elsewhere — in Europe above all. world to uplift and right it.
Now, on the millennial eve, it appears to
Even in 1945, after the enormously
be fading there as well and the future may
successful war effort, few expected a world
well look suspiciously like a very “American”
based on what we now tend to think of as
one indeed.
“American” principles. The common wisdom
The idea of the millennium, meanwhile, is in the West, on the contrary, was that the
of course deeply suffused with Christian future would involve only limited doses of
symbolism, while “century” as a foundational “free enterprise” and that the guiding politi-
notion of historical periodization is a secular cal truth would feature state control over, or
invention of the Enlightenment. Now, as at least responsibility for, the process of
May Day is symptomatically fading amidst capital accumulation — as was indeed
the neoliberal end of history, the preceding exemplified by the mobilization. As for the
century is renarrativized in strong millenarian postwar world, whose end may be dated to
overtones as having been preeminently an the
“American” one. It deserves to be pointed collapse of the Soviet Union around 1990,

31
it was surely not a story of “American” the necessarily utopian character of the
success, global reach notwithstanding. “American mission in the world” has always
Various histories of that epoch are obviously been an intricate one, critical yet also
possible — decolonization, for instance — heavily suffused with the dispositions of
but none can entail any simple “rise of that ideology.
America” to the center of the universe.
Some of these themes are illuminated
One is reminded that when Luce died in
more specifically and incisively in the three
1967, the United States was slowly coming
contributions to follow, by Nadia Urbinati,
to experience for the first time what it is
Jean-Louis Cohen, and David Lapoujade.
like to lose a war and a deeply disgraceful
The object of each is markedly different,
one to boot. “The American Century,” then,
but together they provide a fittingly thinking
is a recent rationalization, a retrospective
initiation into “things in the making.” Cohen
projection of teleological nature.
explores the issues of planning and archi-
In the end, the United States has always tecture, Urbinati deals with political theory
been a world empire in Otto Hintze’s sense and the present against a vast historical
of the term. Like Rome, this empire is in span from Plato and Tocqueville to Emerson
principle the world, or the world to be. There to Rorty, while Lapoujade performs a highly
is an outside, to be sure, but it is intrinsi- original probe of William James.
cally not an equal: in principle, it is either
evil or an undifferentiated, amorphous mass
to be acted upon in some manner or other.
“America” is not, and never can be, one
among many powers; and so it can never
really embrace any truly international order
either. The place of pragmatism and thinking
about things in the making through this
would-be American century is a fascinating
historical problem. For the relation between
pragmatic thought (as it has developed
from James through Dewey to Rorty) and

32
33
N A D I A U R B I N AT I

DEMOCRACY’S
MYTHMAKERS
In what follows I shall focus on the absent third term in the heading
of this group of papers, namely “the present.” The present is the
dimension of decision and action, when choice makes its cutting-edge
appearance in the world, dividing the perception of temporality into a
before and an after. In fact, one might say that it is the act of making
choices that brings the differentiation of time into life. In Homer’s
Odyssey, Penelope’s choice of not choosing may be seen as a decision
to suspend temporal differentiation and action. Suspended within an
eternal present, Penelope’s life loses its differential development. From
this choice on, her life is a timeless repetition of the same gestures;
it is no longer a story to be told. The consciousness of the intrinsic
link between the act of choosing, the ordering of time, and individual
differentiation is one of the crucial themes of American philosophy.
It crisscrosses and unifies it, beginning with its gestation in transcen-
dentalism and continuing up to maturity in pragmatism. In fact, the
theme extends far beyond these theoretical events.

34
THE PRESENT IS THE TEMPORAL DIMENSION OF AGENCY; IT IS
AT THE CORE OF WILLIAM JAMES’S DEFINITION OF PRAGMATISM
AS “THINGS IN THE MAKING.”

The present as the “temporalization” of contingency is also at the


core of Richard Rorty’s political project of bringing American philosophy
back to its democratic tradition. It is noteworthy that the centrality
of the temporal dimension of the present belongs both to American
political and philosophical culture and to the democratic condition. In
Achieving Our Country Richard Rorty aims to bring this characteristic
to our attention. Moreover, he wants us to interpret it in its political
significance and, finally, to make it the polar star of political action.
The propensity to associate democracy with institutional system — which was seldom
the living present of individuals is a well- faulty or imprecise in its outcomes — but to
known topos in political theory. However, until its propensity to become more-than-political,
the growth of an autonomous American philo- to permeate the habits and gestures of men
sophical tradition, it mainly had a negative and women in everyday life. Yet for Tocqueville,
connotation, signifying the intrinsic and too, forgetfulness of the past was the first
incurable per version of democracy. Plato step toward anomie and conformism. With
associated democracy with loss of memory, the act of declaring herself the master of her
and then related the loss of memory to own choice, the individual took upon herself
subjectivism and perspectivism, factors that a responsibility under whose weight she could
made democracy attractive and dangerous easily succumb. Between the many who got
at once. He compared democracy’s state of lost and the few who emerged, forgetfulness
oblivion to the land of the lotus eaters, where swept up those who were too afraid to try
Ulysses and his companions came ashore the extremes and allowed themselves to be
before reaching the land of the Cyclops (that transported by the current. Thus forgetfulness
is, the tyrants). The hegemony of the present implied the end of politics. Politics demanded
was the open door to equality and the celebra- individual differentiation; it demanded person-
tion of individuals in their “multicolored” al responsibility and even sacrifice. Equality
variety and as they were. But as tradition of conditions, on the other hand, was a
was the guardian of wisdom and the authority leveling agent that erased uniqueness and
of the past the temporal dimension of aris- difference. It injected predictability into human
tocracy, democratic equality and individualism action and imparted uniformity to individual
were destined lead to tyranny. choices — two characteristics that inhibit the
power to act politically. As in the case of
More or less like Plato, Alexis de Tocqueville
Penelope, the life of democratic individuals
depicted the democratic condition as a
seemed to Tocqueville not to have a story to
corrective against time and an inversion of
be told. It was subsumed by the hegemonic
the hierarchy of the past over the present.
dimension of the “here and now.” Immersed
For Tocqueville, American democracy was an
in their quotidian contingency, democratic
organic society led by a headless and imper-
individuals lost track of the past and thus
sonal power. It was a comprehensive order
severed their connections with their fellows.
that owed its strength not merely to its

36
IF WE TURN NOW TO THE AMERICAN THEORISTS, WE SEE THAT THE
HEGEMONY OF THE PRESENT LOSES ITS NEGATIVE CONNOTATION
AND BECOMES THE DISTINCTIVE TRAIT OF MODERN SOCIETY.

Ralph Waldo Emerson claimed the creative personally are and do. The claim for the priority
value of self-reliance against the builders of of the present is, in this case, a claim for
tombs and writers of history. Needless to say, equal consideration. Both Dewey’s writings
overturning the hierarchical order of the past on democracy and Rawls’s Theory of Justice
in favor of the present did not for him involve pivot on the idea that the past exercises an
a condition of forgetfulness. For Emerson, the arbitrary domination over individuals since it
individual acquired her independence not at the obstructs the expression of a “reasonable
price of knowledge of the past, but through it. human autonomy.” The task of justice for
Like Walt Whitman, he ascribed a regenerative Dewey and Rawls is to prevent the “accidents”
and aesthetic function to history insofar as the of both nature and social sedimentation —
present (the individual) was able to appropriate both expressions of the domination of the
it. As in the neo-idealist philosophy of past over the present — from affecting the
Benedetto Croce, making history amounts to basic distribution of liberties and opportunities.
liberating and emancipating oneself from it.
This act of liberation is for the sake of action, IN THIS SENSE ONE MAY SAY THAT THE CULTURAL
not of erudite or scientific knowledge. History
PREMISE OF THE CONTEMPORARY THEORY OF
as such, according to Croce, has no life. It
receives life from those moral and political JUSTICE IS FOUND IN THE TENSION BETWEEN
actors who reconstruct it in search of mean- PAST AND PRESENT THAT HAS PERMEATED THE
ings and ideals that are relevant to them in WRITINGS OF AMERICAN THEORISTS SINCE THE
the present. This is the core theme of American
AGE OF TRANSCENDENTALISM.
pragmatism that Rorty wishes to revive.

The overturning of the past’s domination can However, the priority of the present can be
be interpreted from two perspectives, one stated not only with respect to the past
social and political, the other aesthetic. These but also the future. When this occurs, the
perspectives are complementary in that they celebration of “contemporaneity” turns our
represent the outside and inside of the democ- attention toward another aspect of politics —
ratic condition. The former, on which I shall its ideological function. This is the frame
focus here, frames the political discourse within which Richard Rorty situates his project
of American democratic liberalism from John of liberating American culture from the myth
Dewey to John Rawls. Individuals are to be of objectivism and essentialism, in their forms
judged and considered according to what they of both analytic neutrality and grand theory.

DEMOCRACY’S MYTHMAKERS 39
Objectivity, Rorty argues, is of no use to seek to remove oneself from the current of
democratic political deliberation. Democratic the present is to try to keep one’s hands clean
deliberation is about what decisions we should of compromise and negotiation. In sum, it
make, and as such about what we are. Like is to depart from democratic deliberation
an individual’s biography, the representation and dismiss any commitment to reformism.
of a nation’s identity cannot profit from neutral When Rorty accuses the academic Left of
criteria, nor from an “ought to be” dictated by abandoning the philosophy of contingency,
a teleological philosophy of history. he is also accusing it of injecting an antide-
mocratic attitude into American culture and
FOR RORTY, DEMOCRACY OR, MORE PRECISELY, society. The academic Left, he admonishes,
is seeking to be an avant-garde, while democ-
AMERICAN DEMOCRACY, IS PERMEATED WITH racy can tolerate no political discourse other
AXIOLOGICAL CONTINGENCY. TO DISCLAIM than pragmatic reformism. This is because
THIS IS TO DENY THE POSSIBILITY OF POLITICAL it cannot be permitted to have any privileged
AGENCY, TO DISSOCIATE, IN JAMES’S TERMS, political protagonist.

“THINKING” FROM “MAKING.”


THE FIL ROUGE OF AMERICAN
According to Rorty, this dissociation is the PHILOSOPHY, AND OF
prime cause of two “diseases,” one coming PRAGMATISM AS ITS MOST
from a sense of guilt or sin, the other from
SOPHISTICATED EXPRESSION,
the rejection of a common identity in the name
of principles and a goal lying outside history. IS THUS ANTITELEOLOGY.
In both cases, politics disentangles itself from
its actual makers and, in so doing, sacrifices “The price of temporalization is contingency,”
hope, commitment, and solidarity. In both writes Rorty. There is no deeper truth than
cases, Rorty argues, philosophy is in the that resulting from the struggle among inter-
service of spectatorship, not agency. A specta- pretations, no objective criteria aside from
torial posture is peculiar to those who locate the verdict coming from the political arena —
themselves outside the current of the present victory or defeat. From an axiological relativism
and thus outside the cooperative experimenta- we are brought back to political realism. This
tion that makes our social ties robust. To is not, according to Rorty, something to be

40
regretted. Indeed, if the deliberative field of can Rorty’s call for a return to a national tradi-
modern democracy is an open field regulated tion be a viable democratic strategy outside of
by accepted procedures, then the work to be the American case?
done is that of creating dreams and visions,
of challenging one narrative with another. It THE EXPLICITLY NATIONALISTIC THRUST OF
is ideological work, even if its tools are neither
knowledge of God’s will nor scientific facts.
RORTY’S BOOK IS TO REFUSE THE UNIVER-
They are, instead, myths and “utopian dreams.” SALISTIC CHARACTER OF ALL PROGRESSIVE
Democracy needs mythmakers. This was PHILOSOPHY COMING FROM THE ENLIGHTENMENT.
also the message coming from Emerson, who
created the most powerful myth of American However, the American democratic ideal too
individualism — self-reliance — and purposefully contains a strong universalistic message.
constructed a negative myth of Europe in Unless one does not want to circumscribe
order to contrast it with the myth of America’s democracy within the borderlines of a specific
originality and superiority. countr y — America, in Rorty’s case — one
cannot be indifferent to the conditions of
In the preface to the Italian translation of
suffering and exploitation in which the majority
Rorty’s Achieving Our Country, Gianni Vattimo
of the world’s population is languishing at pre-
raises several important questions with respect
sent. Above all, one cannot be indifferent to
to this strategy of contingency. He asks
the fact that these conditions are an effect
whether a politics that aims to represent the
not only of the nondemocratic cultural tradi-
“party of hope” can indeed do away with all
tions of the countries in which they occur but
normativism and universalism. Whereas the
also of a world economic order whose leading
vindication of contingency can be effective
principles have been shaped within our own
as a critique of grand theories and totalizing
“humanistic liberal” society. If the celebration
projects of refoundation, it cannot, however,
of the American democratic tradition is not
offer a criterion for differentiating among
confronted with the deficiencies of democracy
different “parties of hope.” If the political
existing outside America, the risk is that it
agon is a battlefield of interpretations with
will become isolationist indifference — and,
no points of orientation apart from the strength
implicitly, a celebration of a world order that
of its mythmakers, then is it not just another
is inherently antidemocratic.
form of realism or social Darwinism? Moreover,

DEMOCRACY’S MYTHMAKERS 41
URBAN PROJECTS
AND ADJUSTMENT
TO THE FUTURE
JEAN-LOUIS COHEN

I will engage the questions that have been posed not from a philosophical
point of view but on the basis of the research I have produced at the
intersection of architecture and history. In particular, I will try to look at
the urban dimension of architecture, which has been at the center of
many of my writings, taking advantage of the present invitation to relate
my ideas to pragmatist thought in order to reconsider this research from
several different angles.

I WILL RETURN FIRST TO THE ISSUE OF AMERICANISM, WHICH


I DEFINE AS AN IDEAL CONSTRUCTION HAVING TO DO WITH THE
WAY EUROPEANS ENVISION THEIR OWN FUTURE.

43
Through my investigation of Americanism in on the widespread experiences of work and
architecture, and in its broader extension to life abroad.) As the French novelist Georges
other spheres of practice, I have pursued a Duhamel observed in his book America the
long-standing curiosity about the different ways Menace (1930), Americanism has to do with
the future has been conceived and represented time: the American scene prefigures and
since the Industrial Revolution. Within this displays that which is supposedly the destiny
perspective, “America” has, since the early of Europe. We are speaking here less about
20th century, replaced England as the stage “influence” than a complex pattern of ideal
upon which the most advanced technical, relationships. If we subscribe to the Jungian
cultural, and social changes have been antici- concept of a collective unconscious,
pated. Meanwhile, other visions of the future Americanism may be defined as a sort of
have coexisted with this one: of Germany as ideal of the collective self.
a primary example of industrial civilization;
Besides having to do with time, Americanism
of Soviet Russia as an example of “rational”
also operates in several other dimensions.
economic conduct, especially with its Five-Year
First of all, it has to do with space, both in
Plans in the decade following the Depression.
depth and breadth. It conveys images of
In America itself, images of an urban future
metropolitan density and new scales of urban
were constructed at the turn of the century
development — for instance, the multilevel
by City Beautiful urbanists with reference to
vision of a future city designed by Harvey Wiley
Renaissance Italy and eclectic France.
Corbett in 1913 as a solution to the problems
Beyond this notion of Americanism, or the of automobile traffic. Moreover, in terms of
representation of futures modeled on an idea landscapes, whether natural or man-made,
of America, a more objective process of urban or rural, Americanism tends to involve
Americanization may also be observed, at the sentiment of the sublime.
least since the First World War. Americanization
derives from the adjustment of actual methods
and themes to direct observations made on
the American scene, and this process is in
large part shaped by experiences acquired in
the New World by travelers, experts, and publi-
cists. (A similar pattern may be found in the
context of colonialism, whose shaping force
on the colonial powers at home was based

44
SECOND, THE GEOGRAPHICAL PATTERN OF AMERICANISM IS NOT
STABLE, BUT RATHER FOLLOWS CLOSELY UPON THE “MAKING OF
URBAN THINGS.”

From Chicago attention migrated to New York the two worlds. A comparative study on the
in the early years of the 20th century, then migration of pragmatist discourse by way
back to Chicago in the 1930s. After 1945, the of conferences, lectures, and of course trans-
interest of Europeans — and others, including lations through England, France, Germany, Italy,
Latin Americans and Asians — drifted toward and perhaps Russia during the first half of the
Los Angeles. Most recently Houston, Phoenix, 20th century would no doubt be a useful way
and perhaps even Seattle have captured the of documenting this aspect.
Americanist imagination. At each stage of the
I will now move on to another group of
process, a synecdoche operates whereby one
questions in which the problem of time is
particular city is taken as representing the
also centrally implicated.
whole of America.

Third, Americanist visions of the future have IF PRAGMATISM IS ABOUT “THINGS IN


been affected by the production and consump-
THE MAKING,” AND PRAGMATISM IN THE
tion of images of all types, from late 20th-
century engravings to photography, film, and ARCHITECTURAL SPHERE IS ABOUT BUILDINGS
television soaps. This imagery is drawn from AND CITIES IN THE MAKING, THE QUESTION
both high and low culture — including technical OF TEMPORALITY CAN HARDLY BE AVOIDED.
and scholarly publications, surveys, and
large-audience media — in an endless recycling The internal temporalities of the design process
of images and tropes. as well as the temporalities of social life
It would be incorrect to assume that America as interiorized in the design — the ways in
ever acquires complete transparency in the which the latter are anticipated, planned, or,
eyes of European observers. The representa- conversely, repressed — deserve our attention.
tions conveyed to the various types of audi- The response to the future in actual architec-
ences miss many points. Perhaps one of the ture and urban planning cannot be reduced, as
most obvious blind spots is the inability on in the case of Americanism, to the idealization
the part of Europeans to see, and even more of a “more advanced” remote scene with which
to reproduce, the widespread dynamism of builders, planners, and politicians identify. The
America, on which Henry James commented future, that is, is not always to be found across
so convincingly. A question I cannot answer the ocean. It can also be a horizon within the
at this point is the incidence of pragmatist design process. Every architectural and urban
thought in the circulation of ideas between work is, of course, based on the projection of

URBAN PROJECTS AND ADJUSTMENT TO THE FUTURE 45


an ultimate stage in the configuration and use the Palais Royal, the Opéra, and a handful
of space. But the way in which this stage is, of major monuments standing, razing all
in its turn, subject to change in time is a key the historical fabric. The visual comparison
characteristic of different architectural and suggested by Le Corbusier in The City of
urban visions. Tomorrow (1925) between his scheme and
the cityscape of Manhattan is telling.
THUS, IN CONTRAST TO A HISTORY OF BUILDINGS
AND URBAN COMPOSITIONS BASED ON A THE PARIS PLAN DOES NOT
MAPPING OF THEIR COMPARATIVE FIGURATIVITY, IMPLY A PROCESS OF GROWTH
ONE MIGHT INTERROGATE THEIR SPECIFIC AND CHANGE, NOR A PRINCIPLE
APPROACHES TO THE PHENOMENON OF TIME. OF INCREMENTAL AND INDI-
VIDUAL FUTURE BUILDING.
An analysis of the particular futures built IT IS RATHER A SINGLE GES-
into architectural and urban conceptions can
illuminate both the intentions and methods
TURE IN WHICH THE FUTURE
of their authors. I will discuss extremely briefly OF THE CITY IS IN SOME WAY
two polar examples in order to make my point FROZEN. IT IS AN ARCHITECT’S
a little clearer, contrasting urban projects URBANISM.
designed in the particular historical conjuncture
of the 1910s and 1920s, when patterns of Le Corbusier’s denunciation of Manhattan’s
modernization and modernism coincided. visual “anarchy” — in agreement, by the way,
The first project has a quasi-canonical value with Henry James’s remarks in The American
in architectural history. In his Voisin plan for Scene — could thus be read in a different way.
Paris, conceived in 1925 as a polemical His rejection of visual competition between
statement aimed at arousing public reaction, high-rises does not bring about a “Cartesian”
Le Corbusier imagined a complete transforma- rigor in the definition of the urban landscape,
tion of the center of the French capital with as the Paris architect intended, but rather
the insertion of a central business district, a refusal of any kind of change in use and
a cité des affaires, into an area where the shape after the implementation of the scheme.
historic heart of the city had beaten for It is true that in his later urban schemes,
centuries. I will not discuss the iconoclastic Le Corbusier proves himself to be more open
dimension of this design, which leaves only to ideas of adaptation and adjustment. From

48
Paris to Rio de Janeiro, from Algiers to Addis POËTE WROTE, “THE REMOTE PAST IS INCLUDED
Ababa, his initial designs evolve through a
IN TODAY’S CITY JUST AS A SNOWBALL INITIALLY
process of careful adjustment to political
situations and specific sites, and also under- SHAPED BY THE HANDS AND SUBSEQUENTLY
take an endless search for a scale of buildings ROLLED ON THE SHINING WHITE GROUND GROWS
practical enough to allow their implementation. OUT OF CONTROL. THE SIMPLE EFFECT OF
The process of actually “making” things
DURATION PRODUCES AN OBVIOUS EFFECT:
becomes increasingly evident in his programs,
as in the “Bastion Kellermann” housing block THE CITY HAS LIVED AND IS PERMEATED WITH
designed for the 1937 international exposition MOVEMENT AND CHANGE.”
in Paris, intended as an active construction
site with workers and cranes. But such epics The second urban project I wish to cite
of the building process do not contradict belongs to this same culture and is one in
the static character of Le Corbusier’s urban which we might see an example of pragmatist
schemes, which remain forever defined in urbanism. I allude to the plan designed by
his master plans. urbanist Henri Prost for colonial Casablanca
between 1914 and 1917 and implemented
A completely opposite attitude may be found
in the following decades. The difference
in what I would call the “pragmatist city”
between Prost’s plan and Le Corbusier’s has
envisioned by other planners belonging to
nothing to do with the fact that the former
the French school of urbanism. A theoretician-
remained on the drawing board (at least in
historian like Marcel Poëte and a professional
Paris). It is rather a matter of methodology.
like Henri Prost, both active between 1910
(Morocco, by the way, under French rule
and 1940, were predominantly concerned
from 1912 to 1956, is one of the clearest
with duration. In dealing with historical change
contexts of Americanism, thanks in particular
within the city, Poëte observed what he called
to the ideas of the first colonial commander,
the “urban being,” echoing the ideas of Henri
Hubert Lyautey. The arrangement of powers
Bergson. In this regard he was promoting
he established was a complex system of
an attitude similar to that defined by William
knowledge and action, involving intricate
James as a “living understanding of the
patterns of hegemony as well as the exercise
movement of reality.” In his essay “Les Idées
of pure violence.)
bergsoniennes et l’urbanisme” (1935),

URBAN PROJECTS AND ADJUSTMENT TO THE FUTURE 49


Of course, Prost’s urban plan for the economic Prost’s flexible planning methodology allows
capital of the French protectorate has no not only for changes in the use of urban
explicit, documented relationship with philo- spaces, but also anticipates the effect of
sophical pragmatism. But the experimental wear, i.e., of the rapid obsolescence of form
practice he defines derives from a continuous in a developing metropolis. Seen from this
observation of the making of the city. Prost perspective, his plan has aged rather well.
does not crystallize the shape of the future Some optimistic predictions of growth have
city in one preconceived physical envelope failed to materialize in certain areas, while
in which every building fits neatly and obedi- others remain incompletely “filled” with
ently. Drawing on past and contemporary buildings. Yet uneven development seems
experience — the zoning regulations of Paris to have been planned as such.
(1902) and New York (1916) respectively —
After leaving Morocco in 1923, Prost would
he creates a framework in which room for
design a regional plan for the western area
change and diversity is built in.
of the French Riviera that reflects similar
concerns. One of his chief ideas was to
HE ACCEPTS THE INEVITABILITY OF PATCHES, provide for a transformation over time of
CERTAINLY NOT WITH AN INTENT TO FLY IN THE typical sections of roads, from narrow country
FACE OF EVERY TYPE OF URBAN REGULATION, paths to urban boulevards. His goal was less
to guide development through a premature
BUT RATHER IN ORDER TO ESTABLISH FLEXIBLE provision of exceedingly wide lanes awaiting
RULES ALLOWING FOR CHANGE OVER SHORTER future traffic and roadside construction than
OR LONGER PERIODS OF TIME. to define ample rights-of-way on which a
measured densification could take place at
His vision of a modern metropolis inhabited its own pace.
by widely different classes, communities, and
The figure that I see in Prost’s Morocco and
religious groups thus takes the form of a
Riviera plans as opposed to the “frozen”
constructed patchwork. Reversing the classical
figures of mainstream modernism is not one
ground of urban sociology, the city may be said
of adjustment of real designs to a preestab-
to be an inverted laboratory: the patchwork is
lished scheme. It is rather adjustment of
not something detected retrospectively, as in
basic urban components to the rhythms and
the well-known image of Chicago as a mosaic,
sequences of urban development.
but to a large extent is planned.

50
PROST’S OPENNESS TO THE DIRTY, MESSY INTERPLAY OF THE
FORCES THAT SHAPE THE URBAN MOSAIC STANDS IN CONTRAST
TO LE CORBUSIER’S APPARENT REDUCTION OF THE COMPLEXITY
OF THE CITY TO THE INTERPLAY OF STATE POLITICS AND
STATIC PRISMS.

Another similar analysis of urban strategies contrary, fetishizes change with its devices.
might be proposed through a discussion of Strategic planning, however, the third
the relationship projects and plans presuppose approach, is closest to pragmatist thinking.
with the past in existing or historic cities. It is based on the concept of modification,
Is our view of the past colored by a vision articulating stable structures and programmed
of a particular “golden age” or a “correct” indetermination.
historical moment? Is it subject to an instru-
In short, the relationship to duration — the
mental reconstruction governed by ideological
representation of the future and the ways
criteria? Or do we understand the past as a
of adjusting to it — is one area in which a
layering of significant moments in a collective
meaningful intersection can be discerned
memory? Here, of course, politics and the
between architectural culture and pragmatism,
search for historical legitimacy play according
probably the most relevant one with respect
to a rather different score.
to the study of cities.
I will conclude this brief exploration by sug-
gesting a typology of three urban strategies
that is predicated on their relationship to
duration. It complements in a way the widely
accepted distinction between progressive
or “anticipatory” and culturalist or “passéist”
planning proposed by Françoise Choay in
her 1965 L’Urbanisme, utopies et réalités.
Passéist planning operates through the
reproduction or simulation of past urban
forms, whereas anticipatory planning freezes
change into definitive patterns or, on the

URBAN PROJECTS AND ADJUSTMENT TO THE FUTURE 51


D AV I D L A P O U J A D E

FROM NETWORK
TO PATCHWORK
WHAT DOES IT MEAN TODAY TO FEEL JAMESIAN? DOES IT MAKE
ANY SENSE? FOR BEING JAMESIAN DOES NOT MEAN TO BE EITHER
PRAGMATIST IN TODAY’S TERMS OR EVEN NEOPRAGMATIST.

James’s pragmatism has of course nothing to do with the linguistic


turn, not even as a vague and naive premise. One of the difficulties
of today is to think the philosophy of James without considering it
as a pre-Wittgensteinian or pre-Austinian thought (but the immediate
benefit of it is that we don’t have to consider ourselves as “neo”).
My purpose is not historical either. I’m not tr ying to go back to the
time when pragmatism was not a linguistic concept and far from being
so. The question is, what can be made to speak to us again today
in James’s thought?

53
First, as it is the provocation for our discus- Maybe we can find another vision of
sion, I would like to start with the sentence pragmatism if we try to answer the question:
of William James: “What really exists is not in what way can we say that things are in the
things made but things in the making.”1 making? Let’s trace the relations of cognition
as described by James: “My thesis is that
FROM A VERY GENERAL POINT OF VIEW, THE the knowing here is made by the ambulation
PHILOSOPHY OF WILLIAM JAMES IS A PHILOSOPHY through the inter vening experiences…
Intervening experiences are thus as indispens-
OF BECOMING, BUT CONCEIVED AS THE MOVEMENT
able foundations for concrete relations of cog-
OF MAKING. WHAT I WANT TO DESCRIBE HERE, nition as intervening space is for a relation of
OR RATHER TO TRACE, IS THIS MOVEMENT IN distance. Cognition, whenever we take it con-
SPECIFIC TERMS. IN WHAT WAY CAN WE SAY cretely, means ‘determinate’ ambulation.”3 To
refer to this process as ambulatory does not
THAT THINGS ARE IN THE MAKING?
mean that cognition is necessarily prey
By answering this question, we may better to errancy, but rather that it moves from next
understand what James’s pragmatism means. to next, by successive links. To know is to
And maybe we will see that it doesn’t mean traverse the relations that permeate experience.
what it is most commonly supposed to mean. This forms a first dimension: to know is to
Pragmatism is often regarded as a practical, draw lines.
useful, concrete, functional philosophy. All
1. William James, A Pluralistic
But when we ask ourselves how the lines
these ambiguous terms favor the cliché of
Universe (Lincoln, Neb.: themselves are formed, a second dimension
University of Nebraska Press,
a philosophy devoted to capitalist industry,
appears. For the lines are so many bridges
1996), p. 263. the philosophy of American imperialism. As
that must be built from one term to a next.
2. “Pragmatism’s Conception
James said, “Truth for us is simply a collective
As James remarks, “The idea however doesn’t
of Truth” (1907) in William name for verification-processes, just as health,
James, Pragmatism (Buffalo:
immediately leap the gulf, it only works from
wealth, strength, etc., are names for other
Prometheus Books, 1991), next to next so as to bridge it, fully or approxi-
p. 96.
processes connected with life, and also
mately.”4 Ambulation moves from next to next
pursued because it pays to pursue them.”2
3. William James, The by successive linkages. Knowledge grows
Meaning of Truth (Cambridge,
If you advert to this formula, then pragmatism
through the addition of fragments, bits. The
Mass.: Harvard University becomes businessman’s philosophy, a kind
Press, 1975), pp. 246-47.
second element, after the line, is thus the
of ready-made of the commercial spirit: wealth,
patch. For example, in James’s psychology,
4. Ibid., p. 264. strength, and profit are the lonely truths.
the “stream of consciousness” appears as a The theme of the patchwork or of a mosaic 5. William James, Essays
in Radical Empiricism
parade of patches (“fields of consciousness”), philosophy finds its extension in the 1920s in (Cambridge, Mass.: Harvard
heterogeneous in their motifs, homogeneous the work of the Chicago School of sociology. University Press, 1976), p. 22.
in their composition. The city is described there as a fragmented 6. William James, Some
reality through the diversity of neighborhoods, Problems of Philosophy
THE TEXTILE MATTER OF the small isolated worlds that shelter (Cambridge, Mass.: Harvard
University Press, 1979), p. 69.
EXPERIENCE REVEALS ITSELF immigrant populations, and the anonymous
AS COMPOSITE. ALTHOUGH gatherings of displaced individuals. As Park 7. Robert E. Park, Human
Communities (Glencoe, Ill.:
writes, “processes of segregation establish
CONTINUOUS AND HOMOGE- moral distances which make of the city a
Free Press, 1952), p. 47.

NEOUS, IT IS NEVERTHELESS mosaic of small worlds, touching each other


THE CASE THAT IT CONSISTS without interpenetrating. This gives individuals
OF PATCHES LINKED TO EACH the possibility of quickly and easily passing
from one moral environment to another
OTHER IN DIFFERENT WAYS. and encourages this fascinating, though
This means that knowledge and consciousness, dangerous, experience, which consists in
but also the entire world, are constructed living in several different worlds, contiguous
like patchworks, from next to next. The world surely, but distinct nevertheless.”7
weaves a gigantic patchwork. In this sense,
But following the other dimension, following
James speaks of a “mosaic philosophy.”5
the bundle of lines, the world forms not so
There is an incalculable number of networks,
much a patchwork as a gigantic network.
superimposed upon each other, forming a
composite fabric. As James writes, “We our-
LINES AND PATCHES, NETWORK AND
selves are constantly adding to the connexions
of things, organizing labor unions, establishing PATCHWORK, ARE THE TWO GREAT AXES
postal, consular, mercantile, railroad, telegraph, OF THE CONSTRUCTION OF EXPERIENCE AND
colonial, and other systems that bind us and OF THE GROWTH OF THE WORLD. THE WORLD
things together in ever wider reticulations….
APPEARS AS A BUNDLE OF RELATIONS:
From the point of view of these partial systems,
the world hangs together from next to next in for example, light as a line of influence, space
a variety of ways.”6 as a relation of linkage, time as a continuous
relation of enveloping, and the line of

FROM NETWORK TO PATCHWORK 55


consciousness whose path progresses
through these other lines. Here is how one
must always start: with a multiplicity of
relations that are interlaced and superimposed
upon each other in all directions, revealing
themselves as one follows them.

This is how we can answer the question we


were asking: in what way can we say that
things are in the making? One must think of
the world both as a vast fabric composed from
next to next and as a system of networks.
Patchwork and network are the two ways by
which things are in the making for William
James. But patches and lines can be com-
pared to two different features: the city and
the traveler. To understand such a relation,
one must define more precisely the nature
of patches and lines.

First, the patch. A patch, or a bit, or a piece,


must be considered as a whole, but a frag-
mentary whole. The whole is full of itself; still
there is always something that escapes. In
other terms, the whole is open, as in Bergson’s
philosophy. That’s what William James says:
“Things are ‘with’ one another in many ways,
but nothing includes everything, or dominates
over everything. The word ‘and’ trails along
after ever y sentence. Something always
escapes.”8 A patch is always prolonged by
something that turns into another whole.
That’s what James calls the “fringes.” The
fringes link the whole together. In every whole, as promoting American capitalism and its 8. James, A Pluralistic
Universe, p. 321.
you have a central motif, a peripheral theme, commercial values. Yet, according to James,
and — almost unconscious — the fringes. the philosopher does not cease to ambulate
Exactly like a carpet in Henry James’s novels: among those vast networks. He therefore
a figure in the carpet, but all the meaning seems to us much closer to a migrant worker
escaping by the fringes. than a businessman.

What has this to do with the city? Let’s take,


for example, the organization of Chicago. You LIKEWISE, JAMES’S PHILOSOPHY SEEMS MUCH
find the same structure (or should we say CLOSER TO A LESS TRIUMPHANT SOCIAL ORDER,
the same “texture”?) — a center, a periphery, THAT OF THE HOBOES, WHOSE WAY OF LIFE
and fringes, a kind of indefinite, vague frontier
between two distinct areas, what urbanists
WAS DESCRIBED BY THE CHICAGO SCHOOL
call “zones.” OF SOCIOLOGY. 9

They make up part of an mmense, dispersed 9. See Nels Anderson, The


EVERY CITY IS A KIND OF Hobo: The Sociology of the
flux of migrant workers who traverse the United
PATCH, A MOSAIC OF PATCHES, States, from Chicago to the West Coast,
Homeless Man (Chicago:
University of Chicago Press,
A MOSAIC OF FIGURES IN depending on the availability of seasonal 1923).

THE CARPET. work, organizing themselves into temporary


local societies: hobohemia. They travel a
Second, the line. If the philosophy that came piece of the road, going from transitions to
out of pragmatism is perhaps the American temporary stays.
philosophy par excellence, one will doubtless It is thus in a different way that James’s
judge that this is the case because it thinks philosophy can be said to be the philosophy
of relations as great systems of indefinitely of American philosophy.
constructible networks that overlap in all direc-
tions, thus anticipating the great developments
in 20th-century communications networks,
spreading from mosaic-city to mosaic-city.
It seems we are not far from concurring here
with the traditional definition of pragmatism

FROM NETWORK TO PATCHWORK 59


THE PUBLIC
Do pragmatist hopes for a revitalized public sphere have implications
for forms of public space and urbanism?

60
What are the conditions for a vibrant democratic
public life today?

How have changed relationships between public and private life


affected our conception of a democratic social order?
INTRODUCTION
GWENDOLYN WRIGHT
If any foundationalist premises exist in or those of Certeau the bricoleur. To be sure,
pragmatism, they are lodged in a deep sites like these have a potent resonance,
commitment to the public. The public is but the meanings are never inherent in
an unstable entity, however, one that in the forms or phrases. Adamant verbal or spatial
past usually needed space to operate, yet representations of “democratic space” can
often reacted unpredictably to any specific even undermine that very goal by suggest-
setting. Representation thus poses a ing that it has been achieved. One thinks
dilemma. If legible spatial images encourage immediately of exclusionary spaces like
engagement, they also suggest a resolution shopping malls and gated communities,
that may be illusory, partial, or simply both of which claim to protect the public
dated. Even if one concentrates on places by keeping out various intrusions. We must
associated with democracy, that term today also confront the limitations of the computer
might imply political representation, social and the internet. Many people are excluded
diversity, privileged status, consumerism, from cyberspace because of cost, location,
or aesthetic challenges to the status quo. and lack of technological knowledge. In
addition, these technologies aggravate the
Indeed, both recent architecture and
isolation between individuals and groups
scholarly writing about the public tend to
of people, while they obscure sources of
fetishize certain archetypal settings such
information and ideas. All the same, it
as the Greek agora, the 19th-century town
is not enough simply to disparage these
square, the streets of Benjamin the flâneur,

FRANKLIN GOTHIC 63
phenomena, dismissing them as a perverse The point of departure for the following set
corruption of an ideal. We must also ask of papers was a series of questions. How is
what can be done to mitigate the inevitabil- “the public” or, in more specific and diverse
ity of unforeseen problems, to work with terms, “a public,” made, sustained, and
contingencies and change over time. enlarged? What are the relationships between
the public and public space in a democracy?
Pragmatism must therefore be cautious
How do these change across time, geography,
about representing the public with any
and social group? What kinds of events —
particular aesthetic or policy. The goal
joyous and difficult, programmed and spon-
is not a rallying consensus but rather
taneous, traditional and untested — need to
conversation and spirited contention:
happen in democratic public space? How
ways to talk about issues like the public
might a site encourage, protect, or hinder
responsibilities of intellectual life, the frus-
certain kinds of activities and encounters?
trating contingencies of group interaction,
What is the role of boundaries that define
an expansion of the people involved in
or limit public space? How can conflicting
decision-making, and the very nature of
opinions and goals generate vigorous
debate and opinion in public discourse.
debate, perhaps even new alternatives?
If one domain of pragmatism, that of intel-
lectual inquiry, engages these topics in Although none of the following authors
terms of scholarship, its experimental side would call her- or himself a pragmatist, we
seeks places for social and political action. all agreed to open up the format of discrete

64
individual position papers into a more
dialogic conversation. Each statement
responds to questions or issues raised in
one another’s papers. Each author provides
some important clarification and critical
analysis about the public sphere, even as
she or he tests theories in the domain of
imagination and action, probing particular
kinds of public spaces. This approach to
intellectual life suggests the cartography
of pragmatism as a constellation or a road
map, one that encourages us to move
between different points of view, charting
possible critiques, visions, and strategies.
C H A N TA L M O U F F E

FOR AN AGONISTIC
PUBLIC SPHERE
I would like to present some reflections concerning the kind of public
sphere that a vibrant democratic society requires.

THE THESIS THAT I SHALL PUT FORWARD IS THAT IT IS IN THE


CONTEXT OF THE INCREASINGLY IRRELEVANT ROLE PLAYED IN
DEMOCRATIC SOCIETIES BY THE POLITICAL “PUBLIC SPHERE”
THAT WE SHOULD UNDERSTAND THE INCREASING DOMINANCE
OF JURIDICAL AND MORAL DISCOURSE, A DOMINANCE THAT I
SEE AS PROFOUNDLY INIMICAL TO DEMOCRACY.

67
There are many reasons for the decline of This is why I have argued that the central
the political. But I intend to concentrate my category in democratic politics is the category
attention on one dimension that I take to be of the “adversary,” the opponent with whom
particularly important, the lack of democratic we have in common a shared allegiance to
forms of identification offered to citizens in democratic principles but with whom there
current liberal democratic societies. I am is disagreement about their interpretation.
referring to identifications through which
We fight with this adversary because we want
passions could be mobilized toward demo-
our interpretation to win, but we do not put into
cratic designs and which would provide the
question the legitimacy of her interpretation
basis for a vibrant agonistic debate about
and her right to defend her position. This
the shape and future of the common life.
confrontation among adversaries is what I
By democratic identifications I need to specify have called the “agonistic struggle.” I consider
at the outset that what I have in mind are col- it to be the very condition of a vibrant democ-
lective forms of identification, that is, political ratic life. Today, because of the lack of a
identities, made available by discourses that democratic political public sphere where
construct specific “subject positions”that allow agonistic confrontation can take place, the
individuals to acquire a democratic political legal system is seen as responsible for
identity. It is only when those discourses are organizing human coexistence and regulating
available that democratic citizenship becomes social relations. Given the growing impossibility
a reality and that citizens’ participation in the of envisaging the problems of society in a
basic decisions concerning the polity becomes political way, there is a marked tendency
possible. In order to clarify the view that I to privilege the juridical terrain and to expect
am proposing, it is necessary to explain how the law to provide solutions for all types
I envisage the nature of politics. I see politics of conflicts.
as aiming at creating unity in a context of
There are many reasons for the crisis of the
conflict and diversity.
democratic political public sphere. Some have
to do with the predominance of a neoliberal
IN THE FIELD OF THE POLITICAL WE ARE ALWAYS regime of globalization, others with the type
DEALING WITH A “WE” AS OPPOSED TO A “THEM.” of individualistic consumer culture that now
CONTRARY TO WHAT SOME PRETEND, DEMOCRA- pervades most advanced industrial societies.
From a more strictly political perspective,
TIC POLITICS DOES NOT MEAN THE END OF THE
WE/THEM DISTINCTION BUT THE DIFFERENT
WAY IN WHICH IT IS ESTABLISHED.
IT IS CLEAR THAT THE COLLAPSE OF COMMUNISM AND THE
DISAPPEARANCE OF THE POLITICAL FRONTIERS THAT HAVE
STRUCTURED THE POLITICAL IMAGINARY DURING MOST OF
THIS CENTURY HAVE CREATED A VOID THAT HAS LED TO THE
CRUMBLING OF THE POLITICAL MARKERS OF SOCIETY. THE
BLURRING OF THE FRONTIERS BETWEEN RIGHT AND LEFT WHICH
WE HAVE STEADILY WITNESSED IN WESTERN COUNTRIES —
AND WHICH HAS SOMETIMES BEEN PRESENTED AS A SIGN OF
PROGRESS AND MATURITY— IS IN MY VIEW ONE OF THE MOST
PERNICIOUS MANIFESTATIONS OF THE DISINTEGRATION OF THE
POLITICAL DIMENSION.

In other contexts, I have tried to show how However, it is not easy in the present intellec-
the current celebration of the center and the tual climate to recognize this problem, let
lack of effective democratic alternatives to the alone to begin searching for remedies. Our
present order are at the origin of the growing present Zeitgeist is profoundly hostile to
success encountered by parties of the extreme such an understanding, dominated as it is
right. I have argued that once passions cannot by a real aversion to the political. Indeed
be mobilized by democratic parties because what is fashionable today is ethics, morality,
they privilege a “consensus at the center,” law, but certainly not politics. No wonder there
those passions tend to find other outlets in are so many people heralding the “end of
diverse fundamentalist movements, around politics” and rejoicing about the disappearance
particularistic demands, or in nonnegotiable of antagonism. The leitmotif nowadays is
moral issues. When a society lacks a dynamic the need for consensus, shared values,
democratic life with a real confrontation among an involvement in “good causes.” Among
a diversity of democratic political identities, politicians the dominant discourse is about
the terrain is laid for other forms of identifica- the “radical center beyond right and left,”
tions to take their place, identifications of an the “third way,” and a general reconciliation
ethnic, religious, or nationalist nature, which in an all-inclusive “people.”
lead to the emergence of antagonisms that
cannot be managed by the democratic process.

FOR AN AGONISTIC PUBLIC SPHERE 69


I SUBMIT THAT WHAT WE ARE WITNESSING WITH THE CURRENT
INFATUATION WITH HUMANITARIAN CRUSADES, ETHICALLY
CORRECT GOOD CAUSES, AND THE HYPERTROPHY OF THE
JUDICIARY IS THE TRIUMPH OF A MORALIZING LIBERALISM,
WHICH PRETENDS THAT THE POLITICAL HAS BEEN ERADICATED
AND THAT SOCIETY CAN NOW BE RULED THROUGH RATIONAL-
MORAL PROCEDURES AND CONFLICTS RESOLVED THROUGH
IMPARTIAL TRIBUNALS. AS A POLITICAL THEORIST I AM
PARTICULARLY CONCERNED WITH THE PERNICIOUS INFLUENCE
THAT POLITICAL THEORY IS PLAYING IN THIS DISPLACEMENT
OF POLITICS BY MORALITY.
Indeed, in the approach that is fast imposing moral, or juridical. This is very clear in the
the terms of the discussion under the name work of John Rawls, for instance, who cites the
of “deliberative democracy,” one of the main Supreme Court as the best example of what
tenets is that political questions are of a moral he calls the “free exercise of public reason,”
nature and therefore susceptible to a rational in his view the ver y model of democratic
treatment. The objective of a democratic society deliberation. For deliberative democrats,
is, according to such a view, the creation of we have now reached the stage of “reflexive
a rational consensus reached through appro- modernization” where the left/right divide is
priate deliberative procedures whose aim is to not relevant anymore and where decisions on
produce decisions that represent an impartial matters of common concern can result in the
standpoint equally in the interests of all. All free and unconstrained public deliberation of all.
those who put into question the very possibility
of such a rational consensus, and who affirm Another example of this trend can be found
that the political is a domain in which one in the work of Ronald Dworkin, who in many
should always rationally expect to find discord, of his essays gives primacy to the independent
are accused of undermining the very possibility judiciary seen as the interpreter of the political
of democracy. morality of a community. According to him all
the fundamental questions facing a political
This theoretical trend to conflate politics community in the field of employment, educa-
with morality, understood in rationalistic tion, censorship, freedom of association, and
and universalistic terms, has very negative so on are better resolved by judges, providing
consequences for democratic politics because that they interpret the Constitution with
it erases the dimension of antagonism that reference to the principle of political equality.
I take to be ineradicable in politics. It has There is very little left for the political arena.
contributed to the current retreat of the politi-
cal and its replacement by the juridical and the Even pragmatists like Richard Rorty, despite
moral, which are perceived as a particularly carrying out a far-reaching and important
adequate terrain for reaching impartial deci- critique of the rationalist approach, fail to
sions. There is therefore a strong link between provide an adequate alternative.
this kind of liberal discourse and the demise
of the political. In fact, the current situation INDEED THE PROBLEM WITH RORTY IS THAT,
can be seen as the fulfillment of a tendency ALBEIT IN A DIFFERENT WAY, HE ALSO ENDS
that is inscribed at the very core of liberalism,
UP BY PRIVILEGING CONSENSUS AND MISSING
which, because of its constitutive incapacity
to think in truly political terms, always has to THE DIMENSION OF THE POLITICAL.
resort to another type of discourse: economic,

FOR AN AGONISTIC PUBLIC SPHERE 71


To be sure, the consensus that he advocates such disagreements should be considered as
is to be reached through persuasion and legitimate and indeed welcome. They provide
“sentimental education,” not through rational different forms of citizenship identification
argumentation, but he nevertheless believes and are the stuff of democratic politics.
in the possibility of an all-encompassing This is what the struggle between left and
consensus on liberal values. right should be about. This is how I envisage
the agonistic struggle among adversaries.
But this is to miss a crucial point, not only
When such an agonistic democratic public
about the primar y reality of strife in social
sphere is missing and when antagonisms
life and the impossibility of finding rational,
cannot be given a political outlet that will
impartial solutions to political issues, but also
allow them to be transformed into agonism,
about the integrative role that conflict plays
democracy suffers.
in modern democracy.
What is urgently needed is an alternative to
A WELL-FUNCTIONING DEMOCRACY CALLS FOR the dominant approach in democratic political
theory, one that would revitalize the demo-
A VIBRANT CLASH OF DEMOCRATIC POLITICAL cratic public sphere by providing political forms
POSITIONS. of identification around clearly differentiated
If this is missing there is always the danger
democratic positions as well as the possibility
that this democratic confrontation will be
of choosing between real alternatives.
replaced by a confrontation between non-
negotiable moral values or essentialist forms THIS IS WHY AGAINST THE
of identification. Too much emphasis on
TWO EXISTING MODELS OF
consensus together with an aversion toward
confrontation leads to apathy and disaffection DEMOCRATIC POLITICS, THE
with political participation. This is why a AGGREGATIVE ONE AND THE
vibrant democratic life requires debate about DELIBERATIVE ONE, I WANT
possible alternatives. In other words, while
TO ARGUE FOR A MODEL OF
consensus is necessary, it must be accom-
panied by dissent. There is no contradiction in AGONISTIC PLURALISM, ONE
saying this, as some would pretend. Consensus THAT ACKNOWLEDGES THE
is needed on the institutions that are consti- ROLE OF POWER RELATIONS
tutive of democracy, but there will always
IN SOCIETY AND THE EVER-PRE-
be disagreement concerning the way social
justice should be implemented in and through SENT POSSIBILITY OF ANTAGO-
those institutions. In a pluralist democracy NISM.

72
According to such a view the aim of demo-
cratic institutions is not to establish a rational
consensus in the public sphere but to provide
democratic channels of expression for the
forms of conflicts that are considered to
be legitimate. This is a way to envisage
democracy that recognizes the dimension
of what I propose to call the political, i.e.,
the potential antagonism inherent in social
relations. It can take many forms and can
never be absolutely eradicated. This notion
of “the political” needs to be distinguished
from that of “politics,” which refers to the
ensemble of discourses, institutions, and
practices whose objective is to establish an
order, to organize human coexistence in a
context that is always conflictual because
of the presence of the political. The aim of
democratic politics according to such a view
is to “domesticate” hostility, to create the
institutions through which this potential
antagonism can be transformed into “ago-
nism,” in which instead of having a relation
friend/enemy, we will have a confrontation
between adversaries.

To be sure this is a view that is far from


the one that is today fashionable among
the advocates of deliberative democracy
and a third way. But I submit that it is the
condition for revitalizing democratic politics
and for reversing the dangerous trend of
disaffection with democratic institutions which
we are witnessing today and which I believe
constitutes a serious threat to the future
of democratic institutions.

FOR AN AGONISTIC PUBLIC SPHERE 73


R O S A LY N D E U T S C H E

DEMOCRATIC
PUBLIC SPACE
DEMOCRATIC PUBLIC SPACE IS AN ETHICO-POLITICAL
RELATIONSHIP IN WHICH THE SOCIAL ORDER IS CONSTITUTED
AND PUT AT RISK: BOTH AT THE SAME TIME.

It is a relationship of openness to the Other, and to others. In arriving


at this position, I have followed Claude Lefort, who argues that public
space emerges when, with the declaration of the rights of man and
citizen, the meaning of society is relocated from a transcendent to
a political realm. We no longer refer to a substantial basis of “the
people,” something given from outside the social world, something
that belongs to the people as a property. Therefore, we also no longer
refer to a substantial basis of the power that the people authorize in
a democratic form of society. Society becomes an enigma. The with-
drawal of the ground has several effects. Because our commonality is
indeterminate, it is open to question, which is to say that uncertainty
is the condition of public life. Because right has no foundation, it is
coextensive with, not prior to, politics. Thus, in declaring rights we
lay claim to a right to politics. And because the identity of society as
a whole, like any social identity, is “purely social,” it can never be
internally complete or coincide with itself. For it comes into being only
through a relationship with an outside, a relationship that Chantal Mouffe
and Ernesto Laclau call “antagonism” and equate with the political.

77
I also believe that critical, yet traditional no longer be construed as an object for the
theories of public space as a public sphere subject, for its understanding. Avowing that the
of rational-critical debate are “unreasonable,” world does not belong to “me” or to “us” makes
in Emmanuel Levinas’s sense of the word. us reasonable. In the presence of the Other,
They establish a rigid division between the the social world slips from the subject’s grasp.
public and the private: the private is a realm
By contrast with ethical vision, the impartial
of conflicts and differences, in which our vision
social vision possessed by inhabitants of the
is partial, the public a realm where we adopt
classical public sphere is possible only in the
the point of view of the totality. In the public
presence of society set up as an object, one
sphere, we build an all-inclusive or potentially
that itself transcends partiality. I have there-
all-inclusive consensus, using human language
fore argued that the opposition between public
to find a basis of consensus that exists
and private space in traditional discourse
outside the deformations of language. Erasing
about the public sphere — the opposition that
the exclusions that constitute any consensus,
depends on an image of society as a closed
classical theories disavow the presence of the
totality — produces a third space: the total
other. Using Levinas’s terms, one might say
vantage point or complete subject.
that they remain indifferent to the Other, which
for Levinas manifests itself precisely as that
which cannot be encountered from a position TRADITIONAL DISCOURSE IS
of full understanding. The Other is unamenable MASCULINIST, IF BY THIS WE
to totality yet speaks of the world. The presence MEAN AN ORIENTATION TOWARD
of the Other calls into question my possession
of the world, and the calling into question is
THE IDEAL OF COMPLETION
what Levinas calls ethics, which, he continues, IN SELF AND SOCIETY. THE
leaves us bereft of totalizing vision. Like MASCULINIST POSITION, OR
democracy, the ethical relationship appears THE FANTASY OF SUCH A
when certainty disappears; when, acknowledg-
ing otherness, we lose our footing and thus,
POSITION, MEETS OTHERS IN
as Julia Kristeva says, become receptive RELATIONS OF APPROPRIATION
to conflicts. More: “The capacity to be non- AND CONQUEST.
indifferent to the other is the essence of the
reasonable human being.” Non-indifference, or
responsibility, means that the social world can

78
The paradigm is the fetishistic disavowal of capitalism’s new international division of labor
sexual difference inherent in the “perception” and new forms of oppression. Redevelopment
that woman is “castrated,” a perception that at the urban level also expedited new socio-
presupposes a state of wholeness from which economic relations within the city, providing
it is possible to fall and, as a consequence, housing and services for a new white-collar
transforms difference into “loss.” In this spirit, labor force and destroying the conditions of
masculinist theories about the public sphere sur vival for residents no longer needed in
force difference into privacy. That which trou- the city’s economy. One of redevelopment’s
bles the security of the boundaries between products was a huge population of people
private/nonpolitical space — the sphere of without homes.
partiality — and public/political space — the
Rhetoric about publicness helped confer
sphere of wholeness — must be controlled
democratic legitimacy on the redevelopment
by masculine force. Sometimes the feminine
process. Dominant urban and architecture
threat is feminism itself, as when public sphere
discourses praised the city’s new public
theories implicate feminist critiques of total-
spaces. There was a sharp increase in public
izing visions of society in the loss of public
art commissions and intensified talk about
space. I have argued that these theories are
public art, especially art that took part in
afflicted with a dread of the openness and
designing redeveloped spaces.
indeterminacy of society, a dread that half-
jokingly I’ve called “agoraphobia.”
BRINGING THE WORD PUBLIC INTO PROXIMITY
I know that this statement of my position on
WITH THE WORD ART PERFORMED A LEGITIMAT-
the meaning of the public is too brief. I hope
it is not too abstract. My position evolved in ING FUNCTION BECAUSE EACH TERM CONNOTES
the early 1980s out of my interest in a specific UNIVERSALITY: THAT WHICH IS PUBLIC IS ALL-
political issue. At that time, a new public art INCLUSIVE; THAT WHICH IS ART EXPRESSES THE
“industry” was born. As a critic concerned with
HUMAN ESSENCE. BOTH TRANSCEND SOCIAL
art’s social functions, I argued that so-called
public art was serving as the aesthetic arm CONFLICT AND DIVISION.
of another phenomenon: urban redevelopment.
In turn, 1980s redevelopment was the local The phrase public art comes doubly burdened
component of a global spatio-economic as a figure of universal accessibility. Homeless
restructuring, which facilitated advanced people, products of conflict, were and still are

DEMOCRATIC PUBLIC SPACE 79


represented as bringers of conflict to public FOR ONCE WE POSE THE QUESTION OF THE
spaces that would otherwise be unified. These
RIGHT TO THE CITY DEMOCRATICALLY, WE
images of persons without homes are fantasies
of completion. They transform the negativity DISPENSE WITH APPEALS TO GROUNDS OF
that keeps society from achieving closure — MEANING THAT EXIST OUTSIDE OF DISCURSIVE
the absence of a ground — into a positivity — INTERVENTION AND INSTEAD ACKNOWLEDGE
the presence of the homeless person, whose
THAT OUR RESPONSES TO THE QUESTION
elimination will “restore” social order. I
supported artworks that helped produce a DEPEND ON OUR REPRESENTATIONS OF
democratic public sphere by mounting what PUBLIC SPACE. FOR THIS REASON, I DO NOT
Henri Lefebvre calls a “critique of space.” DISTINGUISH BETWEEN SO-CALLED DISCURSIVE
The purpose of such art was to expose
OR “METAPHORICAL” SPACE AND SO-CALLED
the conflicts that are internal to seemingly
harmonious public spaces and, in some CONCRETE OR “MATERIAL” SPACE.
cases, to claim for homeless people a “right
to the city,” to use Lefebvre’s famous phrase. Those who insist on such a distinction often
call the second space “real,” the first “unreal,”
What kind of rights claim is this? Combining and then accuse anyone concerned with
Lefebvre with Lefort and other contemporary subjectivity in representation of abandoning
theorists of rights, I argued that the right to real political struggles taking place in real
the city not only lays claim to physical spaces. public spaces. It is of the utmost importance
It declares the right to constitute and question that we build a public that does not ignore
our manner of living together in the city, which the presence of that which is unavailable to
is to say it declares the right to politics and preconceived notions of the social world,
the public sphere. Perhaps this right is propa- forcing it into unreality.
gated through the mere presence in parks,
squares, and streets of those who have been
excluded. Yet it cannot be invoked in the name
of “proper” owners of space or of restoring a
once unified, non-alienated spatial condition
undisturbed by antagonisms, as it is by some
radical urbanists.

DEMOCRATIC PUBLIC SPACE 81


GERALD E. FRUG

PUBLIC SPACE /

82
Public policy — American law — is currently eroding the existence of
public space and fostering instead a privatized version of space.

BY PUBLIC SPACE, I MEAN A PLACE THAT IS


OPEN TO ANYONE WHO DECIDES TO ENTER IT.

PRIVATE SPACE
This, of course, is a utopian definition. No improve their quality of life by leaving other
space has ever been fully open in this way. people behind. Some people move to wealthy
Even the public streets, public parks, public communities, if they can afford it, simply to
schools, and public transportation in America’s save the money that they would have spent
large cities have been organized in a way that on the poor had they remained in a class-
makes some people feel reluctant to enter integrated jurisdiction. These two legal rules,
them. Still, America’s large cities are a place in short, create a sprawl machine — a legally
where such a conception of public space is generated incentive to move out of town. As
at least possible. In fact, they have often the wealthy move to their suburbs with this
provided people with the experience of being cost-consciousness in mind, taking their
in spaces where they encounter unfamiliar resources with them, the cities they abandon
strangers. As a result, they have been one begin to decline. As a result, people in the
of the principal locations in America where middle class who have remained in these
people have had the experience of being part jurisdictions move to their own suburbs and
of what I call a fortuitous association: a group exclude those poorer than they are, and the
of people within which you happen to find cities they leave behind decline even further.
yourself — a group that you have to learn to When this sprawl machine is fully in operation,
get along with whether you like it or not. Here neither the central cities nor the individual
are eight ways that prevailing legal rules are suburbs have a truly diverse population. Class —
undermining the availability of this kind of and racial — segregation becomes the norm.
public space in America:
2 . S E G R E G AT I N G L A N D U S E S . It is not just the
State law currently
1 . S U B U R B A N I Z AT I O N . places where people live that are segregated
empowers American suburbs to engage in in the suburbs. Traditional land-use rules
exclusionary zoning. It therefore enables require that residential life, shopping, and work
prosperous suburbs to exclude not only the life take place in three different, separated
poor but anyone who cannot afford a house spaces. As a result, residential neighborhoods
priced at a specified level. State law also become closed to outsiders for the simple
authorizes these suburbs to spend the money reason that there is no reason to go there:
they raise from property taxes solely on local strangers are attracted to shopping and
residents. This rule of taxation enables local enter tainment, not to houses occupied by
residents to make sure that their tax money strangers. Moreover, the office parks and
is not spent on anyone poorer than they are shopping centers now being built in many
because, as we have just said, they have American suburbs are private property. The
already excluded such people from town. Given office parks therefore can be organized to
these two legal rules, those who can afford exclude anyone not an invited guest.
to move across city lines can dramatically

84
UNDER CURRENT SUPREME COURT DECISIONS, THE SHOPPING
CENTERS CAN EXCLUDE PEOPLE — SUCH AS PROTESTERS — WHO
THE PROPERTY OWNERS THINK DETRACT FROM THE SHOPPING
EXPERIENCE. 1

It is not surprising, therefore, that most their yard — in exchange for the security that 1. Lloyd v. Tanner, 407 U.S.
551 (1972).
office parks and shopping centers provide sameness generates. Guests are screened by
little opportunity to encounter unfamiliar kinds security guards.
of strangers. In fact, most shopping malls
Many
4 . T H E O R G A N I Z AT I O N O F P U B L I C S C H O O L S .
are designed to attract only a limited range
American suburbs have good public schools —
of people: shopping centers with a Nieman
that’s one of the main reasons people move
Marcus don’t have a Kmart.
to them. But these public schools are not
The kind of
3 . H O M E O W N E R S A S S O C I AT I O N S . public in the sense that they are open to any-
segregation of housing and land use I have one who decides to enroll in them. Quite the
just described has not provided a space that contrary. The suburbs in which these schools
is isolated enough for some people in America. are located rely on zoning law rather than
As a result, the most common form of housing admissions offices to screen out the kind of
now being built in the suburbs, as well as in students thought not to fit in. This screening
some central cities, takes the form of private, device has produced the current segregation
gated communities. These private develop- of American schools by race — a segregation
ments use private law rules, rather than local that is as intense now as it was in the 1950s.
government law, to isolate themselves from
outsiders. Like the suburbs, they can exclude IN FACT, ZONING LAW HAS HELPED PRODUCE
outsiders, but they do so by relying on property
A PRIVATIZED FORM OF THE PUBLIC SCHOOL.
owners’ right to exclude rather than on zoning.
They too spend the money they raise from
When John Dewey described the social function
taxes — which they call assessments — solely
of the public schools, he said that in a public
on themselves, but they do so by invoking
school “each individual gets an opportunity
contract law rather than tax law. To protect
to escape from the limitation of the social
themselves from outsiders, these gated
group in which he was born, and to come into
communities rely on interpretations of property
contact with a broader environment.”3 This no
and contract law that are highly controversial
longer describes a vast number of the public
given the effect that this “secession of the
schools that exist in America today. 2. See generally, Robert
successful” has on those who live outside
Reich, “The Secession of the
the walls.2 Nevertheless, their interpretation 5. TRACKING WITHIN THE PUBLIC SCHOOLS. Even Successful,” New York Times,
is widely accepted. As a result, many people when public schools admit a diverse group of January 20, 1991, sect. 6,
move to residential subdivisions populated students, it doesn’t follow that the schools are p. 16.

by people like themselves and, once there, organized so that the students can learn to 3. John Dewey, Democracy
accept with pleasure detailed restrictions on engage each other. On the contrary, academic and Education: An Introduction
to the Philosophy of Education
their lives — age restrictions on who can live tracking — the division of the student body into (New York: Macmillan, 1916),
in their house, limits on what they can plant in fast, average, and slow classes — is standard pp. 20–21.

PUBLIC SPACE / PRIVATE SPACE 85


educational policy in America’s public schools, security concerns in many neighborhoods; so
and not just for English and math. Academic does the presence of anyone else who seems
tracking is one of the ways Americans first different. This reliance on isolation rather
learn that a heterogeneous group should be than crime prevention as America’s principal
divided into different spaces — spaces not just crime-control strategy divides metropolitan
for smart and dumb, but for whites and blacks, areas into separate areas for different kinds
college-bound and vocationally tracked, cool of people and, perhaps more than any other
and nerd. This process has helped Americans single policy, erodes the vitality of public space
learn an important, and destructive, lesson in America.
from an early age: being in the same space
7. FUNDING HIGHWAYS RATHER THAN MASS TRANSIT.
with different kinds of people not only feels
One final city service seems worth mentioning
uncomfortable but impedes personal advance-
here. The rules adopted by federal, state,
ment. Later in life, the same attitude helps
and local governments support highways at
generate support for exclusive suburbs and
the expense of mass transit. Mass transit
gated communities.
and walkable streets are two of the major
Schools are not the only
6 . C R I M E P O L I C Y. sources of public space in America: they enable
city service that has contributed to the privati- the daily experience of crossing paths with
zation of formerly public spaces. The other different kinds of people. Driving, on the other
principal reason that leads people to move hand, is a privatized affair: it fosters focusing
to exclusive suburbs and gated communities — on oneself (daydreaming, putting on make-up),
along with the desire for good schools — is interaction with people one knows (car phones),
the fear of crime. or, at its most expansive, listening to the radio.
Thus, governmental decisions that favor cars
IN AMERICA, THE PREDOMINANT STRATEGY THAT over mass transit have helped insure that the
commute between the gated community and
INDIVIDUALS EMPLOY IN DEALING WITH CRIME IS
the office park — and between the two of them
TO MOVE AWAY FROM IT. and the shopping mall — requires no more
contact with unfamiliar strangers than these
Even escape is usually not enough: once places themselves.
located in the right kind of neighborhood,
people isolate themselves further by relying 8. BIDS. Of course, we still have large, open
on security guards, alarm systems, locks, cities in America. And many of them have
window bars, sur veillance cameras, doormen, mass transit, public schools, streets lined
dogs, speed bumps, mace, and guns — far with stores, and housing close to work. Yet
more than they rely on city police. The very even in these cities, legally created efforts
presence of a young black male triggers are being invented to privatize public space.

86
I THINK THAT ALL OF THESE RULES SHOULD BE
REPLACED BY RULES THAT HAVE THE OPPOSITE
EFFECT—RULES THAT HELP PEOPLE ADJUST
TO THE IDEA THAT THE WORLD IS FILLED WITH
PEOPLE DIFFERENT FROM THEMSELVES, THAT
HELP THEM COPE WITH THE FACT THAT THIS
DIFFERENCE SOMETIMES MAKES THEM FEEL
One form this effort has taken has been the UNCOMFORTABLE, AND THAT ENABLE THEM TO
creation of “business improvement districts ”—
organizations that are designed to police and
STRETCH THEIR OWN SENSE OF SELF BY BEING
clean up the public streets in areas like mid- INTRODUCED TO UNFAMILIAR LIVES.
town Manhattan. These organizations are
run by property owners, not by residents. And There is no way for law to be neutral
they adopt the perspective of these property on whether we promote the values of open-
owners when questions about the nature ness or isolation. Legal rules shape the nature
of public streets arise — matters such as of our cities and metropolitan areas whether
the presence of homeless, street peddlers, we like it or not. Our only choice is determin-
and others considered undesirable. The ing what kind of rules — and therefore what
constitutionality of this kind of property-owner kind of urban life — we want to promote.
government was upheld very recently by the
I do not have the space to outline here the
United States Court of Appeals in New York.
kind of legal rules that might turn America’s
The court rejected the argument that local
existing urban policy upside down.5 A few
policy governing the nature of public streets
broad sketches will have to suffice.
should be based on democratic — one-person,
one-vote — decision-making.4 We should, first of all, organize American 4. Kessler v. Grand Central
metropolitan areas in a way that opens up the District Management
These eight types of rules, and many others Association, Inc., 158 F.3d
boundaries that now divide and separate the 92 (2d Cir. 1998).
like them, provide the background legal
different cities and suburbs that make up
structure for democracy in America today. 5. For a more detailed
America’s metropolitan regions. We should exploration of these ideas,
They foster a privatized sense of self that
recognize the effect that exclusionary zoning see Gerald Frug, City Making:
structures the consciousness of people when Building Communities without
is now having on outsiders — above all, the
they act as citizens. As a result, they help Building Walls (Princeton:
fact that one of its consequences is the disin- Princeton University Press,
generate support for withdrawal rather than
vestment in, and decline of, those sections 1999).
engagement, sameness rather than diversity,
of the metropolitan region where the excluded
separation rather than openness, avoidance of
have been allowed to go.
conflict rather than the capacity to deal with it.
We should recognize that the tax revenue
generated from commercial and industrial
property does not belong to the residents
of the jurisdiction in which it is located. Why
should the taxes on a shopping mall owned
by nonresidents — a place where people
throughout the region shop — be spent only
on people who live nearby?

PUBLIC SPACE / PRIVATE SPACE 87


We should alter current zoning rules to reinte- Finally, we should insist on democratic organi-
grate housing and commercial life, not simply zation of business improvement districts —
to cut down on the necessity of having to use indeed, we should insist on a form of democ-
the car for every errand but to open up the ratic control that would allow visitors who
streets to more kinds of people. fear being harassed, as well as those who
live nearby, to be represented.
We should recognize the impact that the
proliferation of gated communities is having No one thinks that implementing the kind of
on American metropolitan areas as a whole. opposite urban policy that I have just sketched
Too many residents of these communities have would automatically create more open public
been led to think that they have no obligation space and therefore a better background for
to support public services outside their walls. democratic decision-making. We all know that
Even elderly people who move to these com- one cannot simply adopt policies and thereby
munities sometimes do so in order to avoid bring about the world we would like to have.
paying the taxes that support the schools that Some of the new policies I have just advocated
are educating the next generation. will backfire; efforts to evade these rules will
be as common as efforts to evade the current
We should open the public schools to outsiders
ones. Unintended consequences are inevitable.
through a metropolitan-wide public school choice
As John Dewey teaches us, “failure to recog-
program. Such a metropolitan-wide program
nize that general legal rules and principles are
would not undermine neighborhood schools —
working hypotheses, needing to be constantly
after all, most Americans prefer sending their
tested by the way in which they work out in
children to neighborhood schools — unless, of
application, explains the otherwise paradoxical
course, these schools continue to be as radi-
fact that the slogans of liberalism of one period
cally unequal as they are now.
often become the bulwark of reaction in a
We should organize the suburbs, and not just subsequent era.”6 We should build institutions 6. John Dewey, “Logical
those who live in high-crime neighborhoods, in American metropolitan areas that have the Method and Law,” 10 Cornell
L. Q. 17, 26 (1924).
to support, and pay for, crime-control efforts flexibility to engage in the unavoidably endless
wherever crime is located. Crime prevention revision and modification of the legal rules
benefits more than those now most plagued that structure metropolitan life. The task of
by crime; it also opens up the areas of cities designing that kind of institution is the focus
now closed to outsiders. of a wide variety of democratic theorists. My
message to those interested in this effort is
We should allocate money to mass transit and
simple: we need to understand how pervasive-
public streets not simply for environmental
ly the current legal structure undermines the
reasons but to encourage the creation of the
kind of open, contentious, and diverse democ-
kinds of public space that they both facilitate.
ratic society that most of us want to create.

PUBLIC SPACE / PRIVATE SPACE 89


HASHIM SARKIS

ON THE LINE
BETWEEN PROCEDURES
AND AESTHETICS

92
ARCHITECTS GENERALLY RESENT THE PUBLIC’S
PARTICIPATION IN DESIGN.

In the context of a liberal democracy, an empowered public laying claims


to the built environment confronts architects who invoke the same
grounds of liberalism to free aesthetic expression from public interven-
tion. A line has been drawn by way of settling these competing claims,
whereby procedural matters in architecture, like zoning, programming,
concerns for context and the environment, have been given over to public
scrutiny, whereas aesthetic issues for the most part (and as architects
would like to believe) have been left to architects. This line characterizes
both the discipline and profession of architecture today, and it is often
mistaken for a division between the discipline and the profession.
To be sure, this line between aesthetic and position, like Robert Venturi and Denise Scott
procedural issues in architecture has not Brown, simply accept that popular taste repre-
emerged simply as a way of making peace sents a social majority without questioning the
between architects and their publics. Designers ways in which majorities exclude certain social
alone are no longer able to handle increasingly groups. They do not think of architecture as
complex procedural issues. Moreover, the line a means for transforming popular taste or for
between procedures and aesthetics appears expanding the scope of the public.
to correspond to a respective distinction
Second, this division comes to mean that
between the right and the good, a distinction
architecture involves two separate roles: one
that liberal politics upholds as a precondition
in which the architect is a citizen participating
for pluralist democracy: the book of justice
in a public decision-making process about
should be kept separate from the book of
the built environment, and another in which
morality. As a result, the debate in architecture
the architect is an individual indulging in an
has become rigidified, and architects have
almost private creative process. The first role
turned their focus largely to aesthetic issues
is mundane but democratic and reflects a
in order to liberate their practice from the
collective opinion; the second is creative
increasing complexity and the moot nature
and reflects individual expression.
of procedural questions.

It is not the presence of the line that is the THE SEPARATION OF OPINION
problem but its rigidity. As things stand today,
the line is detrimental to achieving a more
FROM EXPRESSION, OF POLITICS
effective link between design and democracy FROM AESTHETICS, CHARAC-
for at least four main reasons: TERIZES THE SEPARATION
First, architects assume that, given this set BETWEEN THE COLLECTIVE
division of labor, democratic concerns are AND INDIVIDUAL ASPECTS OF
adequately addressed by the procedural side. ARCHITECTURAL PRODUCTION.
They therefore give up on addressing them
through aesthetic means. When they do Third, by giving up on procedural issues too
address them, they do so inadequately. For readily, architects allow their practices to
example, architects advocating a populist be governed by the institutional models of

94
a democracy rather than establishing models example, addressing the concerns of disem-
that are unique to their field. They give up on powered groups. I would like to offer evidence
the possibility that there are aspects of demo- for this contention with reference to four
cratic life and participation that are unique to “experiments” in American architecture. Each
architecture. They do not understand that what of them is connected to a particular revisionist
constitutes “the public” in political life is not project in American democracy, namely John
the same as what constitutes it in architectural Dewey’s radical progressivism. I have also
or urban design. chosen them as examples because they
represent a range of positions addressing
Finally, procedures have become restrictive for
different scales of political life.
design creativity.
1. Louis Sullivan’s development of a populist
IN MANY CASES ARCHITECTS aesthetic for the immigrant populations of
Chicago;
HAVE BEEN LEFT WITH VERY
LITTLE TO OPERATE WITH. 2. Kevin Lynch’s search for an inclusive,
neutral public space in the context of the
When procedures are not continuously civil rights movement;
interrogated with respect to their democratic 3. The firm of Caudill Rowlett Scott’s involve-
claims, they have the potential to become ment in the empowerment of emerging com-
suffocating for architects. munities in the Southwest through the design
While the separation between procedures and of public schools;
aesthetics has been in place for a long time, 4. Christopher Alexander’s organicist aesthetic
it was never as rigid as it has become today. code and “small professionalism” in his attempt
More impor tantly, the histor y of American to implement the ideals of the New Left.
architecture and urbanism is replete with
reform projects which emanate from particular Architects like Louis Sullivan in turn-of-the-
political movements and in which architects century Chicago saw the return to neoclassi-
have been more successful in straddling the cism as detrimental to the populist project
line. These earlier designers understood that of democracy in America. While populism in
aesthetic freedom could be gained by, for politics meant resistance to large corpora-
tions, Sullivan understood that in architecture

96
it could also mean embracing large corporate that he had developed in his written work as
clients like those building the new department a condition which precedes formal diversity
stores because such programs provided and which is necessary for the expression
social space for the lower classes and for of a pluralist society. (Incidentally, his concept
immigrants. Believing that equal access to of neutral space as a necessary platform in
goods would eventually lead to equal access a pluralist society precedes John Rawls’s fuller
to the good life, he decorated the Carson Pirie formulation of this concept by about ten years.)
Scott department store with organic rather
Responding to the increased demand for
than classical motifs. This more populist
schools in the 1950s and 1960s, the school
aesthetic appealed to the immigrant popula-
architects of the period, particularly the firm
tions, contrasting with their “unmediated”
of Caudill Rowlett Scott (CRS), invented for
experiences of buildings as they walked down
their clients in the new postwar suburban
the urban streets. Despite his functionalist
communities deliberation processes like
rhetoric, Sullivan used the facades of his
programming and squatting. Through these
buildings —not his clients’ plutocratic power —
processes the diverse decision-makers on
to appeal to a mass audience.
the public school boards could negotiate their
The civil rights movement propelled an urban ambitions for the future generations. The
planner like Kevin Lynch to examine the over- school architects thus used the school con-
laps among different citizens and groups in struction process as a means for coordinating
terms of their collective perception of the city. the conflicting views of the different scales
It also encouraged him to look for ways in of government on community and education.
which the transformations of the built environ- In many cases, it was the school buildings and
ment through urban renewal could be used not the educational program that instigated
to transform these overlaps into public spaces a sense of political association among the
for all citizen groups in the city. He launched different members of the otherwise apolitical
a discussion about what constitutes neutrality suburban communities.
in spatial terms and what can serve as a
In the early 1970s Christopher Alexander
spatial precondition for playing out the social
proposed a “pattern language” for architecture
diversity in American cities. In his design for
that would allow inhabitants to take part in
Government Center in Boston, for example, he
the design and development of their own
tried to apply the notion of formal imageability

ON THE LINE BETWEEN PROCEDURES AND AESTHETICS 97


buildings. Architecture became a tool for the ideas of today’s radical and pluralist politics.
transformation of society through grass-roots They are also important because they con-
participation from conception to construction. tributed to shaping many of today’s institu-
Analyzing the primitive means and crude tional arrangements. Unfortunately these
techniques of construction was important to arrangements have lost their connection to
him because he believed architecture provided their original audiences and political agendas.
society with a much-needed image of organi- They have been reduced to procedures.
cism. His aesthetic project, of using his pattern
Nonetheless, if we purposefully analyze these
language to create unity among different
experiments, two sets of strategies emerge
buildings, was intended as a model for
out of them, offering a basis for more
establishing a continuity between grass-roots
effective future action.
movements and society-wide transformation,
precisely where New Left politics failed to Diverging strategies
provide such coordination and continuity. Within the previous four experiments, each
of the architects addresses a very different
In hindsight, we can look at these experiments
population group and scale of collective life.
critically and assess the reasons for their
Each uses a different set of procedures and
failures. It is impor tant to note that these
practices. In some cases the architects adhere
experiments do not represent the entire
to existing institutional set-ups, in other cases
spectrum of positions then or now. They
they do not. CRS worked within the deliberation
also do not fully correspond to the political
procedures of school superintendents and
projects of today. For example, today’s
parent-teacher associations on one level,
conception of pluralism is different from
while on another they introduced the squatting
that of the civil rights movement, and today’s
approach and programming as formats for
emerging communities may not look at schools
debate and deliberation closer to architecture.
as the best means through which to define
Alexander found it necessary to revise the
their identities. At their best, however, these
whole process of building and contracting in
experiments are important because they
order to make small projects, or incremental
demonstrate that reform can be effective when
and user-motivated growth, the norm in
aligned with politics without being overwhelmed
development culture.
by them. The politics that inspired them
contributed to shaping some of the central

ON THE LINE BETWEEN PROCEDURES AND AESTHETICS 99


These positions also relate differently to the design of communities. On the other hand,
the process of design and the problems that it may have very little to say with respect to
architects face, or choose to face. They reflect the design of individual dwellings. Architects
different political views. Indeed, in order to should concentrate on the kinds of projects
play out their political role most effectively, that best reflect their political positions.
architects may have to undertake very divergent
Converging strategies
approaches to design. The aim of adopting
While operating on divergent and sometimes
such divergent strategies is to allow architec-
even opposing fronts, the architects of the
ture to become a means by which political
positions examined above concurred in the
positions are articulated but also reciprocally
belief that in order for revision to become
to think these political positions through their
effective, there needed to be fundamental
architectural ramifications. Here are three
structural changes in architecture, and these
such strategies:
structural changes could affect the line
1. Architects should clarify their political between procedures and aesthetics. They
positions in relationship to the political also concurred on some of the main strategies
positions of their clients. Do they express for bringing about these changes. Here are
them or resist them? Architects should at five such strategies:
once embrace and resist the political positions
1. ADDRESSING AESTHETIC ISSUES IN NON-
of their audiences. In this way, they become
AESTHETIC TERMS. This entails opening up
agents rather than merely advocates.
issues traditionally kept within disciplinar y
2. When they take a position, architects bounds to public scrutiny. How, for example,
should aim to articulate, not illustrate, the can a populace understand classical motifs
political differences of their audiences. There in architecture when it is not immersed in
are aspects of political life, such as public classical principles and when it is such a
space, that do not acquire full articulation until mixed public? Sullivan’s response, as already
they are addressed architecturally as well. suggested, was to develop a type of organic
ornament that he believed was more univer-
3. A politically directed practice should focus
sally accessible. At the same time, the attempt
on a certain kind of project. For example, a
to express aesthetics issues in non-aesthetic
communitarian design approach would find its
terms has, in certain contexts, led to an
best articulation in institutional buildings or in

100
effacement of the architect’s identity or of question conventional associations between
architecture itself, resulting in an absence program and form. It aims to leave the
of a sense of agency. Such a dilemma is association between form and function
illustrated by the extremity of Alexander’s open to revision based on the experiences
position as well as by that of Robert Goodman of emergent groups and their habits. These
in the 1970s. In other cases it has led to experiences are best addressed before they
the developing of a double-tiered aesthetic, are translated into predetermined program-
understood by a knowledgeable elite in one matic or formal images. This is what the CRS
way and by the general public in another. This programming approach meant before it turned
is the case with the populism of Robert Venturi into a formulaic procedure. A shortsighted
and Denise Scott Brown. In its better forms, understanding of this strategy, however,
however, this strategy means two things, as can lead back to entangling architecture
the above examples illustrate: questioning in the social sciences and to assuming
the bounds in which aesthetics have been responsibilities it is not equipped handle.
placed, but also — and as John Dewey
3 . P R O P O S I N G F L E X I B L E P R O C E D U R E S T H AT A R E
proposes — allowing aesthetics to extend
O P E N T O T H E N E E D S O F T H E A U D I E N C E S I N V O LV E D .
between production and perception as an
Procedural openness means using the specific
open exchange between architects and their
requirements of individual projects to redefine
publics. In this sense, to seek a non-aesthetic
the fixed procedures of the discipline and the
formulation of aesthetics and then turn it into
profession. Openness cannot be boundless,
a transcendental meditation on “the timeless
to be sure. Yet it is an important strategy for
way of building,” as Alexander did, was to
allowing repressed voices to be heard. Revising
make a point and then miss it. There is a
such procedures as programming, design
related risk in adopting this strategy, namely
reviews, and so on can help redefine aesthetic
that of giving up disciplinary and professional
problems. This strategy brings to the fore
autonomy. I will return to this very important
another structural issue, namely how to open
issue at the end.
up the frameworks of architectural practice and
2 . A D D R E S S I N G I N H A B I TAT I O N R AT H E R T H A N the architectural discipline to the possibility
PROGRAM. The strategy of transcending of revision by everyday practices. The New
program or function in order to address Urbanists provide a good example of the diffi-
inhabitation has to do with the need to culty of this strategy. On the one hand, they

ON THE LINE BETWEEN PROCEDURES AND AESTHETICS 101


understand the need for every project to develop is developmental. Moreover, the tasks entailed
its own deliberation process and charrette; but by this strategy — such as constantly reforming
on the other hand they adopt too immediately finance, zoning, and linkages — are ver y
into architecture models of political represen- difficult to realize because the already
tation developed in other areas. complex procedures of architecture are fixed
by even more complex legal ones. They hardly
4. RELYING ON ICONOCLASM AS A WAY TO QUESTION
allow for resistance, let alone transformation.
E S TA B L I S H E D M O R A L I T I E S T H R O U G H D E S I G N .
Alexander’s attack on development culture is
Iconoclasm here means questioning the validi-
a case in point (even if, in his case, the means
ty of certain images and their fixed association
of attack were questionable). At a society-
with certain moralities. Meaning in architecture
wide level, transformation is difficult through
should remain contested, particularly in
individual projects. The ecology movement
relation to emerging social groups. The call
is inadvertently making such transformative
to adopt an iconoclastic attitude is parallel
action more possible, as are new kinds of link-
to the call to address inhabitation rather than
ages within the profession and design practice
program because, here again, instead of
generally. But we are a long way from creating
accepting specific styles and imagery, it dimin-
design incentives for these transformations.
ishes formal preconceptions — it turns the
image mute, as Lynch wanted. This does not The above strategies do not aim to erase the
mean a complete abandonment of iconogra- line between aesthetics and procedures. They
phy. It should not lead to the monastic simply aim to rethink, with every building, the
practices of such contemporary iconoclasts fundamental basis around which architecture
as Peter Eisenman (especially in his early has come to be fractured along this divide and
work). This advocacy of iconoclasm echoes to redraw the line whenever necessary. The
the call in Dewey’s aesthetics for a “light- immensity of the task may be overwhelming.
handed” morality.

5. CONCEIVING DESIGN PROJECTS IN REDISTRIBU-


The
T I V E R AT H E R T H A N D E V E L O P M E N TA L T E R M S .
redistributive strategy is the most difficult one
to advance because, according to a deeply
engrained belief in most cultures, architecture

102
DEMOCRACY, AS OSCAR WILDE QUIPPED, INVOLVES TOO MANY
MEETINGS. THE RESULTANT FATIGUE MAY LEAD US BACK TO
ACCEPTING FIXED PROCEDURES AND AESTHETIC CONVENTIONS.

But the architect’s exercise of agency need Dewey’s unexpected answer suggests that
not mean full engagement of every issue on the rationality that guides our political lives
both sides of the line. It should mean the cannot guide every aspect of our existence.
readiness to ask fundamental questions when The world of Dewey, as Hilary Putnam
the need arises. This means that the line explains, is made of two kinds of “goods,”
should be rendered flexible so that it can the rational and the aesthetic. In the present
be pushed around. context, this distinction suggests that there
is a limit to every political project no matter
AT THE SAME TIME, THE how comprehensive it aspires to be. There
DISENGAGEMENT OF AN are aspects of life and experience that are
AESTHETIC PRACTICE LIKE unique to architecture. Paradoxically, Dewey’s
much-criticized separation of aesthetics and
ARCHITECTURE FROM OTHER rationality encourages the development of
SOCIAL AND POLITICAL PRAC- another kind of political role for aesthetic
TICES MAY AT TIMES PROVE practices. They can become positions from
TO BE AS USEFUL AS ITS which deeply held moralities and rationalities
that guide our political lives can be questioned.
ENGAGEMENT. WHEN ASKED If architecture is completely overwhelmed
HOW HIS AESTHETIC THEORY by politics and absorbed into its processes,
RELATED TO HIS POLITICAL it cannot transform them. In order to become
PROJECT, JOHN DEWEY SAID engaged effectively, architects must maintain
the strategic possibility of remaining partly
THAT IT DID NOT. disengaged.

ON THE LINE BETWEEN PROCEDURES AND AESTHETICS 103


LAND SETTLEMENT,
ARCHITECTURE, AND
KENNETH FRAMPTON

It is perhaps somewhat extraneous to approach the issue of pragmatics


with an obser vation about the status of the homo faber at different
moments in time. All the same, it is instructive to note that in the
medieval period the master builder largely ser ved the spiritual and
temporal powers, the priest and the prince. Beginning in the French
Enlightenment the responsibility of the architect turned toward designing
institutions of the state. With the emergence of architecture as a
bourgeois profession in the 19th century the client base became more
secular and middle class, while in the 20th century radical socialism
came to conceive of the architect as serving society as a whole. As the
Dutch architect Aldo van Eyck once put it,
THE ECLIPSE OF THE
PUBLIC REALM
“PREVIOUSLY THE ARCHITECT SERVED THE PRIEST AND THE
PRINCE, NOW THE PRIEST AND THE PRINCE ARE DISESTABLISHED.
THUS IF NOT AN ARCHITECTURE FOR ALL THEN NO ARCHITECTURE
AT ALL.”
This aphoristic statement ought to remind us how removed we are
from the various public housing programs promulgated in Europe and
America between the two world wars as well as from the welfare state
assumptions of the post-Second World War era.

105
Prior to the mass ownership of the automobile, retrospect, we may regard their low-rise, high-
a certain reciprocity existed between the density housing paradigm as a neocapitalist,
distribution of civic amenities and the density automotive land-settlement pattern capable
of the residential fabric. Despite the advent of sustaining a modicum of public space
of the street-car suburb, the railroad seems to while simultaneously resisting the tendency
have had only a limited impact on traditional to commodify the landscape with regard to not
patterns of land settlement. People still lived only residential stock but also natural topog-
relatively close together because they could raphy. Community and Privacy postulated an
hardly do otherwise. alternative pattern for decentralized land
settlement that was neither the sedate garden
WHAT HANNAH ARENDT CALLS THE “SPACE OF city of the turn of the century nor the specu-
lative subdivision that had come to dominate
PUBLIC APPEARANCE” WAS ASSURED BY THE
megalopolitan development in the second half
STREET AND THE CIVIC INSTITUTIONS TO WHICH of the 20th century. The very title of the book
IT GAVE ACCESS: suggests a pattern of settlement capable of
mediating between the privacy of the family
the village green, the town hall, the school, and the communality of the public realm.
the public library. However, after the Second
While metropolises were already being
World War “main street,” which had hitherto
surrounded by suburbs by the middle of the
served as the public spine of the provincial
19th century, suburbanization did not really
city or village, came to be undermined by the
emerge as a global process until the mid-20th
symbiotic effects of the interstate freeway
century. Soon after, the French geographer
system and the proliferation of shopping malls.
Jean Gottmann coined the term megalopolis
The subsequent destruction of the traditional
to describe an urbanized region like the
street by the suburban strip was an all-pervasive
Bos-Wash corridor — the built-up, urbanized
condition by the time Serge Chermayeff and
continuum extending from Boston to
Christopher Alexander published their seminal
Washington, D.C.
thesis in 1963, Community and Privacy. In

106
ONCE THE CONTINENTAL AUTOROUTE INFRASTRUCTURE WAS
LAID IN PLACE, SUBURBANIZATION PROVED TO HAVE NO
NATURAL LIMIT, AS ATTESTED BY THE FACT THAT THE NUMBER
OF PEOPLE IN NORTH AMERICA LIVING IN SUBURBIA HAS
DOUBLED SINCE 1960. TODAY ONLY A THIRD OF THE POPULATION
STILL LIVES IN CITIES.
The post-1945 suburbanization of the United class and race. In contrast to the heteroge-
States was facilitated through massive state neous and relatively egalitarian character
subvention of the interstate freeway system. of the traditional city, the rise of private
Combined with the not-so-benign neglect of education and the recent emergence of gated
rail transit and the kind of assisted suburban suburban communities with their own security
housing encouraged under the GI Bill and forces have fur thered the “spontaneous”
FHA mortgage regulations, this new network creation of Third World conditions inside
converged with the vested interests of the oil supposedly First World economies. We thus
and automobile lobbies. The extent to which have the familiar phenomenon of uneven
zoning codes and building regulations have development taking place over a broad front
been far from neutral in this regard is evident within the nation-state.
to any architect who has ever attempted to
On top of all this we need to bear in mind that
provide an alternative form of land settlement
we live in a democracy where only 34 percent
in a suburban context. By a similar token, it
of the electorate exercises their right to vote.
has long been apparent how suburban commu-
This prompts one to wonder whether there is
tation has served to deprive older and still
any correlation between the privatization of the
economically viable urban concentrations of
suburbs and the depoliticization of society as a
their legitimate tax base, inasmuch as many
whole. As far as “thinking about things in the
people earn their livelihood in the city but
making” is concerned, we must add to this list
live beyond its fiscal boundaries. Gerald Frug’s
of disconcerting conditions the further fact that
paper in this volume affords further evidence
of the way in which an anti-city prejudice
is built into state legislation governing the ONLY SOME 10 PERCENT OF THE BUILT
relative fiscal and political power of the city ENVIRONMENT IS SUBJECT TO ANY KIND
and suburb. For example, Frug describes how OF INTERVENTION BY AN ARCHITECT.
zoning codes generally function as screening
devices for maintaining social segregation of
the public education system in terms of both

LAND SETTLEMENT, ARCHITECTURE, AND THE PUBLIC REALM 107


So much for the relevance of the architectural It is here, perhaps, with the potential of
profession to the megalopolitan situation in physical space for sustaining face-to-face,
which we find ourselves. confrontational discussion and debate, that
the architect resurfaces as an agent who still
If suburban privatization has led to negative
has some marginal critical relevance in the
political, cultural, social, and ecological conse-
late-modern world.
quences, from a more positive perspective we
must insist on the dependence of democracy
on spaces of public appearance. It is Arendt, HOW ELSE, OTHER THAN BY
again, who has put this most clearly in her PROVIDING A PROVOCATIVE
book The Human Condition: “The only indis- PUBLIC MICRO-REALM,
pensable material factor in the generation
of power is the living together of people. Only
CAN THE ARCHITECTURAL
where men live so close together that the PROFESSION SIGNIFICANTLY
potentialities for action are always present INTERVENE IN THE UNIVERSAL
can power remain with them, and the founda- MEGALOPOLIS?
tion of cities, which as city-states have
remained paradigmatic for all Western political This question has hardly been addressed
organization, is therefore indeed the most by the recent proliferation of prestigious
1. Hannah Arendt, The Human important material prerequisite for power.”1 museums, which are the late-modern equiva-
Condition (Chicago: University
of Chicago Press, 1998 While such a classical formulation may fairly lent of those 19th-century representational
[1958]), p. 201. be challenged in our internet age with all its buildings that were once largely dedicated
rhetoric of popular democracy, to the ministration of the spirit or the
governance of the state.

WE HAVE SUFFICIENT REASON TO BE SKEPTICAL Whether public micro-realms such as I have


ABOUT THE POLITICAL BENEFITS OF THIS FORM in mind come to be fully consummated by
society in political terms cannot, of course,
OF FREE-FLOATING TELEMATIC INTERCHANGE. be predetermined; and in any case such a
direct, naive hypothesis would be a regression will be ser ved, more or less in isolation,
into behaviorism. On the other hand, the as efficiently as possible. While the recent
consequences of the absence of real spaces emergence of the mega-mall as a quasi “city-
of discourse —that is, the inadequate environ- in-miniature” can possibly be explained in part
mental articulation of such spaces — become as a way of compensating for the extreme
manifest, in my view, in situations where alienation experienced by society, this space
face-to-face discourse has been inhibited or too is exclusively dedicated to consumerism.
prohibited. It is significant that at the time Needless to say, it guarantees little in social
of the late shah of Iran’s so-called White or political terms. It is worth noting that such
Revolution the brief for the design of a univer- centralized marketing institutions are forbidden
sity campus outside Isphahan carried the by law in Norway, where the citizenry has opted
stipulation that the campus be designed in to preserve traditional shopping streets rather
such a way that there would be no areas than ruin them economically through suburban
conducive to spontaneous public assembly. mega-marketing methods.

It is symptomatic of the privatized suburban- It is a sign of the current confusion in archi-


ization of our “motopian” society that such tectural education and practice that we have
basic civic amenities as schools, sports arenas, largely lost our capacity to address ourselves
shopping centers, and health facilities are critically to such socially degenerative manifes-
invariably disaggregated from one another, tations. Surely, though, architecture has the
either by unwalkable distances or by equally capacity to concern itself with the specifics
forbidding tracts of black-top parking unre- of such a program. The fact that it does not
lieved by any kind of planting or shelter. Thus, do so today speaks all too clearly to the issue
instead of augmenting and strengthening the at hand.
space of public appearance that each institu-
tional threshold potentially contributes to the
public domain, the various civic and service
institutions are split apart in such a way as
to assure that only a single, specific function

LAND SETTLEMENT, ARCHITECTURE, AND THE PUBLIC REALM 109


WHAT WE HAVE WITNESSED OVER THE PAST TWO DECADES
LARGELY AMOUNTS TO A DEPOLITICIZED AESTHETICIZATION AND
TECHNIFICATION OF THE ARCHITECTURAL MODUS OPERANDI —
THE RELEGATION OF THE ARCHITECTURAL PROGRAM, THAT IS,
TO A FACTOR THAT IS SATISFIED IN THE MOST IMMEDIATE AND
RUDIMENTARY WAY IMAGINABLE, EITHER THROUGH SPECTACULAR
IMAGERY OR TECHNICAL EFFICIENCY.

In contrast to this, we may evoke the kind There are, however, two other basic issues
of delicately nuanced programmatic design with which the pragmatics of building culture
that used to make itself regularly manifest in must surely come to terms. The first is the
the heyday of the modern movement, let us time-honored issue of durability, that is, the
say between 1925 and 1975, especially in degree to which any structure is capable of
the design of such public amenities as high withstanding the ravages of time as well as its
schools and hospitals. In these instances, own inevitable transformation over time. The
particular attention was paid not only to second is the emerging issue of sustainability,
aesthetic and representational values but in the broad sense of the overall ecological
also to the threshold or interface between fit between the building and its environment.
the institution and society. Within these micro- Both of these factors have fundamental impli-
spaces there was an adequate hierarchical cations for a pragmatics of built culture, and
articulation of the relationship of the public both leave much to be desired with regard
domain to the private, culture to nature, and to the way in which architecture is generally
so forth. We may perhaps exonerate the taught and practiced in the United States
degeneration of this system of values in today. In the first instance, there is the current
contemporary architectural practice by arguing fashion of deprecating detailed design in favor
that our current modus is nothing more than of an overall sculptural dynamism and three-
a direct reflection of the depoliticization of dimensional gestalt, ignoring the intrinsic
society as a whole. Indeed, the fact that one quality of the joints and seams that must
can hardly think of an exemplary school or necessarily be present in the constitution
hospital built in the United States in the last of any tectonic form. In the second instance —
thirty years (let alone affordable housing) and it goes without saying — architectural
speaks to the fundamental malaise that lies culture stands to be enriched rather than
at the base of all this: that is to say, our impoverished by being modulated appropriately
society’s current incapacity to guarantee the in ecological terms.
fundamental civilized rights of education and
health to all.

110
THIS IMPLIES A DISTANCING FROM THE GLOBALIZING TECHNOLOGY
THAT ASPIRES TO REDUCE BUILT CULTURE TO A UNIVERSAL
TECHNIQUE EQUALLY APPLICABLE ALL OVER THE WORLD
IRRESPECTIVE OF MANIFEST VARIATIONS IN CLIMATE AND
TOPOGRAPHY, NOT TO MENTION IN LOCAL MATERIALS, TECHNIQUES,
AND REGIONAL VALUES.

It is difficult to interrelate all these factors in articulate the condition, if for no other reason
a single synergetic entity and to demonstrate than that it is a way of contravening our
the dynamic relationships that obtain among prevalent tendency to fall into a kind of
land settlement patterns, welfare provisions post-socialist euphoria — or should we
(or lack thereof), building practices, and say somnambulism — in which technocratic
governmental ecological policies, in both a commodification is seen as inevitably
macro and a micro sense. If we could do so, determining every field of human endeavor
however, we would more clearly grasp the web without any redress.
of symbiotic causalities necessary to assure
specific desirable environmental qualities. These
include not only a poetics of architecture but
a potential contribution to the realization of a
more liberative society. Nevertheless, it is at
least possible to indicate through a prognosis
such as this one where the problem areas
lie. As I have suggested, the latter are not
only cultural but also political. To be sure,
saying so changes nothing. Nonetheless, it
appears a crucial if quixotic undertaking to

LAND SETTLEMENT, ARCHITECTURE, AND THE PUBLIC REALM 111


AESTHETICS /

Is there such a thing as a


pragmatist aesthetics today?

If so, what would its formal


implications be?
EXPERIENCE
Is the concept of aesthetic experience helpful in reconciling the
disparities between artistic production and consumption, or should
these remain separate spheres of activity?

113
INTRODUCTION Is a “pragmatist aesthetics” possible? What
would it mean to speak of a “pragmatist

JOHN RAJCHMAN imagination,” or a pragmatist or experimental


conception of the exercise of the imagination?
What would it mean to insert it into art
gallery or museum or university spaces — what
notion of “the public” would be involved?
Does there after all exist an irreducibly
“aesthetic” or “experimental” element in
political or critical thought? What might it
mean for the question of new technologies
or new media that have increasingly come
to dominate aesthetic debate today?

As Richard Shusterman suggests, if we find


aspects of all these questions already in
John Dewey, they perhaps take us beyond
Dewey’s particular conception of experience
to the peculiar conditions under which we
think and work today. Indeed, a kind of open
question runs throughout the workshop,
taken up in a number of different ways and
contexts. In part it is a question of how a
pragmatist or “experimentalist” conception
of aesthetics or of the imagination might
confront two other models in modern theory:
1. a “formalist” conception of the autonomy At the same time, the panel tried to initiate
of works, and the ideas of “modernity” and a small experiment of its own that might
“modernism” (and so “postmodernism”) built show one way such questions may already
upon it; be at work in practice. It proposed a kind
of “encounter” between an architect and
2. a critical conception of art in its relation
an artist, working in different areas, each
to public, mass, community, people —
concerned with questions of “mixing” and
or to their alienation or dissolution — for
“event” linked to the larger theme of “things
example, the critique of “spectacle” inspired
in the making.” Paul Miller, an artist who
by Adorno or Lyotard’s idea of the space and
counts his activity as DJ as part of his
time of “dissensus.”
work, offers a statement looking back to
Could a pragmatist or experimentalist aes- pragmatist and other writings as kinds of
thetics shows us a way out of the impasses “found objects.” His attempt to think about
into which these other conceptions of the the flows in Bernard Tschumi’s architecture
imagination and critical thought seem to through his own partially musical, partially
have led us, and if so how? Perhaps this digital means served to suggest one way
is the larger problem in terms of which that bodily experience, affect, and movement
it becomes useful for us today to look might be involved in what Tschumi has
back at Dewey’s conception of art as expe- called an “architecture of the event.” The
rience, or at Charles Sanders Peirce’s encounter between the two moved out from
conception of signs and images, or again, the workshop to a joint presentation at the
at William James’s attempt to imagine, Venice Biennale, from which the images
along with Henri Bergson, a sort of critical offered below by Tschumi are extracted.
or inventive “interstitial space” between
stimulus and response in the flow or
construction of experience.

115
ON PRAGMATIST
AESTHETICS
RICHARD SHUSTERMAN
The ver y notion of pragmatist aesthetics may strike many as
fundamentally paradoxical. The pragmatic, of course, is closely wed
to the idea of the practical, precisely the idea against which the
aesthetic is traditionally contrasted and often oppositionally defined
as disinterested and purposeless. One of the central aims of my
philosophical work is to relieve this paradox by challenging the
traditional practical/aesthetic opposition and enlarging our conception
of the aesthetic from the narrow domain and role that philosophy’s
dominant ideology and cultural economy have assigned it.1 1. See, for example, my
Pragmatist Aesthetics: Living
Beauty, Rethinking Art (Oxford:
THE EMANCIPATORY ENLARGEMENT OF THE AESTHETIC INVOLVES Blackwell, 1992; 2nd ed.,
New York: Rowman & Littlefield,
RECONCEIVING ART IN MORE LIBERAL TERMS, FREEING IT 2000); Practicing Philosophy:
FROM ITS EXALTED CLOISTER, WHERE IT REMAINS ISOLATED Pragmatism and the
Philosophical Life (New York:
FROM LIFE AND CONTRASTED TO MORE POPULAR FORMS OF Routledge, 1997); and forth-
coming, Performing Live:
CULTURAL EXPRESSION. Aesthetic Alternatives for the
Ends of Art (Ithaca: Cornell
University Press, 2000).
Art, life, and popular culture all suffer from these traditional oppositions
and the narrow identification of art with so-called high fine art. In both
my defense of the aesthetic legitimacy of popular art and my account
of ethics as an art of living I aim at a more expansive and democratic
reconception of art.

117
In rethinking art and the aesthetic, a pragma- In seeking to bring theory closer to the experi-
tist aesthetics also rethinks the role of ence of ar t so as to deepen and enhance
philosophy. No longer neutrally aimed at them both, a pragmatist aesthetics should
faithfully representing the concepts it examines, not restrict itself to the abstract arguments
philosophy becomes actively engaged in and generalizing style of traditional philoso-
reshaping them to serve us better. phical discourse. It needs to work from and
through concrete works of art. These should
THE TASK OF AESTHETIC THEORY, THEN, IS be taken not as cursorily considered examples,
but as foci of sustained aesthetic analysis,
NOT TO CAPTURE THE TRUTH OF OUR CURRENT
objects whose experience is enriched through
UNDERSTANDING OF ART, BUT RATHER TO close and theoretically informed critical study.
RECONCEIVE ART SO AS TO ENHANCE ITS ROLE In my book Pragmatist Aesthetics I attempt
AND APPRECIATION. THE ULTIMATE GOAL IS this more aesthetic style of analysis through
chapter-length close readings of a poem by
NOT KNOWLEDGE BUT IMPROVED EXPERIENCE.
T. S. Eliot and a rap by Stetsasonic. Although
this bringing together of high modernism and
Truth and knowledge should, however, be
hip-hop might be seen as symptomatic of
indispensable to achieving this. Similarly, while
the worst of postmodern eclecticism, I prefer
it should not ignore the traditional problems
it to be taken as emblematic of a sociocultural
of philosophy of art, pragmatist aesthetics —
ideal where so-called high and low art (and
if it wants to make a real and positive differ-
their audiences) together find expression and
ence — cannot confine itself to the traditional
acceptance without oppressive hierarchies,
academic problems but must address today’s
where there is difference without domination
live aesthetic issues and new artistic forms.
and shame.
Thus besides considering the classic topics
of aesthetic experience, organic unity, the
logics of interpretation and evaluation, and PRAGMATIST AESTHETICS
the definition of art, my work has also been BEGAN WITH JOHN DEWEY—
devoted to topics of contemporary popular AND ALMOST ENDED THERE.
culture: from rap and country music to the
aesthetics of urban living and body disciplines. Dewey’s influence in American aesthetics was
significant but very short-lived, submerged
already in the 1950s by the rising current of

118
analytic aesthetics. To help revive pragmatist SINCE DEWEY DEFINES AESTHETIC EXPERIENCE
aesthetics for contemporary culture, I have
tried to deal with two problems in Dewey. First,
IN TERMS OF IMMEDIATE, NONDISCURSIVE
there is his conservative aesthetic taste, QUALITY, IT REMAINS ESSENTIALLY MUTE,
which even in 1934 did not really extend to NO MATTER HOW POWERFUL.
modern art later than early postimpressionism.
And though Dewey vaguely gestures toward a It therefore, in itself, cannot provide adequate
revalidation of popular art, complaining that legitimation for critical judgments. For legiti-
popular arts “were not even thought of as arts” mation is social and justificator y, and thus
because they “obtained no literary attention,” he requires discursive means of consensus-
himself fails to give them more than the most formation. In short, art criticism is needed not
fleeting mention. While his text does contain simply to sharpen perception for experience,
aesthetic analysis (with illustrations) of the but also to provide the social preconditions
works of high art and of non-Western folk art, and practices necessary for proper aesthetic
there is no real discussion of contemporary appreciation.
popular arts. Moreover, his passing reference
This points to a second, deeper problem in
to movies, jazz, and comics ends by associating
Dewey’s aesthetics. His global, revisionary
them with “the cheap and the vulgar” to which
definition of art as experience is extremely
the frustrated “esthetic hunger” of the masses
problematic and thus tended to discredit
is directed. Without concentrated aesthetic
his whole aesthetic theory in the eyes of
attention to the popular arts how can they
analytically trained philosophers. Much art,
escape their image as cheap and vulgar, and
particularly bad art, fails to engender Deweyan
why does Dewey not provide this when they
aesthetic experience, which, on the other
need it more than high and folk art, which
hand, often arises outside art’s institutional
have already achieved aesthetic recognition?
limits. Moreover, although the concept of art
Dewey’s most likely answer here would be to (as a historically determined concept) can be
appeal to his theory of art as experience — somewhat reshaped, it cannot be convincingly
powerful, transformative experience. If art is defined in such a global way as to be made
defined as such experience, then simply our coextensive with aesthetic experience. No
experiencing that experience could establish matter how power ful and universal the
it as a work of art. But how can aesthetic aesthetic experience of sunsets is, we are
experience claim so much? hardly going to reclassify them as ar t.

ON PRAGMATIST AESTHETICS 119


Further, while Dewey defines art as aesthetic
experience, he also defines that experience
as indefinable and ineffable through its
immediate nondiscursive quality. Moreover,
he seems to treat it too much as a universal
ahistorical essence rather than highlighting
its inevitable historical inflections and cultural
structurings.

For such reasons, analytic philosophy tended


to be extremely critical of the concept of
aesthetic experience, often eschewing its
use and condemning it as a chimera.
Moreover, in making the linguistic turn,
neopragmatism has also tended to neglect
or reject this crucial aesthetic notion. Richard
Rorty, for example, who has done most to
revive Dewey’s profile and advocate a poetic
pragmatism, sharply critiques Dewey’s use
of the notion of experience and argues that
the concept should be altogether dismissed
and replaced by purely linguistic notions.

MUCH OF MY CURRENT WORK IN PRAGMATISM


IS TO DEFEND BOTH THE CONCEPT OF
AESTHETIC EXPERIENCE AND THE CONCEPT OF
EXPERIENCE IN GENERAL, PARTLY BY MAKING
A CASE FOR THE PRESENCE AND VALUE OF THE
NONDISCURSIVE DIMENSIONS OF OUR LIFE AND
EXPERIENCE. THIS HAS LED ME TO A FIELD I
CALL “SOMAESTHETICS.”

120
ANODYNE
BERNARD TSCHUMI
At “The Pragmatist Imagination” workshop, Bernard Tschumi and
Paul Miller (a.k.a. DJ Spooky That Subliminal Kid) showed preliminar y
images of a piece eventually to be exhibited at the Venice Biennale
2000. It was an unusual collaboration between a musical and visual
ar tist and an architect. Tschumi had been asked by the Biennale to
exhibit images of movement in space in one of his buildings. Yet he
felt that photographs and models would not be sufficient to convey
the idea of action and interaction inside the new Alfred Lerner Hall
student center at Columbia University. DJ Spooky, an artist, writer, and
musician based in New York, worked with both images and film footage
of the building to produce another kind of representation. One of the
most striking moments was Spooky’s derivation of electronic music
from a set of drawings of the glass ramps. The result took the building
one step further into the realm of music and media culture.

123
THE DESIGN OF THE STUDENT CENTER IS ABOUT MIXING THE
OLD AND THE NEW, THE NORMATIVE AND THE INVENTIVE, SPACES
AND EVENTS.

The building combines a historical context —


McKim, Mead and White’s neoclassical
master plan of the 1880s, with its brick and
stone materiality —with an unusual set of
suspended glass ramps linking the more
conventional parts of the building. The ramps
are a place of encounter and social interac-
tion. They lead you to a 1,100-seat auditorium,
a cinema, an experimental theater, rehearsal
rooms, food places, and other spaces. New
technologies were used to build the ramps so
that they would hold a large glass wall, giving
visitors the sense that they are constantly on
stage as they walk up and down the ramps.

In the five-minute film and animation shown


at the workshop, further mixing devices in
the digital and musical realm expanded the
original building project.

126
REPEAT/COMPLETE:
PA U L D . M I L L E R A . K . A .
NOTES FOR
D J S P O O K Y T H AT S U B L I M I N A L K I D

Here space destroys time, and time sabotages space. Description makes
no headway, contradicts itself, turns in circles. Moment denies continuity.1

128
A DIGITAL AGORA
K U T K U LT U R E

4 a.m. remix mode open / status: flow / caffeine > cd : dir > go to:
somewhere in social space, somewhen, someone walking…
1. Alain Robbe-Grillet, “Time
It’s difficult to condense how electronic media have created a kind and Description in Fiction
of incidental flux in our culture. People tend to forget how much things Today,” in For a New Novel
(New York: Grove Press, 1965),
have evolved from 20th-century modes of cultural production. p. 155.
2. “The Uncanny” (1919), Scrollback, browser regress, flip to a different It’s simply a part of how we do things in the
republ. in Sigmund Freud,
Writings on Art and Literature
time. The frenzied tempo of the 1920s. everyday at this point. It’s what makes the
(Stanford: Stanford University F. Scott Fitzgerald and the Harlem Renaissance world as we live it go ’round. Disjunctions and
Press, 1997), pp. 214–15. of African-American philosopher Alain Locke. dislocations, frames and fragments, transfers
The word boom summons up a lot of connota- and transpositions. Significations of a world
tions: An America after the First World War of narratives gone AWOL, unscripted, into
just becoming familiar with terms like million a contemporary moment made of continuity,
and intercontinental. The passage from seem- regularity, and displacements. As always, it
ingly irreversible cultural developments. The all depends on your perspective.
seasonal rhythms of rural society fracturing
But Freud already expressed this kind of
on the myriad surfaces of the nation’s newly
“cultural synchronism” in terms of his notion
urbanized imagination. The passage from
of the uncanny back in 1919. So did Walter
national economies based on the land and
Benjamin in his reading of the shopping
on ar tisan-oriented “crafts” into industrial
arcades of 19th-centur y Paris. Each has
economies driven by mechanized mass culture.
resonances with what I call “kut kulture”
The migration from “traditional” family “units”
today, but for radically different reasons.
into impersonal aggregates of mass culture.
And so on. The list continues, but you get the In his essay on the uncanny, Freud focuses on
picture. From day to day I try to think about the idea of the “double” as a way of describing
it as a kind of “attention deficit disorder” someone who is able to appropriate elements of
writ large across the entire spectrum of post- your identity and represent you, but, alas, who
industrial culture. isn’t you. It flips into a tale of moving through
a city without reference points. For Freud the
I THINK OF ART AND AESTHETICS IN THE AGE crux of this idea came when he was walking
through the streets of an unfamiliar city. This
OF INFORMATION WHILE CHANNEL-SURFING kind of détour created a situation where the
THROUGH THE DETRITUS OF THE LAST CENTURY, environment folded in on itself and created
JUMPING FROM WEB PAGE TO WEB PAGE, deep tension. “All these considerations prepare
LOOKING AT ALL THE SOUND BITES AND TV ADS, us for the discovery that whatever reminds
us of this inner ‘compulsion to repeat’ is
HEARING THE RADIO BROADCASTS, SWITCHING perceived as uncanny,” he writes after his
TOPICS AND STYLES. dizzying journey through the urban landscape.2
WITH THIS FREUD ANTICIPATES OUR OWN IMMERSION IN A
DYNAMIC AND UNCERTAIN CULTURAL MILIEU AND PLACES US
DIRECTLY IN FRONT OF A CHALLENGE-RIDDEN FUTURE WHERE
FLUX SEEMS LIKE THE ONLY CONSTANT. IT’S KIND OF LIKE MOVING
IN SOME STRANGE, ORGANIC, NEUROCHEMICAL SOUP COMPOSED
OF THOUSANDS OF DISTINCT KINDS OF MACROMOLECULES
WITH OPEN BONDING SITES.

No matter what kind of chemical valence think synthetically — or perhaps one should say
the different particles have, no matter what syncretically. Each building and architectural
thoughts the neurotransmitters being fired at space becomes a different vision of a hypo-
the different synapses create, you know you’ll thetical cultural and economic nexus made
find some locations with receptor sites you real. Sound is a reflection of the same social,
can bond to. I like to call it “particle behavior.” economic, and geographic patterns, a floating
signifier of a world more and more reflecting
This sense of complete nonspecific movement
a condition of cultural reconstruction and
was also what the Beats in the ’50s were
recontextualization.
infatuated with. Nowadays it gets combined with
absurd stuff like Flat Eric. Just think of this
ultra-hip cartoon puppet who cruises around THERE’S A SENSE THAT THE HUMAN BODY
L.A. with a human sidekick. (Check out the IS BEING TRANSFORMED INTO SOME SORT
downloadable videos at http://209.201.89.223/ OF HYPERTEXTUAL WAY-STATION, LINKED
home/flateric/videos.html, with a pounding
TO EVERYTHING AND NOTHING AS THE CITY
minimal techno pulse for their soundtrack,
and you’ll get what I mean.) EVOLVES AND CHANGES AROUND IT.
VISUAL IDIOM: A MODULAR DIALECT OF THE
The hyper-agora I mentioned above is a
I N T E R FA C E B E T W E E N R A D I C A L LY D I F F E R E N T U R B A N
reflection of this condition.
INTERSTICES. Railways, airports, information
centers, public performance spaces, internet So Flat Eric’s kind of movement comes into
and world wide web access points all point being a lot earlier than he would have us
to a dispersion of the previously fixed rules imagine. Not just the theories of Freud and
about architecture and presence, architecture Benjamin but the fractured photographs of
and cultural production. A new cartography Eadweard Muybridge and Etienne-Jules Marey
emerges from the interplay among these com- point to a new kinetics of flow, a turbulence
plex variables to form a kind of hyper-agora that accompanies any movement or thought.
as we move easily through intersecting subway, Dynamic wave patterns and trace structures
rail, and airline terminals and the streets are etched into ever y air current moving
making up the 21st-centur y urban context. around the human (and nonhuman) gesture.
Envision the analytic skills to navigate the All of these become the “imminent domain”
terrain and conceptualize at the mega and of 20th-century thought.
micro scale. Engage them with an ability to

REPEAT / COMPLETE 131


There’s a movement among artists these days thousands of sur face points on the body. By
toward what I like to call “prosthetic realism,” using this type of imaging to scan their own
a kind of multimedia version of the surrealists’ bodies so as to create a new kind of topo-
game of Exquisite Corpse. Only the body and graphical map, LoCurto and Outcault transform
the elements that make up what we conceive the concept of self-portraiture. They challenge
as the body are becoming the constituent art-historical and scientific modes of represen-
pieces of a puzzle some like to describe as tation, confronting the social and technological
a “self-made map.” When you confront this changes that have merged male and female
kind of perceptual implosion, it’s like looking aspects of the body. What landscape comes
at the ocean from above and seeing that every to mind when the human body is the map?
island is the tip of a mountain, part of a larger What directions should be taken?
substructure that coheres beneath the surface.
Interchangeable
It’s the play of the planet’s surfaces that
makes things seem to rise and fall. Beneath Luminous
the waves the story of the world is written.
Ersatz

AND AS THE BROKEN-UP WAVE DYNAMICS THAT An asymmetric parable: Rimbaud said that
poetry would have to become a “systematic
MAKE UP ANY GESTURE ATTEST, WE’RE ONLY AT
derangement of the senses” to keep up with
THE BEGINNING OF UNDERSTANDING HOW WE the march of progress. Now, after a century
MOVE IN THE CURRENTS OF HUMAN EXISTENCE. of shifting values, we’ve come full circle.
Back to 1919. Freud is ruminating about how
Art has always been the filter of how we look
he arrived at a certain point in a certain city,
at the changing human form. Artists continue
and how that point keeps returning again and
to investigate these changes today. For exam-
again as he walks through the different piazzas
ple, take a look at Lilla LoCurto and William
searching for a double he will never find.
Outcault’s body maps and full-body scans based
Like The Blair Witch Project and Being John
on Geocart software written by Dr. Helaman
Malkovich, the uncanny is simply another,
Ferguson, a mathematician and sculptor, which
sequential aspect of the already-known waiting
were shown at M.I.T.’s List galleries earlier
behind the next corner to surprise us with
this year. Selfpor trait.map is made up of
what we already know.
chromogenic prints using a state-of-the-ar t
full-body scanner that employs lasers to collect

132
NEXT INTERSECTION, NEXT CROSSROADS — SWITCH! WAKE UP!
IT’S THE YEAR 2000 ALREADY.
DIFFERENT ASPECTS OF ARCHITECTURE D J S P O O K Y ’ S D I S C S I N S E R I O U S R O TAT I O N ,
A N D R E P R E S E N TAT I O N J U N E / J U LY 2 0 0 0

1. Bernard Tschumi’s Pyramid and Labyrinth Top 10


project: http://www.tschumi.com/ 1. Sussan Deyhim, Madman of God: Divine
2frame.htm Love Songs of the Persian Sufi (Masters,
2. Self-portrait.map: http://web.mit.edu/lvac/ Crammed Discs)
www/WINTER2000/locurtoutcault.html 2. Mix Master Mike, Eye of the Cyclops
3. Net Composition and Culture Map: (Asphodel)
http://www.turbulence.org/ 3. Mark Dresser and Frances-Marie Uitti,
4. Carmin Karasic’s Digital Underground Sonomondo (Cryptogramophone)
Railroad project: http://www.xensei.com/ 4. DJ Krush, Code 4109 (Sony Music)
users/carmin/pixelart.htm#ugrr 5. Raymond Scott, Manhattan Research Inc
5. 3-D rendering maps and virtual architec- (Basta)
ture: http://www.activeworlds.com/ 6. Various artists, JazzActuel (Charly)
index.html 7. DJ Cheb i Sabbah, Maha Maya: Shri Durga
6. Brian Carroll’s electronic architecture Remixed (Six Degree Records)
project: The Panopticon/Centrifuge of Noise, 8. Kim Cascone, Cathode Flower (Mille
http://www.architexturez.com/ae/ Plateaux)
7. Marcos Novak’s Manifesto of 9. Ghost Dog, The Way of the Samurai,
Transarchitecture: http://www.t0.or.at/~krcf/ soundtrack (Epic/Razorsharp)
nlonline/nonMarcos.html 10. Various artists, Wreck This Mess:
Remission 2: Ambient-Industrial versus
Electronic-Dub (Noise Museum Recordings)

Bonus beats
11. Various artists, Ohm: Early Gurus of
Electronic Music, 1948–1980 (Ellipsis Arts)

REPEAT / COMPLETE 133


TECHNOLOGY
AND
ITS IMPACT
What transformations in perception, experience, and habit are taking
place in response to accelerating technological change?

Do scientific methodologies need to be restructured in light of new


logics of organization, information, and temporality?

How is technology altering the distribution of knowledge and power


in society and with what consequences?

ON PERCEPTION

135
INTRODUCTION REINHOLD MARTIN

In the interest of allowing the following This fact raises a series of questions about
texts to speak for themselves, I will offer architecture’s own sense of disciplinarity,
only a few introductory remarks regarding questions that are also raised by the
the overall subject at hand, technology convening of a conference entitled “The
and its impact on perception, and the insti- Pragmatist Imagination: Thinking About
tutional and intellectual contexts in which ‘Things in the Making’” at the Buell Center
this discussion took place. I therefore for the Study of American Architecture.
begin simply by pointing out that, despite At one level, it should appear self-evident.
(or perhaps because of) their working in Architecture is certainly one among many
diverse fields, all of the participants who “things in the making” with which contem-
took part in this session have had, in porary thought is confronted at every turn.
different ways, very direct interactions And certainly, at least those strains of prag-
with architectural discourse. matist thought with American origins would
seem to bear some consideration in the
context of the study of American architec-
ture. It is also worth remarking that for
the past two decades or so, certain aspects
of American architectural discourse have —
notoriously, for some — taken on a similarly
interdisciplinary cast, albeit one heavily
conditioned by self-reflexive, critical dis-
courses originating for the most part on the
European continent. Thus again, there would
seem to be a certain self-evidence in implic-
itly countering this tendency, or at least
redirecting it, with the introduction (or
reintroduction) into the architectural context
of that body of thought loosely known as
“pragmatism,” with its overtones of direct
action, immediacy, and immanence.
But it is exactly this kind of self-evidence architectural audience, for indeed archi-
that the most rigorously vigilant discourses tecture can and must be understood as —
of the 20th century — including the best among other things — one of many “tech-
of pragmatist thought — have taught us to nologies of perception.” But it is to the
guard against. For indeed, more often than immense credit of all of the contributors to
not such self-evidence serves to obscure, this session that each in turn succeeded
rather than reveal, the stakes of a given in displacing the self-evidence of their own
intellectual encounter. In other words, what presence in such a colloquium, and of the
is at stake in the reintroduction of an disciplinary perspectives that they repre-
American architectural audience — whether sent, onto another stratum, in which the
at the Buell Center or the Museum of stakes are somewhat higher than the mere
Modern Art — to the interdisciplinary prob- revision of one discipline’s (architecture’s)
lematics of pragmatist thought is hardly system of legitimation and/or discursive
self-evident. Among other things, we might orientation. Thus, we are far removed from
speculate that it involves a reconsideration a pedantic enumeration of pragmatist
of the nature of so-called “theory” in “influences” or a narrow accounting of
architectural discourse, perhaps with an architectural (or other) “applications” when
appeal to a certain self-evidence — a certain we consider questions concerning techno-
“pragmatics”— regarding architecture’s logy and perception as follows. We are
sociocultural agency that holds “theory” instead transported into a realm in which
accountable for all manner of empirical the interdisciplinary resonance of the
lapses. At risk and at play in such a recon- subject matter is, strangely, only amplified
sideration would be architecture’s own by intensely specific — disciplinary — research.
ability to make a space for the contributions
of distinguished thinkers such as those on
this panel dedicated to the theme of tech-
nology and perception. Again, it would
appear self-evident that such a subject
would be of immediate interest to an

137
J O N AT H A N C R A R Y

One of the most pervasive ideological constructions currently operative


is that an unprecedented historical shift has recently occurred with
remarkable suddenness, ushering in an era of globalization, of universal
communication and connectivity. In one sense, this techno-economic
fantasy, this vision of a “wired world,” took shape alongside the
“collapse” of an East--West system, and it promoted the notion that the
late 20th century marked the decisive triumph of a totalizing free market
with its promises of growth, prosperity, and the Westernization of the
planet. But the self-congratulatory accounts of this supposedly revolutionary
transformation simultaneously had to reassure that on another level
in fact nothing had changed — that despite sweeping systemic, institu-
tional, and technological reconfigurations human life and experience
could flow on in a fundamental continuity and sameness. Contemporary
138
actuality is clearly much closer to the inverse of this general narrative.
UNTITLED REMARKS
THE GLOBALIZATION OF A SEAMLESSLY WIRED WORLD IS NOT IN
PLACE AND PROBABLY NEVER WILL BE. AT THE SAME TIME THERE
HAS BEEN AN ENORMOUS SET OF DERANGEMENTS IN THE MAKE-UP
OF INDIVIDUAL AFFECTIVE, PERCEPTUAL, AND COGNITIVE
EXPERIENCE THAT CHALLENGE ANY EASY ASSUMPTIONS OF
CULTURAL CONTINUITY BETWEEN THE PRESENT MOMENT AND
SEVERAL DECADES AGO.

Perhaps we have reached a threshold from


which it is no longer a question of traditional
habits, responses, emotions that are being
challenged, but rather a point (partly genera-
tional) from which that older field of meanings
has moved beyond recovery or even beyond
clear recall.

As recent critics have insisted, “globalization”


is a misleading term in that it seems to
connote a sense of spatiality or territory, albeit
on a large scale. But as we well know, the
operation of global capitalism is predicated on
the irrelevance of territory. Marx had already
foreseen this as early as the 1850s when
he wrote that the essence of capitalism was
“the annihilation of space by time” and a
striving “to drive beyond every spatial barrier.”

UNTITLED REMARKS 141


FOR THE FIRST TIME IN HISTORY This should not lead us to hyperbolic asser-
tions about the disappearance of space or
THERE HAS BEEN A DELINKING
the ubiquity of instantaneous speed and so
OF ECONOMIC CIRCULATION on. We must begin to understand the strange
FROM PHYSICAL SPACE, kind of dislocations and adjacencies that
AS ABSTRACTED FORMS OF now constitute subjective experience. It has
become a truism that many of our lives are
WEALTH HAVE A MOBILITY
an irreducible mix of continuity and disjunction
AND FLUIDITY UNRELATED TO in the way our absorption into disembodied
WHAT WE USED TO THINK OF technological environments is immediately
AS LOCATION. adjacent to the materiality and intersubjectivity
of “real” lived extensive space. Obviously
there have been many forms of technological
prosthesis throughout history but never has
there been a powerful set of imperatives
to “inhabit” a “world” that is fundamentally
uninhabitable except on a phantasmic level.
Because of the absolute priority intrinsic
to the operations of economic exchange, the
privilege accorded to its digital domains is unas-
sailable, and we are only in the first stages
of the depreciation and disparagement of a
“brick and mortar” world. Both the tangible
“real” world and our own corporeal existence
seem progressively more dilapidated in com-
parison with the infinite phantasmagoria of
images and data available on-line.

THE ENTROPY AND DECAY OF


OUR PHYSICAL SURROUNDINGS
AND ALL THE COSMETIC,
GENETIC DEFICIENCIES OF OUR
OWN BODIES, ESPECIALLY
AGING AND MORTALITY, ARE A
PERMANENT HUMILIATION IN
THE FACE OF DEMATERIALIZED
DIGITAL PHENOMENA.

142
It is, of course, entirely logical now that
immense corporate industries are relentlessly
trading upon the fragility of the body to expand
a central arena of consumption: bio-engineering,
prosthetic surgery, psycho-chemicals soon to
be available for endless emotional needs (e.g.,
an anti-shyness drug now in trials), the so-called
“anti-aging industry,” and the commercialization
of the human genome, to name a few. But
these are also the issues out of which counter-
models of the body are being invented which
affirm its political volatility and which might
work against its fraudulent domestication.
The paradigm shift now underway, however,
is not analogous to previous historical trans-
formations. The rise of typographic culture
did not suddenly occur after the 15th-century
invention of the printing press and movable
type. It took place slowly over several cen-
turies, and its effects were not fully in place
until the late 18th or early 19th centuries in
terms of an extensive diffusion across a social
field. Perhaps most significantly though,

WE ARE NOT WITNESSING SO MUCH A CHANGE IN TECHNOLOGICAL


CONCEPTIONS, FROM ONE DOMINANT ARRANGEMENT OF
MACHINIC SYSTEMS TO ANOTHER, BUT THE EMERGENCE OF
AN UNPRECEDENTED DYNAMIC OF CONTINUOUS INNOVATION
AND OBSOLESCENCE.

U NTI TL ED RE MA RK S 143
It is not as if we are in a transitional period For every improvement in techniques for
of adjustment to a new set of tools, which will controlling the structure of perception, there
all seem quite mundane in another generation, are parallel shifts in the shape of inattention,
like the telephone or radio. For the vast majority distraction, and various states of “absent-
of people, our perceptual and cognitive mindedness.” There is a continual emergence
relationship to communication and information of new thresholds at which an institutionally
technology is and will continue to be estranged competent subjectivity veers into something
because the velocity at which new products dispersed, unfocused, and nonproductive,
emerge and reconfigurations of technological in forms of what we could call passive non-
systems take place preclude the possibility compliance. These are experiences that hint at
of ever becoming “familiar” with a given a wide range of noninstrumental and deviant
arrangement. What we commonly refer to as interfaces. Since so many forms of institution-
photography, film, video, television, for example, ally modeled perception, beginning in the early
no longer have a relatively stable identity but 20th century, have entailed cognitively “pro-
are now subject to frequent mutations as cessing” heterogeneous stimuli (whether film,
part of larger technological transformations. radio, television, cyberspace), the swerves
Whatever is currently touted as essential into inattentiveness increasingly have produced
to our practical needs is always already disqui- alternate experiences of dissociation, of
etingly close to the precipice of obsolescence. temporalities that are not only dissimilar but
Life becomes an anxiety-filled sequence of also fundamentally incompatible with normative
replacements and upgrades. Given the impos- institutional arrangements. The daydream,
sibility of meaningfully integrating technological which is an integral part of a continuum of
tools into a coherent field of creative activity, attention, has always been a crucial but inde-
it becomes important to invent provisional and terminate part of the politics of everyday life.
flexible strategies of adaptation and imagina- However, as Christian Metz and others have
tion outside of the enforced rhythms of hi-tech argued, in the 20th century both film and
consumption. Perception itself is so closely television have entered into a “functional com-
aligned with these rhythms that its primar y petition” with daydream. Although its history
characteristic is its continual permutations. will never be formally written, the daydream is
nonetheless a stubborn domain of resistance
that exists within any system of routinization
or coercion. Similarly, disciplinary patterns
of vision based on imperatives of recognition,
identity, and stabilization are never fully sepa-
rate from nomadic models of cognitive flux,
which allow the generation of novelty, difference,
and instability.

However, one central feature of many contem-


porary technological arrangements is the
imposition of a permanent low-level attentive-
ness that is maintained to varying degrees
throughout large expanses of waking life.

144
THE LATER 19TH CENTURY SAW
THE ONSET OF A RELENTLESS
COLONIZATION OF “FREE” OR
LEISURE TIME, WHICH INITIALLY
WAS RELATIVELY SCATTERED
AND PARTIAL IN ITS EFFECTS.
THE BREAKS AND INTERVALS
WITHIN THIS FIELD WERE
CONDUCIVE TO OSCILLATIONS
BETWEEN SPECTACULAR ATTEN-
TIVENESS AND THE FREE PLAY
OF SUBJECTIVE ABSORPTIONS
OF MANY KINDS. BUT NOW, AT
THE START OF THE 21ST CENTURY,
THE LOOSELY CONNECTED
MACHINIC NETWORK FOR
ELECTRONIC WORK, COMMUNI-
CATION, CONSUMPTION, AND
RECREATION HAS NOT ONLY
DEMOLISHED WHAT LITTLE
REMAINED OF THE DISTINCTION
BETWEEN LEISURE AND LABOR,
BUT HAS COME, IN LARGE
ARENAS OF WESTERN SOCIAL
LIFE, TO DETERMINE HOW
TEMPORALITY IS INHABITED.
New information and telematic systems simu- It is pointless to regret what Paul Virilio
late the possibility of meanderings and drift, describes as “the disintegration of direct
but in fact they constitute modes of sedenta- perception” or what Italo Calvino calls the loss
rization, of separation, in which the flow of of our capacity “for bringing visions into focus
stimuli and the rhythm of response produce with our eyes shut.” But it is equally self-
an unprecedented mixture of diffuse attentive- defeating to uncritically celebrate or acquiesce
ness and quasi-automatism, which can be to the dominant technological modalities
maintained for remarkably long periods of available today. It is particularly important to
time. In these technological environments, it’s determine what creative possibilities can be
questionable whether it is even meaningful generated amid electronic forms of boredom,
to distinguish between conscious attention to habit, and addiction. Now the question is how
one’s actions and mechanical autoregulated and whether alternate perceptual modes such
patterns. What once might have been called as trance, distraction, daydream, or attentive-
reverie now most often takes place fully aligned ness to the fringe or periphery of events can
with preset rhythms, events, and speeds flourish within the interstices of these circuits.
that affirm the irrelevance and decrepitude of Especially revealing are those now common
whatever is not integrable or compatible with liminal moments when, for example, one
their formats. turns off a computer after having been on-line
or immersed in any digital ambience for an
extended period. There is a brief interval
before the world fully recomposes itself, when
one’s immediate surroundings (usually a
room and its contents) seem both vague and
oppressive in their actuality, their heaviness,
their vulnerability to decay, their obdurate
resistance to being clicked away in an instant.
It is also an interval vividly revealing of the
disparity between one’s sense of limitless
“connectedness” while on-line and a stark
intuition of the enduring fact of one’s subjec-
tive isolation and contingent physiological
existence. Yet it is only out of this kind of
apprehension of “transitive parts”— to use
William James’s term — that experiments and
operations within the world can take place,
without technological delusions and without
nostalgia for an older model of “authentic”
experience and objects.

146
PRAGMATISM AT WAR

148
PETER GALISON

Seen from the redoubt of the physical sciences, one long war shadowed
the last century from 1939 to 1989, and the story did not end there.
Surveillance, communication, targeting, computation, and nuclear
weapons have shaped much of the contours of science at the century’s
close. Engagement with the battlefield, with engineers, with a hidden
enemy, conditioned the way physicists plied their craft — and the ways in
which physics linked to the panoply of sciences around it. Confronting
war, the pragmatist imagination in science took a specific turn.

At the largest scale, the war made the labora- On the contrary: To build new kinds of small-
tory into a factory. After all, Los Alamos, Oak wavelength (and therefore accurate) radars,
Ridge, and Hanford were not “like” factories, new tools were needed as the ordinary compo-
they were factories—factories that, in the case nents of radio making were clearly irrelevant.
of Hanford, took over 130,000 workers to Wires, capacitors, resistors, and inductors
complete. Nuclear physics went from being an were not much different in length from the
infinitesimal enterprise in early 1942 to an waves that made radar work. Consequently,
industry larger, by the summer of 1945, than the old-style radio components were useless:
the entire Detroit automobile manufactory. But they simply became antennae. A new genera-
the transformation was not just one of scale. tion of electronic components that could move
Suddenly physicists had to speak with engi- and modify radar waves into a useful search-
neers, and perhaps more importantly they had light would have to be designed out of copper
to listen to the engineers’ own way of parsing boxes, slits, cylinders, and other hollowed-out
the world. Before the war, electrical engineer- conductive materials. Radio engineers there-
ing circulated around power production on one fore needed physicists. In particular, they need-
side and radio engineering on the other. By ed theoretical means of tackling the complicat-
and large, physicists did not have much to do ed wave guides that split, transpor ted, and
with either, although the material culture of transformed microwave radiation.
radio engineering populated some laborato-
ries. After the Japanese attack at Pearl Harbor,
American efforts in radar multiplied explosive-
ly. For the first time, American physicists had
to work side by side with radio engineers, and
not merely by engaging the engineers as tech-
nicians.

149
At first physicists took the view that they On both the Japanese side and the American
would simply “solve” the problem fully. After side, theorists, slowly and painfully, learned to
all, they were rightly proud that decades of abandon their older ideals of knowing the elec-
experience with Maxwell’s theory of electricity trical and magnetic fields all the way down,
and magnetism had taught them so much so to speak. On both sides, facing each other
about properties of electric and magnetic across the battlefield, they learned to ask first
fields. But these peculiarly shaped devices of and foremost after inputs and outputs, shunting
welded copper were vastly more complex than aside the search for the detailed processes
any previous problem in ordinary electrody- in the recesses of those copper volumes.
namics. Worse, the whole point of the radar
After the war, both Julian Schwinger and
work was to vary the circuits in an endless
Shin’ichiro Tomanaga took their new-found
quest to improve performance, augment
black boxism to the heart of theoretical
power, reduce the size of the waves, screen
physics. Both began to abandon the search
out noise. So even if one such complicated
to understand what happened in particle colli-
volume of copper could be understood today,
sions “all the way down,” and instead both
tomorrow there would be two different ones on
concentrated on characterizing the particles
the engineers’ table.
some distance away from their interaction.
Wartime radar engineers desperately needed Particle physics, “pure physics,” was reread
a microwave analogue of the kind of analysis as if it were a junction box in a radar circuit.
they did for ordinary radios. For example,
We are now quite habituated to thinking of
radio engineers did not calculate the detailed
theory, whether in philosophy or physics, as
oscillations of the cardboard that vibrates in
trickling down to the other domains of knowl-
a loudspeaker. Instead, they characterized the
edge: it is yesterday’s news that physical
speaker by a black box, that is, by an “equiva-
theory might shape experiment, and experiment
lent circuit” that had the same relations
might lead to changes in engineering. By
of input and output as one found in a real
contrast, it inverts our prejudices to see pure
speaker. The slogan was: give me the voltage
theory rewritten because of its encounters
in and the voltage out; give me the current
with the works of engineers. But it is this latter,
in and the current out — I don’t care what
engineering-driven process that so character-
happens between the two points.
ized the wartime engagement of the sciences.
Month after month, year after year, wartime
LEARNING TO SPEAK AND THINK LIKE THESE physicists and engineers attacked problems
OPERATIONS-ORIENTED ENGINEERS BECAME A in this bottom-up way, with physicists always
CENTRAL CONCERN OF THE RADAR PHYSICISTS. pressed to confront the problem of rapidly
scaling up to production long before “normal”
prewar procedures would have let it be so.

150
It is well known, for example, that Richard Another example: on arrival at Los Alamos,
Feynman spent the war at Los Alamos. We one of Feynman’s tasks was to calculate the
usually hear his often-told anecdotes about amount of “active material” needed for various
cracking safes, outwitting psychiatrists, and geometries of nuclear reactors. Again, after
playing bongo drums — an interruption from solving one geometry and then another, he
physics. But what Feynman actually did at began to search for a more modularized way
Los Alamos is quite a bit more significant for of approaching the problem. Yet again Feynman
the wartime history of the bomb, and also for faced this sort of problem as Hans Bethe,
what he did afterward. For example, Feynman head of the theory group, assigned him the
was sent to Oak Ridge to inspect the facility’s task of exploring various geometries that might
handling of the nuclear waste generated as be used as shapes for the atomic bomb’s
the fissionable isotope of uranium, U235, was nuclear core. Here too engineers were never
separated from the inert variety, U238. The interested in just one configuration. They
Oak Ridge engineers knew perfectly well how always wanted to be able to move one item,
many kilograms of U235 it took to create a expand another, substitute a third: waste
fission chain reaction, so they separated the barrels, critical cores, reactor geometries.
quantities of waste into separate barrels of Feynman, a leading scientist of Los Alamos,
U235, each of which sat in a solution that was also its best student, learning to think
included water and contained less than the about physics from a perspective that was both
estimated critical mass. Feynman practically pure and engineered at the same time. When
went into shock when he discovered that the Feynman came back to pure physics after the
water, by slowing down the neutrons and war, he, like so many others, returned with a
therefore making them more potent activators new vision of what science should be like; in
of fission, so dramatically dropped the critical his specific case, the war inflected his old
mass that the Oak Ridge containers were on interests in quantum electrodynamics. Now, in
the ragged edge of having its waste matter go the years immediately following the war, he pro-
critical. Over the next months the engineers duced a set of modular relations that snapped
pressured Feynman to begin teaching them into place — rules that could be used even by
rules—rules to calculate the critical mass for non-experts as they came, with his eponymous
different solutions, different concentrations, diagrams, to calculate the likelihood of electrons
different geometries of storage. And Feynman and photons colliding in various ways.
produced these rules, rules of calculation
useable by engineers outside the club of SCHWINGER ONCE SAID THAT FEYNMAN, WITH
nuclear physicists.
THIS DIAGRAMMATIC REASONING, HAD BROUGHT
QUANTUM ELECTRODYNAMICS TO THE MASSES.

PRAGMATISM AT WAR 151


It was no accident. Over the course of four Frank’s plea for this new model of science
years, Feynman had had to learn to bring issued directly from the scientists’ wartime
nuclear physics to the engineers and officers experience. The Harvard psycho-acoustic labo-
who handled the vast production system of a ratory and the electro-acoustic laboratory were
technoscientific world at war. but two such piecewise unified structures. But
a walk around any of the principal American
Philosophy of science had to skip a beat to
campuses in the postwar period revealed many
pick up the rhythm of this new form of scien-
more such laboratories, and Frank needed
tific work. Philipp Frank, one of the leaders of
only look to his colleagues in the Harvard
the left wing of the Vienna Circle (along with
physics department to meet, over and over
Otto Neurath and Rudolf Carnap) recast his
again, veterans of these efforts. So when the
philosophical views after the war. As a refugee
Rockefeller Foundation responded to Frank’s
in the 1930s, he had begun to assimilate the
request for some modest funding toward the
American philosophical tradition, hoping to join
unity of science, they reflected, in their internal
Viennese logical positivism with an indigenous
report, that biophysics, biochemistry, psycho-
American pragmatism and operationalism. Now,
physiology, and social psychology were the
in 1946, after spending at least part of the
“borderland fields” that “contributed new data”
war working on the wartime uses of applied
to the quest for a unitary picture of nature.
mathematics, he began, self-consciously,
to go beyond the grand, semantically based One of the fields of inquiry taken up by Frank’s
unification program of the prewar era. In one new Institute for the Unity of Science was
programmatic text written just after the war, cybernetics. A term coined by Norbert Wiener,
he wrote: “[A] vast field of research is opened cybernetics designated that collection of fields
up. ‘Hybrid fields’ like ‘mathematical biophysics’ concerned with self-governing processes,
or ‘mathematical economics’ are no longer that is, fields where feedback leads a system
isolated cells where some awkward professors toward a goal. Wiener’s own interest in such
may enjoy their strange fancies but by the processes began very early in the war when
application of logico-empirical and socio- he saw the aerial threat to Britain as a deci-
psychological analysis these ‘cross-connections’ sive moment in history. Determined to develop
become the roots of new developments lead- a better method for tracking, and therefore
ing toward the integration of human knowledge shooting down, German bombers, Wiener
and human behavior. These queer cross- began building a device that could characterize
connections become the avan[t]guard of the statistically an individual pilot’s behavior and
science of the future.” Among the goals of then use that characterization to predict his
these new unified sciences would be an future moves. Knowing the airplane’s position
analysis of the role of governmental interven- even a few seconds in advance would be
tion in science — and the merging of science sufficient for anti-aircraft fire to reach the
and technique. plane and destroy it.

152
In rapid succession, Wiener began to gener- Wiener would write in 1950: “We believe that
alize. First, he began to see the self-correcting men and other animals are like machines from
Anti-Aircraft Predictor as equivalent to the the scientific standpoint because we believe
pilot’s intention; the pilot was nothing other that the only fruitful methods for the study of
than a self-correcting device. Then Wiener and human and animal behavior are the methods
his colleagues came to apply the same form applicable to the behavior of mechanical objects
of analysis to the anti-aircraft gunner — the as well. Thus, our main reason for selecting
“we” and the “them” entered into a similar the terms in question was to emphasize that,
regime of calculation. But the spiral of expan- as objects of scientific enquiry, humans do
sion continued: not differ from machines.”

Soon Wiener’s cybernetic program became a


NOT JUST THE GUNNER AND
rallying cr y for computer scientists, econo-
BOMBER BUT THE GENERALIZED mists, cultural anthropologists, physiologists.
HUMAN TASK WERE FORMS So effective and all-embracing did it seem
OF GOAL-DIRECTED FEEDBACK that it made per fect sense for Wiener to begin
speaking in theological terms: “Since I have
SYSTEMS. SELF-GUIDED MIS-
insisted upon discussing creative activity
SILES AND TORPEDOES WERE under one heading, and in not parceling it
REALLY NO DIFFERENT FROM out into separate pieces belonging to God,
THERMOSTATS AND HUMANS to man, and to the machine, I do not consider
that I have taken more than an author’s
TRYING TO PICK UP A GLASS,
normal liberty in calling this book God and
OR A HEART ESTABLISHING Golem, Inc.”
AN APPROPRIATE BEAT.

153
Certainly many of Wiener’s social and natural How different these local patches of common
science colleagues saw such a move as knowledge were from the esperanto-like dreams
reasonable — Philipp Frank’s Unity of Science of prewar Vienna. Not only did religion shift from
organization took up religion as one of its its prewar place as a “pseudo-problem” to a
interdisciplinary “borderland” areas, working it postwar topic of inquiry. Even more importantly,
with the same postwar pragmatic enthusiasm
as they did problems of linguistics, anthro- ONE SEES HERE THE ABSOLUTE
pology, and computation. Cybernetics itself
became a major research arena for the
LIMITLESSNESS OF THE
Unity of Science movement. And yet, PRAGMATIC MODERNISM THAT
despite this globalizing impulse of the EMERGED FROM THE WAR.
cyberneticians, the field of inquir y retained
cer tain features of its war time origins. Here was a pragmatic vision that was more
Always Wiener returned to a vision of the than a simple transcription of the pragmatism
world cast in terms of struggles against an of Peirce, James, or Dewey. This new stance
Opponent — sometimes a manichean enemy, before the world was a different kind of
the opponent of games and war. This was pragmatist imagination, an engineering take
the other faced down by operations research, on the knowledge that permanently altered
game theor y, and cybernetics — the three its form.
manichean sciences, as I’ve called them
As we examine the intersection of pragmatism
elsewhere. And sometimes the antagonist
Further development of the with war, we must not halt the analysis at the
themes presented here on was passive, similar to the manichean one,
level of images of the nuclear or imaginary
cybernetics, postwar scientific but incapable of changing the rules in mid-
unification movements, and projections of a demonic enemy. At stake
course. Nature itself was such an “Augustinian
wartime physics can be found were far more fibrous forms of reasoning that
in some of my previous publi- devil,” and the struggle for science was a
guided scientific inquiry in much more subtle
cations: “The Ontology of the battle against this opponent.
Enemy: Norbert Wiener and and encompassing ways — the turn to black
the Cybernetic Vision,” boxes, intensive calculation, simulation,
Critical Inquiry 21 (1994), pp. modularization. Hanging over the whole: the
228–66; “The Americanization
of Unity,” Daedalus 127 seeming inevitability of understanding as
(1998), pp. 45–71; Image antagonism, be it manichean or Augustinian.
and Logic: A Material Culture
of Microphysics (Chicago,
1997); and “Feynman’s War:
Modeling Weapons, Modeling
Nature,” Studies in the History
and Philosophy of Science
29B (1998), pp. 391–434.

154
155
NOTES
ELIZABETH GROSZ
Let me present my argument in the form of postulates, or rather provocations,

1. 3.
The thing has, in the West, always been con- Within this later tradition, the thing itself is
ceived as the passive, inert, unresisting other divided or duplicated. It is both resource or
or counterpart to the subject, consciousness, raw material, the given or starting point of life
or mind, that is, as matter, substance, or and the human (Heidegger’s standing reserve
noumena. The thing is that against which mind or Lacan’s Real); and it is also the product,
is understood, its other or object. effect, or construct of the living (Marx’s com-
modity, Bergson’s object). The thing is both
2.
pre- and post-technological, that which technol-
There is another less systematic and more
ogy finds given and remakes as its own. In this
submerged tradition of the thing within the
sense, technology must be understood to be
histor y of philosophy, which arguably dates
the second-order thing, the thing that finds and
from the work of Dar win, and meanders
makes other things, as it itself has been made.
through Nietzsche, to Peirce, James, and
Bergson, to Rorty and Deleuze. This counter- 4.
tradition conceives of the thing not as other, Within the pragmatist tradition, the world itself,
but as provocation or incitement for the and our being positioned within it, generates
subject: the thing is that which prompts us questions, problems, provocations for life:
to act, to invent, to practice, to extend What to eat? How to attain it? How to live?
ourselves beyond ourselves. By what means? Things are the way in which
life responds to these provocations. Both
instinct and intelligence, blind animal and
intelligently directed (primate or mammal)
behaviors, are incited by the real, and produce
things, the division of the real, as their mode
of acting in the world and rendering it manage-
able. The thing is a cutting out of the real, the
solidification of what exists in the flux of the
real. It is an outline imposed on the real by
our purposes and needs.

156
ON THE THING
A BRIEF MANIFESTO on the thing.

5. 7.
This cutting of the world, this whittling down Technology, as metaproduction, is the result
of the plethora of the world’s interpenetrating of the living being’s capacity to utilize the
qualities into objects amenable to our action, non-living (and the living) prosthetically. This
is a fundamentally constructive process: we prosthetic existence is the living’s dependence
make or fabricate the world of objects as an on and capacity to harness and incorporate
activity we undertake by living with and assimi- the non-living into its bodily practices. What
lating objects. We make objects in order to pragmatism entails is a recognition that the
live in the world. Or, in another, Nietzschean technological is and always has been the
sense, we must live in the world artistically, condition of human action, as necessary for
as homo faber. us as things themselves. Technology can
be conceived as the cultural correlate of the
6.
thing, which is itself the human or living
This process of fabrication of the world into
correlate of the materiality of the world.
things, objects with clearly delimitable and
determinable relations, finds its natural incli-
nation directed to solids. Things are solids,
conceived progressively as more and more
minute in their basic constitution, as physics
itself elaborates more and more minute funda-
mental particles. Yet physics itself remains
incapable of understanding what is fluid, innu-
merable, outside calculation without reduction
to solids. It is this flux, though, sometimes
recognized in philosophy, that provides the
condition for the generation of new things from
old things. Our “artisticness,” as Nietzsche
puts it, our creativity, in Bergsonian terms,
consists in nothing else than the continuous
experimentation with the world of things to
produce new things from the fluidity or flux
that eludes everyday need, or use-value.

157
8. 9.
Bergson claims that the intellect transforms Inorganic matter, transformed into an immense
matter into things, which render them as organ, a prosthesis, through the intellect, is
prostheses, artificial organs. And in a surpris- perhaps the most primordial or elementary
ing reversal, at the same time as it humanizes definition of architecture itself, which is, in a
or orders nature, it appends itself as a sense, the first prosthesis, the first instrumen-
kind of prosthesis to inorganic matter itself, tal use of intelligence to meld the world into
to function as its rational supplement, its things, through a certain primitive technicity, to
conscious rendering. Matter and life become the needs of the living. The inorganic becomes
reflections, through the ordering the intellect the mirror for the possible action of the living,
makes of the world. Things become the mea- the armature and architecture necessary for
sure of life’s action upon them, things become the survival and evolution of the living.
“standing reser ve,” life itself becomes
10.
extended through things.
The limit of the intellect is in a sense the limit
of the technical and the technological. The
intellect functions to dissect, divide, atomize:
contemporary binarization and digitalization
are simply the current versions of this tendency
to the clear-cut, the unambiguous, the opposi-
tional or binar y impulses of the intellect,
which is bound by the impetus to (eventual
or possible) actions.

158
11. 12.
Thus technology is not the supersession of Perhaps the question ahead of us now is this:
the thing, but its ever more entrenched func- What are the conditions of digitization and
tioning. The thing pervades technology, which binarization? Can we produce technologies of
is its extension, as well as extends the human other kinds? Is technology inherently simplifi-
into the material. The task before us is not cation and reduction of the real? What in us is
so much to make things, and resolve relations being extended and prosthetically rendered in
into things, more and more minutely framed technological development? Can other vectors
and microscopically understood; rather, it may be extended instead? What might a technology
be to liberate matter from the constraint, the of processes rather than things look like?
practicality, utility of the thing, to orient tech-
nology not so much to knowing and mediating
as to experience and the rich indeterminacy
of duration. Instead of, in the Bergsonian
sense, understanding the thing and the tech-
nologies it induces through intellect, perhaps
it can also be developed through intuition,
that Bergsonian apprehension of the unique
particularity of things, and of the time within
which things exist.

NOTES ON THE THING 159


THE ETHER
AND YOUR ANGER:
BRIAN MASSUMI TOWARD A
PRAGMATICS OF
THE USELESS
Pragmatism is often understood to err on the side of the objective. Its
dictum that something is “true because it is useful”1 is easily caricatured
as a philosophical apotheosis of American instrumentalism. Objects, it
would seem, figure in the world according to their ends: their potential
1. William James, to perform utilitarian functions. The world is a boundless collection of
“Pragmatism’s Conception of
Truth,” Pragmatism and the exploitable resources through which the rugged individual moves at will:
Meaning of Truth (Cambridge,
Mass.: Harvard University
user in a used world. The extreme objectivism of assuming that the
Press, 1978), p. 98. world is a preconstituted collection of objects defined by their functional
2. Ibid., pp. 32, 169. “cash-value”2 swings seamlessly into the frontier subjectivism of the
purposive human actor par taking freely of its resources. As a result,
pragmatism will just as often be understood as erring on the side of the
subjective. Concepts such as William James’s “pure experience” seem
to confirm the objectivism even in their apparent appeals to an ineffable
subjective essence. Without the mooring in utility, the subject would be
swept away in the “stream.”
As James takes pains to suggest in the pref- James uses the simple example of describing
ace to The Meaning of Truth, it is necessary a building to a skeptical friend (54–56). There
to understand pragmatism in the context of is nothing you can say, he suggests, that can
the allied theory of radical empiricism in order verify your description. There is no sure way
to appreciate its force. Essays in Radical for your friend to know that you’re not being
Empiricism seems at first to confirm the inaccurate or deceitful unless you walk together
emphasis on end-objects. “[W]hat the knowing to the building and you point out convergences
actually and practically amounts to [is a] between what you had said and what you
leading-towards, namely, and terminating-in are both now experiencing. The truth of the
percepts.”3 A “leading-towards,” however, is experience is the fulfilled expectation. So far,
already much more open-ended than a “use,” it’s all pretty pedestrian. But for James the
as is a “percept” in comparison to a functional demonstrative pointing-out is less an external
object. That a radical empiricism will not in referencing of an object by a subject then an
fact be either a subjectivism or an objectivism indexing of two subjects to the same phase in
is immediately announced in James’s specifi- the “ambulatory” movement. The demonstra-
cations that the terminating occurs “through tive puts the subjects in synch, as two poles
a series of transitional experiences which the of the same fulfillment. It is less indicative
world supplies” but that neither the experience of an object than performative of a sharing.
nor the percept arrived at are to be under- The object does not figure “in itself.” It figures
stood in terms of a subjectively contained differentially, as approached from disjunct
consciousness. What is radical about radical perspectives (skepticism and the desire to
empiricism is that there are not, on the one convince), linked in a moving-toward. The
hand, objective transitions-leading-to-functional- object figures again as bringing those subjec-
ends in the world and, on the other, experiences- tive poles of the movement into phase. Their
and-percepts corresponding to them in the difference of approach is resolved in the 3. William James, Essays in
subject. Classically, objects and their associ- collective ability to point and say, “that’s it!” Radical Empiricism (Lincoln:
ated operations are in the world, while percepts The demonstrative exclamation marks the University of Nebraska Press,
1996), p. 25. All parenthetical
registering them are in the subject. What operative inclusion of the object in the move- citations in the text are to this
James is saying, by contrast, is that both are ment, as a trigger of its components‚ entering text unless otherwise noted.
in the transition. Things and their experience into phase. The “object” is an exclamation 4. Deleuze, in Difference and
are together in transition. There is no oscilla- point of joint experience.4 In that punctuating Repetition, would call the
tion in the theory between extremes of objec- role, it is “taken up” by the movement. The object under this aspect the
sign of a “remarkable point”
tivism and subjectivism because the object object and the concerned “subjects” figure in course of a “dramatiza-
and subject fall on the same side of a shared as differential poles integrating into a unity tion.” Trans. Paul Patton (New
movement. The question is what distinction of movement. The unity lasts as long as its York: Columbia University
Press, 1994), pp. 245,
their movement makes, according to which demonstrative performance. It is an event: a 251–53.
they fall on the same side. The answer will rolling of subjective and objective components
be surprising to those who equate pragmatism into a mutual participation co-defining the
with instrumentalism. same dynamic.

161
In the aftermath of the event, the unity resolves SUBJECT AND OBJECT ARE
back into differentials, and the movement
GIVEN OPERATIVE DEFINITIONS
continues, relatively de-defined again: it is
possible that disagreement will arise later on BY PRAGMATISM. THEY ARE
about what was demonstrated at that point. NOT PLACED IN ANY KIND OF
The movement may then retrace its steps, METAPHYSICAL CONTRADICTION
to repeat the demonstration, exclaiming a
OR OPPOSITION.
different integration, and a redefinition. The
object is taken up by the movement again,
They are defined additively,(9) according to
but in a new capacity, as an object no longer
their multiple takings-up in events, in a contin-
only of skepticism but of dispute. Whether the
uing movement of integration and decoupling,
object as taken up differentially by the move-
phasing and dephasing, whose dynamic takes
ment the second time is strictly the “same”
precedence over their always-provisional
as it was the first is not a question of concern
identities. Subject and object are grasped
to pragmatism. What is of concern is that
directly as variations: not only of themselves,
unfolding differentials phase in and out of
but of each other. Their open-ended ability to
integrating events in which they figure as
cross over into each other is the very “stuff”
dynamically interlinked poles: that there is a
of the world. As it is of experience. The phrase
punctuated oneness in a manyness ongoing.
“the world of experience” is a redundancy.
Once the emphasis is placed on the transitional-
These Jamesian moves already undermine
definitional nature of the “terminus,” it is clear
any equation of pragmatism with a “naive”
5. For an excellent study of that the identity of the event’s components
James’s philosophy consonant instrumentalism, turning it decisively toward
cannot predate their integration. What the
with this perspective (and to a philosophy of the world’s continuing self-
which this account owes
object will have been, what precisely will have
invention. This turn to a creative philosophy
much), see David Lapoujade, been the role of the subjects, is clear only
William James: Empirisme et allies pragmatism with Bergsonism more than
in retrospect, after each integration, by which
pragmatisme (Paris: PUF, 1997). any other current.5 In places, James makes
time they are already in transit to another
the turn even more sharply. Ninety-nine times
“terminus.” Already all over again in the mak-
out of a hundred, he writes, the ideas we
ing. James will go so far as to say that what
hold true are “unterminated perceptually,”
constitutes a subject and what constitutes an
and to continue is “our practical substitute
object varies. A component that was a subject
for knowing in the completed sense.”(69)
at one terminus may be taken up as an object
A usefully terminated experience in which the
in the next, or function as both at the same
identity of the components in play definitively
time.(15) This is obvious when you remember
crystallize into a clearly objective or subjective
that as a perceiver you are always perceivable
role even for an exclamatory moment is the
by another, in whose experience you figure
exception. Usually the world only brinks on
as an object. Or that an object may be re-taken
definitive self-punctuations.
up as a memory, crossing from objective to
subjective status.(61)

162
“Ether-waves and your anger, for example, are Rather than arriving at end-objects, or fulfilling
things in which my thoughts will never percep- objective ends, we are carried by wavelike ten-
tually terminate, but my concepts of them lead dencies, in a roll-over of experiences perpetu-
me to their very brink, to the chromatic fringes ally substituting for each other. “[W]e live for-
and to the hurtful words and deeds that are wards,” but since we have always already
their really next effects.”(73) The trigger-object rolled on, “we understand backwards.”(238)
is rarely arrived at as a terminus. The world —
experience — normally contents itself with PARTICIPATION PRECEDES COGNITION. THIS IS
brinking on “really next effects.” A “terminus”
is like a basin of attraction that draws you
THE SENSE OF JAMES’S FAMOUS SAYING THAT
toward it, as by a gravitational pull, but no WE DON’T RUN BECAUSE WE ARE AFRAID. WE
sooner does it do this than it spins you off ARE AFRAID BECAUSE WE RUN.
again, as by a centrifugal force. The world
doesn’t stop at your anger. An angr y word Since we are always on the brink, we are too
or deed snowballs into an unfolding drama busy rolling-on to doubt the running reality.
sweeping you and all around you along. You The question of the truth or falsehood of the
are always really living in a centrifugal hurtle crests and troughs through which we pass —
to a next effect. whether they are “merely” (subtractively)
subjective, merely appearances or illusions —
“WE LIVE, AS IT WERE, UPON doesn’t even arise. “These [transitional]
termini…are self-supporting. They are not ‘true’
THE FRONT EDGE OF AN
of anything else, they simply are, are real.
ADVANCING WAVE-CREST, AND They ‘lean on nothing’…Rather does the whole
OUR SENSE OF A DETERMINATE fabric of experience lean on them.”(202)
DIRECTION IN FALLING FORWARD
IS ALL WE COVER OF THE
FUTURE OF OUR PATH. IT IS AS
IF A DIFFERENTIAL QUOTIENT
SHOULD BE CONSCIOUS AND
TREAT ITSELF AS AN ADEQUATE
SUBSTITUTE FOR A TRACED-OUT
CURVE. OUR EXPERIENCE…IS
OF VARIATIONS OF RATE AND OF
DIRECTION, AND LIVES IN THESE
TRANSITIONS MORE THAN IN
THE JOURNEY’S END.”(69)

THE ETHER AND YOUR ANGER 163


In the end (or more precisely, in the never- The surprise answer to the question of what
ending), the pragmatic truth is not fundamen- distinction there is between the subject and
tally defined by a functional fit between a will object in their shared movement is: virtual-actual.
and a way, or a propositional correspondence “As yet” (on the crest) subject and object are
between subjective perceptions and a self- unqualified. They are at this point only
same object. Rather, it has to do with a “self- virtually subject or object. Actually, they are
supporting” of experience brinking, on a roll what they will have been. The subject
to really-next-effects. What we experience is and the object fall into definition on the same
less our objects‚ our confirmed definitions, side of the actual-virtual distinction: the actual
or our own subjectivity than their going-on side. That is, they fall in retroactively (in the
together — their shared momentum. Being trough). Their actual definition is a kind of
swept up by the world constitutes a lived belief experiential doppler effect immediately register-
in it: an immediate, moving, embodied, partici- ing their already having passed, in the momen-
patory belief. Belief is not propositional (“that tary calm before the next wave rolls up.
is what it is”). It is the undoubtable rush of
fear, anger, or expectation whose object has SUBJECTS AND OBJECTS
already zoomed past before it is fully defined
ARE NOT PRECONSTITUTED
(“so that was it!”). “[D]efinitely felt transitions”
are “all that the knowing of a percept by FOUNDATIONS FOR PURPOSIVE
an idea can possibly contain or signify.”(56) MOVEMENT YIELDING USEFUL
Riding the wave, we are in “a that which is EFFECTS. THEY ARE EFFECTS:
not yet any definite what, tho’ ready to be all
MOVEMENT-EFFECTS, DIRECTLY
sorts of whats; full of both oneness and of
manyness, but in respects that don’t appear.” REGISTERED PASSINGS-ON
(93–94) This, James writes, is “what I call THAT ARE ALSO PHASINGS-OUT.
the ‘pure’ experience. It is only virtually or
potentially either object or subject as yet. For
the time being, it is plain, unqualified actuality,
a simple that.”(23) “[I]t is only when our idea
[our expectation of perceiving something]
has actually terminated in the percept that
we know ‘for certain’ that from the beginning
it was truly cognitive of that….We were virtual
knowers…long before we were certified to
have been its actual knowers, by the percept’s
retroactive validating power.”(68)

164
How can James turn subjects and objects This brings us to James’s pivotal definition of
into phasings or effects and also say that we what constitutes a radical empiricism and, when
have an immediate, undoubtable, belief in coupled with pragmatism, precludes its being
the world? The answer is that even if you do an instrumentalism: the primacy of relation.
not have a founding relation between a subject
and an object, you still have an effective, THE WORLD REVOLVES AROUND ITS MOMENTOUS
if passing, relation of experience to itself.
“[T]houghts…are made of the same stuff
RELATION TO ITSELF.
things are.”(37) “[T]heir starting-point thereby
becomes a knower and the terminus an object Relations, James insists, are as real as the
meant or known.”(57; emphasis in original) terms in relation (subjects, objects, sense-data).
“The first experience knows the last one”(58) And relations are themselves experienced:
retrospectively. Thought and thing, subject “[T]he relations that connect experiences
and object, are not separate entities or sub- must themselves be experienced relations,
stances. They are irreducibly temporal modes and any kind of relation experienced must be
of relation of experience to itself. The wave- accounted as ‘real’ as anything else in the
crest is an interference pattern between the system.”(42)
forward momentum, or prospective tending,
rolling on from its starting point in a last termi- “The parts of experience hold together from
nus toward an already anticipated end-object, next to next by relations that are themselves
and the backwash of the really-next-effect by part of experience. The directly apprehended
virtue of which the starting point retroactively universe needs, in short, no extraneous
becomes a knowing subject. In experience, trans-empirical connective support, but
what goes along comes around. The world possesses in its own right a concatenated
rolls in on itself, over its own expectations or continuous structure.” (Pragmatism and the
of reaching an end. It “snow-balls,” start to Meaning of Truth, 173)
terminus. The world is “self-supporting” in
the sense that it feeds on its own momentum,
folding its movement around on itself, always
“additively,” the end of every roll a return to
the beginning, only more so: further on, spin-
ning off virtual subjects and objects, like flakes
in its actual wake. Everything in the world of
experience is contained in this self-augmenting
movement. There is no metaphysical opposition
or contradiction, only the productive paradox
of a self-contained becoming. A becoming-
more and a becoming-many through the same
momentum: many-more one-ward.

THE ETHER AND YOUR ANGER 165


An example: giving. Our commonsense way of The suspension-event is an incorporeal enve-
thinking about a relation like giving would be lope of sociality. The gift relation is not fully
to analyze it into its terms, or decompose it personal, nor is it objective. It is immediately
into parts, then put it all back together again. social — in a way singularly independent from
In this case, you decompose the giving into a the particular nature of the terms in social
giver (A), a gift (B), and a recipient (C). In theo- relation. The giver or recipient may be male or
ry, you should be able to reconnect A to B female, young or old, or what not. The gift may
(giver to gift) and B to C (gift to recipient) and be flowers or diamonds, or what not. The that
get the giving again. But what you actually get holding the holdings together is a multiplicity
is two successive holdings: A holding B, then of what-nots, a ready-to-be-all-kinds. The rela-
C holding B, with nothing to hold the holdings tion is a suspension of the particular defini-
together. What holds the holdings together tions of the terms in relation. If it is as real as
isn’t in the terms, or their part-to-part connec- they are, its reality is of a different order: an
tions. What holds the holdings together is a implicate order of ready-to-be-things folded
oneness-in-manyness of a moving on. It is eventfully into each other. If the implicate
what runs through the parts and their hold- order is of the order of an event, like every
ings, without itself being held; what is unmiss- event really-next-effects will unfold from its
ably experienced without being seen. That — happening: to be continued.
the relation — is not in the giver. Nor is it in
Again, “really-next-effect” means “transition
the gift. Nor in the recipient. It is what runs
takes precedence.” The gift is defined as the
through them all, holding them together in the
object of the giving by the event of the offer’s
same dynamic. It is integrally many things:
passing unbroken into an acceptance.
“concatenated and continuous.” It is whatever
Reciprocally, the giver and the recipient are
tendency impels or compels the giving. It is
defined as the subjects of the giving by the
the desire to please another, or to bind anoth-
object’s eventfully having passed. The radically
er to oneself. It is an obligation, which obliges
empirical point is that the all-around lived
in return. For a giving is never solitary. It calls
medium, or the experienced envelope of rela-
for more. It is serial, ongoing. It is in the con-
tion, is a ready-to-be (virtual) coexistence of
ventions that define the timing and sequence,
terms held in a non-decomposable unity of
that define what gift is desirable or appropriate
movement that determines what they will have
when. It is also in the sensual qualities of the
been in passing. That translates into the con-
gift (unromantically, its “sense-data”). It is the
ceptual rule of thumb that the terms in rela-
fragrance or the sparkle. It is all of these
tion belong to a different order than their rela-
things, folded into and around each other to
tion. Terms in relation, parts of the whole,
form an experiential envelope, “full of oneness
serially unfold over the course of events. But
and manyness in respects that don’t appear”
they do so by virtue of an infolding, or impli-
— incorporeal medium holding the gift up for
cate, order holding them, wholing them, in the
the giving, and holding the successive holdings
same event.
to the same event. Holding-up/holding-togeth-
er, integral unseen medium of suspension:
that does it.

166
THE LOGIC OF COEXISTENCE IS Together, radical empiricism and the pragmatic
theory of truth lead to an odd constructivism,
DIFFERENT FROM THE LOGIC OF
in which experience is at the same time self-
SEPARATION. THE LOGIC OF standing and self-contained, and always to be
BELONGING IS DIFFERENT FROM invented, according to passing logics of cut
THE LOGIC OF BEING A PART. and connection. For it is always only in pass-
ing that things prove useful: as provisionally
This means that in order to get the whole pic- as ether waves, as ephemerally as your anger,
ture (including the real, suspended ways it as corruptibly as a gift. The only preconstitut-
doesn’t appear) you have to operate with both ed function of things is becoming.
logics simultaneously: the conjunctive and the
disjunctive. “Radical empiricism is fair to both Approaching things this way saves you fussing
the unity and the disconnection.”(47) It trans- over the cognitive status of your experience.
lates metaphysical issues of truth and illusion, Disbelieving, are you? Feeling a tad illusion-
subject-object correspondence, into issues of ary? Don’t worry. Everything is as real as its
continuity and discontinuity. next-effect. Just concentrate on the cut-and-
connection that will make a next-effect really
felt. In any such event, you are, as you always
THESE ARE BASICALLY PRAGMAT-
are, already redundantly implicated in the
IC ISSUES: WHEN AND HOW TO world of experience.
MAKE A BREAK, AND IN MAKING
You do not run purposively through the world
A BREAK, TO MAKE AN ENCOM- because you believe in it. The world, surprising-
PASSING CONNECTION, AND TO ly, already runs you through. And that, really
WHAT REALLY-NEXT-EFFECT. felt, is your belief in it. Virtual participation,
really, brinking on truly, precedes actual cognition.
(You can never take back a gift. It incorporeally
binds you to another, and in so doing irre- CUT-AND-CONNECTION TO MAKE FELT AN
versibly cuts into your having been apart.) EFFECT: A DEFINITION OF ART. PRAGMATISM,
AS AUGMENTED BY RADICAL EMPIRICISM’S
VIRTUAL-FRIENDLY RELATIONISM, ENDS UP
ALLYING NOT WITH INSTRUMENTALISM OR ANY
VULGAR FUNCTIONALISM, BUT WITH ART (LIVING
ART, ARTS OF LIFE). IT HAS LESS TO DO WITH
END-USE THAN TRANSITIONAL EXPRESSION:
CREATIVE PHILOSOPHY. THE TRUTH IS NOT
“OUT THERE.” IT IS IN THE MAKING.

THE ETHER AND YOUR ANGER 167


EVERYDAY

168
SOCIAL LIFE
AND THE
WORLD
What might a pragmatist city look like?

What types of interaction and participation would it foster?

What cultural forms would embody it?


INTRODUCTION MARY MCLEOD

The two broad, interrelated themes “social and many moments; it has a quality of fluidi-
life” and the “everyday world” are very ty and transience, but also of repetition and
much at the heart of the pragmatist project: stability. Amorphous and all-encompassing,
to detach philosophy from its isolation and it requires no further definition; we all know
speculative remoteness by shifting its focus what it is. For the pragmatist, what is
from the rarefied realm of metaphysics to important is how we solve problems of daily
the more earthly concerns of improving existence and expand life’s potential.
human existence.
Although there is no pragmatist theory of
As a working definition (and in this sense in everyday life, the concept permeates prag-
a pragmatist vein), we might say that social matist thought, whether Charles Sanders
life consists of our exchanges, encounters, Peirce’s insistence on relating thinking to
conflicts, and connections with one human conduct or William James’s plea to
another — that is, human interaction not as work “within the stream of experience” and
abstract citizens or as economic agents but to consider “the particulars of life.” James
as real people relating to each other in the described the pragmatist as someone who
flow of daily life. Social life doesn’t imply a turned away from “abstraction” and “pre-
rigid boundary between the public and pri- tended absolutes” toward “concreteness,”
vate domains but rather a continuum that “facts,” “acts,” and “results.” His “real
includes both, ranging from sharing a park world” was open, pluralist, and “in-the-mak-
bench with a stranger or nodding hello to an ing.” Of all the pragmatists, however, it was
acquaintance on the street, to arguing poli- John Dewey who spoke most directly about
tics or enjoying holiday festivities with everyday life, giving it a more immediate
friends and family. The everyday world is the social and political cast, and who influenced
stage on which we conduct our daily lives, the Chicago School’s theories of public com-
and thus the place of social interaction. And munication and action. Whereas James
like social life, it embraces domestic life focused on personal psychology and an indi-
and work (but not necessarily as economic vidual’s religious beliefs, Dewey turned
production), and all those moments in toward collective issues such as education,
between. The everyday world is not a single democracy, mass society, and community. In
place at a certain moment but many places the broadest sense, the “everyday world”
and “social life” were the subjects of his rary architecture, he appreciated that mod-
philosophy. He hoped to understand and ern urban civilization was breeding its own
improve them, setting such goals as “self- aesthetic, and that “rural” forms were “los-
fulfillment” and “to live more interestingly ing their place as the primary material of
with one another,” which he saw as integral- the experience.”
ly related. Like George Herbert Mead, his
Dewey’s embrace of everyday life offers an
colleague at the University of Chicago, he
interesting comparison with the ideas of
believed that the self was socially constitut-
another philosopher who tried to wrench his
ed. “The non-social individual,” Dewey
discipline from the stranglehold of meta-
wrote, “is an abstraction arrived at by imag-
physical abstraction: the French Marxist
ining what man would be if all his human
Henri Lefebvre. Lefebvre, born in 1901, four
qualities were taken away.” Hence his
decades after Dewey, was not opposed to
yearning for a “great community” and his
theory per se, but, like Dewey, deeply com-
understanding of art as generating a
mitted to examining everyday life with the
“heightened vitality,” not in “private feel-
aim of discovering modes of action that
ings” but in “active and alert commerce
might lead to a richer and fuller life. He
with the world.”
believed that a serious shortcoming of exist-
Dewey insisted that art should be part of ing Marxist theory was its failure to address
the continuum of daily experience and the subject of everyday life. While its theo-
observed that the arts that have “the most rists had given ample attention to econom-
vitality for the average person are things he ics, political institutions, and class, they
does not consider to be arts,” such as had neglected to examine both the oppres-
movies, jazz, and the comic strip. Similarly, sive and liberating dimensions of daily exis-
he rejected the idea that architecture was tence. Lefebvre spent much of his career,
aesthetically contaminated by “use,” and from the early 1930s to the 1980s, develop-
praised its expression of man’s needs, ing a “critique of everyday life.” He regarded
struggles, and hopes. Nor was Dewey an everyday life as the sum total of all the
arcadian nostalgist, as some critics have material attributes of our daily suste-
suggested. Although he condemned the nance — food, clothing, home, furniture —
hideousness of much profit-driven contempo- plus something that escaped physical

171
description and philosophical categorization, Jane Addams’s Hull House and the Laboratory
a kind of residuum or “non-philosophical School founded by John Dewey. Near the end
reality.” It was all the oppressions and tedi- of the decade, Addams wrote that an “ideal
um of daily survival, but it was also perme- settlement” would “test the value of human
ated by a certain lyricism, “a dramatic atti- knowledge by action, and realization” and
tude.” Like Dewey, he espoused a romantic that such a project “is an attempt to
faith in the possibilities of human fulfillment express the meaning of life in terms of life
and expanded potential. Again, this was not itself.” For Lefebvre, the possibilities lay
an issue of isolated individualism but a form more with avant-garde art and “moments”
of humanism arising from rich and vital of intense social, political, and cultural
social exchanges — Marx’s total man. If change. For a brief period he put his faith in
Dewey’s notion of community was exempli- the activities of the Situationists, and then,
fied by the New England town meeting, with in the years following the 1968 revolt, in
its civilities and common aspirations, campaigns for urban reform.
Lefebvre’s model was the festival, whether
There are, of course, important differences
the Dionysian joy of peasant celebrations or
between the two thinkers: Lefebvre’s self-
the revolutionary fervor of the Paris
conscious critique of everyday life was still
Commune. His deep commitment to the
very much part of an effort to discern a
urban dweller’s “right to the city” stemmed
totality, however open-ended and in flux that
from his belief that intense social and cul-
might be. As a rigorous dialectician, he was
tural interaction was fundamental to human
firmly committed to a mode of reason that
happiness.
would somehow incorporate non-reason.
Both thinkers, in their very different styles, From this perspective, Dewey’s outright
were deeply committed to experimentation. rejection of any philosophical notion of uni-
They envisioned life as a kind of laboratory: versal truth seems more radical than
an open-ended project of exploration and Lefebvre’s revisionist Marxism (and more in
discovery. Each regarded imagination and sympathy with the postmodern rejection of
intelligent investigation as essential to cre- absolutes), and it was this quality — cele-
ating new ways of living. Two real-life exam- brated in Richard Rorty’s writings since the
ples, both in Chicago in the 1890s, were late 1970s — that largely sparked a
renewed interest in pragmatism. However, how might we assess the politics of everyday
Lefebvre, perhaps because of his very life? Has it led to an avoidance of tough politi-
insistence on the dialectic and totality, cal questions (economic power, party control,
gave a deeper account of the passions and legal rights, political access), or has it helped
irrationalities of man, including the dark open politics to a broader range of issues,
side of human nature, while retaining some such as childcare, the elderly, housing, adult
vision of transformation and utopian poten- education, leisure time — indeed, many of the
tial. As poststructuralism has increasingly themes that Dewey broached in his social
come into question in the past decade democratic vision? Or is the relentless homog-
and now seems ever more detached from enization of everyday life — poignantly
issues of practical life and social change, described by Stanley Aronowitz in his portray-
Lefebvre’s writings have regained their al of contemporary New York City — so perva-
relevance and influence, especially in the sive and totalizing that little, short of unfore-
English-speaking world — perhaps because seen revolution or sweeping natural disaster,
of his refusal to relinquish agency and will alter its course? Alternatively, does the
action in the face of sweeping bureaucrati- celebration of everyday life also lead to a kind
zation and numbing routine. Not coincidentally, of political deadlock in its seeming endorse-
there also seems to be a resurgence of ment of the status quo — of life-as-it-is? And
appreciation for the constructive side of has the very idea of everyday life undergone
Dewey — his commitment to addressing “the commodification in academia and mass cul-
problems of men” — even as new readers of ture, thus undermining its critical power? Or
his works separate themselves from his should we see the current widespread
naive optimism in America’s mission and endorsement of the “everyday” as a sign of a
from his faith in the possibility of achieving new social tolerance?
a “great” community.
This brings us to the second issue: how does
The following papers address in various ways everyday life bring attention to the needs and
some of the questions posed by both Dewey desires of “others,” not just some abstract
and Lefebvre about everyday life and explore “other”? Does its emphasis on arenas tradi-
its problems and potentials. Three general tionally considered marginal to the major
topics seem of particular relevance. First, issues of power — domesticity, consumption,

173
entertainment (in the writings of Lefebvre), or art, both thinkers refused to divide aesthetic
education and immigrant lives (Dewey, experience from everyday experience. In
Randolph Bourne, Horace Kallen) — allow us short, they hoped to make life into a kind of
to go beyond reductive visions of equality, art—to endow daily existence with the rich-
community, and national identity to consider ness, imagination, and liberating possibili-
new, more nuanced ideas of collectivity and ties that they discovered within art.
connection? Certainly Marshall Berman, in Although no one would claim success in
the following beautiful reading of three dif- that domain, we might reverse the equation,
ferent kinds of community, offers some new and ask to what extent has art of the past
perspectives, women’s perspectives, unfore- few decades — with its multimedia experi-
seen by either Dewey or Lefebvre, that sug- ments and deliberate blurring of high-low
gest further contemplation. Or, to turn to boundaries — become everyday life?
the subject of immigrants, how might we
Paradoxically, has it lost its utopian aspira-
translate Kallen’s notion of the “mosaic” or
tion and transformative potential as it has
Bourne’s idea of “trans-nationalism” to the
begun to dissolve this long-standing divide,
issues raised by present-day American eth-
perhaps only to establish new hierarchies
nic communities? In the case of Sandra
and barriers? How should we interpret the
Buckley’s nuanced presentation of Brazilian-
youthful experiments (deadpan, narcissistic,
Japanese in Japan, how do the fluid and
and exploratory) that Martha Rosler so
complex hybrids produced in everyday life
acutely describes, as she ponders the differ-
complicate these ideas of ethnic identity?
ences between her students’ work and her
Third, and finally, what is the relationship own efforts? And how does architecture
between art and everyday life? Both Dewey relate to these issues? Do Dewey’s rare ref-
and Lefebvre wanted to break down the erences to contemporary architecture
long-standing barriers between art and (notably his praise of Helmle and Corbett’s
everyday life, and both saw in art a vision of Bush Terminal building of 1918) or his more
man’s potential. Although Lefebvre’s aes- general remarks about flux and stability in
thetic proclivities were more forward-looking art have any relevance to contemporary
than Dewey’s, and gave greater credence to architecture practice? And should we so
the critical and subversive dimensions in readily dismiss his insistence on experience
as the most meaningful dimension of art and
architecture? How is experience affected by
the use of the computer in architecture
design? In the case of virtual architecture,
do we need to rethink the idea of experi-
ence itself?

It is perhaps not accidental that most of the


authors of the following papers (namely
Stanley Aronowitz, Marshall Berman, and
Martha Rosler) have been more deeply
touched by a Marxist legacy than a pragma-
tist one, although each would also assert
that there is something in their American
experience and intellectual formation that
has strongly shaped and transformed any
Marxist sympathies. Perhaps ironically, it is
our one French author, Isaac Joseph, who,
while intimately familiar with Lefebvre, most
clearly opts for a pragmatist course, turning
to the Chicago School of sociology for an
understanding of the pluralism that immi-
grants bring to urban life and a vision of the
kind of urban civility that might be achieved.
Sandra Buckley, an Australian specializing in
Japanese culture, stands somewhat outside
this constellation — and perhaps partly
because of this distance, suggests some
provocative connections among everyday
life, collective identity, and the ideas of
William James.

175
EXTRAORDINARY
APPETITES:
A JAPAN
NOT-AT-HOME-WITH-ITSELF
SANDRA BUCKLEY

There has been a rapid change in the faces that pour out of bicycle
parking lots and train and bus stations into the major plants and
subcontract factories that crowd the industrial flatlands hugging the
Japanese eastern seaboard.

Towns flow over one into the next in a blur of car park dragging chairs and trestles out of a
low-rise high-density low-income housing. shiny tin shed that stands in stark contrast to
Contract and part-time labor combined with the faded fragile walls of the prefab. The num-
seasonal hirings create a transitional, predom- bers still grow and the voices of women and
inantly male work force living in crowded, often children now blend into the cacophony of
shared accommodation, driven to cafes, bars, sounds — cooking, laughter, greetings, shouts
and local restaurants by the lack of cooking for the lost salt shaker, children squealing as
facilities, lack of space, and lack of communi- they chase each other through the maze of
ty. In one town on the edge of the Hiroshima trestles. Music begins, loud and unexpected —
industrial complex there is a remarkable scene the voice is female, the beat Latin and roman-
that unfolds each evening rising in a crescen- tic, and the words Portuguese. Soon the men
do of sound, smells, movement, and emotions and women crowded around the tables eating
on the weekends. By early evening smoke are crooning the chorus aloud, swaying to the
begins to billow out of the exhaust funnels of rhythm of the beat as they mix food, song, and
a tired old prefab restaurant that sits precari- conversation in a rich patchwork. As the barbe-
ously leaning into a dirt car park. By seven cues die out, eating gives way to dancing. The
o’clock the smell and heat of flaming barbecues diners who have lingered indoors till now spill
hangs thick in the air, and the sharp black edge out into the car park to join the dancers and
of the smell of charring meat is accompanied by with them come the cooks. The three dogs
the stinging chorus of fat searing on hot coals. that lie sprawled and oblivious by the entrance
The language shouted over the work of the fires to the kitchen rise up suddenly and pitch into
is not easy to grasp. It hits the ear hard and a frenzy of barking as the youngest of the four
fast, punctuated with full-bodied laughter. women who come out of the kitchen throws a
Voices are raised in shouts, but the flavor saucepan of bone scraps. She shouts at them
is warm-hearted, not angry. As the numbers in Korean to quell their barking, then gives up
grow into a crowd people flow out into the and joins the dance.

177
By the next summer the prefab will be replaced Ten percent of the working-age male popula-
by a bigger building with new gas-fired barbe- tion of Brazilian-Japanese reside in Japan
cues and a custom-made bar counter. today and not Brazil. Significant numbers of
Business is good. The Kim family had made immigrants, legal and illegal, have arrived in
ends meet for decades, feeding and making Japan, and Tokyo in particular, over the last
a home for the thousands of Korean workers two decades. This is consistent with the con-
drawn to the area by the promise of regular temporary pattern of transnational labor migra-
work, even if it was low paid, long hours, and tion into global cities like Tokyo.2 The majority
tough conditions. But over the 1990s the com- of the recently arrived and established ethnic
munity dwindled as kids grew up and left for communities in and around Tokyo today are
better lives in Osaka or Tokyo, and the parents directly linked to the colonial history of this
became too old and tired after decades of global center whose urban fringes they now
1. This description of the hard labor. It was a new wave of workers into inhabit: e.g., Chinese, Koreans, Malays,
Korean barbecue was initially the area that refired this neighborhood restau- Filipinos(as), Thai, Micronesian-Japanese.
developed in discussions with
Karen Tei Yamashita at the rant. A family-owned Korean barbecue has While marginalized on the urbanscape of con-
University of California, transformed into a vibrant center for the temporary Japan, these communities are cen-
Santa Cruz, during the 1988 lives of the Brazilian-Japanese, who now fill tral to the economic landscape. Many
colloquium series
sponsored by the History of the jobs left behind by departing Koreans Japanese who migrated to Brazil in the first
Consciousness program. and Japanese.1 half of the 20th century were driven to leave
Japan in the hope of supporting their families
THE LANGUAGE, FOOD, MUSIC, AND DANCE from abroad. Usually they were the sons of
struggling rural communities forced into pover-
THAT BLEND WITH THE BARBECUE SMOKE
ty by government policies that forwarded
WRAPPED AROUND THE CAR PARK EVERY NIGHT Japan’s rapid industrialization and militariza-
IS A CULTURAL BRICOLAGE OF KOREAN, tion through the heavy taxation of the agricul-
BRAZILIAN-JAPANESE, AND JAPANESE. tural sector. A significant number of
Okinawans also fled to Brazil to escape tough
For local and transient Japanese laborers also new land reforms imposed by the colonial
find their way into this emerging community. administration on Okinawa during the 1910s
The hot chile and garlic of the Korean barbe- and 1920s. Now, in a reverse movement,
cue is now blended with new sweet hot spices descendants of this earlier wave of migration
and deep, dark bitter chocolate. Tomatoes and are returning to Japan, in significant numbers.
nuts blend in with cabbage, and on Fridays the How permanent this relocation will be for how
Korean meats give way to steamy pots of many is yet to be seen. But the pattern began
tangy seafood paella — a cultural and culinary with the intent of a temporary relocation, just
feast of community becoming or, in Giorgio as did the initiating flow to Brazil in the early
Agamben’s terms, coming community. 1900s.

178
MUCH OF THE COMPLEXITY OF The disconnectedness of the chronological
periodization of prewar, wartime, and postwar
CONTEMPORARY “JAPAN” IS
distorts the nontemporal and nonlinear conti-
MASKED BY THE EVER-PRESENT nuities and complicities of contemporary 2. See Saskia Sassen,
The Global City: New York,
PREFIX “POSTWAR” — THE encounters with Japan. Approximately London, Tokyo (Princeton:
COLD WAR IS OVER, THE 585,000 of the 1,354,000 resident aliens Princeton University Press,
documented in Japan in 1994–95 were self- 1991).
BERLIN WALL HAS BEEN DOWN
identified as both permanent residents and as 3. Kazuaki Tezuka, “Sabetsu
FOR A LONG TIME NOW, BUT members of households that resided in Japan to Kyosei no Shakai,” in
Gendai Shakaigaku series,
JAPAN REMAINS “POSTWAR.” or its colonies prior to Japan’s defeat in vol. 15 (Tokyo: Iwanami
1945.3 The extent of population movement — Shoten, 1997), pp. 134–35.
The prefix effectively cuts across the historical voluntary and forced — between Japan and its
landscape isolating the period after 1945 from colonies has been widely unrecognized, con-
the official policies and practices as well as tributing to a myth of insularity and homogene-
the individual and community experiences of ity. By 1937 the population of Saipan in
the war and prewar periods. The pre- and post- the Japanese Micronesian Protectorate was
prefixes also focus attention on the war as a 96 percent Japanese and Okinawan, while
rupture, a gulf separating the before from the 300,000 Koreans resided in Osaka in 1940,
after, an aberration. The recent work to provoke and some 400,000 Japanese had to be repa-
and cultivate a postcolonial space in Japan triated from northeastern China at the end of
entangles the movement of people and the set- the war in 1945. We still know very little of
tling and unsettling of communities across the the interaction in daily life and the community
artificial divide of this historical bracketing. conditions that existed between non-Japanese
and Japanese both in Japan and in the
colonies. The histories that have been written
remain predominantly concerned with the instru-
ments of colonial rule and military expansion.

THE STORIES OF THE MUNDANE REMAIN LARGE-


LY UNTOLD, EVEN TABOO, FOR THE INTIMACY OF
THE DETAIL OF THE EVERYDAY EASILY BORDERS
ON NOSTALGIA — AN UNCOMFORTABLE EMOTION
FOR BOTH EX-COLONIZER AND POSTCOLONIAL.

EXTRAORDINARY APPETITES 179


In examining the ordinary lived experiences of THE EXPERIENCE OF BRAZILIAN-JAPANESE IN
contemporar y Japan’s new immigrants, it is
JAPAN EXPOSES THE CONSTRUCTEDNESS OF
necessar y to “work over” (to use Emmanuel
Levinas’s term) the in-between of Japan’s THE NOTION OF AN INTRINSIC “JAPANESENESS”
official history of colonialism and the memo- AND AT THE SAME TIME UNDERLINES THE
ries and expectations projected by Japan’s IMPOSSIBILITY OF “BECOMING JAPANESE.”
emerging communities as these are played out
in the everyday. The extraordinariness of these Invited to Japan as cheap alternative labor
ordinary spaces and experiences has to be because of an assumed shared ethnicity, this
contrasted with the ordinariness of the extraor- extensive community now finds itself maligned
dinary strategies of internationalization and and marginalized. Popular mainstream carica-
globalization that characterize Japan’s official tures of Brazilian-Japanese in Japan as messy,
policy and its consumer markets. The popular noisy, and demonstrative, lovers of loud
usage of globalization and internationalization music, smelly foods, and dancing, are the dis-
in ad copy and government policy has come to criminatory expressions of disappointment at
stand in for the most recent manifestation of the difference that indeed locates this immi-
the processes of production of “Japanese- grant population in greater proximity to some
ness.” There has been a rapid insertion of other ethnic communities than to any inherent
concepts of ethnicity and multiculturalism into Japaneseness. The everyday life of Japan’s
the space of the popular (fashion, television, multi-ethnic communities is kept at a safe
advertising, food, travel), and there is a grow- distance, effectively quarantined, from the
ing concern that, in the staging of Japan’s staging of a multicultural Japaneseness. We
internationalization, multiculturalism and diver- must step into this messy, noisy, smelly space
sity are functioning as a cultural landscape for of the ever yday in order to explore the
the performance of a newly tolerant Japan. distance separating the image of the tolerant
However, for the “tolerated” this is only one Japan from the lived experiences of the
more manifestation of a relationality of differ- tolerated communities of established and
ence measured today, as in colonial Japan, in recent immigrant communities.
degrees of proximity to “Japaneseness.” The
core assumption of calls for “the cultural diver-
sification of the Japanese” or the “becoming
multicultural of Japan” is arguably not the
elimination of difference but the transforma-
tion of the relations of difference. If the 1990s
have seen an intense multiculturalization of
both elite and popular consumer culture in
Japan, the same decade has witnessed a con-
certed move to contain and control the ethnic
diversification of the immigrant labor force.

EXTRAORDINARY APPETITES 181


It is a long way from the outdoor barbecue In many ways the Brazilian-Japanese workers
where we began to the background sound of are like the hoboes of the 1920s in the United
muzak-style Brazilian beat, stylish menus, wait- States described by David Lapoujade, else-
ers in Brazilian costume, and the carefully where in this volume, in his exploration of
presented small portions of mildly spiced dish- William James’s notion of patches. They too
es served on china plates to the expensively move from where there is no work to where
dressed clientele of the latest Brazilian- there is the possibility of work. What is fearful
Japanese restaurant to open in the up-market for the Japanese authorities is not the move-
Roppongi district of Tokyo. The cook is actually ment itself — for that movement is an essen-
Japanese. The three waiters are Brazilian- tial product and support of the very economic
Japanese — an accountant, an engineering landscape it traverses — but the surplus of
student, and a bank clerk when in Brazil. It is intensity of movement at the local sites of
not so far from that barbecue to the deportation everyday practice. However, I would call these
detention area of Narita airport. sites not “patches”— with all the implications
of a holding together and a mending or extend-
As a nation always intent on defining itself as
ing of the whole — but rather a “fray.” What is
modern (now even postmodern), democratic,
identified as a patch is already, for all the
and like — but not the same as — the West,
indeterminacy that James would attribute to
Japan has construed itself and Japaneseness
the term, already patched, already implicated
exclusively in the present, excluding past and
and invested in the fabric of the whole “in the
future through diverse and adaptive strategies
making.” The patch is not a space of the
of forgetting (forgetting both past and future).
emergence of the new but a linking of the new
The “Brazilian-Japanese problem,” as it is now
to the whole. Patching may foreground the
referred to, is not just a problem but a crisis
craft of the line/seam, but the seam must
in the tight weave of Japaneseness, for it
finally hold and the patch is only a patch and
threatens an uncontainable eruption into the
not a scrap if it is integrated within the whole
present of both the past and future. In recent
that is a patchwork. What constitutes the
Korean-Japanese, Brazilian-Japanese, and
fabric of the whole is always negotiated in the
Okinawan literature and poetry there has
unfolding relationality of patches and
emerged a new term, “not-at-homeness,” that
lines/seams to the processes of being “in the
is offered as an alternative to the inevitability
making.” This “in the making” might also be
and impossibility — the inconcongrous condition—
called diplomacy, a diplomacy that manages
of the process of “becoming Japanese.”
the “holding” in place or in proper relation (to
the whole) through processes of strategic
exclusions and inclusions.

182
THE “BRAZILIAN-JAPANESE” The fray of the “Brazilian-Japanese problem”
threatens the invasion of past and future into
PROBLEM IS A FRAY, ON THE
the myth of Japan’s modern, democratic pre-
OTHER HAND, AN INTENSITY OF sent, an unraveling of the strategies of forget-
MOVEMENT THAT ERUPTS fulness in the democratic present, at the heart
UNPREDICTABLY AND REFUSES of this landscape “in the making” that is
Japaneseness. The fray cannot be occupied, it
SUCH “HOLDING” STRATEGIES.
is not a space of habitation. It is a space that
The movement of the fray is not a linear can only be exited, and the beginnings of the
movement — it is neither a movement toward exiting of the duration of the fray are per-
or away from anything. It is not a relational formed in the “approach,” the diplomacy that
condition but a density of “not at-homeness” may take the name of education, welfare,
that threatens the integrity of the entire fabric wage control, immigration policy, or multicultur-
of the whole. Nor is a fray a fringe — a tolerated alism, but will finally begin the processes of
marginalization, a decorative edge, an ethnic embedding and overlaying that draw it “into
Brazilian pattern worker hemming Kenzo’s the making.”
latest designer shirt. If it cannot be patched, 4. See Isabelle Stengers,
But this is a diplomacy that is distinct from
it is the beginning of the undoing of the whole Cosmopolitiques,
that sense in which the same term is mobilized vol. 7 (Paris: La Découverte,
from the outside in.
by Isabelle Stengers.4 For Stengers, diplomacy 1997), pp. 99–122.
embraces the processes of “calling into ques-
tion” and stepping into the fray. This engage-
ment with the fray might be likened to Levinas’s
“encounter.” Out of such an engagement with
the not-at-homeness of the fray might emerge
the potential of a Japan not-at-home with
itself — a working over of the present. But that
is the stuff of a far longer article than this.

EXTRAORDINARY APPETITES 183


185
Rather than presenting my research on underground public space and railway stations,
I would like to pose some questions that stem from my research program on pragmatism
and civil religion as related to urban experience.

RECONSIDERING
PRAGMATISM AND THE
CHICAGO SCHOOL
ISAAC JOSEPH

MY EFFORT IS TO UNDERSTAND THE INTELLECTUAL CONNECTIONS BETWEEN


PRAGMATISM AND THE CHICAGO SCHOOL OF SOCIOLOGY, AND TO RECONSIDER
THE MEANING OF AMERICANISM FROM THAT POINT OF VIEW.

We can recall three sentences from this heritage, each of them of an intellectual order, rather
like la consigne des Lumières acknowledged by Michel Foucault:

1.
We have to grasp our time in thought (John Dewey);

2.
Social sciences are but the way to understand what newspapers are talking about (Robert Park);

3.
Our civil competences are resources to warm the world (Erving Goffman).

187
If we agree that political theory cannot ignore in which everyone must “redefine…situations,”
the reality and consequences of urban experi- as William Thomas puts it in The Polish
ence, and that urbanity and relations in public Peasant in Europe and America (1927). This
are the ground of our judgments about the intellectual heritage focuses on the immigrant
public good and how it is managed, we should as a “marginal man” (outsider), treating him
keep these three statements in mind together. as a public figure and hero of modern times
alongside the entrepreneur. In Chicago School
So is there anything like a pragmatist view of
vocabulary, the immigrant represents not just
urban life and urbanity, and how would this
the “other” (or the social hero of otherness)
specific view come to terms with a problem of
nor the simple fact of multiculturalism.
contemporary big cities like immigration? In
The social experience of migration is one of
Sarajevo or Cairo (for example) people feel
invasion. The immigrant, like every other
threatened by the invasion of new citizens
citizen, is understood as an invader (in Latin,
coming from rural backgrounds, unfamiliar with
intrus), one who finds his way in an unknown
city life and customs.
social world (whether as a matter of chance,
experience, or a radical change in belief).
PERHAPS WE CAN LEARN FROM THE PRAGMATIST The Chicago intellectual heritage suggests that
AND CHICAGO HERITAGE TO THINK OF URBAN we must attempt to understand foreigners’
CULTURE NOT AS A STATIC REALITY BUT AS A behavior not by comparing it to ordinary peo-
ple’s behavior but, looking at the problem the
PROCESS OF TRANSFORMATION OF EXPERIENCE
other way around, by studying ordinary peo-
ple’s conduct and socialization processes
through the categories of immigrant experi-
ence: observation, exploration, negotiation,
cooperation. In creating hyphenated identities,
an immigrant society has immediate social
and political consequences. And beyond this,
as Michael Walzer has pointed out with regard
to the specific contribution of American social
and urban studies — namely its construction
of the concept of socialization — ordinary social
relations may be viewed as a generalization
of the immigrant experience.

188
This heritage is grounded in a theory of public Second, the Chicago approach to the urban
space that differs in several ways from the world and public space is also a theatrical
one we find in Marxist approaches to the approach. We can find a basis for it in the
urban world and everyday life, exemplified, for theories of Park, Kenneth Burke, and Goffman,
instance, by the work of Henri Lefebvre and or in Deleuze’s and Peter Sloterdijk’s readings
his followers: of Friedrich Nietzsche. This approach argues
for an empty public space, a place where an
First of all, in Marxist approaches there is no
action occurs in front of an observer. (This is
room for the concept of the “stranger” as we
the minimalist definition proposed by Peter
find it in Georg Simmel’s sociology and in
Brook for theatrical space.) According to this
Park’s and Ernest Burgess’s early writings.
notion of the emptiness of public space, the
Instead, the stranger is a mixture of the for-
anthropological structure of gatherings must be
eigner and the marginal man. He is what Gilles
understood as an organization of a plurality of
Deleuze would call un personnage conceptuel.
perspectives. There is no global perspective in
As a consequence, the criticism of the urban
a railway station or in a city street, even if city
world is always grounded in an ideology of
planning or French grands travaux try to impose
“appropriation” and in strong ties of community
such axes majeurs and preferred points of view.
life (or in Lefebvre’s vocabulary, in a political
In other words, pluralism is not just the diversity
fascination with “communities of reciprocal
of private experience in confrontation with a
exaltation”). These are far from the “restrained
homogeneous public space: rather, our experi-
vital engagements” Simmel describes in the
ence of public space is structurally distributed
modern metropolis. These weaker ties are con-
throughout the “urban scene.”
gruent with another value of urban life, which is
not appropriation but accessibility and self-
exposure.

RECONSIDERING PRAGMATISM AND THE CHICAGO SCHOOL 189


Third, the theatrical approach to public space is One more word about invaders, invasion, and
consistent with microsociological studies of urban ecology. Although the Chicago School
distributed cognition and activity. These studies was concerned largely with the actual living
have put emphasis on the body language conditions of immigrants (following on the
involved in public space experience. The public work of the philanthropic movement and their
domain cannot be constrained to discourse prac- theme of “how the other half lives”), Park,
tices because, as Rosalyn Deutsche has pointed citing social historians Frederick Teggart and
out, it is a domain of perception and imagina- Ludwig Gumplowicz, saw processes of migra-
tion. Nor is this domain an a priori realm of polit- tion as large catastrophes on the scale of
ical order or communication. Bodies are engaged civilization and invasions as the consequences
in real encounters and local civil norms. of these processes. Therefore, the ecological
reading of urban issues is much more than
IN OTHER WORDS, PUBLIC SPACE IS NOT THE a convenient metaphor. In fact, it has two
practical meanings for urban research: it
GROUND OF A LOST SOCIAL CONCRETENESS OR explains the social experience of interactions
PLENITUDE BUT AN ACTUAL ENVIRONMENT IN with the immigrant, and it is an anti-eugenic
WHICH SOCIAL LIFE IS IN THE MAKING. intellectual device. The social problems and
social disorganization of ethnic neighborhoods
It is not the device of social incorporation but are not the result of ethnic backgrounds and
the governing idea (idée régulatrice) of actual origins but rather the consequence of the
gatherings and encounters. Here again we are resources available in a specific social envi-
close to John Dewey’s position as Richard ronment. Ecology thus functions as a critique
Rorty has summarized it. Democracy must be of eugenics. It implies a vocabular y of
conceived not as a lover’s kiss but as an contexts that the researcher must describe
urban encounter. ethnographically — and Ulf Hannerz is correct
when he says that urban anthropology began
with Chicago ethnography — against a vocabu-
lary of social identities and motives.

190
Another consequence of the ecological To summarize the double theoretical heritage
approach to space is that the competition for of urban space “in the making,” the theatrical
space is naturalized at ever y level or scale approach and the ecological one, we may say
of urban life, that is, not only at the level of that the former conceives space as empty and
housing and residential areas but in ever yday the latter as full. What consequences might
interactions in the streets or subway stations. we draw from this heritage for contemporary
research on metropolitan social life? And what
THE COMPETITION FOR SPACE might we say with respect to the relationship
between pragmatism and everyday social life?
IS NOT A PRIVATE INTEREST
PROCESS BUT A PUBLIC CONCERN Our modern “global cities” seem to embody a
parochial culture of public space with a crys-
AFFECTING EVERYDAY LIFE. tallized definition of civil norms. The develop-
ment of mass travel and touristic rhetoric, the
Lyn Lofland has shown how urban public life
conventional vocabulary of services and the
comprises a “world of strangers” and a place
“user-centered” approach of the management
where involvement and availability are at a pre-
of services, have a significant consequence in
mium. Public space is “naturally” a contested
the emergence of an international civil society
domain, and the “mosaic” organization of
that is not restricted to the domain of public
urban settlements leads to a pluralistic view of
opinion but includes the various expectations
the urban fabric as a social laboratory.
of anonymous users, for instance in places of
interchange. These civil norms that apply to
urban spaces (security and safety, cleanliness,
information, responsiveness) are at the same
time values of urban hospitality and amenities

RECONSIDERING PRAGMATISM AND THE CHICAGO SCHOOL 191


I do not want to say much concerning the Civilities, however, are but one part of our
Goffmanian approach and its relevance for the problem because they presuppose something
analysis of these civil norms. His work is useful we must call reciprocity, or the presumption of
both for the ethnographic description of interac- equality. If we wish to figure out what a “civic
tions between users and of service encounters. realism” for our present time might be, we
It allows us to understand empirically how an must go further and reverse Goffman’s argu-
agreement is constructed in social situations ment: we must try to understand ceremonies
and how people manage to “warm the world,” and sacred values that are sacred not only on
as Goffman puts it in the very last pages of their face.
Frame Analysis. If we were to construct a
We should also remember that pragmatism,
“pragmatist test” (to quote William James) for
far from being a philosophy of arrangement, is,
civilities, we would say that they must “warm
as Deleuze said, “an attempt to transform the
the world,” just as the concept of God or the
world, to think a new world, a new man in the
Absolute for James meant that there was some-
making.”1 The processual or “in the making”
thing like a promise in the world.
quality of civilities or civicism means they
must be studied as emergent phenomena or
THE OPTIMISTIC FLAVOR OF as things that have already undergone a
PRAGMATIST AND CHICAGO process of accomplishment. It means also
SCHOOL WRITINGS IS RELATED that, among the different pieces of the social
patchwork, they are working agreements that
TO THE BELIEF IN THE APTITUDE presuppose a common belief in this world. To
OF INDIVIDUALS TO ADJUST quote Deleuze:
AND INVENT SOCIAL NORMS IN “…the Americans invented the patchwork, just
PROBLEM SITUATIONS. as the Swiss are said to have invented the
cuckoo clock. But to reach this point, it was
also necessary for the knowing subject, the
sole proprietor, to give way to a community of
explorers, the brothers of the archipelago, who
replace knowledge with belief, or rather with
‘confidence’ — not belief in another world, but
confidence in this one, and in man as much
as in God….Pragmatism is this double princi-
ple of archipelago and hope. And what must
the community of men consist of in order for
truth to be possible? Truth and trust.”2

192
For instance, we should understand the rele- What kind of civic culture can we imagine for a
vance of the proposal made by Park, and world “en processus, en archipel”? To under-
before him by Georg Simmel, to study social stand public issues from an urban perspective,
relations as social distances. If we conceive we should try to fill the gap between a microso-
of urbanity in terms of distances rather than ciological approach to the civilities of everyday
differences, we accept James’s precept to see life and the ecology of civicism. For instance,
the “ambulatory” side of things rather than we should try to understand what the spatial
their “saltatory” side. Namely, we must keep and material conditions of a gathering in a rail-
in mind “the pieces of intermediary experi- way station or subway are. Accessibility, from
ences” that constitute, for instance, migrant this perspective, is a realistic value and means
experiences or experiences of “the other.” very different things. Among them are ordinary
That means we should pay attention to hesita- feelings — for example, the basic trust of pas-
tions (as Gabriel Tarde and Deleuze define sengers on a subway. Accessibility is a realistic
them: as infinitesimal social oppositions) value because it indicates what the “affor-
instead of crude oppositions between social- dances” (to use James J. Gibson’s term) of an
ization and desocialization. And we should urban place are, and at the same time it
also pay attention to spacing (espacement) emphasizes the visibility and exposure of par-
rather than space. Difference is something ticipants. These “intermediary experiences” of
that opposes places (lieux) to so-called non- civicism fill the gap between visual affordances
places (non-lieux). The actual experience of in practice and the abstract notion of public
space, for instance in a railway station, is good, visibility, and observability; between
made up of continuities and thresholds mixed practical conditions and the abstract notion of
with discontinuities. public space; and between the availability and
responsiveness of a “street-level bureaucrat”
1. “…une des tentatives pour (as Michael Lipsky puts it) and the abstract
transformer le monde, et pour notion of public service.
penser une nouveau monde,
un nouvel homme en tant
qu’ils se font.” Gilles Deleuze,
Critique et clinique (Paris: Les
Editions de Minuit, 1993),
p. 110. Italics in original.
Translated slightly differently
in Gilles Deleuze, Essays
Critical and Clinical
(Minneapolis: University of
Minnesota Press, 1997), p.
86.

2. Ibid., pp. 86–87.

RECONSIDERING PRAGMATISM 193


But if we want to understand a gathering in OF COURSE, THIS WAY OF
the making, the emergence of a gathering, we
THINKING ABOUT POLITICS
must be realistic in another sense as well and
take into account the consequences of the AND PUBLIC PROBLEMS IS FAR
“plurality of explorations”: the tension between FROM THE THEORIES OF
agreements and disagreements. This amounts POLITICAL ARENAS CONCEIVED
to more than simply Goffmanian “civil inatten-
AS CHAMPS DE FORCES OR
tion.” It involves the overcoming of misunder-
standings and a deference to a public good PRODUCTION ARENAS BUILT ON
that is not the same thing as a common good. ECONOMIC MODELS WHERE
As John Dewey defines it, the public presup- CITIZENS ARE BUT ALIENATED
poses the political sense of mésentente.3
CONSUMERS.
Dewey writes, “It is not without significance
that etymologically ‘private’ is defined in oppo-
sition to ‘official,’ a private person being one I do not think we should be afraid of the col-
3. I borrow this term from
deprived of public position. The public consists lapse of the so-called philosophy of suspicion Jacques Rancière. His book
of all those who are affected by the indirect (philosophie du soupçon) as long as we are La Mésentente: politique et

consequences of transactions to such an concerned by the consequences of actions. It philosophie (Paris: Galilée,
1995) is translated as
extent that it is deemed necessary to have is no worse to pay attention to the conse- Disagreement: Politics and
those consequences systematically cared for. quences of an action than to be suspicious Philosophy (Minneapolis:

Officials are those who look for and take care about its motives. Moreover, the suspicious University of Minnesota Press,
1999).
of the interests thus affected.”4 Further, interpretation is not the privilege of the social
“Indirect, extensive, enduring and serious con- scientist or political theorist but the social 4. John Dewey, The Public and
Its Problems (Athens, Ohio:
sequences of conjoint and interacting behavior competence of everyone. Nor should we be Swallow Press, 1991 [1927]),
call a public into existence having a common afraid of the word opportunism, which defined pp. 15–16.

interest in controlling these consequences.”5 pragmatism for Peirce. Methodical oppor- 5. Ibid., p. 126.
tunism is an ordinary way of thinking and act-
ing to solve problems in their contexts. It is a
relevant description of the way people act and
move in a street or railway station.

The pragmatist heritage can help us assuage


our doubts about “speaking on our own
behalf” (parler pour son propre compte) and
still ask questions about the role ordinary peo-
ple play as “officials” within the public
domain. Agreements and disagreements are
not just characteristics of exchanges in the
marketplace, but actual experiences. This is
so for anyone who takes responsibility for his
or her own actions.

RECONSIDERING PRAGMATISM AND THE CHICAGO SCHOOL 195


WHAT DO
YOUNG ARTISTS
MARTHA ROSLER WANT?

196
Cultural trends that have been identified and analyzed
for a long time appear to have reached a certain
“tipping point,” presenting, in effect, a new paradigm.
I will confine my attention to art-world artists, and
ultimately to young artists and art students. The ways
in which modernist artists used to determine their
direction had already collapsed by the beginning of the
1960s. The decline of the Kantian paradigm and its
assumption of transcendence as the lodestar of art
production coincided with the increasing impossibility
of identifying with the working class or even with craft
values. In its primary successor, Pop, the social
“landscape” (non- or anti-transcendent) became the
field of attention and the source of material for artists.
The encounter with popular and mass culture was
accompanied by the application of their indigenous
criteria, especially celebrity culture and the search for
a mass audience. The latter longing was destined to
remain unrequited, but the fear and envy of artists
for mass culture’s power and reach have remained,
as I elaborate below.

197
Artists, a subculture in close alliance with It depended partly on whether the avant-gardes
poets, writers, filmmakers, dancers, theater in question were influenced by John Cage and
people, and musicians, also looked for autono- the interpretations of Zen his practice invoked.
my from the system that appeared to trap Unlike, say, the tendencies of Pop art, particu-
them in producing commodities for the well-to- larly Warhol’s, this Cagean moment smuggled
do. By the mid-1960s artists had refurbished a kind of transcendence in by the back door,
a rationalist tradition handily traceable to and it certainly muted or erased the notion of
Marcel Duchamp. At the same time, in New the revolutionary transformation of everyday
York City, Fluxus was reviving the (European) life suggested by the earlier Dadaists. On the
Dadaist efforts to bring art into everyday life, one hand, then, there was a kind of Cagean
not as a kind of leveling of high and low, but quietism and search for a phenomenological
as a way of revolutionizing the practices of gateway to the Absolute, and on the other
everyday life. In other words, the idea was not there was a kind of ruckus-raising that would
to free art of its social connection, to flatten challenge the dominance of a soul- and spirit-
the meaning of art into a sort of technical deadening bourgeois culture.
exercise or fun experience, but to challenge
Artists still tended to harbor a sense of social
the institutionalization of top-down power and
mission, if not messianism, and many artists
control in society and bring about liberation —
wanted their art to offer a form of resistance
of art and society.
to the war in Southeast Asia, even if not neces-
sarily as a direct engagement with politics.
ARTISTS TRIED TO SCALE DOWN ART’S CON- Although some ar tists did seek such an
CERNS FROM THE GRANDIOSE AND UNIVERSAL- engagement, many more were of the mind that
IZING AMBITIONS PRESUMED TO UNDERLIE the practices or even simply the forms and
actions that characterized or constituted every-
ABSTRACT EXPRESSIONISM TO AN ENGAGEMENT
day life provided a more important grounding.
WITH THE CULTURE AND PRACTICES OF EVERY- Social critique was as likely to be embedded in
DAY LIFE. BUT THIS TOOK DIVERGENT FORMS. a rethinking of representation and its formal
means as it was to engage abstract and univer-
salizing theorizing on the one hand or agitprop
or social critique on the other. The wide delegit-
imation of social authorities and institutions of
governance, the application of the celebrity par-
adigm to art and many other elements of pub-
lic life, the new social movements that led to
the nascence of identity politics, the assertion
and redefinition of the artist’s own identity
together with a search for autonomy through
the founding of new artist-run institutions all
helped to provide sources of direction other
than Hegelian negation or Kantian transcen-
dence through the end of the 1970s.

198
But the picture changed at the start of the BUT THE DISQUIET THAT ARTISTS FELT WITH
1980s, when the booming economies of the
RESPECT TO THE MASS MEDIA SINCE THE DIS-
United States, Germany, and Japan began gen-
erating tremendous art sales, allowing dealers APPEARANCE OF THE TRANSCENDENCE PARA-
to reassert control over the system of produc- DIGM WAS ONLY EXACERBATED BY THE SUB-
tion, distribution, and publicity. This effectively SUMPTION OF ART CAREERS UNDER THE MASS-
put an end to the consensus among art-world
MEDIA MODEL, FOR IN THE APPARENTLY DECI-
artists that autonomy of their work from com-
modity status was their driving issue. The SIVE ISSUE OF AUDIENCE REACH, THE ART
state had already begun chipping away quite WORLD WAS REVEALED AS INSIGNIFICANT.
determinedly at the funding system that
helped maintain the artist-run, nonprofit (See Alvin Gouldner on the envy of artists for
“spaces” that allowed artists to experiment the prepotent means of production and distrib-
with performance, installation, video, and ution of the mass media.) I stubbornly believe
other apparently uncapitalizable forms. that despite this, the reach of art-world art
extends beyond its primary audience. This is
so for the simple reason that its audience
includes the elites and shapers of a wide array
of social institutions. Besides, artists have
quite consistently been propelled by the belief
that they are a cadre, a social avant-garde
(even if one can hardly define, let alone identi-
fy, this vague entity of the avant-garde any
longer). The alternative self-definition of artists
as mere bearers of stylistic newness is largely
unacceptable. Very recently, the last mode of
production that allowed artists to set aside a
field of operation exempt from commodity val-
ues and still answering to the communicative
paradigm — namely video — has become the
signature commodity of the era, in the form of
video installation.

WHAT DO YOUNG ARTISTS WANT? 199


Artists still believe they have a privileged role, Many young artists say they want to make art
but its outlines and demands are not so about everyday life. It shows in the automatic-
apparent. Part of the self-definition of many camera style of photographs of daily life, a
young artists remains some degree of identifi- cross between, say, Nan Goldin and Richard
cation with social losers and marginal or Billingham or Nick Waplington, in the popularity
oppressed groups, reflecting their own feelings of Wolfgang Tillmans. But this kind of work is
of disempowerment. At the least, young artists vaguely mysterious if it does not have a sensa-
tend to see themselves as disaffected chal- tional and voyeuristic core to reveal — say, the
lengers to the power institutions of society. hidden life of subcultures or drunken council
The young artists I teach do not seek to join house dwellers — but rather seems to be ordi-
the dot-com generation. But by and large they, nary scenes of nothing much. (But voyeurism
like many other young people, are not interest- is very much in vogue again, as is abjection.)
ed in macro-level power relations. Thanks in
part to the banalization of existence as pre- THE DISAPPEARANCE OF
sented by the mass media and advertising,
NARRATIVE THAT SEEMS TO
they hardly perceive the outlines of power in
the world outside the everyday. They do not GO HAND IN HAND WITH THE
read the newspaper — that is already an old FLATTENING OF EXPERIENCE,
story. At a get-together with a French acquain- THE FOREGROUNDING OF THE
tance who is a professor of art and a Spanish
BANAL, AND THE WINKING OF
curator, we all agreed that this was so; but it
was the opinion of my French friend that young THE MEDIA TOWARD INFANTILE
people are afraid of the newspaper because it SELF-INVOLVEMENT LEAVES
puts demands on them — interrupts their train PEOPLE UNCERTAIN ABOUT
of thought, if not their passivity, in the face of
WHAT IT IS THEY ARE BUSILY
a world beyond their own direct experience.
But what surprised me was that my students REPRESENTING.
do not, contrary to the mantra of youthful
intellectual sloth, get their news from televi- Along with this muzziness goes a startling
sion. They don’t “get the news” from anywhere degree of inarticulateness, even in the young
and appear surprised by the question. Turning artists who are currently doing quite well in
inward, they appear to want to reconstitute a New York commercial galleries.
form of bohemia, by default. But it no longer
seems fashionable to identify as (punk) musi-
cians. Tattooing and other forms of bodily dis-
play have become mainstream and suburban,
engaged in by teenyboppers, so a core identity
cannot be assembled around it.

200
The lack of a conceptual framework is trace- ARTISTS ARE INCREASINGLY
able in part to the loss of social goals and
DIVIDED FROM ONE ANOTHER
ideals, to the loss of the very notion of histori-
cal telos or the lumpiness of the course of BY THE COMPETITION OF
human history. Did I say history? The students ALL AGAINST ALL AND THE
are busy learning how to construct a persona NEED TO SEEK LEGITIMATION
and manage it. The stability of representation
FROM THOSE OUTSIDE THAT
is undermined by a general sense of horizon-
lessness, not to mention the brute fact of the COMMUNITY OF PRODUCERS.
manipulability of images, their radical dissocia-
tion from their base in “the real.” Several To avoid seeing themselves as “content
times I have run across artists who have providers” operating off a particular “platform”
decided to photograph their faces every single (or perhaps as merely engines of blank fash-
day, forever. (Two are my students. I received ion) some seek an external touchstone in a
a printed booklet of such images by someone neoformalism without a notion of the
else in the mail the other day, and I have seen Sublime — not moving very far from content
other, similar projects.) I suspect their obses- provision after all — or in a madly hypostatized
sion centers on the fact that they no longer imagery of a wild Beauty that might be able to
have any idea what the role of the portrait evade unidimensionality. The obsessional
might be. (Photographic) portraiture has aspect is also expressed in a project I saw
moved from the encounter of a social self with reported in the Times the other day: Someone
an internal vision of eternity to a disclosure, or attached a camera to his dashboard and
controlled disclosure, of an essential self, to rigged it to take a photo every set number of
the management of the image of the atomized minutes as he drove from New York to
individual I mentioned earlier who is engaged California. But unlike the similar conceptual
in that labor I mentioned earlier of constant projects of thirty years ago, there was no
self-construction and management. The dra- thought of confronting the mechanical nature
maturgical theory of the performance of the of the apparatus or the relationship to time or
everyday is fully in play, but in addition, artists even the aleatory dimension of the project.
are now referred to as entrepreneurs, and There is no invocation of banality or the plain-
thus the identity under constant construction ness of everyday life. Instead, the driver took
is an entrepreneurial one. a picture of the Statue of Liberty at one end
and the Golden Gate Bridge at the other, both
on foot, establishing that the idea of the pro-
ject was to show the inexpressible majesty of
the United States of America — the Sublime
without sublimity. The apparatus becomes the
acceptable mechanism for the inability to
make a choice other than replicating the princi-
ple of television, namely flow.

WHAT DO YOUNG ARTISTS WANT? 201


Despite the forgoing observations, I have dis- To return to the question of (young) artists,
covered that my students are fascinated by the their involvement with questions of the every-
introduction of even a mildly abstract and criti- day reflects an almost Foucauldian vision of
cal vocabulary. Even more importantly, you are the multiple links or networks of power
saying, what about the young people in Seattle between individuals, groups, or collectives and
and Washington, D.C.? What about the anti- the State. It is oriented, though inarticulately,
sweatshop and the fair trade movements? to the whole field of practices that structure
What about the high school gay-straight human activity. The political rationality of
alliances? What indeed? Students have been neoliberalism seems to work simultaneously in
enormously receptive to these issues, and mine an individualizing and totalizing manner. The
seemed excited to see a series of videotapes regulatory mode of even the most banal ele-
made about the anti-WTO demonstrations in ments of life in the built environment is a sub-
Seattle. The burden of social meaning has been ject of artists’ vision, although it still appears
so burned out of the familiar, long-standing that the landscape of power can occasionally
issues passed along to them that they are not be inhabited by a collective or transitory group-
even hostile to the idea of organized labor; not ing of people directly challenging or contesting
even the stigmatizations remain. (Several peo- the operation of power. Then the terrain in
ple in different classes wept when I showed view in the phenomenological field shifts
Barbara Kopple’s 1986 film about a Kentucky toward a picture that seems on the surface to
miners’ strike, Harlan County, U.S.A, not to be more like that which animated my own
mention Michael Wilson, Paul Biberman, and activism, but may be based on different
Paul Jarrico’s 1954 Salt of the Earth.) But premises entirely. I have a strange feeling of
reports from Seattle and Washington from disconnect from these students, a feeling of a
movement veterans have been that the very radically different center of engagement,
active young people who took part are enacting unlike anything I have felt before.
democracy in the streets, operating in small,
often ad hoc groupings, some making tactics up
as they go along, although I don’t want to
underplay the degree of advance strategic
preparations. The demonstrations are orga-
nized, and people attend, without a core of
speeches or marches or meetings around which
those demonstrations occur.

202
SHORT PRESENTATION
ON EVERYDAY LIFES TA N L E Y A R O N O W I T Z
The imagination is seized by events, and we TRACING THE CHANGES IN THE CHARACTER OF
measure histor y by them. We read in our
LIVED EXPERIENCE, THE RELATION OF REIFIED
newspapers that in Seattle more than 50,000
demonstrators marched against the calumnies FRAMEWORKS TO “SUBJECTIVE” TIME (WHERE
of the World Bank and the International SUBJECTIVE IS NOT REGARDED AS INDIVIDUAL
Monetary Fund; we debate the wave of gradu- EXPERIENCE BUT AS FELT OR FROZEN COLLEC-
ate assistants’ union organizing; we fret about
TIVE LIFE) REMAINS, DESPITE THE WORK OF
assassinations of unarmed immigrant blacks
in New York. But the underpinnings of life — the HEIDEGGER, LEFEBVRE, DE CERTEAU, AND
routines of buying, cooking, and eating, even GOFFMAN, THE GLARING ABSENCE IN SOCIAL
the time sequences that constitute labor — are THEORY AND SOCIAL INQUIRY.
taken for granted and systematically forgotten
and, more egregiously, regarded as unworthy
of examination save by journalists who, it may
be argued, remind us that the devil of life is in
the details. Or, if the quotidian is investigated by
professional academic observers, its elements
are subsumed within other frameworks. These
frameworks — “consumer society,” youth,
“violence,” labor outcomes like productivity or
capital accumulation, and so forth — mask lived
experience or what Bergson termed durée.

205
To face the utter banality of the everyday, its For me, the most important respite comes
anonymity and repetitions, is to face real life. with my frequent walks, sometimes to school
It brings to us recognition that, for the most or another destination, which frame the utter
part, the preponderance of daily practices are boredom associated with traversing the same
forgettable and, like the woman in the dunes space over and over. Sometimes I walk to new
who tries to dig out of mounds of sand every places. As a native New Yorker I find few of
day, we must face the dishes. There is no end them in Manhattan, except those created by
to routine. We prefer to plot our lives in terms the ongoing reduction of ordinary living spaces
of its highlights — graduations, first-time sex, by the building boom oriented, in the main, to
weddings, funerals, or the accidental and con- the wealthy and becoming wealthy. My “pro-
tingent incidents, the differences by which we ject” is to chronicle, at least in my mind, the
mark and periodize our own trajectories. changes that development has wrought. I note
the closing of a favorite store, usually a bak-
Of course, as second-wave feminists have bit-
ery or butcher shop, and, in lower Manhattan,
terly pointed out to men, even in our relatively
keep track of the gallery closings and their
sophisticated and liberated culture, men
replacement by the steady accumulation of
remain, for the most part, immune from these
boutiques housed usually in enormous
considerations except when they take on the
spaces; or of the appearance of Starbucks
mantle of criticism, quite a different activity
and other coffee bars that litter the blocks
from everyday care — changing diapers, wash-
where once small factories were surrounded
ing clothes, and being ever vigilant about our
by tenements and are now the homes of
children’s natural inclination to get into harm’s
upscale magazines, commercial art studios,
way. And notwithstanding more than a genera-
and book publishers. Below Fourteenth Street
tion of harping and some male accommoda-
the tenements remain, on the East Side and
tion to the demand to share housework and
even in the south Village, but they are populat-
childcare, in an era when a majority of women
ed by fledgling cadres of Wall Street brokerage
hold full-time jobs out of the home, everyday
houses, commercial artists, writers, and edi-
life remains part of women’s work. For women
tors who have crowded out the former working-
the time of respite is almost nil, unless one is
class residents, not only the vanishing Puerto
fortunate enough to have money to contract
Ricans but the Ukrainians and Poles, the rem-
many of these tasks to others.
nants of whom still are visible in the form of
venerable institutions such as the National
Homes and ethnic restaurants. But the latter
have acquired a new clientele.

206
IN THE “PRAGMATIC” CITY, THE Then there are the endless tourist buses
roaming the little island. These days most out-
BOTTOM LINE RULES AS NEVER
of-towners do not gawk; they seem in a hurry
BEFORE. to get it over with. When they walk the streets
they wear international clothes and their hair
To one who has lived in this town most of his no longer has that foreign look since local hair-
life, it remains hard to remember what it once dressers have mastered many styles. In fact,
looked like. Towers and renovated buildings if you don’t pay attention to the invariant map
abound where once regular people lived. The and camera, the tourist’s only distinguishing
“rootless cosmopolitan” need no longer book feature is his language, which admittedly gives
airline or train tickets; she may stay in the city, some flavor to the streets.
sipping an overpriced caffe latte in a chain cof-
fee bar while witnessing her landscape vanish Then it’s back home to the laundry, all the
before her eyes in silent homage to the power while reading the newspaper for stories
of capital to obliterate the past, to remake his- missed at breakfast. There is the inevitable
tory in the image of an ever-changing future. flurry of telephone calls, most of them from
Under these circumstances the main health friends trying to arrange lunch meetings or stu-
hazard is vertigo. And despite the apparent dents asking for recommendations. More and
diversity of the city, with all of its newcomers — more frequently I pine for somewhere else,
most of them transient — in Manhattan the away from the profound sense that I have lost
main social disease is growing social and cul- my city, mourn the feeling that it has become
tural homogeneity, which, if we accept the a vast real estate enterprise and construction
genetic prohibition against incest, will eventu- site. But I am just as inevitably sobered by the
ally render us a little slow. To relieve the bore- realization that only another recession can halt
dom we grope for the exotic in our foods, pre- the relentless drive for “development,” or
tend to be hip in the simulated cafe scene, another crime wave — not the killings of outer-
but it is bereft of the intellectual debate and borough livery cab drivers, nobody will move
artistic community that accompanied the real because of their fate, but a Manhattan
thing. Rather, we are surrounded by impres- wave — so that New Jersey and Westchester
sionist and abstract expressionist prints that parents can no longer say, with a sigh of relief,
adorn the walls of our watering holes, and just they no longer worry about their kids living and
plain ad designs framed as high art. It is more roaming Manhattan. Then I realize I really
likely for a couple of day traders to inhabit don’t want even a media-manufactured crime
these venues, eating their goat cheese sand- wave. My own kid roams the city.
wiches on six-grain bread, than to spot margin-
als scribbling their poetry or novel.

SHORT PRESENTATION ON EVERYDAY LIFE 207


IT HAPPENS EVERYDAY
MARSHALL BERMAN

208
MY CENTRAL POINT OF REFERENCE WILL BE JANE JACOBS’S BREAKTHROUGH
BOOK, THE DEATH AND LIFE OF GREAT AMERICAN CITIES. THE PARTICULAR
JACOBSEAN THEME I WANT TO FOCUS ON IS THE ROMANCE OF “EVERYDAY LIFE.”
I’M GOING TO TRY TO PLACE JACOBS’S VERSION OF THAT ROMANCE IN A LARGER
INTELLECTUAL CONTEXT. I’LL ALSO BE REFERRING TO A FILM, A NOVEL, AND A
SONG; BUT EVEN WHEN JACOBS ISN’T ONSTAGE, SHE WILL BE THE STAR.

The first chapter in my story belongs to the


philosopher Martin Heidegger. For decades
people have noticed affinities between prag- AMONG PRAG AND EX THINKERS, HEIDEGGER
matism and existentialism. Both kinds of IS PROBABLY THE ONE WHOSE STATURE IS
thinkers look at human experience freshly and
directly, without any metaphysical assumptions
HIGHEST TODAY, AND THIS GIVES AN EXTRA
about what it means. But different thinkers RESONANCE TO ALL HE SAYS. LOOKING AT
see different things. EVERYDAY CITY LIFE, HE DOESN’T SEE MUCH;
OR RATHER, HE SEES A PROSPECT THAT IS
BOTH BARREN AND THREATENING.

209
I’m going to quote a highly evocative passage Heidegger here is attacking group pressures
from his masterpiece, Being and Time (1926). and social conformity and their power to crush
When I use the expression “the ‘they,’” this is the individual. He is working in a vein that
a rather clunky translation of a central was opened up by 19th-century liberals like
Heideggerian term, das Mann. Alexis de Tocqueville and John Stuart Mill.
(Of course, he would rather die than give any
“…In the environment that lies closest to us,
credit to thinkers who were not only liberal but
the public environment [where we] utilize pub-
non-German.) When he talks about “the dicta-
lic means of transport, and make use of infor-
torship of the ‘they,’” he is on to something
mation services like newspapers, every other
real that most of us can surely recognize. But
is like the next. This being-with-one-another
then it all gets tangled up in right-wing clichés
dissolves one’s own being into the being of
about the repulsiveness of the city, of the
others…[Here] the real dictatorship of the
masses, of democracy. His exceptional individ-
‘they’ is unfolded. We take pleasure as ‘they’
uals are so frail and fragile that they can be
take pleasure…we find shocking what ‘they’
destroyed by everyday life: not only by physical
find shocking. The ‘they,’ which is nothing defi-
contact with ordinary people, as on a bus or
nite, and which includes everyone, prescribes
train, but even by sharing their language, in
everyday being.
books or newspapers, or on radio. And it does-
“The ‘they’ has its own ways in which to be. It n’t even matter what ordinary people are say-
maintains itself in averageness…it keeps ing or doing. They are malignant, destructive to
watch over everything exceptional…everything true being, just by being there. Heidegger’s pre-
that’s primordial gets glossed over…This Nazi sensibility grows out of a burning desire to
leads to the leveling down of the possibilities confront everyday life, mixed up with a naked
of being. Distancing, averageness, and leveling terror of this life. I don’t think much of the way
1. Martin Heidegger, Being
and Time (New York: Harper, down constitute the ways of Being that we he dealt with these contradictions, but at least
1962), pp. 164–65. know as the public world.”1 in his pre-Nazi years, he expressed them with
poetic vividness and intensity.

I have cited the section above because, for


Heidegger, it is unusually concrete. I am
struck by his focus on public transportation.

TO BE AN EVERYDAY PASSENGER IN A MASS


TRANSIT SYSTEM — ONE OF THE MOST WIDELY
SHARED IDENTITIES IN THE MODERN WORLD —
WHY SHOULD THIS REPRESENT “A LEVELING
DOWN OF THE POSSIBILITIES OF BEING”?

210
As the proud holder of a Metrocard, I feel this Clark Gable, a plebeian and a seedy reporter,
feeling is radically wrong — that anyone who falls for her at once (as we all do), and calls
can think this is missing something big. Now, her a spoiled brat, and it’s clear he’s right.
how can I explain how it’s wrong? Where can But she says that all her life she has been
I find images of the way the identity of a powerless: always surrounded by chaperones
passenger in mass transit can actually repre- and bodyguards, never free to choose her
sent a leveling up of the possibilities of being? clothes, budget her money, arrange her time,
But it occurs to me that this is exactly what or even walk around in the street; and it’s
happens in one of my all-time fave movies, clear she’s right too. She has been brought up
Frank Capra’s (and screenwriter Robert as a hot property, but she has never had the
Riskin’s) romantic comedy It Happened One freedom to possess herself. The audience can
Night, released in 1934. see her yearning to belong to what the early
19th and the late 20th century called “civil
I AM THINKING ABOUT A SCENE society”: a world full of people who are sleazy
and mundane, but lively and interesting, who
IN THAT MOVIE IN WHICH A affirm themselves and their own basic rights,
CROWDED, GRUNGY BUS IS A but also who recognize each other’s. Some
MEDIUM FOR BILDUNG, A people call this democracy.
PLACE WHERE YOU CAN LEARN Capra folds the perennial romantic question,
TO BE A HUMAN BEING. whether the stars can walk off in each other’s
arms, into a larger political question: whether
In this scene one gets a feeling for the bus’s America, so full of beauty and vitality but torn
spontaneous sweetness and joie de vivre and by class difference and strife and hate, can
its unexpected community. Leading up to it is become a civil society. We are meant to see
a hopelessly complex plot. I’ll only tell a little. the bus trip as both a political and existential
The bus is on the road from Miami to New trial for America, although its moral serious-
York. Claudette Colbert is an heiress who has ness is unadvertised and drenched in wise-
run away from her billionaire family, but she cracks and charm. In the scene I’ve been
still treats people as servants to be ordered referring to, as Colbert sings along, she pass-
around. When the bus makes a brief stop, she es the test, precisely because she’s forgotten
says she will be late and tells the driver to that it is a test. She joins in the song, but
wait for her. She is indignant when he fails to feels no need to take the lead, and thus
wait and instead leaves according to his shows that she can be comfortable as an ordi-
schedule . (So in the scene I’m referring to, nary citizen, as one of many everyday people.
she is on her second bus of the day.) Then,
in the terminal, she puts her bag down without
realizing she has to watch it, and it gets
ripped off with all her money. She’s broke and
in trouble, but doesn’t know how to ask for
help, or to stand in line, or to say please.
(You might even say she’s had a Heideggerian
upbringing. Of course, Capra and Riskin don’t
say anything like this. But if somebody were to
read them the above passage from Being and
Time, you can bet they would understand.) IT HAPPENS EVERY DAY 211
And what about that sad and silly song, a class, Robert Moses was the most flamboyant
song that could just as well be called “I’m and maybe the most avidly malevolent.
Proud to Be a Loser”? As they sing, this bunch (“You’ve got to hack your way through with a
of total strangers, all involved in their own sep- meat ax,” about the Bronx.) But his outlook on
arate projects, come together spontaneously the world was typical rather than original. It
to form an unexpected but real community. was positively Heideggerian in its disdain for
Their social contract is Capra’s deeper political city life, in its belief that urban crowds and
theme. Here he achieves imaginatively just noise were a leveling down of being, in its
what the New Deal was trying to do politically. search for clean, low-density environments
You could say that both are triumphs of North where the self could spread out and become
American magic realism. itself again. Moses was famous for his seduc-
tive brochures, for his power to deploy a lyrical
ONE NIGHT ALSO MAKES A LEAP IN URBAN language of “great ideals.” He fought to
replace the 19th-century “man in the street”
CULTURE: IT SHOWS US HOW PUBLIC TRANSIT CAN
with a 20th-century “man in the car,” not so
SYMBOLIZE PUBLIC LIFE, A LIFE THAT ENABLES much for the sake of economic efficiency, but
PEOPLE TO GROW, SEPARATELY AND TOGETHER, rather in the name of human fulfillment.
AND TO MUTUALLY RECOGNIZE EACH OTHER;
AND THAT LEVELS UP THE POSSIBILITIES OF BEING.

The New Deal was one of the supreme cre-


ative moments in American history. But it
unfolded in contradictory ways. It gave new
powers to the people, but it also immensely
expanded the power of the national state. As
the state enlarged, a new class of federal
bureaucrats emerged to run it. Most of these
men came from cities, but they developed
grand designs — especially the design of the
1940s war economy and the Cold War-era fed-
eral highway system — that dissolved public
transit systems and made cities themselves
increasingly peripheral and expendable. In this

212
AMERICA HAS BEEN EMBRACED BY A RIBBON OF ENDLESS HIGHWAYS FOR
ALMOST FIFTY YEARS. IT WOULD BE SILLY NOT TO SEE THAT PLENTY OF PEOPLE
HAVE FELT FULFILLED ON THOSE GROUNDS. BUT IT’S ALSO IMPORTANT TO SEE
WHAT THE EXPRESSWAY WORLD HAS DONE TO THE FORM OF PUBLIC SPACE THAT
CAPRA WAS CELEBRATING, WHERE CLAUDETTE COLBERT COULD BECOME A
HUMAN BEING. ALL OVER AMERICA, IT HAS VIRTUALLY DISAPPEARED. HALF A
CENTURY AGO, THAT BUS WAS CLOSE TO MOST AMERICANS’ EVERYDAY LIFE.
When Jane Jacobs’s great book came along in But there are occlusions in her vision that
1961, one of the keys to its instant allure was even readers who love her can’t help but see.
its appreciation of city life in ways that were Are there really no personal or social conflicts
both pragmatic and existential. Many people on this block? No larcenies or adulteries? No
understood the intellectual importance of husbands beating up their wives, no couples
“being-there,” but didn’t have a public language splitting up, kids turning into dope fiends, fam-
that could enable them to be there where they ilies defaulting on their mortgages, tenants
really were, in the places where their real lives losing their jobs and failing to make the rent?
went on. What Jacobs did, above all, was to No people quietly or noisily going crazy? (And
give us a language to appropriate our own other people mad at them because people
experience. As she sits on her front stoop and going crazy don’t keep up their houses?) Isn’t
watches life go by, she seems to embrace the there more than enough class hatred, religious
world. Baudelaire said the modern artist should hatred, ethnic hatred to go around? Aren’t
épouser la foule; Jacobs may be the first per- plenty of Jacobs’s neighbors seething with stu-
son to have married her own block. That block pid prejudices against each other? Isn’t the
was Hudson Street in the West Village. It is a block full of people who would love to knock
toney street today, after three decades of gentri- each other’s block off? And isn’t everybody on
fication, but it was pretty grungy forty years ago, the block caught up in the leaps and lurches
and Robert Moses, then head of the Mayor’s of a real estate market that can make success
Commission on Slum Clearance — Moses had more dangerous than failure?
many jobs in those days — had put it on a list
to be torn down. Death and Life features a JACOBS’S VISION SEEMED SO DIRECT AND
spectacular set-piece consisting of 24 hours in
STRAIGHTFORWARD FORTY YEARS AGO. TODAY,
the life of her block, from the familiar sounds
that wake her up before dawn to the mysteri- WE’VE GOT TO WONDER, IS THIS PRAGMATISM
ous sounds (who’s playing the trumpet? who OR PASTORAL? IS IT DIRECT EXPERIENCE OF
was that crying?) that put her to sleep in the CITY LIFE OR A GRID OF PRESCRIBED HAPPY
middle of the night. She opens up a kind of
MEANINGS FORCIBLY IMPOSED ON CITY LIFE?
cross-section of her life, life with a husband,
children, friends, taking care of people and
things from hour to hour. She encounters
people she knows and those she doesn’t, she
mixes real and imagined neighbors, she lives in
layers, she drifts in and out of dreams. It’s also
hard to know how much modern fiction Jacobs
had read, but her trip through a day is written
with an imaginative brilliance that evokes James
Joyce and Virginia Woolf. It’s hard to know how
many movies Jacobs had gone to, but she man-
ages to create a street with an aura like Frank
Capra’s bus: an anonymous site that people
walk on by, but that fulfills the need for roots
and makes people existentially at home.
Jacobs’s urban vision contributes to pragma-
tism, to what I call North American magic real-
IT HAPPENS EVERY DAY 215
ism, and to participatory democracy.
It evokes the British romance of civil society in I haven’t been able to find out whether Jacobs
the 1840s, where everything fit together magi- and Grace Paley were friends, or if they
cally, and a whole world of real trouble that worked together politically, in their West Village
didn’t fit was simply left out. (Not just Marx glory days forty years ago. But if you compare
and Engels, but also Charles Dickens, the Paley’s “Faith” stories, set in and around
Brontë sisters, Thomas Carlyle, Matthew Washington Square Park, with Death and Life,
Arnold, John Stuart Mill, William Morris, creat- the affinities are obvious. Both are intellectual
ed their works inside the great gulf between women who take great pride in their domestici-
the romance of civil society and the epoch’s ty, their childcare, their neighbors (and neigh-
troubled real life.) In one of her great pas- borliness), their sensitivity to every vibration
sages, Jacobs writes, on the street. Both believe that everyday city
life has a transcendent value; to attune your-
“Under the seeming disorder of the old
self to this life is to grow up, to become a
city…is a marvelous order for maintaining the
democratic citizen, to make progress, to raise
safety of the streets and the freedom of the
the level of being.
city. It is a complex order…all composed of
2. Jane Jacobs, The Death movement and change, and although it is life,
and Life of Great American FOR PALEY, THE HOLY PLACE
Cities (New York: Vintage, not art, we may fancifully call it the art form of
1961), p. 50. the city and liken it to the dance.”2 WHERE EVERYDAY LIFE
BECOMES TRANSCENDENTAL IS
I still think it’s true, and inspired. But if “the
art form of the city” is going to thrive, it has THE PARK.
got to incorporate a lot more of the awful truth.
To make yourself at home in the park, with
parents and children and rivals in love and ex-
lovers (out with their new sets of kids) and ex-
friends (with whom you must still share space)
and pamphleteers (for and against all you
love) and cops, is to be a Mensch, a serious
human being. If we think of them as a sister
act, Jacobs is the artificially “good” older sis-
ter, who, although she lives in one of New
York’s ultra-bohemian neighborhoods, presents
herself as serenely untouched by temptation,

216
and Paley the happily “bad” kid sister, com- In this world of women who identify them-
pletely at home in bohemia, who not only selves with their neighborhood, its real estate
sleeps around but talks about sex with brava- market has become a symbol of sexual love.
do, and who has no problem about fighting for In a breezily cynical way that Brecht would
peace and going to jail — or rather (at least in admire — for that matter, Brecht himself could
her earlier stories), her only problem is who is have been one of those guys — they conceive
going to take care of the kids if she does, themselves as properties, hoping to live their
because, for her, the kids are what make lives in such a way that they will “appreciate”
everyday life holy. in value, but uncertain of their ability to sur-
vive the erotic market over the long haul. They
I could say plenty more about both Jacobs and
see pretty much all men as exploiters, yet they
Paley and the way their experience as women,
identify with the ones who are willing to exploit
lovers, wives, mothers, shapes and colors
them over a long term, as distinct from those
their perspectives on everyday life. But I’ll
who just want to get in and out fast. The
mention just one other thing. In Paley’s first
women around her agree. Yes, that’s life.
“Faith” story, from the early 1960s, “Faith in a
Faith tells us (the audience) that yes, this is
Tree,” her heroine-narrator and two other left-
an important part of life, but it’s just as
ist bohemian (premature hippie?) single moth-
impor tant to remember there’s more.
ers are attending their kids in the playground,
Meanwhile the sun shines, the park is radiant,
while various men buzz around, say sweet
the trees and the kids are growing beautifully.
things about the kids, and check their mothers
We see Faith’s kids, like many kids exposed to
out. The women grasp and resent this
fast sexual scenes, sounding grimly cynical
process, but they all want, as Faith says, “car-
very young. But Faith, in this story at least, is
nal love.” At this point, Paley launches a dar-
“in a tree,” twelve feet above the ground, sym-
ing metaphor: “The trick,” says Anna, “is to
bolically absorbed into nature, but also gaining
know the speculators from the investors.”
some perspective on the sleazy goings-on at
ground level, so that she can see the cynicism
as part of a glorious process of growth. This
short story is a little like that short chapter in
Marx’s Capital, chapter 32, “The Historical
Tendency of Capitalist Accumulation.” If we
can just gain some perspective, we can keep
on keeping on, live through the casual brutali-
ties of everyday life, draw more life from the
sun. This is the Marxism of the Mothers of
Washington Square Park.

IT HAPPENS EVERY DAY 217


Allow me to close by invoking the opening
lines from a song that more than any work I
know conveys the humanistic and liberating
possibilities inherent in the idea of “everyday
life.” The song is Everyday People by Sly & the
Family Stone. It was a hit in the 1970s. It
expresses a great many of the countercul-
ture’s most generous impulses, along with a
fairly nuanced awareness of the trouble we
may find trying to fulfill them. Note that this
song is copyright 1968. It comes at the very
start of the age of identity politics, addresses
these questions, and thinks its way through
them. (This is why everybody should listen to
Rock & Roll…if you can still find it.)

Sometimes I’m right & I can be wrong


My own beliefs are in my song
The butcher, the banker, the drummer and then
Makes no difference what group I’m in
Yeah, yeah, I am everyday people
There is a blue one who can’t accept a green
one
For living with a fat one trying to be a skinny one
Different strokes for different folks
3. Sly & the Family Stone,
Everyday People, ©1968 by And so on and so on and Scooby dooby do
Daly City Music. Oh sha-sha we got to live together.3

218
PLACE
ANDHow shall we address the new types and forms of place emerging today?

CITIZENSHIP
Are new forms of “citizenship” arising that transcend national boundaries?

How are the new forces of globalization and deterritorialization causing us to rethink
issues of identities, rights, and civicism?

221
ANDREAS HUYSSEN INTRODUCTION

The coupling of citizenship, with its prevail- Let me open this discussion with a concrete
ing national and formal connotations, and example from the orbit within which I work,
place, which suggests concrete locality and an architectural-aesthetic example that may
its very different ways of shaping belonging, well make political claims for such a newer
opens up new dimensions in our understand- sense of citizenship. In 1916, two years into
ing of citizenship. As James Holston and World War I, the Reichstag, the parliament
Arjun Appadurai argued in a recent issue of of the German empire, was granted a new
Public Culture, citizenship can be under- inscription above its portal by Kaiser
stood as referring not only to national voting Wilhelm. The inscription read in bold letters,
rights and laws of immigration, to passports “Dem Deutschen Volke” — to the German
and alien residence cards, but also to the Volk, or to the German people. This was two
more immediate sense of urban belonging years after the restrictive new citizenship
and the articulation of rights and responsi- laws based on blood lineage and descent
bilities of all inhabitants of the city. In this (ius sanguinis) rather than place of birth
understanding, citizenship and place are not (ius soli) had been introduced in Germany,
opposed to each other as abstract versus largely, of course, as a result of worries, deep
concrete, legal versus affective, but are worries, about East European immigration.
intimately linked to each other in the new
In the spring of 2000, the German
urban configurations of our time.
Parliament, now housed in this renovated
(Sir Norman Foster) building in Berlin,
approved, after heated debate and with the
slimmest of margins, a counterinscription,
to be installed permanently in one of the
inner courtyards of this very same building .
This counterinscription is a project designed
by the New York artist Hans Haacke, who
recently caused controversy in New York
with a provocative installation at the
Whitney Museum that coupled speech acts
by Mayor Rudolph Giuliani with those of
Joseph Goebbels, propaganda minister of
the Third Reich, and Pat Buchanan, all
referring to censorship of the arts.
Hans Haacke’s new inscription for the who may not benefit from German citizen-
Reichstag, on top of an installation in the ship. In that sense, Haacke’s linguistic
courtyard and to be viewed from above, provocation moves us out of the realm of
supplements the inscription on the portal. the nation or the nation-state as it still
But it is an inscription that is not high up defines citizenship today, at least at the for-
on the facade but down on the inner ground, mal juridical level. But it also allows us to
and it simply reads “Der Bevölkerung,” shift our focus to issues of place, to the
which means “to the population.” The word multiple ways in which urban and national
Bevölkerung is a neutral, demographic term, space is actually used, deployed, and manip-
and it lacks the ideological burden of das ulated by the various strata and groups of a
Volk. Haacke thus deploys a clever politics Bevölkerung, of an increasingly heteroge-
of language right in the major building neous population.
of German political representation.
The following statements on citizenship and
Bevölkerung refers to anyone living on
place continue the debate on public space
German territory, immigrants and all. As a
and public sphere, but add a significant the-
word, it is not serviceable for the unitary
oretical and political dimension.
notions of Volk, nation, or state, and it thus
transcends traditional notions of citizenship
by implication. Haacke’s project with its
provocative inscription moves the citizen-
ship debate in a welcome direction. Key
is no longer even the distinction between
ius sanguinis and ius soli, which divides
German laws of citizenship from those of
other Western countries. Central becomes
instead the issue of place, habitation,
residency, and community within a larger
geography and a more flexible notion of
citizenship. The notion of Bevölkerung
includes immigrants and diasporic minorities

223
THE MAKING
AND UNMAKING
OF
DEMOCRATIC
SPACES

224
TERESA CALDEIRA

To look for spatial practices and forms of citizenship in the making in


contemporary metropolises is to encounter contradictory tendencies.
Cities, and especially large metropolitan regions, have become strategic
arenas for the development of new forms of identities, citizenship, and
claims to rights. Nevertheless, urban space is one of the main arenas
in which the expansion of citizenship and rights has been contested and
unmade in recent years. In many contemporary cities, new patterns of
urban segregation based on fortified enclaves mark new forms of exclu-
sion, erode public spaces, segregate social groups, and challenge new
claims for incorporation. Both processes — the creation of new forms of
identities and citizenship and the isolation and fortification of the upper
classes — are coeval, interconnected, and new. Thus, to focus on recent
transformations in the intersection of place and citizenship means to
analyze processes that create new democratic spaces and simultane-
ously those that unmake them.

225
Metropolitan regions have acquired a crucial But it is still a region on the periphery of
role in the present context of globalization. the global. Economically, it is going through
They not only become important hubs in industrial restructuring and a deep economic
transnational economic production and in cir- recession, as the countr y abandons the
culation of people, but also are crucial sites previous model of growth based on impor t
for the impact of a global discourse on democ- substitutions and embraces neoliberal policies
racy. From their very different locations in the that supposedly will generate a better
new global order, São Paulo and Los Angeles location in the new globalized economy.
can help us to think of the opposite processes So far, these policies have produced a deep
of incorporation and exclusion, affirmation of economic recession, expressed in an unem-
new identities and elaboration of new racisms, ployment rate of around 20%, and have also
legalization and criminalization, expansion of aggravated what was already one of the most
political citizenship and erosion of civil rights scandalous patterns of inequality in the world
that mark contemporary metropolises all with respect to the distribution of income.
around the world.
New claims for rights and citizenship typically
come from those on the social margins. In
SÃO PAULO, WITH ITS ALMOST 17 MILLION contemporary metropolises, they also come
INHABITANTS, IS TODAY THE FOURTH LARGEST from people whose lives involve some kind of
METROPOLITAN REGION OF THE WORLD. illegality. Their actions to put forward claims
for rights end up altering legal regimes in addi-
tion to political ones. The development of the
periphery of São Paulo clearly shows these
processes of the expansion of citizenship,
legalization, and incorporation of citizens into
local versions of global discourses and prac-
tices of rights. On the periphery of São Paulo,
poor workers have reinvented themselves as
political actors as they transformed their
everyday lives, their houses, and their neigh-
borhoods. They created new forms of neighbor-
hood-based political organizations through
which they invented and legitimated their
“rights to the city.” In spite of their continuous
poverty and exploitation, they have affirmed
their dignity and modernity.

226
They built houses that fully attest to their Illegality and irregularity are the prices workers
competence in the languages of consumption have to pay to settle on the periphery of the
and changed ways of organizing their families industrial metropolis. However, this has never
and conceiving of gender and generation roles. stopped them from elaborating their houses,
The majority of the population of São Paulo lives expressing in every choice of material and
on the periphery. Fifty percent of the heads of design their knowledge and personality. The
households there make less than three minimum house facades make public statements about
salaries a month, i.e., less than $210 in U.S. the owner’s status, taste, and incorporation
currency. Nevertheless, 70% of the families into the modern city. The interiors display an
live in houses that they own and are built by elaborate knowledge of fashion and style and
themselves in a process called autoconstruction a considerable access to goods, in spite of
(autoconstrução). Workers who came to poverty. These houses are therefore complex
São Paulo to work in its industries found that statements of distinction and belonging —
the only housing alternative available to them statements that can be bitterly resented by
was to settle in “the middle of nowhere,” members of the upper classes who have
buying a cheap lot and building and furnishing always thought of the marks of modernity and
their houses step by step, as resources were consumption as being exclusively their own.
made available and often over an entire life-
time. Most of these houses are either illegal or THROUGH THE COMBINATION OF AUTOCON-
irregular, not because the workers have invad-
ed land, but because they have either bought
STRUCTION AND ILLEGALITY, POOR WORKERS
land from developers who were swindlers or HAVE NOT ONLY URBANIZED THE PERIPHERY
who sold irregular lots, or because they could AND CONSTRUCTED THEIR INSERTION IN THE
not afford to build according to city codes and MODERN CITY, BUT ALSO TRANSFORMED THEM-
pay all the required taxes and registrations.
SELVES INTO CENTRAL POLITICAL ACTORS IN
THE DEMOCRATIZATION PROCESS THAT BOTH
PROVOKED THE END OF THE MILITARY DICTATOR-
SHIP AND FOLLOWED IT.

THE MAKING AND UNMAKING OF DEMOCRATIC SPACES 227


At the root of their political mobilization was However, these movements also had other
the illegal/irregular status of their properties non-local inspirations, and their transformative
and the precarious situations of their neighbor- effects reached well beyond their localized
hoods, which the public authorities had failed demands. One of the most important non-local
to provide with services and infrastructure, influences came from the Catholic church and
alleging exactly their irregular status. Thus, a Liberation Theology, from which the move-
central inspiration for these movements was ments took part of their discourse on rights
an urban and collective experience of marginal- and received a significant institutional support
ization and abandonment in spite of individual in times of tough political repression.
efforts of integration through work and con- Additional support came from the trade-union
sumption. Residents of the periphery orga- movement, from political parties such as the
nized social movements to claim their “rights PT (Party of the Workers), from diverse NGOs,
to the city,” i.e., their rights to its legal order and from the feminist movement. The most
and to the types of infrastructure and service direct effect of the actions of residents of the
available in central neighborhoods. periphery was to provoke changes in the
practices and policies of the local administra-
tion. These changes included borrowing
heavily from the World Bank to invest in urban
infrastructure and offering a series of
amnesties that legalized many proper ties on
the peripher y. This combination of legaliza-
tion and improvement in infrastructure radically
changed the status of the peripher y in the
cityscape, a transformation analogous to
that of the political status of their residents
obtained through the organization of social
movements. Another crucial effect of these
movements was to accelerate the democrati-
zation process and to change its quality.
The vigilance of popular movements forced
the political incorporation of the working
classes, and led to the consolidation of a
series of rights in the 1988 constitution.

228
Finally, the social movements transformed gen- In some respects, the periphery of São Paulo
der roles. Most of those participating in social is not too different from the poor areas of Los
movements in São Paulo were women. They Angeles, a case much better known than that
started to do so saying that they had free time of São Paulo. Los Angeles’s cheap labor force
and legitimating their actions on the basis of consists of a large contingent of poor interna-
their roles as responsible mothers struggling tional migrants whose access to the city is
to improve the living conditions of their chil- often possible through situations of illegality
dren. However, their incursions into public life, and irregularity, although of a different sort
their continuous participation in meetings from in São Paulo, a city of national migrants.
around the city, their frequent absences from However, in their struggles for incorporation,
home, their learning about the “world out poor migrants in Los Angeles also find support
there,” as they say, and their dealing with from institutions such as a Catholic church
political parties, politicians, church representa- inspired by Liberation Theology and numerous
tives, and feminists ended up radically altering NGOs and advocacy groups that bring to them
the way they think of themselves as women. global discourses of rights and a similar sense
This transformative experience of thousands of of the “right to have rights” that inspired São
poor women coincided with other processes Paulo’s social movements. Thus, there are
also altering the social situation of women. movements for organizing migrants around the
These include mainstream mass media that right to unionize and to vote. Moreover, Los
embraced very progressive representations of Angeles’s inner-city poor immigrants rent and
women, emphasizing their autonomy and right even buy cheap houses that they skillfully
to choose by themselves; the expansion of transform, decorate, and equip with all the
access to education, which in one generation merchandise required of a modern urban
made the proportion of women with formal dweller, from video, television, video games,
education surpass that of men at all levels; and Disney souvenirs to cell phones, computers,
a large incorporation of women into the labor and the ubiquitous utility vehicle.
force (51% of Brazilian women are integrated
into the labor force, of which they constitute IN LOS ANGELES AS IN SÃO PAULO, DOMESTIC
41%); and an incredible adoption of birth con-
SPACE AND CONSUMPTION ARE THE MEANS
trol that resulted in fertility rates dropping
from six children per woman in 1996 to 2.9 in FOR ELABORATING SIGNS OF BELONGING AND
the late 1960s. Think of all these transforma- DISTINCTION.
tion against the background of strong patriar-
chalism and female submission, and you can
imagine how radically gender roles and domestic
relationships changed in a short period of time.

THE MAKING AND UNMAKING OF DEMOCRATIC SPACES 229


However, the most emblematic recreation of However, in the last two decades, powerful
identities and rights in global metropolises transformations in both metropolitan regions
such as Los Angeles comes from the have jeopardized these diverse movements for
affirmation of ethnic and cultural identities. the expansion of citizenship and civic identi-
As non-Anglo migrants from different ethnic ties. These are processes that unmake the
groups have become the majority, Los Angeles claims of incorporation, and they are materially
has been consistently described as a space embodied in the urban environment. The case
of multiculturalism. This demographic of São Paulo is especially obvious, although
transformation has suggested to some that of Los Angeles is also apparent. As the
obser vers the development of a new cultural periphery urbanized and was symbolically and
syncretism in Los Angeles, cross–cultural legally incorporated into the city, and as the
fusion, coalition-building, and so on. There is democratization process took roots and the
also much talk about hybridity and border working poor were acknowledged as political
cultures, deterritorialization, and diasporic actors, the elites began to retreat from the city
cultures. In sum, if neighborhood residential and especially from its public space. They
space became the source of new claims used the fear of violent crime — which in fact
about identity and belonging in São Paulo, grew from the mid-1980s on — as their main
in Los Angeles it is ethnic displacement and justification to migrate by the hundreds of
rear ticulation that produces a new civic thousands to areas on the outskir ts of the
culture and politics. metropolitan region that they could better
control and from which they could exclude the
poor. They built for tified enclaves for their
residence, leisure, and work. They adopted a
new view of the virtues of private initiative that
is not in opposition to the neoliberal policies
that they adopted in the management of the
economy. These policies resulted in the retreat
of the state from various areas in which it
traditionally had a central role, such as urban
services, infrastructure, telecommunications,
steel and oil production, and so on.

NEOLIBERAL POLICIES GENERATED A DEEP ECO-


NOMIC CRISIS THAT JEOPARDIZED THE POOR’S
CONTINUED INCORPORATION INTO THE CITY
THROUGH THE PROCESS OF AUTOCONSTRUCTION.

230
The preference for private solutions also has Privatization and rigid boundaries (either mate-
meant a new approach to urban space by the rial or symbolic) fragment what used to be
elites. This entails primarily a trading of urban more open spaces and serve to keep groups
and public spaces for new privatized spaces apart in both São Paulo and Los Angeles.
for collective use. This trade has various mani-
festations. An advertisement campaign for a SEPARATIONS ARE CONSTANTLY ELABORATED
theme-park gated community for the elites in
São Paulo found a quite synthetic way of
IN VARIOUS WAYS: BY WALLS, DESIGN DEVICES,
expressing it. The residential enclave called SUSPICION, PREJUDICES, AND THE FEAR OF CRIME.
Place des Vosges literally copies the Parisian
square. But it places it inside of a fortress of This fear is productive: it makes everyday con-
high walls and numerous security devices versations circulate that articulate new sym-
served by an army of private guards on 24- bols of discrimination and criminalization of
hour duty. The ad pictured the French square poor people and members of ethnic groups.
and its Brazilian for tified copy, announcing: Moreover, it is productive as it legitimates the
“The only difference is that the one in Paris expansion of a booming industry of security
is public. And yours is private.” As private services needed to enforce the new regime of
solutions proliferate and become the most distances and boundaries in the city space, an
desirable and distinctive ones, previously good expansion that at the limit destabilizes one of
urban spaces turn into leftover spaces the main sources of legitimacy of the modern
abandoned to those who cannot move out and state: its monopoly of the means of violence.
live behind walls. In Los Angeles, the walls
and security devices may be less explicit, but
they are not less present. Gated communities
and secured spaces for commerce, work,
and leisure have expanded throughout the
metropolitan region, and signs announcing
“Armed Response” have become crucial
in the art of expressing distinction in the
new urban environment.

THE MAKING AND UNMAKING OF DEMOCRATIC SPACES 231


As the elites retreat to their new private and The contradiction between the processes
fortified enclaves, these spaces become the transforming cities such as Los Angeles and
most prestigious expression of status and dis- São Paulo is evident. International migration
tinction. Inevitably, then, this new language of and multiculturalism are experiences that
distinction reaches the periphery of São Paulo challenge boundaries, as do democratization
and the inner city of Los Angeles. As the aes- and the claim for rights. The reactions to
thetic of security reins, the builders of auto- them are racism, segregation, and authoritari-
constructed houses in São Paulo now trans- anism, all experiences of rigidifying and polic-
form their facades to express their personality ing boundaries. Although the former are expe-
through elaborate designs of fences and gates riences of openness, the latter are undemoc-
and elaborate discourses despising other poor ratic experiences of enclosure and intoler-
people who do not have the same possibility ance. Metropolitan regions such as São
of becoming home owners. In Los Angeles, Paulo and Los Angeles are marked by both
ethnic minorities fight each other in the types of experiences, which are tensely con-
spaces of the inner city, spaces not rarely nected. However, it is clear that what is being
transformed into fortified war zones with the reproduced at the level of the built environ-
help of the police forces. Crime and violence ment is essentially rigid boundaries and intol-
are significantly higher in São Paulo than in erance. The space of these cities is the main
Los Angeles, but in both metropolitan regions arena in which these antidemocratic tenden-
violence is higher in the poor areas and espe- cies are ar ticulated. The problem is that once
cially victimizes the poor. It is also among the walls are built, they shape public life in a dis-
poor and members of ethnic minorities that tinctive way. When walls set the stage for
civil rights are especially disrespected. public interaction, the space for cordiality and
civility shrinks. Moreover, although other
processes may globalize and free residents
of large cities from local restrictions, the
practices of space localize. When the avail-
able spaces are ar ticulated upon principles
of inequality and separation they can hardly
be liberating or promote integration, as the
poor residents of both São Paulo and Los
Angeles have been learning recently.

232
Among the conditions necessary for democra- If the experiences of separateness expressed
cy is that people acknowledge those from in the urban environment become hegemonic,
different social groups as co-citizens, i.e., people become alienated from democracy and
having similar rights despite their differences. the possibilities of new forms of citizenship.
However, cities segregated by walls and However, given the disjunction between
enclaves foster the sense that different different types of experiences in cities such
groups belong to separate universes and have as Los Angeles and São Paulo, there is also
irreconcilable claims. Cities of walls do not hope that the reverse could happen, that is,
strengthen citizenship but rather contribute to that the experiences of challenging boundaries
its corrosion. Moreover, this effect does not and of democratization could extend into the
depend directly on either the type of political built environment.
regime or on the intentions of those in power,
since the design of the enclaves and walls
entails by itself a certain social logic.

THE NEW URBAN MORPHOLOGIES OF FEAR GIVE


NEW FORMS TO INEQUALITY, KEEP GROUPS
APART, AND INSCRIBE A NEW SOCIABILITY THAT
RUNS AGAINST THE IDEALS OF THE MODERN
PUBLIC AND ITS DEMOCRATIC FREEDOMS.

When some people are denied access to certain


areas and when different groups are not allowed
to interact in public space, then references to
ideals of openness, equality, and freedom as
organizing principles for social life are no longer
possible, even as ideals. The consequences of
the new separateness and restriction of public
life are serious: “defensible” architecture and
planning may only promote conflict instead
of preventing it, making clear the extension of
social inequalities and the lack of commonalties.

THE MAKING AND UNMAKING OF DEMOCRATIC SPACES 233


ABDOUMALIQ SIMONE

THE PLACE
OF AFRICAN CITIES
INSIDE OUT

African cities often appear to act in an incessant state of preparedness.


Driven as they have been by discourses of war, contestation, and
experimentation, these cities keep residents in an almost permanent
state of changing gears and focus, if not location. Of course, there are
quarters where most of the residents have spent their entire lives growing
up, raising families, and devoted to the same occupation or way of life.
But even these stabilities are situated in a larger arena where social
economies must be prepared to exert themselves with large measures
of fluidity. Indeed, if you take the life stories of many households
across the region, people have been prepared to migrate at a moment’s
notice, to change jobs, residences, and social networks with little
apparent hesitation.

235
This sense of preparedness, of the ability to This sense of preparedness is an enormous
be ready to switch gears, has significant impli- task given the ease with which multinational
cations on what residents think it is possible capital can directly penetrate the diamond
to do in place, in the place of the city (and regions, the timber forests, and oil shelves.
also in place of the city). Households display Africa contains rural and urban areas that slip
considerable determination and discipline to further away from the control of normative
save over the course of many years to send institutions and discourses, even though, at
children to university, build a house, or buy least theoretically, access to any point in any
tickets so one or more members can migrate given territory is now more precise and possi-
elsewhere. They are in a place; they demon- ble. As such, physical movement of both indi-
strate commitment to it. But at the same time, viduals and collectives is increasing. There are
African cities operate as a platform for people people who can no longer operate or position
to engage in processes and territories else- themselves in places where disorder is increas-
where — with a marked sense of exteriority. ing. There are others who seek the relative
The referent of this elsewhere has commonly invisibility of disordered places in order to pur-
been other cities, both within and outside the sue new opportunities. And there are many
continent. Increasingly, it also includes various who move back and forth among these places.
interiors — rural areas, borders, and frontiers.
Cities have been the places where Africans
The interiors are also symbolic and spiritual.
have most intensely engaged the conflicts pre-
They concern geographies that are “off the
cipitated by their own points of view, their polit-
map” — as demonstrated in popular descrip-
ical and economic practices, and their hetero-
tions of subterranean cities, spirit worlds,
geneous, often contradictory, representations
lucrative but remote frontiers, and underground
of outside worlds. Cities have also been
highways along which pass enormous wealth.
places where their own strivings and delibera-
tions about present and future ways of living
were most adamantly structured by the
wavering demands of external powers.
Regulating the city became a map for regulat-
ing the territory of colonial jurisdiction. During
the colonial period, innovations derived from
city living, although very much at work in the
configuration of African urban spaces, were
also largely put to work in rural areas outside
the city, and also in other cities both in Africa
and abroad. The effects brought about by this
spreading of innovation were then reincorporat-
ed into the city.

236
Developments in cities enabled the rural areas At the same time, engagement with colonizers
to produce and organize themselves in differ- was constant. In that constancy, negotiation
ent ways. Increases in rural productivity and flexibility were necessary. Europeans and
allowed different kinds of consumption and Africans had to “borrow” incessantly from
thus social organization in the city. But people each other if they were to be engaged with
were also driven from the rural areas, margin- each other. This was the case even where liv-
alized by the changes, and came to cities as ing and working spaces were segregated.
places of refuge. This circuit frequently con-
founded clear divisions between the city and MORE THAN PERHAPS OTHER CITIES, AFRICAN
the country, or between one city and others. COLONIAL CITIES DEPENDED UPON A MULTITUDE
Yet, the city’s surrounding areas could never
be a totally sufficient or satisfactor y “out-
OF SHIFTING, HIGHLY LOCALIZED, AND FLUID
side” — i.e., a friction-free place to target the TACTICS IN ORDER TO KEEP THE ENGAGEMENT
accomplishments of the urban outside the GOING. DESPITE ALL THE OVERBLOWN CLAIMS
“city walls.” Those remaining in rural areas MADE ON THIS CONCEPT, A CERTAIN URBAN
were often suspicious of whatever came
from the city. They were often amenable to
HYBRIDITY WAS POSSIBLE.
the distor ted reasser tions of customar y
The process of urban identity-making and
authority and thus resisted this deployment
exchange was just that — a continuous process
of urban experience.
of making and exchanging. Yes, people had
Still, a certain urban connection to the rural is their identities. Different moral regimes, gover-
at work that goes beyond the exigencies of nance systems, and economic practices were
day-to-day economic survival or connections associated with different quarters. But still
based on affection. The assertion of this con- residents from all walks of life “tried out” dif-
nection is an acknowledgment of a cumulative ferent ways of being and doing things in the
African urban experience that requires the city. Regularities were sought and often institu-
insertion of the rural in its midst. Sometimes tionalized. Very little that was tried was com-
the “outsides” of the colonial city were the pletely discarded or given up. Operational
only available spaces in which the particular memory was thus spatialized. In other words,
experiential wisdom of African urban residents African residents came to work out specific
could be enacted. Sometimes the rural areas places and domains for being specific things,
could be places where the colonial gaze wasn’t negotiating what were often contradictory
as strong, where urban Africans didn’t always needs and aspirations. There were places to
have to show a certain measure of compliance. “keep tradition alive” and there were places to 1. See Valdo Pons,
be “modern,” places to be a “kinsman” and Stanleyville: An African Urban
places to be a cosmopolitan urban “dweller,” Community under Belgian
Administration
as well as more textured and subtle combina- (London: Oxford University
tions of these primarily artificial polarities.1 Press, 1969).

THE PLACE OF AFRICAN CITIES 237


THE PLACE OF BELONGING

The absence of a canonized urban history This profession of indifference is almost a


enables communities to proceed with greater discourse of redemption. As one Senegalese
openness in generating their own nonlinear youth, Amadou Diop, puts it, unless we are
dynamics. But such openness can also reflect able to take ourselves some place else, every-
the fragmentation of collective consensus and thing we supposedly care for doesn’t matter.
signal the absence of interwoven social lega- Here, the elsewhere that is sought becomes
cies and destinies.2 In many African cities, the the definitive redemption for all that is
rallying cry of youth is the desire to “transcend considered endogenous — i.e., all the signs of
our past, discover our past.” This is a seem- belonging, of being Senegalese. Much of this
ingly contradictory couplet. But it nevertheless indifference stills relies upon the totalization
goes beyond transcending or discovering what of a negative. The present must be canceled
that past really was. This rallying cry implies out so that something unspecified can fill the
that the capacity to recognize and understand vacuum, something that inevitably must be
what has taken place rests in the ability to get better than what came before. Although a
out of what has taken place and “by any space for risk and determination is opened
means necessary.” up in what youth tend to see as calcified,
dinosaurlike social orders, what dangers are
But does the orientation implicitly suggested
2. Filip de Boeck, “Beyond the raised by this game and by this determination?
by this “banner” of youth convey an overly ges-
Grave: History, Memory, and
Death in Postcolonial tural despair? Many Dakar youths, for exam- Célestin Monga describes an “autistic” ten-
Congo/Zaire,” in Richard P. ple, when they use one of their favorite say- dency that has come to the fore in a rejection
Werbner, ed., Memory and ings, Boul falé — which basically means, “we of authority. The authority rejected is particu-
the Postcolony: African
Anthropology and the Critique have stopped caring” — explain that it conveys larly that of the authority of interpretation that
of Power (London and New a sense of preparedness. If we do not care specifies how links to the past should be
York: Zed Books, 1998). about anything that is conventionally taken to made. The authority of interpretation is
3. Célestin Monga, The be ours — i.e., our religion, our politics, our replaced by what he sees as a more chaotic
Anthropology of Anger: Civil authority systems, our sense of the egalitarian handling of disenchantment, in turn reinforced
Society and Democracy in
Africa (Boulder, Colo.: Lynne achieved through our social mores, our by the inattention of the international commu-
Rienner, 1996). national identity, etc. — then we are prepared nity to the realities of African life.3
to take on anything we need to be in order to
get us beyond the rut in which we find ourselves.

238
In talking about contemporary Congo, It is this capacity to remember that is neces-
Filip de Boeck discusses forms of a contem- sary in order to secure a sense of ongoing-
porar y reinvocation of divination. But as he ness. For it is the capacity to remember that
points out, the dead that are called upon are enables individuals to affirm that the present
no longer situated in a specific symbolic isn’t the only thing or the only condition that
space that is clearly identified. Such a space has to be. For a sense of ongoingness
would allow the living to use this invocation “knows” that which clearly has passed and is
as a means to identify a specific place that over. When the relationship is broken, as de
they could occupy in the present. Rather, such Boek puts it, the living become the “living
forms of divination tend to unleash death dead” while the dead expand their presence
onto the living as some non-specific presence. into the living. The crisis in the Congo, there-
Divination traditionally highlighted the extent to fore, has much to do with too much death and
which birth proceeds from death in a cyclic the loss of the capacity to mourn and remem-
process that establishes a sense of continuity ber the dead. It has much to do with the inabil-
and of connection between ancestors and the ity now to identify and place the dead within
living. But de Boeck identifies a “revisionary” the scheme of things so that people might ori-
4. De Boeck, ibid. divination as the process of being thrown into ent themselves in the present and make a
5. Ibid. a world of the living increasingly characterized space for new operations.5
by and shared with death.4 Contemporary
diviners call up a wide range of references,
names, and citations from all over the place.
As such, divination is no longer capable of
establishing an unyielding continuity of a given
community against which changes can be reg-
istered and assessed.

240
THE COMPLEXITIES OF BELONGING

Cities both support and undermine the possi- Rather, Rajchman says, such complexity is 6. See Rajchman’s essay
bilities for such linkages. Much of colonialism revealed in the moments in which a place is “Folding,” in his book
Constructions (Cambridge,
and postcolonialism has reified what Africans “blown apart”— redistributing what has come Mass.: MIT Press, 1998),
were to themselves and others. An immutable before and opening up to what is yet to come.6 esp. pp. 18–19.
“tradition” has been ascribed to those The emergence of subjective views — i.e.,
assigned a particular place. How do cities get those views capable of “leading the way” onto
beyond this state of being frozen in time? As new, uncharted directions that affirm a peo-
de Boeck puts it, the act of remembrance may ple’s or a city’s capacity for life — are formed
be one important tool. Another, as John in the “cracks” or the intervals of the conven-
Rajchman suggests in a different context, is tional frames, the “best practices,” or the
the capacity to expose the complexity in the “world with which we must deal,” and those
fabric of things. In invoking Gilles Deleuze, he many virtual spaces that both disrupt those
reminds us that in the midst of every space frames and introduce new enfoldings. For the
and every location there is a substantial and act of memory is not simply the process of
groundless complexity of arrangements and recall. Rather, that which is to be remembered
interactions — among “particles,” trajectories, finds its dynamism only in divergence, only in
and strata — that take that space outside of being “reinstated” in an experience that has
itself. The revelation of this capacity is not an not been lived. Memory is thus a reaffirmation
act of a particular remembering, i.e., an act of of lines, movement, and the sense that one
repositioning or relinking an observer to a more has come from somewhere and will also go
perspicacious line of sight. some place else.

THE PLACE OF AFRICAN CITIES 241


THE AFRICAN URBAN HISTORY THAT MUST BE In some respects, then, cities reflect these ten-
sions about belonging, and they are acted out
DEALT WITH IS THE HISTORY OF BELONGING.
in many ways. On the one hand, certain groups
WHO BELONGS TO PARTICULAR CITIES; WHICH of inhabitants may act excessively in their
CITIES BELONG TO PARTICULAR PEOPLE? claims about belonging. Often urban life has
been characterized by the competition among
What has been available to belong to? certain patron-client networks or communities
Thinking about notions of belonging raises the that think that the city belongs exclusively to
possibility of looking at what it is possible to them. Their certainty and confidence may
do within cities and how they are lived. Do enable them to make things happen — to build
cities provide possibilities for intersecting infrastructures, create opportunities of all
remembered linkages to the past with all kinds sorts. But they also have a limited desire or
of virtual divergences from it? Is the capacity ability to acknowledge this same right and
of what has come before strengthened by ability to make things happen for others. Power
virtue of the many different uncharted direc- is infused into the city, but in a way that implicitly
tions it is able to pursue? If so, the capacity links the capacities of some to the incapacities
for people in a city to live depends on there of others. Power is either diverted from the
being a more open and complex space to construction of new spaces of habitation —
which to belong. in the fullest sense of making spaces for more
complex and rich experiences of living—or links
To belong to a place means to be available to
processes of development, transformation, and
participate in all that it could become. In many
enrichment to the defense of privilege.
walks of life, it is clear that the absence of
belonging produces a host of defensive pos-
tures. These postures include limiting how visi-
ble or noticeable one is to others. They include
adamantly repeating the supposed order of
things — e.g., the obsessive rituals through
which one ensures a sense of security and
sameness: always having to stay “close to
home,” always being wary of turning one’s
back, or of being gone for any length of time.
Such postures also include a fear that others
will take one’s place, or that one requires an
exclusive relationship with the territories,
resources, and opportunities available within
the place to which one belongs.
242
THE PROLIFERATION OF DISPUTES CONCERNING BELONGING,
FROM THE CONTESTED CITIZENSHIP OF KUANDA IN ZAMBIA AND
OUATTARA IN CÔTE D’IVOIRE SO AS TO ELIMINATE THEIR PRESI-
DENTIAL CANDIDACIES, TO THE EXPULSION OF “MIGRANTS” IN
GABON, TO INTENSIFIED ETHNIC CLAIMS OF PARTICULAR
REGIONS IN CAMEROON, TO THE FIGHT OVER WHETHER SHARI’A
BELONGS IN NIGERIA, ALL REINFORCE THE NEED TO SECURE AND
CONSOLIDATE PARTICULARISTIC IDENTITIES.

They also reinforce the need to operate through


organizational vehicles that are more flexibly
defined and undercoded. Indeed, residents of
African cities often display a remarkable capaci-
ty to operate in the interstices of stability and
instability, individuation and forms of social
solidarity, the material and spiritual — where
nothing is canceled out, where everything
assumes a parallel existence with little contra-
diction and, therefore, little hesitation to cross
lines of logic or territory. Such flexibility applies
to the function of memory and history as well.
Who, then, will tell the important stories? How
will they be told, and from what place?

THE PLACE OF AFRICAN CITIES 243


M A B E L O . W I L S O N A N D PA U L D . K A R I O U K

(A)WAY STATION:
A NARRATIVE OF

To be unhomed is not to be A recently published report by the United


Nations High Commissioner states that 45 mil-
homeless, nor can the “unhomely”
lion migrants, refugees, and expellees —
be easily accommodated in that victims of poverty, famine, epidemics, natural
familiar division of social life into catastrophes, unemployment, civil wars, and
private and public spheres.1 persecutions — are in the midst of flight to
new homes.2 Most migrants are destined for
the city. Of interest for us in this phenomenon
is that in the formation of their new communi-
ties, peoples in migration do not alter urban
form in immediately apparent ways. Instead
these transformations originate from the con-
fines of their domestic spaces.

244
DOMESTIC SPACE
AND URBAN MIGRATION
Unlike Western and particularly American For many, migratory movement disrupts estab-
paradigms of domesticity where stability and lished patterns of domestic life. These sites
1. Homi Bhabha, The Location
permanence are implicit, domestic space become way-stations where the migrant
of Culture (London: Routledge,
for many migrants is inherently provisional. assembles a temporary home out of material 1994), p. 9.
For these people it is either the first transition possessions — transported objects of senti-
2. Gert Mattenklott, editorial,
point in a long period of adaptation and mental value and newly acquired objects of Daidalos 54 (December
assimilation or a place where life is suspended consumer culture. Rather than moving immedi- 1994), pp. 22–23.
preceding a return to their original home. In ately into a domestic setting whose spaces
both cases these homes — a hotel room, the are parceled according to specific functions—
spare room of a relative or friend, or a refugee for example: “living room,” “bedroom,”
center — constitute not only physical but also “kitchen,” “bathroom” — this interim home
psychological way-stations, between memories becomes a dense amalgam of belongings and
of their homelands from which they recently overlapping daily activities.
departed and desires for those places where
they aspire to be.

245
For migrants, life within these new homes YET DESPITE THESE
reconciles individual desires with external
HINDRANCES, MIGRANTS DO
pressures as they encounter unfamiliar social,
cultural, and political contexts. Regardless of CONSTITUTE ALTERNATIVE PUB-
their status as immigrants or relocating LIC SPHERES THAT FACILITATE
nationals, all migrants must respond to the POLITICAL ENGAGEMENT
forces of new values, new traditions, new
WITHIN THEIR COMMUNITIES.
emotional and perceptual relationships within
the public spheres of the city. In many THESE GROUPS COMPRISE
instances, state and other institutions pro- WHAT NANCY FRASER TERMS
foundly affect how migrants perceive and con- “SUBALTERN COUNTERPUBLICS.”3
ceive of their political agency. Those who
migrate to the United States, for example, By merging with other social movements,
have their rights apportioned according to a these more powerful coalitions can publicize
myriad of classifications of their legal status: their positions and interests. They can, for
F1 or Student, TN or Professional Under example, protest legislation that limits immi-
NAFTA, TPS or Temporary Protected Status, or grant rights or rally support to fund immigrant
Undocumented Immigrant, to name a few on and working-class initiatives. Despite being
the extensive list. Under these designations, “public” in intent because they outwardly
the state renders immigrants visible or invisi- address political and social injustices, however,
ble within a web of rules and regulations. More these “counterpublic spheres” cohere through
importantly, as non-citizens, immigrants cannot social relationships forged within the migrant’s
challenge these laws by fully participating in temporary homes. And because these migrant
the democratic process. This exclusion from communities assemble and disperse over time
the political sphere, coupled with innumerable as people move to new homes elsewhere,
social injustices, hinders access to adequate such public spheres have a limited existence.
medical care, education, legal representation, The migrant’s home affords a convergence of
and fair wages — privileges that Americans are domestic and public spheres, albeit briefly.
guaranteed by law. Likewise, for those who
migrate internally within the United States,
class, ethnic, or racial discrimination can limit
full participation in the political process. As a
consequence of these constraints, social and
economic advancement for them can stagnate.

246
(a)way station, an installation by Paul Kariouk (a)way station was predicated upon the under- 3. Nancy Fraser, “Rethinking
and Mabel Wilson, originated at the Storefront standing that the project would travel to multi- the Public Sphere: A
Contribution to the Critique of
Gallery in New York in 1999. By making refer- ple venues. In some ways utopian, it was con- Actually Existing Democracy,”
ence to these temporary homes, it speculated structed for no exact place and designed to in Bruce Robbins, ed., The
upon the psychological and physical dimension transform itself as it was unpacked, according Phantom Public Sphere
(Minneapolis: University of
of migration’s relationship to domestic space to the conditions of its new space. This condi- Minnesota Press, 1993), p.
and the city. It compressed the space of tion of indeterminacy is akin to that of the 14. Fraser, drawing on the
migratory inhabitation into the scale of archi- migrant who cannot move fluidly in his/her work of Gayatri Spivak, con-
ceptualizes the subaltern
tectural representation. Packed with oddly new context and whose ability to adapt is counterpublic as “parallel dis-
juxtaposed possessions, (a)way station’s richly arrested by unfamiliar social, political, and cul- cursive arenas where mem-
layered visual and aural field allowed the tural conditions that provide limited choices. bers of subordinated social
groups invent and circulate
viewer to imagine the domestic space of As Franz Fanon — whose own identity and counterdiscourses, so as to
the migrant. Expressing the conditional nature agency were subjugated by the racist colonial formulate oppositional inter-
of migration’s architecture, its contents and nationalist societies he encountered dur- pretations of their identities,
interests, and needs.”
were assembled from possessions taken in ing his migratory travels between Martinique
transit — furniture, mementos, clothing — along and Paris — wrote, 4. Franz Fanon, Black Skin
White Masks (New York: Grove
with the construction materials that comprise Press, 1967), p. 229.
I am for somewhere and for something
the migrant’s interim home — plywood,
else…in the world in which I travel, I am
linoleum, carpet. (a)way station’s densely
endlessly creating myself.4
packed walls, assembled into fifteen illuminat-
ed structures, incorporated sound equipment
that relayed spoken narratives of migration
gathered from personal recollections.

(a)way station could not have been carried out without the invalu-
able assistance of Yusuke Obuchi. Funding for it was made pos-
sible by grants from the New York State Council for the Arts, Lef
Foundation, and Graham Foundation, with additional support
from California College of Arts and Crafts, Reichold Chemicals,
the University of Florida, and Storefront for Art and Architecture.
Photographs by Peter Tolkin.

(A)WAY STATION 247


Although the associations between place and citizenship are evident,
I shall try to cast their relationship also as dialectical, to establish a set
of tensions between them. Such tensions between place and citizenship
come to the fore in my own work on Indian immigrant cultures in post-
war New York and London. Briefly, I shall elaborate some of the insights
that have emerged from my research in order to construct a lens for
seeing anew the broader problematics of the questions of place and
citizenship, as well as the role of nation, identity, and civic responsibility
in the context of globalization.

DIALECTICS
OF PLACE AND
CITIZENSHIP

248
In a chapter of the book on which I am currently outside of New York proper, also submits to
working, India Abroad: Transnational Ethnic the informal moniker of a “Little India,” yet is
Cultures in Postwar American and Britain, I the consequence of rather different social
consider the development of two Indian com- forces, primarily of middle-class, and creden-
munities, one in Southall, London, and another tialed, migrations to the United States after
in Jackson Heights, Queens, and the manner the landmark 1965 Immigration and
in which these spaces have come to embody Naturalization Act. Jackson Heights was very
“Indianness” for their participants and to rep- much a planned community in the early
resent “Indianness” for the worlds outside. 1900s, when developers sought to create a
These are two distinct communities, which I residential space outside metropolitan New
have juxtaposed precisely for the effect of dif- York and built garden apartments there, and
ference. In the first case, of Southall, a largely also in a more recent period, when this space
working-class Punjabi population went to and other spaces of ethnicity have been creat-
England in the late 1950s to 1960s to trans- ed. It was the careful deliberations of a civil
form an outlying space of London into a promi- engineer in 1973, to open an electronic goods
nent symbol of “black Britain” — with complex store somewhere in Queens to which people
and antagonistic race relations, working-class could easily commute on the number 7
forms of ethnicity, descriptions as a self-con- subway line, which initiated the movement
tained “Little India,” and finally the expression of many other Indian stores to a roughly five-
of numerous communal conflicts with the block area. Jackson Heights is a site that, like
homeland. From the early 1960s until the pre- Southall, has definite geographic parameters,
sent, Indians have lived and worked in but is defined not by Indian residence but by
Southall and remade the place in the form of Indian commerce. The local population of
what many social scientists would call a clas- South Asians is quite small. It is instead
sic ethnic enclave, or what may be more those South Asians that come from all over
legible as an “ethnic community.” Jackson the tri-state area that populate this place,
Heights, in the borough of Queens, for many however temporarily, with ethnic subjects.

S A N D H YA S H U K L A

(A)WAY STATION 249


Engaging with the ethnographic in my work has As such, Jackson Heights is now known as a
entailed a comprehension of and interest in place to perform “Indianness,” not only among
what people say and do in places like Jackson Indian migrants in the U.S., but within the
Heights and Southall, while also encompass- Indian diaspora all over the world. While
ing the construction of these spaces on con- Indians in the tri-state area may embark on
ceptual ground. In other words, I have had to weekly or monthly pilgrimages to Jackson
ask what sorts of images are circulating. What Heights to stock up on spices or other food-
kinds of stories can we tell? Here I very much stuffs, Indians from East Africa, the Caribbean,
appreciate Rosalyn Deutsche’s admonition not and yes, India too, stop over on their way to
to submit to the division between material and (and from) Kennedy airport to pick up cheap
metaphorical space, but to keep those electronic goods and luggage. This is to say
spheres alive, together. To be sure, Jackson that the currency of the place extends far
Heights and Southall are both examples of beyond its geographical boundaries.
community formation. But while Southall
The concept of citizenship in this scenario is
harkens back to older models of affiliation, to
complicated, and perhaps even vexed. One
place, to residence, to workplace, and to the
avenue into this new analytical field is through
insertion into the national, Jackson Heights, I
the ways that those in Jackson Heights have
would argue, symbolizes the new and increas-
laid claims to public space. Indian, Pakistani,
ingly common spatial-cultural arrangements
and Bangladeshi merchants in Jackson Heights
arising from the processes of globalization.
have banded together in the effort to officially
designate the space a “Little India” for the
HERE PEOPLE’S RELATIONSHIPS TO PLACE ARE increased profitability it might bring to the area.
STRATEGIC, FLEETING, AND VERY MUCH SHAPED (Here I note the obvious, that the absence of
BY THE PRODUCTION AND CONSUMPTION OF subcontinental antagonisms in this strategic
grouping, between Indians and Pakistanis, for
EASILY MOVABLE GOODS AND SERVICES.
example, is astonishing.) The shop owners
have acted locally in other ways too, at one
point marching to the police station to protest
inattention to a spate of jewelry store rob-
beries. In these moments they express affilia-
tions to their “neighborhood” and, as well, one
could certainly infer, to a pluralist model of
America that stresses rights for individuals and
groups, and, in its multiculturalist variant, cele-
brates discrete origins for ethnic groups. The
merchant-citizen of this space appears through
the rhetoric of the market.

250
Likewise, the experience of going to, partaking While South Asians working and consuming
in the pleasures of, and remembering Jackson in Jackson Heights claim membership in the
Heights is through consumption. As Teresa U.S. marketplace and act as citizens of local
Caldeira’s communities and Mabel Wilson’s publics, many of them also remain deeply com-
examples evince as well, consumption in mitted to India (and Pakistan and Bangladesh).
Jackson Heights is the framework for a kind of Various merchants are involved in organizations
citizenship and for claims to the public sphere. like the Overseas Friends of the Bharatiya
Jackson Heights is a group of public streets, Janata Party (a rightist, Hindu, and antisecular
yet store owners hire private security people. movement), and many, indeed, retain Indian
The distinction between “the private” and “the passports so that they can more easily return
public” is thus blurred. There are contesta- to their homeland upon retirement.
tions within the sphere of consumption that
As those subjects may be at once American
are racially coded (it’s obviously not seam-
ethnics, Indian transnationals, and world capi-
less), and I do not mean to exalt this model;
talist actors, so too is the place, Jackson
we would be wise to remember that racial vio-
Heights, able to articulate itself to the national
lence often attends attempts to claim space.
and the global in ways that contain not only
“Black business” has been the target of much
some specific location (of a place nearby or far
antagonism in Britain; Korean delis in U.S.
away) but, as well, a more diffused sense of
urban centers are the site of a number of com-
“Indianness.” In this regard, it is a kind of
plicated conflicts; and in the tragic recent inci-
diasporic public sphere. There are no easy uni-
dents in Pittsburgh, there is reason to believe
ties to be had by and in this space.
that an Indian man was killed and another crit-
ically wounded because a sign outside their
shop read “Indian grocery.” WHAT DO WE MAKE OF THAT WHICH, IN IMAGE
AND IN MATERIAL REALITY, IS A PUBLIC (AND
A PLACE) THAT DOES NOT OBSERVE THE
NORMAL BOUNDARIES OF LOCALE, OF NATION,
OF TRANS-NATION, OF ETHNICITY?

(When I recently watched the broadcast of a


World Cup qualifying match between Peru and
Chile in a Jackson Heights theater devoted to
showing Hollywood films, it occurred to me that
these spaces do not even respect those home-
land boundaries inherent in notions of diaspora.)

DIALECTICS OF PLACE AND CITIZENSHIP 251


In terms of more formal ways of thinking about Clearly the cultural formations with which we
place, I want to make two brief points. First, are dealing are fragmented and profoundly
the new relationships forged in and through unwhole. I should like to suggest that perhaps
Jackson Heights seem to me to be profoundly the model of pluralism, and even the forms of
linked to transformed ideas of the urban and democracy that might follow, are a poor fit for
suburban. As Jackson Heights has a liminal these circumstances. While reference might
relationship to New York, it may, paradoxically, be made to William James or John Dewey, I
be an ideal site in which to study new mean- will direct my attention to Randolph Bourne’s
ings for the city. It may not be the strategic work, in particular his article “Trans-National
city that Saskia Sassen has written about, and America,” an oft-cited set piece for those in
yet it may be central to the ways that diasporic American studies who are trying to internation-
and ethnic cultures are lived. Second, and alize the field and for a range of people work-
related to the first point, spatial arrangements ing on breaking down the borders of the U.S.
reflect the impact of a process that social sci- nation. Bourne makes a number of complex
entists have called “third worldization.” This and wonderful observations in this article: he
terminology demands elaboration. acknowledges the folly of ideas like the melt-
ing pot; he decries the parochialism surround-
WHAT DOES IT MEAN FOR A FIRST-WORLD PLACE ing responses to immigrant groups, particular-
ly in the context of 1916, in the middle of the
TO BECOME A THIRD-WORLD PLACE? SURELY
First World War. He speaks for a transnational
THE FORMS OF CITIZENSHIP MUST SHIFT AS America that can represent the varied (and dis-
WELL. HERE WE MIGHT ASK ABOUT THE CONTIN- crete) traditions of its peoples, and can be a
UED USEFULNESS OF THE DICHOTOMOUS CATE- “leader of nations.” But the address remains
within the model of U.S. imperialism. It antici-
GORIES OF “FIRST” AND “THIRD” WORLDS.
pates the triumphalism of the “American cen-
tury.” Bourne notes,

“Only America, by reason of the unique liberty


of opportunity and traditional isolation for
which she seems to stand, can lead in this
cosmopolitan enterprise. Only the American —
1. “Trans-National America,” and in this category I include the migratory
in Randolph Bourne, History alien who has lived with us…has the chance
of a Literary Radical and Other
to become that citizen of the world. America is
Essays, ed. Van Wyck Brooks
(New York: B.W. Huebsch, coming to be, not a nationality, but a trans-
1920), pp. 296–97. nationality… ”1

252
At its best, though, the diasporic public sphere Pluralities, it must be said, are temporary and
challenges nationalisms, and in its more mild performed, and I would ask if this structure
form, it creates a space for the multiplicity can contain the fluidity essential to migrant
of affiliations. cultures. In posing this question I mean to mil-
itate against ideologies of the U.S. as a nation
of migrants, of multi-cultures. While for Bourne
ULTIMATELY, THE “ONLY AMERICA,”
transnationalism belonged to America, today
“ONLY THE AMERICAN” SO transnationalism belongs to the migrants.
PROMINENT IN BOURNE’S
ARTICLE IS TOO STRUCTURALLY IT STRIKES ME THAT RATHER THAN THINKING IN
SIMILAR TO THE TRIUMPHS TERMS OF MULTIPLICITY (IN TERMS OF IDENTITY,
OF U.S. IDEOLOGIES AND CITIZENSHIP, AND PLACE), WE MIGHT BE BETTER
ECONOMIES TO BE EASILY SERVED BY A MODEL OF SIMULTANEITY IN
TRANSPORTED WITHOUT WHICH WE WOULD BE LOOKING MORE CLOSELY
REFLECTION TO A DISCUSSION FOR THE DIALOGUE BETWEEN DIFFERENT WAYS
OF NEW TRANSNATIONAL FORMS OF EXPERIENCING AND UNDERSTANDING THE
OF CITIZENSHIP AND PLACE. WORLD, BETWEEN DIFFERENCES THEMSELVES.

I suggest that we revisit postmodernism’s To return to the theme of “things in the mak-
critique of the unitary subject, of the idea that ing,” I must suggest that the identities emerg-
subjects can act. It seems to me that the thrust ing from the kinds of formations I have
of a postmodernist politic is that it decenters observed are yet to be fully determined, and
the subject and decouples it from action, and that the question of who and what is a citizen must
this can be a vehicle for critiquing imperialism. be approached with the antidogmatism and
attention to context that is the inheritance pro-
vided by pragmatism. Maybe alternative
spaces evidence the fragility of the totalities in
which they have been located, existing in and
through nations; and maybe there will never
again be a public square, of the kind that was
once imagined, in the United States.

DIALECTICS OF PLACE AND CITIZENSHIP 253


SASKIA SASSEN

THE GLOBAL CITY:


THE DENATIONALIZING
OF TIME AND SPACE
The experience of the global is partial. It is not an all-encompassing
umbrella. The multiple processes that constitute it inhabit and shape
specific rather than universal structurations of the economic, the politi-
cal, the cultural, the subjective. In so doing, new spatialities and tempo-
ralities are produced, coexisting yet distinct from the master temporality
and spatiality of the “national.” In the interplay of their differences,
strategic openings have emerged.

Such strategic openings are especially evident In what follows I explore some of these issues
in sites where these intersecting temporalities by emphasizing the locational and institutional
and spatialities assume thick and consequen- embeddedness of economic globalization and
tial forms. Among these sites are what I call by arguing that the combination of this embed-
global cities. dedness with the specificity of globalization
entails the partial unbundling of what histori-
THE GLOBAL CITY IS A BORDER cally have been constructed as national spa-
tialities and temporalities. This unbundling of
ZONE WHERE THE OLD SPATIAL-
the national produces openings for other
ITIES AND TEMPORALITIES OF dynamics and actors to emerge in the interna-
THE NATIONAL AND THE NEW tional arena besides the national state. Do we
ONES OF THE GLOBAL-DIGITAL see here the formation of a new politics?
AGE GET ENGAGED.
T H E S PAT I A L I T I E S A N D T E M P O R A L I T I ES
OF THE GLOBAL
Out of their juxtaposition comes the possibility
of a whole series of new economic and cultural The insertion of the global in an overwhelming-
projects. There are other sites, including ly nationalized institutional world engenders a
microsites, where the juxtapositions of different partial unbundling of that national order. It is
spatialities and temporalities are likely to be partial because the geography of economic
thick, charged. One question that comes to globalization is strategic. It is not diffuse, nor
mind is whether art in some of its instantiations is it an all-encompassing condition.1 Further, it
can represent such a microsite of juxtapositions, is partial in the sense that national space was
one that captures a key dynamic of transitioning. probably never a unitary condition, even
though institutionally constructed as such. One

255
way of conceptualizing this insertion of the This reterritorializing also involves a complex
global in the national is as a partial and incipi- and dynamic interaction with the authority of
ent “denationalization.”2 This partial unbundling the national state. The strategic spaces where
of the national is produced through the prac- many global processes are embedded are
tices and institutional forms of the global, often national; the mechanisms through which
which in turn produces its own specific cross- new legal forms, necessary for globalization,
border spatialities and distinct temporalities. are implemented are often part of state insti-
tutions; the infrastructure that makes possible
The process of denationalization I am seeking
the hypermobility of financial capital at the
to specify here cannot be reduced to a geo-
global scale is embedded in various national
graphic conception, as was the notion in the
territories. Thus one way of conceiving of the
heads of the generals who fought the wars for
inevitable negotiations with the national is in
nationalizing territory in earlier centuries. This
terms of this partial and strategic dynamic of
is a highly specialized and strategic denation-
denationalization.3
alizing of specific institutional arenas.
Manhattan and the City of London are the From this perspective, understanding the
equivalent of free-trade zones when it comes spatiality of economic globalization only in
to finance. But it is not Manhattan as a geo- terms of hypermobility and space/time
graphic entity, with all its layers of activity, compression — the dominant markers in
functions, and regulations, that is a free-trade today’s conceptualization — is inadequate.
zone. It is a highly specialized functional or Hypermobility and space/time compression
institutional realm that becomes denational- need to be produced, and this requires vast
ized. However, this institutional arena has dis- concentrations of very material and not so
tinct locational patterns with a disproportion- mobile facilities and infrastructures. And they
ate concentration in global cities. And this has need to be managed and serviced, and this
the effect of reterritorializing even the most requires mostly place-bound labor markets for
globalized, digitalized, and partly dematerial- talent and for low-wage workers. The global
ized industries and markets. city is emblematic here, with its vast concen-
trations of hypermobile, dematerialized finan-
cial instruments and the enormous concentra-
tions of material and place-bound resources
that it takes to make the former circulate
around the globe in a second.4

256
Even the vast new economic topography that Yet complex as these dynamics of newly pro-
is being implemented through electronic space duced and newly unbundled spatialities are,
is one moment, one fragment, of an even they are not enough to specify the processes
vaster economic chain that is in good part that constitute economic globalization. Its
embedded in non-electronic spaces. The most strategic economic projects have emerged in
advanced information industries, such as the play between two master/monster tempo-
finance, are installed only partly in electronic ralities, within which we exist and transact
space. And so are industries that produce (and enact all kinds of microtemporalities).
digital products, such as software design. One of these is a collapsing temporality — that
of the national state as a historical institution,
THE INCREASING DIGITALIZA- a master temporality often thought of as
historical time. The other is a new temporality,
TION OF ECONOMIC ACTIVITIES
that of economic globalization. In the intersec-
HAS NOT ELIMINATED THE NEED tion of these two coexisting temporalities we
FOR MAJOR INTERNATIONAL see the formation of new economic dynamics
BUSINESS AND FINANCIAL CEN- and opportunities that drive and constitute
economic globalization and can be thought of
TERS AND ALL THE MATERIAL
as partly denationalized temporalities.5
RESOURCES THEY CONCEN-
TRATE, FROM STATE-OF-THE-ART
TELEMATICS INFRASTRUC-
TURES TO BRAIN TALENT. WE
TEND TO OPERATE IN TOPOGRA-
PHIES THAT WEAVE BETWEEN
ACTUAL AND DIGITAL SPACE.
EVEN AS WE ARE INCREASING-
LY RELOCATING ACTIVITIES TO
DIGITAL SPACES, WE CONTINUE
TO LOCATE DIGITAL CAPACITIES
IN THE HUMAN BODY.

THE GLOBAL CITY 257


Elsewhere I have argued that what we could This narrow focus has the effect of evicting
think of as the dominant narrative or main- from the account the place-boundedness of sig-
stream account of economic globalization is nificant components of the global information
a narrative of eviction.6 Key concepts in the economy and the fact that there is a far broad-
dominant account of globalization, information er range of types of urban spaces involved than
economy, and telematics all suggest that place some of the master images suggest.
no longer matters and that the only type of
Insofar as an economic analysis of the global
worker that matters is the highly educated
city recovers the broad array of jobs and work
professional. This account privileges the
cultures that are part of the global economy,
capability for global transmission over the
although typically not marked as such, it
concentrations of built infrastructure that
allows us to examine the possibility of a new
make transmission possible. It privileges
politics of traditionally disadvantaged actors
information outputs over the workers produc-
operating in this new transnational economic
ing those outputs, from specialists to secre-
geography. This is a politics that lies at the
taries; and the new transnational corporate
intersection of economic par ticipation in the
culture over the multiplicity of cultural environ-
global economy and the politics of the
ments, including reterritorialized immigrant cul-
disadvantaged, and in that sense would add
tures, within which many of the “other” jobs of
an economic dimension, specifically through
the global information economy are carried out.
those who hold the other jobs in the global
economy — from factor y workers in expor t
IN BRIEF, THE DOMINANT NARRATIVE CONCERNS processing zones to cleaners on Wall Street.
ITSELF WITH THE UPPER CIRCUITS OF CAPITAL,
NOT THE LOWER ONES, AND WITH THE GLOBAL
CAPACITIES OF MAJOR ECONOMIC ACTORS, NOT
THE INFRASTRUCTURE OF FACILITIES AND JOBS
UNDERLYING THOSE CAPACITIES.

258
REVISITING THE EDGE

THE CENTRALITY OF PLACE IN A The partial unbundling of the national through


the insertion of the global in the national pro-
CONTEXT OF GLOBAL PROCESS-
duces a rescaling of old hierarchies — running
ES ENGENDERS A TRANSNA- from the local, regional, and national, on to
TIONAL ECONOMIC AND POLITI- the global. Going to the next scale in terms of
CAL OPENING IN THE FORMA- size is no longer how integration is achieved.
The local now transacts directly with the
TION OF NEW CLAIMS AND
global — the global installs itself in locals,
HENCE IN THE CONSTITUTION and the global is itself constituted through
OF ENTITLEMENTS, NOTABLY a multiplicity of locals.9
RIGHTS TO PLACE, AND, AT THE The distinction between the global and the
LIMIT, IN THE CONSTITUTION OF local needs to be rethought, notably the
“CITIZENSHIP.”7 assumption about the necessity of proximity in
the constitution of the “local.” For example,
The city has indeed emerged as a site for new
claims: by global capital, which uses the city BOTH THE NEW INTERNATIONAL PROFESSIONALS
as an “organizational commodity”; but also by AND THE NEW IMMIGRANT WORKERS OPERATE
disadvantaged sectors of the urban popula-
IN CONTEXTS THAT ARE AT THE SAME TIME
tion, frequently as internationalized a presence
in large cities as capital. The denationalizing LOCAL AND GLOBAL.
of urban space and the formation of new
claims centered in transnational actors and The new professionals of finance are members
involving contestation raise the question, of a cross-border culture that is in many ways
whose city is it? embedded in a global network of “local”
places — a set of particular international finan-
I see this as a type of political opening cial centers, with much circulation of people,
that contains unifying capacities across information, and capital among them. Further,
national boundaries and sharpens conflicts as financial centers, London, New York, Zurich,
within such boundaries. Global capital and Amsterdam, and Frankfurt are all part of an
the new immigrant work force are two major international yet very localized subculture of
instances of transnationalized categories work. We see here a proximity, but it is not
that have unifying proper ties internally and embedded in territorial space; it is rather a
find themselves in contestation with each deterritorialized form of proximity containing
other inside global cities.8 multiple territorial moments. Likewise many
immigrants tend to be part of a cross-border
network that connects specific localities — their
new communities and their localities of origin
in home countries. Although different from the
financiers, they nonetheless also have the
experience of deterritorialized local cultures
not predicated on locational proximity.10

THE GLOBAL CITY 259


One way of reading this is as a tearing away Financial capital illustrates the second and
of the “context” or the “surrounding” and its more general point I am trying to make. I have
replacement with the fact of the global. The argued elsewhere that the ascendance and
strategic operation is not the search for a con- capacity of finance to subject other forms of
nection with the “surroundings,” the context. capital to its modes has to do with the coexis-
It is, rather, installation in a strategic cross- tence of its different temporalities (much
border geography constituted through multiple shorter for finance than that of other forms
“locals.” The spatiality thus produced can be of capital) and spatialities (the hypermobility
thought of as a cross-border network of specific of finance’s dematerialized outputs) compared
sites embedded partly in the national but with other forms of capital. Finance by itself,
constituted through spatial and temporal without the other forms of capital, could not
practices that distinguish these from others, do much with its own speeds.12 How would
notably those of the national as historically this type of juxtaposition of differences work
constructed.11 out in an analysis of the microenvironments
of certain forms of art?
Two points come to mind. First, global cities
structure a zone that can span the globe, but It seems to me that, as in art, micro-instantia-
it is a zone embedded in and juxtaposed with tions of this dynamic might be subject to the
older temporalities and spatialities. My research same tension between global span and sited
on the new interface economies that dominate materialities. Here I find interesting conceptu-
the global city indicates that it is precisely this al resonances with art projects that negotiate
juxtaposing that produces it. I would be inter- the relationship between the almost limitless
ested in understanding whether in the case of freedom (so to speak) of certain forms and
the microenvironments represented by certain the constraints of the materials that go
kinds of art, for instance digitally produced into their execution. This revisits the tension
environments or objects, there is a similar between that which is experienced as limit-
dynamic of what appear as opposites but are less, dematerialized capacity, as in the digital,
in fact mutual presuppositions. Such microen- and materialities that are sited.
vironments might present themselves as self-
contained settings made possible by digital
capacities; yet they might well arise precisely
out of the fact of the limitations of the non-dig-
ital condition and in this sense be engen-
dered, ironically, by what they are not.

260
Second, although it spans the globe, the new The orientation of the local is simultaneously
zone that is being structured spatially and toward itself and toward the global. The inten-
temporally is inhabited/constituted by multiple sity of each environment’s internal transactions
units or locals — it is not only a flow of transac- is such that it overrides all considerations of
tions or one large encompassing system. the broader locality or context within which it
The global city is a function of a global network; exists. The new networked sub-economy of
there is no such thing as a single global city, the global city occupies a strategic geography
as one might have had with the empires of old, that is partly deterritorialized, cuts across
each with its capital. This network is constitut- borders, and connects a variety of points on
ed in terms of nodes of hyperconcentration of the globe. It occupies only a fraction of its
activities and resources. What connects the “local” setting. Its boundaries are not those
nodes is dematerialized digital capacity; but of the city where it is partly located, nor those
the nodes incorporate enormous amounts and of the “neighborhood.”13
types of materialities, sited materialities.
How this would work for certain forms of art
This means that we need to decode what is is not clear to me; but it is possible that the
local (or national?) in such locals, in what has issue of the edge, the surrounding, the locus
historically been constructed as local because also holds for art that is marked by the intensity
sited in a place. And it means specifying of its internal transactions and its cross-border,
what are the new territorial and institutional transnational rather than contextual orientation.
conditionalities of the local — of that which is
present in a place — in a global and digital
era. These features also raise the question
of how the edge works, about the presence
or absence of intersections between different
environments, about what happens to
contextual conditions.

THE GLOBAL CITY 261


UNBUNDLINGS AND NEW OPENINGS

The unbundling of the national along with the The large city of today emerges as a strategic
specific dynamics of denationalization as site for these new types of operations. It is
instantiated in the global city has contributed a nexus where the formation of new claims
to creating operational and conceptual open- materializes and assumes concrete forms.
ings for other actors and subjects. The loss of power at the national level produces
the possibility for new forms of power and
The ascendance of a large variety of non-state
politics at the subnational level. The national
actors in the international arena signals the
as the container of social process and power
expansion of an international civil society. This
is now cracked open. This cracked casing
is clearly a contested space, particularly when
offers possibilities for a geography of politics
we consider, for example, the logic of the capi-
that links subnational spaces. Cities are fore-
tal market — profitability at all costs — against
most in this new geography. One question this
that of the human rights regime. But it does
engenders is how and whether we are seeing
represent a space where other actors can gain
the formation of a new type of transnational
visibility as individuals and as collective
politics that localizes in these cities.
actors, and come out of the invisibility of
aggregate membership in a nation-state exclu-
sively represented by the sovereign.

There are two strategic dynamics I am isolating


here: the incipient denationalizing of specific
types of national settings, particularly global
cities; and the formation of conceptual and
operational openings for actors other than
the national state in cross-border political
dynamics, particularly the new global corporate
actors and those collectivities whose experi-
ence of membership has not been subsumed
fully under nationhood in its modern
conception — e.g., minorities, immigrants,
first-nation people, and many feminists.

262
1. There is disagreement in the literature on this point. Some 8. Immigration, for instance, is one major process through which
authors see globalization as a universal and universalizing condi- a new transnational political economy is being constituted, one
tion, especially when it comes to the sphere of consumption. In that is largely embedded in major cities insofar as most immi-
my research I have tended to focus on the sphere of “produc- grants, whether in the U.S., Japan, or Western Europe, are con-
tion,” by which I mean to include the operations necessary for centrated in major cities. It is, in my reading, one of the constitu-
the management and coordination of the global economy as well tive processes of globalization today, even though not recognized
as those that organize the appropriation and control of profit. or represented as such in mainstream accounts of the economy.

2. See Saskia Sassen, Losing Control? Sovereignty in an Age of 9. I also see this in the political realm, particularly the kind of
Globalization (New York: Columbia University Press, 1996). “global” politics attributed to the internet. I think of the latter
rather as a multiplicity of localized operations, but with the differ-
3. Taking as the starting point the specificity of a national/local ence that they are part of a global network. This produces a
setting makes it possible to trace the resistances, accommoda- “knowing” that re-marks the local. See the chapter “Electronic
tions, and inertias of the national to the agency of the global, Space and Power” in my Globalization and Its Discontents.
whether this agency comes from the outside or the inside of the
national. And it makes it possible to capture the many particular 10. Thus, for instance, in my research on these two types of
trajectories through which this insertion materializes in different workers I have found that they operate in labor markets that are
institutional orders within different national states, the multiple local even though not characterized by territorial proximity, as
forms it assumes, and the multiple cross-border networks that the standard model of such markets would have it.
are thereby constituted. Dynamic processes and border zones
emerge in the juxtapositions of the national and the global thus 11. We can then think of the global economy as materializing in
understood. See my forthcoming article, “Spatialities and a worldwide grid of strategic places, uppermost among which are
Temporalities of the Global,” in Public Culture 12, no. 1 (2000), major international business and financial centers. This global
special issue on globalization. grid constitutes a new economic geography of centrality, one that
cuts across national boundaries and across the old north-south
4. It is precisely the combination of the spatial dispersal of divide. See, e.g., Knox and Taylor, World Cities in a World-
numerous activities and telematic global integration that has System; Michel Peraldi and Evelyne Perrin, eds., Reseaux pro-
contributed to a strategic role for major cities in the current ductifs et territoires urbains (Toulouse: Presses Universitaires du
phase of the world economy. See, e.g., Paul L. Knox and Peter J. Mirail, 1996). A key aspect of the spatialization of global eco-
Taylor, eds., World Cities in a World-System (Cambridge: nomic processes that I cannot develop here is digital space; but
Cambridge University Press, 1995); and Michael A. Cohen et al., see Florian Rotzer, Die Telepolis: Urbanität im digitalen Zeitalter
eds., Preparing for the Urban Future. Global Pressures and Local (Mannheim: Bollmann, 1995); Futur Antérieur 30–32 (1995),
Forces (Washington, D.C.: Woodrow Wilson Center Press, 1996), special issue “La Ville-Monde aujourd’hui: entre virtualité et
in particular, Richard Stren, “The Studies of Cities: Popular ancrage,” ed. Thierry Pillon and Anne Querrien; and Sassen,
Perceptions, Academic Disciplines, and Emerging Agendas,” pp. Globalization and Its Discontents, chap. 9.
392–420. Beyond their sometime history as centers for world
trade and banking, these cities now function as command points 12. See Saskia Sassen, “Juxtaposed Temporalities: Producing
in the organization of the world economy, as key locations and a New Zone,” in Cynthia Davidson, ed., Anytime (Cambridge,
marketplaces for the leading industries of our period (finance Mass.: MIT Press, 1999), pp. 114–21.
and specialized services for firms), and as sites for the produc- 13. On another, larger scale, I have found rather clearly in my
tion of innovations in those industries. These cities have come research on global cities that these cities develop a stronger ori-
to concentrate such vast resources, and the leading industries entation toward the gobal markets than toward their hinterlands.
have exercised such massive influence on the economic and Thereby they override a key proposition in the urban systems lit-
social order of these cities, that the possibility of a new type of erature, to wit, that cities and urban systems integrate in order
city arises. to articulate national territory. This may have been the case dur-
5. See Sassen, “Spatialities and Temporalities of the Global.” ing the period when mass manufacturing and mass consumption
were the dominant growth machines in developed economies
6. Saskia Sassen, Globalization and Its Discontents (New York: and thrived on the possibility of a national scale. But this is not
New Press, 1998). the case today with the ascendance of digitalized, globalized,
dematerialized sectors such as finance.
7. See Joan Copjec and Michael Sorkin, eds., Giving Ground:
The Politics of Propinquity (London: Verso, 1998); and Social
Justice 20, nos. 3–4 (fall–winter 1993), special issue entitled
“Global Crisis, Local Struggles.”

THE GLOBAL CITY 263


CASEY NELSON BLAKE AFTERWORD:
At the end of a collection as varied as this The first version of that question might read
one, which ranges from neo-Marxist cri- as follows: Is there a necessary connection
tiques of economic globalism to strictures between a pragmatist theory of truth —
against nostalgia for understandings of a pragmatist stance on epistemology, if you
place, citizenship, and culture bounded by will — and any particular political position?
physical geography and nationality, it seems Many of the papers here assume such a
only appropriate to forgo summary remarks connection, but it is not at all clear from
and end instead with a series of questions. their formulations why philosophical pragma-
Those questions are all versions of one tism must underwrite one or another strain
question, the Tina Turner Question implicit of left-liberalism (the dominant political note
in all these essays: What’s pragmatism got sounded throughout this collection), as
to do with it? Is pragmatism, understood as opposed to some other political stance.
an intellectual, political, and philosophical There has, in any event, been a long-stand-
tradition, an appropriate point of departure ing debate within pragmatist circles on this
for the stances recommended in these very issue, with Richard Rorty arguing for
papers? If pragmatism is to stand for some- maintaining a hard distinction between
thing more than openness to the new — Dewey’s critique of foundationalism and his
“an old name for new ways of thinking,” as left-progressive positions on political and
historian James Kloppenberg wryly charac- social issues. By contrast, Jürgen Habermas
terizes various strains of “neo-pragmatist” and, to a lesser extent, Kloppenberg, Robert
1
thought — or more than a philosophical Westbrook, and Cornel West have all traced
gloss on a left-liberal politics that once took the relationship between a pragmatist epis-
its inspiration from Gramsci and the young temology and a radical-democratic politics.
Marx, then it must set some limits on the That this is by no means a settled issue in
arguments we may put forward under its pragmatist circles is evident in the essays
banner. Asking the Tina Turner Question may in the recent anthology of writings by histo-
help us think through more precisely what rians and political theorists on Richard
pragmatism as a historical tradition has to Rorty edited by John Pettegrew, titled
offer the papers collected here, whether it A Pragmatist’s Progress? Richard Rorty and
does in fact authorize their authors’ commit- American Intellectual History.
ments, and what, if anything, the pragmatist
imagination has to offer discussions of
architecture, design, urban space, and polit-
ical change at this turn-of-the-century
moment.
WHAT’S PRAGMATISM GOT TO DO WITH IT?
A second version: Is there a connection A third question follows from the version
between a pragmatist aesthetics of the sort above: Does a pragmatist hope for a revital-
that Richard Shusterman recommends and ized public sphere carry with it a commit-
any particular approach to architecture and ment to particular understandings of public
urban design? It is worth pointing out that space, place, and scale? Here it seems to
none of the central thinkers in the American me the pragmatist legacy is muddled at
pragmatist tradition wrote at length on best, since pragmatists have been hard
these subjects. Dewey’s Art as Experience pressed to explain how a general predisposi-
brilliantly restates the republican concep- tion to things public should translate into
tion of art as a civic good but has nothing spatial and place-based projects. Those who
of consequence to say about the aesthetics would seek in pragmatism additional ratio-
and design of the built environment. In the nale for “postnational” and “transnational”
end, it may turn out that Thorstein Veblen approaches to political and cultural criticism
and Lewis Mumford — two thinkers who are especially likely to be disappointed. For
deserve to be considered within the pragma- pragmatists can be found occupying local-
tist “community of discourse”2 — are more ist, regionalist, nationalist, cosmopolitan,
helpful to thinking through the relationship and internationalist stances throughout
between pragmatism and architecture than their movement’s history.
are James or Dewey. Veblen and, especially,
Questions of place and scale bedeviled John
Mumford sought to articulate the architec-
Dewey throughout his entire career as a
tural and design implications of a pragma-
political thinker. On the one hand, Dewey’s
tist aesthetics rooted in lived experience.3
ideal of the public and his hopes for a more
Though their functionalist aesthetic may
expansive democratic practice rested on a
clash with the sensibilities of today’s post-
belief in the importance for civic culture of
modernists and historicists, it is worth
face-to-face deliberation in local govern-
remembering that both Veblen and Mumford
ment, the school, the workplace, and other
understood functionalism as a democratic
relatively small-scale settings. When it
ideal, critical of market imperatives. It is
came to national identity, Dewey was an
precisely because their humanistic function-
unabashed American exceptionalist, though
alism cuts against the grain of the stale
of a decidedly radical-democratic sort. It is
polemics between modernists and postmod-
impossible to imagine him endorsing
ernists that it deserves a second look today.

267
accounts of United States national identity artistic self-fashioning. His localism, so rem-
as inherently predatory or repressive. On the iniscent of William James’s anarchistic
other, Dewey understood that the industrial- opposition to “bigness in all its forms,” may
capitalist transformations of the 19th and be an embarrassment to contemporary acad-
early 20th centuries had nationalized and emics who pride themselves, above all, on
even globalized the economic and political their liberation from the constraints of geog-
processes that shaped the lives of individu- raphy, nationality, and place-based communi-
als in the United States, while draining local ties. But Mumford also made countless
institutions of efficacy and power. As a appeals for the creation of regional and
result, he looked to radio, the syndicated international authorities responsible for
press, and other communications technolo- everything from water management to the
gies that transcended the local as abolition of nuclear weapons. James’s stu-
resources for a revitalized public sphere. dent W.E.B. Du Bois sought originally to
He even endorsed U.S. participation in the root his sweeping reinterpretation of
First World War, in part as a spur to the African-American culture and U. S. history,
cosmopolitan transformation of a formerly The Souls of Black Folk, in a close examina-
provincial American culture. But it was tion of the culture of the southern Black
precisely the relationship between local Belt. Yet Souls was also deeply informed by
participatory democracy and the larger-scale Du Bois’s cosmopolitanism and by his edu-
organs and institutions of what Dewey cation in classical English and Continental
called the “Great Society” that made humanism. As his career progressed, Du
The Public and Its Problems such a muddled Bois became not only a Marxist internation-
work of political theory, as even his admirer alist but a great theorist of Pan-
Robert Westbrook concedes.4 Africanism — a move that may or may not be
viewed as a repudiation of his early pragma-
Nor do other thinkers in the pragmatist orbit
tism. Even Randolph Bourne’s famous call
offer much clearer guidance on matters of
for a “trans-national America” eludes easy
space, place, and scale. Lewis Mumford, an
characterization as a “post-national” mani-
indefatigable critic of the nation-state and
festo. If Bourne skewered the “melting-pot”
the industrial “megamachine,” imagined
ideal for assimilating immigrants, he also
urban public spaces as sites for civic and
complained that “America [had] as yet no
impelling integrating force….In our loose,
free country, no constraining national pur-
pose, no tenacious folk-tradition and folk-
style hold the people to a line.”5

268
If pragmatists past offer no clear prescrip- and economic interests. Churches enlivened
tions on these issues, many of their contem- by the social gospel and universities ener-
porary heirs have formulated cautious gized by the promise of the new social sci-
defenses of civic nationalism that sit uneasi- ences educated two or three generations of
ly with the globalist trends on American intellectual activists on the progressive left.
campuses. Both David A. Hollinger’s Meanwhile, an emergent Fordist capitalism
Postethnic America and Rorty’s Achieving required a strong nation-state to limit the
Our Country seek to preserve national civic inefficiencies of unregulated competition,
culture as a site for democratic political buy off popular discontent through welfarist
possibility.6 Whether Hollinger and Rorty are measures, and meld an ethnically diverse
right or wrong in their rearticulation of civic working class into an “American” national
nationalism matters less, in this instance, bloc that would both support the state in its
than does their reading of pragmatism as an international mission and serve as a mass
inspiration for such a position. market for the new consumer economy.
Together, these developments created a
Finally, there remains the question of what
political culture far more hospitable to a
resources pragmatism offers to the specific
pragmatist-informed progressivism than any-
political, social, economic, and cultural con-
thing imaginable today. The left wing of the
ditions of our turn-of-the century moment,
progressive movement that included Dewey,
which differs dramatically from the one that
Jane Addams, Randolph Bourne, and other
James and Dewey confronted. Or to borrow
pragmatist thinkers was to a large extent
the title of an article by political theorist
parasitic on a more moderate or even corpo-
Jeffrey Isaac, is the revival of pragmatism
ratist strain of progressivism that — wittingly
practical? In that article, and in a related
or not — met the needs of a Fordist
essay on “the poverty of progressivism,”
project. Writing at a very different moment
Isaac draws sharp contrasts between these
in the history of capitalism, at a time when
two historical periods that should give
popular forces and reformist institutions
pause to those who assume that a revival of
are decidedly weaker than their counter-
intellectual pragmatism will contribute to a
parts a century ago, Isaac finds little reason
resurgence of progressive politics.7 Isaac
to assume that more talk of pragmatism in
notes the presence in James’s and Dewey’s
workshops like this one will have significant
lifetimes of ascendant labor and women’s
political consequences. Isaac’s sober
movements, vigorous leftist political parties
account offers an implicit rebuke to those
and unions, and an emerging civil rights
who imagine an immediate political payoff
movement, all of which posed a significant
from the pragmatism revival.
threat to the existing order that had to be
answered or coopted by dominant political 269
As I hope these remarks suggest, I find no tion that there are realms of human experi-
easy or immediate answers to the question ence — loyalty, love, friendship, and solidari-
that provides the title for these reflections. ty are good places to start — that cannot
As admirable and well-intentioned as the and should not be reduced to money, mar-
papers in this volume are, many seem to me kets, celebrity, and power. That ethic would
to advance positions that have only the also require that we maintain an ironic dis-
most tenuous relation to pragmatism as a tance from academic pronouncements about
historically coherent intellectual tradition. Is the goodness of all that comes wrapped in
pragmatism really a “usable past” for such the mantle of the new and the global, and
positions? By the same token, I am skepti- nurture instead what Bourne elsewhere
cal of the idea that there are necessary con- called “deep dissatisfaction with self and
nections between pragmatism as a philo- with the groups that give themselves forth
sophical stance and the politics favored by as hopeful.”9 Yes, there is the contrarian
most workshop authors, between pragmatist spirit of the malcontent in such an ethic.
aesthetics and specific currents in contem- But then again, as Bourne told us,
porary architecture and design, and between “Malcontentedness may be the beginning of
the pragmatist revival in the universities and promise.”10
future political hope. At the very least, such
connections have yet to be established, in
theory and in practice. If there is such a
thing as the “pragmatist imagination,” I
believe it must be wedded to a pragmatist
ethic of irony — an ethic that insists that we
see “things as they are, thrown against the
background of things as they ought to be,”
to borrow Bourne’s words in “The Life of
Irony.”8 Among other things, such an ethic
would uphold the now-unfashionable proposi-
1. James T. Kloppenberg, “Pragmatism: An Old Name for Some New Ways of Thinking?” in John Pettegrew, ed., A Pragmatist’s
Progress? Richard Rorty and American Intellectual History (Lanham, Md.: Rowman & Littlefield, 2000), pp. 19–60. Kloppenberg’s
title is a play, of course, on the subtitle to William James’s classic 1907 collection, Pragmatism, “A New Name for Some Old
Ways of Thinking.”

2. The phrase is David A. Hollinger’s; see the essays collected in his In the American Province: Studies in the History and
Historiography of Ideas (Bloomington: Indiana University Press, 1985).

3. For Mumford’s relation to the pragmatist tradition, see my Beloved Community: The Cultural Criticism of Randolph Bourne, Van
Wyck Brooks, Waldo Frank, and Lewis Mumford (Chapel Hill: University of North Carolina Press, 1990).

4. See Robert B. Westbrook, John Dewey and American Democracy (Ithaca, N.Y.: Cornell University Press, 1991), pp. 314–18.

5. Randolph Bourne, “Trans-national America,” in Olaf Hansen, ed., The Radical Will: Randolph Bourne, Selected Writings
1911–1918 (New York: Urizen Books, 1977), p. 255. See also my essay, “‘The Cosmopolitan Note’: Randolph Bourne and the
Challenge of ‘Trans-national America,’” culturefront 4, 3 (winter 1995–96), pp. 25–28.

6. David A. Hollinger, Postethnic America: Beyond Multiculturalism (New York: Basic Books, 1995); and Richard Rorty, Achieving
Our Country: Leftist Thought in Twentieth-Century America (Cambridge, Mass.: Harvard University Press, 1998).

7. See Jeffrey C. Isaac, “Is the Revival of Pragmatism Practical, or What Are the Consequences of Pragmatism?” in Pettegrew,
ed., Pragmatist’s Progress, pp. 151–80, and “The Poverty of Progressivism: Thoughts on American Democracy,” Dissent, fall
1996, pp. 40–49.

8. Randolph Bourne, “The Life of Irony,” in Hansen, ed., Radical Will, p. 138. For a revealing comparison of Bourne and Rorty on
irony, see John Pettegrew, “Lives of Irony: Randolph Bourne, Richard Rorty, and a New Genealogy of Critical Pragmatism,” in
Pettegrew, ed., Pragmatist’s Progress, pp. 103–34.

9. Randolph Bourne, “Twilight of Idols,” in Hansen, ed., Radical Will, p. 346.

10. Ibid., p. 347.

271
NOTES ON CONTRIBUTORS

Stanley Aronowitz is Distinguished Professor of Sociology at Teresa Caldeira teaches anthropology at the University of
City University of New York Graduate Center. Social critic, public California, Irvine. Her research concerns processes of social
intellectual, and prolific writer, he has had a diverse career discrimination, urban segregation, racism, and the expansion of
ranging from supervising community employment programs to citizenship from a comparative perspective. She is particularly
organizing oil, chemical, and atomic workers and working as a interested in the impact of these processes as they affect
steelworker and lathe operator. He is a member of the editorial women and transitions to democracy. Her book City of Walls:
board of Cultural Critique, American Culture, New Politics, and Crime, Segregation and Citizenship in São Paulo (University
Social Text. His most recent publications include From the Ashes of California) is in press.
of the Old: American Labor and America’s Future (Houghton
Mifflin, 1998) and The Knowledge Factory: Dismantling the Jean-Louis Cohen is professor of architectural history at the
Corporate University and Creating True Higher Learning (Beacon, Institut français d’urbanisme at the Université de Paris VIII and
2000). A volume coedited with Mark Poster, The Information the Institute of Fine Arts, New York University. His book Scenes
Subject, is forthcoming this year (Gordon & Breach). of the World to Come: European Architecture and the American
Challenge, 1893–1960 (Flammarion, 1995) accompanied a
Marshall Berman teaches political theory and urbanism at the City major exhibition at the Canadian Centre for Architecture. A new
University of New York. His most recent book is Adventures in book, Casablanca. Mythes et figures d’une aventure urbaine
Marxism (Verso, 1999), a reconsideration of the Communist (Hazan, 1998), with Monique Eleb, is now being translated
Manifesto on its sesquicentennial and in the aftermath of the fall into English. He is currently engaged in the creation of a new
of communism. His extensive critical writings have appeared in architectural museum, the Cité de l’Architecture et du Patrimoine,
The Nation, The Village Voice, Dissent, New Left Review, and other in the Palais de Chaillot in Paris.
journals, and he serves on the editorial board of Dissent. His clas-
sic All That Is Solid Melts into Air was first published in 1982. Jonathan Crary is associate professor of art history at Columbia
University and a founding editor of Zone Books. His most recent
Casey Nelson Blake is professor of history and directs the book, Suspensions of Perception: Attention, Spectacle, and
American Studies program at Columbia. A former fellow of the Modern Culture (MIT Press, 2000), traces changes in human
Woodrow Wilson Center, he is the author of Beloved Community: perception in the late 19th and early 20th century as reflected
The Cultural Criticism of Randolph Bourne, Van Wyck Brooks, in art theory, philosophy, and scientific psychology. Techniques
Waldo Frank, and Lewis Mumford (University of North Carolina, of the Observer: On Vision and Modernity in the 19th Century
1990). His essay “The Perils of Personality: Lewis Mumford and was published in 1990 (MIT Press).
Politics after Liberalism” appears in the anthology Pragmatism:
From Progressivism to Postmodernism, ed. Robert Hollinger and Rosalyn Deutsche is an art historian and critic based in New
David Depew (Praeger, 1999). A new edition of Mumford’s Art York. Her work draws on feminist and postmodern ideas about
and Technics was published by Columbia University Press this the politics of visual representation and subjectivity, especially
year with his introduction. He is currently writing a book on in relation to public space. Evictions: Art and Spatial Politics was
American public art since the 1960s. published in 1998 (MIT Press). She is a coauthor of the exhibi-
tion catalogue Barbara Kruger (Museum of Contemporary Art,
Sandra Buckley directs the Center for Arts and Humanities at Los Angeles, 1999). She has taught at Massachusetts Institute
the State University of New York at Albany and was formerly of Technology, Columbia, Cooper Union, and the Whitney
professor of East Asian Studies at Griffith University, Australia. Independent Study Program.
She focuses on issues of gender, domesticity, and popular
culture in the context of contemporary Japanese studies. She Kenneth Frampton is an architectural historian and holds the
is the editor of Broken Silence: Voices of Japanese Feminism Ware professorship at Columbia Graduate School of Architecture.
(University of California, 1997). A new book, Culturezones: Among his numerous publications are Studies in Tectonic Culture
Mapping the Contemporary Japanese Landscape, is in preparation. (MIT Press, 1995) and Modern Architecture: A Critical History
(World of Art, 1992). His argument for a new “critical regionalism”
in architecture, first advanced in 1983, has been a seminal
polemic in the field. An edited volume, Technology, Place and
Architecture: The Jerusalem Seminar in Architecture, appeared
in 1998 (Rizzoli).

272
GERALD E. FRUG was recently named Louis D. Brandeis DAVID LAPOUJADE is the author of William James: Empirisme et
Professor at Harvard Law School, where he has taught since pragmatisme (PUF, 1997). He teaches the history of British and
1981, for his contributions to teaching and scholarship in urban American philosophy at the Université de Paris I.
legal studies. His research focuses on legal problems of local
governments and legal theory. His book City Making: Building REINHOLD MARTIN teaches architectural theory, history, and
Communities without Building Walls was published by Princeton design studio at Columbia University and holds architectural
University Press in 1999. degrees from Rensselaer Polytechnic, the Architectural
Association in London, and Princeton. He is a founding coeditor
PETER GALISON is Mallinckrodt Professor of the History of of Grey Room, a new scholarly journal devoted to the theorization
Science and Physics at Harvard University. His work explores the of modern and contemporary architecture, art, and media. With
interactions in 20th-century physics among the “subcultures” of his partner, Kadambari Baxi, he is a principal in the firm of
experimentation, instrumentation, and theory. Recent books Martin/Baxi Architects and the author of Entropia (Black Dog,
include The Architecture of Science, edited with Emily Thompson 2000).
(MIT Press, 1999); Picturing Science, Producing Art, with Carolyn
Jones (Routledge, 1998); Image and Logic: A Material Culture BRIAN MASSUMI, an associate professor of English, works on
of Microphysics (University of Chicago, 1997); and The Disunity poststructuralist theory, theories of perception, space and
of Art: Boundaries, Contexts, and Power, edited with David motion, new media, and cultural studies. Currently he is
Stump (Stanford University, 1996). In 1997 he was named a completing a book entitled The Critique of Pure Form: The Union
John D. and Catherine T. MacArthur Foundation Fellow. of the Senses and the Genesis of Forms. Translator of Gilles
Deleuze and Félix Guattari’s Mille Plateaux (University of
ELIZABETH GROSZ’s work focuses on feminist theory, politics, Minnesota, 1987), he is the author of A User’s Guide to
and Western philosophy. She was trained as a philosopher at Capitalism and Schizophrenia: Deviations from Deleuze and
the University of Sydney, where she taught from 1978 to 1991. Guattari (MIT, 1992). Forthcoming next year are his Parables for
Since then she has taught widely in Australia and the United the Virtual (Harvard University) and an edited volume, A Shock
States, where she is now Park Professor of Comparative to Thought: Expression after Deleuze and Guattari (Routledge).
Literature at the State University of New York at Buffalo. Her
most recent book is Becomings: Explorations in Time, Memory, MARY MCLEOD is an associate professor at Columbia University,
and Futures (Cornell, 2000). Space, Time and Perversion: where she teaches history and theory of architecture and design
Essays on the Politics of Bodies came out in 1995 (Routledge). studio. Her recent writings, especially concerned with issues
of feminism in architecture, the everyday, and the history of the
ANDREAS HUYSSEN is Villard Professor of Germanic Languages modern movement, have appeared in numerous journals and
and Comparative Literature and director of the Center for anthologies, including Architecture Theory since 1968 (MIT Press,
Comparative Literature and Society at Columbia. A number of 1998), Architecture of the Everyday (Princeton Architectural
his recent writings have focused on monuments and memory in Press, 1997), Architecture and Feminism (Princeton Architectural
the context of postmodernity. Twilight Memories: Marking Time in Press, 1997), and Architecture in Fashion (Princeton Architectural
a Culture of Amnesia was published by Routledge in 1995. He Press, 1994). She has recently completed editing a book
is coeditor of New German Critique. on the French designer Charlotte Perriand, to be published by
Harry N. Abrams in 2001.
ISAAC JOSEPH teaches sociology at the Université de Paris
X–Nanterre. He has been interested in the Chicago School of
sociology and pragmatist thought since the publication of his
book L’École de Chicago: naissance de l’écologie urbaine
(Aubier, 1979, with Yves Grafmeyer). Recent books include La
Ville sans qualités (Editions de l’Aube, 1998) and Erving
Goffman et la microsociologie (PUF, 1997). He coedited a spe-
cial issue of Raisons pratiques, no. 7, “La Folie dans la place”
(L’EHESS, 1996) as well as the volume Métiers du public: les
compétences de l’agent et l’espace de l’usager (CNRS, 1995).

273
Paul Miller a.k.a. DJ Spooky That Subliminal Kid is a writer, Joan Ockman directs the Temple Hoyne Buell Center for the
conceptual artist, and musician who mixes diverse music Study of American Architecture at Columbia, where she also
genres, urban scenes, and high/low cultural commentary teaches architectural history and theory. Her book Architecture
in his work. His albums include The Quick and the Dead Culture 1943-–1968: A Documentary Anthology was published
(Beggars Banquet/Sulfur, 2000), Subliminal Minded: The EP (Bar by Rizzoli in 1993. She coedited the volume Architecture
None, 1999), File under Futurism (Caipirinha Productions, 1999), Criticism Ideology (Princeton Architectural Press, 1985).
Necropolis: The Dialogic Project (Knitting Factory Works, 1996), A monographic essay by her on Alexander Dorner, an avant-garde
and Songs of a Dead Dreamer (Asphodel, 1996). For his writings German museum director of the 1920s later influenced by
and sounds: http://www.DJspooky.com. pragmatist philosophy, “The Road Not Taken: Alexander Dorner’s
Way Beyond Art,” appears in the volume Autonomy and Ideology:
Chantal Mouffe is a social and political philosopher. Her recent Positioning an Avant-Garde in America, ed. R. E. Somol
work develops a theory of radical democracy based on political (Monacelli, 1997).
pluralism and the maintainance of social differences. The editor
of Deconstruction and Pragmatism (Routledge, 1996) and John Rajchman is a philosopher with special interest in the
Dimensions of Radical Democracy: Pluralism, Citizenship, arts and architecture. Currently a visiting professor in the art
Community (Verso, 1996), she is the author, most recently, history department at Columbia, he has previously taught at
of The Democratic Paradox (Verso, 2000) and The Challenge of Massachusetts Institute of Technology, Cooper Union, and the
Carl Schmitt (Verso, 1999). A collection of her writings together Collège International de Philosophie in Paris. Among his books
with Ernesto Laclau is Laclau and Mouffe: The Radical are The Deleuze Connections (MIT, forthcoming 2000),
Democratic Imaginary (Routledge, 1998). Currently Quinton Hogg Constructions (MIT Press, 1998), Truth and Eros: Foucault,
Senior Research Fellow at the Centre for the Study of Democracy Lacan, and the Question of Ethics (Routledge, 1991), and
at the University of Westminster in London, she has held visiting Philosophical Events (Columbia, 1990). He is the editor of
professorships around the world and is a member of the Collège French Philosophy 1945–1995, with Etienne Balibar (New Press,
International de Philosophie, Paris. forthcoming 2001); Pure Immanence (Zone Books, 2000); The
Virtual House (ANY 20, 1997); Lightness (ANY 5, 1994); and
The Identity in Question (Routledge, 1995). His book Post-
Analytic Philosophy, coedited with Cornel West (Columbia, 1985),
helped reintroduce pragmatist philosophy into contemporary
intellectual debates. His essay “A New Pragmatism?” appears
in Anyhow, ed. Cynthia Davidson (MIT Press, 1998).

274
Martha Rosler is an artist based in New York. Her diverse work, Sandhya Shukla teaches in the department of anthropology
ranging from photography, video, public art installations, and and the Center for the Study of Race and Ethnicity at Columbia.
performance pieces to fiction and critical writing, focuses on the She received her doctorate from Yale in 1998. Her recent
sociopolitical myths and realities that constitute a late-capitalist, writings include “New Immigrants, New Forms of Transnational
patriarchal culture. In 1989 her curatorial project at the DIA Art Community: Post-1965 Indian Migrations,” Amerasia Journal,
Foundation, “If You Lived Here…,” offered a critique of housing, 1999; “Building Diaspora and Nation: The 1991 ‘Cultural
homelessness, and architectural planning in New York City. Festival of India,’” Cultural Studies, 1997; and “Feminisms of
A major international retrospective of her work was mounted in the Diaspora Both Local and Global: The Politics of South Asian
2000 at the New Museum of Contemporary Art and the Inter- Women Against Domestic Violence,” in Women Transforming
national Center for Photography in New York, with an accompany- Politics (New York University, 1997).
ing publication, Martha Rosler: Positions in the Life World (MIT
Press, 1999). Among other recent publications is In the Place of Richard Shusterman is a philosopher and cultural critic, and
the Public: Observations of a Frequent Flyer (Cantz, 1998). author of a number of books on pragmatism and aesthetics:
Pragmatist Aesthetics: Living Beauty, Rethinking Art (2nd ed.,
Hashim Sarkis is an assistant professor of architecture at Rowman & Littlefield, 2000); Performing Live: Aesthetic
Harvard and a practicing architect in Lebanon. His scholarly Alternatives for the Ends of Art (Cornell, forthcoming 2000);
research centers on democratic practices and representations in Practicing Philosophy: Pragmatism and the Philosophical Life
20th-century American architecture and urbanism. A current project (Routledge, 1997); and Sous interprétation (L’Eclat, 1994).
concerns the design and planning of educational facilities in the He is also the editor of Bourdieu: A Critical Reader (Blackwell,
United States after World War II. His built architectural work 1999). Some of his essays on art, music, and cultural criticism,
includes a housing complex for fishermen in Tyre, Lebanon. He including pieces from The Nation, The Chronicle of Higher
is the program director of Plan B, Institute for Urban Design Education, and the Philly Rap fanzine, appear on his web page:
Studies in Lebanon and the Middle East, a nonprofit research www.temple.edu/aesthetics. He chairs the department of
organization concerned with postwar reconstruction. With Peter philosophy at Temple University.
Rowe, he coedited the book Projecting Beirut: Episodes in the
Construction and Reconstruction of a Modern City (Prestel, AbdouMaliq Simone has worked as an urbanist in the Graduate
1998). School of Public Development Management at the University of
Witwatersrand in Johannesburg and as a senior researcher with
Saskia Sassen is professor of sociology at the University of the Coalition for the Development of Urban Africa in Dakar. He
Chicago and Centennial Visiting Professor at London School of was a Rockefeller Humanities Fellow at the International Center
Economics. Her most recent books are Guests and Aliens (New for Advanced Studies at New York University in 1999–2000. His
York: New Press, 1999) and Globalization and its Discontents: research focuses on new modalities of social affiliation, econo-
Essays on the New Mobility of People and Money (New York: my, and subjectivity in the context of the dispersal and reconfigu-
New Press 1998). Her two books on cities, The Global City ration of African cities. His books include Urban Process and
(Princeton University) and Cities in a World Economy (Pine Forge), Change in Africa (Dakar, 1998) and In Whose Image? Political
have been reissued in updated editions in 2000. She is current- Islam and Urban Practices in Sudan (University of Chicago, 1994).
ly completing Cities and Their Cross-Border Networks, to be
published by the United Nations University Press, and a research
project, “Governance and Accountability in a Global Economy.”

275
Anders Stephanson, associate professor of history at Columbia, Nadia Urbinati is a specialist on liberal and socialist thought
works on international history, the historiography of U.S. foreign with particular interest in 19th- and 20th-century Europe and
relations, and political and cultural theory. His most recent book America. She teaches in the department of political science at
is Manifest Destiny: American Expansionism and the Empire Columbia. Her book Individualismo democratico. Emerson,
of Right (Hill & Wang, 1996). He is currently completing two Dewey e la cultura politica americana was published in 1997
studies: The Cold War as U.S. Ideology and The U.S. in the (Donzelli). She is the editor of translations of the writings of two
World: Six Diplomatic Historians. Italian theorists: On Liberal Revolution by Piero Gobetti (Yale,
2000) and Liberal Socialism by Carlo Rosselli (Princeton
Bernard Tschumi is dean of the Graduate School of Architecture, University, 1994). She is currently working on a book on John
Planning and Preservation at Columbia and principal of Stuart Mill’s political and moral ideas.
Bernard Tschumi Architects, New York and Paris. His theoretical
writings and design projects — revolving around an architecture Mabel Wilson teaches architectural design and theory at
of “space, event, and movement” — propose a theory of California College of Arts and Crafts and is a partner in the
architecture as a programmatic trigger for action. His books design collaborative KW:a with Paul Kariouk. Her written and
include Architecture and Disjunction (MIT Press, 1996), architectural work focuses on the way social identities — race,
Event-Cities (MIT, 1994), and the forthcoming Event-Cities 2 gender, sex, and ethnicity — are constructed in architectural
(MIT, 2000). Tschumi’s first large-scale architectural project was space. Wilson and Kariouk’s most recent project, (a)way station,
his winning competition entry for the Parc de la Villette, Paris described in their collaborative contribution to this volume, was
(1983–95). Among his most recent is the Alfred Lerner Hall initially installed at the Storefront Gallery for Art and Architecture
student center on the Columbia campus (completed 1999), in New York in 1999. Her writings have been published in
where part of the workshop took place. Assemblage, Harvard Design Magazine, ANY, and elsewhere.
She is a doctoral candidate in the American Studies Program
at New York University

Gwendolyn Wright teaches architectural history and theory at


Columbia. She has long been interested in social issues in
architecture and urban design. Her books include The Politics
of Design in French Colonial Urbanism (University of Chicago,
1991); The History of History in American Schools of
Architecture, 1865–1975 (Princeton Architectural Press, 1991);
Building the Dream: A Social History of American Housing (MIT,
1981); and Moralism and the Model Home: Domestic
Architecture and Cultural Conflict in Chicago, 1873–1913
(University of Chicago, 1980).

276
277
Thank you

to the Skidmore, Owings & Merrill Foundation for munificent and enthusiastic support of this
project—to director Craig Hartman as well as to David Childs, Marilyn Taylor, and Richard Tomlinson;

to Bernard Tschumi for helping underwrite the workshop and for encouragement of the idea;

to the board of advisors of the Buell Center for valuable input over several years of planning, in
particular, to Mary McLeod, Bob Bruegmann, and Dell Upton;

to Terry Riley for making it possible to coordinate events at Columbia and MoMA;

to Kevin Lippert of Princeton Architectural Press for willingly taking on this publication, agreeing
that a volume about "things in the making" would be an ideal candidate for his press’s first
electronic book; also to Nicola Bednarek at PAP for friendly assistance;

to Salomon Frausto for indispensable production help; and to Rebeca Golden, for generously
donating time and energy;

to Brett Snyder and Mimi O Chun for an extraordinarily imaginative book design; also to Dean
DiSimone for an elegant website;
to Andreas Huyssen, Reinhold Martin, Mary McLeod, Anders Stephanson, and Gwendolyn Wright
for serving as moderators and then contributing the introductions to the sections of this book;

to Casey Blake, for judicious advice and welcome critical perspective throughout;

finally, to John Rajchman, for all the thinking that went into making this thing.

J.O.
WHAT IS IT TODAY TO THINK OR TO IMAGINE, TO CONSTRUCT OR TO DESIGN, IN RELA-
TION NOT TO “THINGS MADE” BUT TO “THINGS IN THE MAKING”? THIS WAS THE
QUESTION — A PRAGMATIST QUESTION — POSED TO 33 LEADING THINKERS IN THEIR
FIELDS, INCLUDING PHILOSOPHERS, SOCIAL THEORISTS, CULTURAL CRITICS, AND
PRACTICING ARTISTS AND ARCHITECTS, WHO TOOK PART IN A WORKSHOP SPON-
SORED BY THE TEMPLE HOYNE BUELL CENTER FOR THE STUDY OF AMERICAN
ARCHITECTURE AT COLUMBIA UNIVERSITY IN SPRING 2000. DISCUSSIONS RANGED
FROM THE RELATIONSHIP BETWEEN ART AND EXPERIENCE TO THE IMPACT OF NEW
TECHNOLOGIES ON HUMAN CONSCIOUSNESS, FROM PROBLEMS OF PUBLIC SPACE TO
CONTEMPORARY TRANSFORMATIONS IN EVERYDAY LIFE, FROM THE FUTURE OF THE
NATION-STATE TO EMERGENT FORMS OF “TRANSNATIONAL” CITIZENSHIP. THE
PROVOCATIVE THEORETICAL SPECULATIONS, COMMENTARY, AND POSITION STATE-
MENTS COMPILED HERE ARE AVAILABLE BOTH IN PRINT AND ON LINE.

STANLEY ARONOWITZ MARSHALL BERMAN


CASEY NELSON BLAKE
SANDRA BUCKLEY TERESA CALDEIRA JEAN-LOUIS COHEN JONATHAN CRARY
ROSALYN DEUTSCHE KENNETH FRAMPTON GERALD E. FRUG
PETER GALISON ELIZABETH GROSZ ANDREAS HUYSSEN ISAAC JOSEPH
DAVID LAPOUJADE REINHOLD MARTIN BRIAN MASSUMI MARY MCLEOD
PAUL MILLER A.K.A. DJ SPOOKY CHANTAL MOUFFE JOAN OCKMAN
JOHN RAJCHMAN MARTHA ROSLER HASHIM SARKIS SASKIA SASSEN
SANDHYA SHUKLA RICHARD SHUSTERMAN ABDOUMALIQ SIMONE
ANDERS STEPHANSON BERNARD TSCHUMI NADIA URBINATI
MABEL WILSON GWENDOLYN WRIGHT

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