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Over the last 20 years, Reinhart Koselleck has become familiar to an Anglophone
audience as the foremost practitioner of Begriffsgeschichte (conceptual history).
Yet, an early work of his, Critique and Crisis: the Pathogenesis of Modern Society, is
today largely overlooked by political theorists. In this paper, I argue that the book
is an important resource for contemporary political theory. Not only does it outline
a highly cogent approach to the relationship between political theory and practice,
but its substantive argument concerning Enlightenment provides insights into the
character of political concepts, and the concept of politics itself, that are relevant
for thinking about political theory and discourse in the present.
Contemporary Political Theory (2006) 5, 428–446. doi:10.1057/palgrave.cpt.9300247
Introduction
Reinhart Koselleck is best known as the foremost practitioner of an approach
to the history of ideas called Begriffsgeschichte (conceptual history). Along
with Werner Conze and Otto Brunner, he was responsible for overseeing the
compilation of a massive lexicon — the Geschichtliche Grundbegriffe — which
attempted to map the links between thought and practice over a crucial period
(what Koselleck calls the Sattelzeit of the mid-18th to mid-19th century) when
the meaning of social and political concepts was fundamentally transformed
(Tribe, 1989). This work, undertaken primarily in the 1960s and 1970s, is most
familiar to English readers via translations of two volumes of Koselleck’s
essays, Futures Past (2004) and The Practice of Conceptual History (2002).
However, an earlier work of Koselleck’s — Critique and Crisis: Enlightenment
and the Pathogenesis of Modern Society — has received less attention in the
Anglophone world. It has been considered by historians of the Enlightenment,
who have portrayed it as a work of intellectual history offering many insights,
particularly methodological ones, but its substantive argument has been
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Critique and Crisis Today
429
criticized by them (La Vopa, 1992). However, the book is not widely known or
referred to in Anglophone political theory.
This paper will argue that the hallmark strength of Koselleck’s ‘mature’
work — the recognition of the intimate link between contestation at the socio-
political and the conceptual levels — was already present in Critique and Crisis,
and that on this ground alone it is worthwhile revisiting. However, it also
contends that the substantive argument of Critique and Crisis remains
important because of the light it sheds on the character of social and political
concepts generally, and the concept of politics in particular. The main
argument of Critique and Crisis is that Enlightenment thought is anti-political
and utopian, and that as such it was central to the formation of modern
totalitarianism. According to Koselleck, during the 18th century the notion
arose within important sectors of the bourgeois public that they themselves
constituted society, a space that was separate from the realm of politics, and in
which lay the future of a universal mankind. This self-understanding of the
bourgeois public involved a form of anti-politics, which, when the ‘crisis’ of the
late 18th century emerged, led to a dangerous belief in the real possibility of
utopia — that is, a society free from social and political antagonism. This
utopianism, for Koselleck, lay at the foundation of modern totalitarianism and
the ideological stand-off of the Cold War.
The notion that the Enlightenment as an historical movement led to
totalitarianism is highly questionable, and insofar as Koselleck makes this
claim his argument is open to criticism. However, Koselleck’s analysis in
Critique and Crisis contains an important insight that continues to be of
relevance for thinking about contemporary politics: that the Enlightenment
marks the emergence of a modern attitude to politics that is anti-political in
character. According to this attitude, social change is a function of shifts in
moral outlook, a matter of public education and persuasion. The identification
of the state with absolutism, and the understanding of politics as the means by
which the interests of monarchy, aristocracy and clergy were upheld, removed
the possibility that the institutions and practices of the established state and
politics could be conceived as means for achieving social change. Nonetheless,
those who opposed absolutism were ultimately forced to employ the
institutions and practices of the absolutist state in order to meet their goals
— a paradox that continued to characterize political thought and practice in
the 19th and 20th centuries. From this perspective, Koselleck was right to
argue that Enlightenment anti-politics and utopianism continued to inform the
rival ideologies of the Cold War. However, even after the end of the Cold War,
much political thought today still bears the mark of this anti-political and
utopian attitude announced in the Enlightenment.
In the first two sections of the paper, the context and substance of
Koselleck’s argument is spelt out. The third section rejects the claim that
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The critical tone that Critique and Crisis adopts towards the Enlightenment
might lead to the conclusion that Koselleck’s approach puts him in the
‘conservative’ camp.3 This is particularly the case when one considers the
unquestioned influence of Schmitt on Koselleck’s project. While to be
associated with Schmitt’s thought in the Federal Republic in the 1950s was
not to declare ones allegiance to Nazism, it was widely held that those (few)
young scholars who engaged with Schmitt’s ideas were on the conservative, if
not reactionary, right.4 Yet as Jan-Werner Müller has demonstrated at length,
interest in Schmitt’s work has been roused for many different reasons, and
comes from many different political standpoints: Marxist and liberal as much
as conservative (Müller, 2003). As will be seen below, there are certainly
moments in Critique and Crisis in which Koselleck seems to be endorsing
Schmitt’s sweeping repudiation of liberalism and modernity. A close reading of
the text, however, reveals that this was not Koselleck’s main intention. Rather,
Koselleck sought to provide a means of understanding the current situation of
world politics (the Cold War and the threat of permanent global civil war)
through a historical understanding of the Enlightenment that focuses on the
importance of conceptual contestation and change. Koselleck’s ‘politics’, both
at this time and later, are, if anything, liberal and reformist in character
(Müller, 2003, 112; Tribe, 2004, x). In contrast to Hobbes and Schmitt, then,
Koselleck’s aim in Critique and Crisis should not viewed as the legitimation of a
Leviathan state that is undemocratic and justified in exercising arbitrary power
over its subjects. Koselleck finds the anti-political Enlightenment dangerous
because it ultimately came to see civil war as a historically licensed necessity if
the sphere of morality was to triumph over that of politics and the state. In a
similar vein, the potentially catastrophic outcome of the Cold War, had it
turned hot, was a product of the same kind of thinking: that war could be
justified in the service of ideology, whether of a liberal–democratic or a
communist variant.
(i.e. the laws of the state) and the moral. The latter is referred to as ‘the law of
opinion or reputation’ (Locke, 1997, 317). Locke departed from Hobbes by
transferring the character of this law from the private conscience of the
individual to the public realm. Moral law is discussed and determined
intersubjectively, in the context of ‘societies, tribes and clubs’ and comes to act
as the standard by which citizens judge their own and others’ actions: ‘The
citizens no longer defer to the State power alone; jointly, they form a society
that develops its own moral laws, laws which take their place besides those of
the State’ (Koselleck, 1988, 55). Constant attention to and discussion of one’s
actions, in the court of public opinion, gives rise to moral laws that bear the
weight of ‘society’ and are of equal standing to those of the state. ‘What Locke
had thus put into words was the decisive breach in the Absolutist order, the
order expressed in the relationship of protection and obedience. Morality was
no longer a formal matter of obedience, was not subordinated to the politics of
Absolutism, but confronted the laws of the State’ (Koselleck, 1988, 58).
However, the distinction between morals and politics did not only appear in
the works of philosophers. For Koselleck, it came to inform the practice of two
kinds of social structure that were instrumental in the eventual destruction of
absolutism: the Republic of Letters and the Masonic lodges. These ‘indirect
countervailing powers’ would first establish themselves in distinction from the
state, eschewing the notion that they were political entities while actually
constituting major sites in the contestation of absolutist political power. The
new public that was emerging at this time was made up of various components.
In France, it was the fusion of the anti-absolutist elements of the nobility, the
merchants, financiers and businessmen who made up the rising bourgeoisie
and, most importantly, the hommes des lettres of the Enlightenment (Koselleck,
1988, 64–65). This public, excluded from the absolutist state, would find ‘non-
political’ contexts in which to gather and discuss common interests: the
exchanges, coffee-houses, academies, salons, libraries and literary societies.5
These institutions, at their birth, were inherently ‘social’ and only indirectly
political. At the same time, the more exclusively bourgeois institution of the
Masonic lodges represented another dimension in which elements of the new
public were free from the gaze of the absolutist state. The lodges were secretive
and autonomous institutions, committed to upholding the moral law and,
according to Article VI of the Masonic constitution, ‘resolw’d against all
Politicks’ (Koselleck, 1988, 74). This secret space within the absolutist state
allowed for the flourishing of the new public’s sense of civil liberty: ‘Freedom
in secret became the secret of freedom’ (Koselleck, 1988, 75).
The Republic of Letters and the lodges would increasingly take on political
functions at the same time as they professed to occupy the non-political sphere
of morality. Koselleck draws our attention here to the dramaturgical aspect of
the critique practised by Enlightenment thinkers. The dramatic criticism of
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Pope, Diderot, Lessing and, most strikingly, Schiller, saw in the stage a forum
for the exploration of the moral character of man, independent from the
secular laws of the state. For Schiller, the ‘jurisdiction of the stage’ was meant
to operate not simply when the state strayed from a moral line, but constituted
the opposite of the entire apparatus of secular law. Of course, the stage’s
jurisdiction had no immediate political effects — it was designed entirely as a
critique of politics and the state as they existed. However, once again, the
outcome was to strengthen the Enlightenment’s claim that the sphere of
‘society’, represented here by public performance and art, and being the
exclusive site of the moral law, is distinct from and opposed to the absolutist
state. Thus, ‘the jurisdiction of the secular law does in fact obtain, but unjustly
so, whereas the jurisdiction of the stage does not, although it has right on its
side’ (Koselleck, 1988, 100). The moral judgements presented on the stage were
starkly binary: vice/virtue; foolishness/wisdom; happiness/misery; and beauty/
ugliness. The state always found itself as the negative term of the couple, and in
this way ‘the dualistic world-view serves and is a function of political criticism’
(Koselleck, 1988, 101).
The concepts of ‘critique’, and the cognate concept of ‘crisis’ are at the heart
of Koselleck’s argument. His analysis of these two concepts anticipates his
later, more systematic approach of conceptual history. In itself, and as will be
seen below, this represents an important development in contemporary social
and political theory. However, for Koselleck the specific historical significance
of the concept of critique, as it is widely employed in the 18th century, is that its
meaning emerges in the tension between society and state, morals and politics.
To a 17th century thinker such as Pierre Bayle, the critic relied on reason for
his judgement. Reason stood outside of theology and, in a claim that rendered
Bayle a radical in his context, the latter is subordinate to the former (Israel,
2001, 336). The critic must be both a defender and a prosecutor in the pursuit
of the truth. What was essential to criticism was the liberty of the critic to think
without obligation to others. For Koselleck, Bayle’s Republic of Letters is on a
par with Hobbes’s state of nature; the battle is between critics to establish what
is true in a perpetual war of ideas. While Bayle himself was not an overtly
political critic, he did perform a conscious separation of critique and the state.
Critique remains in the realm of the Republic of Letters, protected from the
power of the state.
In those that follow Bayle, we begin to see the emergence of a critique of the
state, not in the sense of criticisms of this or that policy of a king, nor even of
particular kings, but rather a critique of the very institution of kingship and the
absolutist conception of sovereignty. At first, in the work of Voltaire for
example, this critique appears spasmodically and primarily in the form of
literary and historical criticism, where the church and state are occasional
targets (Koselleck, 1988, 113). However, at the waning of Enlightenment,
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present as a permanent crisis. The only way out of this crisis was to envisage
the future as an irreversible break with the past, a destination foreseen in
philosophies of history that predicted the triumph of morality over power and
the state. However, that future is realizable only given a prior understanding of
the relationship of the present to the past, which is precisely the function of the
philosophy of history.
While in Critique and Crisis, then, Koselleck occasionally referred
to the Enlightenment as a ‘movement’ (Koselleck, 1988, 53), it is evident
from a close reading of the text that what he had in mind was not a movement
either in a purely intellectual sense, nor in the sense of a unified social and
political organization. Rather the unity of the Enlightenment lay in a certain
attitude or ethos, which while not fully formed by the time of the
French Revolution, had the same broad character that it was to exhibit
though the 19th and 20th centuries. This attitude was moulded around key
social and political concepts that were, or were becoming, common currency by
the end of the 18th century: the distinction between state and society; between
politics and morality; the notion that critique according to the standard of
reason was and should be applied to all areas of life, including the state and
politics; and the beginnings of a temporalization and acceleration of history, to
which the concept of ‘crisis’, with its eschatological overtones, was crucial.
While, and certainly under the influence of Schmitt, Koselleck at times seemed
to want to condemn the ‘movement’ of the liberal bourgeoisie, it is clear that
nothing in his analysis can lead to the conclusion that ‘Enlightenment’ itself
was responsible for civil war, terror and totalitarianism. Rather, the
contemporary world, and here Koselleck was clearly thinking about the
ideological utopias of the Cold War both in the form of American capitalism
and Soviet communism, had taken on the anti-political attitude of the
Enlightenment as a means of justifying a state of perpetual global civil war.
Koselleck’s analysis of the Enlightenment is not primarily concerned, there-
fore, to portray it as a cause of the modern world. Rather, the analysis of the
political and social vocabulary of Enlightenment acts as a means by which we
can decode the political concepts and ideologies of the modern world. As is
argued in the last section, despite the end of the Cold War, Koselleck’s
argument is as important for understanding political theory and discourse
today as it was when first published.
(Tribe, 2004, xvi), Koselleck’s later work expands on the importance attributed
in Critique and Crisis to conceptions of historical time in the constitution of the
present. Modernity sees a temporalization and acceleration of history, such
that the chronologically recent, when understood as an element of a different
‘age’, comes to be seen as very distant (Koselleck, 2004, Chapter 1). This
conception of historical time is, for Koselleck, characteristic of a modern
attitude towards the world, one which has its foundation in the period that was
in focus in Critique and Crisis. Yet, the formulation of this conception was not
simply an intellectual event. What Critique and Crisis attempted to make clear
was the intimate connection between social and political thought and practice
in the 17th and 18th centuries. To be more precise, what is evident in the text,
with its careful consideration of the etymology of key concepts, and the way in
which their meaning remains stable or is transformed in different contexts, is
the importance of conceptual structures in relation to social and political
practices.
This relationship between concepts and social history is central to the
approach developed by Koselleck and his colleagues from the 1960s onwards:
Begriffsgeschichte. From the perspective of Begriffsgeschichte, there can be no
simple distinction between social history, that is the comprehension of long-
term social structures and processes, and conceptual history, understood as the
study of the meaning given to social and political life in specific contexts (see
Koselleck, 2002, Chapter 2; 2004, Chapter 5). Critique and Crisis is itself
already an example of this approach. Koselleck traces the way in which key
concepts developed in (and indeed prior to) the Enlightenment are not simply a
reflection or representation of social structures and interests, but are
themselves instrumental in providing for the self-understanding of social and
political actors. As such, Critique and Crisis might be seen as part of the
linguistic turn in social and political theory. Indeed, Begriffsgeschichte shares
much in common with the work of thinkers like Michel Foucault and Quentin
Skinner, who have attempted to chart the impact of conceptual and discursive
practices on social and political life.6 However, as Tribe argues, it is
appropriate to see Begriffsgeschichte not so much as a method, but as a
‘contribution to our historical self-understanding’, even if it has its own
particular — and specifically German — origins and concerns (Tribe, 2004,
xix–xx).
Central to the description of this historical self-understanding is the manner
in which social and political concepts are themselves open to contestation. The
forms of such contestation, and the way they change over time, are key for
understanding the character of political conflict in the modern world. Such
conflict cannot be reduced to socio-structural substrata, or be comprehended
as the misinterpretation of essential meanings. Consonant with Gadamer’s
hermeneutic approach (Gadamer, 2004), for Koselleck the meaning of
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concepts is inescapably historical, the result of the fusion of the horizon of the
interpreter and the horizon of his historical object (Freeden, 1996, 118). While
Critique and Crisis does not explicitly spell out the character of this process, it
is clear from the text that Koselleck rejects the idea that the contestation of
conceptual meaning in the Enlightenment is determined by a social and
political ‘outside’. The very grounds on which this contestation takes place are
those of concepts, their meaning and what kinds of action follow from them in
a given social and political context.
Outstanding and important as Koselleck’s contribution to Begriffsgeschichte
and the broader field of the history of ideas has been, it would be anachronistic
to view Critique and Crisis simply as a moment in his intellectual development.
Critique and Crisis articulates a notion of politics that is inextricably tied to
Koselleck’s view of the political character of conceptual contestation, one
which remains of great value for contemporary political theory. While
Koselleck draws on Schmitt’s view of politics as the act of distinguishing
between friend and enemy, Critique and Crisis sees the very process of
determining what constitutes politics — and, importantly, the depoliticization
of politics that occurs in the Enlightenment — as political in character. The
limitation of the realm of politics, and its gradual subordination in the
Enlightenment to society and morality, is a process that has a political, rather
than social or moral imperative. The enlighteners’ distinctions between politics
and society, politics and morality had the function of identifying the friends
and enemies of absolutism. To a large extent, political theory has continued to
be shaped by this problematic, which for all intents and purposes is that of
modern liberalism.
While this problematic has had many critics, it continues to pose the central
problems around which much of political theory, and social and political
discourse more generally, are organized. The concept of the political has come
to represent a distinct sphere of activity whose objective is two-fold: to
represent and negotiate between different social interests; and to reign itself in,
so that it remains distinct from, and subordinate to the apolitical realms of the
social and moral. As Koselleck demonstrated in Critique and Crisis, this
concept of the political formed part of the armoury of an attitude towards
modernity and the future that was characteristic of the social and political
discourse of the Enlightenment. We continue to live with its legacy. With
respect to political theory and political philosophy, this can be seen in
preponderant concerns with liberal conceptions of justice and of human nature
that are much indebted to (a liberal reading of) Kant. This is most obviously
the case in the field of ‘normative’ political and legal theory that has formed
around the work of Rawls (1971) and Habermas (1987). Critique and Crisis,
with its implicit criticism of this kind of Kantianism, poses a serious question
to this enterprise by reminding us that social and political concepts are
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Notes
1 The more sociological of the Frankfurt School’s accounts of Nazism can be found in Neumann
(1966).
2 Koselleck had contact with Heidegger’s thought through Hans-Georg Gadamer’s seminar at
Heidelberg (Tribe, 2004, xvi).
3 A suggestion made by Jürgen Habermas (1973) in his review of Critique and Crisis.
4 As well as Koselleck, two other young, prominent historians studying at Heidelberg at the same
time were associated with Schmitt’s ideas about Enlightenment and modernity: Nicolaus
Sombart and Hanno Kesting (Müller, 2003, 104–5).
5 This important sociological thesis was to be taken up and expanded by Jürgen Habermas, in his
Structural Transformation of the Public Sphere (1989). While the argument of that book is very
different to Critique and Crisis, it is motivated by the same concern with the character and
contemporary importance of the modern public sphere.
6 For important differences between Begriffsgeschichte and the ‘Cambridge School’ of Skinner
and JGA Pocock, see Richter (1990).
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